Halcomb v. SSA
Filing
20
MEMORANDUM OPINION & ORDER: 1. The decision of the Commissioner is found to be supported by substantial evidence and is hereby AFFIRMED; 2. Plaintiffs Motion for Summary Judgment (D.E. 12 ) is DENIED; and 3. Commissioners Motion for Summary Judgment (D.E. 13 ) is GRANTED. A judgment in favor of Commissioner will be entered contemporaneously herewith. Signed by Magistrate Judge Hanly A. Ingram on 7/29/2015.(RBB)cc: COR
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF KENTUCKY
SOUTHERN DIVISION
LONDON
GARY BRANNON HALCOMB,
)
)
Plaintiff,
)
No. 6:14-CV-160-HAI
)
v.
) MEMORANDUM OPINION & ORDER
)
CAROLYN W. COLVIN, Acting
)
Commissioner of Social Security,
)
)
Defendant.
)
)
*** *** *** ***
Plaintiff, Gary Brannon Halcomb, brings this action pursuant to 42 U.S.C §§ 405(g) and
1383(c) to obtain judicial review of an administrative decision of the Commissioner of Social
Security (“Commissioner”) denying his application for supplemental security income (“SSI”).
The parties each filed a notice of consent to the referral of this matter to a magistrate judge. D.E.
15; D.E. 16. Accordingly, this matter was referred to the undersigned to conduct all proceedings
and order the entry of a final judgment in accordance with 28 U.S.C. § 636(c) and Federal Rule
of Civil Procedure 73. D.E. 17. The Court, having reviewed the record and for the reasons
stated herein, DENIES Plaintiff’s motion for summary judgment (D.E. 12) and GRANTS the
Commissioner’s motion for summary judgment (D.E. 13).
I. FACTUAL BACKGROUND
Plaintiff protectively filed an application for supplemental security income on November
14, 2011, alleging disability beginning on January 15, 2008. D.E. 9-3 at 9. The claim was
denied initially on February 23, 2012, and upon reconsideration on May 2, 2012.
At the
Plaintiff’s request, an administrative hearing was conducted before Administrative Law Judge
Todd Spangler (ALJ) on March 6, 2013. Id. at 30-57. Plaintiff was thirty years old on the
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alleged onset date. D.E. 9-4 at 30. He had past relevant work as the sole proprietor of an
automobile collision repair shop, but was not working at the time of the hearing. D.E. 9-3 at 34.
Plaintiff had at least a high school education and communicated in English. Id. at 18. During
the hearing, the ALJ heard testimony from Plaintiff and impartial vocational expert Julian M.
Nadolsky (VE). Id. at 30.
Plaintiff filed two prior applications in both 2008 and 2010 which were denied. See D.E.
9-3 at 61; D.E. 9-4 at 7. The most recent of these claims was denied by decision dated July 6,
2011. D.E. 9-4 at 7-20. The claim was denied review by the Appeals Council and the decision
was subsequently affirmed on review by a federal court.
Halcomb v. Social Security
Administration, 6:11-CV-332-HRW (E.D. Ky. 2011).
In evaluating a claim of disability, an ALJ conducts a five-step analysis. See 20 C.F.R.
§§ 404.1520, 416.920.1 First, if a claimant is working at a substantial gainful activity, she is not
disabled. 20 C.F.R. § 404.1520(b). Second, if a claimant does not have any impairment or
combination of impairments which significantly limit her physical or mental ability to do basic
work activities, then she does not have a severe impairment and is not disabled. 20 C.F.R. §
404.1520(c). Third, if a claimant’s impairments meet or equal an impairment listed in 20 C.F.R.
The Sixth Circuit summarized this process in Jones v. Comm’r of Soc. Sec., 336 F.3d 469 (6th
Cir. 2003):
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To determine if a claimant is disabled within the meaning of the Act, the ALJ
employs a five-step inquiry defined in 20 C.F.R. § 404.1520. Through step four,
the claimant bears the burden of proving the existence and severity of limitations
caused by her impairments and the fact that she is precluded from performing her
past relevant work, but at step five of the inquiry, which is the focus of this case,
the burden shifts to the Commissioner to identify a significant number of jobs in
the economy that accommodate the claimant’s residual functional capacity
(determined at step four) and vocational profile.
Id. at 474 (internal citations omitted).
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Part 404, Subpart P, Appendix 1, she is disabled. 20 C.F.R. § 404.1520(d). Before the fourth
step is conducted, the ALJ must determine the claimant’s residual functional capacity, which
calculates her ability to do physical and mental work activities on a sustained basis despite
limitations from her impairments. 20 C.F.R. § 404.1520(e). Fourth, if a claimant’s impairments
do not prevent her from doing past relevant work, she is not disabled. 20 C.F.R. § 404.1520(f).
Fifth, if a claimant’s impairments (considering her residual functional capacity, age, education,
and past work) prevent her from doing other work that exists in the national economy, then she is
disabled. 20 C.F.R. § 404.1520(g).
Additionally, for the purposes of eligibility for supplemental security income, a claimant
is not considered disabled “if alcoholism or drug addiction would…be a contributing factor
material to” the determination that the claimant is disabled. 42. U.S.C. § 1382c(a)(3)(J). Thus,
in cases where substance abuse is of record, the pertinent inquiry is which limitations would
remain absent substance abuse. See 20 C.F.R. § 416.935(b)(1) (The key factor we will examine
in determining whether drug addiction or alcoholism is a contributing factor material to the
determination of disability is whether we would still find you disabled if you stopped using drugs
or alcohol.”).
In this case, at Step 1, the ALJ found that Plaintiff has not engaged in substantial gainful
activity since November 14, 2011 (the date of the instant application). D.E. 9-3 at 12. At Step 2,
the ALJ found that the Plaintiff had the following severe impairments imposing more than
minimal work-related limitations: “anxiety disorder, panic disorder, depressive disorder, history
of alcohol abuse/dependence in early remission by report, and anxiolytic abuse.” Id. The ALJ
further found that Plaintiff’s complaints of joint and muscle pain/arthritis caused no more than
minimal work related limitations and thus were “non-severe.” Id. At Step 3, the ALJ found that
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Plaintiff’s impairments or combination of impairments did not meet or medically equal one of
the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix I. Id. at 17. The ALJ found,
when including the substance abuse disorders, Plaintiff had a residual functional capacity to
perform a full range of work at all levels of exertion but with marked ability to relate to
coworkers, deal with the public, deal with work stresses, relate predictably in social situations,
and demonstrate reliability. Id. at 18. At Step 4, the ALJ found that when including the
substance abuse disorders, Plaintiff could not perform past relevant work. Id. at 18-19.2 At Step
Five, the ALJ found that, based on the VE’s testimony and Plaintiff’s age, education, work
experience, and residual functional capacity, including the substance abuse disorders, there are
no jobs that exist in significant numbers in the national economy that the claimant can perform.
Id. at 19. Therefore, when including the substance abuse disorders, the ALJ found the Plaintiff
to be disabled. Id.
Pursuant to 20 C.F.R. § 416.935, the ALJ then evaluated whether Plaintiff’s substance
abuse disorders are a contributing factor material to this disability finding. Id. Without the
substance abuse, the ALJ found that Plaintiff would continue to have a severe impairment or
combination of impairments. Id. Next, without the substance abuse, the ALJ found Plaintiff
would not have an impairment or combination of impairments that meet or medically equal one
of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix I. Id. The ALJ then
determined that without the substance abuse, Plaintiff would have a residual functional capacity
to perform work at all levels of exertion except he would be limited to 1, 2, and 3 step
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The Court notes that the ALJ did not explicitly find that Plaintiff could not perform his past relevant work.
However, the ALJ went on to find in Step 5, when including substance abuse disorders, there are no jobs that exist
in significant numbers in the national economy that the Plaintiff can perform. This implies that the ALJ found
Plaintiff could not perform past relevant work at Step 4. Therefore, to remand is not necessary because this error
would not have an effect on the outcome of the case. See NLRB v. Wyman-Gordon Co., 394 U.S. 759, 766 n. 6
(1969) (Court’s are not required to “convert judicial review of agency action into a ping-pong game” when “remand
would be an idle and useless formality.”). Moreover, the Plaintiff fails to raise this argument and the Court “will not
formulate arguments on the parties’ behalf.” See D.E. 11 at 3.
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instructions in an object focused non-public setting, with no more than occasional changes in the
work setting or routine.
Id. at 21.
Further, Plaintiff would be limited to no high-speed
production work involving quotas, with direct and non-confrontational supervision. Id. Based
on this residual functional capacity, without the substance abuse, the ALJ determined that there
would be a significant number of jobs in the national economy that Plaintiff could perform, thus
finding he was not disabled. Id. at 22-23. The Appeals Council declined to review the ALJ’s
decision on May 27, 2014, and Plaintiff now seeks judicial review in this Court.
II. DISCUSSION
Under the Social Security Act, a “disability” is defined as “the inability to engage in
‘substantial gainful activity’ because of a medically determinable physical or mental impairment
of at least one year’s expected duration.” Cruse v. Comm’r of Soc. Sec., 502 F.3d 532, 539 (6th
Cir. 2007). Judicial review of the denial of a claim for Social Security benefits is limited to
determining whether the ALJ’s findings are supported by substantial evidence and whether the
correct legal standards were applied. Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 241 (6th Cir.
2007).
“Substantial evidence” is “more than a scintilla of evidence but less than a
preponderance; it is such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Cutlip v. Sec’y of Health & Human Servs., 25 F.3d 284, 286 (6th Cir.
1994). The substantial evidence standard “presupposes that there is a zone of choice within
which decision makers can go either way, without interference from the court.” Mullen v.
Bowen, 800 F.2d 535, 545 (6th Cir. 1986) (en banc) (quotes and citations omitted).
In determining the existence of substantial evidence, courts must examine the record as a
whole. Id. (citing Kirk v. Sec’y of Health & Human Servs., 667 F.2d 524, 535 (6th Cir. 1981),
cert. denied, 461 U.S. 957 (1983)). However, courts are not to conduct a de novo review, resolve
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conflicts in evidence, or make credibility determinations. Id. (citations omitted); see also Bradley
v. Sec’y of Health & Human Servs., 862 F.2d 1224, 1228 (6th Cir. 1988). Rather, if the
Commissioner’s decision is supported by substantial evidence, it must be affirmed even if the
reviewing court would decide the matter differently, and even if substantial evidence also
supports the opposite conclusion. See Her v. Comm’r of Soc. Sec., 203 F.3d 388, 389-90 (6th
Cir. 1999); see also Casey v. Sec’y of Health & Human Servs., 987 F.2d 1230, 1233 (6th Cir.
1993); Kinsella v. Schweiker, 708 F.2d 1058, 1059 (6th Cir. 1983); Mullen, 800 F.2d at 545.
Plaintiff has previously applied for disability benefits.
Plaintiff’s June 2, 2010
application for disability insurance benefits was denied by a decision of an ALJ on July 6, 2011.
D.E. 9-4 at 7-20. In that decision, the ALJ found that Plaintiff’s severe impairments were
alcohol dependency, alcohol induced mood disorder, panic disorder with agoraphobia, rule out
social disorder, and generalized arthritis. Id. at 10. The ALJ further found that if Plaintiff
stopped the substance abuse, he would have the residual functional capacity to perform medium
work limited to simple, 1-2 step tasks that are object focused in a non-public work setting and no
more than occasional changes in the work setting or routine. Id. at 15-16. Additionally, the ALJ
found that Plaintiff was limited to jobs that would not involve high end quotas, and he must have
direct and non-confrontational supervision. Id. at 16. Based on Plaintiff’s age, education, work
experience, and his residual functional capacity without substance abuse, the ALJ found there
would be a significant number of jobs in the national economy that Plaintiff could perform. Id.
at 19.
The appeals council denied Plaintiff’s request for review, and the decision was
subsequently affirmed on review by a federal court. Halcomb v. Social Security Administration,
6:11-CV-332-HRW (E.D. Ky. 2011). Therefore, it became the final and binding decision of the
Commissioner.
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Thereafter, on November 14, 2011, Plaintiff filed this application for supplemental
security income, initially alleging an onset disability date of January 15, 2008. D.E. 9-4 at 30.
Sixth Circuit precedent holds that, absent evidence of an improvement in Plaintiff’s condition, a
subsequent ALJ is bound by the findings of the previous ALJ. Drummond v. Commissioner of
Social Security, 126 F.3d 837, 842 (6th Cir. 1997). Thus, the ALJ in the current case was bound
by the findings in the July 6, 2011 decision, absent a showing of an improvement in Plaintiff’s
condition. In the case at bar, the ALJ’s decision contained three differences from the previous
ALJ’s decision. First, in the the current case, the ALJ deviated from the prior decision by
finding that Plaintiff did not have the severe impairment of generalized arthritis. D.E. 9-3 at 12.
Thus, in the present case, the ALJ’s RFC contained no exertional limitations (as opposed to
finding medium work limitations). Id. at 21. Second, in the current case, the ALJ added the
additional severe impairment of anxiolytic abuse. Id. at 12. Finally, the ALJ’s RFC differed
from the prior RFC in that it provided that Plaintiff would be “limited to 1,2,3 step
instructions[.]” Id. at 21. The previous RFC provided that Plaintiff would be limited to “1-2 step
tasks.” D.E. 9-4 at 16.
1. The ALJ’s Decision is Supported by Substantial Evidence
Plaintiff’s first argument is that the ALJ’s decision that he was not disabled is not
supported by substantial evidence. D.E. 12-1 at 7. Plaintiff alleges that the objective medical
evidence “unequivocally documents that the Plaintiff has several severe conditions which are
disabling.” Id. Plaintiff references the opinions of three evaluators in the record and concludes
that the “ALJ simply chose to ignore the [Plaintiff’s] own testimony and that of all the
psychological evidence to make the determination that his condition would improve with the
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alcohol use.” Id. at 8. The Commissioner asserts that Plaintiff’s arguments fail to address the
basis for the ALJ’s decision, anxiolytic abuse, thus they are without merit. D.E. 13 at 4.
At no point in this argument does Plaintiff reference the prior denials of Plaintiff’s
disability applications. See D.E. 12-1 at 7-8. The ALJ was bound by the previous findings of
disability, absent evidence of an improvement in Plaintiff’s condition.
See Drummond v.
Commissioner of Social Security, 126 F.3d 837, 842 (6th Cir. 1997). A comparison of the
current ALJ’s decision to previous decisions illustrates several differences. However, Plaintiff
does not argue that these departures warrant any relief and therefore the Court does not consider
them. See Hollon ex rel. Hollon v. Comm’r of Soc. Sec., 447 F.3d 477, 491 (6th Cir. 2006)
(declining to formulate arguments on claimant’s behalf); D.E. 11 at 3 (“The Court will consider
only the arguments listed and will not formulate arguments on the parties’ behalf.”)
Here, Plaintiff’s primary argument is that there is not substantial evidence to support the
ALJ’s finding that he would not be disabled if he stopped alcohol abuse. Plaintiff points out that
he testified that he had been sober since February 2012, and that “his psychological problems
have not improved with his cessation of drinking.” D.E. 12-1 at 8. He asserts that the records
from Cumberland River Comprehensive Care Center demonstrate that, even with the selfreported cessation of alcohol consumption, his problems have not improved. Id. Moreover, he
argues that Spangler’s February 11, 2013 evaluation assessed him with depression and panic
disorders, general anxiety disorder, alcohol abuse in full remission, and average intelligence. Id.
Plaintiff does not argue, as the Commissioner correctly points out, that the ALJ’s finding
of anxiolytic abuse and its effect on Plaintiff’s disability is not supported by substantial evidence.
Rather, Plaintiff only focuses on the alcohol abuse issues. The ALJ’s decision did not rest solely
on Plaintiff’s alcohol use, but also rested significantly on his anxiolytic abuse. See D.E. 9-3 at
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12; id. at 21 (“If the claimant stopped the substance abuse…”). Therefore, Plaintiff has failed to
address what effect, if any, removing the anxiolytic medication abuse from this determination
would have. However, the Court reviews the findings of the ALJ regarding substance abuse,
both as to alcohol and prescription medication, to determine if it is supported by substantial
evidence in the record.
The ALJ’s finding that if the Plaintiff stopped the substance use he would not be disabled
is supported by substantial evidence in the record. First, throughout the record there is abundant
evidence of Plaintiffs abuse of alcohol and other substances. See D.E. 10-2 at 200 (Plaintiff
reporting “he took 7 or 8 [Valium] a day, rather than the prescribed two” and that “he gets
additional pills from others, in order to sustain his higher than prescribed use.”). Further, Dr.
Wright diagnosed Defendant with “[s]edative, hypnotic, or [a]nxiolytic addiction, with
physiological dependence.” D.E. 10-3 at 2.
Second, there is substantial evidence that these substance abuse issues were the cause of
some of Defendant’s impairments.
To evaluate the effect that substance abuse has on a
claimant’s disability, the ALJ is permitted “to look at claimant’s periods of sobriety and compare
those periods to times when the claimant was abusing substances.” Monateri v. Commissioner of
Soc. Sec., 436 F. App’x 434, 443 (6th Cir. 2011). Plaintiff’s January 24, 2012 evaluation with
Dr. Wright was prior to his self-reported cessation of substance abuse. Dr. Wright found that
Plaintiff’s “ability to sustain concentration and persistence is good when not using, but likely
impaired when under the influence.” D.E. 10-3 at 3. Moreover, she noted that Plaintiff would
not be able to manage his own funds if awarded disability because of his substance addiction
issues. Id. Overall, Dr. Wright assigned a Global Assessment of Functioning Scale score of 52
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which indicates moderate symptoms and moderate difficulty in social, occupational, or school
functioning. Id.; D.E. 9-3 at 12.
Plaintiff was evaluated by psychologist Robert Spangler after Plaintiff’s self-reported
date of sobriety. D.E. 10-3 at 103. Spangler found Plaintiff to be alert, oriented times four, and
with adequate recall of remote and recent events. Id. at 104. Plaintiff “attended well while on
specific tasks” and was cooperative, compliant and forthcoming. Id. Spangler found his social
skills to be adequate and that “he related well.” Id. at 105. Moreover, Spangler assessed
Plaintiff with an average range of intelligence. Id.
During the period in which Plaintiff indicated he ceased all alcohol use, Plaintiff was also
seeking treatment at Cumberland River Comprehensive Care Center. A December 2012 report
indicates that Plaintiff reported that he has days when he thinks he can go back to work. Id. at
47. Plaintiff reported that he was doing good on his medications in October 2012. Id. at 51.
Further, various reports from Cumberland River indicate that Plaintiff appeared neat and had
good hygiene, was alert and reliable, had clear and coherent thought, recent and remote memory,
and was reliable and honest. See, e.g., id. at 47, 55, 65.
This evidence provides a substantial basis to support the ALJ’s decision. Moreover, none
of Plaintiff’s arguments require a different finding.
According to Plaintiff, Spangler’s
assessment of Plaintiff’s ability to do work was ignored by the ALJ in formulating his opinion.
D.E. 12-1 at 8. However, the ALJ gave less weight to the opinion of Spangler than other
evaluators. D.E. 9-3 at 22. Moreover, Plaintiff references his visits to Cumberland River, yet
fails to cite to any specific finding or report in the record that supports his conclusory claim that
the facility found his “condition has deteriorated.” The Court will not search the vast record for
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any evidence that might support Plaintiff’s claim. See Hollon ex rel. Hollon v. Comm’r of Soc.
Sec., 447 F.3d 477, 491 (6th Cir. 2006).
Plaintiff also asserts that the ALJ “simply chose to ignore [Plaintiff’s] own testimony[.]”
D.E. 12-1 at 8. In determining whether a claimant is disabled, the Commissioner considers
statements or reports from the claimant. 20 C.F.R. § 404.1529(a). To determine whether
statements of a claimant are credible, the following two-part test is used:
First, the ALJ will ask whether there is an underlying medically determinable
physical impairment that could reasonably be expected to produce the claimant's
symptoms. Second, if the ALJ finds that such an impairment exists, then he must
evaluate the intensity, persistence, and limiting effects of the symptoms on the
individual's ability to do basic work activities.
Rogers v. Comm'r of Soc. Sec., 486 F.3d 234, 247 (6th Cir. 2007) (citing 20 C.F.R. §
416.929(a)). In 20 C.F.R. § 404.1529, the Social Security Administration informs claimants that,
in certain credibility determinations, the following factors should guide the analysis of the
agency decision makers:
(i) Your daily activities; (ii) The location, duration, frequency, and intensity of
your pain or other symptoms; (iii) Precipitating and aggravating factors; (iv) The
type, dosage, effectiveness, and side effects of any medication you take or have
taken to alleviate your pain or other symptoms; (v) Treatment, other than
medication, you receive or have received for relief of your pain or other
symptoms; (vi) Any measures you use or have used to relieve your pain or other
symptoms (e.g., lying flat on your back, standing for 15 to 20 minutes every hour,
sleeping on a board, etc.); and (vii) Other factors concerning your functional
limitations and restrictions due to pain or other symptoms.
20 C.F.R. § 404.1529(c)(3); see also Felisky v. Bowen, 35 F.3d 1027, 1037-38 (6th Cir. 1994).
Importantly, it is within the province of the ALJ, rather than the reviewing court, to evaluate the
credibility of claimant. Rogers, 486 F.3d at 247 (citing Walters v. Comm'r of Soc. Sec., 127 F.3d
525, 531 (6th Cir. 1997); Crum v. Sullivan, 921 F.2d 644 (6th Cir. 1990); Kirk v. Sec'y of Health
& Human Servs., 667 F.2d 524, 538 (6th Cir. 1981)). Even so, the credibility determinations of
the ALJ must be reasonable and supported by substantial evidence. Id. at 249.
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Here, the ALJ cited the correct test and found “[i]f the [Plaintiff] stopped the substance
use, I find that the [Plaintiff’s] medically determinable impairments could reasonably be
expected to produce the alleged symptoms[.]” D.E. 9-3 at 21. However, the ALJ found that the
Plaintiff’s “statements concerning the intensity, persistence and limiting effects of these
symptoms are not credible to the extent they are inconsistent with the residual functional
capacity assessment[.]” Id. Plaintiff does not argue any specific reason why the ALJ’s decision
to discredit Plaintiff’s statements was not reasonable or supported by substantial evidence.
The ALJ stated multiple reasons for discrediting the subjective claims of the Plaintiff.
First, the ALJ found that Plaintiff complained of extreme anxiety and panic attacks occurring six
or seven times a day, yet he is prescribed appropriate medication at the appropriate dosing to
manage the symptoms. Id. Moreover, the ALJ noted that the record indicates Plaintiff “has had
a good response to Cymbalta, reporting less depression and anxiety when seen on March 29,
2012[.]” Id. at 22. Second, the ALJ pointed out that the Plaintiff indicated to Cumberland River
Comprehensive Care Center that he had initiated care “based predominately on his desire to have
documentation to add to his disability claim.” Id. at 21.
The ALJ also found that the Plaintiff’s credibility was questionable as it related to
substance abuse. He stated that, although Plaintiff stated beginning in February 2012 he had
stopped using alcohol and had limited his use of anxiolytics to only as prescribed, the ALJ had
difficulty accepting these claims because Plaintiff “has had little to no formal substance abuse
treatment or involvement in rehab specific” to his substance abuse issues. Id.
Finally, the ALJ found his alleged limitations were not credible due to ambiguity and
inconsistency. Id. The ALJ noted that Plaintiff has admitted that he performs household chores
and yard work. Id. Further, the ALJ found that Plaintiff “alleges the inability to even leave the
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house but in function reports, he stated he goes shopping independently once a month.” Id. It is
clear from the ALJ’s decision and the record as a whole, that the ALJ’s credibility determination
with respect to the Plaintiff’s statements was reasonable and supported by substantial evidence.
Therefore, there is substantial evidence in the record to support the ALJ’s finding that if
the Plaintiff stopped the substance use he would not be disabled.
2. Plaintiff has not Established that the ALJ’s Hypothetical
Posed to the Vocational Expert was Improper
Plaintiff’s next argument is that the hypothetical that the ALJ posed to the vocational
expert was improper. D.E. 12-1 at 9. The ALJ asked the VE whether a hypothetical person,
with Plaintiff’s limitations, would be able to perform any jobs in the economy.
ALJ:
With a 12th grade education. Limited to one, two,
three step instructions and object focused, non-public
setting, with no more than occasional changes in the work
setting or routine, no high-speed production work or
production work that would involve quotas, direct and nonconfrontational contact with co-workers and supervisors,
no more than occasional contact with the public…Given
these limitations could he do his past work?
VE:
He could not. His—
ALJ:
Other work?
VE:
His job—
ALJ:
Oh, I’m Sorry.
VE:
ALJ:
VE:
His job would require much more than one, two,
three step instructions.
Okay. Other jobs?
There would be other jobs a person could perform.
I think he could perform jobs at the medium level. And
examples would be jobs such as a packaging machine
tender. Could also work as a conveyor feeder or conveyor
off-bearer. I believe he could perform some jobs as a spray
painter; not paint the whole object, but painting parts, work
in a booth. And I think he could perform jobs such as a
dishwasher. Perform many jobs as a cleaner, including an
industrial cleaner. I believe these are examples of the kinds
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of medium jobs that are consistent with the limitations in
the hypothetical. And in terms of numbers of these kinds
of jobs, in the local labor market, which is within about a
75 mile radius of the claimant’s home, there’s
approximately 700 of these kinds of medium jobs he could
do with the limitations. In the national labor market,
there’s about—there’s almost a million of the same kinds
of jobs.”
D.E. 9-3 at 54-56.
According to Plaintiff, this hypothetical was not supported by substantial evidence
because it “omitted an essential restriction evident from the evaluation of Dr. Sayed Raza, Dr.
Jennifer Wright and Dr. Robert Spangler.” D.E. 12-1 at 9. Plaintiff argues, with citation only to
Dr. Raza’s 2008 evaluation, that he is “slow paced and has a fair understanding and
remembering simple and one and two step instructions.” Id. at 10. Therefore, Plaintiff asserts
that the hypothetical was impermissible because it did not limit potential jobs to one and two step
instructions only, which he contends would be entry level work only. Id. Plaintiff further asserts
that the ALJ “errer [sic] as a matter of law in accepting the vocational testimony that there are
jobs consistent with the Dictionary of Occupational Titles (DOT) which would allow for Mr.
Halcomb to be employed.” Id. The Commissioner responds that the ALJ was not required to
include in the hypothetical limitations that were unsupported by the objective medical evidence.
D.E. 13 at 10.
In posing a hypothetical question to a vocational expert, an ALJ must accurately describe
Plaintiff’s functional limitations. Varley v. Sec’y of Health and Human Servs., 820 F.2d 777,
779. (6th Cir. 1987). However, the ALJ need only incorporate those limitations he finds to be
credible. Casey v. Sec’y of Health & Human Servs., 987 F.2d 1230, 1235 (6th Cir. 1993).
Moreover, the ALJ remained bound by the previous ALJ’s decision.
See Drummond v.
Commissioner of Social Security, 126 F.3d 837, 842 (6th Cir. 1997). The 2011 ALJ’s residual
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functional capacity limited the Plaintiff to one and two step instructions. See D.E. 9-4 at 15
(“[Plaintiff] is limited to simple, 1-2 step tasks”). Plaintiff does not specifically argue that the
ALJ’s hypothetical ran afoul of Drummond, and the Court will not craft this argument for him.
Nor does Plaintiff address any changed or new evidence and its effect upon the ALJ’s
assumption that Plaintiff would be limited to 1, 2, and 3 step instructions. To do so would
require this Court to scour the record and then step into counsel’s shoes to fashion an applicable
argument. This the Court will not do.
Moreover, Plaintiff’s argument is theoretical only. He states “[i]f any of these jobs listed
by the [VE] requires more than one and two step instructions…[Plaintiff] would not be able to
complete the job.” D.E. 12-1 at 10. Thus, Plaintiff asks the Court to assume the listed jobs run
afoul of his claimed functional limitations, but the basis for that assumption is not sufficiently
developed. No listed job that Plaintiff could not perform is identified to guide the Court’s
considerations.
Because this argument is not sufficiently developed, it fails.
3. Plaintiff’s Arguments about Greater Weight
to Non-Examining Reviewers is not Sufficiently Developed
Plaintiff’s third argument is that “[t]he ALJ improperly failed to assign greater weight to
the opinions of the examining sources than was given to non-examining reviewers.” D.E. 12-1 at
10. Plaintiff states that the regulations “provide for assignment of greater weight to the medical
opinion of a source who has a longitudinal treating relation.” Id. However, this is the extent of
the Plaintiff’s argument. He does not allege specifically, or generally, which sources the ALJ
improperly gave greater weight to or which sources the ALJ failed to give appropriate weight.
Id.
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Again, where a claimant has failed to specifically identify the alleged error, the Sixth
Circuit has limited the consideration “to the particular points that [claimant] appears to raise[.]”
Hollon ex rel. Hollon v. Comm’r of Soc. Sec., 447 F.3d 477, 491 (6th Cir. 2006); see also
McPherson v. Kelsey, 125 F.3d 989, 995-96 (6th Cir. 1997) (“[I]ssues adverted to in a
perfunctory manner, unaccompanied by some effort at developed argumentation, are deemed
waived. It is not sufficient for a party to mention a possible argument in the most skeletal way,
leaving the court to…put flesh on its bones.”). Moreover, the Court’s Standing Scheduling
Order provides that the Court “will not formulate arguments on the parties’ behalf.” D.E. 11 at
3. Here, Plaintiff has cited legal authority but has failed to make any effort at developed
argumentation. By failing to sufficiently allege how the ALJ was deficient, this claim is waived.
4. Plaintiff’s Claim that the ALJ Chose to Ignore
the Medical Evidence is not Sufficiently Developed
Plaintiff’s final argument is that the “ALJ chose to ignore the medical evidence and act as
his own medical expert.” D.E. 12-1 at 11. Plaintiff alleges that the ALJ was provided with
“ongoing medical treatment from Dr. Sayed Raza” and an “examination from Dr. Spangler” yet
chose to ignore these reports and act as his own medical expert in determining that the Plaintiff’s
“functional capacity would be different if the [Plaintiff] didn’t have a history of alcohol abuse.”
Id. Moreover, Plaintiff asserts that his condition has not improved since cessation of alcohol
consumption, that the ALJ disregarded his testimony, and that the ALJ improperly assessed
treating and examining sources opinions. Id. Again, Plaintiff provides no citation to the record
or to relevant legal authority. Moreover, in this section, Plaintiff is simply reasserting his claims
previously asserted in his brief that fail for the reasons set forth above. As the Court has already
considered these claims, and determined that the ALJ’s decision and findings are supported by
substantial evidence, this argument is moot.
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III. CONCLUSION
Accordingly, for the reasons stated, IT IS ORDERED as follows:
1.
The decision of the Commissioner is found to be supported by substantial
evidence and is hereby AFFIRMED;
2.
Plaintiff’s Motion for Summary Judgment (D.E. 12) is DENIED; and
3.
Commissioner’s Motion for Summary Judgment (D.E. 13) is GRANTED.
A judgment in favor of Commissioner will be entered contemporaneously herewith.
This the 29th day of July, 2015.
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