Currier v. Entergy Corporation Employee Benefits Committee, et al
ORDER AND REASONS re 11 Motion to Dismiss for Failure to State a Claim - IT IS ORDERED that defendants motion is GRANTED IN PART and DENIED IN PART. The motion is GRANTED insofar as plaintiffs claims under ERISA Section 502(c), 29 U.S.C. § 1132(c)(1)(B), are DISMISSED WITH PREJUDICE. The motion is also GRANTED insofar as all claims against Entergy Corporation are DISMISSED WITHOUT PREJUDICE. The motion is DENIED in all other respects. Signed by Judge Lance M Africk. (bwn)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
ROSEANNE M. CURRIER
COMMITTEE ET AL.
ORDER AND REASONS
Before the Court is a motion 1 for partial dismissal filed by defendants. Plaintiff
opposes the motion in part. 2 For the following reasons, the motion is granted in part
and denied in part.
Plaintiff Roseanne Currier (“Currier”) is a former corporate jet pilot for
defendant Entergy Services, Inc. (“Entergy Services”). Through her employment with
Entergy Services, Currier was covered by two related disability plans, the Entergy
Corporation Companies’ Benefits Plus Long Term Disability Plan (“Primary Plan”)
and the Disability Plan for Corporate Pilots of Entergy Corporation and Subsidiaries
(“Pilots Plan”). The Primary Plan and the Pilots Plan are linked. Coverage under
the Pilots Plan terminates when coverage under the Primary Plan terminates.
In 2011, Currier was deemed unfit to fly because of cognitive defects. She
thereafter began receiving disability benefits from both the Primary Plan and the
R. Doc. No. 11.
R. Doc. No. 12.
Pilots Plan. In 2014, Unum—the administrator of the Primary Plan—terminated
Currier’s benefits. Defendant Entergy Corporation Employee Benefits Committee
(“Entergy Benefits Committee”)—the administrator of the Pilots Plan—also
terminated Currier’s benefits. Currier timely appealed the denial of benefits under
each plan to the plan’s administrator and the administrative appeals were denied.
She filed a second appeal of the denial of benefits under the Pilots Plan which appeal
was also denied.
Currier then filed this lawsuit against Entergy Services, the Entergy Benefits
Committee, and Entergy Corporation, the parent company of Entergy Services,
claiming defendants violated several provisions of the Employee Retirement Income
Security Act of 1974 (“ERISA”) when they terminated her benefits under the Pilots
Plan. Specifically, Currier alleges defendants (1) improperly denied her claim for
benefits under the Pilots Plan in violation of ERISA § 502(a)(1)(B); (2) breached their
fiduciary duties in violation of ERISA § 502(a)(3); and (3) failed to timely provide
ERISA plan documents upon request in violation of ERISA § 502(c).
Defendants move to dismiss the second and third claims pursuant to Rule
12(b)(6) of the Federal Rules of Civil Procedure. Defendants also move to dismiss
Entergy Services and Entergy Corporation as improper defendants. Currier’s ERISA
§ 502(a)(1)(B) claim against the Entergy Benefits Committee is not challenged in
defendants’ motion. 3
Defendants represent in their motion that, assuming the Court grants their motion
to dismiss, Currier’s remaining claim can be resolved on cross-motions for summary
LAW AND ANALYSIS
Standard of Law
The Federal Rules of Civil Procedure permit a defendant to seek a dismissal of
a complaint based on the “failure to state a claim upon which relief can be granted.”
Fed. R. Civ. P. 12(b)(6). In deciding a motion to dismiss, the Court accepts as true
the well-pled factual allegations in the complaint, and construes them in the light
most favorable to the plaintiff. Hunter v. Berkshire Hathaway, Inc., No. 15-10854,
2016 WL 3710253, at *3 (5th Cir. July 11, 2016) (citation omitted).
generally must not consider any information outside the pleadings in deciding the
motion, Sullivan v. Leor Energy, LLC, 600 F.3d 542, 546 (5th Cir. 2010), however “a
court may consider documents outside the complaint when they are: (1) attached to
the motion; (2) referenced in the complaint; and (3) central to the plaintiff’s claims.”
Maloney Gaming Mgmt., 2011 WL 5903498 (5th Cir. 2011).
For the complaint to survive a motion to dismiss, the facts taken as true must
state a claim that is plausible on its face. Brand Coupon Network, L.L.C. v. Catalina
Marketing Corp., 748 F.3d 631, 637-38 (5th Cir. 2014). A claim is facially plausible
“when the plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal,
556 U.S. 662, 678 (2009). “The plausibility standard is not akin to a probability
requirement, but it asks for more than a sheer possibility that a defendant has acted
unlawfully.” Culbertson v. Lykos, 790 F.3d 608, 616 (5th Cir. 2015) (citation omitted)
(internal quotation marks omitted). A complaint is insufficient if it contains “only
labels and conclusions, or a formulaic recitation of the elements of a cause of action.”
Whitley v. Hanna, 726 F.3d 631, 638 (5th Cir. 2013) (citation omitted) (internal
quotation marks omitted). The Court cannot grant a motion to dismiss under Rule
12(b)(6) “unless the plaintiff would not be entitled to relief under any set of facts that
[she] could prove consistent with the complaint.” Johnson v. Johnson, 385 F.3d 503,
529 (5th Cir. 2004).
Section 502(a)(3) Claim
Defendants move to dismiss Currier’s Section 502(a)(3) claim on the ground
that Fifth Circuit precedent forbids the assertion of such a claim when a claim for
benefits under Section 502(a)(1)(B) exists, regardless of whether the Section
502(a)(1)(B) claim has been asserted or will prevail. Currier concedes that this was
once the rule in the Fifth Circuit, but contends that the U.S. Supreme Court’s 2011
decision in CIGNA Corp. v. Amara, 563 U.S. 421 (2011), implicitly overruled it. For
the following reasons, the Court agrees that a plaintiff can alternatively plead a
Section 502(a)(1)(B) claim and a Section 502(a)(3) claim, at least where there is a
possibility that equitable relief may be necessary to make the plaintiff whole.
Section 502(a)(1)(B) of ERISA states that a plan participant or beneficiary may
bring a civil action “to recover benefits due to him under the terms of his plan, to
enforce his rights under the terms of the plan, or to clarify his rights to future benefits
under the terms of the plan.” 29 U.S.C. § 1132(a)(1)(B).
Section 502(a)(3) states that a civil action may be brought:
by a participant, beneficiary, or fiduciary (A) to enjoin any act or practice
which violates any provision of this subchapter or the terms of the plan,
or (B) to obtain other appropriate equitable relief (i) to redress such
violations or (ii) to enforce any provisions of this subchapter or the terms
of the plan.
29 U.S.C. § 1132(a)(3).
In Varity Corp. v. Howe, the Supreme Court declared viable the plaintiffs’
Section 502(a)(3) claims against a plan administrator where the plaintiffs alleged
that they relied on the administrator’s false assurances in agreeing to change to a
different benefits plan that ultimately reduced their coverage. 516 U.S. 489, 515
(1996). In its discussion regarding the proper scope of Section 502(a)(3) claims, the
Supreme Court observed that Section 502(a)(3) serves as a “safety net, offering
appropriate equitable relief for injuries caused by violations that [Section] 502 does
not elsewhere adequately remedy.” Id. at 512. It further explained that “we should
expect that where Congress elsewhere provided adequate relief for a beneficiary’s
injury, there will likely be no need for further equitable relief, in which case such
relief normally would not be appropriate.” Id. at 515 (internal quotations omitted).
Subsequent Fifth Circuit decisions interpreted Varity as creating a rule that
plaintiffs can sue pursuant to Section 502(a)(3) for breach of fiduciary duty only
“when no other appropriate equitable relief is available.” Tolson v. Avondale Indus.,
Inc., 141 F.3d 604, 610 (5th Cir. 1998). In other words, the rule in this circuit has
been that “[w]hen a beneficiary wants what was supposed to have been distributed
under a plan, the appropriate remedy is a claim for denial of benefits under §
502(a)(1)(B) of ERISA rather than a fiduciary duty claim brought pursuant to §
502(a)(3).” McCall v. Burlington N./Santa Fe Co., 237 F.3d 506, 512 (5th Cir. 2000);
see also Walsh v. Lifer Ins. Co. of N. Am., No. 08-791, 2008 WL 2026107, at *2 (E.D.
La. May 9, 2008) (“Stated differently, the Varity Court held that an ERISA plaintiff
may bring a private action for breach of fiduciary duty only where there is no other
remedy available under 29 U.S.C. § 1132.”).
The practical result has been that plaintiffs asserting Section 502(a)(1)(B)
claims in conjunction with Section 502(a)(3) claims have often had the latter claims
dismissed as a matter of law. See, e.g., Ctr. for Restorative Breast Surgery, L.L.C. v.
Humana Health Ben. Plan of Louisiana, Inc., No. 10-4346, 2015 WL 4394034, at *56 (E.D. La. July 15, 2015); Taylor v. Ochsner Found. Clinic Hosp., No. 09-4179, 2010
WL 3528624, at *6 (E.D. La. Sept. 3, 2010); Walsh v. Lifer Ins. Co. of N. Am., No. 08791, 2008 WL 2026107, at *2-4 (E.D. La. May 9, 2008); Sullivan v. Monsanto Co., 555
F. Supp. 2d 676, 683-85 (E.D. La. 2008).
Currier argues that this line of cases is no longer viable after the Supreme
Court’s decision in CIGNA Corp. v. Amara. In Amara, the Supreme Court considered
a district court’s ruling in favor of pension plan beneficiaries who alleged that they
were misled by an inaccurate summary plan description (“SPD”) into accepting a
reduction in benefits. 563 U.S. 421 (2011). After concluding that the SPD was in fact
misleading, the lower court attempted to provide relief under Section 502(a)(1)(B) by
reforming the benefits plan to reflect the terms of the SPD. Id. at 425, 434. Although
the plaintiffs had also asserted a Section 502(a)(3) claim, the district court declined
to decide whether that claim was sustainable, finding it unnecessary in light of its
holding that Section 502(a)(1)(B) provided an appropriate remedy. Id.
Upon review, the Supreme Court vacated the lower court judgment and held
that reformation of the plan was an equitable remedy not available under Section
502(a)(1)(B). Id. at 445. The Court reasoned that Section 502(a)(1)(B) only empowers
courts to award beneficiaries the benefits they are due “under the terms of [their]
plan,” and that benefits promised in an SPD but not contained within the plan itself
are not benefits due “under the terms of the plan.” Id. at 436. Accordingly, the
Supreme Court held that reformation of the plan to match the terms of the SPD was
an equitable remedy only available under Section 502(a)(3), id. at 438-442, and it
remanded the case for a determination of whether such relief was appropriate under
that Section, id. at 445.
According to Currier, the Amara decision permits pleading a Section 502(a)(3)
claim despite the presence of a Section 502(a)(1)(B) claim. Currier finds support for
her interpretation in post-Amara decisions that have considered Amara’s impact on
this issue. For example, in Peterson v. Liberty Life Assurance Co. of Boston, the U.S.
District Court for the Northern District of Mississippi recently concluded, in light of
Amara, that alternative pleading of Section 502(a)(1)(B) claims and Section 502(a)(3)
claims is permissible—notwithstanding what the court characterized as internal
disagreement in the Fifth Circuit on the issue. See No. 1:15-CV-00204-SA-DAS, 2016
WL 3849693, at *1 (N.D. Miss. July 13, 2016). In reaching its decision, the Peterson
court discussed Amara’s relevance:
Amara illustrates that the line between legal relief and equitable relief
is not always boldly drawn, and the legal and factual bases for a
plaintiff’s claims may come into clearer focus as the litigation proceeds.
Had the district court in Amara dismissed the breach of fiduciary duty
claim at the pleading stage based on the mere presence of the legal claim
for benefits, the equitable relief sanctioned by the Supreme Court would
not have been available. Thus, the outcome Defendant seeks here would
be inconsistent with the practice in Amara.
Id. at *3 (citations omitted).
Multiple circuit courts have come to the same conclusion. Notably, the Second,
Eighth, and Ninth Circuits have all recently interpreted the Amara decision as
clarifying that a Section 502(a)(3) claim is not automatically undermined by the
presence of a Section 502(a)(1)(B) claim. See New York State Psychiatric Association,
Inc. v. UnitedHealth Group, 798 F.3d 125, 134 (2d Cir. 2015) (stating, in light of the
Amara decision, that “it is important to distinguish between a cause of action and a
remedy under § 502(a)(3)” because “Varity Corp. did not eliminate a private cause of
action for breach of fiduciary duty when another potential remedy is available”); Silva
v. Metro. Life Ins. Co., 762 F.3d 711, 727 (8th Cir. 2014) (holding, in light of Amara,
that “Varity only bars duplicate recovery and does not address pleading alternate
theories of liability”); id. at 730 (Gruender, J., concurring in part and dissenting in
part) (“I agree with the court that Silva was permitted to plead simultaneously claims
under both § 1132(a)(1)(B) and § 1132(a)(3) [because] at this early stage of litigation,
an ERISA plaintiff may plead claims under both provisions in the alternative.”);
Moyle v. Liberty Mut. Ret. Ben. Plan, 823 F.3d 948, 960 (9th Cir. 2016), as amended
on denial of reh’g and reh’g en banc (Aug. 18, 2016) (“While Amara did not explicitly
state that litigants may seek equitable remedies under [Section 502](a)(3) if [Section
502](a)(1)(B) provides adequate relief, Amara’s holding in effect does precisely
In contrast to the other circuits which have examined this issue, the Fifth
Circuit’s post-Amara case law is less than definitive. On the one hand, some cases
seem consistent with the results reached by the other circuits. See Gearlds v. Entergy
Servs., Inc., 709 F.3d 448, 452 (5th Cir. 2013) (“Even assuming it is dictum, however,
we give serious consideration to this recent and detailed discussion of the law by a
majority of the Supreme Court.”); Singletary v. United Parcel Serv., Inc., 828 F.3d
342, 350 (5th Cir. 2016) (“We need not resolve whether subsection (a)(2) or (a)(3) is
the better fit [because] [t]he claim could have been brought by referring to both
sections.”). On the other hand, other recent decisions—without mentioning or citing
Amara at all—reflexively follow the Fifth Circuit’s pre-Amara case law. See, e.g.,
Hollingshead v. Aetna Health Inc., 589 F. App’x 732, 737 (5th Cir. 2014) (citing
Tolson, 141 F.3d at 610). One could argue that this issue remains an open question.
See Gonzalez v. Aztex Advantage, 547 F. App’x 424, 426 n.3 (5th Cir. 2013) (“Because
we determine that the district court properly concluded that Gonzalez abandoned his
equitable remedy claim and properly denied his motion to withdraw his nonobjection, we need not decide whether Amara would have entitled Gonzalez to any
The parties dispute whether Rochow v. Life Ins. Co. of N. Am., 780 F.3d 364, 366
(6th Cir. 2016), supports Currier’s position.
This Court agrees with the Peterson court that a plaintiff can simultaneously
plead claims under several subsections of Section 502(a) and “have time to develop
[her] trial strategy and preserve alternative grounds for relief until a later stage in
the litigation.” 2016 WL 3849693, at *2 (citation omitted). 5 This result is compelled
by the Supreme Court’s Amara decision. “Had the district court in Amara dismissed
the breach of fiduciary duty claim at the pleading stage based on the mere presence
of the legal claim for benefits, the equitable relief sanctioned by the Supreme Court
would not have been available.” Peterson, 2016 WL 3849693, at *3. At least where
there is a possibility that equitable relief may be necessary to make the plaintiff
whole, dismissal of the plaintiff’s Section 502(a)(3) claim is inappropriate postAmara. That conclusion, however, does not end the inquiry. 6
Defendants argue that even if a plaintiff can sometimes pursue a Section
502(a)(1)(B) claim and a Section 502(a)(3) claim simultaneously, Currier cannot do so
here because, assuming her factual allegations are correct, she will not require
equitable relief to make her whole.
Defendants assert that Currier “will be
This result is not foreclosed by Varity, which read in light of Amara does no more
than provide that equitable relief under Section 502(a)(3) is impermissible where a
legal remedy is obtained pursuant to Section 502(a)(1)(B). 516 U.S. at 515.
6 The Court recognizes that reasonable minds could disagree as to the proper reading
of the Fifth Circuit’s less-than-clear post-Amara precedent. Accordingly, should
defendants so desire, the Court would be willing to consider a motion to certify this
opinion for interlocutory appeal under 28 U.S.C. § 1292(b). Though the Court
cautions the defendants that, as of now, the Court is not convinced that the criteria
for such an appeal is met.
recompensed fully by an award of benefits under [Section] 502(a)(1)(B).” 7 The Court
In addition to alleging improper denial of benefits, the complaint alleges that
defendants breached their fiduciary duties by providing Currier with a Q & A
document which contradicted the Pilots Plan both affirmatively and by omission.8
The complaint also alleges that defendants made material misrepresentations
concerning the terms and operation of the Pilots Plan. 9 Accordingly, Currier asserts
one set of claims related to the decision to deny benefits under the terms of the Plan,
for which Section 502(a)(1)(B) would in fact provide an adequate remedy, but she also
asserts a separate set of claims related to her detrimental reliance on alleged
misrepresentations made by Entergy Services agents as fiduciaries. The latter claims
can be remedied only through Section 502(a)(3). Moreover, Currier alleges that the
Q & A document is an SPD, a characterization not contested by defendants, which
Amara explicitly held is not part of the benefits plan itself and therefore cannot form
the basis for a Section 502(a)(1)(B) claim for benefits due under “the terms of the
plan.” 563 U.S. at 436.
Because it is unclear at this point whether the Q & A document serves as an
SPD and whether the breach of fiduciary duty claims regarding deliberate
misrepresentations are sufficiently distinct from the claims requesting enforcement
of the plan so as not to effectively constitute “repackaging” of the latter, the Court
R. Doc. No. 16, at 6 n.4.
R. Doc. No. 1, at 17 ¶ 45.
9 R. Doc. No. 1, at 17 ¶ 46.
cannot decide whether Currier’s claim is more accurately grounded in the Pilots Plan
itself or in enforcement of the Q & A document. Accordingly, defendants’ motion to
dismiss Currier’s Section 502(a)(3) claim must be denied.
Section 502(c) Claim
The second claim which defendants seek to dismiss is Currier’s claim for
statutory damages under ERISA Section 502(c) based on defendants’ alleged failure
to provide timely claim documentation as required by the statute.
29 U.S.C. §
1132(c)(1)(B). Section 502(c) allows courts to award penalties on a per-day basis if a
plan administrator fails to timely comply with a document request under Section
29 U.S.C. § 1024(b)(4).
Section 1024(b)(4) provides that plan
“administrator[s] shall, upon written request of any participant or beneficiary,
furnish a copy of the latest updated summary, plan description, and the latest annual
report, any terminal report, the bargaining agreement, trust agreement, contract, or
other instruments under which the plan is established or operated.” Id.
Currier, through counsel, made multiple written requests for plan documents
at different stages during the administrative appeal process and concedes “that a
number of documents were timely produced.” 10 However, she claims that defendants
are liable for failing to timely provide upon request (1) certain documents which
defendants had already provided in response to earlier requests, (2) documents
relating to her individual claim for benefits, including documents generated during
her administrative appeals, and (3) the Entergy Benefits Committee’s bylaws.
R. Doc. No. 12, at 6.
Defendants respond that the information sought by Currier either had already been
timely provided once in response to a 2011 request by Currier or was not required to
First, the Court agrees that defendants should not be subject to penalties for
failing to timely provide required documents that had already been timely produced
in response to a previous request. “[T]he purpose of the penalty is to provide plan
administrators with an incentive to timely respond to requests for documents.” Kerr
v. Charles F. Vatterott & Co., 184 F.3d 938, 947 (8th Cir. 1999). “Under ERISA,
penalties are assessed at the sole discretion of the Court.” Seal v. Maverick Claims,
LLC, No. 14-245, 2015 WL 4509629, at *1 (E.D. La. July 24, 2015) (citing 29 U.S.C. §
1132(c)(1)). The Court finds that the purpose of the “penalty” provision of ERISA
would not be furthered by the imposition of penalties under such circumstances. The
Court therefore declines to award penalties on that basis in this case.
Second, the Court agrees with defendants that they were not required to
produce documents relating to Currier’s individual claim for benefits or the
committee bylaws. As stated, Section 1024(b)(4) requires a plan administrator to
provide upon request “a copy of the latest updated summary, plan description, and
the latest annual report, any terminal report, the bargaining agreement, trust
agreement, contract, or other instruments under which the plan is established or
operated.” (emphasis added). The Fifth Circuit has held that the final, catch-all
provision of Section 1024(b)(4) only requires a plan administrator to produce the
“formal legal documents that govern a plan.” Murphy v. Verizon Commc’ns, Inc., 587
F. App’x 140, 144 (5th Cir. 2014). Moreover, “[a]s a penalty provision [this section]
must be strictly construed.” Fisher v. Metro. Life Ins. Co., 895 F.2d 1073, 1077 (5th
Documents that were generated during the course of Currier’s claim processing
or her administrative appeals are not “formal legal documents that govern” her
benefits plan. Indeed, the basis for Currier’s appeals was her belief that she had been
denied benefits in violation of the formal legal documents which govern her plan. It
follows that documents generated during and subsequent to the appeals cannot
themselves be “documents that govern” within the meaning of the statute. See
Jordan v. Tyson Foods, Inc., 312 F. App’x 726, 734 (6th Cir. 2008) (internal quotations
and citation omitted) (“[T]he term ‘other instruments’ does not include documents
used in the ministerial day-to-day processing of individual claims.”).
Neither can Currier advance a claim against defendants based on their
untimely provision of the Entergy Benefits Committee’s bylaws. 11 Given the Fifth
Circuit’s narrow construction of “other instruments” as limited to “formal legal
documents that govern a plan,” the fact that the bylaws govern the Entergy Benefits
Committee’s functions and not the beneficiary plans themselves is fatal to Currier’s
claim. See Bd. of Trustees of the CWA/ITU Negotiated Pension Plan v. Weinstein, 107
F.3d 139, 143 (2d Cir. 1997) (cited favorably in Murphy, 587 F. App’x at 143-44)
The Court notes that Currier does not mention the bylaws in her complaint—they
are mentioned for this first time in her memorandum in opposition to defendants’
motion. Currier does, however, offer to amend her complaint if necessary to plead
this basis for recovery with more specificity. R. Doc. No. 12, at 8.
(construing the catch-all provision “to refer to formal documents that govern the plan,
not to all documents by means of which the plan conducts operations”). For these
reasons, the motion for dismissal of this claim is granted.
Dismissal of Entergy Services and Entergy Corporation
Defendants also move to dismiss Entergy Services and Entergy Corporation
from this action on the ground that ERISA only provides Currier with a claim against
the Entergy Benefits Committee, the plan administrator. Currier does not oppose
dismissing Entergy Corporation, but argues that Entergy Services is liable because
it acted as a plan administrator and effectively made the decision to terminate her
Because Currier does not oppose it, the Court will dismiss Entergy Corporation
without prejudice. As for Entergy Services, the Court concludes that pursuant to the
Fifth Circuit’s decision in Musmeci v. Schwegmann Giant Super Markets, Inc., 332
F.3d 339, 349 (5th Cir. 2003), dismissal would be inappropriate at this stage of the
An employer is not liable to a plaintiff under ERISA simply because the
plaintiff’s benefits plan accrued through the employer. Gearlds v. Entergy Servs.,
Inc., 709 F.3d 448, 453 (5th Cir. 2013). In Schwegmann, the Fifth Circuit explained
that an ERISA claimant may only bring suit against an employer when the plan has
no meaningful existence apart from the employer, and when the employer made the
decision to deny benefits. 332 F.3d at 349-50. This standard has been labelled a
“restrained functional test,” whereby “a party will be exposed to liability only if it
exercises ‘actual control’ over the administration of the plan.” LifeCare Mgmt. Servs.
LLC v. Ins. Mgmt. Adm’rs Inc., 703 F.3d 835, 844 (5th Cir. 2013) (citing Schwegmann,
332 F.3d at 349-50).
In other words, “[i]f an entity or person other than the named plan
administrator takes on the responsibilities of the administrator, that entity may also
be liable for benefits.” Id. at 845. However, the Fifth Circuit has found that an
employer without “final authority” to make benefits decision and with “no role in [the
plan administrator’s] formal decision making and appeals process” is not a proper
defendant for a denial of benefits claim. Armando v. AT & T Mobility, 487 F. App’x
877, 879 (5th Cir. 2012).
The complaint alleges that Entergy Services executives administered the plan,
that Entergy Services effectively made the decision to deny Currier benefits, and that
certain high level Entergy Services employees made the decision regarding Currier’s
administrative appeals. As distinct from Gearlds, where the plaintiff did not allege
that the employer “sponsored or administered the plan, or made any decisions with
respect to his benefits,” 709 F.3d at 453, Currier is explicitly alleging those facts, with
supportive documentation. Taken together and viewed in the light most favorable to
the plaintiff, the allegations are sufficient to state a claim that Entergy Services is
one and the same as the Entergy Benefits Committee, such that the Committee has
“no meaningful existence separate” from Entergy Services. See Schwegmann, 332
F.3d at 350. Dismissal of Entergy Services would therefore be inappropriate at this
stage of the proceedings.
For the foregoing reasons,
IT IS ORDERED that defendants’ motion is GRANTED IN PART and
DENIED IN PART. The motion is GRANTED insofar as plaintiff’s claims under
ERISA Section 502(c), 29 U.S.C. § 1132(c)(1)(B), are DISMISSED WITH
PREJUDICE. The motion is also GRANTED insofar as all claims against Entergy
Corporation are DISMISSED WITHOUT PREJUDICE. The motion is DENIED
in all other respects.
New Orleans, Louisiana, October 14, 2016.
LANCE M. AFRICK
UNITED STATES DISTRICT JUDGE
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