Fountain v. New Orleans City et al
Filing
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ORDER AND REASONS granting 23 Motion to Dismiss; FURTHER ORDERED that the case is DISMISSED WITHOUT PREJUDICE. Signed by Judge Lance M Africk on 7/19/2018. (blg)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
KENNETH FOUNTAIN
CIVIL ACTION
VERSUS
No. 18-145
NEW ORLEANS CITY, ET AL.
SECTION I
ORDER & REASONS
Before the Court is a motion1 to dismiss filed jointly by defendants Dichelle
Williams and the City of New Orleans (collectively, “the City”). For the following
reasons, the motion is granted.
Plaintiff Kenneth Fountain (“Fountain”) initially filed a complaint against the
City alleging violations of Title VII of the Civil Rights Act, several state law claims,
and “government Whistleblower Protections established via OSHA, federal law, The
U.S. Department of Labor and Executive Orders establishing the same, as well as
other applicable federal statutes, laws, and protections.” 2 The City responded by
filing a motion to dismiss. 3
The City argued that Fountain’s Title VII claim was time-barred and should
be dismissed. 4 The City also urged the Court to decline to exercise supplemental
jurisdiction over Fountain’s state law claims. 5
On June 7, 2018, the Court dismissed Fountain’s Title VII claim as untimely;
R. Doc. No. 23.
R. Doc. No. 1, at 5–7.
3 R. Doc. No. 18.
4 R. Doc. No. 18-1, at 3.
5 Id. at 5.
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however, the Court observed that, in his complaint, Fountain made vague references
to non-Title VII federal law claims. 6 Although Fountain “[did] not identify with
sufficient detail the nature of these other federal claims, if any,” the Court
nonetheless ordered that Fountain was permitted to file an amended complaint
“specifically asserting any other causes of action” under federal law. 7
Despite the Court’s straightforward order, Fountain filed a first amended
complaint containing language and allegations nearly identical to those in the
original complaint. 8 The amended complaint is equally as vague. Indeed, Fountain’s
alleged legal basis for federal relief is so unclear that, in its motion to dismiss, the
City was forced to speculate as to which federal whistleblower protection laws give
rise to Fountain’s claims: “[T]he City’s memorandum argument addresses the causes
of action that the City believes Fountain may have intended to be asserted.” 9 The
Court refuses to engage in such guesswork.
R. Doc. No. 19, at 2–3.
Id. at 3–4 (emphasis added).
8 While the pleadings are not verbatim the same, the differences are insignificant. In
fact, the only time Fountain alleges violations of federal law in his first amended
complaint, he quotes the original complaint: “Pursuant to federal law, your Petitioner
filed a Petition for claims arising under the Whistleblower Protections established
via OSHA, The U.S. Department of Labor and Executive Orders establishing the
same, as well as other applicable federal statutes, laws and protections.” R. Doc. No.
20, at 6.
9 R. Doc. No. 23, at 4 n.24 (emphasis added). The City addressed possible allegations
under OSHA, 29 U.S.C. § 660(c) and the Sarbanes-Oxley Act, 18 U.S.C. § 1514(a),
although Fountain cites neither statute in his first amended complaint. Id. at 4–7.
The City also argued that, to bring a claim for retaliation under any unidentified
federal whistleblower statute, Fountain would need to be a federal employee, which
he is not. Id. at 5. The Court need not address these substantive arguments because
Fountain’s first amended complaint is dismissed for other reasons stated herein.
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In his response to the motion to dismiss, Fountain ignored the City’s guesswork
with respect to his federal whistleblower claims. While he did specify—albeit for the
first time—that his Occupational Safety and Health Act claim arises under Section
11(c), he also claimed for the first time that federal law provides him with
whistleblower protections under 42 U.S.C. § 1983 and the First Amendment. 10
Fountain did not raise any of these claims in either his original complaint or his first
amended complaint, and he has not moved for leave to file a third amended complaint.
The Court will not consider these new causes of action. “[I]t is axiomatic that
the complaint may not be amended by the briefs in opposition to a motion to dismiss.”
Car Carriers, Inc. v. Ford Motor Co., 745 F.2d 1101, 1107 (7th Cir. 1985) (citations
omitted); see also Wright v. Ernst & Young LLP, 152 F.3d 169, 178 (2d Cir. 1998)
(refusing to consider arguments mentioned for the first time in opposition
memoranda); Schneider v. Calif. Dep’t of Corrections, 151 F.3d 1194, 1197 n.1 (“In
determining the propriety of a Rule 12(b)(6) dismissal, a court may not look beyond
the complaint to a plaintiff’s moving papers, such as a memorandum in opposition to
a defendant’s motion to dismiss.”) (citations omitted); Morgan Distrib. Co., Inc. v.
Unidynamic Corp., 868 F.2d 992, 995 (8th Cir. 1989) (refusing to consider an
argument raised in a brief responding to a motion because “[t]o hold otherwise would
mean that a party could unilaterally amend a complaint at will”) (citation omitted).
The Court provided Fountain the opportunity to amend his complaint and
clarify his federal causes of action beyond nebulous and abstract references “to
10
R. Doc. No. 25, at 3–4.
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applicable federal law.” Notwithstanding the Court’s specific order, he chose not to
do so. Thus, dismissal of Fountain’s federal law claims against the City is warranted.
Having concluded that all of Fountain’s federal law claims should be dismissed,
only his state law claims remain. A district court may decline to exercise
supplemental jurisdiction over a state law claim if:
(1)
(2)
(3)
(4)
the claim raises a novel or complex issue of State law,
the claim substantially predominates over the claim or claims
over which the district court has original jurisdiction,
the district court has dismissed all claims over which it has
original jurisdiction, or
in exceptional circumstances, there are other compelling reasons
for declining jurisdiction.
28 U.S.C. § 1367(c). In addition to these factors, the Fifth Circuit has instructed
district courts to consider the common law factors of “judicial economy, convenience,
fairness, and comity.” Mendoza v. Murphy, 532 F.3d 342, 346 (5th Cir. 2008). “These
interests are to be considered on a case-by-case basis, and no single factor is
dispositive.” Id.
These factors weigh in favor of dismissal without prejudice of the Louisiana
law claims so that Fountain may assert those claims in Louisiana state court. The
Court has “dismissed all claims over which it has original jurisdiction.” 28 U.S.C. §
1367(c)(3). Moreover, allowing Louisiana courts to rule on Louisiana law “encourages
fairness between the parties by ‘procuring for them a surer-footed reading of
applicable law.’” Bitte v. EMC Mortgage Corp., No. 07-9273, 2009 WL 1950911, at *2
(E.D. La. July 1, 2009) (Africk, J.) (quoting United Mine Workers of Am. v. Gibbs, 383
U.S. 715, 726 (1966)) “[D]eference in this case with respect to the state law issue[s]
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promotes the important interest of comity to state courts.” Id. Finally, the parties will
not be unduly prejudiced because the litigation is still in its early stages.
Accordingly,
IT IS ORDERED that the City’s motion to dismiss is GRANTED.
IT IS FURTHER ORDERED that the above-captioned case is DISMISSED
WITHOUT PREJUDICE.
New Orleans, Louisiana, July 19, 2018.
_______________________________________
LANCE M. AFRICK
UNITED STATES DISTRICT JUDGE
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