Franklin v. Slidell City et al
Filing
45
ORDER & REASONS: granting 43 Motion for Summary Judgment with respect to Plaintiff's Title VII and ADA claims. FURTHER ORDERED that Plaintiff's Title VII retaliation claim and ADA claims are hereby DISMISSED WITH PREJUDICE. FURTHER ORDERED that Plaintiff's state law claims are DISMISSED WITHOUT PREJUDICE. Signed by Judge Carl Barbier on 8/27/13. (sek, )
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
TROY REGINALD FRANKLIN
CIVIL ACTION
VERSUS
NO: 12-1940
CITY OF SLIDELL, ET AL.
SECTION: “J”(1)
ORDER AND REASONS
Before the Court is a Motion for Summary Judgment (Rec. Doc.
43), filed by Defendants, the City of Slidell and six of its
employees. Plaintiff has filed an opposition (Rec. Doc. 44). The
Defendants’ motion was set for hearing, on the briefs, on June
19, 2013. Having considered the motion and legal memoranda, the
record,
and
Defendants’
the
applicable
motion
should
law,
be
the
Court
GRANTED
IN
finds
PART
that
for
the
reasons
explained more fully below.
PROCEDURAL HISTORY AND BACKGROUND FACTS
On
July
26,
2012,
Plaintiff,
Troy
Franklin,
filed
the
instant pro se employment discrimination lawsuit. (Compl., Rec.
Doc. 1) Plaintiff is an African-American male who was formerly
1
employed by the City of Slidell as a senior corrections officer
in the Slidell Police Department. (Compl., Rec. Doc. 1, p. 1;
Pl.’s Opp. to City Def.'s Mot. to Dismiss, Rec. Doc. 12, p. 1) As
a senior corrections officer, Plaintiff's job duties included:
responsibility for maintaining and controlling the Slidell City
jail,
supervising
all
personnel
in
Slidell's
Corrections
Division, ensuring proper functioning and usage of the Division's
equipment
prisoners.1
by
all
personnel,
(Slidell
Police
and
Dep't
controlling
Job
and
Description,
searching
Ex.
A
to
Def.'s Mtn for Summ. J., Rec. Doc. 43-4) Plaintiff also had
arrest powers and authority to carry a firearm in the course a
scope of his employment. Id.; (Klein Aff., Rec. Doc. 43-17, p. 2,
¶
7)
Physical
requirements
of
senior
corrections
officers
1
These facts are drawn from the statement of uncontested material facts
submitted by Defendants with their motion for summary judgment. The Local
Rules of the United States District Court for the Eastern District of
Louisiana provide in pertinent part:
Any opposition to a
motion for summary judgment must include a
separate and concise statement of the material facts which the
opponent contends present a genuine issue. All material facts in the
moving party's statement will be deemed admitted, for purposes of
the motion, unless controverted in the opponent's statement.
L.R. 56.2.
Pro se litigants must comply with "relevant rules of procedural and
substantive law." Birl v. Estelle, 660 F.2d 592, 593 (5th Cir. 1981); Leroy v.
Blackwater, Inc., No. 06-4601, 2007 WL 2127593, at *3 (E.D. La. June 25,
2007). Pro se litigants have a duty to familiarize themselves with the local
rules. L.R. 83.2.7. Because Plaintiff failed to submit a "separate and
concise" statement of material facts which he contends present a genuine issue
in response to Defendants' motion for summary judgment, all material facts in
Defendants' statement of uncontested material facts have been deemed admitted
for purposes of the instant motion.
2
included being able to restrain a violent suspect. Id. The job
description also notes that senior corrections officers must have
the ability to "determine the appropriate method of action to
take should a riotous or volatile situation occur in the jail,"
and "on occasion may be in highly dangerous situations. Id.
On
December
10,
2008,
at
Franklin's
request,
the
City
referred him to the Employee Assistance Program for counseling.
Id.
On
April
20,
2009,
Plaintiff
Discrimination
with
the
discrimination
and
retaliation
illegal
Title
under
EEOC
VII.
On
filed
alleging
for
June
that
he
opposing
15,
a
2009,
Charge
faced
practices
at
of
racial
made
Plaintiff's
request, Plaintiff began twelve weeks of paid medical leave under
the Family and Medical Leave Act ("FMLA") after providing the
City with a note from his physician, Dr. Jose Lefran, diagnosing
post traumatic stress syndrome. Id. On August 21, 2009, while
still on paid medical leave, Plaintiff appeared at the U.S.
Attorney's Office at the Federal Courthouse in New Orleans and
refused to leave. Id. According to the U.S. Marshal's report of
the incident, Plaintiff "wished to report to the USA office
issues with his ranking officer/supervisor at the Slidell Police
Department making threats against the lives of he and his family
. . ." Id. Ultimately, the New Orleans Police Department ("NOPD")
was
contacted
and
officers
escorted
3
Plaintiff
to
University
Hospital for psychiatric evaluation. Id. The NOPD report states
that
the
Court
Operations
Supervisor
feared
for
Plaintiff's
safety as well as the safety of members of the Slidell Police
Department. Id. The U.S. Marshal's report of the incident states
that "[Plaintiff] appeared to be emotionally disturbed and was
extremely upset." Id. The U.S. Marshal's Office and the NOPD
notified the Slidell Police Department of the incident. Id. On
September 4, 2009, Plaintiff's FMLA leave ended. Id. On September
21, 2009, Plaintiff's treating psychiatrist, Dr. Larry Warner,
advised that Plaintiff was still under his care and receiving
treatment for Adjustment Disorder, mixed type, with depression
and anxiety along with acute stress disorder. Id. Dr. Warner
recommended that Plaintiff remain away from work while undergoing
treatment
for
an
undetermined
time.
Id.
The
City
granted
Plaintiff's request for paid catastrophic leave, which began the
same day. Id. Plaintiff remained on catastrophic leave for one
year, during which time he continued to collect his full salary,
benefits, and accrue vacation and sick time. Id.
In July 2010, after being on leave for more than a year,
Plaintiff
allowing
sought
to
Plaintiff
return
to
to
regular
return
to
duty.
active
However,
duty
as
a
before
senior
corrections officer, the Slidell Chief of Police, Randy Smith,
requested that Plaintiff undergo a fitness for duty physical and
psychological evaluation. Id. Section 52.1.7(D) of the Slidell
4
Police Department Manual provides:
[T]he Chief of Police, at his discretion, may require
any member of the Slidell Police Department to submit
to a psychological examination, administered by a
licensed psychologist/psychiatrist of his/her (Chief)
choosing. Reasons for evaluation may include, but are
not limited to: fitness for duty, public safety
liability and the general welfare of the involved
member and the Department.
Id.
On August 12, 2010, Plaintiff was evaluated by psychologist,
Dr. Alan James Klein. Id. In a report dated August 20, 2010, Dr.
Klein
opined
that
Plaintiff
was
not
fit
for
duty
in
a
law
enforcement agency in any capacity, including as a corrections
officer or performing administrative duties. Id. Based on an
interview and testing, he reported that Plaintiff had a serious
psychiatric disorder, quite possibly of psychotic proportions,
with
evidence
of
paranoid
thought
processing
that
is
likely
alcohol induced. Id. On September 2, 2010, the Slidell Police
Department relieved Plaintiff of duty. Id. Slidell Civil Service
Rule
16.01
provides
that
an
employee
may
be
suspended without pay by the appointing authority
deprived
of
other
privileges
for,
inter
alia,
discharged
or
or demoted or
physical
or
emotional unfitness for the position which the employee holds.
Id. On September 20, 2010, Plaintiff's year-long catastrophic
leave ended. Id. During that year of catastrophic leave and the
prior twelve weeks of FMLA leave, Plaintiff had continued to
5
collect his full salary, benefits, and also continued to accrue
vacation and sick time. Id. Once his catastrophic leave time
ended, Plaintiff's status was changed to sick leave. Id.
He
continued to receive full pay as he used accrued sick time,
vacation
time
sufficient
to
and
birthday
cover
time,
roughly
and
his
twenty-seven
accrued
pay
time
was
periods.
Id.
Several weeks after he was relieved of duty, Plaintiff applied to
the Municipal Police Employees' Retirement System of Louisiana
("Retirement
System")
for
disability
retirement.
Id.
The
retirement System referred him to a psychiatrist, Dr. Lawrence
Wade, for an evaluation. Id. In a report dated November 5, 2010,
Dr. Wade concluded that Plaintiff was not disabled but did not
state that he was fit to return to duty as a senior corrections
officer. Id. On December 3, 2010, while still on paid sick leave
and while his first lawsuit against the City was still pending,
Plaintiff submitted a second Charge of Discrimination to the
Louisiana
Commission
on
Human
Rights
and
EEOC
in
which
alleged:
I was released for return to work on July 15, 2010.
Chief Randy Smith informed me I had to take a physical.
Around August 13, 2010, I was told I couldn't go back
to work because I failed part of the physical.
I believe I'm being discriminated against because of my
race, black, disability and in retaliation for filing a
previous charge of discrimination with EEOC.
Although I was released for work by my doctor, Chief
6
he
Smith informed me I couldn't return to work because I
was psychotic, delusional and paranoid. Base [sic] on
information provided by Dr. Alan James Klein, Ph.D. it
[sic] also stated that I was not fit to work for any
law enforcement agency.
Id.
The EEOC issued a notice of right to sue on April 2, 2012,
stating that it was unable to conclude that the information
obtained establishes violations of the statutes. Id. Because the
report
that
the
Retirement
Board
obtained
from
Dr.
Wade
on
November 5, 2010 did not find Plaintiff disabled, but also did
not opine on his fitness for duty, the City paid for a second
psychological fitness for duty exam for Plaintiff with Dr. Cary
Rostow on May 17, 2011. Id. Dr. Rostow found Franklin fit for
duty on May 20, 2011, and Plaintiff was returned to active duty.
Id. Throughout this history, Plaintiff remained employed with the
City, and received a step/grade pay increase in January 2012. Id.
On July 26, 2012, Plaintiff filed the instant suit against
the
City
of
Slidell
(“the
City”),
Dr.
Klein,2
and
six
City
employees, including: (1) Chief Randy Smith (“Chief Smith”), of
the Slidell Police Department, (2) Captain Kevin Foltz (“Captain
Foltz”), of the Slidell Police Department, (3) Captain Robert
Jacobs (“Captain Jacobs”), of the Slidell Police Department, (4)
2
On March 6, 2013, the Court issued an order and reasons granting Dr.
Klein's motion to dismiss and dismissing all of Plaintiff’s claims against Dr.
Klein. (Order and Reasons, Rec. Doc. 38)
7
Lieutenant
Rockwell
McLellan
(“Lieutenant
McLellan”),
of
the
Slidell Police Department, (5) D. Rene Johnson (“Johnson”), the
Slidell Civil Service Personnel Director, and (6) Tim Mathison
(“Mathison”),
the
City’s
Chief
Administrative
Officer
(collectively “Employee Defendants”). (Compl., Rec. Doc. 1)
On March 27, 2013, the Court issued an Order and Reasons
granting
the
City
Defendants'
12(b)(6)
motion
in
part
and
dismissing: (1) Plaintiff's Title VII and ADA claims against all
Employee Defendants, (2) Plaintiff's racial discrimination claims
under Title VII and Section 1981, (3) Plaintiff's claims for
disclosure
of
confidential
medical
information
under
Section
12112(d) of the ADA, and (4) Plaintiff's punitive damages claim.
(Order and Reasons, Rec. Doc. 39) Finding that Plaintiff had
pleaded his best case with respect to those claims, the Court did
not grant him leave to amend his complaint. (Order and Reasons,
Rec. Doc. 39) Plaintiff's remaining claims in this action are:
(1) his Title VII retaliation claim against the City, (2) his ADA
claims against the City, and (3) his state law claims against all
City Defendants. (Order and Reasons, Rec. Doc. 39) Specifically,
Plaintiff
claims
that
his
employer,
the
City,
violated
the
Americans with Disabilities Act ("ADA"), as amended, 42 U.S.C. §§
12101-12213 et seq., and the ADA regulations by: (a) requiring
him
to
take
a
medical
and
psychological
8
fitness
for
duty
evaluation before returning to work from medical leave, and (b)
not allowing him to return to work after he failed the fitness
for duty evaluation, thereby forcing him to use his personal
vacation and sick time.3 (Pl.’s Opp. to City Def.'s Mot. to
Dismiss, Rec. Doc. 12, p. 2) Second, Plaintiff claims that his
employer, the City of Slidell, required him to take a fitness for
duty evaluation and relieved him of his duties with the Slidell
Police
Department
to
retaliate
against
him
for
filing
a
discrimination complaint and civil lawsuit, all in violation of
Title VII of the Civil Rights Act of 1964 ("Title VII"), as
amended, 42 U.S.C. § 2000e et seq. (Compl., Rec. Doc. 1, p. 1)
Third, Plaintiff has asserts various vague claims against all
City Defendants under Louisiana law. Plaintiff seeks to recover:
(1)
back
pay
with
benefits,
front
pay
with
benefits,
or
retirement if front pay is not a viable option, (2) general
damages for loss of reputation, inconvenience, and the abuse he
allegedly received, (3) costs, and (4) all other equitable relief
3
This summary of Plaintiff's claim includes the allegations that he
made in his original Complaint (Compl., Rec. Doc. 1), and his opposition to
the City Defendants' Motion to Dismiss (Pl.'s Opp. to City Def.'s Mot. to
Dismiss, Rec. Doc. 12). Because Plaintiff is proceeding pro se, in its Order
and Reasons ruling on the Defendants' Motion to Dismiss, the Court construed
Plaintiff's opposition and supplemental opposition (Rec. Doc. 37) to the
Defendants' Motion to Dismiss , in part, as a motion to amend his Complaint,
which the Court granted. (Order and Reasons, Rec. Doc. 39, p. 2, n. 1)
9
the Court deems proper.4 (Compl., Rec. Doc. 1, p. 3) On May 13,
2013,
the
Defendants
filed
the
instant
Motion
for
Summary
Judgment seeking to dismiss all of Plaintiff's remaining claims
against them and set the motion for hearing on June 19, 2013.
Plaintiff filed his opposition to the City Defendants' motion on
June 11, 2013.
LEGAL STANDARD
Summary judgment is appropriate when “the pleadings, the
discovery and disclosure materials on file, and any affidavits
show that there is no genuine issue as to any material fact and
that the movant is entitled to judgment as a matter of law.”
Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986) (citing FED.
R. CIV. P. 56©); Little v. Liquid Air Corp., 37 F.3d 1069, 1075
(5th Cir. 1994). When assessing whether a dispute as to any
material fact exists, the Court considers “all of the evidence in
the record but refrains from making credibility determinations or
weighing the evidence.” Delta & Pine Land Co. v. Nationwide
Agribusiness Ins. Co., 530 F.3d 395, 398 (5th Cir. 2008). All
reasonable inferences are drawn in favor of the nonmoving party,
but
a
party
cannot
defeat
summary
judgment
allegations or unsubstantiated assertions.
4
with
conclusory
Little, 37 F.3d at
Although Plaintiff originally sought punitive damages (Rec. Doc. 1),
the Court dismissed that claim in its Order and Reasons ruling on the
Defendants' Motion to Dismiss. (Rec. Doc. 39)
10
1075. A court ultimately must be satisfied that “a reasonable
jury could not return a verdict for the nonmoving party.”
Delta,
530 F.3d at 399.
If the dispositive issue is one on which the moving party
will bear the burden of proof at trial, the moving party “must
come forward with evidence which would ‘entitle it to a directed
verdict if the evidence went uncontroverted at trial.’” Int’l
Shortstop, Inc. v. Rally’s, Inc., 939 F.2d 1257, 1263-64 (5th
Cir.
1991)
(citation
omitted).
The
nonmoving
party
can
then
defeat the motion by either countering with sufficient evidence
of its own, or “showing that the moving party’s evidence is so
sheer that it may not persuade the reasonable fact-finder to
return a verdict in favor of the moving party.” Id. at 1265.
If the dispositive issue is one on which the nonmoving party
will bear the burden of proof at trial, the moving party may
satisfy its burden by merely pointing out that the evidence in
the record is insufficient with respect to an essential element
See Celotex, 477 U.S. at 325.
of the nonmoving party’s claim.
The burden then shifts to the nonmoving party, who must, by
submitting
showing
or
that
referring
a
genuine
to
evidence,
issue
exists.
set
See
out
specific
id.
at
facts
324.
The
nonmovant may not rest upon the pleadings, but must identify
specific facts that establish a genuine issue for trial. See,
11
e.g., id. at 325; Little, 37 F.3d at 1075.
DISCUSSION
A. Plaintiff's Title VII Retaliation Claim Against the City
Plaintiff alleges that the City required him to take a
fitness for duty examination and ultimately relieved him of his
duties with the Slidell Police Department, because he filed an
EEOC
charge.
retaliation
42
U.S.C.
against
an
§
2003-3(a)
employee
establishes
who
files
a
a
claim
for
charge
of
discrimination with the EEOC and provides in pertinent part:
(a) Discrimination for making charges, testifying,
assisting, or participating in enforcement proceedings:
It shall be an unlawful employment practice for an
employer to discriminate against any of his employees .
. . because he has opposed any practice made an
unlawful employment practice by this subchapter, or
because he has made a charge, testified, assisted, or
participated in any manner in an investigation,
proceeding, or hearing under this subchapter.
42 U.S.C. § 2000e-3(a).
The Fifth Circuit has explained:
Retaliation claims under Title VII are governed by the
familiar three-step McDonnell Douglas test. Under that
test, an employee bringing a retaliation claim must
first produce evidence of a prima facie case of
retaliation. to establish a prima facie case of
retaliation, an employee must demonstrate that (1) he
engaged in an activity that Title VII protects; (2) he
was subjected to an adverse employment action; and (3)
a causal connection exists between the protected
activity and the adverse employment action. If the
employee establishes a prima facie case, the burden
shifts to the employer to state a legitimate, nonretaliatory reason for its decision. After the employer
states its reason, the burden shifts back to the
12
employee to demonstrate that the employer's reason is
actually a pretext for retaliation.
LeMaire v. Louisiana Dep't of Transp. and Dev., 480 F.3d 383,
388-89 (5th Cir. 2007) (internal citations omitted).
Although Defendants dispute whether Plaintiff can satisfy
the first two elements of a prima facie case of retaliation, it
is unnecessary to address those arguments. Even assuming that
Plaintiff
could
produce
evidence
of
a
prima
facie
case
of
retaliation, the City Defendants have stated legitimate, nonretaliatory reasons for their decision to require Plaintiff to
submit to medical and psychological fitness for duty examinations
and relieve Plaintiff of his duties with the Slidell Police
Department. Fuentes v. Postmaster General of the United States
Postal
Service,
282
F.
App'x
296,
303
(5th
Cir.
2008)
(per
curiam) (declining to decide whether the plaintiff satisfied the
causation element of her prima facie case, because it found that
the
plaintiff
could
not
prove
that
the
legitimate,
nondiscriminatory reasons her employer offered were a pretext for
retaliation). In Fuentes, a similar case, the plaintiff alleged
that her employer retaliated against her for filing an EEOC
charge by not allowing her to return to work immediately after
receiving medical clearance. Id. at 303. The employer explained
that the plaintiff remained off work for several months after she
received full medical clearance to return because, pursuant to
13
company regulations, she
was required to undergo fitness for
duty examinations to determine if she was mentally healthy enough
to return to her position as a manager after nine months off work
due to stress and anxiety. Id. Because the plaintiff in Fuentes
failed
to
point
to
any
evidence
that
her
employer's
justifications were merely pretext for retaliation, the court
concluded
that
a
grant
of
summary
judgment
in
favor
of
the
employer on the retaliation claim was appropriate. Id. at 304.
In this case, like in Fuentes, Plaintiff was ultimately
permitted to return to his original position after passing a
fitness
for
requiring
duty
examination.
Plaintiff
to
The
City's
to
medical
submit
justifications
and
for
psychological
fitness for duty examinations prior to returning to work from
sick leave are also similar to, and in fact more compelling than
those offered in Fuentes considering that Plaintiff sought to
return to a position as an armed senior corrections officer with
responsibility
inmates,
not
for,
a
among
position
other
as
a
things,
post
controlling
office
manager.
prison
The
City
contends that it required Plaintiff to take the fitness for duty
examinations prior to returning to active duty, because: (a)
Plaintiff had been granted more than a year of paid medical leave
based
on
his
physicians'
diagnoses
of
post
traumatic
stress
syndrome, adjustment disorder, depression, anxiety, and acute
14
stress disorder, and statements that he was unable to work in his
position as a senior corrections officer, (b) Plaintiff engaged
in erratic behavior before and during his period of medical
leave, including the incident at the United States' Attorneys'
Office on August 21, 2009, and © it was necessary and appropriate
to require Plaintiff to pass a fitness for duty examination
before resuming his duties as a senior corrections officer in
light of the nature of that position and City policies. In light
the City's proffered nondiscriminatory reasons for its actions,
the burden shifts to Plaintiff to produce evidence that these
proffered reasons are merely pretext for retaliation. Id.
Plaintiff has submitted a single page opposition and an
affidavit,
without
any
statement
of
material
facts
which
he
contends present a genuine issue. Because Plaintiff has failed to
include
a
statement
of
the
material
facts
that
he
contends
present a genuine issue, all of the material facts in the City's
statement have been deemed admitted for purposes of this motion
under
the
local
rules.
See
supra
n.
1.
In
his
opposition,
Plaintiff states that Defendants' motion is repetitive of the
12(b)(6) motion to dismiss that the Court already ruled on, that
his "only response" is that the "additional information being
provided by the defense is false and misleading," that Chief
Smith's affidavit is perjury, and that the case raises issues of
15
credibility that should be decided by a jury. (Rec. Doc. 44)
However, this response is insufficient. To satisfy his burden
under Rule 56, a nonmovant is "required to identify specific
evidence in the record, and to articulate the 'precise manner' in
which that evidence support[s] [his] claim." Forsyth v. Barr, 19
F.3d 1527, 1537 (5th Cir. 1994). Because Plaintiff, like the
plaintiff in Fuentes, has failed in his opposition to articulate
the
precise
manner
in
which
his
affidavit
supports
his
retaliation claim, and creates a genuine issue of material fact
with
respect
to
whether
the
City's
nondiscriminatory
justifications are pretextual, his Title VII retaliation claim
will be dismissed.
B. Plaintiff’s ADA Claims Against the City
1. Disability Discrimination
Plaintiff claims that his employer, the City, violated the
Americans with Disabilities Act ("ADA"), as amended, 42 U.S.C. §§
12101-12213 et seq., and the ADA regulations by not allowing him
to return to work after he failed a fitness for duty evaluation,
thereby forcing him to use his personal vacation and sick time.
Plaintiff also claims that the City denied him a reasonable
accommodation
by
not
allowing
him
to
return
to
work
on
"administrative duties," after he received medical clearance to
return to work on administrative duties. (Pl.’s Opp. to City
16
Def.'s Mot. to Dismiss, Rec. Doc. 12, p. 2) To establish a prima
facie
case
of
discrimination
under
the
ADA,
plaintiff
must
establish that: (1) he has a disability; (2) he was qualified for
the job in question; and (3) he suffered an adverse employment
decision because of his disability. Gonzales v. City of New
Braunfels, Tex., 176 F.3d 834, 836 (5th Cir. 1999); Talk v. Delta
Airlines, Inc., 165 F.3d 1021, 1024 (5th Cir. 1999). Defendants
argue, inter alia, that Plaintiff cannot make a prima facie ADA
claim, because he cannot show that he was qualified for the job
in
question
—
senior
corrections
officer.
The
Court
agrees.
Alternatively, the Court finds that even if Plaintiff could show
that he were disabled and qualified for the position of senior
corrections officer, his requested accommodation — alteration of
his
job
responsibilities
as
a
senior
corrections
officer
to
perform only administrative duties — was not reasonable and,
thus, not required under the ADA.
A disabled individual is qualified for the job in question
if, inter alia, he can perform the essential functions of the job
with or without reasonable accommodation. Gonzales, 176 F.3d at
837 (citations omitted). "To avoid summary judgment on whether he
is a qualified individual, [Plaintiff] needs to show 1) that he
could perform the essential functions of the job in spite of his
disability
or
2)
that
a
reasonable
17
accommodation
of
his
disability
would
have
enabled
him
to
perform
the
essential
functions of the job." Turco v. Hoechst Celanese Chem. Grp.,
Inc., 101 F.3d 1090, 1093 (5th Cir. 1996) (alterations added).
"'Essential functions" are those duties that are fundamental to
the
job
at
issue;
the
term
does
not
include
the
marginal
functions of the position. Kapche v. City of San Antonio, 176
F.3d 840, 843 (5th Cir. 1999); 29 C.F.R. § 1630.2(n)(1). The EEOC
implementing regulations provide that "[a] job function may be
considered essential if, for example, "the reason the position
exists is to perform that function." Id. § 1630.2(n)(2)(I). "To
aid in the determination of whether a function is essential, a
court may consider evidence a variety of factors including, but
not limited to, (1) the employer's judgment as to which functions
are
essential,
advertising
or
(2)
written
interviewing
job
descriptions
applicants
for
prepared
the
job,
before
(3)
the
amount of time spent on the job performing the function, and (4)
the work experience of both past and current employees in the
job." Kapche, 176 F.3d at 843.
Here,
the
only
evidence
with
respect
to
the
"essential
functions" of a senior corrections officer is the written job
description provided by Defendants.5 The job description for a
5
Although the City has provided a list of the duties of a senior
corrections officer, it has not identified those duties it considers
essential. Moreover, although it appears that the City prepared the written
job description after Plaintiff was hired, the Court finds that it is properly
18
senior corrections officer, as a whole, demonstrates that the
senior corrections officer position exists, at least, to fulfill
the functions of maintaining and controlling the Slidell City
jail, controlling and searching prisoners, and determining the
appropriate course of action in the event of riotous or volatile
situations in the jail. Thus, these are essential functions.
There is no genuine dispute as to whether Plaintiff was qualified
to
perform
officer.
the
essential
Plaintiff
was
functions
employed
of
by
a
the
senior
City
as
corrections
a
senior
corrections officer. Plaintiff went on paid medical leave on June
15, 2009, at his own request, after submitting a physician's note
indicating
that
he
suffered
from
"post
traumatic
stress
syndrome." Plaintiff did not attempt to return to his position
until July of 2010. However, the City required him to take a
fitness
for
duty
examination
upon
return
from
medical
leave
pursuant to City policy and in August of 2010, Dr. Klien, a
psychologist, rendered his opinion that Plaintiff was not fit for
duty in any capacity in a law enforcement agency, whether as a
corrections
officer
or
in
performing
administrative
duties.
Plaintiff has submitted an affidavit in opposition to Defendants'
motion in which he states:
considered as evidence of the essential functions of a senior corrections
officer, because Plaintiff participated in creating it and the EEOC
implementing regulations do not strictly limit the types of evidence the Court
may consider.
19
I received on June 24, 2010 a return to work
certification from my doctor and Chief Freddy Drennan
signed for me to return to work on July 15, 2010 on
administrative
duties
giving
me
accommodations
consistent
with
the
American
with
disabilities
Standards [sic].
(Rec. Doc. 44-1, p. 1, ¶ 9)
Although Plaintiff's affidavit vaguely alludes to another
doctor certifying him to return to work in June of 2010, before
his fitness for duty examination with Dr. Klein in August of
2010, the affidavit is insufficient to create a genuine issue
with
respect
to
whether
he
was
qualified
to
perform
these
essential functions of a senior corrections officer. The "return
to
work
Pinkney,
certification"
only
shows
authorized
that
Plaintiff's
Plaintiff
to
return
doctor,
to
work
Dr.
on"
administrative duties," and Plaintiff's own affidavit indicates
that he only sought to return to work on "administrative duties."
Given that administrators typically perform desk jobs, the return
to work certification does not show that Plaintiff was qualified
to
control
the
jail,
maintain
the
jail
and
jail
equipment,
control and search prisoners, and respond to riotous or volatile
situations
in
the
jail
—
essential
functions
of
a
senior
corrections officer.
Moreover, Plaintiff's claim that the City denied him a
reasonable accommodation, because it would not permit him to
return to work on "administrative duties" fails. The ADA defines
20
a "reasonable accommodation" as follows:
The term 'reasonable accommodation' may include –
(A) making existing facilities used by employees
readily accessible to and usable by individuals with
disabilities; and
(B) job restructuring, part-time or modified work
schedules,
reassignment
to
a
vacant
position,
acquisition or modification of equipment or devices,
appropriate
adjustment
or
modifications
of
examinations, training materials or policies, the
provision of qualified readers or interpreters, and
other similar accommodations for individuals with
disabilities.
Foreman v. Babcock & Wilcox Co., 117 F.3d 800, 809 (5th Cir.
1997) (quoting 42 U.S.C. § 12111).
The Fifth Circuit has observed that:
'While the ADA focuses on eradicating barriers, the ADA
does not relieve a disabled employee or applicant from
the obligation to perform the essential functions of
the job. To the contrary, the ADA is intended to enable
disabled persons to compete in the work-place based on
the same performance standards and requirements that
employers expect of persons who are not disabled.'
Id. at 808.
Furthermore,"[the ADA] does not require affirmative action
in favor of individuals with disabilities. It merely prohibits
employment
discrimination
against
qualified
individuals
with
disabilities, no more and no less." Turco, 101 F.3d at 1094
(citing Daugherty v. City of El Paso, 56 F.3d 695, 700 (5th Cir.
1995)). Thus, employers are not required to find or create jobs
for disabled employees. Foreman, 117 F.3d at 809 ("An employer is
21
not
required
to
create
'light
duty'
jobs
to
accommodate.")
(citing Turco, 101 F.3d at 1094); Wann v. American Airlines,
Inc., 878 F. Supp. 82, 85 (1994) (employer "is not required to
eliminate one or more of the essential functions of a job to
accommodate an applicant.") (citations omitted) In Foreman, the
Fifth
Circuit
concluded
that
it
was
not
a
reasonable
accommodation to require a manufacturer defendant to eliminate an
essential
function
of
the
job
of
expeditor6
and,
in
effect,
create a new job for the plaintiff. 117 F.3d at 809. Similarly,
here, the Court finds that it is not reasonable to require the
City
to
eliminate
essential
functions
of
the
job
of
senior
corrections officer to remove all duties except "administrative
duties,"
and
accommodate
in
effect,
Plaintiff.
create
Thus,
a
new
"light
Plaintiff's
duty"
job
discrimination
to
and
failure to accommodate claims under the ADA will be dismissed.
2. Medical and Psychological Fitness for Duty
Examinations
The
Court
finds
that
the
Defendants'
motion
should
be
granted as to Plaintiff's ADA claim under Section 12112(d)(4).
Section 12112(d)(4)(A) of the ADA provides that “[a] covered
entity shall not require a medical examination and shall not make
6
The essential function was making deliveries into shop areas. Foreman,
117 F.3d at 808.
22
inquiries
of
an
employee
as
to
whether
such
employee
is
an
individual with a disability or as to the nature or severity of
the disability, unless such examination or inquiry is shown to be
job-related and consistent with business necessity.” 42 U.S.C. §
12112(d)(4)(A).
"Relatively
few
courts
have
addressed
either
[Section 12112(d)(4)(A)] or the related subsections involving
preemployment inquiries and employment entrance examinations."
Conroy v. N.Y. State Dep't of Corr. Servs., 333 F.3d 88, 94 (2d
Cir.
2003).
The
employer
bears
the
burden
of
demonstrating
business necessity. Brownfield v. City of Yakima, 612 F.3d 1140,
1146 (9th Cir. 2011) (citing Thomas v. Corwin, 483 F.3d 516, 527
(8th Cir. 2007); Conroy, 333 F.3d at 97). Although it appears
that
the
Fifth
Circuit
has
never
construed
Section
12112(d)(4)(A), the Second Circuit has observed:
The case law on inquiries directed toward individual
employees thus demonstrates that courts will readily
find
a
business
necessity
if
an
employer
can
demonstrate that a medical examination or inquiry is
necessary to determine 1) whether the employee can
perform job-related duties when the employer can
identify legitimate, non-discriminatory reasons to
doubt the employees's capacity to perform his or her
duties (such as frequent absences or a known disability
that had previously affected the employee's work) . . .
Id.
at 98; Brownfield, 612 F.3d at 1146 (business exception
applies
before
employee's
work
performance
declines
if
the
employer is faced with "significant evidence that could cause a
reasonable person to inquire as to whether an employee is still
23
capable of performing his job.") (internal citations omitted);
Watson v. City of Miami Beach, 177 F.3d 932, 935 (11th Cir. 1999)
(business necessity exception applicable "[i]n any case where a
police department reasonably perceives an officer to be even
mildly paranoid, hostile, or oppositional"); Yin v. State of
California, 95 F.3d 864, 868 (9th Cir. 1996) (business necessity
exception applicable at summary judgment where employer showed,
based
on
employee's
excessive
absenteeism
and
declined
productivity, that "health problems have had a substantial and
injurious impact on an employee's job performance.")
Based on Yin, Watson, and Brownfield, the Court finds that
the City has presented sufficient evidence that a legitimate,
non-discriminatory
reason
to
doubt
Plaintiff's
capacity
to
perform his duties existed at the time that Chief Smith required
the fitness for duty examination. Since the City bears the burden
of showing business necessity, it must come forward with evidence
that
would
entitle
uncontroverted
burden.
The
at
City
it
to
trial.
has
a
directed
Here,
presented
the
City
verdict
has
uncontroverted
if
it
went
satisfied
that
evidence
that
Plaintiff was a senior corrections officer with responsibility
for managing a prison, supervising other corrections officers,
searching prisoners, and responding to riotous situations at the
jail. The City has also presented uncontroverted evidence that
24
Plaintiff requested medical leave based on physicians' various
diagnoses of post-traumatic stress syndrome, adjustment disorder,
depression, anxiety, and acute stress disorder, and remained on
paid medical leave for over a year, between June 15, 2009 and
July of 2010, before requesting to return to his position. In
addition, it is undisputed that on August 21, 2009, during his
extended medical leave, Plaintiff was involved in an incident at
the United States Attorneys' Office that caused witnesses to fear
for Plaintiff's safety and the safety of members of the Slidell
Police Department. Given the reasons Plaintiff provided the City
for
requesting
medical
leave,
the
extensive
duration
of
Plaintiff's medical leave, the August 21, 2009 incident, and the
nature of Plaintiff's position as a senior corrections officer,
the City had good cause to determine, through a fitness for duty
examination, whether Plaintiff was able to perform his job before
allowing him to return to work as a senior corrections officer.
Yin, 95 F.3d at 868; Watson, 177 F.3d at 935; Brownfield, 612
F.3d at 1145-47. Plaintiff has failed to counter the City's
evidence with sufficient evidence of his own or show that the
City's evidence may not persuade a jury to return a verdict for
the City. Thus, no rational juror could find that the City did
not have good cause to require Plaintiff to take a psychological
fitness for duty examination before returning to work.
25
It
appears
that
the
Fifth
Circuit
has
never
construed
Section 12112(d)(4)(A) of the ADA in general or the scope of its
business
necessity
exception
in
particular.
However,
in
an
unreported decision, Crews v. Dow Chemical Co., 287 F. App'x 410
(5th
Cir.
employer
2008),
violated
the
§
Fifth
Circuit
12112(a)
when
did
it
consider
restricted
whether
a
an
resource
leader's access to the work premises and e-mail and cancelled her
transfer to a position in Europe pending the completion of a
fitness for duty assessment. Id. at 410-11. The Fifth Circuit
affirmed
the
grant
of
summary
judgment
in
favor
of
the
plaintiff's employer, reasoning that even if the plaintiff had
met her prima facie case under the McDonnell Douglas burdenshifting framework, her employer had articulated a legitimate,
non-discriminatory
rationale
for
requiring
the
plaintiff
to
undergo the fitness for duty assessment, specifically, changes in
her
workplace
tremors,
inability
behavior,
slurred
to
make
speech,
including,
among
decreased
arguments
other
engagement
concerning
topics
things,
at
she
hand
meetings,
was
very
knowledgeable about, and discussing improper topics during workrelated meetings. Id.
plaintiff's
employer
at 412. The Court concluded: (a) that
reasonably
could
have
found
that
such
changes might impair the plaintiff's performance as a resource
leader
whose
job
responsibilities
26
included
determining
which
employees should staff a project, reviewing employees, setting
salary recommendations, and directing assignments, and (b) that
based on the summary judgment record, the plaintiff had not
established that the employer's rationale was pretextual. Id.
Even
if
Plaintiff's
examination
were
12112(d)(4)(a),
claim
treated
the
Court
regarding
under
finds
the
fitness
12112(a),
that
summary
for
duty
instead
of
judgment
is
appropriate with respect to Plaintiff's ADA claim stemming from
the fitness for duty examination, given that, like in Crews, the
Court has already found that: (a) the City has articulated a
legitimate, non-discriminatory reason for requiring plaintiff to
undergo the fitness for duty assessment, and (b) Plaintiff has
failed to create a genuine issue with respect to whether the
proffered justifications are pretextual.
C. Plaintiff’s Claims Under Louisiana Law
Plaintiff's state law claims are presently before the Court
by virtue of its supplemental jurisdiction. However, under 28
U.S.C. § 1367©, a federal district court may decline to exercise
supplemental jurisdiction over a state law claim if the district
court
has
dismissed
jurisdiction.
28
all
U.S.C.
claims
§
over
which
1367(c)(3).
it
Given
has
that
original
all
of
Plaintiff's remaining federal claims will have been dismissed by
the instant order, the Court declines to exercise supplemental
27
jurisdiction
over
Plaintiff's
remaining
state
law
claims.
Marshall v. Williams, No. 01-1576, 2002 WL 1042070, at * 2 (E.D.
La.
May
22,
2002)
(declining
to
exercise
supplemental
jurisdiction over remaining state law claims after dismissing all
federal claims).
Accordingly,
IT IS HEREBY ORDERED that the Defendants' Motion for Summary
Judgment (Rec.Doc. 43) is GRANTED with respect to Plaintiff's
Title VII and ADA claims.
IT IS FURTHER ORDERED that Plaintiff's Title VII retaliation
claim and ADA claims are hereby DISMISSED WITH PREJUDICE.
IT IS FURTHER ORDERED that Plaintiff's state law claims are
DISMISSED WITHOUT PREJUDICE.
New Orleans, Louisiana, this 27th day of August, 2013.
CARL J. BARBIER
UNITED STATES DISTRICT JUDGE
28
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