Woodcock et al v. Commonwealth of Kentucky et al
Filing
202
MEMORANDUM OPINION & ORDER: 1. Motion for Summary Judgment 168 is GRANTED as to Counts One and Two of the Plaintiffs' Complaint; 2. Counts Three through Four of the Plaintiffs' Complaint regarding state law violations are REMANDED for fu rther consideration by the state court; 3. Motions (R. 179 ; R. 180 ; R. 183 ; R. 188 ) are DENIED AS MOOT; 4. Motion for leave to Seal a Document 184 is GRANTED; and 5. This case is STRICKEN from the Court's active docket. Signed by Judge Gregory F. VanTatenhove on 2/4/2020. (CBD)cc: COR, Certified copy to Franklin Circuit Clerk w/ copy of the docket sheet via US Mail (Main Document 202 replaced on 2/4/2020) (CBD).
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF KENTUCKY
CENTRAL DIVISION
FRANKFORT
BRIAN WOODCOCK, et al.,
Plaintiffs,
v.
CORRECT CARE SOLUTIONS, LLC, et
al.,
Defendants.
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Civil No. 3:16-cv-00096-GFVT
MEMORANDUM OPINION
&
ORDER
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This case is primarily about the adequacy of medical treatment for state inmates with
chronic Hepatitis C (HCV) viral infections. Plaintiffs challenge whether the failure of current
Kentucky Department of Corrections (KDOC) policies and protocols to timely provide Direct
Acting Antiviral drugs (DAA) to treat all HCV inmates constitutes deliberate indifference to
their serious medical needs in violation of the Eighth and Fourteenth Amendments, or otherwise
constitutes negligence or gross negligence. In response, Defendants contend KDOC’s HCV
treatment policies and protocols are objectively reasonable and are the result of subjective
medical judgment. The Defendants have moved for summary judgment on the Plaintiffs’ claims,
and for the reasons that follow, the Court GRANTS the Defendants’ motion as to the claims
under the Rehabilitation Act and American with Disabilities Act and the § 1983 Eighth
Amendment claim and REMANDS the Plaintiffs’ remaining state law Negligence and
Intentional Infliction of Emotional Distress claims for further consideration by the state court.
I
A
This case began in 2015 in Franklin Circuit Court in Franklin County, Kentucky. [R. 38
at 1.] Mr. Salinas filed a Petition for Writ of Mandamus against then-Commissioner LaDonna
Thompson, asking the Court to order treatment for his HCV infection. [Id. at 1–2]. On
November 14, 2016, Mr. Salinas filed an Amended Class Action Complaint, naming additional
plaintiffs and defendants. [Id. at 2]. The case was removed to this Court on December 7, 2016.
[R. 1.] On August 18, 2017, Ms. Lawrence moved to intervene, adding Mr. Erwin as an
additional defendant. [R. 33.] Magistrate Judge Edward B. Atkins permitted intervention. [R.
35.] On March 1, 2018, Plaintiffs filed motions to certify their class under Rule 23(b)(2). On
July 12, 2019, this Court issued a Memorandum Opinion & Order that certified the Plaintiffs’
class of “all inmates in Kentucky prisons who have been diagnosed, or will be diagnosed, with
chronic hepatitis C virus (HCV) for the purpose of injunctive relief.” [R. 162 at 22.] Also, this
Court appointed Plaintiffs Salinas and Lawrence as class representatives, appointed Plaintiff
Class’s counsel, and denied Plaintiffs’ motion for a permanent injunction. [Id.]
B
The Plaintiffs in this matter are inmates, incarcerated with the Kentucky Department of
Corrections. [R. 1-2 at ¶ 3.] Each of them have been diagnosed with the Hepatitis C virus. [Id.]
Defendants are various official and nonofficial entities, all sued in their individual capacities,
charged with managing the HCV treatment plan for and providing care to inmates. [R. 1-2 at ¶¶
5–15.] Defendant James Erwin was the former Commissioner of the KDOC, responsible for its
operations, policies, and employment. [R. 36 at ¶ 4; R. 178.] The original Plaintiffs did not sue
Mr. Erwin, but he was added to this lawsuit by Intervening Plaintiff Jessica Lawrence. However,
2
Plaintiffs have recently dismissed Defendant James Erwin from the suit in his individual
capacity. [R. 186.] Defendants Rodney Ballard and LaDonna Thompson are former
Commissioners of the KDOC. [Id. at ¶ 5–6.] Defendant Doug Crall, M.D., is the Medical
Director of the KDOC, responsible for policies, procedures, and employment concerning the
inmates’ medical care. [R. 1-2 at ¶ 12.] Defendant Cookie Crews is the Health Services
Administrator of the KDOC. [Id. at ¶ 13.] Defendant Frederick Kemen, M.D., is responsible for
managing the HCV treatment plan for KDOC inmates. [Id. at ¶ 14.] Defendant Denise Burkett
is the medical director of the KDOC. [R. 126 at ¶ 13.] Defendant Correct Care Solutions, Inc.,
provides medical services to inmates of the KDOC. [Id. at ¶ 15.]
Plaintiffs believe they have not been provided constitutionally adequate treatment for
their HCV infections. [R. 134; R. 135.] According to their complaint, Defendants did not
employ qualified individuals, did not adequately train these employees, and did not create or
enforce necessary policies and procedures to ensure proper care. [R. 1-2 at ¶ 16.] Plaintiff Brian
Woodcock is housed at the Kentucky State Penitentiary (KSP). [Id. at ¶ 52.] In December 2011,
a biopsy indicated the fibrosis in his liver had advanced from Stage 1 to Stage 2. [Id.] Under Dr.
Steven Shedlofshky’s standards, he was first told he qualified for antiviral prescription
medication. [Id.] But Dr. Shedlofsky then left KDOC, and KDOC found Mr. Woodcock did not
qualify for medication. [Id.] Four years later, after his infection further progressed, he began
receiving treatment. [Id. at ¶53.] Plaintiff Ruben Rios Salinas is also housed in KSP and has
been denied testing and treatment of his HCV infection. [Id. at ¶¶ 54–55.] Plaintiff Keath
Bramblett, another inmate at KSP, contracted HCV during incarceration. [Id. at ¶ 56.] He has
been denied both participation in any program working with food and treatment for his
condition. [Id. at ¶¶ 56–57.] Mr. Bramblett has been ordered to share razors with other inmates.
3
[Id. at ¶ 57.] Plaintiff Jessica Lawrence has been diagnosed with HCV but has not received any
treatment. [R. 36 at 5.]
Defendants do not contest the facts surrounding the care Plaintiffs have received, but
disagree that such care is inadequate. [R. 140 at 3–4.] Plaintiffs sue Defendants on four
separate theories. First, Plaintiffs sue Defendants under § 1983 for violations of the Eighth and
Fourteenth Amendments to the United States Constitution. [R. 1-2 at ¶ 61.] Also, Plaintiffs
claim Defendants violated the Americans with Disabilities Act and the Rehabilitation Act of
1978 for failure to reasonably accommodate their infections. [Id. at ¶ 64.] Based on the failure
to meet the standard of care, Plaintiffs also believe Defendants acted with negligence and gross
negligence. [Id. at ¶ 66.] Finally, Plaintiffs sue for Intentional Infliction of Emotional Distress.
[Id. at ¶ 68.] They seek both injunctive relief for care and damages for lack of treatment. [R. 1-2
at 19; R. 36 at 9.]
B
Under Federal Rule of Civil Procedure 56, summary judgment is appropriate where “the
pleadings, depositions, answers to interrogatories, and admissions on file, together with
affidavits, if any, show that there is no genuine issue as to any material fact and that the moving
party is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56. A fact’s materiality is
determined by the substantive law, and a dispute is genuine if “the evidence is such that a
reasonable jury could return a verdict for the non-moving party.” Anderson v. Liberty Lobby,
477 U.S. 242, 248 (1986).
In deciding a motion for summary judgment, the Court must view the evidence and draw
all reasonable inferences in favor of the nonmoving party. Matsushita Elec. Indus. Co. v. Zenith
Radio Corp., 475 U.S. 574, 587 (1986). The burden is initially on the moving party to inform
4
“the district court of the basis of its motion, and [to identify] those portions of ‘the pleadings,
depositions, answers to interrogatories, and admissions on file, together with affidavits, if any,’
which it believes demonstrates the absence of a genuine issue of a material fact.” Celotex Corp.
v. Catrett, 477 U.S. 317, 323 (1986). Once this burden is met, the nonmoving party, “must set
forth specific facts showing that there is a genuine issue for trial.” Fed.R.Civ.P. 56(e). Further,
“the trial court no longer has a duty to search the entire record to establish that it is bereft of a
genuine issue of material fact.” Street v. J.C. Bradford & Co., 886 F.2d 1472, 1479-80 (6th Cir.
1989). Instead, “the non-moving party has an affirmative duty to direct the Court’s attention to
those specific portions of the record upon which it seeks to rely to create a genuine issue of
material fact.” In re Morris, 260 F.3d 654, 665 (6th Cir. 2001).
II
A
Defendants argue that Plaintiffs Woodcock and Bramblett failed to exhaust available
administrative remedies prior to filing this action. [R. 168 at 23.] The Prison Litigation Reform
Act requires prisoners to exhaust all available administrative remedies before filing suit under §
1983. Lee v. Wiley, 789 F.3d 673, 677 (6th Cir. 2015). The Sixth Circuit holds that since the
language of § 1997e(a) makes exhaustion a condition precedent for the filing of a § 1983 claim,
"The prisoner . . . may not exhaust administrative remedies during the pendency of the federal
suit." Freeman v. Francis, 196 F.3d 641, 645 (6th Cir. 1999). This remains true even if
exhaustion of the remedies is perceived as "futile," Booth v. Churner, 532 U.S. 731, 741 n.6, 121
S. Ct. 1819, 149 L. Ed. 2d 958 (2001), or if the various stages of the appeals process within the
prison system are optional, Owens v. Keeling, 461 F.3d 763, 770 n.4. (6th Cir. 2006).
5
Defendants have discovered that Mr. Woodcock filed a Healthcare Grievance prior to
filing this lawsuit in regard to his inadequate medical treatment for HCV, requesting a re-biopsy
of his liver. [R. 168 at 24.] As Defendants point out, Mr. Woodcock’s only Grievance submitted
“did not raise any grievances against CCS, Dr. Kemen, KDOC Defendants, or the HCV
treatment protocol in place at that time.” [Id.] Mr. Bramblett filed two Grievances relating to his
treatment for HCV, but he did not appeal either of these Grievances according to his deposition
taken. [Id.] Plaintiffs Woodcock and Bramblett’s cases are therefore reasonably simple to
decide: because they did not fulfill their obligation to seek complete redress through the
administrative process in prison as an initial matter, both of their § 1983 claims were prematurely
filed, and must be dismissed.
In addition, it has also been discovered that Plaintiffs Woodcock and Bramblett have
been cleared of HCV. [R. 168 at 26; R. 182 at 35.] Therefore, Mr. Woodcock and Mr.
Bramblett can no longer be part of the class that represents all inmates in Kentucky prisons who
have been diagnosed, or will be diagnosed, with chronic HCV. The requirement to exhaust
administrative remedies is mandatory, and “applies to all federal claims seeking redress for
prison circumstances or occurrences regardless of the type of relief being sought.” Lee, 789 F.3d
at 677. Plaintiffs have not presented any evidence that contradicts Defendants’ arguments and
only request that the Court stay Woodcock’s and Bramblett’s claims pending exhaustion.
However, due to the fact that neither Defendant is able to be apart of class and failed to exhaust
all administrative remedies according to KRS 454.415, all claims by Woodcock and Bramblett
against the Defendants must be dismissed.
6
B
The primary claim brought by Plaintiffs concerns an alleged violation of their
constitutional rights. Such allegations, as well as allegations concerning a prisoner’s medical
needs, are properly brought under 42 U.S.C. §1983. Section 1983 does not create substantive
rights but, rather, "provides a remedy for deprivations of rights secured by the Constitution and
laws of the United States. . . ." Lugar v. Edmondson Oil Co., 457 U.S. 922, 924, 102 S. Ct. 2744,
73 L. Ed. 2d 482 (1982); Mertik v. Blalock, 983 F.2d 1353, 1359 (6th Cir. 1993). "To state a
claim under § 1983, a plaintiff must allege the violation of a right secured by the Constitution
and laws of the United States, and must show that the alleged deprivation was committed by a
person acting under color of state law." West v. Atkins, 487 U.S. 42, 48, 108 S. Ct. 2250, 101 L.
Ed. 2d 40 (1988). "The first step in any such claim is to identify the specific constitutional right
allegedly infringed." Albright v. Oliver, 510 U.S. 266, 271, 114 S. Ct. 807, 127 L. Ed. 2d 114
(1994) (citing Graham v. Connor, 490 U.S. 386, 394, 109 S. Ct. 1865, 104 L. Ed. 2d 443
(1989) (additional citations omitted)).
“The government has an obligation to provide medical care for those whom it is
punishing by incarceration. But mere failure to provide adequate medical care to a prisoner will
not violate the Eighth Amendment.” Rhinehart v. Scutt, 894 F.3d 721, 736 (6th Cir. 2018). In
those circumstances, a plaintiff must demonstrate that the prison doctors and/or prison officials
were deliberately indifferent to the prisoner’s medical needs. Richmond v. Huq, 885 F.3d 928,
937 (6th Cir. 2018). “Deliberate indifference” requires both that the injury be objectively serious
and that the defendant subjectively knew of the risk but disregarded it. Id. at 938–39. “A prison
official exhibits deliberate indifference and thus violates the Eighth Amendment by, inter alia,
intentionally denying or delaying access to medical care for serious medical needs.” Johnson v.
7
Million, 60 F. App’x 548, 549 (6th Cir. 2003) (citing Estelle v. Gamble, 429 U.S. 97, 104–05
(1976)). This is the standard because "only the unnecessary and wanton infliction of pain
implicates the Eighth Amendment." Rhinehart, 894 F.3d at 737 (quoting Wilson v. Seiter, 501
U.S. 294, 297, 111 S. Ct. 2321, 115 L. Ed. 2d 271 (1991)) (internal quotation marks and citation
omitted).
1
The objective component of an Eighth Amendment claim based on a lack of medical care
requires that a prisoner have a serious medical need. Blackmore v. Kalamazoo Cnty., 390 F.3d
890, 895 (6th Cir. 2004); Brooks v. Celeste, 39 F.3d 125, 128 (6th Cir. 1994). "[A] medical need
is objectively serious if it is 'one that has been diagnosed by a physician as mandating treatment
or one that is so obvious that even a lay person would readily recognize the necessity for a
doctor's attention.'" Blackmore, 390 F.3d at 897; see also Johnson v. Karnes, 398 F.3d 868, 874
(6th Cir. 2005).
When the claim consist of whether a particular treatment should be provided, the inmate
must show that "the inmate's symptoms 'would [ ] be[ ] alleviated by' the treatment and the
inmate's condition require[s] that treatment." Rhinehart, 894 F.3d 721, at 749 (citing Anthony v.
Swanson, 701 F. App'x 460, 464 (6th Cir. 2017)). If the inmate is able to establish this, he or she
must then move on to show that the treatment actually being provided is "so grossly
incompetent, inadequate, or excessive as to shock the conscience or to be intolerable to
fundamental fairness." Id. (citing Miller v. Calhoun Cty., 408 F.3d 803, 819 (6th Cir.
2005)). “To meet this burden, Plaintiffs must present two types of medical proof: (1) that the
provided treatment was not adequate medical treatment for the inmate's condition, and (2) the
treatment provided had a detrimental effect.” Atkins v. Parker, 2019 LEXIS 168976, 2019 WL
8
4748299 at *38 (M.D. Tn Sept. 30, 2019) (citing Santiago v. Ringle, 734 F.3d 585, 591 (6th Cir.
2013); Blackmore , 390 F.3d 890, at 898; Napier v. Madison Cty., Ky., 238 F.3d 739, 742 (6th
Cir. 2001); Anthony, 701 F. App'x 460, at 464).
The Sixth Circuit noted in making its determination in Rhinehart that “the Eighth
Amendment does not require that prisoners receive ‘unqualified access to health care’ of their
choice.” Id. (citing Rhinehart, 894 F.3d at 750 (quoting Hudson v. McMillian, 503 U.S. 1, 9,
112 S. Ct. 995, 117 L. Ed. 2d 156 (1992)). Also, the Court points out that “an inmate is entitled
to adequate medical care, but ‘not the best care possible.’” Id. (quoting Rhinehart, 894 F.3d at
750 (citing Miller, 408 F.3d at 819)). “Neither an inmate's ‘disagreement with the testing and
treatment he has received,’ nor ‘a desire for additional or different treatment,’ rises to the level of
an Eighth Amendment violation unless the treatment actually being provided is objectively
harmful enough to establish a constitutional violation.” Id. at 38–39 (citing Rhinehart, 894 F.3d
at 740 (quoting Dodson v. Wilkinson, 304 F. App'x 434, 440 (6th Cir. 2008)). Additionally, the
Court has held that "as a general rule, a patient's disagreement with his physicians over the
proper course of treatment alleges, at most, a medical-malpractice claim, which is not cognizable
under § 1983." Darrah v. Krishar, 865 F.3d 361, 372 (6th Cir. 2017).
The court in Rhinehart applied these specific components to analyze the objective
element to the Eighth Amendment claim. Even though the plaintiffs’ expert "testified that a
TIPS procedure is the 'gold standard' of treatment for patients with ESLD," the alternative
treatment the inmate actually received, “which included ‘regular monitoring and pain
medication,’ did not rise to the level of constitutional inadequacy.” Atkins, 2019 LEXIS 168976
at *39 (quoting Rhinehart, 894 F.3d at 750 (citing Johnson v. Million, 60 F. App'x 548, 549 (6th
Cir. 2003)). Specifically, the Court of Appeals in Johnson held “that an inmate with liver
9
disease could not establish deliberate-indifference claim against his prison healthcare providers
when the inmate was repeatedly examined for his pain and prescribed medications, ordered
blood tests, and advised about his diet.” Id.
a
As Plaintiffs’ expert, Dr. Trooskin has explained, HCV can lead to end-stage liver disease
or even death for many patients if left untreated. [R. 182 at 2.] Other symptoms of the disease
often include increased risk of diabetes, muscle and joint pain, headaches, fatigue, porphyria,
cutanea tarda, and neurocognitive dysfunction. [Id. at 4.] This testimony given by Plaintiffs’
expert clearly proves that chronic HCV is a serious medical condition, as many other courts
agree including the Sixth Circuit. See, e.g., Hix v. Tennessee Dep’t of Corr., 196 F. App’x 350,
356 (6th Cir. 2006) (“[H]epatitis C likely constitutes a serious medical need sufficient to satisfy
the objective component of our Eighth Amendment analysis[.]”); Owens v. Hutchinson, 70 F.
App’x 159, 161 (6th Cir. 2003) (“Owens has adequately alleged that he suffered from an
objectively serious medical condition – [HCV].”). Plaintiffs have also shown through factual
data and expert testimony, that DAAs alleviate and cure HCV for the vast majority of HCV
patients. [R. 182 at 7.]
Following the analysis previously outlined, the Court must next determine whether
KDOC’s HCV treatment policy is “so grossly incompetent, inadequate, or excessive as to shock
the conscience or to be intolerable to fundamental fairness.” Atkins, 2019 LEXIS 168976, at
*46–47. Plaintiffs argue that the American Association for the Study of Liver Disease and
Infectious Disease Society of America (AASLD/IDSA) Guidelines set the standard of care for
HCV treatment, including treatment for inmates. [R. 182 at 11.] Plaintiffs explain that KDOC’s
HCV treatment policies fall short of this standard of care by refusing to treat every inmate with
10
chronic HCV. [Id.] Plaintiffs also rely upon the Federal Bureau of Prisons (FBOP) plan on
treating HCV patients, and explain five ways on how the KDOC plan differs including opt-out
testing. [Id. at 10.]
Dr. Trooskin opines that she does not find the FBOP Guidelines to be an acceptable
standard of care because the prioritization and delay in treatment cause damage and risks for a
person throughout their entire life even if they are later cured. [R. 182, Exh. A, at 25.] However,
like KDOC and FBOP policies, Dr. Trooskin explains that the AASLD/IDSA Guidelines update
and change frequently as policies become outdated. [Id. at 38.] Likewise, it has been shown that
KDOC updates its policies frequently, as there were revisions made to the HCV plan in 2017 and
2018 as new developments and guidance were discovered. [R. 168 at 10.] The KDOC plan
currently mirrors the FBOP priority scale based upon patients’ aspartate aminotransferase to
platelet ratio index (APRI) scores to prioritize treatment among infected individuals. [Id.]
As Atkins v. Parker points out, “The AASLD/IDSA Guideline consists of treatment
recommendations, not mandatory practice requirements.” 2019 LEXIS 168976, at *48. The
Court explains that the AASLD/IDSA Guideline can be relied upon, but that its
recommendations are a source to gain “helpful understanding” of the “best possible practice, and
provide ‘evidence of a preferred public health policy,’ but do ‘not necessarily determine the
standard for judging [constitutional] deliberate indifference.’” Id. (quoting Buffkin v. Hooks,
2019 LEXIS 45790, 2019 WL 1282785, at *6 (M.D.N.C. Mar. 20, 2019) (“noting that the
AASLD/IDSA disclaims that its guidelines should not be relied on to suggest a course of
treatment for a particular individual and cautioning against use of the AASLD/IDSA Guideline
as a legal measure of Eighth Amendment deliberate indifference”).
Further, even the AASLD/IDSA Guidelines recognize the barriers that still impact
11
ability to treat all patients infected with HCV, causing there to be a priority system. [R. 168 at
9.] For example, the AASLD/IDSA Guidelines identify individuals for whom immediate
treatment would not be indicated in a correctional facility, such as individuals who would not be
incarcerated long enough to complete the treatment. [Id. at 14.] Most importantly, the
AASLLD/IDSA Guidelines quote that “in certain settings there remain factors that impact access
to medications and the ability to deliver them to patients. In these settings, clinicians may still
need to decide which patients should be treated first.” [Id. at 9–10.]
As noted earlier, inmates are entitled to adequate care under the Eighth Amendment, but
this does not mean they are entitled to the best standard of care or “the gold standard.” Atkins,
2019 LEXIS 168976, at *50 (citing Rhinehart, 894 F.3d at 750). The KDOC HCV treatment
plan consists of many different policies and protocols on how to administer DAA treatments to
its inmates. All inmates have the choice and are recommended to be screened for HCV
infection. [R. 168-29 at 7.] After such inmates test positive, they are evaluated on a regular
basis depending on their APRI score to be considered for antiviral therapy. [Id. at 8.]
The past revisions to the KDOC HCV Guidance are improvements from the past
protocols that closely mirror the FBOP Guidelines. Most notably, changes in the priority scale in
the KDOC 2018 plan include a reduction of the patient’s APRI score to trigger a referral to the
patient for further evaluation and consideration of antiviral therapy. [Id. at 11.] The KDOC
Guidelines establish a flexible prioritization system, that allows the medical providers to make
exceptions based upon their individual medical judgments, thereby giving access to DAA
treatment to patients outside the guidelines. [Id. at 11–12.] The changes to the 2018 KDOC
HCV Guidance were incorporated to increase the number of HCV inmates treated with DAAs, as
Defendants have shown more inmates are currently being treated or have been approved for
12
DAA treatment. [Id. at 13–14.] Therefore, Plaintiffs have not satisfied the objective component
of the Eighth Amendment analysis.
2
Plaintiffs have also not established the subjective element of their Eighth Amendment
claim. A prisoner must demonstrate that the defendants acted with the requisite intent, which
includes that they had a “sufficiently culpable state of mind.” Farmer v. Brennan, 511 U.S. 825,
834 (1994); see also Wilson v. Seiter, 501 U.S. 294, 302–03 (1991). The plaintiff must show that
such officials acted with “deliberate indifference” to a substantial risk that the prisoner would
suffer serious harm. Farmer, 511 U.S. at 834; Wilson, 501 U.S. at 303; Dominguez v. Corr.
Med. Servs., 55 F.3d 543, 550 (6th Cir. 2009); Woods v. Lecureux, 110 F.3d 1215, 1222 (6th Cir.
1997). “[D]eliberate indifference describes a state of mind more blameworthy than negligence.”
Farmer, 511 U.S. at 835. A prison official cannot be deemed liable under the Eighth
Amendment “unless he subjectively knows of an excessive risk of harm to an inmate’s health or
safety and disregards that risk.” Owen v. Hendrix, 2019 LEXIS 179539, at *5 (W.D. Tn Oct. 17,
2019); Id. at 837. However, “a plaintiff need not show that the official acted ‘for the very
purpose of causing harm or with knowledge that harm will result.’” Comstock v. McCrary, 273
F.3d 693, 703 (6th Cir. 2001) (quoting Farmer, 511 U.S. at 835). As long recognized,
“deliberate indifference to a substantial risk of serious harm to a prisoner is the equivalent of
recklessly disregarding that risk.” Farmer, 511 U.S. at 836.
Differences in judgment between an inmate and prison medical personnel regarding the
appropriate medical diagnosis or treatment are not enough to state a deliberate indifference
claim. Hill v. Haviland, 68 F. App’x 603, 604 (6th Cir. 2003) (citing Estelle v. Gamble, 429 U.S.
97, 107 (1976)). Furthermore, when “a prisoner has received some medical attention and the
13
dispute is over the adequacy of the treatment, federal courts are generally reluctant to second
guess medical judgments and to constitutionalize claims that sound is state tort law.” Graham ex
rel. Estate of Graham v. County of Washtenaw, 358 F.3d 377, 385 (6th Cir. 2004). However,
prison officials may not entirely insulate themselves from liability under § 1983 simply by
providing some measure of treatment. Deliberate indifference can be established in cases where
it can be shown that a defendant rendered “grossly inadequate care” or made a “decision to take
an easier but less efficacious course of treatment.” Terrance. v. Northville Reg’l Psychiatric
Hosp., 286 F.3d 834, 843 (6th Cir. 2002) (quoting McElligott v. Foley, 182 F.3d 1248, 1255
(11th Cir. 1999)).
a
Plaintiffs have not presented any proof that Dr. Kemen nor any of the other medical
providers acted with a culpable state of mind equivalent to criminal recklessness. Defendants
have shown that Dr. Kemen and other providers have exercised their medical judgment to
provide reasonable care for KDOC HCV inmates by updating KDOC policies and treatment
protocols for HCV inmates and providing treatment where such resources are limited. [R. 168 at
9–10.] Changes in the treatment protocol used by KDOC and the decision of which specific
patients should be treated first are all processes that involve reasoned medical judgment.
The KDOC medical staff carefully monitor and evaluate HCV patients on a consistent
basis. [R. 168 at 12.] According to Dr. Kemen, “When a patient tests positive for the antibody,
additional testing is conducted to determine whether the HCV virus is active. After identifying
patients with an HCV infection, treatment with direct acting antiviral therapy is prioritized based
upon the virus’s progressions and the exercise of independent medical judgment.” [Id.]
However, Defendants claim that prisoners should receive HCV treatment of DAA drugs as soon
14
as possible to remove the HCV infection, no matter what the level infection. [R. 126 at 11.] As
the Sixth Circuit has pointed out, “such ongoing and responsive medical treatment is the
antithesis of deliberate indifference.” Villarreal v. Holland, 3016 WL 673750, at *25 (E.D. Ky.
Feb. 17, 2011) (citing Brooks v. Celeste, 39 F.3d 125, 128 (6th Cir. 1994); see also Lara-Portela
v. Stine, 2008 LEXIS 111, 2008 WL 45398, at *7–9 (E.D. Ky. Jan. 2, 2008)). Likewise, the
Court in Hix v. Tennessee Dep’t of Corrections, concluded that the inmate’s claim that prison
doctors mistreated his HCV and “made a deliberate decision to await Plaintiff’s death by his
liver shutting down” amounted to a claim of medical malpractice and did not state an Eighth
Amendment claim. 196 F. App’x at 357.
Ultimately, the court must consider the wide discretion allowed to prison officials in their
treatment of prisoners under authorized medical procedures. See Westlake, 537 F.2d at 860.
“[W]hether . . . additional diagnostic techniques or forms of treatment is indicated is a classic
example of a matter for medical judgment.” Estelle, 429 U.S. at 107. A decision to not
administer a certain form of medical treatment does not represent cruel and unusual punishment.
Id. Because the record reflects and Plaintiffs have not presented any evidence in opposition, Dr.
Kemen, along with the other medical providers have consciously exercised KDOC’s HCV
treatment policies and protocols and the Court cannot conclude that the KDOC medical
providers have acted or will act with a culpable state of mind regarding the inmates’ HCV
treatment. Therefore, Plaintiffs have not met their burden of establishing the subjective element
of their Eighth Amendment deliberate indifference claim against Defendants.
C
Defendants have set out legally compelling and sound arguments for summary judgment
on the claims arising under the Rehabilitation and Americans with Disabilities Act. [R. 168.]
15
However, Plaintiffs have failed to respond to these arguments in their Response to Summary
Judgment. [See R. 182.] Under the Local Rules for the Eastern District of Kentucky, “[f]ailure
to timely respond to a motion may be grounds for granting the motion.” LR 7.1(c); see also
Humphrey v. U.S. Attorney General’s Office, 279 Fed. App’x 328, 331 (6th Cir. 2008)
(recognizing that in certain instances a party’s lack of response to a motion or argument may be
grounds for the district court to assume that the non-moving party waives opposition and grant
the motion). However, in cases involving motions for summary judgment, a lack of response to
the motion does not lessen the burden of the moving party to demonstrate the absence of a
genuine issue of material fact, nor does the lack of response lessen the burden of the Court “to
examine the movant’s motion … to ensure that he has discharged that burden.” Carver v. Bunch,
946 F.2d 451, 454–55 (6th Cir. 1991).
Under the Americans with Disabilities Act, “no qualified individual with a disability
shall, by reason of such disability, be excluded from participation in or be denied the benefits of
the services, programs, or activities of a public entity, or be subjected to discrimination by any
such entity.” 42 U.S.C. § 12132. Medical care in prisons constitutes such “services, programs,
or activities” contemplated. United States v. Georgia, 546 U.S. 151, 157 (2006). Section 504 of
the Rehabilitation Act similarly protects any “otherwise qualified individual” from “be[ing]
excluded from the participation in, be[ing] denied the benefits of, or be[ing] subjected to
discrimination” under specified programs “solely by reason of her or his disability.” 29 U.S.C. §
794(a).
The proper defendant in a claim arising under the American with Disabilities Act is a
public entity or an official acting in his official capacity. Carten v. Kent State Univ., 282 F.3d
391, 396–97 (6th Cir. 2002). Therefore, Defendants sued in their individual capacities do not
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meet the criteria to qualify as proper defendants under the American with Disabilities Act claim.
Nevertheless, Plaintiffs’ American with Disabilities Act and Rehabilitation Act claims still fail as
to all Defendants because Plaintiffs have not sufficiently alleged that they are being
discriminated against because of their disability. The policies and protocol apply to all HCV
positive inmates and therefore “all similarly situated inmates are treated equally and obtain the
benefits of the program in the same way.” [R. 168 at 43.] In addition, Plaintiffs are not being
excluded or denied treatment, as they are put on a waiting list to receive treatment, while they are
monitored for viral progression. [Id.]
“The failure to provide medical treatment to a disabled prisoner, while perhaps raising
Eighth Amendment concerns in certain circumstances, does not constitute an American with
Disabilities Act violation.” Stevens v. Hutchinson, 2013 WL 4926813, at *13 (W.D. Mich. Sept.
12, 2013); See Bryant v. Madigan, 84 F.3d 246, 249 (7th Cir. 1996) (concluding that the
American with Disabilities Act “would not be violated by a prison simply failing to attend to the
medical needs of its disabled prisoners” and that the statute “does not create a remedy for
medical malpractice”); McNally v. Prison Health Servs., 46 F.Supp.2d 49, 58 (D. Me. 1999)
(distinguishing between “claims that the medical treatment received for a disability was
inadequate from claims that a prisoner has been denied access to services or programs because
he is disabled,” and concluding that only the latter class of claims states an American with
Disabilities Act violation). Thus, Defendants have adequately shown that no genuine issue of
fact exists in regard to Plaintiffs’ claims arising under the American with Disabilities Act and
Rehabilitation Act.
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D
Federal courts are courts of limited jurisdiction. In order to hear a suit, the Court must
have subject-matter jurisdiction over it. See, e.g., Thornton v. Southwest Detroit Hosp., 895 F.2d
1131, 1133 (6th Cir. 1990) (explaining a “federal court lacks authority to hear a case without
subject matter jurisdiction”). The Plaintiffs’ American with Disabilities Act, Rehabilitation Act,
and § 1983 claims were removable to this Court because the claims arose under federal law. See
28 U.S.C. § 1331 (“The district courts shall have original jurisdiction of all civil actions arising
under the Constitution, laws, or treaties of the United States.”). The remainder of Plaintiffs’
claims are based on Kentucky’s Negligence and Intentional Infliction of Emotional Stress
standards. They are not federal questions, but were removed to this Court on the basis of
supplemental jurisdiction. See 28 U.S.C. § 1367 (“[I]n any civil action of which the district
courts have original jurisdiction, the district courts shall have supplemental jurisdiction over all
other claims that are so related to claims in the action within such original jurisdiction that they
form part of the same case or controversy under Article III of the United States Constitution.”).
Without the American with Disabilities Act, Rehabilitation Act, and § 1983 claims, however,
there is no longer a basis for supplemental jurisdiction over the state law violations.
Having already dismissed the claims arising under federal law, any remaining state law
claims are best reserved for the state courts. See, e.g., Moon v. Harrison Piping Supply, 465 F.3d
719, 728 (6th Cir. 2006) (holding that “a federal court that has dismissed a plaintiff’s federal-law
claims should not ordinarily reach the plaintiff’s state law claims”). Accordingly, the Plaintiffs’
claims related to Negligence and Intentional Infliction of Emotional Distress arising under
Kentucky law in Counts Three and Four of the complaint are properly remanded.
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E
Plaintiffs also are not entitled to punitive damages against any Defendant. Punitive
damages are only available in an action brought under § 1983 "when the defendant's conduct is
shown to be motivated by evil motive or intent, or when it involves reckless or callous
indifference to the federally protected rights of the plaintiff." Brown v. Brown, 46 Fed. App'x.
324, 325 (6th Cir. 2002) (citing Smith v. Wade, 461 U.S. 30, 56, 103 S. Ct. 1625, 75 L. Ed. 2d
632 (1983)). As explained above, the Court has found that the evidence presented does not
support a finding that any Defendant acted with deliberate indifference to Plaintiffs’
constitutional rights, and there has certainly been no evidence presented of an evil motive or of
callous indifference to their rights. Thus, no reasonable jury could award punitive damages to
Plaintiffs on their federal claims.
III
Therefore, and the Court being otherwise sufficiently advised, it is hereby ORDERED as
follows:
1.
The Defendants’ Motion for Summary Judgment [R. 168] is GRANTED as to
Counts One and Two of the Plaintiffs’ Complaint;
2.
Counts Three through Four of the Plaintiffs’ Complaint regarding state law
violations are REMANDED for further consideration by the state court;
3. The pending motions [R. 179; R. 180; R. 183; R. 188] are DENIED AS MOOT;
4. Plaintiffs’ Motion for leave to Seal a Document [R. 184] is GRANTED; and
5. This case is STRICKEN from the Court’s active docket.
This the 4th day of February, 2020.
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