Brillinger v. Social Security Administration
Filing
19
ORDER ADOPTING REPORT AND RECOMMENDATIONS 17 . Signed by Judge Nannette Jolivette Brown on 9/21/15.(jrc)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
MELINDA BRILLINGER
CIVIL ACTION
VERSUS
NO. 14-1540
CAROLYN W. COLVIN, ACTING COMMISSIONER
SOCIAL SECURITY ADMINISTRATION
SECTION: “G”(2)
ORDER AND REASONS
Before the Court are Plaintiff Melinda Brillinger’s (“Plaintiff”) objections1 to the March 2,
2015 Report and Recommendation of the United States Magistrate Judge assigned to the case.2
Plaintiff filed this action pursuant to 42 U.S.C. § 405(g) for review of the final decision of Defendant
the Acting Commissioner of the Social Security Administration (the “Commissioner” or
“Defendant”) denying her claim for disability insurance benefits (“DBI”) and supplemental security
income benefits (“SSI”) under Titles II and XVI of the Social Security Act (the “Act”).3 The
Magistrate Judge recommended that Plaintiff’s complaint be dismissed with prejudice.4 Plaintiff
objects, requesting that the case be remanded to the Administrative Law Judge (“ALJ”) for a new
hearing.5 Having considered Plaintiff’s objections, the Magistrate Judge’s Report and
Recommendation, the record, and the applicable law, for the following reasons the Court will
overrule Plaintiff’s objections, adopt the Magistrate Judge’s Report and Recommendation and
dismiss this action with prejudice.
1
Rec. Doc. 18.
2
Rec. Doc. 17.
3
Rec. Doc. 1.
4
Rec. Doc. 17 at 30.
5
Rec. Doc. 18.
I. Background
A. Procedural History
On February 27, 2012, Plaintiff filed an application for DBI and SSI, alleging a disability
onset date of January 21, 2012.6 Plaintiff reported “severe migraines, skin disorder, anxiety and
fibromialgia.”7 After her claims were denied at the agency level, Plaintiff requested a hearing before
an ALJ, which was held on February 6, 2013.8 Participating were Plaintiff, her counsel and
Katherine Prieur, a vocational expert.9
On March 20, 2013, the ALJ issued a decision denying Plaintiff’s applications for benefits.10
The ALJ analyzed Plaintiff’s claim pursuant to the five-step sequential evaluation process.11 At step
6
Adm. Rec. at 138, 145.
7
Id. at 166.
8
Id. at 30–66.
9
Id.
10
Id. at 17–25.
11
The five-step analysis requires consideration of the following:
First, if the claimant is currently engaged in substantial gainful employment, he or she is found not disabled.
20 C.F.R. §§ 404.1520(b), 416.920(b).
Second, if it is determined that, although the claimant is not engaged in substantial employment, he or she has
no severe mental or physical impairment which would limit the ability to perform basic work-related functions, the
claimant is found not disabled. Id. §§ 404.1520(c), 416.920(c).
Third, if an individual’s impairment has lasted or can be expected to last for a continuous period of twelve
months and is either included in a list of serious impairments in the regulations or is medically equivalent to a listed
impairment, he or she is considered disabled without consideration of vocational evidence. Id. §§ 404.1520(d),
416.920(d).
Fourth, if a determination of disabled or not disabled cannot be made by these steps and the claimant has a
severe impairment, the claimant’s residual functional capacity and its effect on the claimant’s past relevant work are
evaluated. If the impairment does not prohibit the claimant from returning to his or her former employment, the claimant
is not disabled. Id. §§ 404.1520(e), 416.920(e).
Fifth, if it is determined that the claimant cannot return to his or her former employment, then the claimant’s
2
one, the ALJ concluded that Plaintiff had not engaged in substantial gainful activity since January
21, 2012.12 At step two, the ALJ concluded that Plaintiff has the following severe impairments:
“degenerative disc disease of the lumbar spine; fibromyalgia; and obesity.”13 At step three, the ALJ
held that Plaintiff did not have an impairment that meets or medically equals the severity of one of
the listed impairments under the regulations.14
At step four, the ALJ found Plaintiff’s “allegations of disabling pain discredited by evidence
of infrequent and conservative medical treatment.”15 He noted that Plaintiff attributed her limited
treatment to a lack of medical insurance, but found that the record showed that Plaintiff sought
medical treatment throughout the relevant period.16 He also noted that “none of the objective studies
. . . clinically correlate[d] with the alleged heaviness and reduced strength [Plaintiff] complain[ed]
of in her legs.”17 Further, the ALJ found that Plaintiff’s September 12, 2012 and March 20, 2012
examinations were “essentially normal.”18 Although the September 11, 2012 MRI revealed some
abnormal findings, the ALJ found that “there was nothing in this report, or any other reports,
age, education, and work experience are considered to see whether he or she can meet the physical and mental demands
of a significant number of jobs in the national economy. If the claimant cannot meet the demands, he or she will be
found disabled. Id. §§ 404.1520(f)(1), 416.920(f)(1). To assist the Commissioner at this stage, the regulations provide
certain tables that reflect major functional and vocational patterns. When the findings made with respect to a claimant’s
vocational factors and residual functional capacity coincide, the rules direct a determination of disabled or not disabled.
Id. § 404, Subpt. P, App. 2, §§ 200.00-204.00, 416.969.
12
Adm. Rec. at 19.
13
Id.
14
Id. at 20.
15
Id. at 23.
16
Id.
17
Id.
18
Id.
3
substantiating [Plaintiff’s] allegation that she needs to recline with her feet elevated for six to seven
hours per day.”19 The ALJ gave little weight to the residual functional capacity assessment
completed by Dr. Scardino.20 He gave more weight to Plaintiff’s testimony, “but only to the extent
that her allegations regarding sitting and standing are consistent with the residual functional
capacity.”21 He found nothing in the record to support Plaintiff’s allegation that she needed to recline
with her feet elevated for six to seven hours per day.22 Accordingly, the ALJ found that Plaintiff
retained the residual functional capacity (“RFC”) to perform sedentary work as defined in 20 C.F.R.
§ 416.967(a) and 416.967(a) except she “cannot sit for up to 20 minutes at a time and then has to
be allowed to change positions in her seat or stand for up to a minute; and she can stand for up to
15 minutes at a time and then has to be allowed to sit.”23
At step four, the ALJ also found that Plaintiff was unable to perform any past relevant
work.24 However, at step five, the ALJ determined that given Plaintiff’s age, education, work
experience and RFC, there were jobs that existed in significant numbers in the national economy that
she could perform.25 Therefore, the ALJ determined that Plaintiff was not under a disability from
January 21, 2012, through March 20, 2013, the date of the decision.26
19
Id.
20
Id.
21
Id.
22
Id.
23
Id.
24
Id.
25
Id. at 24.
26
Id. at 25.
4
On March 27, 2013, Plaintiff requested reconsideration by the ALJ, noting that it appeared
that the ALJ had not considered a post-hearing submission.27 On April 29, 2013, the ALJ issued an
amended decision, reconsidering his prior decision in light of the post-hearing submission, but again
denying Plaintiff’s application for benefits.28 Specifically, the ALJ considered a March 11, 2013
report by Dr. John Logan, a surgical spine specialist.29 The ALJ noted that the issue of Plaintiff’s
credibility was “fully explored” in the prior decision.30 Even taking into account this evidence and
the need for possible surgical intervention, the ALJ found nothing in the record to justify Plaintiff’s
“allegations that she would need to recline with her feet elevated for six to seven hours per day.”31
The ALJ noted that the evidence corroborated some of Plaintiff’s allegations regarding her difficulty
with sitting, standing, lifting and carrying, but found that those issues had been accounted for in
determining Plaintiff’s RFC.32
Plaintiff requested review by the Appeals Council.33 The ALJ’s decision became the final
decision of the Commissioner for purposes of this Court’s review after the Appeals Council denied
review on May 6, 2014.34 On July 2, 2014, Plaintiff filed a complaint seeking judicial review
27
Id. at 13.
28
Id. at 11–12.
29
Id.
30
Id. at 11.
31
Id. at 12.
32
Id.
33
Id. at 7.
34
Id. at 1–6.
5
pursuant to Section 405(g) of the Act,35 and this matter was referred to a United States Magistrate
Judge pursuant to 28 U.S.C. § 636(b) and Local Rule 73.2(B). On September 23, 2014, the
Commissioner answered the complaint.36
On October 23, 2014, Plaintiff filed a memorandum in support of her appeal, arguing that
“[t]he ALJ’s assesment [sic] of Plaintiff’s credibility regarding the need to lay down frequently
through the day was based on so many erroneous conclusions of fact and erroneous applications of
law that the analysis of credibility per the dictates of SSR 96-7p is unsupported by substantial
evidence.”37 On November 25, 2014, the Commissioner filed a reply brief, arguing that substantial
evidence supports the ALJ’s decision that Plaintiff was not disabled within the meaning of the Act.38
B. Report and Recommendation Findings
The Magistrate Judge issued his Report and Recommendation on March 2, 2015.39 The
Magistrate Judge provided a detailed summary of the testimony given at the February 6, 2013
hearing.40 He also noted that he had reviewed the medical evidence.41 Finding the ALJ’s summary
of the medical evidence substantially correct, the Magistrate Judge incorporated those findings by
reference.42
35
Rec. Doc. 1.
36
Rec. Doc. 11.
37
Rec. Doc. 14 at 7.
38
Rec. Doc. 16 at 6.
39
Rec. Doc. 17.
40
Id. at 7–15.
41
Id. at 15.
42
Id.
6
The Magistrate Judge found substantial evidence to support the ALJ’s credibility
determination.43 According to the Magistrate Judge, the ALJ noted that Plaintiff’s credibility was
“undermined by evidence of infrequent and conservative medical treatment, the lack of objective
studies to correlate clinically with the alleged heaviness and reduced strength in her legs, her
essentially normal physical examinations in March and September 2012, the lack of medication for
fibromyalgia and the lack of any physician’s restriction to lie down with her feet elevated for six
to seven hours.”44 The Magistrate Judge found that it was “within the ALJ’s discretion to determine
the disabling nature of a claimant’s pain, and the ALJ’s determination is entitled to considerable
deference.”45 The Magistrate Judge found that the ALJ’s findings regarding Plaintiff’s credibility
were substantially supported by the evidence, including the opinions of her treating physicians and
the consultative physician, Dr. DiGiorgio.46 The Magistrate Judge rejected Plaintiff’s argument that
Dr. DiGiorgio’s opinion should be discounted because she is a dermatologist, noting that Plaintiff
relies on information found on a third-party website and printed on October 23, 2014, more than two
years after Dr. DiGiorgio evaluated Plaintiff.47 The Magistrate Judge found nothing in the record to
indicate that Dr. DiGiorgio was not qualified to render a medical opinion.48 The Magistrate Judge
opined that Dr. DiGiorgio’s report was not substantially contradicted by any other physician, and,
43
Id.
44
Id. at 15–16.
45
Id. at 16 (citing Jenkins v. Astrue, 250 F. App’x 645, 647 (5th Cir. 2007) (citing Chambliss v. Massanari,
269 F.3d 520, 522 (5th Cir. 2001)).
46
Id. at 18–19.
47
Id. at 19.
48
Id.
7
therefore, the ALJ was entitled to consider and rely upon her findings.49
The Magistrate Judge reviewed the medical records spanning from July 19, 2011 to March
25, 2013,50 finding that the entirety of the medical records substantially supports the ALJ’s
evaluation of Plaintiff’s credibility.51 He noted that Plaintiff had “relatively infrequent and
conservative medical treatment for her back and leg problems until February 27, 2013, more than
one year after her alleged onset date.”52 “To the extent that Dr. Logan’s report on February 27, 2013,
appears to document some new or increased symptoms of back and neck pain and recommends
surgery for the first time,” the Magistrate Judge found that “the report may reflect deterioration of
a condition that was not previously disabling and that may be the basis for a new application for
benefits.”53 The Magistrate Judge noted that this Court may not reweigh the evidence, and found that
Plaintiff’s assignment of error lacks merit because substantial evidence in the record supports the
ALJ’s findings.54
II. Objections
A. Plaintiff’s Objections
Plaintiff timely filed objections to the Magistrate Judge’s Report and Recommendation on
June 16, 2015.55 Plaintiff again asserts that “the ALJ’s credibility finding regarding her complaints
49
Id. at 21.
50
Id. at 21–28.
51
Id. at 28.
52
Id.
53
Id. at 29 (citing Joubert v. Astrue, 287 F. App’x 380, 383 (5th Cir. 2008); Leggett v. Chater, 67 F.3d 558,
567 (5th Cir. 1995)).
54
Id. at 29–30.
55
Rec. Doc. 18.
8
of disabling pain is not supported by substantial evidence and must be overturned.”56 Plaintiff notes
that the law defines substantial evidence as “such ‘relevant’ evidence as a reasonable mind might
accept as adequate to support the conclusion.”57 Therefore, Plaintiff contends that “[t]he corollary
of this is also true: Evidence which is not relevant to the Plaintiff’s complaints of disabling back
pain cannot be used to provide support for a decision she is not credible.”58
According to Plaintiff, the Magistrate Judge asserted that the ALJ’s opinion was based on
substantial evidence because: “[1] the ALJ credited the testimony to the extent it correlated with the
MRI; [2] the consult exam by Dr. [Di]Giorgio April 10, 2012 was essentially normal and physical
exams in April, May, August, September and December, 2012 were essentially normal; and [3]
plaintiff had relatively infrequent and conservative medical treatment prior to February 27, 2013.”59
As to the first argument, Plaintiff contends that the ALJ did not credit Plaintiff’s testimony
“to the extent it correlated with the MRI,” but instead was “dismissive of and mischaracterized the
results of the MRI when he stated that the MRI only showed ‘some abnormalities.’”60 Plaintiff
asserts that the MRI correlates her complaints of “severe back and leg pain as well as feelings of
heaviness and reduced strength in her legs.”61 She notes that the MRI shows “a large disc extrusion
to the left of midline which results in essentially complete obliteration of the spinal canal and severe
56
Id. at 1.
57
Id. (citing Richarson v. Perales, 402 U.S. 389, 401 (1971)).
58
Id.
59
Id. at 3.
60
Id.
61
Id.
9
compression of the cauda equina nerve roots.”62 According to Plaintiff, compression of the cauda
equina nerve roots can cause lower back pain, sharp stabbing leg pain and progressive weakness in
the lower extremities.63 Therefore, she asserts that the objective studies do correlate with her
complaints of pain.64
As to the second argument, Plaintiff asserts that “even though the consult exam with Dr.
[Di]Giorgio April 10, 2012 was essentially normal, the Plaintiff’s exam at the time of the hearing
was not.”65 She argues that SSR 96-7p applies here.66 According to Plaintiff, that regulation notes
that “[o]ver time, there may also be medical signs and laboratory findings that, though not directly
supporting or refuting statements about the intensity or persistence of pain or other symptoms,
demonstrate worsening or improvement of the underlying medial condition.”67
Plaintiff asserts that her “credibility at the time of the decision should not have been based
on a year old consult exam, when more recent surgical evaluations revealed abnormalities in
examination significant enough to warrant a recommendation for surgery from two doctors and
clearly demonstrated a worsening in her underlying medical condition.”68 She contends that the ALJ
cited two exams to support his conclusion that Plaintiff was not credible—an April 10, 2012
62
Id.
63
Id.
64
Id.
65
Id.
66
Id.
67
Id.
68
Id. at 4.
10
consultative examination and a September 12, 2012 examination.69 According to Plaintiff, the
September 2012 examination was for signs of spondyloarthropathy of the right hip, and she was not
being examined for her back and leg problems.70 She contends that this examination was irrelevant
to her allegation of disabling back and leg pain.71 Plaintiff points to an emergency room examination
at Ochsner which showed left paravertebral tenderness, decreased range of motion and a positive
straight leg raising test productive of sciatic pain at 30 degrees.72
Plaintiff asserts that she had normal exams in May, August and December 2012, but those
exams are irrelevant because they were for conditions unrelated to her back problems.73 According
to Plaintiff, the ALJ did not consider these examinations, and the Magistrate Judge erred in
considering them.74
Finally, Plaintiff asserts that the Magistrate Judge erred in relying on her “inconsistent and
conservative treatment” to find that the ALJ had substantial evidence to support his determination
that Plaintiff was not credible.75 Plaintiff contends that she did not have medical insurance and was
relying upon a charity hospital system.76 She cites SSR 96-7p, which provides that “[t]he adjudicator
must not draw any inferences about an individual’s symptoms and their functional effects from a
69
Id.
70
Id. (citing Adm. Rec. at 363–65).
71
Id.
72
Id. (citing Adm. Rec. at 388–89).
73
Id. (citing Adm. Rec. at 358, 355–56).
74
Id.
75
Id. at 5.
76
Id.
11
failure to pursue regular medical treatment without first considering any explanations . . . that may
explain infrequent or irregular medical visits or failure to seek medical treatment.”77 She contends
that “she cannot be faulted because of the Charity System’s failure to set a neurosurgery clinic
appointment.”78
B. The Commissioner’s Response
The Commissioner did not file a brief in opposition to Plaintiff’s objections despite receiving
electronic notice of the filing posted on June 16, 2015.
III. Standard of Review
A. Review of the Magistrate Judge’s Report and Recommendation
In accordance with Local Rule 73.2, this case was referred to the Magistrate Judge to provide
a Report and Recommendation. A District Judge “may accept, reject, or modify the recommended
disposition” of a Magistrate Judge on a dispositive matter.79 The District Judge must “determine de
novo any part of the [Report and Recommendation] that has been properly objected to.”A District
Court’s review is limited to plain error of parts of the report which are not properly objected to.80
B. Standard of Review of Commissioner’s Final Decision on SSI and DIB Benefits
Under 42 U.S.C. § 405(g) the district court has the power to enter “a judgment affirming,
modifying, or reversing the decision of the Commissioner of Social Security, with or without
77
Id.
78
Id.
79
FED. R. CIV. P. 72(b)(3); see also 28 U.S.C. § 636(b)(1).
80
See Douglass v. United Servs. Auto. Ass’n, 79 F.3d 1415, 1428–29 (5th Cir. 1996) (en banc), superseded
by statute on other grounds, 28 U.S.C. § 636(b)(1) (extending time to file objections from ten to fourteen days).
12
remanding the cause for a rehearing.”81 Appellate review of the Commissioner’s denial of SSI and
DIB benefits82 is limited to determining whether the decision is supported by substantial evidence
in the record and whether the proper legal standards were used in evaluating the evidence.83
“Substantial evidence is more than a scintilla, less than a preponderance, and is such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.”84 The Court must
review the whole record to determine if such evidence exists.85 However, the district court cannot
“reweigh the evidence in the record, try the issues de novo, or substitute its judgment for the
Commissioner’s.”86 The ALJ is entitled to make any finding that is supported by substantial
evidence, regardless of whether other conclusions are also permissible.87 A court “weigh[s] four
elements of proof when determining whether there is substantial evidence of disability: (1) objective
medical facts; (2) diagnoses and opinions of treating and examining physicians; (3) the claimant’s
subjective evidence of pain and disability; and (4) his age, education, and work history.”88
81
42 U.S.C. § 405(g).
82
The relevant law and regulations governing a claim for DIB are identical to those governing a claim for
SSI. Greenspan v. Shalala, 38 F.3d 232, 236 (5th Cir. 1994); Hollis v. Bowen, 837 F.2d 1378, 1382 n. 3 (5th Cir.
1988).
83
Perez v. Barnhart, 415 F.3d 457, 461 (5th Cir. 2005); Waters v. Barnhart, 276 F.3d 716, 716 (5th Cir.
2002); Loza v. Apfel, 219 F.3d 378, 390 (5th Cir. 2000); Villa v. Sullivan, 895 F.2d 1019, 1021 (5th Cir. 1990).
84
Richardson v. Perales, 402 U.S. 389, 401 (1971); Perez, 415 F.3d at 461; Loza, 219 F.3d at 393; Villa,
895 F.2d at 1021-22 (quoting Hames v. Heckler, 707 F.2d 162, 164 (5th Cir. 1983); Randall v. Sullivan, 956 F.2d
105, 109 (5th Cir. 1992)).
85
Singletary v. Bowen, 798 F.2d 818, 822-23 (5th Cir. 1986).
86
Newton v. Apfel, 209 F.3d 448, 452 (5th Cir. 2000).
87
See Arkansas v. Oklahoma, 503 U.S. 91 (1992).
88
Martinez v. Chater, 64 F.3d 172, 174 (5th Cir. 1995).
13
IV. Law and Analysis
A.
Law Applicable to Qualification for DIB and SSI
To be considered disabled, a claimant must show that he is unable “to engage in any
substantial gainful activity by reason of any medically determinable physical or mental impairment
which can be expected to result in death or which has lasted or can be expected to last for a
continuous period of not less than twelve months.”89 The Commissioner has promulgated regulations
that provide procedures for evaluating a claim and determining disability.90 The regulations include
a five-step evaluation process for determining whether an impairment constitutes a disability, and
the five-step inquiry terminates if the Commissioner finds at any step that the claimant is or is not
disabled.91 The claimant has the burden of proof under the first four parts of the inquiry, and if he
successfully carries this burden, the burden shifts to the Commissioner at step five to show that the
claimant is capable of engaging in alternative substantial gainful employment, which is available
in the national economy.92
In the instant case, the ALJ found that Plaintiff’s degenerative disc disease of the lumbar
spine, fibromyalgia and obesity were severe impairments within the meaning of the Act.93 The ALJ
found that Plaintiff’s impairments did not meet or medically equal the severity of one of the listed
impairments under the regulations, and Plaintiff retained the RFC to perform sedentary work with
restrictions on sitting for up to 20 minutes at a time and then being allowed to change positions and
89
42 U.S.C. § 423(d)(1)(A).
90
20 C.F.R. §§ 404.1501 to 404.1599 & Apps., §§ 416.901 to 416.998 (2008).
91
Id. §§ 404.1520, 416.920; Perez, 415 F.3d at 461.
92
Perez, 415 F.3d at 461; Newton, 209 F.3d at 453.
93
Adm. Rec. at 19.
14
standing for up to 15 minutes at a time and then being allowed to change positions.94 The ALJ
concluded that Plaintiff could not perform her past relevant work, but that jobs exist in significant
numbers in the national economy that Plaintiff can perform.95 Accordingly, the ALJ concluded that
Plaintiff was not disabled.96 The Court may disturb that finding only if the ALJ lacked “substantial
evidence” to support it.97
B.
Plaintiff’s Allegation that She Must Recline With Her Feet Elevated for Most of the Day
Plaintiff asserts that she has severe lower back pain which requires her to lay down or recline
with her feet elevated for seven to eight hours per day.98 She contends that the September 12, 2011
MRI correlates her complaints of pain.99 Plaintiff objects to the Magistrate Judge’s finding that the
ALJ credited Plaintiff’s testimony to the extent it correlated with the MRI.100 According to Plaintiff,
the ALJ was dismissive of and mischaracterized the results of the MRI when he stated that the MRI
only showed some abnormalities.101 She notes that the MRI shows “a large disc extrusion to the left
of midline which results in essentially complete obliteration of the spinal canal and severe
compression of the cauda equina nerve roots.”102 According to Plaintiff, compression of the cauda
94
Id. at 20.
95
Id. at 23–24.
96
Id. at 25.
97
See Perez, 415 F.3d at 461
98
Rec. Doc. 18 at 1.
99
Id. at 3.
100
Id.
101
Id.
102
Id.
15
equina nerve roots can cause lower back pain, sharp stabbing leg pain and progressive weakness in
the lower extremities.103 Therefore, she asserts that the objective studies do correlate with her
complaints of pain.104
“While pain, by itself, may be enough to justify an award of disability benefits . . . subjective
complaints of pain must be substantiated by objective medical evidence showing the existence of
a physical or mental impairment which could reasonably be expected to cause the pain.”105 “The
absence in the record of objective factors indicating the existence of severe pain, such as persistent
significant limitations in the range of motion, muscular atrophy, weight loss, or impairment of
general nutrition justifies the conclusions of the administrative law judge.”106 “It is within the ALJ’s
discretion to determine the disabling nature of a claimant's pain, and the ALJ’s determination is
entitled to considerable deference.”107 The ALJ is required to make “affirmative findings regarding
a claimant’s subjective complaints [of pain], and such findings should be upheld if supported by
substantial evidence.”108
At the administrative hearing, Plaintiff testified that she spends seven to eight hours per day
either reclining or laying down because it is “too difficult to walk around or stand or even stay
seated for too long without [her] legs becoming stiff or heavy.”109 She acknowledged that a doctor
103
Id.
104
Id.
105
Adams v. Bowen, 833 F.2d 509, 512 (5th Cir. 1987) (internal citations omitted).
106
Id.
107
Chambliss v. Massanari, 269 F.3d 520, 522 (5th Cir. 2001) (internal citations omitted).
108
Jenkins v. Astrue. 250 F. App’x 645, 647 (5th Cir. 2007) (internal citations and quotation marks
omitted).
109
Adm. Rec. at 49–50.
16
did not impose this restriction on her activity, but she does so because she has “found that that’s [sic]
what works.”110 Plaintiff relies on a September 11, 2012 MRI, which she asserts correlates her
complaints of “severe back and leg pain as well as feelings of heaviness and reduced strength in her
legs.”111 At level L4–L3, the MRI showed “a large disc extrusion to the left of midline which results
in essentially complete obliteration of the spinal canal and severe compression of the cauda nerve
roots.”112 At level L5–S1, the MRI showed “moderate disc space narrowing, mild desiccated disc
bulging, and a shallow right paracentral disc protrusion which contacts the descending right S1
nerve root within the right lateral recess.”113 The ALJ considered this report, noting that although
the MRI “revealed some abnormal findings, there is nothing in this report, or any other reports,
substantiating [Plaintiff’s] allegation that she needs to recline with her feet elevated for six to seven
hours per day.”114
Plaintiff asserts that compression of the cauda equina nerve roots can cause lower back pain,
sharp stabbing leg pain and progressive weakness in the lower extremities.115 She attached an article
from spine-health.com to her brief, which supports her assertion.116 However, Plaintiff does not point
to any medical evidence to support her assertion that she must recline and elevate her legs for seven
to eight hours per day. In fact, at the administrative hearing, she acknowledged that no doctor
110
Id. at 54.
111
Rec. Doc. 18 at 3 (citing Adm. Rec. at 349–50).
112
Adm. Rec. at 349.
113
Id. at 349–50.
114
Id. at 23. At the hearing, Plaintiff testified that she lays down or reclines for seven to eight hours per
day. Id. at 49–50.
115
Rec. Doc. 18 at 3.
116
See Rec. Doc. 14-2 at 1.
17
imposed this restriction on her activity.117
Plaintiff also relies on the opinion of Dr. Logan that her condition warranted surgical
intervention.118 On March 11, 2013, Dr. Logan opined that Plaintiff was “more likely than not a
candidate for decompression versus decompression and fusion surgery.”119 The ALJ considered this
evidence in his supplemental opinion, finding that even accounting for the possibility of surgical
intervention, there was nothing in the record to justify Plaintiff’s allegation that she must lay down
or recline with her legs elevated for most of the day.120 After reviewing the record, the Court finds
no medical evidence to support Plaintiff’s assertion that she must lay down or recline with her legs
elevated for seven to eight hours per day. Accordingly, on de novo review, the Court finds that the
ALJ’s determination that there was nothing in the record to justify Plaintiff’s allegation that she
must lay down or recline with her legs elevated for six to seven hours per day is supported by
substantial evidence. This opinion, however, would not preclude Plaintiff from securing benefits at
a later date, if she can establish “the subsequent deterioration of the previously non-disabling
condition.”121
C.
The ALJ’s Credibility Determination
1.
The ALJ’s Consideration of the April and September 2012 Exams
Plaintiff contends that the ALJ cited two exams to support his conclusion that Plaintiff was
117
See Adm. Rec. at 53.
118
Rec. Doc. 18 at 3.
119
Adm. Rec. at 395.
120
Id. at 12.
121
Falco v. Shalala, 27 F.3d 160, 164 & n.20 (5th Cir. 1994) (quoting Haywood v. Sullivan, 888 F.2d 1463,
1471 (5th Cir. 1989)).
18
not credible—an April 10, 2012 consultative examination and a September 12, 2012 examination.122
Plaintiff asserts that her “credibility at the time of the decision should not have been based on a year
old consult exam, when more recent surgical evaluations revealed abnormalities in examination
significant enough to warrant a recommendation for surgery from two doctors and clearly
demonstrated a worsening in her underlying medical condition.”123 According to Plaintiff, the
September 2012 examination was irrelevant because it was for signs of spondyloarthropathy of the
right hip, and she was not being examined for her back and leg problems.124
SSR 96-7p notes that it is not sufficient for the ALJ to make a single conclusory statement
that an “individual’s allegations have been considered” or that “the allegations are not credible.” The
Ruling requires that:
The . . . decision must contain specific reasons for the finding on credibility,
supported by the evidence in the case record, and must be sufficiently specific to
make clear to the individual and to any subsequent reviewers the weight the
adjudicator gave to the individual’s statements and the reasons for that weight.
Here, the ALJ’s decision contained specific reasons for its finding on Plaintiff’s credibility.
The ALJ found that Plaintiff’s “statements concerning the intensity, persistence and limiting effects
of these symptoms [were] not entirely credible.”125 The ALJ noted that the September 11, 2012 MRI
“revealed some abnormal findings,” but found nothing in the record substantiating Plaintiff’s
assertion that she needed to lay down or recline with her feet elevated for most of the day.126
122
Rec. Doc. 18 at 4.
123
Id.
124
Id. (citing Adm. Rec. at 363–65).
125
Adm. Rec. at 23.
126
Id.
19
Accordingly, the ALJ credited Plaintiff’s testimony to the extent it was consistent with the medical
records.127
Plaintiff asserts that the ALJ should not have relied on the September 12, 2012 exam because
it was for signs of spondyloarthropathy of the right hip, and she was not being examined for her back
and leg problems. The ALJ cited the exam noting that her physical examination was “essentially
normal.”128 While the examination was not specifically related to Plaintiff’s back condition, the
examiner performed a physical examination, which was essentially normal.129 The report does not
indicate that Plaintiff made any complaints of back pain. Accordingly, the Court finds that it was
appropriate for the ALJ to consider this evidence.
Plaintiff also asserts that the ALJ should not have relied on the consultative examination
performed by Dr. DiGiorgio on April 10, 2012, because subsequently surgery was recommended.
She relies on SSR 96-7p, which provides that “[o]ver time, there may also be medical signs and
laboratory findings that, though not directly supporting or refuting statements about the intensity or
persistence of pain or other symptoms, demonstrate worsening or improvement of the underlying
medial condition.”
The ALJ did not only rely on the April 2012 and September 2012 exam as Plaintiff asserts.
As noted above, the ALJ considered Dr. Logan’s March 11, 2013 opinion that Plaintiff was likely
a candidate for decompression surgery.130 In his supplemental opinion, the ALJ found that even
accounting for the possibility of surgical intervention, there was nothing in the record to justify
127
Id.
128
Id.
129
Id. at 364.
130
Id. at 12, 395.
20
Plaintiff’s allegation that she must lay down or recline with her legs elevated for most of the day.131
The ALJ also noted that while this evidence corroborated some of Plaintiff’s allegations regarding
her difficulty with sitting, standing, lifting and carrying, those issues had been accounted for in
determining Plaintiff’s RFC.132
Moreover, “[a] medical condition that can reasonably be remedied either by surgery,
treatment, or medication is not disabling.”133 The fact that a doctor recommended surgery would not,
in itself, require a finding that the individual is disabled. Plaintiff contends that she cannot work
because she must lay down or recline with her legs elevated for most of the day. However, she
offered no medical evidence to support her assertion. The ALJ credited Plaintiff’s testimony to the
extent it was corroborated by the medical evidence. Accordingly, on de novo review, the Court finds
that the ALJ’s evaluation of Plaintiff’s credibility was not contrary to law and was supported by
substantial evidence.
2.
The Magistrate Judge’s Consideration of the May, August and December 2012
Exams
Plaintiff also asserts that the Magistrate Judge erred in considering her “essentially normal
exams” in May, August and December 2012 at LSU Bogalusa Medical Center in evaluating the
ALJ’s credibility determination, because those exams were for conditions unrelated to her back
problems and, therefore, irrelevant.134 According to Plaintiff, the ALJ did not consider these
131
Id. at 12.
132
Id.
133
Lovelace v. Bowen, 813 F.2d 55, 59 (5th Cir. 1987).
134
Rec. Doc. 18 at 4.
21
examinations, and the Magistrate Judge erred in considering them.135
The Report and Recommendation issued by the Magistrate Judge notes that on May 23,
2012, Plaintiff was examined for esophagitis, gastric ulcer and duedenitis.136 It also notes that she
had a follow-up examination on August 20, 2012 for her abdominal problems.137 Finally, the Report
and Recommendation notes that on December 12, 2012 Plaintiff was examined for sinusitis.138
During each of these visits, Plaintiff’s physical examinations were normal.139
These medical records were part of the administrative record before the ALJ. Plaintiff relies
on Halterman ex rel. Halterman v. Colvin, where the Fifth Circuit recognized that the reviewing
court may not “re-weigh the evidence or substitute [its] own judgment for that of the
Commissioner.”140 However, she cites no authority to support her assertion that the Magistrate Judge
should not have cited these records simply because they were not specifically cited in the ALJ’s
opinion. The ALJ’s opinion notes that he considered “all of the evidence of record.”141 The Report
and Recommendation summarizes these additional medical examinations, but also notes that the
examinations were for abdominal problems and sinusitis, not Plaintiff’s back condition.142
In Plaintiff’s application for benefits, she stated that “[s]evere migrains, skin disorder,
135
Id.
136
Rec. Doc 17 at 23 (citing Adm. Rec. at 358).
137
Id. at 24 (citing Adm. Rec. at 355–56).
138
Id. at 26 (citing Adm. Rec. at 374–75).
139
See Adm. Rec. at 358, 355–36, 378–75.
140
544 F. App’x 358, 360 (5th Cir. 2013) (citing Newton v. Apfel, 209 F.3d 448, 452 (5th Cir. 2000)).
141
Id. at 20 (emphasis added).
142
See Rec. Doc. 17 at 23–24, 26.
22
anxiety, [and] fibromyolgia” were the conditions limiting her ability to work.143 The regulations
provide that, in determining an individual’s RFC, the ALJ must consider “all of [the individual’s]
medically determinable impairments . . . including [the] medically determinable impairments that
are not ‘severe.’”144 The Magistrate Judge did not re-weigh the evidence, but instead provided a
thorough discussion of the medical records considered by the ALJ. Accordingly, the Court finds that
the Magistrate Judge did not err in summarizing these additional medical records to support his
determination that substantial evidence supported the ALJ’s findings.
D.
Consideration of Plaintiff’s Inconsistent Treatment
Finally, Plaintiff asserts that the ALJ erred in relying on her “inconsistent and conservative
treatment” in finding that she was not credible.145 Plaintiff contends that she did not have medical
insurance and was relying upon a charity hospital system.146 She contends that “she cannot be faulted
because of the Charity System’s failure to set a neurosurgery clinic appointment.”147
SSR 96-7p provides that “[t]he adjudicator must not draw any inferences about an
individual’s symptoms and their functional effects from a failure to pursue regular medical treatment
without first considering any explanations . . . that may explain infrequent or irregular medical visits
or failure to seek medical treatment.” The Fifth Circuit has recognized that if an individual cannot
afford or otherwise obtain prescribed treatment or medication, the condition is disabling.148
143
Adm. Rec. at 166.
144
20 C.F.R. § 416.945(a)(2).
145
Rec. Doc. 18 at 5.
146
Id.
147
Id.
148
Lovelace, 813 F.2d at 59 (“medicine or treatment an indigent person cannot afford is no more a cure for
his condition than if it had never been discovered.”
23
However, pursuant to SSR 82-59 “[a]ll possible resources (e.g., clinics, charitable and public
assistance agencies, etc.) must be explored.”
Here, there is no evidence to show that Plaintiff was unable to obtain medical care due to her
indigence. The ALJ correctly noted that “records show that [Plaintiff] sought medical treatment
throughout the relevant period, and there is nothing in the record to support an argument that she
was ever denied subsidized care at free health clinics or hospitals.”149 Plaintiff argues that “she
cannot be faulted because of the Charity System’s failure to set a neurosurgery clinic
appointment.”150 However, the record reflects that Plaintiff was evaluated by Dr. Logan, a surgical
spine specialist, and the ALJ considered this evidence in his supplemental decision. Accordingly,
on de novo review, the Court finds that the ALJ did not err in considering Plaintiff’s inconsistent and
conservative treatment in assessing Plaintiff’s credibility.
149
Adm. Rec. at 23.
150
Rec. Doc. 18 at 5.
24
V. Conclusion
For the foregoing reasons,
IT IS HEREBY ORDERED that the Court OVERRULES Plaintiff’s objections;
IT IS FURTHER ORDERED that the Court ADOPTS the Magistrate Judge’s
recommendation;
IT IS FURTHER ORDERED the Plaintiff’s
complaint is DISMISSED WITH
PREJUDICE.
NEW ORLEANS, LOUISIANA, on this ______ day of September, 2015.
21st
__________________________________
NANNETTE JOLIVETTE BROWN
UNITED STATES DISTRICT JUDGE
25
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