King v. Tangilag et al
Filing
69
MEMORANDUM OPINION by Senior Judge Thomas B. Russell on 6/1/2017; For the reasons stated herein, Defendant Denise Burkett's Motion for Summary Judgment, (DN 45 ), is GRANTED. Defendants Dr. Shastine Tangilag, Karen Vickery, APRN, and Dr. Lester Lewis's Motion for Summary Judgment, (DN 50 ), is GRANTED. Defendants' Motions to Strike, (DN 56 ; DN 60 ), are DENIED AS MOOT. cc: Plaintiff, pro se ; Counsel (CDR)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF KENTUCKY
PADUCAH DIVISION
CIVIL ACTION NO. 5:15-CV-00185-TBR
JOSHUA LANE KING,
PLAINTIFF
v.
DR. SHASTINE TANGILAG, et. al.,
DEFENDANTS
MEMORANDUM OPINION
Joshua Lane King, a state inmate proceeding pro se and in forma pauperis, filed this 42
U.S.C. § 1983 action against two Kentucky Department of Corrections personnel and two
Kentucky State Penitentiary personnel for allegedly violating his rights under the Eighth
Amendment. Upon initial review under 28 U.S.C. § 1915A, the Court determined that King’s
claim for injunctive relief could proceed against these four Defendants1 in their official and
individual capacities and that his claim for monetary damages could proceed against the four
Defendants only in their individual capacities. [DN 7.] All Defendants have now moved for
summary judgment as to those claims. Because there is no genuine dispute of material fact, and
Defendants are entitled to judgment as a matter of law, their Motions for Summary Judgment,
[DN 45; DN 50], are GRANTED.
BACKGROUND
At the time the events giving rise to King’s claims began, King was incarcerated at the
Kentucky State Penitentiary (KSP). [See DN 1 (Complaint).] On March 31, 2015, during an
annual physical examination, King told Dr. Shastine Tangilag that he had a “hernia” on his
abdomen that was getting larger. [DN 47 at 3 (Kentucky Department of Corrections Medical
1
King’s claims against the fifth Defendant, Jennifer Whalen, did not survive initial review under 28 U.S.C. §
1915A, and Whalen was dismissed from the suit. [DN 7 at 6–8.]
1
Records).] Dr. Tangilag wrote in King’s records that he had a “movable, nontender, solid mass
on the abdomen measuring [about] 3 inches above” the navel. [Id. at 4.] Dr. Tangilag ordered an
ultrasound, which was performed the same day. [Id.] The ultrasound report, dated April 1, 2015,
reflects that the mass was “a 3.1 by 1.3 by 3.1 centimeters solid heterogeneous cystic area” and
stated that “[m]alignancy cannot entirely be excluded. The need for CT or MRI should be
determined clinically.” [Id. at 6.] At his next appointment on May 14, 2015, King again saw Dr.
Tangilag. [Id. at 7–9.] King complained of abdominal pain in “the epigastric area,” but indicated
that “[h]e was in a fight in [M]arch and was punching somebody. He thought he must have
pulled a muscle.” [Id. at 7.] Dr. Tangilag reported that the sebaceous mass cyst on King’s
abdomen was “non tender,” and noted that there was no “weight loss, nausea, abdominal
bloating, [or] rectal bleeding.” [Id. at 7–8.] Dr. Tangilag prescribed Tylenol as needed for pain.
[Id. at 8.]
On May 28, 2015, King filed an Inmate Grievance related to “Quality of Health Care.”
[Id. at 21–22.] King stated that he was in severe pain and requested further testing to determine
whether the sebaceous cyst on his abdomen was malignant, as the ultrasound report concluded
that malignancy could not be definitively ruled out. [Id. at 22.] King also requested surgery to
have “this very painful cyst removed.” [Id.]
That same day, King saw Karen Vickery, an Advanced Practice Registered Nurse
(APRN) at KSP. [Id. at 10.] King reported abdominal “pain related to [the] cyst near [his]
epigastric area.” [Id.] King again discussed the fight he was in in March and told APRN Vickery
that he believed he may have pulled a muscle in his stomach as a result. [Id.] King reported that
he was not taking the Tylenol as previously prescribed by Dr. Tangilag because it was not
2
working. [Id.] APRN Vickery changed King’s pain medication to Ibuprofen and wrote that she
would “cont[inue] to monitor” him. [Id.]
The Kentucky Department of Corrections (KDOC) Health Services Administrator,
Cookie Crews, responded to King’s grievance in a letter dated June 5, 2015. [Id. at 15.] She
wrote that King’s records indicated that he was seen by APRN Vickery on May 28, that his
medication was changed, and that he would continue to be monitored. [Id.] She further instructed
King that, “[s]hould [he] not feel relief[,] please contact this office.” [Id.]
On June 17, 2015, King was treated by Jill Shelton, a Registered Nurse (RN) at KSP. [Id.
at 11.] At that appointment, King told Shelton that the Ibuprofen was not helping and asked if
they could talk about removing the cyst on his abdomen. [Id.] Shelton noted that King continued
to complain of pain in the epigastric area and that King had “tenderness upon palpation,” but that
there was no redness or swelling. [Id.] The next day, on June 18, 2015, Dr. Tangilag followed up
with King. [Id. at 12.] King reported experiencing severe pain in his stomach ever since his fight
in March and “describe[d] the pain as sharp, constant, [and] aggravated by movement.” [Id.] Dr.
Tangilag assessed that King did not have an acute abdomen and concluded that further imaging
was not warranted. [Id.] She noted that the ultrasound performed on March 31 did not indicate a
hernia, and that the sebaceous cyst was “unlikely to be the cause of his abdominal pain.” [Id.] Dr.
Tangilag also wrote that she and King had a long conversation about his plan of care and that she
would continue to monitor him. [Id.]
In a letter dated July 27, 2015, Denise Burkett, APRN, the Acting Clinical Director at the
KDOC, responded to a letter King sent to the Health Services Division on June 15, 2015. [Id. at
14.] She advised him that, on July 2, 2015, “the Health Care Grievance Committee
recommended that [he] be referred for further testing. Further testing will determine your plan of
3
care.” [Id. at 14, 24–25.] King filed a Grievance Appeal Form relating to this determination on
July 7, 2015. [Id. at 23–24.] Therein, he stated that the Health Care Grievance Committee’s
conclusion that King would get further testing only resolved half of his grievance, because he
additionally sought to have surgery for the removal of the cyst. [Id. at 24.]
On July 30, 2015, APRN Vickery again saw King again and noted his continued
complaints of abdominal pain related to his sebaceous cyst. [Id. at 16.] She further stated that she
would consult with Dr. Tangilag regarding the need for further imaging of King’s cyst. [Id.]
Between July 30, 2015 and August 12, 2015, King was transferred from KSP to the
Eastern Kentucky Correctional Complex (EKCC). [See id. at 18.] After his arrival, he was seen
on August 12, 2015 by Courtney Elam, APRN. [Id. at 18–19.] APRN Elam noted that King’s
medical records contained a note from Dr. Tangilag at KSP for King’s future providers at EKCC.
[Id. at 18.]. In that note, Dr. Tangilag stated that King “was concerned about the . . . cyst . . . and
wants to have a CT scan done to rule out malignancy. [Dr. Tangilag] discussed this case with Dr.
Lewis” and concluded that “[f]urther imaging is not warranted at this time. He does not present
with [signs and symptoms] that are concerning for GI malignancy. He can be seen regularly to
monitor the size of the cyst.” [Id.]
During his visit with APRN Elam, King again stated that he wished to have the cyst
removed. [Id.] APRN Elam advised King that “additional imaging and removal of cyst is not
indicated at this time. [King was] advised to monitor [the] site and notify medical staff of
increase in size or new symptoms.” [Id.] Additionally, the EKCC medical staff would continue
to monitor the site. [Id.]
In a letter dated September 15, 2015, Burkett informed King that she “reviewed [his]
electronic health record encounters with APRN Vickery and Dr. Tangilag at KSP and then
4
APRN Elam at EKCC.” [Id. at 20.] She told King that she had “been in correspondence with
APRN Elam and further testing (CT scan of the abdomen) will be ordered as outlined by the
Health Care Grievance Committee Recommendations.” [Id.] Also on September 15, APRN Elam
saw King for abdominal pain, noted in his records that King stated Ibuprofen was not helping,
and wrote that she would request a CT scan of King’s abdomen. [Id. at 26.]
The CT scan of King’s abdomen and pelvis was performed on September 25, 2015. [Id.
at 28–29.] The pathology report states that all findings were “normal” and “unremarkable.” [Id.
at 28.] No pelvis masses were detected, nor were any “inflammatory changes” found. [Id.] The
impression of the CT was “[n]egative.” [Id. at 29.] APRN Elam discussed the results of the CT
scan with King on October 8, 2015. [Id. at 30.] She informed him “that [the] CT was negative,”
and noted that King was “doing well without complaint.” [Id.]
Proceeding pro se and in forma pauperis, King filed this action against Dr. Tangilag,
APRN Vickery, Burkett, and Dr. Lester Lewis,2 bringing a claim for deliberate indifference to a
serious medical need under the Eighth Amendment. [See DN 1 at 1–5.] With discovery now
closed,3 Defendants move for summary judgment. [See DN 45 (Burkett’s Motion for Summary
Judgment); DN 50 (Dr. Tangilag, APRN Vickery, and Dr. Lester Lewis’s Motion for Summary
Judgment).]4 King opposed those motions, [DN 52], and Defendants replied, [DN 54 (Burkett’s
2
Though King also brought suit against Jennifer Whalen, his claims against her were dismissed upon the Court’s
initial review of King’s complaint pursuant to 28 U.S.C. § 1915A. [DN 7 at 6–8.]
3
King alleges in his response that Dr. Lewis “failed to produce documents and failed to comply with discovery
request (interrogatories).” [DN 52 at 5.] However, there is no evidence in the record as to what discovery requests
King sent to Dr. Lewis or whether those requests were properly served. Moreover, King did not file a motion to
compel Dr. Lewis to participate in discovery. Accordingly, the Court is unable to determine the potential impact of
King’s allegations.
4
King argues, in part, that Dr. Tangilag, Dr. Lewis, and APRN Vickery’s motion for summary judgment was filed
after the dispositive motion deadline set by the Court had passed, and therefore must be disregarded. [DN 52 at 2–6,
9 (King’s Response).] King is correct that, in its April 6, 2016 Scheduling Order, the Court set the dispositive
motions deadline on September 6, 2016, [DN 34], and that Dr. Tangilag, Dr. Lewis, and APRN Vickery filed their
motion on September 13, 2016. [DN 50.] However, those Defendants filed a motion for extension of time to file
dispositive motions on September 6, 2016, [DN 44], which the Court later granted on December 29, 2016. [DN 65.]
Accordingly, the Court finds that Defendants’ motion was timely filed.
5
Reply); DN 53 (Dr. Tangilag, APRN Vickery, and Dr. Lewis’s Reply).] After King filed
“responses” to Defendants’ replies, [DN 55; DN 58,] Defendants filed motions to strike those
filings as impermissible sur-replies. [DN 56; DN 60.] King responded to those motions to strike,
[DN 61.]
STANDARD
Summary judgment is appropriate when the record, viewed in the light most favorable to
the nonmoving party, reveals “that there is no genuine dispute as to any material fact and the
movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). A genuine dispute of
material fact exists where “there is sufficient evidence favoring the nonmoving party for a jury to
return a verdict for that party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986). The
Court “may not make credibility determinations nor weigh the evidence when determining
whether an issue of fact remains for trial.” Laster v. City of Kalamazoo, 746 F.3d 714, 726 (6th
Cir. 2014) (citing Logan v. Denny’s, Inc., 259 F.3d 558, 566 (6th Cir. 2001); Ahlers v. Schebil,
188 F.3d 365, 369 (6th Cir. 1999)). “The ultimate question is ‘whether the evidence presents a
sufficient disagreement to require submission to a jury or whether it is so one-sided that one
party must prevail as a matter of law.’” Back v. Nestlé USA, Inc., 694 F.3d 571, 575 (6th Cir.
2012) (quoting Anderson, 477 U.S. at 251–52).
As the parties moving for summary judgment, the Defendants must shoulder the burden
of showing the absence of a genuine dispute of material fact as to at least one essential element
of King’s claims. Fed. R. Civ. P. 56(c); see also Laster, 746 F.3d at 726 (citing Celotex Corp. v.
Catrett, 477 U.S. 317, 324 (1986)). Assuming the Defendants satisfy their burden of production,
King “must—by deposition, answers to interrogatories, affidavits, and admissions on file—show
6
specific facts that reveal a genuine issue for trial.” Laster, 746 F.3d at 726 (citing Celotex Corp.,
477 U.S. at 324
DISCUSSION
King sues Clinical Director Burkett, Dr. Tangilag, APRN Vickery, and Dr. Lewis under
42 U.S.C. § 1983 for violating his Eighth Amendment rights. [See DN 1 at 1–6.] First, King
alleges that Dr. Tangilag initially did not treat his abdominal pain or order further testing and
repeatedly refused his requests for surgery. [Id. at 4.] Second, King alleges that APRN Vickery
failed to remove the cyst or test for malignancy after she interpreted his ultrasound results and
examined him. [Id.] Further, King alleges that APRN Vickery lied to him on July 29 when she
told him that she would order further testing because he was later told in August that no testing
was ordered. [Id.] Third, King alleges that Burkett, as the KDOC Clinical Director, “authorized,
approved, or acquiesced KSP staff treating [him] with deliberate indifference to [his] serious
medical needs, by not interfering, like she said she would in written correspondence.” [Id. at 6.]
Moreover, King alleges that Burkett instructed the medical staff at the EKCC not to order further
testing or surgery, but only to treat King’s pain. [Id.] Fourth and finally, King alleges that Dr.
Lewis overrode the decision of the Health Care Grievance Committee that further testing should
be ordered by instead instructing EKCC staff not to order such testing and to treat his cyst only
with Ibuprofen and future monitoring. [Id.]
Section 1983 creates a private right of action “against officials who, under the color of
state law, deprive individuals of their constitutional rights.” Brown v. Chapman, 814 F.3d 447,
457 (6th Cir. 2016) (citing 42 U.S.C. § 1983). There is no genuine dispute that the Defendants
were acting under the color of state law at the time of their interactions with King. Instead,
7
Defendants maintain that none of them deprived King of his rights under the Eighth Amendment.
Viewing the record in the light most favorable to King, the Court agrees.
“The Eighth Amendment prohibits the imposition of ‘cruel and unusual punishments’
upon prisoners.” Cordell v. McKinney, 759 F.3d 573, 580 (6th Cir. 2014) (quoting U.S. Const.
amend. VIII). To establish liability under the Eighth Amendment for a claim based on denial of
medical care, the type of claim King brings in this action, King must show that the Defendants
“acted with deliberate indifference toward his serious medical needs.” Cobbs v. Pramstaller, 475
F. App’x 575, 580 (6th Cir. 2012). This determination encompasses both an objective and a
subjective component. First, to satisfy the objective component, King must “establish the
existence of a ‘sufficiently serious’ medical need.” Reilly v. Vadlamudi, 680 F.3d 617, 624 (6th
Cir. 2012) (quoting Blackmore v. Kalamazoo Cty., 390 F.3d 890, 895 (6th Cir. 2004)).
“Seriousness is measured objectively, in response to ‘contemporary standards of decency.’” Id.
(citing Hudson v. McMillian, 503 U.S. 1, 8 (1992)). In essence, King “must show that he is
incarcerated under conditions posing a substantial risk of serious harm.” Id. (quoting Farmer v.
Brennan, 511 U.S. 825, 834 (1994)).
Second, the subjective component requires King to show that the Defendants acted with
deliberate indifference, meaning that they “subjectively perceived facts from which to infer
substantial risk to [King], that [they] did in fact draw the inference, and that [they] then
disregarded that risk.” Phillips v. Roane Cty., Tenn., 534 F.3d 531, 540 (6th Cir. 2008) (quoting
Comstock v. McCrary, 273 F.3d 693, 703 (6th Cir. 2001)). Deliberate indifference can exist
“whether [it] is manifested by prison doctors in their response to the prisoner’s needs or by
prison guards in intentionally denying or delaying access to medical care or intentionally
interfering with the treatment once prescribed.” Estelle v. Gamble, 429 U.S. 97, 104–05 (1976).
8
Specifically, “[d]eliberate indifference is characterized by obduracy or wantonness—it cannot be
predicated on negligence, inadvertence, or good faith error.” Reilly, 680 F.3d at 624 (citing
Whitley v. Albers, 475 U.S. 312, 319 (1986)).
Here, even assuming, for the sake of argument, that King can clear the first hurdle of
showing a serious medical need, he cannot clear the second. Specifically, King has not shown
that any of the Defendants were deliberately indifferent to his alleged serious medical needs.
King was seen by Dr. Tangilag three times prior to his transfer to EKCC, on March 31, May 14,
and June 18. [DN 47 at 3, 7, 12.] He was seen by APRN Vickery twice, on May 28 and July 30.
[Id. at 10, 16.] Upon first examining the cyst, Dr. Tangilag ordered an immediate ultrasound. [Id.
at 3–5.] After King complained of abdominal pain, Dr. Tangilag prescribed him Tylenol. [Id. at
9.] When King reported that the Tylenol was not working, APRN Vickery changed his
prescription to Ibuprofen. [Id. at 10.] Moreover, Dr. Tangilag repeatedly found that the cyst on
King’s abdomen was “unlikely to be the cause of his” pain, [id. at 13], and that King did “not
present with [signs and symptoms] that are concerning for GI malignancy. [Id. at 18.] However,
both Dr. Tangilag and APRN Vickery consistently noted that King would be continually
monitored for any signs of growth or change in the cyst.
King claims that all Defendants ordered that no further testing was warranted after the
Healthcare Grievance Committee recommended that further testing should occur, and therefore
that “all Defendants were actively involved in stopping the ordered imaging and treatment.” [DN
52 at 6–8 (King’s Response).] Specifically, it appears that King is referring to the delay in time
between when the Health Care Grievance Committee opined that further testing should be
performed and when his providers actually ordered further testing. Burkett informed King that
“the Health Care Grievance Committee recommended that you be referred for further testing” in
9
a letter dated July 27, 2015. [DN 47 at 14.] However, when APRN Elam saw King on August 12
after his transfer to EKCC, she noted that, based on the note from Dr. Tangilag in King’s chart
and on her treatment of King, further testing was not indicated at that time. [Id. at 18.] In another
letter, dated September 15, 2015, Burkett informed King that she had reviewed the records of his
appointments with Dr. Tangilag at KSP and APRN Elam at EKCC, that she had contacted APRN
Elam, and that “further testing (CT scan of the abdomen) will be ordered as outlined by the
Health Care Grievance Committee Recommendations.” [Id. at 20.] The CT scan was performed
on September 25, 2015. [Id. at 28–29.] In sum, approximately two months elapsed between the
time when further testing was ordered and when it was ultimately performed.
However, where, as here, “a deliberate indifference claim is based on a prison’s failure to
treat a condition adequately or on a determination by medical personnel that medical treatment
was unnecessary, a plaintiff must place verifying medical evidence in the record to establish the
detrimental effect of the delay in medical treatment.” Cobbs, 475 F. App’x at 580 (internal
quotation marks omitted) (quoting Blackmore v. Kalamazoo Cnty., 390 F.3d 890, 897 (6th Cir.
2004)). Though King alleges that the Defendants delayed conducting further testing on his
abdominal cyst after it was recommended, he has not shown that this delay harmed him in any
way. Crucially, the results of the further testing were “normal” and “unremarkable.” [DN 47 at
28.] The pathology report characterized the results as “[n]egative.” [Id. at 29.] Moreover, after
APRN Elam talked about the results with King on October 8, 2015, she noted that King was
“doing well without complaint.” [Id. at 30.] Therefore, though King repeatedly alleges that the
additional testing was “unreasonabl[y] and ‘unnecessar]ily] delay[ed],” [DN 58 at 6 (King’s Surreply)], he has provided no evidence that any such delay had a “detrimental effect.” Cobbs, 475
F. App’x at 580.
10
With regard to King’s claim that his medical providers denied him surgery to remove the
cyst, [see DN 55 at 3, 6–7], this constitutes a “conten[tion] that more should have been done by
way of diagnosis and treatment.” Estelle, 429 U.S. at 107. However, courts have long held that
“the question whether . . . additional . . . forms of treatment is indicated is a classic example of a
matter for medical judgment.” Id. See also Alspaugh v. McConnell, 643 F.3d 162, 169 (6th Cir.
2011) (quoting Westlake v. Lucas, 537 F.2d 857, 860 n.5 (6th Cir. 1976) (“Where a prisoner
alleges only that the medical care he received was inadequate, ‘federal courts are generally
reluctant to second guess medical judgments.’”)) In the Eighth Amendment deliberate indifferent
context, it is not enough to identify “[a] mere difference of opinion between the plaintiff and his
doctor regarding diagnosis and treatment.” Koos v. Corr. Corp. of Am., 63 F. App’x 796, 797
(6th Cir. 2003) (citing Estelle, 429 U.S. at 107; Westlake, 537 F.2d at 860 n.5). Here, Dr.
Tangilag, APRN Vickery, and APRN Elam repeatedly treated King’s pain with Tylenol and
Ibuprofen and stated they would continue to monitor the cyst, but opined that removal was not a
required treatment. [See DN 47 at 13, 16, 18.] Though King may disagree with those findings,
absent any medical evidence from King that removal was or is necessary, the Court will not
second-guess those medical judgments.
In sum, King has not demonstrated that the Defendants knew of his serious medical needs
and that they deliberately disregarded those needs. Rather, “the record clearly reveals a
competent and conscientious course of medical treatment, and K[ing]’s dissatisfaction with his
treatment does not [establish a constitutional violation] under the Eighth Amendment.” Koos, 63
11
F. App’x at 797 (citing Estelle, 429 U.S. at 107; Westlake, 537 F.2d at 860 n. 5).5 Accordingly,
Defendants’ Motions for Summary Judgment, [DN 45; DN 50], are GRANTED.
CONCLUSION
For the reasons stated herein, IT IS HEREBY ORDERED as follows:
1) Defendant Denise Burkett’s Motion for Summary Judgment, [DN 45], is GRANTED.
2) Defendants Dr. Shastine Tangilag, Karen Vickery, APRN, and Dr. Lester Lewis’s Motion for
Summary Judgment, [DN 50], is GRANTED.
3) Defendants’ Motions to Strike, [DN 56; DN 60], are DENIED AS MOOT.
Date:
cc:
June 1, 2017
Counsel
Joshua Lane King, pro se
164497
Eastern Kentucky Correctional Complex
200 Road to Justice
West Liberty, KY 41472
5
Because King’s § 1983 claims fail on the merits, the Court need not—and will not—conduct a qualified immunity
analysis [DN 45-1 at 8–11], or determine whether King properly exhausted his administrative remedies under the
Prison Litigation Reform Act, [DN 50-1 at 5–6.]
12
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