Moore v. Hopkins County, Kentucky et al
Filing
113
MEMORANDUM OPINION AND ORDER signed by Senior Judge Joseph H. McKinley, Jr. on 10/23/19; granting 100 Motion for Summary Judgment; granting 101 Motion for Summary Judgment. The federal claims against Defendants aredismissed. The state law claims are dismissed without prejudice. cc: Counsel(DJT)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF KENTUCKY
OWENSBORO DIVISION
CIVIL ACTION NO: 4:17-CV-00039-JHM-HBB
RICHARD EDWARD MOORE III
PLAINTIFF
V.
HOPKINS COUNTY, KENTUCKY, et al.
DEFENDANTS
MEMORANDUM OPINION AND ORDER
This matter is before the Court on Motions for Summary Judgment filed by two groups of
defendants. [DN 100; DN 101]. The first group of defendants consists of Advanced Correctional
Healthcare, Inc. (“ACH”), Matthew Johnston, Jodi Blake (now Smith), Stephanie Utley, Robin
Ramburger, Cheryl Connelly, Jaclyn Gibson, Deborah Ash (collectively “ACH Defendants”). [DN
100]. The second group of defendants—named in their individual capacities—consists of Joe Blue,
Jarret Backhust, Carl Coy, Victoria Davenport, Tracy Griffith, James Manns, Chris Melton, Amber
Eagles, Brandon Lampton, Angela Hopper, and Adam Qualls (collectively “County Defendants”).
[DN 101-1]. Fully briefed, this matter is ripe for decision. For the following reasons, the Court holds
that Defendants’ Motions for Summary Judgment are GRANTED.
I.
BACKGROUND
Pro se1 Plaintiff Richard Moore III was a pretrial detainee at Hopkins County Jail for three
months. [DN 100-1 at 2, 6]. The Jail contracts with ACH to provide medical services. [DN 100 - 1
at 15–16]. During Moore’s incarceration, he, or someone on his behalf, submitted 16 documented
sick calls; he was seen at least 14 times. [DN 100-1 at 3; DN 100-6]. Moore’s sick calls were for
issues such as dental problems, chest pain, dizziness, requests for medication, and heart problems.
[DN 100-6]. A Licensed Practical Nurse (“LPN”) responded to Moore’s sick calls and treated him.
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Moore was initially represented by counsel but now proceeds pro se. [DN 57].
[DN 100-23 Pl. 77:4–14]. He was prescribed medication for his dental issues and given relevant
treatment for his other complaints. [DN 100-6; DN 100-9; DN 100-10]. Later, a dentist examined
Moore and recommended that one tooth be extracted. [DN 100-11]. Moore refused to have the
infected tooth extracted unless the dentist extracted of all his teeth. [DN 100-11; DN 100-12].
According to ACH Defendants’ expert, Moore was given appropriate treatment while incarcerated.
[DN 75-1 at 6]. Moore was released from jail to a rehabilitation facility. [DN 100-14].
He then sued Defendants in this Court.2 [DN 1]. The Court gave Moore permission to amend
his complaint, which he did. [DN 23; DN 24]. Defendants initially included Hopkins County, Joe
Blue, Carl Coy, Amber Eagles, Brandon Lampton, Angela Hopper, Jarret Blackhurst, Victoria
Davenport, Tracy Griffith, James Manns, Chris Melton, and Adam Qualls.
[DN 24].
Those
defendants asked the Court to dismiss the case. [DN 44]. The Court dismissed the case as it applied
to claims against Hopkins County and Hopkins County Jail employees sued in their official capacities;
it did not dismiss the case as it applied to claims against Hopkins County Jail employees sued in their
individual capacities. [DN 52]. Defendants now move for summary judgment. [DN 100; DN 101].
II. STANDARD OF REVIEW
Before the Court may grant a motion for summary judgment, it must find that there is no
genuine dispute as to any material fact and that the moving party is entitled to judgment as a matter
of law. Fed. R. Civ. P. 56(a). The moving party bears the initial burden of specifying the basis for
its motion and identifying that portion of the record that demonstrates the absence of a genuine issue
of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). Once the moving party satisfies
2
This is the second lawsuit filed by Moore. In May 2016, Moore filed a pro se complaint while he was still
incarcerated alleging violations of 42 U.S.C. § 1983, naming Hopkins County as the only defendant. The claims were
dismissed but the Court gave Moore an opportunity to amend his complaint. Because Moore did not amend his
complaint, the complaint was dismissed. [DN 44 at 1–2].
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this burden, the non-moving party thereafter must produce specific facts demonstrating a genuine
issue of fact for trial. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247–48 (1986).
Although the Court must review the evidence in the light most favorable to the non-moving
party, the non-moving party must do more than merely show that there is some “metaphysical doubt
as to the material facts.” Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 586
(1986). Instead, the Federal Rules of Civil Procedure require the non-moving party to present specific
facts showing that a genuine factual issue exists by “citing to particular parts of materials in the
record” or by “showing that the materials cited do not establish the absence . . . of a genuine dispute[.]”
Fed. R. Civ. P. 56(c)(1). “The mere existence of a scintilla of evidence in support of the [non-moving
party’s] position will be insufficient; there must be evidence on which the jury could reasonably find
for the [non-moving party].” Anderson, 477 U.S. at 252.
Obligations under Rule 56 are not lessened for a pro se plaintiff. “The liberal treatment of pro
se pleadings does not require the lenient treatment of substantive law, and the liberal standards that
apply at the pleading stage do not apply after a case has progressed to the summary judgment stage.”
Johnson v. Stewart, No. 08-1521, 2010 WL 8738105, at *3 (6th Cir. May 5, 2010) (internal citations
omitted). The Sixth Circuit has made it clear that, when opposing summary judgment, a party cannot
rely on allegations or denials in unsworn filings and that a party’s “status as a pro se litigant does not
alter [this] duty on a summary judgment motion.” Viergutz v. Lucent Techs., Inc., 375 F. App’x 482,
485 (6th Cir. 2010); see also United States v. Brown, 7 F. App’x 353, 354 (6th Cir. 2001) (affirming
grant of summary judgment against a pro se plaintiff because he “failed to present any evidence to
defeat the government’s motion”). Statements in a verified complaint that are based on personal
knowledge, however, may function as the equivalent of affidavit statements for purposes of summary
judgment. Weberg v. Franks, 229 F.3d 514, 526 n.13 (6th Cir. 2000); Williams v. Browman, 981
F.2d 901, 905 (6th Cir. 1992).
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III. DISCUSSION
Moore alleges that the Defendants violated his Fifth, Eighth, Tenth, and Fourteenth
Amendment rights under the United States Constitution. [DN 24]. He also alleges state claims under
KRS § 71.040, negligence, gross negligence, and outrage (intentional infliction of emotional distress).
[DN 24]. The Court considers each of Moore’s claims in turn.
A. Abandonment of Claims
The ACH Defendants argue that Moore has abandoned his claims against all ACH Defendant
individuals except ACH Defendant Johnston—the Court agrees. [DN 111 at 2–3]. The Sixth Circuit
has said, “a plaintiff is deemed to have abandoned a claim when a plaintiff fails to address it in
response to a motion for summary judgment.” Brown v. VHS of Mich., Inc., 545 F. App’x 368, 372
(6th Cir. 2013) (collecting cases). Moore has abandoned all of his Fifth and Tenth Amendment claims
because he fails to even mention them in his response. [DN 110]. Moore’s Eighth and Fourteenth
Amendment claims against all of the ACH Defendants, except ACH Defendant Johnston, are
abandoned because he only responded to arguments about ACH Defendant Johnston—he did not
even discuss the other ACH Defendants in his response. [Id.]. So, the Court will only analyze
Moore’s claims against ACH Defendant Johnston.
For the same reason that Moore’s Fifth and Tenth Amendment claims against the ACH
Defendants are abandoned, so are his Fifth and Tenth Amendment claims against the County
Defendants. Moore’s claims against County Defendants Victoria Davenport, Tracy Griffith, James
Manns, Chris Melton, Brandon Lampton, and Adam Qualls are also abandoned because he did not
address claims against these defendants in his response. Thus, only Moore’s claims against County
Defendants Joe Blue, Jarret Backhurst, Carl Coy, Amber Eagles, and Angela Hopper remain for the
Court to discuss.
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A. Deliberate Indifference to a Serious Medical Need
To prevail under § 1983, a plaintiff must prove (1) “the violation of a right secured by the
Constitution and laws of the United States”; and (2) “must show that the alleged deprivation was
committed by a person acting under color of state law.” West v. Atkins, 487 U.S. 42, 48 (1988)
(citation omitted).
The Eighth Amendment provides a convicted inmate the right to be free from cruel and
unusual punishment, and the Due Process Clause of the Fourteenth Amendment provides the same
protections to pretrial detainees. Richmond v. Huq, 885 F.3d 928, 937 (6th Cir. 2018) (citing Richko
v. Wayne Cty., 819 F.3d 907, 915 (6th Cir. 2016)). The Sixth Circuit has “historically analyzed
Fourteenth Amendment pretrial detainee claims and Eighth Amendment prisoner claims ‘under the
same rubric.’” Id. (quoting Villegas v. Metro Gov’t of Nashville, 709 F.3d 563, 568 (6th Cir. 2013)).
An Eighth Amendment claim requires a plaintiff to prove two distinct components—one
objective and one subjective. First, the alleged deprivation must be, objectively, “sufficiently
serious,” i.e., the “prison official’s act or omission must result in the denial of the minimal civilized
measure of life’s necessities.” Farmer v. Brennan, 511 U.S. 825, 834 (1970) (citation and internal
quotation marks omitted). Second, the official must have been “deliberately indifferent” to the
inmate’s health or safety. Id.
To satisfy the objective component of an Eighth Amendment deliberate indifference claim, a
plaintiff must show the existence of a sufficiently serious medical need, meaning that he is
“incarcerated under conditions posing a substantial risk of serious harm.” Napier v. Madison Cty.,
Ky, 238 F.3d 739, 742 (6th Cir. 2001) (citing Farmer, 511 U.S. at 836).
The subjective component of the Eighth Amendment standard is met when “a plaintiff
demonstrates that prison officials acted with ‘deliberate indifference’ to a serious medical need,”
which “is the equivalent of ‘recklessly disregarding that risk.’”
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McCarthy v. Place,
313 F. App’x 810, 814 (6th Cir. 2008) (quoting Farmer, 511 U.S. at 836).
In other words,
“[s]atisfying the objective component ensures that the alleged deprivation is sufficiently severe, while
satisfying the subjective component ‘ensures that the defendant prison official acted with a
sufficiently culpable state of mind.’” Quigley v. Tuong Vinh Thai, 707 F.3d 675, 681 (6th Cir. 2013)
(quoting Smith v. Carpenter, 316 F.3d 178, 183–84 (2d Cir. 2003)). Under the subjective prong, a
plaintiff must show: (1) “the official being sued subjectively perceived the facts from which to infer
substantial risk to the prisoner”; (2) the official “did in fact draw the inference”; and (3) the official
“then disregarded that risk.” Rouster v. Cty. of Saginaw, 749 F.3d 437, 446 (6th Cir. 2014) (citation
and internal quotation marks omitted).
A plaintiff must also show that his claim involves more than a difference of opinion between
the plaintiff and a doctor about the plaintiff’s diagnosis and treatment. See Estelle v. Gamble, 429
U.S. 97, 107 (1976). When “a prisoner has received some medical attention and the dispute is over
the adequacy of the treatment, federal courts are generally reluctant to second guess medical
judgments and to constitutionalize claims which sound in state tort law.” Westlake v. Lucas, 537 F.2d
857, 860 n.5 (6th Cir. 1976).
1. Deliberate Indifference to a Serious Medical Need Claim Against ACH Defendant
Johnston
Assuming Moore had an objectively serious medical need, Moore cannot prove the subjective
component of the claim. Moore argues that ACH Defendant Johnston or a doctor should have treated
him instead of LPNs. [DN 110 at 5]. ACH Defendant Johnston is a nurse practitioner, who reviewed
and signed Moore’s charts. [DN 100-27 Def. 13:1–3]. He prescribed Moore antibiotics for his tooth
infection for three months. [DN 100-27 Def. 6:18–20]. Moore’s preference for a nurse practitioner
or a doctor over a LPN does not prove that ACH Defendant Johnston was deliberately indifferent to
Moore’s health because it does not show that ACH Defendant Johnston disregarded any risks to
Moore’s health.
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Moore also argues that ACH Defendant Johnston should have ordered the LPNs to send him
to the emergency room. [DN 110 at 5]. To the extent that Moore is arguing that ACH Defendant
Johnston’s liability is based on his right to control employees, § 1983 liability “must be based on
more than respondeat superior, or the right to control employees.” Shehee v. Luttrrell, 199 F.3d 295,
300 (6th Cir. 1999). The Sixth Circuit has specifically held that a medical services supervisor cannot
be held individually liable under § 1983 based upon general allegations of failing to properly
supervise and train nurses which resulted in the nurses making allegedly “inadequate and incompetent
medical determinations.” Broyles v. Corr. Med. Servs., 478 F. App’x 971, 977 (6th Cir. 2012).
Instead, a plaintiff must show that, at a minimum, “the official at least implicitly authorized, approved,
or knowingly acquiesced in the unconstitutional conduct of the offending officers.” Id. at 977 (citing
Shehee, 199 F.3d at 300).
ACH Defendant Johnston did not authorize, approve, or knowingly acquiesce in any
unconstitutional conduct because Moore has not proven that any underlying unconstitutional conduct
existed. Moore admits that he received medical treatment—he just disagrees with the treatment that
he received. [DN 110 at 3]. A LPN responded to at least 14, if not all, of the 16 documented sick
calls. [DN 100-23 Pl. 77:4–7]. When Moore complained of chest pain, he admits that a LPN saw
him the same day. [DN 100-23 Pl. 77:8–10]. Moore’s disagreement about his medical treatment
alone does not prove that ACH Defendant Johnston violated the Eighth Amendment.
2. Deliberate Indifference to a Serious Medical Need Claim Against ACH
ACH argues that Moore cannot point to any policy that resulted in a constitutional deprivation.
[DN 100-1 at 17]. The Sixth Circuit has held that “[i]t is clear that a private entity which contracts
with the state to perform a traditional state function such as providing medical services to prison
inmates may be sued under § 1983 as one acting ‘under color of state law.’” Hicks v. Frey, 992 F.2d
1450, 1458 (6th Cir. 1993), abrogated on other grounds by Warren v. Prison Health Servs., Inc.,
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576 F. App’x 545 (6th Cir. 2014) (citation omitted). Section 1983 claims made against a private
corporation in contract with Hopkins County are analyzed in the same way as a claim against a
municipality. Id. To show municipal liability, the plaintiff must (1) identify the municipal policy;
(2) connect the policy to the municipality; and (3) show that the particular injury was incurred because
of the execution of that policy. Alkire v. Irving, 330 F.3d 802, 815 (6th Cir. 2003) (citing Garner v.
Memphis Police Dep’t, 8 F.3d 358, 364 (6th Cir. 1993)). Moore has not provided any evidence of a
policy or custom that led to the alleged constitutional violation. ACH is entitled to judgment as a
matter of law.
3. Deliberate Indifference to a Serious Medical Need Claim Against County Defendants
“[I]f a prisoner is under the care of medical experts . . ., a non-medical prison official will
generally be justified in believing that the prisoner is in capable hands.” Smith v. City of Lenawee,
505 F. App’x 526, 532 (6th Cir. 2012) (citing Spruill v. Gillis, 372 F.3d 218, 236 (3d Cir. 2004)).
“Absent a reason to believe (or actual knowledge) that [medical professionals] are mistreating (or not
treating) a [detainee], a non-medical official . . . will not be chargeable with the Eighth Amendment
scienter requirement of deliberate indifference.” Id. The Court will consider Moore’s constitutional
claims against each of the remaining County Defendants in turn.
Moore argues that because it was County Defendant Blue who chose to contract with ACH
he should have done something about ACH Defendant Johnston not seeing Moore. [DN 109 at 11].
Moore’s argument about County Defendant Blue is irrelevant because it does not prove deliberate
indifference to Moore’s serious medical needs. The record does not support that County Defendant
Blue violated the Eighth Amendment.
Moore alleges that County Defendant Backhurst dumped him out of a wheelchair and made
him walk back to his cell after seeing a nurse. [DN 109 at 9–10]. Defendants argue that the record
does not support Moore’s allegations. [DN 112 at 3–4]. Even if what Moore says is true, it does not
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support a claim of deliberate indifference to a serious medical need but rather a potential claim for
excessive force, which is was not alleged here.
Moore also argues that County Defendant Coy was the guard in charge of all disciplinary
action and has no record of any disciplinary action against Moore. [DN 109 at 11]. This is immaterial.
Moore points to no evidence that shows that County Defendant Coy was deliberately indifferent in
violation of the Eighth Amendment.
Moore alleges that after County Defendant Eagles delivered him to a cell and not a medical
department, she said, “If you want medical treatment [then] you should not have come to jail.” [DN
109 at 6]. While “[h]earsay evidence must be disregarded” in a summary judgment motion, the
statement here is nonhearsay. Alpert v. United States, 481 F.3d 404, 409 (6th Cir. 2007) (quoting
U.S. Structures, Inc. v. J.P. Structures, Inc., 130 F.3d 1185, 1189 (6th Cir. 1997). County Defendant
Eagles’ statement is an opposing party statement under the Federal Rules of Evidence. FED. R. EVID.
801(d)(2)(A). Even if the alleged statement was made, it is not dispositive because Moore admits
that he did receive medical care although he disagrees with the treatment. [DN 109 at 5–6].
Moore also takes issue with County Defendant Hopper recalling him being in jail, but not
recalling specific incidents. [DN 109 at 7]. Moore says that she was present when Moore saw the
dentist. [DN 100-25 Pl. 229: 9–20]. Yet, the evidence does not support that Defendant Hopper denied
Moore adequate medical care.
Each of these prison officials were justified in believing that Moore was in capable hands.
There was no reason for them to believe that the medical professionals charged with treating Moore
were mistreating him. The evidence does not show that the constitutional rights alleged to have been
violated here were, in fact, violated. The County Defendants are entitled to judgment as a matter of
law.
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B. State Law Claims
Having dismissed Moore’s federal claims, the Court declines to exercise supplemental
jurisdiction over his state law claims. 28 U.S.C. § 1367(c)(3); see United Mine Workers of Am. v.
Gibbs, 383 U.S. 715, 726 (1966) (“[I]f the federal claims are dismissed before trial . . . the state claims
should be dismissed as well.”). Hence, Moore’s state law claims are dismissed without prejudice.
IV. CONCLUSION
For the reasons set forth above, IT IS HEREBY ORDERED that Defendants’ Motions for
Summary Judgment [DN 100; DN 101] are GRANTED. The federal claims against Defendants are
dismissed. The state law claims are dismissed without prejudice.
October 23, 2019
cc: counsel of record
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