Alkhawaldeh v. Nairn Conrete Services, Inc
Filing
47
ORDER AND REASONS ON MOTION. For all of the foregoing reasons, IT IS ORDERED that defendants motion for summary judgment, Record Doc. No. 27, is GRANTED IN PART as to his claim of discrimination based on being ordered to grease the stacker, and that claim is DISMISSED WITH PREJUDICE. The motion is otherwise denied. Jury selection will commence as scheduled on June 22, 2015 at 8:30 a.m. Signed by Magistrate Judge Joseph C. Wilkinson, Jr on 6/2/2015. (tbl)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
RATIB H. ALKHAWALDEH
CIVIL ACTION
VERSUS
NO. 14-2140
NAIRN CONCRETE
SERVICES, INC.
MAGISTRATE JUDGE
WILKINSON
ORDER AND REASONS ON MOTION
Plaintiff, Ratib H. Alkhawaldeh, alleges that his former employer, Nairn Concrete
Services, Inc. (“Nairn”), violated Title VII, 42 U.S.C. § 2000e(k), by discriminating
against him in actions based on his national origin and religion, specifically Jordanian
Muslim.
He asserts four distinct claims:
(1) hostile work environment, (2)
discriminatory assignment of a job task that was not part of his duties, (3) discriminatory
termination of his employment and (4) termination in retaliation for having complained
about the pre-termination acts of alleged discrimination. Complaint, Record Doc. No. 1.
This matter was referred to a United States Magistrate Judge for all proceedings and
entry of judgment in accordance with 28 U.S.C. § 636(c) upon written consent of all
parties. Record Doc. No. 19.
Nairn filed a motion for summary judgment as to all of plaintiff’s claims, Record
Doc. No. 27, supported by excerpts from plaintiff’s deposition testimony, the affidavit
of Nairn’s president, David Pavlovich, and several documentary exhibits.1 Nairn also
argues that Alkhawaldeh cannot establish a prima facie case of either discrimination or
retaliation. Nairn alternatively contends that, if plaintiff can demonstrate a prima facie
case of discrimination based on a hostile work environment, the evidence establishes
defendant’s Ellerth/Faragher affirmative defense to liability on that claim. Nairn argues
that, if Alkhawaldeh can establish a prima facie case of discrimination based on his job
assignments or his termination, defendant had legitimate non-discriminatory reasons for
those decisions and plaintiff cannot show that these reasons were pretextual. As to
plaintiff’s retaliation claim, if plaintiff can establish a prima facie case, Nairn contends
that he cannot carry his ultimate burden to show that retaliation was the but-for cause of
his termination. Finally, Nairn asserts that plaintiff’s discrimination claims based on
events that occurred more than 300 days before he filed his charge with the Equal
Employment Opportunity Commission, or before January 25, 2011, are time-barred for
failure to exhaust his administrative remedies.
Alkhawaldeh received leave to file a memorandum in opposition to Nairn’s
summary judgment motion that was untimely and in excess of the court’s page limits.
Record Doc. Nos. 31, 34, 35. He argues that material facts are in dispute as to each of
his claims. He also contends that his discrimination claims based on events that occurred
1
None of the documentary exhibits submitted by either party is verified, but neither party objects
to any exhibit on that basis. Accordingly, I have assumed that all exhibits are authentic.
2
before January 25, 2011, are not barred because those events comprise a continuing
violation with events after that date.
Defendant received leave to file a reply memorandum. Record Doc. Nos. 34, 38.
The reply contains four pages of new exhibits that were not already in the record. These
new exhibits consist of three additional pages from plaintiff’s deposition transcript,
Defendant’s Exh. 1 to reply memorandum, Record Doc. No. 38-1 at pp. 2, 9, 20 (pp. 38,
54 and 96 of the transcript); and a list of “Loader Man Duites [sic],” Defendant’s Exh. 2
to reply memorandum, Record Doc. No. 38-2. The court has not considered these
exhibits because plaintiff had no opportunity to respond to them.2 Even if the court
considered the new exhibits, they would not change the outcome of this decision.
Having considered the complaint, the record, the arguments of the parties and the
applicable law, IT IS ORDERED that defendant’s motion for summary judgment is
GRANTED IN PART AND DENIED IN PART as follows.
I.
FACTS
The following material facts are accepted as undisputed solely for purposes of this
summary judgment motion. These facts are based on the competent summary judgment
evidence, consisting primarily of plaintiff’s deposition testimony, Defendant’s Exhs. 1
2
The court notes, however, that the list of “Loader Man Duites [sic],” which was apparently
created by defendant, raises credibility questions that cannot be resolved on summary judgment because
there is no evidence in the record about when it was created, who created it or where it came from.
3
and 4, Record Doc. Nos. 27-4 and 27-7, and the affidavit of Nairn’s president, David
Pavlovich. Defendant’s Exh. 2.
Plaintiff is a Muslim from Jordan. He was employed by Nairn from 2009 to
September 29, 2011, as a front end loader operator. Fred Klotz became Nairn’s
operations manager in the spring of 2010. Before that date, plaintiff received good
performance reviews from three different supervisors. Plaintiff’s Exhs. 1,3 2, 3.
On April 1, 2010, Klotz approached plaintiff and asked where he was from. Klotz
told Alkhawaldeh that he thought plaintiff was Mexican and asked who had helped
plaintiff to get his job. Although Klotz said nothing derogatory about Jordanians, Arabs
or Muslims, Alkhawaldeh was angered by the comments and thought that Klotz was
trying to provoke him. Plaintiff reported the conversation to an unnamed supervisor.
This conversation had no impact on plaintiff’s ability to do his job. Defendant’s Exh. 1,
deposition of Ratib Alkhawaldeh, at pp. 48-49, 51, 53.
Two weeks later, Klotz asked Alkhawaldeh if he was a Muslim. When plaintiff
responded affirmatively, Klotz said he did not like working with Arabs or Muslims.
Alkhawaldeh reported these remarks to the mechanic supervisor, Ralph DeMatteo, who
was a friend of Klotz’s and whom plaintiff trusted. Id. at p. 53; see also Plaintiff’s
3
Plaintiff’s Exh. 1, signed by mechanic supervisor Ralph DeMatteo, is undated, but defendant
does not dispute plaintiff’s contention that it was rendered before Klotz became operations manager.
4
Exh. 1, undated employee performance review of plaintiff signed by DeMatteo as
manager.
Klotz approached Alkhawaldeh again about three weeks later. Klotz said he did
not like plaintiff because plaintiff is an Arab and a Muslim. Alkhawaldeh reported this
conversation to his immediate supervisor, Marcellin Billiott, known as “Chubby,” and
to DeMatteo. Plaintiff testified that his work performance did not suffer as a result of the
second or third conversations. Id. at pp. 56-58. There is no evidence that Nairn took any
action in response to plaintiff’s reporting of these three conversations that occurred
between April 1 and about the first week of May, 2010.
About three months later, on a Friday in August 2010, Klotz called Alkhawaldeh
into his office. Klotz closed the door and told plaintiff to sit down. Klotz typed on his
computer, stood up and asked Alkhawaldeh in a loud voice if he knew why Klotz did not
like Arabs and Muslims. Klotz then showed plaintiff a video “of someone with his head
cut off.” Alkhawaldeh “felt so badly that this guy [Klotz] is going to kill me or
something. And he continued to say that these are the Muslims, those are the Muslims.”
Although Klotz did not specifically threaten plaintiff with violence or touch him, Klotz
was standing up and shouting “this is the Muslim.” Alkhawaldeh was frightened that
Klotz “was about to do something against me because he physically . . . is bigger than
me and I was kind of afraid of him. . . . [T]he way he was presenting himself with high
and loud voice made me fearful and I had to leave . . . . because he’s so close so I just left
5
. . . . After he showed me the video I was very afraid, I ran to Ruby, the secretary, and
I told her that he would show me the video and I’m very scared.” Id. at pp. 61-63.
Alkhawaldeh immediately reported the incident to Ruby Swilley, Nairn’s office
manager. He also reported it to Chubby. Chubby told plaintiff that he would talk with
Klotz. It was the end of the work day, and Alkhawaldeh left work. Id. at pp. 63-64.
Plaintiff was scheduled to work on Saturday, the day after the video incident.
After telephoning his supervisor for permission, he reported to work about an hour late
that day because he had a muscle cramp in the morning. Id. at p. 74.
In response to plaintiff’s complaint about the video incident, Nairn’s president,
David Pavlovich, called a meeting of all employees the following Monday. Id. at p. 80;
Defendant’s Exh. 2, Pavlovich affidavit at ¶ 9. Pavlovich told the employees at the
meeting that Nairn does not discriminate against anyone and that any discrimination was
unacceptable. He ordered Klotz to apologize to plaintiff for Klotz’s actions. Id. One or
two days later, Klotz orally apologized to Alkhawaldeh and gave him a written apology
letter. According to plaintiff, “everyone knew that” Klotz had apologized to him.
Defendant’s Exh. 1, Alkhawaldeh deposition at pp. 86-87.
After this meeting, Klotz reduced his contact with Alkhawaldeh. Plaintiff’s
testimony is not entirely clear about the dates, but the competent evidence is undisputed
that Klotz took no further allegedly discriminatory actions for at least three, and possibly
as many as seven, months after his apology. Id. at pp. 87, 93-95. Alkhawaldeh testified
6
that, in March 2011, Klotz began blaming him for mistakes in plaintiff’s work, such as
leaving his machine dirty, and that this type of complaint continued until plaintiff was
fired in September 2011. Alkhawaldeh denied that he left his machine dirty. He testified
that five other people used his machine at different times after he had cleaned it and that
it would be dirty when he returned to work in the morning. Id. at pp. 87-88.
The next incident of which Alkhawaldeh complains occurred when Klotz and
DeMatteo said to each other, within plaintiff’s hearing, that Arabs and Muslims are
stupid people, that Arabs are stupid and are killing each other, and that Arabs and
Muslims treat women badly. This overheard conversation occurred three to seven
months after the video incident. Plaintiff believed that Klotz and DeMatteo wanted him
to hear their conversation and were trying to provoke him to do something wrong so they
could fire him. Alkhawaldeh did not pay a lot of attention to the statements and did not
respond to them. Id. at pp. 68, 70, 72, 76.
These are the only statements about Arabs and Muslims that plaintiff heard from
Klotz and/or DeMatteo, and he heard them only once. Id. at pp. 78-80. He did not report
these comments to Pavlovich or Swilley. Id. at pp. 99-100.
Plaintiff felt that Klotz treated him differently from March through May 2011
regarding job duties that Klotz told him to perform, particularly with respect to being told
that he had to grease the stacker. However, Alkhawaldeh did not report the different
7
treatment to anyone. Id. at pp. 101-02. He testified that Chubby told Klotz at some
unspecified time that greasing the stacker was not plaintiff’s responsibility. Id. at p. 60.
According to Pavlovich, a front end loader operator’s duties include greasing the
bearings on the stacker and plant. Pavlovich states that this was a part of a front end
loader operator’s duties before Klotz was hired, that all front end loader operators are
required to perform this task and that Alkhawaldeh was not singled out to perform that
job. The stacker is approximately 40 feet off the ground and is accessed by a six-step
ladder and a catwalk with a hand rail and guard. Greasing the stacker is preventive
maintenance that is done once or twice a week and takes approximately ten minutes.
Defendant’s Exh. 2, Pavlovich affidavit at ¶¶ 5-8.
Alkhawaldeh testified that greasing the stacker was not part of his job duties, that
he did not have the training to do it and that it was routinely performed by mechanic shop
personnel before Klotz asked him to do it beginning about June 2011, Defendant’s
Exh. 1, Alkhawaldeh deposition at pp. 40-41, or as early as March 2011. Id. at p. 101.
For purposes of this motion, this fact dispute between plaintiff’s testimony and
Pavlovich’s affidavit is resolved in favor of plaintiff’s testimony that he was not required
to perform this task as part of his job duties before March or June 2011.
Alkhawaldeh had an accident with his front end loader in November 2010 that
damaged a vehicle owned by Southern Scales & Controls, Inc. Nairn paid for Southern
Scales’s property damage. Defendant’s Exh. 2, Pavlovich affidavit, at ¶ 11.
8
Plaintiff was involved in another accident in April 2011. He backed up his front
end loader and collided with a truck owned by David Joseph that was also backing up.
Nairn paid for the damage to Joseph’s vehicle. Plaintiff was not reprimanded for the
accident. Id. at p. 114; Defendant’s Exh. 2, Pavlovich affidavit at ¶ 12. A disciplinary
warning regarding this accident apparently was in Alkhawaldeh’s personnel file,
Plaintiff’s Exh. 12, but it was never signed by a supervisor nor issued to plaintiff.
A piece of equipment that Nairn rented from Louisiana Rents was damaged by
Alkhawaldeh’s misuse in May 2011, and Nairn was charged for repairs to the equipment.
Id. at ¶ 13. Although plaintiff’s counsel denies in his memorandum in opposition to
defendant’s summary judgment motion that plaintiff misused the equipment, no
competent evidence supports his denial.
On July 5, 2011, Klotz gave plaintiff a written warning for “failure to properly
maintain equipment under his supervision.” Plaintiff’s Exh. 14. The disciplinary action
notice stated that Nairn was charged $3,500 to repair the bucket of a rented front end
loader, which had been used for about one month. The notice says that the rented
machine had excessive wear of its bucket blades and had too many idle hours on the
engine and was dirty for its age. The warning stated that Alkhawaldeh failed to advise
any supervisor of problems with the machine until one day before his regular machine
was returned and did not follow instructions on how to scoop material. Plaintiff was told
to improve his job performance by operating the front end loader in five specific ways:
9
1.
2.
3.
4.
5.
Operate loader as instructed by supervisor. “Float” bucket on
pavement.
Scoop material as instructed, don’t drag blade on ground.
Clean everyday and remove built up concrete.
Shut engine off when not in use.
Do maintenance check every day.
The notice stated that further infractions will result in disciplinary measures, such as
suspension without pay and ultimately dismissal.
Plaintiff signed the notice to
acknowledge receipt. Id.; Defendant’s Exh. 1, plaintiff’s deposition at p. 94.
On September 22, 2011, Klotz and DeMatteo called plaintiff into a meeting and
told him that he had to grease the stacker in the Nairn plant. Alkhawaldeh responded that
it was not his job. He said he was not trained for it and was afraid to do it. DeMatteo
then told Klotz that it was “him or Ratib in this company,” which the parties interpret as
DeMatteo threatening to quit if plaintiff did not perform the task. After DeMatteo left
the meeting, Klotz told plaintiff again that he had to grease the stacker. Alkhawaldeh
again refused and returned to his work. Id. at pp. 41, 102-03.
On September 29, 2011, Klotz told plaintiff that he was giving plaintiff one more
chance and that he must grease the stacker. Alkhawaldeh refused, stating that it was not
his responsibility and that he was afraid to do it. Klotz then fired him and gave him a
written notice of termination, which plaintiff refused to sign. Id. at p. 103; Defendant’s
Exh. 4, continuation of plaintiff’s deposition, at p. 18.
10
Nairn’s Disciplinary Action notice dated September 28, 2011 and its Separation
Notice dated September 29, 2011 both state that Alkhawaldeh was fired because of his
failure to perform job tasks as agreed to on July 5, 2011. Defendant’s Exh. 5, Separation
Notice; Plaintiff’s Exh. 11, Disciplinary Action. The Disciplinary Action states that
plaintiff was given a write-up concerning his job performance on July 5, 2011. Pavlovich
avers in his affidavit that plaintiff was terminated based on his recent job performance
and his refusal to grease the stackers, which Pavlovich states was a required part of
plaintiff’s job. Defendant’s Exh. 2, Pavlovich affidavit at ¶ 14.
Alkhawaldeh filed his charge of national origin and religious discrimination and
retaliation with the EEOC on November 21, 2011. He alleged that the violations had
occurred between April 1, 2010 and September 28, 2011. Defendant’s Exh. 3.
II.
ANALYSIS
A.
Plaintiff’s Exhibits 4, 5, 6, 7 and 8
Nairn objects to the admissibility of plaintiff’s Exhibits 4, 5, 6, 7 and 8 submitted
in opposition to defendant’s summary judgment motion. Plaintiff’s Exhibit 4 is an
Investigative Memorandum dated July 18, 2013, to Keith Hill, the Field Director of the
EEOC from Hoyt Baugh, the EEOC investigator who handled plaintiff’s complaint.
Record Doc. No. 35-4. Plaintiff’s Exhibits 5, 6 and 7 are Investigative Notes in which
Baugh summarizes his interviews of several witnesses. Record Doc. Nos. 35-5 through
35-7. Exhibit 4, Baugh’s Investigative Memorandum, contains verbatim recitations of
11
the same summarized witness statements as in Exhibits 5, 6 and 7. Plaintiff’s Exhibit 8
is the EEOC’s determination letter dated August 29, 2013, in which the EEOC found that
the record supported “a reasonable cause finding that the Charging Party was subjected
to numerous acts of discrimination, and retaliated against, because of his religion and
national origin.” Record Doc. No. 35-8 at p. 1. “Based on the aforementioned evidence,
the Commission concludes that there is reason to believe that violations of Title VII have
occurred.” The EEOC sought conciliation of plaintiff’s claims against Nairn. Id. at p. 2.
All of these documents appear to have been produced from the EEOC pursuant to a
Freedom of Information Act request, as they have a FOIA file number at the bottom.
Alkhawaldeh seeks to introduce these materials into evidence for the truth of the matters
asserted in the witness statements, Baugh’s factual conclusions and the EEOC’s probable
cause determination.
Nairn argues that plaintiff’s Exhibits 4, 5, 6 and 7 contain Baugh’s notes of
inadmissible hearsay witness statements, which should not be considered. Evidence
submitted in opposition to a summary judgment motion must be “admissible in
evidence.” Fed. R. Civ. P. 56(c)(4). “Only admissible evidence can be used in
opposition to a motion for summary judgment.” Sullivan v. Worley Catastrophe
Services, L.L.C., 591 F. App’x 243, 245 n.2 (5th Cir. 2014) (citing Mersch v. City of
Dallas, 207 F.3d 732, 734-35 (5th Cir. 2000)).
12
A witness’s statement “is not competent summary judgment evidence . . . [when]
it is not sworn to be true and correct before a public notary or stated to be true and correct
under penalty of perjury.” Smith v. Consol. Recreation & Cmty. Ctr., 131 F. App’x 988,
989-90 (5th Cir. 2005). The Investigative Notes do not contain transcripts of the
interviews, but are Baugh’s summaries of what the witnesses said. There is no indication
in the record that the witnesses whom he interviewed provided either sworn testimony
or unsworn statements under penalty of perjury.
The unsworn witness statements contained in plaintiff’s Exhibits 4, 5, 6 and 7 are
inadmissible hearsay, unless they fall within an exception to the hearsay rule. Fed. R.
Evid. 802. “‘Hearsay’ means a statement that: (1) the declarant does not make while
testifying at the current trial or hearing; and (2) a party offers in evidence to prove the
truth of the matter asserted in the statement.” Fed. R. Evid. 801(c).
In arguing for the admissibility of these exhibits, Alkhawaldeh relies on the public
records exception to the hearsay rule. Rule 803(8) provides that a record or statement
of a public office is not excluded by the rule against hearsay in a civil case, regardless
of whether the declarant is available as a witness, if “(A) it sets out: . . . (iii) . . . factual
findings from a legally authorized investigation; and (B) the opponent does not show that
the source of information or other circumstances indicate a lack of trustworthiness.” Fed.
R. Evid. 803(8).
13
Plaintiff has not cited any law that authorizes a fact finder in federal court to
consider inadmissible hearsay merely because it is contained in an EEOC investigative
report. To the contrary, the Fifth Circuit has held that unsworn statements and an EEOC
investigator’s notes of his conversation with a witness that were contained in plaintiff’s
EEOC file are inadmissible because they do not meet the requirements of then-Fed. R.
Civ. P. 56(e), now Rule 56(c)(4). Cruz v. Aramark Servs., 213 F. App’x 329, 332-33
(5th Cir. 2007) (citing Duplantis v. Shell Offshore Inc., 948 F.2d 187, 191 (5th Cir.
1991)); see also Juneau v. Quality Christmas Tree, Ltd., No. H-13-2535, 2014 WL
3796406, at *3 (S.D. Tex. July 30, 2014) (citing Cruz, 213 F. App’x at 332; McClure v.
Mexia I.S.D., 750 F.2d 396, 400 (5th Cir. 1985)) (“The EEOC investigator’s notes are
out-of-court statements offered for the truth of the matter asserted, Fed. R. Evid. 801(c),
namely that the investigator accurately recorded [witnesses’] initial explanations for
plaintiffs’ terminations,” and are inadmissible hearsay.).
Inadmissible hearsay fails to create a genuine issue of material fact. Yancy v. U.S.
Airways, Inc., 469 F. App’x 339, 342 n.1 (5th Cir. 2012) (citing Garcia v. Reeves Cnty.,
32 F.3d 200, 204 (5th Cir. 1994)); Roberts v. City of Shreveport, 397 F.3d 287, 295 (5th
Cir. 2005). Accordingly, this court has not considered Baugh’s summaries of the hearsay
statements of witnesses contained in plaintiff’s Exhibits 4, 5, 6 and 7.
Nairn admits that plaintiff’s Exhibit 8, the EEOC’s determination letter, falls
within the hearsay exception for public records, but argues that the letter should not be
14
considered by the court under that same rule because it is untrustworthy, unsupported by
competent evidence in the summary judgment record and contradicted by the competent
evidence in the summary judgment record. Plaintiff argues that the letter and Baugh’s
Investigative Memorandum should be admitted under Smith v. Universal Servs., Inc.,
454 F.2d 154, 157 (5th Cir. 1972).
Smith held that an EEOC investigative report, which consisted of a brief
review of the facts developed in the EEOC’s investigation and the EEOC’s
finding of probable cause, was admissible under the business records
exception to the hearsay rule. The plaintiffs’ reliance on Smith is
misplaced. While the EEOC report is admissible, it “is in no sense binding
on the district court and is to be given no more weight than any other
testimony given at trial.” More importantly, while the EEOC report may
fall within the business records hearsay exception, the same cannot be said
of the entire EEOC file.FN5 The business records hearsay exception
applies to the EEOC’s report and determination, but it does not apply to the
underlying material collected during the EEOC investigation. Rather, the
individual evidence contained in the file must be inadmissible [sic] on its
own grounds.FN6
FN5. See McClure v. Mexia I.S.D., 750 F.2d 396, 400 (5th
Cir. 1985) (“[N]either under the precedents nor under [the
business records exception] is the entire EEOC file
admissible.”).
FN6. See id. at 401.
Cruz, 213 F. App’x at 332 (quoting Smith, 454 F.2d at 157) (additional footnotes
omitted).
Although the EEOC’s determination letters are generally admissible, it is well
established that the district court on summary judgment
is not bound by findings set forth in an EEOC determination letter
regarding the plaintiff's claims of discrimination. Hypolite v. City of
15
Houston, [493 F. App’x 597, 603] (5th Cir. . . . 2012) (citing Price v. Fed.
Express Corp., 283 F.3d 715, 725 (5th Cir. 2002)). The court, however, is
“required to take an EEOC investigative report into consideration” because
the “failure to do so would be ‘wasteful and unnecessary.’” Price, 283 F.3d
at 725 (quoting Smith v. Universal Servs., Inc., 454 F.2d 154, 157 (5th Cir.
1972)). The EEOC’s findings of discrimination are “not dispositive” in
later discrimination suits. Id. (addressing racial discrimination). “Despite
an earlier positive finding of discrimination by the EEOC, [the Fifth Circuit
has] held in subsequent suits that the plaintiff was not discriminated against
by his or her employer.” Id.; see also Odom v. Frank, 3 F.3d 839, 843 (5th
Cir. 1993) (holding that district court’s finding that plaintiff was
discriminated against was clearly erroneous, despite EEOC’s conclusion
that plaintiff had been discriminated against), overruled on other grounds
by Moss v. BMC Software, Inc., 610 F.3d 917, 923 (5th Cir. 2010); cf.
Smith, 454 F.2d at 157 (stating that subsequent civil litigation is a de novo
proceeding, “completely separate from the actions of the EEOC”).
Sellers v. BNSF Ry., No. 1:11-CV-190, 2013 WL 1181458, at *5 (E.D. Tex. Mar. 18,
2013); see also Autry v. Ft. Bend Indep. Sch. Dist., 704 F.3d 344, 348 n.12 (5th Cir.
2013) (citing Cruz, 213 F. App’x at 329; Wright v. Columbia Women & Children's
Hosp., 34 F. App’x 151 (5th Cir. 2002)) (EEOC’s determination that defendant had
violated Title VII was “insufficient to create a fact issue for trial, as it is relies on hearsay
and is plainly contradicted by the competent summary judgment evidence.”).
The EEOC’s determination letter is presumptively admissible, but must be
evaluated under Fed. R. Evid. 803(8)(B). That rule
creates a rebuttable presumption that reports prepared by government
officials–including opinions and conclusions contained in such reports–are
admissible as exceptions to the hearsay rule. A party may overcome this
presumption by affirmatively demonstrating that the report lacks
trustworthiness. To make a trustworthiness determination, courts must
evaluate the report’s reliability by focusing upon the methodology behind
16
the report rather than upon its findings and conclusions. Consequently, the
party opposing the admissibility of a government report must demonstrate
that it was compiled utilizing methods that cannot be relied upon; general
complaints that the report is incomplete or inaccurate go to the weight
afforded the report rather than to its admissibility.
Eason v. Fleming Cos., 4 F.3d 989, 1993 WL 13015208, at *3 (5th Cir. 1993) (citing
Moss v. Ole S. Real Estate, Inc., 933 F.2d 1300, 1305, 1307-08 (5th Cir. 1991); United
States v. Puente, 826 F.2d 1415, 1418 (5th Cir. 1987)).
The EEOC’s determination is based on Baugh’s Investigative Memorandum,
which contains his summaries of witness interviews, his interpretation of documents in
plaintiff’s employment file and his fact findings regarding Nairn’s asserted
nondiscriminatory and nonretaliatory reasons for its actions. I find that the methodology
behind the determination letter and investigative memorandum is trustworthy enough for
these documents to be admitted.
The memorandum before me contains redactions, including large sections headed
“Recommendation,” “Credibility Assessment” and “Analysis” and several smaller
redactions from the “Background” section. There is also a page missing following the
heading “Elements of Proof,” which would have been page 16 of 234, according to the
page numbering at the bottom of the memorandum. See Record Doc. No. 35-4 at p. 7
(marked as p. 15 of 234) and p. 8 (marked as p. 17 of 234). To some extent, the
Investigative Memorandum is based on hearsay witness statements. However, the
incompleteness of the memorandum in these respects goes to the weight that should be
17
afforded the report, rather than to its admissibility, Eason, 1993 WL 13015208, at *3, and
does not affect its overall trustworthiness.
As discussed below, plaintiff’s hostile work environment claims based on events
before January 25, 2011, are part of a continuing violation and are not time-barred.
Especially when viewed in light of the outrageous incident during which Klotz showed
Alkhawaldeh a horrific video and raged against all Muslims, the determination letter’s
conclusions that Alkhawaldeh “endured numerous insulting and offensive comments
insinuating that all Muslims, Arabs and people from the Middle East were barbarians,
terrorists and murderers” is amply supported by the evidence before Baugh and the
admissible evidence before this court. Accordingly, I find that the determination letter
and investigative memorandum are admissible.
B.
Standards of Review for Motion for Summary Judgment
“A party may move for summary judgment, identifying each claim or defense–or
the part of each claim or defense–on which summary judgment is sought. The court shall
grant summary judgment if the movant shows that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ.
P. 56(a). Rule 56, as revised effective December 1, 2010, establishes new procedures for
supporting factual positions:
(1) A party asserting that a fact cannot be or is genuinely disputed must
support the assertion by:
18
(A) citing to particular parts of materials in the record,
including depositions, documents, electronically stored
information, affidavits or declarations, stipulations (including
those made for purposes of the motion only), admissions,
interrogatory answers, or other materials; or
(B) showing that the materials cited do not establish the
absence or presence of a genuine dispute, or that an adverse
party cannot produce admissible evidence to support the fact.
(2) Objection That a Fact Is Not Supported by Admissible Evidence. A
party may object that the material cited to support or dispute a fact cannot
be presented in a form that would be admissible in evidence.
(3) Materials Not Cited. The court need consider only the cited materials,
but it may consider other materials in the record.
(4) Affidavits or Declarations. An affidavit or declaration used to support
or oppose a motion must be made on personal knowledge, set out facts that
would be admissible in evidence, and show that the affiant or declarant is
competent to testify on the matters stated.
Fed. R. Civ. P. 56(c).
Thus, the moving party bears the initial burden of identifying those materials in
the record that it believes demonstrate the absence of a genuinely disputed material fact,
but it is not required to negate elements of the nonmoving party’s case. Capitol Indem.
Corp. v. United States, 452 F.3d 428, 430 (5th Cir. 2006) (citing Celotex Corp. v. Catrett,
477 U.S. 317, 323 (1986)). “[A] party who does not have the trial burden of production
may rely on a showing that a party who does have the trial burden cannot produce
admissible evidence to carry its burden as to [a particular material] fact.” Advisory
Committee Notes, at 261.
A fact is “material” if its resolution in favor of one party might affect the outcome
of the action under governing law. Anderson v. Liberty Lobby, 477 U.S. 242, 248
19
(1986). No genuine dispute of material fact exists if a rational trier of fact could not find
for the nonmoving party based on the evidence presented. Nat’l Ass’n of Gov’t
Employees v. City Pub. Serv. Bd., 40 F.3d 698, 712 (5th Cir. 1994).
To withstand a properly supported motion, the nonmoving party who bears the
burden of proof at trial must cite to particular evidence in the record to support the
essential elements of its claim. Id. (citing Celotex, 477 U.S. at 321-23); accord U.S. ex
rel. Patton v. Shaw Servs., L.L.C., 418 F. App’x 366, 371 (5th Cir. 2011). “[A] complete
failure of proof concerning an essential element of the nonmoving party’s case renders
all other facts immaterial.” Celotex, 477 U.S. at 323; accord U.S. ex rel. Patton, 418 F.
App’x at 371.
“Factual controversies are construed in the light most favorable to the nonmovant,
but only if both parties have introduced evidence showing that an actual controversy
exists.” Edwards v. Your Credit, Inc., 148 F.3d 427, 432 (5th Cir. 1998); accord Murray
v. Earle, 405 F.3d 278, 284 (5th Cir. 2005). “We do not, however, in the absence of any
proof, assume that the nonmoving party could or would prove the necessary facts.”
Badon v. R J R Nabisco Inc., 224 F.3d 382, 394 (5th Cir. 2000) (quotation omitted)
(emphasis in original). “Conclusory allegations unsupported by specific facts . . . will
not prevent the award of summary judgment; ‘the plaintiff [can]not rest on his allegations
. . . to get to a jury without any “significant probative evidence tending to support the
20
complaint.”’” Nat’l Ass’n of Gov’t Employees, 40 F.3d at 713 (quoting Anderson, 477
U.S. at 249).
“Moreover, the nonmoving party’s burden is not affected by the type of case;
summary judgment is appropriate in any case where critical evidence is so weak or
tenuous on an essential fact that it could not support a judgment in favor of the
nonmovant.” Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir. 1994) (quotation
omitted) (emphasis in original); accord Duron v. Albertson’s LLC, 560 F.3d 288, 291
(5th Cir. 2009).
C.
Plaintiff Alleges a Continuing Violation
A plaintiff who alleges employment discrimination or retaliation must file a timely
charge with the EEOC. “Title VII requires employees to exhaust their administrative
remedies before seeking judicial relief. Private sector employees must satisfy this
requirement by filing an administrative charge with the EEOC.” McClain v. Lufkin
Indus., Inc., 519 F.3d 264, 273 (5th Cir. 2008) (citation omitted). The filing of an EEOC
charge within 300 days of the allegedly discriminatory or retaliatory action is a
prerequisite to filing suit in federal court in a deferral state like Louisiana. Nat’l R.R.
Passenger Corp. v. Morgan, 536 U.S. 101, 109 (2002); Garrett v. Judson Indep. Sch.
Dist., 299 F. App’x 337, 344 (5th Cir. 2008). Failure to comply with this requirement
mandates dismissal of the unexhausted claim.
21
Alkhawaldeh filed his charge of discrimination and retaliation on November 21,
2011. Defendant’s Exh. 3. By law, the charge could only encompass events that
occurred within 300 days before the filing date, i.e., those that occurred after January 25,
2011, unless some type of equitable tolling applies. More than 300 days have passed
since the allegedly discriminatory events that took place before January 25, 2011, so that
Alkhawaldeh could not now file a timely EEOC charge regarding those events. His
failure to file a charge within the 300-day limitations period concerning events that
occurred before January 25, 2011, requires dismissal of his claims in this court based on
those events as time-barred. Morgan, 536 U.S. at 113; Carter v. Target Corp., 541 F.
App’x 413, 417, 419 (5th Cir. 2013).
However, plaintiff argues that his claims based on events before January 25, 2011,
constitute a continuing violation with events after that date. “‘[T]he continuing violation
doctrine does not automatically attach in hostile work environment cases, and the burden
remains on the employee to demonstrate an organized scheme led to and included the
present violation.’” Tillman v. S. Wood Preserving of Hattiesburg, Inc., 377 F. App’x
346, 349-50 (5th Cir. 2010) (quoting Celestine v. Petroleos de Venezuella SA, 266 F.3d
343, 352 (5th Cir. 2001)).
This “continuing violation” doctrine is limited in three ways. First,
the plaintiff must demonstrate that the “separate acts” are related, or else
there is no single violation that encompasses the earlier acts. Second, the
violation must be continuing; intervening action by the employer, among
other things, will sever the acts that preceded it from those subsequent to
22
it, precluding liability for preceding acts outside the filing window. Third,
the continuing violation doctrine is tempered by the court’s equitable
powers, which must be exercised to “honor Title VII’s remedial purpose
without negating the particular purpose of the filing requirement.”
Stewart v. Miss. Transp. Comm’n, 586 F.3d 321, 328 (5th Cir. 2009) (quoting Morgan,
536 U.S. at 118, 120) (internal quotation omitted).
The Fifth Circuit
has looked to at least three factors in determining whether acts are
sufficiently related to constitute a continuing violation: (1) whether the
alleged acts involve the same type of discrimination, tending to connect
them in a continuing violation; (2) whether the acts are in the nature of
recurring events, or are more in the nature of isolated events; and
(3) whether the act or acts have the degree of permanence that should alert
an employee to assert his rights.
Butler v. MBNA Tech., Inc., 111 F. App’x 230, 232-33 (5th Cir. 2004) (citing Huckabay
v. Moore, 142 F.3d 233, 239 (5th Cir. 1998)).
Alkhawaldeh alleges four discriminatory incidents in 2010, including one of
extreme severity. First, Klotz approached plaintiff on April 1, 2010, and asked where he
was from. Klotz said he thought plaintiff was Mexican and asked who had helped
plaintiff to get his job. Although Klotz did not mention Jordanians, Arabs or Muslims,
this comment, when viewed in light of subsequent events, can be seen as an early
indicator that Klotz tends to discriminate based on a person’s national origin.
Three directly discriminatory incidents definitely occurred in 2010. In mid-April,
Klotz told Alkhawaldeh that he did not like working with Arabs or Muslims. Three
23
weeks later, Klotz said he did not like plaintiff because plaintiff is an Arab and a Muslim.
About three months later, in August 2010, Klotz showed plaintiff a horrific video of a
beheading, during which Klotz repeatedly said, “These are the Muslims,” in a physically
intimidating manner.
After employer intervention and a compelled apology of unknown content from
Klotz, no further religious or national origin-based comments occurred until three to
seven months later when plaintiff overheard Klotz and DeMatteo saying that Arabs and
Muslims are stupid, are killing each other and treat women badly. It is unclear on the
current record whether this conversation occurred before or after January 25, 2011. For
purposes of plaintiff’s continuing violation argument and under the summary judgment
legal standard, the court resolves the ambiguity in plaintiff’s favor and assumes that this
conversation occurred after January 25, 2011 and within the limitations period.
The remaining incidents on which Alkhawaldeh bases his hostile environment
claims occurred in and after March 2011. None of these incidents included any
expressed national origin- or religion-based comments. Rather, they consisted of orders
by Klotz and/or DeMatteo and disciplinary warnings to plaintiff regarding his work tasks,
such as greasing the stacker and taking care of his machine. Alkhawaldeh alleges that
Klotz and/or DeMatteo had discriminatory motives for these actions.
As to the incidents from April to August 2010, I find that Alkhawaldeh has borne
his burden to show a continuing violation with the incidents within the limitations period.
24
The first factor of the Huckabay test is met. The separate acts in 2010 are sufficiently
related to each other and to the overheard conversation between Klotz and DeMatteo in
2011, in that each one included specific, national origin- or religion-based comments by
Klotz. Given the nature of the comments, including especially the severest incident
involving the beheading video, I cannot conclude that the three conversations in 2010
were unrelated to the events that began in March 2011, when Klotz criticized plaintiff’s
work performance for picayune and disputed reasons and/or assigned him tasks that he
did not want to perform, all of which a reasonable jury could conclude were mere
pretexts for Klotz’s previously established, clearly discriminatory attitudes towards
plaintiff and/or retaliation for the compelled apology.
The second factor of the Huckabay test is also met. The comments made directly
to Alkhawaldeh in April, May and August 2010 and the overheard conversation between
Klotz and DeMatteo that presumably occurred after January 25, 2011, are in the nature
of recurring events. These four events, all emanating from Klotz, who had blatantly
demonstrated a firmly held discriminatory attitude toward plaintiff, are sufficiently
related to form a recurring pattern and support the second prong of a continuing
violation.
The third factor also supports a finding of a continuing violation. “‘The core idea
[of the continuing violation theory] is that equitable considerations may very well require
that the filing periods not begin to run until facts supportive of a Title VII charge or civil
25
rights action are or should be apparent to a reasonably prudent person similarly
situated.’” Roberts v. Unitrin Specialty Lines Ins. Co., 405 F. App’x 874, 877 (5th Cir.
2010) (quoting Glass v. Petro-Tex Chem. Corp., 757 F.2d 1554, 1560-61 (5th Cir.
1985)). “‘The focus is on what event, in fairness and logic, should have alerted the
average lay person to act to protect his rights.’” Id. (quoting Glass, 757 F.2d at 1561).
I find that the three incidents of national origin- and religion-based, derogatory
comments by Klotz in 2010, outside the limitations period, put plaintiff on notice that the
harassment was an ongoing thing and that his rights had been violated. Butler, 111 F.
App’x at 234 (citing Celestine, 266 F.3d at 344). However, Alkhawaldeh acted promptly
to report these incidents to other supervisors and Nairn did nothing until after the highly
offensive and disturbing video incident, when Pavlovich forced Klotz to apologize. A
reasonable factfinder could conclude that Alkhawaldeh accepted the apology and thought
the harassment was over, even when Klotz and DeMatteo had their conversation about
“stupid” Arabs and Muslims some months later, and plaintiff did not realize that the
harassment was continuing or that Nairn’s actions had been insufficient to curb it until
later in 2011. While intervening action by Nairn arguably severed the three acts in 2010
from those that occurred after January 25, 2011, the intervention apparently was
insufficient to stop the discrimination, as evidenced by the overheard conversation
between Klotz and DeMatteo, DeMatteo’s comment that it was “either him or [plaintiff]
in this company,” and the arguably pretextual orders and disciplinary actions that Klotz
26
took against Alkhawaldeh in 2011, all of which a reasonable factfinder could view as
evidence of ongoing discrimination.
The evidence of a continuing hostile work environment after January 25, 2011,
that was related to the earlier incidents and formed a recurring pattern with them, is
sufficient to find a continuing violation. Accordingly, plaintiff’s failure to exhaust his
administrative remedies in 2010 does not bar his claims based on those earlier events.
D.
Evaluation of Plaintiff’s Four (4) Claims
1.
Discrimination claim related to changes in work responsibilities
To the extent that Alkhawaldeh complains that the change in his work
responsibilities after March or June 2011 and the written warning he received on July 5,
2011, were discrete acts of religious or national origin discrimination, as opposed to part
of an ongoing hostile work environment, Nairn argues that he cannot establish a prima
facie case because he cannot show that he suffered an adverse employment action.
In a case involving workplace rule violations,
[plaintiff] can establish a prima facie case for discrimination if he can show
“that he (1) is a member of a protected class; (2) was qualified for the
position; (3) was subject to an adverse employment action; and (4) was
replaced by someone outside of the protected class, or, in the case of
disparate treatment, shows that other similarly situated employees were
treated more favorably.” If a prima facie case for discrimination can be
established, then the burden shifts to the [defendant] to rebut [plaintiff’s]
case by articulating a legitimate, nondiscriminatory reason for his
termination [or other adverse employment action]. If the [defendant]
present[s] such a reason, then the burden shifts back to [plaintiff] to show
that the [defendant’s] reasons for [the adverse employment action] are not
27
true, but are mere pretexts for discrimination, or that the reasons are true,
but his [protected characteristic] was a motivating factor.
Jackson v. Dallas Cnty. Juvenile Dep’t, 288 F. App’x 909, 911 (5th Cir. 2008) (quoting
Bryan v. McKinsey & Co., 375 F.3d 358, 360 (5th Cir. 2004)) (citing McDonnell
Douglas Corp. v. Green, 411 U.S. 792, 802, 804-05 (1973)).
As to the third prong of a prima facie case,
adverse employment actions consist of ‘ultimate employment decisions’
such as hiring, firing, demoting, promoting, granting leave, and
compensating. [A]n employment action that does not affect job duties,
compensation, or benefits is not an adverse employment action.
....
This court has recognized that . . . a change in work schedule and
request that an employee perform two additional tasks did not rise to the
level of an adverse employment action . . . . Other circuits similarly agree
that “a mere inconvenience or an alteration of job responsibilities” will not
suffice. . . .
This does not mean that a change in or loss of job responsibilities
can never form the basis of an actionable discrimination claim, however.
In certain instances, a change in or loss of job responsibilities–similar to the
transfer and reassignment contexts–may be so significant and material that
it rises to the level of an adverse employment action.
Thompson v. City of Waco, 764 F.3d 500, (5th Cir. 2014) (quotations and citations
omitted).
In the instant case, Klotz’s orders to Alkhawaldeh that greasing the stacker was
part of his job duties do not rise to the level of a significant and material job change.
Pavlovich’s affidavit establishes that this is a ten-minute task, done once or twice a week.
The assignment of this task was not an adverse employment action as a matter of law.
28
It is also well established that disciplinary action which does not result in a
demotion or loss of pay is not an ultimate employment decision. King v. Louisiana, 294
F. App’x 77, 85-86 (5th Cir. 2008); Ellis, 246 F. App’x at 870-71 (citing Washington v.
Veneman, 109 F. App’x 685, 689 (5th Cir. 2004)); Breaux v. City of Garland, 205 F.3d
150, 158 (5th Cir. 2000); Burgess v. Cleco Corp., No. 11-1704, 2013 WL 673481, at *6
(W.D. La. Feb. 22, 2013), aff’d, 539 F. App’x 454 (5th Cir. 2013); Montgomery v. Sears
Roebuck & Co., 720 F. Supp. 2d 738, 744-45 (W.D. La. 2010).
Thus, plaintiff has not shown that he suffered an adverse employment action and
cannot establish a prima facie case of discrimination based on being ordered to grease
the stacker or receiving the written warning on July 5, 2011. Nairn’s summary judgment
motion is therefore granted in part insofar as it seeks dismissal of that single, discrete
claim. However, the motion papers create a close question as to plaintiff’s remaining
three claims, which I conclude should not be dismissed on summary judgment and
require trial for the following reasons.
29
2.
Hostile work environment claim
“The creation of a hostile work environment through harassment . . . is a form of
proscribed discrimination” under Title VII. Vance v. Ball State Univ., 133 S. Ct. 2434,
2455 (2013) (Thomas, J., concurring) (citations omitted). To establish a prima facie case
of a hostile work environment, Alkhawaldeh must show that
(1) [he] belongs to a protected group; (2) [he] was subjected
to unwelcome harassment; (3) the harassment complained of
was based on [a prohibited ground]; (4) the harassment
complained of affected a term, condition, or privilege of
employment; [and] (5) the employer knew or should have
known of the harassment in question and failed to take
prompt remedial action.
Mitchell v. Snow, 326 F. App’x 852, 856-57 (5th Cir. 2009) (quoting Ramsey v.
Henderson, 286 F.3d 264, 268 (5th Cir. 2002)).
“‘[W]here the harassment is allegedly committed by a supervisor with immediate
or successively higher authority, the plaintiff employee needs to satisfy only the first four
of the elements listed above.’” Parker v. La. Dep’t of Special Educ., 323 F. App’x 321,
325 (5th Cir. 2009) (quoting Celestine, 266 F.3d at 353 (5th Cir. 2001)); accord Equal
Emp’mt Opportunity Comm’n v. Boh Bros. Constr. Co., 731 F.3d 444, 452-53 (5th Cir.
2013) (citing Vance, 133 S. Ct. at 2439).
“If the supervisor’s harassment culminates in a tangible employment action, the
employer is strictly liable.” Id. at 452. However, if no tangible employment action is
taken, the employer will have the opportunity to prove its affirmative Ellerth/Faragher
30
defense. Id. (citing Vance, 133 S. Ct. at 2439); see Burlington Indus., Inc. v. Ellerth, 524
U.S. 742, 764-65 (1998); Faragher v. City of Boca Raton, 524 U.S. 775, 807-08 (1998).
Tangible employment actions are those that “effect a significant change in
employment status, such as hiring, firing, failing to promote, reassignment with
significantly different responsibilities, or a decision causing a significant change in
benefits.” Vance, 133 S. Ct. at 2443 (quotation omitted).
Nairn argues that Alkhawaldeh cannot establish a prima facie case of a hostile
work environment, even if the events of 2010 are included in the analysis, because he
cannot prove that the harassment was severe or pervasive enough to affect a term,
condition or privilege of his employment. Alternatively, if the court finds that the
evidence supports a prima facie case, Nairn contends that the evidence establishes its
Ellerth/Faragher affirmative defense to liability.
The fourth prong of a prima facie case is whether the conduct of plaintiff’s
supervisors was so “severe or pervasive to alter the conditions of [his] employment and
create an abusive working environment.” Harris v. Forklift Sys., Inc., 510 U.S. 17, 21
(1993) (emphasis added). To determine whether harassment meets this standard, the
court considers “the frequency of the discriminatory conduct, its severity, whether it is
physically threatening or humiliating (or whether it is a mere offensive utterance), and
whether it unreasonably interferes with the victim’s work performance.” Id. In addition,
“the conduct must be both objectively offensive, meaning that a reasonable person would
31
find it hostile and abusive, and subjectively offensive, meaning that the victim perceived
it to be so.” Stewart, 586 F.3d at 330 (quotation omitted).
The conduct about which Alkhawaldeh complains consists of a pattern of
harassment that began soon after Klotz was hired, in which Klotz strongly expressed his
bigotry and hatred of Muslims, and continuing even after Klotz was compelled to
apologize for the extremely offensive and intimidating video incident. The pattern
continued with the overheard conversation between Klotz and DeMatteo, in which they
said that Arabs and Muslims are stupid people and are killing each other, and Arabs and
Muslims treat women badly. Plaintiff also alleges that, beginning in March 2011, Klotz
treated him differently regarding his job duties, particularly with respect to being told
that he had to grease the stacker, which had not previously been one of his duties, and
regarding care of the equipment he used. On July 5, 2011, Klotz gave plaintiff a written
warning for failure to properly maintain equipment under his supervision. On September
22 and September 29, 2011, Klotz and DeMatteo again told Alkhawaldeh that he had to
grease the stacker. When plaintiff refused on the latter date, he was fired.
When viewed as a whole in the light most favorable to plaintiff, as required on a
summary judgment motion, the trier of fact could find that all of the pre-termination
events were pretexts for hostile work environment discrimination. The evidence includes
Klotz’s overtly discriminatory comments in 2010, Alkhawaldeh’s good performance
evaluations and the lack of any disciplinary action against him before Klotz arrived, the
32
unsigned disciplinary action notice dated April 2011 that was suspiciously in plaintiff’s
file, the overheard conversation between Klotz and DeMatteo about “stupid” Arabs and
Muslims, the picayune nature of some of Klotz’s complaints about plaintiff, and
plaintiff’s testimony that greasing the stacker had never been part of his job duties, which
his immediate supervisor had confirmed to Klotz.
The standard for a hostile work environment is whether the conduct was severe
or pervasive enough (not, as defendant sometimes argues in its memorandum in support
of summary judgment, severe and pervasive) to alter the conditions of plaintiff’s
employment. The beheading video incident alone was severe enough to meet this
standard.
Under the totality of the circumstances test, a single incident of harassment,
if sufficiently severe, could give rise to a viable Title VII claim as well as
a continuous pattern of much less severe incidents of harassment. . . .
[S]everity and pervasiveness are, to a certain degree, inversely related; a
sufficiently severe episode may occur as rarely as once, while a relentless
pattern of lesser harassment that extends over a long period of time also
violates the statute.
Equal Emp’t Opportunity Comm’n v. WC&M Enters., Inc., 496 F.3d 393, 400 (5th Cir.
2007) (quotation omitted). The video in the instant case depicted gruesome events
unrelated to the workplace that no employee should be forced by a supervisor to watch.
Klotz’s behavior, bearing and demeanor toward Alkhawaldeh during the incident were
overtly hostile, physically intimidating and deliberately offensive to plaintiff’s religion.
A reasonable factfinder could also find that the entire pattern of events was pervasive
33
enough to establish an abusive environment. Material fact issues exist for trial regarding
plaintiff’s prima facie case of a hostile work environment.
Because none of the hostile work environment events involved a tangible
employment action, Nairn attempts to establish its affirmative Ellerth/Faragher defense
to liability, which is a threshold to asserting the defense. The evidence establishes that
the task of greasing the stacker takes about ten minutes twice a week to complete.
Klotz’s order to Alkhawaldeh to perform this task did not “effect a significant change in
employment status, such as hiring, firing, failing to promote, reassignment with
significantly different responsibilities, or a decision causing a significant change in
benefits.” Vance, 133 S. Ct. at 2443. Likewise, a written warning regarding plaintiff’s
job deficiencies with instructions on how he should improve his performance is not a
tangible employment action. Stewart v. Mo. Pac. R., 121 F. App’x 558, 562-63 (5th Cir.
2005); Thompson v. Naphcare, Inc., 117 F. App’x 317, 323 (5th Cir. 2004) (citing
Messer v. Meno, 130 F.3d 130, 140 (5th Cir. 1997)). Therefore, Nairn may assert the
Ellerth/Faragher defense to liability on plaintiff’s hostile work environment claim, both
as a component of its summary judgment motion and at trial.
However, this affirmative defense imposes the burden of proof on defendant and
requires the employer to show that (1) it “exercised reasonable care to prevent and
correct promptly any . . . harassing behavior; and (2) the plaintiff employee unreasonably
failed to take advantage of any preventive or corrective opportunities provided by the
34
employer to avoid harm or otherwise.” Donaldson v. CDB Inc, 335 F. App’x 494, 500
(5th Cir. 2009) (citing Ellerth, 524 U.S. at 765; Faragher, 524 U.S. at 807). Defendant
“bears the burden to prove both elements by a preponderance of the evidence.” Boh
Bros., 731 F.3d at 462.
An employer’s usual method of satisfying the first prong of the Ellerth/Faragher
defense is to produce evidence that it had a written anti-discrimination policy.
“While proof that an employer had promulgated an antiharassment policy
with complaint procedure is not necessary in every instance as a matter of
law, the need for a stated policy suitable to the employment circumstances
may appropriately be addressed in any case when litigating the first element
of the defense.” Thus, we often look to an employer’s policies and
programs in determining whether it took reasonable measures to prevent
discriminatory behavior. Not every policy eliminates liability; generic
policies that offer no specific complaint procedure may be insufficient to
satisfy the Ellerth/Faragher defense.
Id. at 462-63 (quoting Ellerth, 524 U.S. at 765) (additional citations omitted). The Fifth
Circuit “consider[s] the existence of a written complaint procedure to be an important
variable in the Ellerth/Faragher analysis.” Id. at 464 n.22 (citations omitted). The lack
of any specific complaint procedure to address harassment or guidelines for investigating
such complaints may make a written policy inadequate to meet the first prong of the
Ellerth/Faragher defense. Id. at 464.
Nairn has presented no evidence that it had either a written anti-discrimination
policy or a specific procedure for reporting and investigating complaints of harassment.
When Alkhawaldeh complained about the very serious incident of Klotz showing him
35
the repulsive video and vehemently expressing antipathy to plaintiff’s religion, Nairn’s
president promptly called a meeting of all employees. Pavlovich told the employees that
Nairn does not discriminate against anyone and that any discrimination was
unacceptable, but there is no evidence that he described any specific complaint procedure
or that such a procedure existed. This is similar to the facts in Boh Brothers, in which
defendant’s “broad nondiscrimination policy” was found insufficient because it “offered
no specific guidance regarding sexual harassment. Rather, it offered [only] generic
statements such as . . . ‘[a]ll working conditions will be maintained in a nondiscriminatory manner,’” id. at 463, and had no specific procedures for making or
investigating a complaint of harassment. Id. at 464.
In addition, although Pavlovich ordered Klotz to apologize to plaintiff, material
fact issues remain in dispute whether this action was either reasonable or effective to
correct the harassing behavior.
“Prompt remedial action” must be reasonably calculated to end the
harassment. What constitutes prompt remedial action depends on the facts
of the case; not every response by an employer will be sufficient to
discharge its legal duty. Rather, the employer may be liable despite having
taken remedial steps if the plaintiff can establish that the employer’s
response was not reasonably calculated to halt the harassment.
Hockman v. Westward Commc’ns, L.L.C., 407 F.3d 317, 329 (5th Cir. 2004) (quotations
and citations omitted).
36
Nairn has cited no decisions, and my research has located none, in which a mere
apology with no other consequences to the alleged harasser, such as a disciplinary
suspension or even a warning in his personnel file, was deemed a sufficient corrective
measure for egregious harassment. Cf. Boh Bros., 731 F.3d at 465 (plaintiff’s “complaint
to [his harasser’s supervisor] resulted in what the jury reasonably could have viewed as
a belated and cursory twenty-minute investigation” of his complaint, with no disciplinary
action for the harasser); id. at n.25 (defendant’s “investigation pales in comparison to the
prompt and effective responses we have noted in other cases”) (citing Williams v.
Admin. Review Bd., 376 F.3d 471, 479 (5th Cir. 2004) (When whistleblowers
complained of a hostile work environment, the employer “promptly assembled an
investigative team to look into the alleged hostilities and offered recommendations on
how the problem might be solved. After the investigative team completed its report,
[defendant] shut down the . . . program and required the entire staff to complete forty
hours of training in effective human interaction and teamwork.”); Moayedi v. Compaq
Computer Corp., 98 F. App’x 335, 338 (5th Cir. 2004) (“Compaq acted reasonably and
quickly in investigating the situation and fired [the harasser] within three weeks after the
harassment was reported.”); Casiano v. AT&T Corp., 213 F.3d 278, 286 (5th Cir. 2000)
(“AT&T responded promptly and effectively: It suspended . . . the accused harasser, and
. . . conduct[ed] an in-depth investigation . . . .”)); Wyatt v. Hunt Plywood Co., 297 F.3d
405, 414 (5th Cir. 2002) (Plaintiff reported sexual harassment by her supervisor,
37
Thompson, to his supervisor, Gorum, who said that he would talk to Thompson. “[I]f
any remedial action were taken by Gorum, it was wholly ineffectual: Thompson’s
harassment of Wyatt continued unabated.”). Nairn has not produced sufficient evidence
to show that it met the first prong of the Ellerth/Faragher defense.
Defendant also fails to satisfy the second prong of its defense. Although plaintiff
attended the employee meeting called by Pavlovich and was aware of the generic antidiscrimination policy that Pavlovich described, there is no evidence that Alkhawaldeh
knew of a specific procedure for reporting future harassment, or that such a procedure
even existed. In the absence of evidence of such a procedure, material fact issues are in
dispute whether Alkhawaldeh unreasonably failed to take advantage of any preventive
or corrective opportunities provided by Nairn when incidents of alleged harassment
occurred after Klotz was compelled to apologize.
Accordingly, defendant’s summary judgment motion on plaintiff’s hostile work
environment discrimination claim is denied.
3.
Discriminatory termination claim
To the extent that Alkhawaldeh claims that his termination was based on his
religion and/or national origin, Nairn has met its burden to produce legitimate, nondiscriminatory reasons for firing him. “The employer’s burden is only one of production,
not persuasion, and involves no credibility assessment.” McCoy, 492 F.3d at 557
(citation omitted). Defendant has introduced competent summary judgment evidence
38
that Alkhawaldeh was terminated because of his failure to perform job tasks assigned to
him and his less than adequate recent job performance. The burden of persuasion
therefore shifts to plaintiff.
Alkhawaldeh must “‘offer sufficient evidence to create a genuine issue of material
fact either (1) that [defendant’s] reason is not true, but is instead a pretext for
discrimination (pretext alternative); or (2) that [defendant’s] reason, while true, is only
one of the reasons for its conduct, and another “motivating factor” is [plaintiff’s]
protected characteristic (mixed-motives alternative).’” Scott v. Weber Aircraft, No. 1440171, 2015 WL 1746462, at *2 (5th Cir. Apr. 17, 2015) (quoting Rachid v. Jack in the
Box, Inc., 376 F.3d 305, 312 (5th Cir. 2004)).
The pretext alternative incorporates “the traditional standard of but-for causation”
and is more stringent than the mixed motives alternative. Equal Emp’mt Opportunity
Comm’n v. Abercrombie & Fitch Stores, Inc., No. 14-86, 2015 WL 2464053, at *3 (U.S.
June 1, 2015) (citing Univ. of Tex. Sw Med. Ctr. v . Nassar, 133 S. Ct. 2517 (2013)).
Title VII’s “disparate-treatment provision prohibits actions taken with the motive of”
discrimination on the basis of a protected characteristic. Id. at *4.
Under the pretext route, plaintiff must show
that the employer’s proffered reason is not true but instead is a pretext for
the real discriminatory . . . purpose. The plaintiff may do so either through
evidence of disparate treatment or by showing that the employer’s
proffered explanation is false or unworthy of credence, meaning that the
explanation is not the real reason for the adverse employment action.
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Anderson v. McDonald’s Restaurants of La., Inc., No. 11-992, 2012 WL 5878731, at *4
(E.D. La. Nov. 21, 2012) (quotations omitted) (emphasis added) (citing Reeves v.
Sanderson Plumbing Prods., Inc., 530 U.S. 133, 143 (2000); McCoy, 492 F.3d at 557;
Laxton v. Gap Inc., 333 F.3d 572, 578 (5th Cir. 2003)).
Nairn asserted the mixed motives defense in its answer to plaintiff’s complaint.
“To satisfy the mixed-motive theory, a plaintiff need only demonstrate that her protected
characteristic was one factor in the company’s [adverse employment] decision . . . . The
company then must establish that the same adverse employment decision would have
been made regardless of discriminatory intent.” Criner v. Tex.-N.M. Power Co., 470 F.
App’x 364, 369 n.2 (5th Cir. 2012) (citing Keelan v. Majesco Software, Inc., 407 F.3d
332 340-41 (5th Cir. 2005)).
[A] mixed-motive defense could be established in Title VII cases . . . where
the employer presents objective proof that it would have made the same
employment decision had it not taken into account the prohibited factor.
Moreover, the legitimate reason must have been present at the time the
decision was made. And, it is not enough for the employer to show that the
same decision would have been justified; the employer must show that its
legitimate reason would have produced the same decision standing alone.
Piatt v. City of Austin, 435 F. App’x 408, 411-12 (5th Cir. 2011) (citing Price
Waterhouse v. Hopkins, 490 U.S. 228, 252 (1989)).
Alkhawaldeh has proffered evidence sufficient to create material fact disputes that
Nairn’s asserted reasons are either pretexts for discrimination because they are not
credible or that, if the reasons are true, his religion and/or national origin was also a
40
motivating factor in the decision to terminate his employment. That evidence includes,
but is not limited to, the following. Klotz was a demonstrated bigot and harasser.
Klotz’s forced apology letter is not in the record, making its contents unknown and its
sincerity subject to question. DeMatteo appears to have abetted Klotz’s prejudice when
DeMatteo participated in the conversation calling Arabs and Muslims “stupid,” and when
he told Klotz that it was either “him or Ratib in this company.” Although Nairn now
relies on plaintiff’s record of past accidents as a motive for firing him, that reason was
not given at the time. The suspiciously unsigned disciplinary warning regarding the
April 2011 accident in Alkhawaldeh’s personnel file raises a question about defendant’s
motives. Nairn also alleges that Alkhawaldeh was fired because he refused to grease the
stacker, which was one of his duties and a duty of all front end loader operators.
However, plaintiff testified that greasing the stacker had never been one of his duties and
that his immediate supervisor had explained that to Klotz. Nairn’s Disciplinary Action
and Separation Notices state that Alkhawaldeh was fired because of his failure to perform
job tasks “as agreed to” on July 5, 2011, but that earlier disciplinary warning was for
failure to properly maintain equipment and did not mention greasing the stacker.
The totality of the evidence, viewed in the light most favorable to Alkhawaldeh,
could be viewed by a reasonable jury as Klotz creating a false record to justify eventual
termination of plaintiff on discriminatory grounds. Plaintiff has met his burden to
demonstrate a material fact issue as to pretext or that discrimination was at least a
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motivating factor in Nairn’s decision. Defendant has failed to carry its burden to
establish that it would have made the same decision had it not taken the prohibited factor
into account. Resolving conflicts in and deciding the weight and credibility of this
evidence must be done by the jury at trial, not by the court on summary judgment.
Accordingly, defendant’s summary judgment motion is denied as to plaintiff’s
claim of discriminatory termination.
4.
Retaliation claim
To meet his summary judgment burden to demonstrate a material fact issue
regarding his claim that his termination was in retaliation for having complained about
discrimination, Alkhawaldeh must provide evidence to
establish that: (1) he participated in an activity protected by Title VII;
(2) his employer took an adverse employment action against him; and (3) a
causal connection exists between the protected activity and the adverse
employment action. . . . If the employee establishes a prima facie case, the
burden shifts to the employer to state a legitimate, non-retaliatory reason
for its decision. After the employer states its reason, the burden shifts back
to the employee to demonstrate that the employer’s reason is actually a
pretext for retaliation.
An employee establishes pretext by showing that the adverse action
would not have occurred “but for” the employer’s retaliatory reason for the
action. In order to avoid summary judgment, the plaintiff must show a
conflict in substantial evidence on the question of whether the employer
would not have taken the action “but for” the protected activity.
Coleman v. Jason Pharm., 540 F. App’x 302, 303-04 (5th Cir. 2013) (quotations omitted)
(citing Nassar, 133 S. Ct. at 2533-34; McDonnell Douglas, 411 U.S. at 802; McCoy, 492
F.3d at 556-57; LeMaire v. Louisiana, 480 F.3d 383, 388-89 (5th Cir. 2007); Long v.
42
Eastfield Coll., 88 F.3d 300, 308 (5th Cir. 1996)); accord Feist v. La. Dep’t of Justice,
730 F.3d 450, 454 (5th Cir. 2013).
For purposes of defendant’s summary judgment motion, it is undisputed that
Alkhawaldeh complained to Nairn’s management about the August 2010 video incident,
which is activity protected by Title VII. Amanduron v. Am. Airlines, 416 F. App’x 421,
424 (5th Cir. 2011) (citing Casna v. City of Loves Park, 574 F.3d 420, 427 (7th Cir.
2009); Hagan v. Echostar Satellite, L.L.C., 529 F.3d 617, 626 (5th Cir. 2008); Gee v.
Principi, 289 F.3d 342, 345 (5th Cir. 2002)). It is also undisputed that termination is an
adverse employment action as defined by the case law on retaliation. Although Nairn
argues that Alkhawaldeh has no evidence to show the causal connection necessary to
establish the third prong of his prima facie case, defendant actually focuses on plaintiff’s
alleged inability to carry his ultimate burden to prove “but for” causation. The court
therefore assumes without deciding that plaintiff could establish a prima facie case and
turns to the next step of the burden-shifting analysis.
As previously stated, Nairn has produced evidence of its legitimate reasons for
terminating plaintiff. Defendant’s evidence, if believed by the trier of fact, establishes
legitimate non-retaliatory reasons for the termination. The burden therefore shifts back
to Alkhawaldeh to demonstrate a material fact issue that defendant’s reasons were
actually a pretext for retaliation because he had engaged in activity protected by Title VII
or, stated another way, that retaliation was the “but for” cause of his termination.
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The same evidence previously described with respect to plaintiff’s discriminatory
termination and hostile work environment claims also creates material fact issues as to
his retaliatory termination claim. The credibility of defendant’s reasons for terminating
Alkhawaldeh require a trial on this claim.
Accordingly, defendant’s motion for summary judgment is denied as to plaintiff’s
retaliation claim.
CONCLUSION
For all of the foregoing reasons, IT IS ORDERED that defendant’s motion for
summary judgment is GRANTED IN PART as to his claim of discrimination based on
being ordered to grease the stacker, and that claim is DISMISSED WITH PREJUDICE.
The motion is otherwise denied. Jury selection will commence as scheduled on June 22,
2015 at 8:30 a.m.
2nd
New Orleans, Louisiana, this _________ day of June, 2015.
JOSEPH C. WILKINSON, JR.
UNITED STATES MAGISTRATE JUDGE
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