Rockey v. KHEAA et al
MEMORANDUM AND OPINION by Chief Judge Joseph H. McKinley, Jr on 6/13/13; The Court will dismiss this action by separate order.cc:Plaintiff (pro se), defendants (JBM)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF KENTUCKY
EUGENE A. ROCKEY, Jr.
CIVIL ACTION NO. 3:13CV-396-M
KHEAA et al.
Plaintiff, Eugene A. Rockey, Jr., filed a pro se, in forma pauperis complaint (DN 1). This
matter is before the Court for screening pursuant to 28 U.S.C. § 1915(e)(2) and McGore v.
Wrigglesworth, 114 F.3d 601 (6th Cir. 1997). For the reasons set forth below, the action will be
I. SUMMARY OF CLAIMS
Plaintiff sues “KHEAA (Steven L. Beshear)” and USA Funds Inc. c/o Sallie Mae. He
alleges that KHEAA is garnishing his wages at 25% of gross income and will not grant him an inperson meeting to discuss his economic hardship. He states that he will not do this “over an
unsecure 1-800 number.” He states that he emailed Governor Beshear’s office and KHEAA to
discuss the garnishment but that KHEAA would not grant him an in-person meeting and Governor
Beshear did not help him resolve the situation. He states that a few days after sending his emails,
the news reported that DOE (presumably the Department of Education) had granted illegal aliens a
meeting. However, when he emailed KHEAA about this, KHEAA still did not grant him a
meeting. As relief, he asks for an in-person meeting with a KHEAA official to lower his payment
to 10%; an in-person meeting in Louisville with a USA Funds official to lower his payment to
10%; and the cessation of all wage garnishments until a mutually agreed lower payment is reached.
This Court must review the instant action. See 28 U.S.C. § 1915(e)(2); McGore v.
Wrigglesworth, 114 F.3d at 604-05. Upon review, this Court must dismiss a case at any time if the
Court determines that the action is “frivolous or malicious,” fails to state a claim upon which relief
may be granted, or seeks monetary relief from a defendant who is immune from such relief. 28
U.S.C. § 1915(e)(2)(B). A claim is legally frivolous when it lacks an arguable basis either in law
or in fact. Neitzke v. Williams, 490 U.S. 319, 325 (1989). The court may, therefore, dismiss a
claim as frivolous where it is based on an indisputably meritless legal theory or where the factual
contentions are clearly baseless. Id. at 327. When determining whether a plaintiff has stated a
claim upon which relief can be granted, the court must construe the complaint in a light most
favorable to the plaintiff and accept all of the factual allegations as true. Prater v. City of
Burnside, Ky., 289 F.3d 417, 424 (6th Cir. 2002). A complaint, or portion thereof, should be
dismissed for failure to state a claim upon which relief may be granted “only if it appears beyond a
doubt that the plaintiff can prove no set of facts in support of his claim that would entitle him to
relief.” Brown v. Bargery, 207 F.3d 863, 867 (6th Cir. 2000).
While a reviewing court must liberally construe pro se pleadings, Boag v. MacDougall, 454
U.S. 364, 365 (1982) (per curiam), to avoid dismissal, a complaint must include “enough facts to
state a claim to relief that is plausible on its face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544,
It is axiomatic that federal district courts are courts of limited jurisdiction, and their powers
are enumerated in Article III of the Constitution. Kokkonen v. Guardian Life Ins. Co. of Am., 511
U.S. 375, 377 (1994); Hudson v. Coleman, 347 F.3d 138, 141 (6th Cir. 2003) (“[I]t is well
established that federal courts are courts of limited jurisdiction, possessing only that power
authorized by the Constitution and statute.”). “Jurisdiction defines the contours of the authority of
courts to hear and decide cases, and, in so doing, it dictates the scope of the judiciary’s influence.”
Douglas v. E.G. Baldwin & Assoc., Inc., 150 F.3d 604, 606 (6th Cir. 1998), overruled on other
grounds by Cobb v. Contract Transp., Inc., 452 F.3d 543, 548-49 (6th Cir. 2006). Moreover,
federal courts have an independent duty to determine whether they have jurisdiction and to police
the boundaries of their own jurisdiction. Heartwood, Inc. v. Agpaoa, 628 F.3d 261, 266 (6th Cir.
2010) (internal quotation marks and citation omitted). The party who seeks to invoke a federal
district court’s jurisdiction bears the burden of establishing the court’s authority to hear the case.
Kokkonen, 511 U.S. at 377. “If the court determines at any time that it lacks subject-matter
jurisdiction, the court must dismiss the action.” Fed. R. Civ. P. 12(h)(3).
In the portion of the complaint form which asks Plaintiff to state the grounds for filing this
case in federal court, he states: “Economic hardship due to two wage garnishments (student loans).
I wish to lower my payments to 10% for both garnishment. I do not want to do this via a nonsecure 1-800 number but rather by a secure in-person meeting such was granted by the DOE for a
group of illegal aliens.”
Plaintiff’s complaint does not provide a basis for jurisdiction of this Court. Under the
diversity-of-citizenship statute, “The district courts shall have original jurisdiction of all civil
actions where the matter in controversy exceeds the sum or value of $75,000 . . . and is between
. . . citizens of different states . . . . ” 28 U.S.C. § 1332(a)(1). The complaint states that Plaintiff
lives in Crestwood, Kentucky, and that one of the defendants, KHEAA (Steven L. Beshear), is
located in Frankfort, Kentucky.
“[D]iversity jurisdiction does not exist unless each defendant is a citizen of a different State
from each plaintiff.” Owen Equip. & Erection Co. v. Kroger, 437 U.S. 365, 373 (1978). Plaintiff
has not demonstrated that both Defendants are citizens of a State other than Kentucky, nor does he
claim that the amount in controversy exceeds $75,000. It is clear that Plaintiff cannot bring this
action as one based on diversity jurisdiction.
The Court notes that some courts have found jurisdiction to review the Department of
Education’s administrative wage garnishment pursuant to 5 U.S.C. § 702 and/or the Federal Tort
Claims Act. “However, on the facts alleged by Plaintiff here, jurisdiction would not lie because
there is no suggestion that Plaintiff ever exhausted h[is] administrative remedies prior to filing suit
in this Court.” Fisher v. Dep’t of Educ., No. 1:12-cv-282, 2012 WL 3544744, at *3 (S.D. Ohio
Aug. 16, 2012) (citing Lowery v. U.S. Dep’t of Educ., 499 F. Supp. 2d 928 (N.D. Ohio 2007)).
“[F]iling an administrative claim is a jurisdictional prerequisite to maintaining an action against the
government.” Lowery, 499 F. Supp. 2d at 932 (citing Rogers v. United States, 675 F.2d 123, 124
(6th Cir. 1982); Garrett v. United States, 640 F.2d 24, 26 (6th Cir. 1981)).
Consequently, the Court will, by separate Order, dismiss the instant action for lack of
June 13, 2013
Plaintiff, pro se
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