Gati v. Western Kentucky University et al
Filing
49
MEMORANDUM OPINION AND ORDER by Judge David J. Hale on 6/15/2018 - Gati's Motion to Alter, Amend, or Vacate and to certify a question of law to the Kentucky Supreme Court 46 is DENIED. cc: Counsel(DAK)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF KENTUCKY
LOUISVILLE DIVISION
JASON D. GATI,
Plaintiff,
v.
Civil Action No. 3:14-cv-544-DJH-CHL
WESTERN KENTUCKY UNIVERSITY, et
al.,
Defendants.
* * * * *
MEMORANDUM OPINION AND ORDER
Plaintiff Jason D. Gati has moved to alter, amend, or vacate the Judgment in this case and
to certify a question of law to the Kentucky Supreme Court. (Docket No. 46) Because the Court
concludes that it did not commit a clear error of law in its previous Memorandum Opinion and
Order (D.N. 44), and because his request to certify a question is untimely and without merit,
Gati’s motion will be denied.
I.
BACKGROUND
Gati alleges that he was discriminated against on the basis of disability when he was
denied certain accommodations while attending Western Kentucky University. (D.N. 1-1) He
asserts claims of disability discrimination against WKU under the Kentucky Civil Rights Act, the
Rehabilitation Act, and the Americans with Disabilities Act. (Id.) He asserts state-law claims of
tortious interference with contractual relations, promissory estoppel, and fraud against Crissy
Priddy, WKU’s Assistant Director of Graduate Admissions. (Id.) Gati further asserts that
Priddy and Dr. Bill Kline, WKU’s Head of the Department of Counseling, aided and abetted
WKU’s discriminatory practices. (Id.)
Defendants moved for summary judgment, arguing that the individual defendants were
entitled to immunity and that Gati’s accommodation requests were not reasonable. (D.N. 38;
1
D.N. 38-1) Gati also moved for partial summary judgment on his claims against WKU, arguing
that no genuine issues of fact remained to be determined regarding the school’s liability. (D.N.
39; D.N. 39-1) In a Memorandum Opinion and Order entered September 27, 2017, the Court
granted Defendants’ motion and denied Gati’s motion. (D.N. 44) The Court determined that
Priddy was entitled to sovereign immunity on Gati’s official-capacity claims against her under
state law; Kline and Priddy were entitled to qualified official immunity on Gati’s individualcapacity claims against them under both state and federal law; and WKU—and by extension,
Kline and Priddy in their official capacities—did not violate the KCRA, the Rehabilitation Act,
or the ADA in denying Gati’s accommodation requests. (Id.) Gati now seeks relief under
Federal Rule of Civil Procedure 59(e) and certification of a question of law to the Kentucky
Supreme Court. (D.N. 46)
II.
STANDARDS
“Rule 59(e) allows for reconsideration; it does not permit parties to effectively ‘re-argue
a case.’” Howard v. United States, 533 F.3d 472, 475 (6th Cir. 2008) (quoting Sault Ste. Marie
Tribe of Chippewa Indians v. Engler, 146 F.3d 367, 374 (6th Cir. 1998)). A motion under Rule
59(e) may be granted for one of four reasons: “(1) a clear error of law; (2) newly discovered
evidence; (3) an intervening change in controlling law; or (4) a need to prevent manifest
injustice.” Intera Corp. v. Henderson, 428 F.3d 605, 620 (6th Cir. 2005) (citing GenCorp, Inc. v.
Am. Int’l Underwriters, 178 F.3d 804, 834 (6th Cir. 1999)).
When presented with questions of Kentucky law that may decide a case, and when it
appears that there is no binding precedent from the Kentucky Supreme Court or Court of
Appeals, then this Court may certify those questions of Kentucky law to the Kentucky Supreme
Court. Ky. R. Civ. P. 76.37(1). The decision to certify is, however, left to this Court’s
discretion. Transamerica Ins. Co. v. Duro Bag Mfg. Co., 50 F.3d 370, 372 (6th Cir. 1995).
2
Certification is “most appropriate when the question is new and state law is unsettled.” Ky.
Press Ass’n v. Kentucky, 355 F. Supp. 2d 853, 863 (E.D. Ky. 2005) (quoting Transamerica, 50
F.3d at 372).
III.
ANALYSIS
A.
Reconsideration
Gati urges the Court to alter, amend, or vacate its earlier Judgment and allow him to
proceed with all of his claims against Defendants. (D.N. 46-1, PageID # 856) The Court notes
at the outset that Gati has not pointed to any newly discovered evidence, an intervening change
in the law, or a need to prevent manifest injustice. (See D.N. 46; D.N. 46-1) The Court therefore
presumes that Gati’s Rule 59(e) motion is based only upon alleged errors of law.
See
Henderson, 428 F.3d at 620.
1.
Official-Capacity Immunity of Kline and Priddy
a.
KCRA
The Court previously reasoned that because any recovery against Kline and Priddy in
their official capacities would be, in effect, recovery against WKU, the Court’s analysis of Gati’s
claims against WKU applied equally to Gati’s claims against Kline and Priddy in their official
capacities. (D.N. 44, PageID # 843) Gati asserts that the Court skipped an analysis of whether
Kline and Priddy violated the KCRA by aiding and abetting disability discrimination under Ky.
Rev. Stat. § 344.280. (D.N. 46-1, PageID # 858) But § 344.280 states that “[i]t shall be
unlawful for a person . . . to conspire . . . [t]o aid, abet, incite, compel, or coerce a person to
engage in any of the acts or practices declared unlawful by this chapter.”
Ky. Rev. Stat.
§ 344.280(2). There can be no conspiracy to aid or abet in the absence of any discriminatory acts
or practices. See Reed v. Gulf Coast Enters., No. 3:15-CV-00295-JHM, 2016 WL 79998, at *12
(W.D. Ky. Jan. 6, 2016) (“A party who cannot be liable for the underlying tort as a matter of
3
law—as [the defendant] cannot be liable for the underlying disability discrimination claim—
cannot be liable for conspiracy to commit that tort.”) (citing CNH Capital Am. LLC v. Hunt
Tractor, Inc., 568 F. App’x 461, 472-73 (6th Cir. 2014); GATX Corp. v. Addington, 879 F. Supp.
2d 633, 649-50 (E.D. Ky. 2012)).
And the Court already concluded that WKU did not
unlawfully discriminate against Gati.1 (D.N. 44, PageID # 848-52) The Court is unaware of any
authority, and Gati cites none, suggesting that the Court’s analysis on that point was flawed. In
the absence of a clear error of law, Gati’s argument provides no basis for Rule 59(e) relief. See
Henderson, 428 F.3d at 620.
Gati next points to an argument Defendants made in their motion for summary judgment,
namely, that “[b]ecause any claim against these Defendants in their official capacities is actually
a claim against WKU . . . Plaintiff has failed to state a viable claim against them other than the
claims asserted directly against WKU.” (D.N. 46-1, PageID # 858-59; D.N. 38-1, PageID # 709)
Gati then argues that this statement was “insufficient to sustain a Motion for Summary
Judgment, yet this claim [for aiding and abetting discrimination under § 344.280] was
dismissed.” (D.N. 46-1, PageID # 859) Again, Gati cites no authority suggesting that the Court
made a clear error of law in its earlier Memorandum Opinion and Order.
Gati also takes issue with the Court’s observation that because all of the individuals who
made decisions related to his accommodation requests were employed by WKU, it was not
critical to the Court’s analysis that WKU’s decisions be precisely attributed to a specific WKU
official. (D.N. 46-1, PageID # 859; D.N. 44, PageID # 840) Specifically, Gati argues that the
Court skipped an analysis of Kline and Priddy’s aiding-and-abetting liability. (D.N. 46-1,
PageID # 859) This argument is unpersuasive for the reasons already discussed. Gati also
argues, without citation to any legal authority, that the Court’s logic “ignores each person’s
1
To the extent that Gati challenges that conclusion, his arguments will be addressed below.
4
convoluted role in violating the law.” (Id.) The Court’s prior Memorandum Opinion and Order
explained in detail why particular defendants could not be held liable under the law, and Gati has
failed to demonstrate any clear errors of law that would necessitate Rule 59(e) relief.
Finally, Gati asserts that a jury should be able to determine whether different provisions
of the KCRA were violated by Priddy and Kline individually or by WKU as a whole given that
he sought the possibility of equitable or injunctive relief. (D.N. 46-1, PageID # 858) In his
summary-judgment briefing, Gati argued that the claims against Defendants in their official
capacities should not be dismissed “[s]ince equitable relief is still a possibility in this case.”
(D.N. 41, PageID # 783) As the Court explained in its earlier ruling, the distinction between
monetary and equitable relief is relevant for purposes of sovereign immunity. (See D.N. 44,
PageID # 843) See Woodward v. Elizabethtown Cmty. & Tech. Coll., No. 3:14-CV-00776-CRS,
2015 WL 4464100, at *4 (W.D. Ky. July 21, 2015) (“The Ex parte Young exception allows
claims for prospective relief against state officials in their official capacities to proceed
uninhibited by sovereign immunity.”). Sovereign immunity is not a bar to Gati’s claims against
Kline and Priddy in their official capacities, however, because the Kentucky legislature has
waived sovereign immunity for claims brought under the KCRA. See, e.g., Dep’t of Corr. v.
Furr, 23 S.W.3d 615, 616 (Ky. 2000). The Court granted Kline and Priddy summary judgment
on Gati’s official-capacity KCRA claims because it concluded that WKU did not violate the
KCRA. (D.N. 44, PageID # 843, 848, 852) Because Gati has pointed to no clear error of law
with respect to that conclusion, his argument concerning equitable relief is also unavailing.
b.
Tortious Interference with Contract, Promissory Estoppel,
Fraud
The Court granted summary judgment in favor of Priddy on Gati’s official-capacity
claims against her for tortious interference with contract, promissory estoppel, and fraud. (D.N.
5
44, PageID # 844) The Court reasoned that because Gati alleged these state-law claims seeking
damages rather than injunctive relief, Priddy was entitled to sovereign immunity and could not
be held liable for these claims in her official capacity. (Id.) Gati asserts that the Court erred
because he “specifically included [Priddy’s] official capacity because he could be entitled to
equitable/injunctive relief,” citing the prayer of his complaint, which included equitable and
injunctive relief. (D.N. 46-1, PageID # 859; D.N. 1-1, PageID # 20) Gati also cites an argument
he made earlier with respect to equitable or injunctive relief:
Plaintiff could be entitled to equitable/injunctive relief in this matter. For
example, if the jury decides Defendants are liable for Plaintiff’s worthlessly used
GI Bill benefits at WKU, it could award credit hours/classes to Plaintiff to further
pursue his education in the future. Other equitable relief that may be sought here
is prospective injunctive relief, i.e., making the programs available to disabled
students via ITV or online. Since equitable relief is still a possibility in this case,
the claims against Defendants in their official capacities should not be dismissed.
(D.N. 46-1, PageID # 859; D.N. 41, PageID # 783)
The Court’s finding that Gati alleged these state-law claims against Priddy seeking
damages is supported by Gati’s earlier briefing.
Within his discussion of the tortious-
interference claim, Gati argued that his damages included “lost GI Bill benefits, attorney’s fees,
and two years of wasted time.” (D.N. 41, PageID # 791-93) While discussing his promissoryestoppel and fraud claims, Gati again stated that his damages included “two years of [wasted]
time, GI Bill benefits, and attorneys’ fees/costs.” (Id., PageID # 793-95) Gati did, however,
mention the possibility of equitable or injunctive relief in his complaint and elsewhere in his
summary-judgment briefing. (See D.N. 1-1; D.N. 41, PageID # 783) The Court will therefore
err on the side of caution and address the merits of these claims to determine whether Rule 59(e)
relief is warranted.
6
i.
Promissory Estoppel
Gati asserted a promissory-estoppel claim against Priddy, alleging that she made
promises to him that she did not keep. (D.N. 1-1) Defendants sought summary judgment on this
claim, arguing that Priddy made no promise to Gati that would support a promissory-estoppel
claim. (D.N. 38-1, PageID # 724) Gati responded that Priddy promised him that he could
complete his program at the Elizabethtown campus, inducing him to enroll in the program only
to find out later that Priddy’s promises were false. (D.N. 41, PageID # 793)
“Under Kentucky law, the four elements of promissory estoppel are ‘(1) a promise; (2)
which the promisor should reasonably expect to induce action or forbearance on the part of the
promise[e]; (3) which does induce such action or forbearance; and (4) injustice can be avoided
only by enforcement of the promise.’” Derby City Capital, LLC v. Trinity HR Servs., 949 F.
Supp. 2d 712, 728 (W.D. Ky. 2013) (quoting Bergman v. Baptist Healthcare Sys., Inc., 344 F.
Supp. 2d 998, 1003 (W.D. Ky. 2004)). In determining whether injustice can be avoided only by
enforcement of the promise, the Court must also consider whether the promisee’s reliance was
reasonable. See TWB Distribution, LLC v. BBL, Inc., No. 3:08-CV-509-S, 2009 WL 5103604, at
*6 (W.D. Ky. Dec. 17, 2009); see also Derby City Capital, 949 F. Supp. 2d at 728
(“Additionally, the promisee’s reliance on the promise must be justified.”).
While the parties dispute whether Priddy told Gati that he could complete the entire
mental-health counseling program at the Elizabethtown campus (compare D.N. 33-1, PageID #
474, with D.N. 30-1, PageID # 86), it is undisputed that Gati later transferred fifteen of the
credits he earned at WKU to Lindsey Wilson College, where he graduated with a mental-health
counseling degree. (D.N. 33-2, PageID # 533-34; D.N. 33-1, PageID # 470-71) And although
Gati asserts that he had to “start [the program] from the beginning,” it is also undisputed that his
education at Lindsey Wilson was paid for in full by the GI Bill; Gati still paid nothing out of
7
pocket. (D.N. 33-1, PageID # 470-71) And Gati completed the Lindsey Wilson program at a
campus near his home. (Id.) The Court finds that the circumstances here do not constitute “the
kind of injustice that can be avoided only by enforcement of the promise.” Harris v. Burger
King Corp., 993 F. Supp. 2d 677, 692 (W.D. Ky. 2014). In any event, it is unclear whether the
prospective injunctive relief Gati suggests—an award of credit hours for unspecified future
education and program availability for other students at WKU (D.N. 41, PageID # 783)—would
even benefit him. See Auto Channel, Inc. v. Speedvision Network, LLC, 144 F. Supp. 2d 784,
792 (W.D. Ky. 2001) (finding that plaintiffs had not shown that injustice would be avoided only
by enforcement where enforcing promise would give no benefit to plaintiffs).
The Court
therefore did not clearly err in granting summary judgment to Priddy on this claim.
ii.
Fraud
Gati also asserted a fraud claim against Priddy, alleging that she made misrepresentations
of material fact to him while he was deciding whether to enroll at WKU. (D.N. 1-1) Defendants
argued that Gati could not prove fraud because no one at WKU promised Gati that he could
complete all of his classes in Elizabethtown. (D.N. 38-1, PageID # 727) In contrast, Gati argued
that Priddy made these misrepresentations and then testified later that she did not. (D.N. 41,
PageID # 794)
Fraud-by-misrepresentation claims require proof that
(1) the defendant made a material representation to the plaintiff; (2) the
representation was false; (3) the defendant knew the representation to be false or
made it with reckless disregard for its truth or falsity; (4) the defendant intended
to induce the plaintiff to act upon the misrepresentation; (5) the plaintiff
reasonably relied upon the misrepresentation; and (6) the misrepresentation
caused injury to the plaintiff.
Sadler v. Advanced Bionics, Inc., 929 F. Supp. 2d 670, 682 (W.D. Ky. 2013) (quoting Giddings
& Lewis, Inc. v. Indus. Risk Insurers, 348 S.W.3d 729, 747 (Ky. 2011)). With respect to the
8
second element, “the party making the representation—at the time of making it—must know the
representation is false or make it recklessly without any knowledge of its truth.”
PCR
Contractors, Inc. v. Danial, 354 S.W.3d 610, 615 (Ky. Ct. App. 2011).
Assuming that Priddy falsely represented to Gati that he could complete the entire
program at the Elizabethtown campus, Gati has not shown that, at the time she made the
representation, Priddy knew it was false or made it recklessly without any knowledge of its truth.
Gati merely points to the defendants’ summary-judgment motion and their evidence that Dr.
Kline, the counseling department head, stated that the program was never fully offered at the
Elizabethtown campus. (D.N. 41, PageID # 792-93; see D.N. 36-1, PageID # 637-38, 640) But
Gati makes no connection between Kline’s statement and Priddy, who worked in admissions
(D.N. 30-1, PageID # 82, 84). And as Gati acknowledges (D.N. 41, PageID # 793), a flyer for
WKU’s Elizabethtown campus listed the mental-health counseling program as one that was
available onsite. (D.N. 41-1, PageID # 797) In short, Gati has failed to show that Priddy knew
that the program was not offered onsite in Elizabethtown or that she made that representation
recklessly. The Court therefore did not make a clear error of law in granting summary judgment
on this claim.
iii.
Tortious Interference
Finally, Gati asserted a tortious-interference claim against Priddy, alleging that she
interfered with prospective contractual relationships between Gati and any third parties with
whom he might have chosen to contract if not for Priddy’s actions. (D.N. 1-1) Defendants
argued that Gati’s tortious-interference claim failed as a matter of law because Gati failed to
show the existence of a contractual relationship and damages. (D.N. 38-1, PageID # 720-22)
Gati responded that “Defendants fail to recognize the interference with prospective contractual
relationships with a different school when [he] lost his GI Bill benefits by having to begin anew
9
the whole mental health counseling program.” (D.N. 41, PageID # 791-92) “Had [he] not lost
the benefits he used at WKU,” Gati argued, “he would have been able to use them for any other
education.”
(Id., PageID # 792)
He then asserted that “Priddy’s statements ruined these
contracts before they ever began.” (Id.)
Under Kentucky law,
One who intentionally and improperly interferes with another’s prospective
contractual relation (except a contract to marry) is subject to liability to the other
for the pecuniary harm resulting from loss of the benefits of the relation, whether
the interference consists of (a) inducing or otherwise causing a third person not to
enter or continue the prospective relation or (b) preventing the other from
acquiring or continuing the prospective relation.
Dennison v. Murray State Univ., 465 F. Supp. 2d 733, 756 (W.D. Ky. 2006) (quoting
Restatement (Second) of Torts § 766B (Am. Law Inst. 1979)). “[A] party may not recover under
[this tort] in the absence of proof that the opposing party ‘improperly’ interfered with his
prospective contractual relation.” Id. (quoting Nat’l Collegiate Athletic Ass’n ex rel. Bellarmine
Coll. v. Hornung, 754 S.W.2d 855, 858 (Ky. 1988)).
To determine whether an actor’s
interference is improper, Kentucky courts examine several factors:
(a) the nature of the actor’s conduct, (b) the actor’s motive, (c) the interests of the
other with which the actor’s conduct interferes, (d) the interests sought to be
advanced by the actor, (e) the social interests in protecting the freedom of action
of the actor and the contractual interests of the other, (f) the proximity or
remoteness of the actor’s conduct to the interference and (g) the relations between
the parties.
Id. (quoting Restatement (Second) of Torts § 767).
The Court concludes that Gati’s claim for tortious interference with prospective
contractual relations fails as a matter of law. Gati has not shown that Priddy actually interfered
with any prospective contractual relation. To the contrary, the evidence shows that Gati was
later able to enroll at Lindsay Wilson College and complete a counseling program there using his
GI Bill benefits. (D.N. 33-1, PageID # 470-71) Gati’s assertion that Priddy “interfere[d] with
10
prospective contractual relationships with a different school” (D.N. 41, PageID # 791) is not
supported by the facts. The Court therefore did not clearly err in granting summary judgment on
this claim. See Gresh v. Waste Servs. of Am., Inc., 311 F. App’x 766, 777 (6th Cir. 2009)
(“Because [the plaintiff] cannot show actual interference, the district court properly granted
summary judgment on this claim.”).
2.
Individual-Capacity Immunity of Kline and Priddy
a.
KCRA
The Court granted summary judgment to Kline and Priddy on Gati’s KCRA claims
against them in their individual capacities on the basis of qualified official immunity. (D.N. 44,
PageID # 844-46) Gati now argues that Kline and Priddy’s decisions were “nothing more than
ministerial job duties” and that as such, Kline and Priddy should not have been granted qualified
immunity. (D.N. 46-1, PageID # 862) Gati previously argued that Priddy’s statements to Gati
“did not involve discretion” and that Priddy had an “absolute, certain, and imperative” duty to
perform her job. (D.N. 41, PageID # 784-85) But the Court rejected that argument, reasoning
that the undisputed facts showed that both Kline and Priddy exercised discretion in making the
challenged decisions. (D.N. 44, PageID # 845-46)
“A motion under Rule 59(e) does not simply provide an opportunity to reargue a case,
and it must be supported either by a showing that the district court made an error of law or by
newly discovered evidence.” Whitehead v. Bowen, 301 F. App’x 484, 489 (6th Cir. 2008). It
appears that Gati simply reargues whether Kline and Priddy’s actions were ministerial or
discretionary. Thus, the Court sees no basis for granting Rule 59(e) relief on this issue.2 See
2
Gati also argues that the Court erred in finding it undisputed that Kline utilized discretion in
determining that the requested accommodations were not feasible. (D.N. 46-1, PageID # 862-63;
see D.N. 44, PageID # 845) In particular, Gati suggests that Kline’s testimony that his decision
was not specifically based on Gati’s disability “is contrary to” the Court’s undisputed finding on
11
Acosta v. Off Duty Police Servs., Inc., No. 3:13-cv-935-DJH-LLK, 2017 WL 2837018, at *2
(W.D. Ky. June 30, 2017) (“Because the Court has previously addressed this argument and the
defendants have not provided any new law or facts to support it, the Court need not reconsider
the issue.”).
b.
Tortious Interference with Contract, Promissory Estoppel,
Fraud
The Court determined that Priddy was also entitled to qualified immunity on Gati’s other
individual-capacity claims against her under state law.
(D.N. 44, PageID # 846-48)
In
challenging this determination, Gati refers to statements Priddy made to him regarding the
classes available at the Elizabethtown campus and that campus’s ability to accommodate
students with disabilities. (D.N. 46-1, PageID # 864) Gati argues that it is “preposterous” to
conclude that an admissions counselor uses personal judgment and discretion when telling
prospective students what classes are offered at a certain location. (Id.) He asserts that telling
students about classes is an “absolute, certain, and imperative” “execution of a specific act
arising from fixed and designated facts.” (Id., PageID # 864-65 (quoting T.S., 742 F.3d at 641))
discretion. (D.N. 46-1, PageID # 863) Gati’s argument is not well taken and does not explain
how this testimony negates the Court’s earlier finding that Kline utilized discretion. As
discussed in the Court’s earlier Memorandum Opinion and Order, Kline and the other faculty
believed that interpersonal interaction was essential for the counseling program and that such
interaction could not take place through video or ITV. (D.N. 44, PageID # 845-46; see D.N. 361, PageID # 648-49) With respect to Priddy, Gati argues that contrary to the Court’s statement in
its earlier opinion (D.N. 44, PageID # 846), he did challenge Priddy’s assertion that she used
judgment and experience to determine what information to provide to Gati. (D.N. 46-1, PageID
# 863) Gati points the Court to his earlier argument that Priddy was involved with Gati “only in
the realm of the normal course and requirements of her job as Assistant Director of Graduate
Admissions” and that her statements to Gati “did not involve discretion, judgment, or personal
deliberation.” (Id.; D.N. 41, PageID # 784) Importantly, Gati made these arguments with
respect to the state-law claims against Priddy after asserting that it was “clear that Defendants in
their individual and official capacities are not entitled to immunity under the KCRA.” (D.N. 41,
PageID # 784 (emphasis added)) That is why the Court waited to address the arguments until it
reached a discussion of the state-law claims against Priddy. (See D.N. 44, PageID # 846)
12
Again, Gati’s argument falls short of showing a clear error on the part of the Court.
Notwithstanding his ill-considered characterization of the Court’s conclusion as “preposterous,”
Gati cites no caselaw contradicting the Court’s position. (See id.) As the Court explained
before, Gati fails to point to any job requirement that Priddy breached. (D.N. 44, PageID # 846)
Priddy’s job required her to travel to Elizabethtown to advise students generally regarding
WKU’s graduate programs and to help students who had questions regarding graduate education.
(D.N. 30-1, PageID # 85, 89) This job description is “devoid of any language directing [Priddy]
to execute ‘specific act[s] arising from fixed and designated facts.’” See Jackson v. Renfrow,
No. 1:14-CV-00140-GNS-HBB, 2016 WL 1452431, at *3 (W.D. Ky. Apr. 13, 2016) (quoting
Haney v. Monsky, 311 S.W.3d 235, 240 (Ky. 2010)). Seeing no clear error of law here, the Court
finds no basis for granting Rule 59(e) relief.
The Court previously determined that Gati had not shown that Priddy acted in bad faith.
(D.N. 44, PageID # 847-48) Gati asserts that the Court, in making this determination, failed to
view the evidence in the light most favorable to him. (D.N. 46-1, PageID # 865) According to
Gati, the evidence viewed in the light most favorable to him shows that Priddy purposefully lied
to him in order to get him to register for classes. (Id.)
Gati is correct that the Court must accept the evidence of the nonmovant. See Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). But as explained in the earlier Memorandum
Opinion and Order, Gati failed to present evidence of bad faith on the part of Priddy. (See D.N.
44, PageID # 847-48) “An action by a public official is done in bad faith when the official either
‘willfully or maliciously intended to harm the plaintiff,’ or where the official ‘acted with a
corrupt motive.’” Kelly v. City of Fort Thomas, 610 F. Supp. 2d 759, 776 (E.D. Ky. 2009)
(quoting Rowan Cty. v. Sloas, 201 S.W.3d 469, 481 (Ky. 2006)). “In addition, to find bad faith
13
there ‘must be some implication of self-interest, or a deliberate indifference, or sinister motive,
rather than an honest mistake or oversight.’” Id. (quoting Sloas, 201 S.W.3d at 485).
The evidence on which Gati relies falls well short of showing that Priddy acted in bad
faith. Viewed in the light most favorable to Gati, the evidence shows that Priddy assured Gati
that the program was offered in Elizabethtown and that ITV was available to assist disabled
students in taking such courses; however, top officials at WKU later testified that the opposite
was true. (See D.N. 41, PageID # 792) Contrary to Gati’s suggestion (D.N. 46-1, PageID #
865), there is no evidence that tends to show that Priddy purposefully lied to induce him to
register for classes. 60 Ivy St. Corp. v. Alexander, 822 F.2d 1432, 1435 (6th Cir. 1987) (“[On
summary judgment,] th[e] [nonmoving] party is required to present some significant probative
evidence which makes it necessary to resolve the parties’ differing versions of the dispute at
trial.”). In the absence of such evidence, Priddy is entitled to qualified official immunity for her
discretionary acts. See Sloas, 201 S.W.3d at 475. The Court concludes that it did not clearly err
in this regard.3
3.
Liability of WKU
In its prior Memorandum Opinion and Order, the Court concluded that WKU did not
violate the ADA, the KCRA, or the Rehabilitation Act in refusing to offer classes via ITV and to
conduct classes at the Elizabethtown campus. (D.N. 44, PageID # 848-52) In his Rule 59(e)
motion, Gati asserts that whether an accommodation request is reasonable is “a fact-specific
question” that should have precluded summary judgment. (D.N. 46-1, PageID # 866) Further,
3
Gati also argues that certain factual disputes should be decided by a jury, not summary
judgment, and that because the Court disposed of these claims on qualified-immunity grounds,
particular facts were not addressed. (D.N. 46-1, PageID # 865-66) But only disputes of material
fact will prevent summary judgment. Alexander, 822 F.2d at 1435. And the Court may dismiss
claims at the summary-judgment stage on the sole basis of qualified immunity. See, e.g., Morris
v. Oldham Cty. Fiscal Court, 201 F.3d 784, 794 (6th Cir. 2000); Tinch v. Jefferson Cty. Pub.
Sch. Sys., No. 3:12-cv-844-DJH, 2016 WL 1574149, at *5 (W.D. Ky. Apr. 19, 2016).
14
he asserts that the Court decided whether accommodations were reasonable, drawing all
inferences in WKU’s favor. (Id.) The Court disagrees with Gati’s assertion that the Court failed
to follow the applicable standard. Moreover, the fact-specific nature of the reasonableness
inquiry does not preclude summary judgment.
[A] court may grant summary judgment in favor of a defendant if the plaintiff
fails to present evidence from which a jury may infer that the accommodation is
“reasonable on its face, i.e., ordinarily or in the run of cases,” or if the defendant
establishes as a matter of law that the proposed modification will cause “undue
hardship in the particular circumstances.”
Shaikh v. Lincoln Mem’l Univ., 608 F. App’x 349, 355 (6th Cir. 2015) (quoting Halpern v. Wake
Forest Univ. Health Scis., 669 F.3d 454, 464 (4th Cir. 2012)). Here, as the Court explained
before, Gati failed to show that his accommodation requests were reasonable, while WKU
showed that granting Gati’s accommodation requests would have substantially altered academic
standards. (D.N. 44, PageID # 848-52)
As for Gati’s broad second assertion, the Court will address his specific arguments below
as they relate to the individual accommodation requests that were denied.
See Hanson v.
Madison Cty. Det. Ctr., No. 5:14-CV-99-REW, 2017 WL 3022323, at *7 (E.D. Ky. July 17,
2017) (“Plaintiff’s critiques are broad and wide-ranging, essentially relitigating the summary
judgment motion. The Court will not revisit the entire record on a motion to amend.”).
a.
ITV
The Court previously concluded that WKU did not violate the ADA when it declined to
offer courses in ITV format. (D.N. 44, PageID # 851) Gati now asserts that WKU did not meet
its burden to show that it considered the feasibility, cost, and effect on the program of alternative
accommodations and then rationally concluded that allowing the accommodations would lower
academic standards or substantially modify the program. (D.N. 46-1, PageID # 866-67) In
support of his argument that WKU had this precise burden, Gati cites caselaw from the First
15
Circuit. (See id.; see also D.N. 41, PageID # 786) But under binding Sixth Circuit authority,
discrimination laws do not require educational institutions “to lower or to effect substantial
modifications of standards to accommodate” the disabled.
(D.N. 44, PageID # 849)
Kaltenberger v. Ohio Coll. of Podiatric Med., 162 F.3d 432, 436 (6th Cir. 1998) (quoting Se.
Cmty. Coll. v. Davis, 442 U.S. 397, 413 (1979)). And the Court “must also give deference to
professional academic judgments when evaluating the reasonable accommodation requirement.”
Id.
In accordance with this authority from the Sixth Circuit, the Court deferred to the
professional academic judgments of Kline and other faculty who testified that courses in the
mental-health counseling program could not be delivered effectively through ITV. (D.N. 44,
PageID # 850; see D.N. 36-1, PageID # 648-49) Gati’s criticism of the Court for accepting
Kline’s testimony and focusing on whether classes were pedagogically appropriate for ITV (see
D.N. 46-1, PageID # 867) is unfounded, and misplaced.
In addition, Gati seizes yet again upon Kline’s admission that he decided whether ITV
was a reasonable accommodation without specifically considering Gati’s disability. (Id.; see
D.N. 36-1, PageID # 653, 658-59, 666) In the earlier Memorandum Opinion and Order, the
Court concluded that WKU investigated the possibility of using ITV and determined that it
would substantially alter academic standards; therefore, WKU did not violate the ADA in
declining to offer courses in ITV format. (D.N. 44, PageID # 851) Gati asserts that in the light
most favorable to him, the Court should have found that because some mental-health counseling
classes were still going to be offered in Elizabethtown, online, and in Radcliff, he would not
have had to access all of the classes via ITV. (D.N. 46-1, PageID # 867) Gati further posits that
while it might have been a reasonable decision not to offer the classes via ITV to the general
public, Defendants did not show that his use of the ITV system for some classes would constitute
16
a fundamental alteration of the program. (Id.) To the contrary, WKU presented undisputed
evidence showing that faculty believed that the quality of the specific graduate program at issue
would suffer if classes were conducted via ITV. (D.N. 36-1, PageID # 648-49) Moreover, Gati
fails to cite any binding authority to support the proposition that WKU was required to separately
consider whether accommodating him alone would fundamentally alter the program. In the
absence of any such authority, the Court is unable to conclude that it clearly erred in its decision.
b.
Decisional Process on ITV
The Court rejected Gati’s argument that WKU’s decisional process was flawed in that it
failed to consider whether ITV was a reasonable accommodation for Gati. (D.N. 44, PageID #
851) Gati now asserts that the Court erred in finding that Kline was consulted as to whether the
classes at issue could be taken via ITV as part of an accommodation request. (D.N. 46-1,
PageID # 867-68; see D.N. 44, PageID # 851) Gati argues that Kline testified that he did not
consider ITV in the context of a disability-accommodation request. (D.N. 46-1, PageID # 868)
But Gati misrepresents Kline’s testimony. Kline did not fail to consider ITV as it relates to an
accommodation request; rather, he testified that he did not consider ITV in the specific context of
Gati’s disability. (See D.N. 36-1, PageID # 653, 658-59) As the Court has already indicated,
Gati cites no authority suggesting that WKU was required to consider ITV as an accommodation
for Gati’s disability in particular. And here, WKU considered whether ITV was a reasonable
accommodation and determined that it was not. (D.N. 36-1, PageID # 653) The Court sees no
clear error that would warrant Rule 59(e) relief.
Gati next complains that the Court dismissed in a footnote the purported fact that
Wilkins, who did not believe Gati was disabled, made the decision to deny his accommodation
requests. (D.N. 46-1, PageID # 868) But Gati cites nothing in the record showing that it was
Wilkins who decided to deny his accommodation requests. (See id.) See Whitehead, 301 F.
17
App’x at 489 (“A motion under Rule 59(e) does not simply provide an opportunity to reargue a
case, and it must be supported either by a showing that the district court made an error of law or
by newly discovered evidence.”).
Gati also argues that the Court ignored other ADA and Rehabilitation Act requirements
that WKU lacked, including a requirement that the parties engage in an interactive process.
(D.N. 46-1, PageID # 868) Again, Gati fails to support his argument with newly discovered
evidence or caselaw demonstrating that the Court committed a clear error of law. (See id.)
Indeed, the authority Gati cited before in support of a similar argument came from another circuit
and has not been adopted by the Sixth Circuit. (D.N. 41, PageID # 777 (citing Wynne v. Tufts
Univ. Sch. of Med., 932 F.2d 19, 26 (1st Cir. 1991)) The Court therefore concludes that it did not
clearly err in rejecting Gati’s argument with respect to WKU’s decisional process.
c.
All Classes Offered in Elizabethtown
The Court concluded that WKU did not violate the ADA when it declined to offer the
entire mental-health counseling program at the Elizabethtown campus. (D.N. 44, PageID # 852)
Gati now states that the Court viewed the facts in the light most favorable to Defendants. (D.N.
46-1, PageID # 868) This blanket assertion is unsupported and requires no further analysis. See
Brown v. La. State Senate, No. 11-620-SDD-SCR, 2013 WL 5603232, at *1 (M.D. La. Oct. 11,
2013) (finding no basis for Rule 59(e) relief where movant made blanket assertion of error
“without any reference to the Court’s alleged errors or any explanation why the evidence and
jurisprudence relied upon by the Court [was] erroneous”); Conner v. State Farm Mut. Auto. Ins.
Co., No. 1:03-CV-195-R, 2006 WL 1642302, at *1-2 (W.D. Ky. June 12, 2006) (rejecting the
plaintiff’s argument that the Court failed to view the facts in the light most favorable to her and
declining to reconsider earlier decision).
18
Gati next repeats his earlier assertion that WKU’s argument that having all classes in
Elizabethtown was an unreasonable accommodation “is confusing since it was the lack of classes
at Elizabethtown that prompted the need for an accommodation at all.” (D.N. 46-1, PageID #
868) This argument remains unpersuasive. As the Court explained in its earlier Memorandum
Opinion and Order, WKU presented evidence showing that it did not have sufficient faculty to
offer all classes in Elizabethtown. (D.N. 44, PageID # 851-52; see D.N. 31-7, PageID # 298-99)
Gati has not presented any evidence to the contrary.
Gati also points to inconsistencies in what he was told regarding whether all classes
would be available in Elizabethtown. (Compare D.N. 33-1, PageID # 474, D.N. 41-1, PageID #
797, and D.N. 41-4, PageID # 808, with D.N. 31-7, PageID # 298) But the issue here with
respect to WKU’s liability is whether offering all classes in Elizabethtown was a reasonable
accommodation. (See D.N. 44, PageID # 849-50 (citing Kaltenberger, 162 F.3d at 435-36)) It is
therefore unclear how these inconsistencies—and Gati’s assertion that he was lied to (D.N. 46-1,
PageID # 869)—are relevant to the claims against WKU. Gati fails to show a clear error of law.
4.
Gati’s Motion for Partial Summary Judgment
Finally, Gati argues that the Court failed to address the arguments in his motion for
partial summary judgment and denied it without analysis. (Id.) Gati further asserts that “[t]he
Court’s Memorandum [Opinion] mirrors Defendants’ Motion for Summary Judgment and
ignores relevant sections from [his motion].” (Id.) The Court’s Memorandum Opinion and
Order did in fact address the arguments in Gati’s motion for partial summary judgment, however.
(See D.N. 44) And it does not merely mirror the defendants’ motion for summary judgment;
rather, it analyzes the parties’ arguments as to each discrete issue. (See id.) Disagreement with
the result reached by the Court is insufficient to warrant relief under Rule 59(e). Yandal v.
Holland, No. 12-CV-26-GFVT, 2013 WL 3293361, at *5 (E.D. Ky. June 28, 2013).
19
On the outset, the Court notes that this section of Gati’s Rule 59(e) motion consists
largely of arguments copied and pasted from his earlier summary-judgment motion. (See D.N.
46-1, PageID # 869-70) This practice is disfavored. See Przybysz v. City of Toledo, No. 3:16CV-0353, 2018 WL 400325, at *3 (N.D. Ohio Jan. 12, 2018). Nonetheless, the Court will
address these arguments to the extent that they are specific as to how the Court allegedly erred.
Gati first asserts that the Court did not address Kline’s testimony that he did not consider
Gati’s disability specifically in deciding that Gati would need to complete the program at WKU’s
main campus in Bowling Green. (D.N. 46-1, PageID # 870; see D.N. 36-1, PageID # 658-59)
Although the Court did not cite these particular pages of Kline’s deposition in its opinion, the
Court addressed and rejected the argument that this testimony was presented to support—
namely, that WKU’s decisional process was flawed in that it did not consider whether ITV was a
reasonable accommodation for Gati.
(See D.N. 44, PageID # 851)
Gati’s assertion is
unpersuasive and misleading.
Second, Gati asserts that Wilkins’s “major role and wrong-doing [were] barely
recognized.” (D.N. 46-1, PageID # 870) The Court must assume based on the preceding text
that Gati is referring to the opinion Wilkins offered in her deposition that she “was not then and,
frankly, am not today absolutely comfortable that [Gati] was disabled in a way that would have
prevented him from completing this program on the main campus.” (See id., PageID # 869; D.N.
39-1, PageID # 750-51; D.N. 31-4, PageID # 214) The Court addressed and rejected Gati’s
argument that Wilkins, who did not believe that Gati was disabled, made the decision to deny his
accommodation requests. (See D.N. 44, PageID # 851) Gati alleges no error in the Court’s
findings that (1) it was Kline (not Wilkins) who was consulted as to whether the classes at issue
could be taken via ITV; and (2) there was no assertion that Kline had any doubt with respect to
20
Gati’s disability. (Id.; see D.N. 31-1, PageID # 116; D.N. 36-1, PageID # 666) Gati’s assertion
again lacks merit.
Third, Gati asserts that the Court ignored the facts from Kline that were damaging to
Defendants. (D.N. 46-1, PageID # 870) Gati appears to be referring again to Kline’s testimony
that he did not take Gati’s disability into account specifically in making the decision to deny the
accommodation requests. (See id.; D.N. 39-1, PageID # 752-53; D.N. 36-1, PageID # 658-59)
As explained above, the Court did not ignore these facts; instead, the Court addressed and
rejected Gati’s argument.
Fourth, Gati asserts that “the intentional discrimination by Wilkins was never mentioned
or analyzed.” (D.N. 46-1, PageID # 870) The present and prior briefing suggests that Gati is
referring to Wilkins’s testimony that she was unsure as to whether Gati was actually disabled.
(See id.; D.N. 39-1, PageID # 753; D.N. 31-4, PageID # 214) As explained above, Gati points to
no error in the Court’s earlier finding that Wilkins did not make the decision to deny his
accommodation requests.4 Moreover, the Court did in fact mention Wilkins’s testimony. (D.N.
44, PageID # 851) But, because Wilkins was not the decision maker, her opinions and conduct
do not require the level of scrutiny that Gati disingenuously suggests is necessary.
Finally, Gati asserts that the Court only addressed the alleged flaws in WKU’s process
and procedures “in passing.” (D.N. 46-1, PageID # 870) The Court reiterates that it already
addressed and rejected Gati’s argument that WKU’s decisional process was flawed. (See D.N.
44, PageID # 851) The Court is unaware of any authority, and Gati cites none, holding that the
4
Gati also cites Wilkins’s testimony that she was “frustrat[ed] over the fact that [Gati] had filed
complaints with . . . the Attorney General, the Consumer Protection Division, Kentucky Human
Rights Commission, and now CPE.” (D.N. 46-1, PageID # 870; see D.N. 31-4, PageID # 214)
On the very next page of the deposition, Wilkins explains that she was frustrated because Gati
filed these complaints without completing his registration with student disability services. (D.N.
31-4, PageID # 215) This evidence falls short of showing intentional discrimination on
Wilkins’s part.
21
brevity of the Court’s analysis of a particular issue warrants Rule 59(e) relief. None of Gati’s
arguments with respect to his motion for partial summary judgment are persuasive. The Court
will therefore deny his Rule 59(e) motion.
B.
Certification
Gati asks the Court to certify the following question to the Kentucky Supreme Court:
“Whether individual qualified immunity exists under the Kentucky Civil Rights Act?” (D.N. 461, PageID # 860) Gati asserts that “[t]he limited case law on this issue is at best confusing, and
at worst, wrong.” (Id.) Defendants respond that Gati has failed to timely notify the Court of this
certification issue and that the law with regard to qualified immunity under the KCRA is settled.
(D.N. 47, PageID # 877)
The Sixth Circuit has explained that “[t]he appropriate time to seek certification of a
state-law issue is before a District Court resolves the issue, not after receiving an unfavorable
ruling.” City of Columbus v. Hotels.com, 693 F.3d 642, 654 (6th Cir. 2012) (quoting Local 219
Plumbing & Pipefitting Indus. Pension Fund v. Buck Consultants, 311 F. App’x 827, 832 (6th
Cir. 2009)). Here, Gati waited until after the Court entered judgment against him to seek
certification, and this fact weighs against granting his request.
In any event, the question Gati seeks to certify is neither new nor unsettled. Rather,
“[q]ualified immunity is a defense that can be invoked under Kentucky law.” Morris, 201 F.3d
at 794; see also Gragg v. Ky. Cabinet for Workforce Dev., 289 F.3d 958, 964 (6th Cir. 2002).
Gati appears to suggest that this rule does not apply to claims under the KCRA. However, the
Sixth Circuit in Morris was addressing sexual-harassment claims brought under the KCRA when
it held that the qualified-immunity defense could be invoked under Kentucky law and that one of
the defendants was entitled to qualified immunity. See 201 F.3d at 793-94. Indeed, the court
quoted the Kentucky Supreme Court in stating the rule for qualified immunity:
22
[G]overnment officials are not subject to damages liability for the performance of
their discretionary functions when their conduct does not violate clearly
established statutory or constitutional rights of which a reasonable person would
have known. In most cases, qualified immunity is sufficient to protect officials
who are required to exercise their discretion and the related public interest in
encouraging the vigorous exercise of official authority.
Id. at 794 (quoting McCollum v. Garrett, 880 S.W.2d 530, 534 n.6 (Ky. 1994)). Gati asserts that
the court also found another defendant liable under the KCRA, but in fact, the court merely
reversed the grant of summary judgment to that defendant because the district court incorrectly
held that he could not be held individually liable under the KCRA. See id. The court went on to
affirm the grant of summary judgment to another defendant on qualified-immunity grounds. See
id.
Gati’s remaining arguments require little discussion. Gati asks why these individual
defendants are entitled to qualified immunity when Kentucky has waived sovereign immunity for
claims brought under the KCRA (D.N. 46-1, PageID # 860-61). Of course, this question ignores
the distinction between sovereign immunity, which applies to states and individuals sued in their
official capacity, and qualified immunity, which may apply to individuals sued in their individual
or personal capacity.
See Yanero v. Davis, 65 S.W.3d 510, 517-18, 521-22 (Ky. 2001)
(separately analyzing sovereign immunity and qualified official immunity). The two cases Gati
cites in an attempt to suggest a lack of clarity in this area (D.N. 46-1, PageID # 861) fail to
support his argument. The court in Ivey v. McCreary County Fiscal Court, relying on the
applicable text of the KCRA, held that a person who did not qualify as an employer could not be
held individually liable for certain employment-related conduct. 939 F. Supp. 2d 762, 769-70,
764 (E.D. Ky. 2013). And in Adams v. United Parcel Service, the court considered the relevant
statutory language and concluded that an individual could be held liable for aiding and abetting
23
unlawful acts under the KCRA. No. 1:06-CV-46-R, 2006 WL 1687699, at *2-3 (W.D. Ky. June
19, 2006).
A government official may be held individually liable under the KCRA in the event that
qualified immunity does not apply. See Ivey, 939 F. Supp. 2d at 764, 767 (explaining that
“[w]hen officials are sued in their individual capacity, they enjoy only qualified immunity”
within the context of KCRA claims). But the application of the qualified-immunity doctrine to
state-law claims—including those brought under the KCRA—is well settled, and the Court
concludes that certifying this question to the Kentucky Supreme Court is not necessary. See
Gragg, 289 F.3d at 964; Morris, 201 F.3d at 793-94; Ivey, 939 F. Supp. 2d at 764, 767; Autry v.
W. Ky. Univ., 219 S.W.3d 713, 717 (Ky. 2007); Suiter v. Logan Cty. Reg’l Det. Ctr., No. 2011CA-000614-MR, 2013 WL 780390, at *3 (Ky. Ct. App. Mar. 1, 2013) (“In his individual
capacity, [the jailer] is entitled to assert qualified official immunity against [the plaintiff’s]
claims under the Kentucky Civil Rights Act.”).
IV.
CONCLUSION
For the reasons set forth above, and the Court being otherwise sufficiently advised, it is
hereby
ORDERED that Gati’s Motion to Alter, Amend, or Vacate and to certify a question of
law to the Kentucky Supreme Court (D.N. 46) is DENIED.
June 15, 2018
David J. Hale, Judge
United States District Court
24
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