Buchanan v. United States Government
Filing
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MEMORANDUM OPINION by Judge Greg N. Stivers on 10/11/2016. Plaintiff John David Buchanan, proceeding in forma pauperis, file a pro se complaint on a general complaint form (DN 1 ). For the reasons set forth, this action will be dismissed for lack of subject-matter jurisdiction.cc:counsel, Plaintiff, pro se (JWM)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF KENTUCKY
BOWLING GREEN DIVISION
JOHN DAVID BUCHANAN
PLAINTIFF
v.
CIVIL ACTION NO. 1:16CV-92-GNS
UNITED STATES GOVERNMENT
DEFENDANT
MEMORANDUM OPINION
Plaintiff John David Buchanan, proceeding in forma pauperis, filed a pro se complaint on
a general complaint form (DN 1). For the reasons that follow, this action will be dismissed for
lack of subject-matter jurisdiction.
I.
Plaintiff brings this action against the United States Government. Plaintiff indicates that
this Court’s jurisdiction is based on there being a federal question. As the basis for federal
question jurisdiction, Plaintiff states “Right to fair treatment under the law.” As relief, Plaintiff
seeks “compensation payment for such action as long term detainment, for the amount deemed
by law, for separation payment, lump sum payment for long term serve.” Elsewhere in the
complaint, he states that $80,000.00 “will satify claim.”
In the statement of claim section of the complaint, Plaintiff states as follows: “The
United States Government refused to pay me compensation monies, separation pay, lump sum
payment, after long term detainment incarceration by the Department of Corrections, that
resulted in acquired disability, loss of livelihood. Serve date 7-20-1993 – 4-15-2014.”
II.
Although this Court recognizes that pro se pleadings are to be held to a less stringent
standard than formal pleadings drafted by lawyers, Haines v. Kerner, 404 U.S. 519 (1972), the
duty “does not require us to conjure up unpled allegations.” McDonald v. Hall, 610 F.2d 16, 19
(1st Cir. 1979). Additionally, this Court is not required to create a claim for Plaintiff. Clark v.
Nat’l Travelers Life Ins. Co., 518 F.2d 1167, 1169 (6th Cir. 1975). In fact, to do so would
require the “courts to explore exhaustively all potential claims of a pro se plaintiff, [and] would
also transform the district court from its legitimate advisory role to the improper role of an
advocate seeking out the strongest arguments and most successful strategies for a party.”
Beaudett v. City of Hampton, 775 F.2d 1274, 1278 (4th Cir. 1985).
Rule 12(h)(3) of the Federal Rules of Civil Procedure provides, “If the court determines
at any time that it lacks subject-matter jurisdiction, the court must dismiss the action.” It is
axiomatic that federal district courts are courts of limited jurisdiction, and their powers are
enumerated in Article III of the Constitution. Kokkonen v. Guardian Life Ins. Co. of Am.,
511 U.S. 375, 377 (1994); Hudson v. Coleman, 347 F.3d 138, 141 (6th Cir. 2003) (“[I]t is well
established that federal courts are courts of limited jurisdiction, possessing only that power
authorized by the Constitution and statute.”). Therefore, “[t]he first and fundamental question
presented by every case brought to the federal courts is whether it has jurisdiction to hear a case,
even where the parties concede or do not raise or address the issue.” Douglas v. E.G. Baldwin &
Assocs. Inc., 150 F.3d 604, 606-07 (6th Cir. 1998), overruled on other grounds by Cobb v.
Contract Transp., Inc., 452 F.3d 543, 548-49 (6th Cir. 2006). “Jurisdiction defines the contours
of the authority of courts to hear and decide cases, and, in so doing, it dictates the scope of the
judiciary’s influence.” Id. at 606. The party that seeks to invoke a federal district court’s
jurisdiction bears the burden of establishing the court’s jurisdiction. Kokkonen v. Guardian Life
Ins. Co. of Am., 511 U.S. at 377.
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It is well-settled that the United States is immune from suit unless there is an explicit
waiver of sovereign immunity. United States v. Mitchell, 445 U.S. 535, 538 (1980). The
principle of sovereign immunity shields the government and its agencies from suit. Dep’t of the
Army v. Blue Fox, Inc., 525 U.S. 255, 260 (1999). Any waiver of sovereign immunity must be
“unequivocally expressed” in the statutory text and cannot be implied. United States v. Nordic
Village, Inc., 503 U.S. 30, 33-34 (1992) (citation omitted). Plaintiff has the burden to
demonstrate that a waiver of sovereign immunity exists permitting his action against the United
States to proceed. Morris v. United States, 540 F. App’x 477, 483 (6th Cir. 2013). If Plaintiff
“cannot identify a waiver [of sovereign immunity], the claim must be dismissed on jurisdictional
grounds.” Reetz v. United States, 224 F.3d 794, 795 (6th Cir. 2000).
In the present case, Plaintiff indicates that this Court’s jurisdiction is based on there being
a federal question. As the basis for federal question jurisdiction, Plaintiff states “Right to fair
treatment under the law.” The federal question jurisdictional statute alone “is not a general
waiver of sovereign immunity; it merely establishes a subject matter that is within the
competence of federal courts to entertain.” Whittle v. United States, 7 F.3d 1259, 1262
(6th Cir. 1993).
Moreover, to the extent that Plaintiff is attempting to allege a claim under the Federal
Tort Claims Act (FTCA), a FTCA claim is only permitted against a federal agency where the
Plaintiff has named the United States as the proper defendant and has exhausted his
administrative remedies by filing an administrative claim under the FTCA prior to filing a
federal lawsuit. The FTCA requires a plaintiff to exhaust his administrative remedies before
filing suit, and no federal jurisdiction may attach absent compliance with the exhaustion
requirement. 28 U.S.C. § 2675(a); Executive Jet Aviation, Inc. v. United States, 507 F.2d 508,
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514-15 (6th Cir. 1974). Plaintiff has not indicated that he has filed any claim under the FTCA,
and a failure to do so “results in a fatal lack of jurisdiction.” Allgeier v. United States, 909 F.2d
869, 871 (6th Cir. 1990); see also McNeil v. United States, 508 U.S. 106, 113 (1993) (“The
FTCA bars claimants from bringing suit in federal court until they have exhausted their
administrative remedies.”).
For the foregoing reasons and Plaintiff having failed to establish this Court’s subjectmatter jurisdiction, the Court will dismiss this action under Fed. R. Civ. P. 12(h)(3) by separate
Order.
Date:
October 11, 2016
cc: Plaintiff, pro se
Defendant
4416.003
Greg N. Stivers, Judge
United States District Court
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