Parker v. Thompson et al
Filing
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MEMORANDUM AND OPINION by Chief Judge Joseph H. McKinley, Jr on 9/5/12; The instant action will be dismissed by separate order.cc: Plaintiff (pro se), Defendants, General Counsel, DCA (JBM)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF KENTUCKY
AT OWENSBORO
FRANKIE DWIGHT PARKER
PLAINTIFF
v.
CIVIL ACTION NO. 4:12CV-P1-M
LADONNA THOMPSON et al.
DEFENDANTS
MEMORANDUM OPINION
Plaintiff Frankie Dwight Parker, a released prisoner, filed a pro se complaint pursuant to
42 U.S.C. § 1983 regarding the conditions of his confinement during his incarceration as a state
inmate at the Daviess County Detention Center (DCDC) . Because Plaintiff is proceeding in
forma pauperis, this Court must review the complaint pursuant to 28 U.S.C. § 1915(e)(2) and
McGore v. Wrigglesworth, 114 F.3d 601, 604-05 (6th Cir. 1997). For the reasons that follow,
the complaint will be dismissed.
I.
Plaintiff brings suit against Kentucky Department of Corrections Commissioner LaDonna
Thompson and DCDC Jailer David Osborne in their individual and official capacities. He also
sues Southern Health Partners (SHP), which provides medical staff at the DCDC.
Plaintiff reports having high cholesterol, high blood pressure, and diabetes. He claims
that since his arrival at DCDC on June 21, 2011, his “problems have gotten worse” because there
is no consistent recreation and that when inmates do get recreation, it is in a classroom with
tables and chairs. “There is no exercise equipment at all just a pull up bar, a corn-hole game,
romance books and bibles that is all.” He reports that he used to walk in his cell but due to the
increased housing of county and federal inmates on the floor, there is no room to walk anymore.
He alleges gaining weight and having to stop eating at times to lose the extra weight of around
20 pounds.
Further, Plaintiff alleges problems with the DCDC medical department. He reports
having twice requested an eye examination due to his diabetes but being told that medical
services were not provided for that problem. He states, “My blood sugar drops and I’ve asked
on a few occassions for help in resolve of this problem but I get no more than a nurses visit I’ve
only seen the doctor once since I’ve been here.” Plaintiff additionally complains that the DCDC
medical department charges him for every medical visit and every prescription refill. He claims
that he owes the jail around $300.00 and that it takes half of any money sent to him. Plaintiff
claims that Defendants Osborne and SHP were deliberately indifferent to his serious medical
needs by failing to provide proper treatment.
Plaintiff reports that he has written to Defendant Thompson personally “about the
problems [he is] having with medical like the excessive fees and threats of bodily harm and hole
time,” without any response. He also alleges filing grievances with the jailer but receiving no
responses.
As relief, Plaintiff seeks $45,000 in monetary damages.
II.
Upon review under 28 U.S.C. § 1915(e), a district court must dismiss a case at any time if
it determines that the action is frivolous or malicious, fails to state a claim upon which relief may
be granted, or seeks monetary relief from a defendant who is immune from such relief. 28
U.S.C. § 1915(e)(2)(B).
A claim is legally frivolous when it lacks an arguable basis either in law or in fact.
Neitzke v. Williams, 490 U.S. 319, 325 (1989). The trial court may, therefore, dismiss a claim as
frivolous where it is based on an indisputably meritless legal theory or where the factual
contentions are clearly baseless. Id. at 327. In order to survive dismissal for failure to state a
claim, “a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to
relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell
Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “A claim has facial plausibility when the
plaintiff pleads factual content that allows the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556). “[A]
district court must (1) view the complaint in the light most favorable to the plaintiff and (2) take
all well-pleaded factual allegations as true.” Tackett v. M & G Polymers, USA, LLC, 561 F.3d
478, 488 (6th Cir. 2009) (citing Gunasekera v. Irwin, 551 F.3d 461, 466 (6th Cir. 2009)
(citations omitted)). “But the district court need not accept a ‘bare assertion of legal
conclusions.’” Tackett, 561 F.3d at 488 (quoting Columbia Natural Res., Inc. v. Tatum, 58 F.3d
1101, 1109 (6th Cir. 1995)). “A pleading that offers ‘labels and conclusions’ or ‘a formulaic
recitation of the elements of a cause of action will not do.’ Nor does a complaint suffice if it
tenders ‘naked assertion[s]’ devoid of ‘further factual enhancement.’” Iqbal, 556 U.S. at 678
(quoting Twombly, 550 U.S. at 555, 557).
Although this Court recognizes that pro se pleadings are to be held to a less stringent
standard than formal pleadings drafted by lawyers, Haines v. Kerner, 404 U.S. 519 (1972), the
duty “does not require us to conjure up unpled allegations,” McDonald v. Hall, 610 F.2d 16, 19
(1st Cir. 1979), or to create a claim for a plaintiff. Clark v. Nat’l Travelers Life Ins. Co., 518
F.2d 1167, 1169 (6th Cir. 1975). To command otherwise would require the Court “to explore
exhaustively all potential claims of a pro se plaintiff, [and] would also transform the district
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court from its legitimate advisory role to the improper role of an advocate seeking out the
strongest arguments and most successful strategies for a party.” Beaudett v. City of Hampton,
775 F.2d 1274, 1278 (4th Cir. 1985).
III.
“Section 1983 creates no substantive rights, but merely provides remedies for
deprivations of rights established elsewhere.” Flint ex rel. Flint v. Ky. Dep’t of Corr., 270 F.3d
340, 351 (6th Cir. 2001). Two allegations are required to state a claim under § 1983. Gomez v.
Toledo, 446 U.S. 635, 640 (1980). First, “a plaintiff must allege the violation of a right secured
by the Constitution and laws of the United States,” West v. Atkins, 487 U.S. 42, 48 (1988), and
second, he “must show that the alleged deprivation was committed by a person acting under
color of state law.” Id. “Absent either element, a section 1983 claim will not lie.” Christy v.
Randlett, 932 F.2d 502, 504 (6th Cir. 1991).
A. Commissioner Thompson in her official capacity
Commissioner Thompson, a state official sued in her official capacity for money
damages, is not a “person” subject to suit under § 1983. See Will v. Mich. Dep’t of State Police,
491 U.S. 58, 71 (1989); Matthews v. Jones, 35 F.3d 1046, 1049 (6th Cir. 1994). Furthermore,
official-capacity claims for damages against state officials, like Commissioner Thompson, are
barred by the Eleventh Amendment to the United States Constitution. Will, 491 U.S. at 71;
Kentucky v. Graham, 473 U.S. 159, 169 (1985) (“This [Eleventh Amendment] bar remains in
effect when State officials are sued for damages in their official capacity.”). Accordingly, the
official-capacity claims for damages against Commissioner Thompson will be dismissed for
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failure to state a claim and for seeking monetary relief from a defendant who is immune from
such relief.
B. Commissioner Thompson and Jailer Osborne in their individual capacities
Commissioner Thompson’s and Jailer Osborne’s supervisory positions do not
automatically make them liable for the actions of their subordinates. “Respondeat superior1 is
not a proper basis for liability under § 1983.” McQueen v. Beecher Cmty. Schs., 433 F.3d 460,
470 (6th Cir. 2006). “Nor can the liability of supervisors be based solely on the right to control
employees, or simple awareness of employees’ misconduct.” Id. (internal quotations omitted).
“In order for supervisory liability to attach, a plaintiff must prove that the official ‘did more than
play a passive role in the alleged violation or showed mere tacit approval of the goings on.’”
Loy v. Sexton, 132 F. App’x 624, 626 (6th Cir. 2005) (quoting Bass v. Robinson, 167 F.3d 1041,
1048 (6th Cir. 1999)). In other words, “liability under § 1983 must be based on active
unconstitutional behavior.” Shehee v. Luttrell, 199 F.3d 295, 300 (6th Cir. 1999). “A
supervisor’s awareness of allegations of unconstitutional conduct and failure to act are not a
basis for liability.” McCurtis v. Wood, 76 F. App’x 632, 634 (6th Cir. 2003). Thus, the fact that
these Defendants were made aware of Plaintiff’s complaints is not enough to subject them to
liability under § 1983 for the purported wrongdoing of their subordinates.
Moreover, Jailer Osborne’s failure to respond to grievances does not subject him to
liability. “The ‘denial of administrative grievances or the failure to act’ by prison officials does
not subject supervisors to liability under § 1983.” Grinter v. Knight, 532 F.3d 567, 576 (6th Cir.
1
Respondeat superior is “the doctrine under which liability is imposed upon an employer for the
acts of his employees committed in the course and scope of their employment.” BALLENTINE’S LAW
DICTIONARY (3d ed. 1969).
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2008) (quoting Shehee v. Luttrell, 199 F.3d at 300). “The mere denial of a prisoner’s grievance
states no claim of constitutional dimension.” Alder v. Corr. Med. Servs., 73 F. App’x 839, 841
(6th Cir. 2003). A plaintiff’s claim is against the subjects of his grievances, not those who
merely decided whether to grant or deny the grievances. See Skinner v. Govorchin, 463 F.3d
518, 525 (6th Cir. 2006) (“Skinner’s complaint regarding Wolfenbarger’s denial of Skinner’s
grievance appeal, it is clear, fails to state a claim.”); Lee v. Mich. Parole Bd., 104 F. App’x 490,
493 (6th Cir. 2004) (“Section 1983 liability may not be imposed simply because a defendant
denied an administrative grievance or failed to act based upon information contained in a
grievance.”); Simpson v. Overton, 79 F. App’x 117, 120 (6th Cir. 2003) (“[T]he denial of an
appeal cannot in itself constitute sufficient personal involvement to state a claim for a
constitutional violation.”); Martin v. Harvey, 14 F. App’x 307, 309 (6th Cir. 2001) (“The denial
of the grievance is not the same as the denial of a request to receive medical care.”).
The individual-capacity claims against supervisory Defendants Commissioner Thompson
and Jailer Osborne must be dismissed for failure to state a claim upon which relief may be
granted.
C. Jailer Osborne in his official capacity and SHP
“Official-capacity suits . . . ‘generally represent [] another way of pleading an action
against an entity of which an officer is an agent.’” Kentucky v. Graham, 473 U.S. at 166
(quoting Monell v. New York City Dep’t of Soc. Servs., 436 U.S. 658, 691 n.55 (1978)).
Consequently, Plaintiff’s official-capacity claims against Jailer Osborne are actually against
Daviess County. See Lambert v. Hartman, 517 F.3d 433, 440 (6th Cir. 2008).
When a § 1983 claim is made against a municipality, this Court must analyze two distinct
issues: (1) whether Plaintiff’s harm was caused by a constitutional violation; and (2) if so,
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whether the municipality is responsible for that violation. Collins v. City of Harker Heights,
Tex., 503 U.S. 115, 120 (1992). “[A] municipality cannot be held liable solely because it
employs a tortfeasor -- or, in other words, a municipality cannot be held liable under § 1983 on a
respondeat superior theory.” Monell, 436 U.S. at 691; Searcy v. City of Dayton, 38 F.3d 282,
286 (6th Cir. 1994); Berry v. City of Detroit, 25 F.3d 1342, 1345 (6th Cir. 1994). “[T]he
touchstone of ‘official policy’ is designed ‘to distinguish acts of the municipality from acts of
employees of the municipality, and thereby make clear that municipal liability is limited to action
for which the municipality is actually responsible.’” City of St. Louis v. Praprotnik, 485 U.S.
112, 138 (1988) (quoting Pembaur v. Cincinnati, 475 U.S. 469, 479-80 (1986)) (emphasis in
original). To demonstrate municipal liability, a plaintiff “must (1) identify the municipal policy
or custom, (2) connect the policy to the municipality, and (3) show that his particular injury was
incurred due to execution of that policy.” Alkire v. Irving, 330 F.3d 802, 815 (6th Cir. 2003)
(citing Garner v. Memphis Police Dep’t, 8 F.3d 358, 364 (6th Cir. 1993)).
This same municipal-liability analysis applies to § 1983 claims against a private
corporation like SHP.2 See Street v. Corr. Corp. of Am., 102 F.3d 810, 818 (6th Cir. 1996)
(“Monell involved a municipal corporation, but every circuit to consider the issue has extended
the holding to private corporations as well.”). Liability must be based on a policy or custom of
the contracted private entity or “the inadequacy of [an employee’s] training.” Id.; Starcher v.
Corr. Med. Sys., Inc., 7 F. App’x 459, 465 (6th Cir. 2001) (“CMS’s [Correctional Medical
2
The Sixth Circuit has held that “[i]t is clear that a private entity which contracts with the
state to perform a traditional state function such as providing medical services to prison inmates may
be sued under § 1983 as one acting ‘under color of state law.’” Hicks v. Frey, 992 F.2d 1450, 1458
(6th Cir. 1993) (quoting West v. Atkins, 487 U.S. 42, 54 (1988)). SHP has apparently contracted with
the DCDC to provide medical services to the inmates. Thus, on initial review of the complaint, the
Court presumes that SHP is a state actor.
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Systems, Inc.,] liability must also be premised on some policy that caused a deprivation of
[plaintiff’s] Eighth Amendment rights.”).
Plaintiff alleges that his health deteriorated while at the DCDC due to “no consistant
rec”; that he asked for an eye exam twice due to diabetes but was told that “they don’t provide
medical service for this problem”; that when his blood sugar dropped he asked “for help in
resolve of this problem but I get no more then a nurses visit” and has only seen a doctor once;
that he is being charged for every doctor’s visit and prescription refill and owes the jail around
$300.00; and that he has received “threats of bodily harm and hole time.”
A viable Eighth Amendment claim must satisfy both an objective component and a
subjective component. Farmer v. Brennan, 511 U.S. 825, 834 (1994); Street v. Corr. Corp. of
Am., 102 F.3d at 814. The objective component requires that the deprivation be “sufficiently
serious.” Wilson v. Seiter, 501 U.S. 294, 298 (1991); see also Hudson v. McMillian, 503 U.S. 1
(1992). This component is contextually driven and is “responsive to ‘contemporary standards of
decency.’” Hudson v. McMillian, 503 U.S. at 8 (quoting Estelle v. Gamble, 429 U.S. 97, 103
(1976)). An inmate must show that he was deprived of “the minimal civilized measure of life’s
necessities.” Rhodes v. Chapman, 452 U.S. 337, 347 (1982). “[P]rison officials must ensure that
inmates receive adequate food, clothing, shelter, and medical care, and must ‘take reasonable
measures to guarantee the safety of the inmates.’” Farmer v. Brennan, 511 U.S. at 832 (citations
omitted).
The subjective component requires the defendant to act with “deliberate indifference” to
a prisoner’s health or safety. Wilson v. Seiter, 501 U.S. at 302-03. “‘[A]cting or failing to act
with deliberate indifference to a substantial risk of serious harm to a prisoner is the equivalent of
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recklessly disregarding that risk.’” Street v. Corr. Corp. of Am., 102 F.3d at 815 (quoting
Farmer v. Brennan, 511 U.S. at 836).
[A] prison official cannot be found liable under the Eighth Amendment for denying
an inmate humane conditions of confinement unless the official knows of and
disregards an excessive risk to inmate health or safety; the official must both be
aware of the facts from which the inference could be drawn that a substantial risk of
serious harm exists, and he must also draw the inference.
Farmer v. Brennan, 511 U.S. at 837-38 (citations omitted).
Plaintiff claims that Jailer Osborne and SHP were “deliberately indifferent to my serious
medical needs by failure to provide proper medical treatment in violation of my constitutional
rights.” This claim is a conclusory legal determination which is not to be taken as true. Iqbal,
129 S. Ct. at 1949 (“[T]he tenet that a court must accept as true all of the allegations contained in
a complaint is inapplicable to legal conclusions.”); Chapman v. City of Detroit, 808 F.2d 459,
465 (6th Cir. 1986) (“It is not enough for a complaint . . . to contain mere conclusory
allegations of unconstitutional conduct by persons acting under color of state law. Some factual
basis for such claims must be set forth in the pleadings.”). Moreover, Plaintiff fails to name any
individual who allegedly denied him medical treatment, and even if he had, SHP, like Jailer
Osborne and Daviess County, is not liable for the actions of its employees on the basis of
respondeat superior. As to Plaintiff’s claim that his health deteriorated while at DCDC due to
inconsistent amounts of recreation, he has not alleged how his health has deteriorated.
Moreover, he admits that he was able to engage in recreation, just not the amount, type, or length
he desired. He has not alleged facts sufficient to state a claim which rises to the level of a
constitutional violation.
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With respect to Plaintiff’s claim that he is diabetic and was denied eye examinations
twice, he has not alleged a “‘detrimental effect of the delay in medical treatment,’” Napier v.
Madison County, 238 F.3d 739, 742 (6th Cir. 2001) (quoting Hill v. Dekalb Reg’l Youth Det.
Ctr., 40 F.3d 1176, 1188 (11th Cir. 1994)), and therefore fails to state a constitutional violation.
Plaintiff further claims that he asked on many occasions to see a doctor but only saw him
once. He admits, however, that he has been seen by nurses. As above, he has not alleged a
detrimental effect of the delay in medical treatment, and this is not a case where Plaintiff has
altogether been denied medical treatment. Courts often “distinguish between cases where the
complaint alleges a complete denial of medical care and those cases where the claim is that a
prisoner received inadequate medical treatment.” Westlake v. Lucas, 537 F.2d 857, 860 n.5 (6th
Cir. 1976) (citations omitted). “Where a prisoner has received some medical attention and the
dispute is over the adequacy of treatment, federal courts are generally reluctant to second guess
medical judgments and to constitutionalize claims which sound in state tort law.” Id. (citations
omitted).
In addition, Plaintiff complains about being charged fees for medical visits and
prescription refills. However, “[i]t is constitutional to charge inmates a small fee for health care
where indigent inmates are guaranteed service regardless of ability to pay.” White v. Corr. Med.
Servs., 94 F. App’x 262, 264 (6th Cir. 2004). Because Plaintiff does not allege that he was
denied treatment due to failure to pay fees, he has failed to state a constitutional violation for
being charged for medical services.
Finally, Plaintiff alleges that he received “threats of bodily harm and hole time.” He does
not allege who threatened him or any circumstances surrounding these claims. His allegations
therefore do not rise to the level of a constitutional violation in this case. Wilson v. Yaklich, 148
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F.3d 596, 601 (6th Cir. 1998) (“However legitimate [the plaintiff’s] fears may have been, we
nevertheless believe that it is the reasonably preventable assault itself, rather than any fear of
assault, that gives rise to a compensable claim under the Eighth Amendment.”) (quoting Babcock
v. White, 102 F.3d 267, 272 (7th Cir. 1996)) (internal citations omitted)). Because Plaintiff seeks
only damages, complains only of past threats resulting in no physical injury, and was released
from the DCDC only days after he filed his complaint, he fails to state a claim upon which relief
may be granted.
For the reasons set forth more fully above, the instant action will be dismissed by
separate Order.
Date:
September 5, 2012
cc:
Plaintiff, pro se
Defendants
General Counsel, Justice & Public Safety Cabinet, Office of Legal Counsel
Daviess County Attorney
4414.005
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