Coleman v. Anco Insulations, Inc. et al
Filing
100
RUING AND ORDER granting in part and denying in part 81 Motion to Compel. Signed by Magistrate Judge Erin Wilder-Doomes on 5/8/2017. (LLH)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF LOUISIANA
WILLIAM D. COLEMAN
CIVIL ACTION
VERSUS
NO. 15-821-BAJ-EWD
ANCO INSULATIONS, INC. ET AL.
RULING AND ORDER
Before the court is a Motion to Compel Defendant Pilkington North America, Inc. (“PNA”)
to Produce a Corporate Representative Pursuant to Federal Rule of Civil Procedure 30(b)(6) (the
“Motion to Compel”)1 filed by Plaintiffs, Pamela Coleman and Jody Coleman Nolte (“Plaintiffs”).2
By their Motion to Compel, Plaintiffs seek to compel PNA to produce a corporate representative
to testify regarding certain topics. PNA has filed an Opposition.3
For the reasons set forth herein, Plaintiffs’ Motion to Compel is GRANTED IN PART and
DENIED IN PART. Specifically,
The court GRANTS Plaintiffs’ Motion to Compel with respect to topic number 52. The
court GRANTS Plaintiffs’ Motion to Compel with respect to topic number 40 only to the extent
this topics seeks information prior to 1972. The court DENIES Plaintiffs’ Motion to Compel with
respect to topic numbers 12, 22, 32, 37, 38, 15, 25, and 35. The court DENIES Plaintiffs’ Motion
to Compel with respect to topic numbers 13, 17, 21, 23, 27, 14, 24, 34, 16, 26, 36, 18, 19, 20, and
45 to the extent these topics seek information for the time period following Decedent’s
1
R. Doc. 81.
On April 21, 2017, the court granted Plaintiffs’ Second Revised Joint Rule 25(a)(1) Motion for Substitution of Parties
Plaintiff and Motion for Leave to File Plaintiffs’ First Supplemental and Amended Complaint (the “Motion to
Substitute and Amend”) by which Pamela Coleman and Jody Coleman Nolte sought to be substituted in William D.
Coleman’s stead as plaintiffs. R. Doc. 92.
2
3
R. Doc. 89.
1
employment at the Shreveport plant. The court GRANTS Plaintiffs’ Motion to Compel with
respect to topic number 52.
I.
Background
Plaintiffs assert that William D. Coleman (“Decedent”) was diagnosed with malignant
mesothelioma on or around June 20, 2015 and died on November 8, 20164 “due to or a [sic]
consequence of his exposure to dust and fibers from asbestos and asbestos-containing materials
utilized by” PNA.5 Per Plaintiffs’ First Supplemental and Amended Complaint, Plaintiffs contend
that at the time of Decedent’s birth in 1941, his father, W.C. Coleman “was employed in the
Packing Department at the Libbey-Owens-Ford (“LOF”) Plant located in Shreveport, Louisiana.”6
Plaintiffs assert that W.C. Coleman was exposed to injurious levels of asbestos during his
employment and that Decedent “experienced household exposure to asbestos from, inter alia, the
skin and clothing of his father.”7 In addition to allegations of household exposure, Plaintiffs allege
that “[i]n approximately 1962” Decedent “joined his father at the LOF Plant in Shreveport,
Louisiana and he worked throughout the LOF Plant until approximately September of 1971 when
the plant was closed.”8 Plaintiffs contend that as a result of Decedent’s work at the LOF Plant, he
“experienced direct exposure to injurious levels of asbestos from the asbestos containing products
utilized therein.
Specifically, [Decedent] was exposed to, inter alia, asbestos containing
insulation; asbestos containing fire brick; asbestos containing discs; and ‘sheets’ of asbestos
insulation.”9
4
R. Doc. 93, ¶ 13.
5
R. Doc. 93, ¶ 1.
6
R. Doc. 93, ¶ 7.
7
R. Doc. 93, ¶ 8.
8
R. Doc. 93, ¶ 9.
9
R. Doc. 93, ¶ 9.
2
Plaintiffs allege that PNA proximately caused Decedent’s mesothelioma and assert PNA
“[i]nduc[ed] Decedent and his father to work in areas polluted with respirable asbestos fibers” and
failed to: (1) provide safety equipment (such as respiratory protection and clothing) for Decedent
and his father; (2) institute adequate safety measures and protection (“including wet methods,
against deadly and life-threatening asbestos dust”); (3) adequately warn Decedent and his father
regarding the dangers of asbestos contamination; (4) maintain safe “ambient and environmental
conditions;” (5) remove or abate asbestos in the facility “during the time Decedent and his father
were working there;” (6) provide adequate ventilation to ensure individuals were not exposed to
asbestos; (7) provide a safe method for use of asbestos and asbestos-containing products and
machinery/equipment; (8) adhere to industry safety standards; (9) provide “local exhaust in
Decedent and his father’s work areas;” (10) “monitor the air for airborne asbestos fibers in
Decedent and his father’s work areas;” (11) provide “proper medical monitoring while Decedent
and his father were employed and working at [PNA’s] premise;” (12) educate Decedent and his
father regarding the hazards of asbestos; (13) post warning or caution signs regarding the hazards
of asbestos; and (14) implement the use of asbestos-free materials.10
Additionally, Plaintiffs contend that defendants (i.e., PNA and its alleged insurers) knew
“for many decades” of the dangers posed by inhalation of asbestos dust and fibers but withheld
and concealed such information; “released, published and disseminated” incorrect or otherwise
misleading information; “distorted the results of medical examinations conducted on Decedent as
well as workers and family members such as Decedent;” and contrived through trade organizations
to “induce the Decedent to rely upon said false and fraudulent representations, omissions, and
concealments, to continue to expose herself [sic] to the dangers inherent in the use of and exposure
10
R. Doc. 93, ¶ 21(a)-(o).
3
to Defendants’ asbestos-containing products and machinery….”11 Plaintiffs allege that as “a direct
and proximate result of Decedent’s reliance on Defendants’ false and fraudulent representations,
omissions, and concealments, Decedent sustained damages including injuries, illnesses, and
disabilities and has been deprived of the opportunity of informed free choice in connection with
the exposure to Defendants’ asbestos-containing products and machinery requiring or calling for
the use of asbestos and asbestos-containing products.”12
II.
Law and Analysis
“Unless otherwise limited by court order, the scope of discovery is as follows: Parties may
obtain discovery regarding any nonprivileged matter that is relevant to any party’s claim or defense
and proportional to the needs of the case, considering the importance of the issues at stake in the
action, the amount in controversy, the parties’ relative access to relevant information, the parties’
resources, the importance of the discovery in resolving the issues, and whether the burden or
expense of the proposed discovery outweighs its likely benefit. Information within this scope of
discovery need not be admissible in evidence to be discoverable.” Fed. R. Civ. P. 26(b)(1).
“Generally, the scope of discovery is very broad, though it is not unlimited.” Heck v.
Buhler, 2015 WL 7432367, at * 2 (M.D. La. Nov. 23, 2015) (citing Crosby v. Louisiana Health
Serv. & Indent. Co., 647 F.3d 258, 264 (5th Cir. 2011)). See also, Southern Filter Media, LLC v.
Halter, 2014 WL 4278788, at * 3 (M.D. La. Aug. 29, 2014) (“The general scope of discovery is
broad and permits the discovery of ‘any nonprivileged matter that is relevant to any party’s claim
or defense.’ The rules governing discovery are accorded a broad and liberal treatment to achieve
their purpose of adequately informing litigants in civil trials.”) (internal citations omitted). “It is
11
R. Doc. 93, ¶ 25(a)-(f).
12
R. Doc. 93, ¶ 27.
4
well established that the scope of discovery is within the sound discretion of the trial court.”
Southern Filter Media, LLC v. Halter, 2014 WL 4278788, at * 3 (M.D. La. Aug. 29, 2014). The
court must limit the frequency or extent of discovery if it determines that: “(i) the discovery sought
is unreasonably cumulative or duplicative, or can be obtained from some other source that is more
convenient, less burdensome, or less expensive; (ii) the party seeking discovery has had ample
opportunity to obtain the information by discovery in the action; or (iii) the proposed discovery is
outside the scope permitted by Rule 26(b)(1).” Fed. R. Civ. P. 26(b)(2)(C).
Rule 30(b)(6) of the Federal Rules of Civil Procedure governs deposition notices directed
to organizations. In the deposition notice, the party “must describe with reasonable particularity
the matters for examination.” Fed. R. Civ. P. 30(b)(6). In response, the organization must
designate an agent or other person to testify on its behalf “about information known or reasonably
available to the organization.” Id. “The court may limit a Rule 30(b)(6) deposition notice to the
extent it requests the organization to designate an agent to testify on topics of information that are
overly broad, vague, or ambiguous.” Krantz v. State Farm Fire and Casualty Co., 2016 WL
320148, at * 3 (M.D. La. Jan. 25, 2016) (citing Scioneaux v. Elevating Boats, LLC, 2010 WL
4366417, at *3 (E.D. La. Oct. 20, 2010) (quashing deposition notice where the plaintiff failed to
particularize the topics of discussion in Rule 30(b)(6) deposition notice); In re Katrina Canal
Breaches Consolidates Litigation, 2008 WL 4833023 (E.D. La. July 2, 2008) (granting motion for
protective order to the extent topics listed in a 30(b)(6) notice were overly broad, vague and
ambiguous); Padana Assicurazioni–Societa Azioni v. M/V Caribbean Exp., 1999 WL 30966 (E.D.
La. Jan. 21,1999) (denying motion to compel Rule 30(b)(6) deposition where the notice was
insufficiently particularized)).
5
Per the instant Motion to Compel, Plaintiffs seek to compel a corporate representative of
PNA to testify regarding the following topics:
12. Scientific literature (i.e. case reports, plant studies, literature,
editorials, etc.) maintained by LOF on a corporate level regarding
the hazards of excessive dust. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
13. Scientific literature (i.e. case reports, plant studies, literature,
editorials, etc.) maintained by LOF on a corporate level regarding
the hazards of asbestos. Please provide all documents reviewed,
relied upon, and/or prepared regarding this topic.
14. LOF’s Worker’s Compensation for occupational diseases.
Please provide all documents reviewed, relied upon, and/or prepared
regarding this topic.
15. Discussions, either written or verbal, between LOF and its
insurance carriers regarding LOF’s plant conditions.
16. Discussion, either written or verbal, between LOF and its
insurance carriers regarding asbestos in LOF’s plants. Please
provide all documents reviewed, relied upon, and/or prepared
regarding this topic.
17. Warnings issued to LOF plant management from LOF’s
corporate level management regarding the hazards of asbestos.
Please provide all documents reviewed, relied upon, and/or prepared
regarding this topic.
18. The organizational structure of PNA from 1972 through the
present. Please provide all documents reviewed, relied upon, and/or
prepared regarding this topic.
19. Any corporate level safety program at PNA from 1972 through
the present. Please provide all documents reviewed, relied upon,
and/or prepared regarding this topic.
20. Any corporate level industrial hygiene program at PNA from
1972 through the present. Please provide all documents reviewed,
relied upon, and/or prepared regarding this topic.
21. Any corporate level research program at PNA designed to
analyze the use of asbestos, asbestos containing products, and/or
asbestos containing equipment in the manufacture of glass at former
LOF plants. Please provide all documents reviewed, relied upon,
and/or prepared regarding this topic.
6
22. Scientific literature (i.e. case reports, plant studies, literature,
editorials, etc.) maintained by PNA on a corporate level regarding
the hazards of excessive dust. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
23. Scientific literature (i.e. case reports, plant studies, literature,
editorials, etc.) maintained by PNA on a corporate level regarding
the hazards of asbestos. Please provide all documents reviewed,
relied upon, and/or prepared regarding this topic.
24. PNA’s Worker’s Compensation for occupational diseases.
Please provide all documents reviewed, relied upon, and/or prepared
regarding this topic.
25. Discussions, either written or verbal, between PNA and its
insurance carriers or any other person or entity regarding LOF’s
plant conditions. Please provide all documents reviewed, relied
upon, and/or prepared regarding this topic.
26. Discussion, either written or verbal, between LOF and its
insurance carriers or any other person or entity regarding asbestos
in LOF’s plants. Please provide all documents reviewed, relied
upon, and/or prepared regarding this topic.13
27. Warnings issued by PNA to former LOF employees regarding
the hazards of asbestos. Please provide all documents reviewed,
relied upon, and/or prepared regarding this topic.
32. Scientific literature (i.e. case reports, plant studies, literature,
editorials, etc.) maintained by LOF in Shreveport, Louisiana
regarding the hazards of excessive dust. Please provide all
documents reviewed, relied upon, and/or prepared regarding this
topic.
34. To the extent handled on a plant level, Worker’s Compensation
for occupational diseases at LOF in Shreveport, Louisiana. Please
provide all documents reviewed, relied upon, and/or prepared
regarding this topic.
35. To the extent handled on a plant level, discussions, either written
or verbal, between LOF in Shreveport, Louisiana and its insurance
carriers or any other person or entity regarding the Shreveport
plant’s conditions. Please provide all documents reviewed, relied
upon, and/or prepared regarding this topic.
13
As this topic is almost a verbatim repeat of topic number 16, the undersigned assumes that this topic was intended
to seek discussions between PNA and its insurance carriers regarding asbestos in LOF’s plants.
7
36. To the extent handled on a plant level, discussion, either written
or verbal, between LOF in Shreveport, Louisiana and its insurance
carriers or any other person or entity regarding asbestos in the
Shreveport plant. Please provide all documents reviewed, relied
upon, and/or prepared regarding this topic.
37. Any studies of air conditions at the LOF plant in Shreveport,
Louisiana, including but not limited to air monitoring studies, from
1945 through 1972. Please provide all documents reviewed, relied
upon, and/or prepared regarding this topic.
38. Any verbal, written, or otherwise published warnings regarding
the hazards of excessive dust at the LOF plant in Shreveport,
Louisiana from 1945 through 1972. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
40. Any environmental or industrial hygiene studies of the
Shreveport plant conducted at any time. Please provide all
documents reviewed, relied upon, and/or prepared regarding this
topic.
45. LOF and PNA membership in and/or affiliation with any trade
organizations. Please provide all documents reviewed, relied upon,
and/or prepared regarding this topic.
52. LOF and PNA’s relationship to Aeroquip-Vickers, Inc. at 1111
Superior Avenue, Cleveland Ohio. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
In opposition to the Motion to Compel, PNA asserts that Plaintiffs’ requested deposition
topics are vague, irrelevant, and burdensome.14 Specifically, PNA asserts that while it “is prepared
to present a representative to discuss the use of the only potentially injury-causing agent at issue
in this action – asbestos – in the only time period relevant to this case – during the employment of
PNA also objects to the Motion to Compel because “[a]s of the date of [its] opposition, PNA has never received a
notice of deposition stating a time and place for the deposition of PNA’s corporate representative which would trigger
any legal obligation on the part of PNA.” R. Doc. 89, p. 2. Formal service notwithstanding, PNA “agrees that it has
engaged in discussions with plaintiff’s counsel regarding a corporate representative deposition, and that these
discussions were done as a professional courtesy by the plaintiff, and so that the parties could coordinate calendars.”
R. Doc. 89, p. 2. Further, PNA states that it “is prepared to present a representative to discuss” asbestos at the
Shreveport plant during the periods of Decedent’s and his father’s employment. R. Doc. 89, p. 1. Given PNA’s
assertion that it is prepared to produce a corporate representative, and the parties’ briefing that indicates that such
corporate deposition will move forward following a determination by the undersigned regarding its scope, the
undersigned proceeds with an analysis of the substantive issues raised in the Motion to Compel and PNA’s opposition
thereto.
14
8
William Coleman and his father at PNA’s plant. PNA cannot and is not required to prepare a
representative on a topic as vague and ambiguous as ‘dust,’ and is not required to prepare a
representative on decades of corporate history post-dating the termination of Mr. William Dale
Coleman’s employment.”15
a. Topics Seeking Information Regarding “Excessive Dust” or General Plant
Conditions
PNA argues that “in an asbestos personal injury action the relevant toxin is asbestos”16 and
asserts that while it “is willing to have a corporate representative testify regarding its knowledge
of asbestos hazards” it is “not willing to testify about vaguely stated ‘dust’ hazards that are
irrelevant to the facts and law in this action.”17 The court considers the following topics to seek
corporate testimony regarding unspecified dust or general environmental conditions:
Number 12: Scientific literature (i.e. case reports, plant studies,
literature, editorials, etc.) maintained by LOF on a corporate level
regarding the hazards of excessive dust. Please provide all
documents reviewed, relied upon, and/or prepared regarding this
topic.
Number 22: Scientific literature (i.e. case reports, plant studies,
literature, editorials, etc.) maintained by PNA on a corporate level
regarding the hazards of excessive dust. Please provide all
documents reviewed, relied upon, and/or prepared regarding this
topic.
Number 32: Scientific literature (i.e. case reports, plant studies,
literature, editorials, etc.) maintained by LOF in Shreveport,
Louisiana regarding the hazards of excessive dust. Please provide
all documents reviewed, relied upon, and/or prepared regarding this
topic.
Number 37: Any studies of air conditions at the LOF plant in
Shreveport, Louisiana, including but not limited to air monitoring
15
R. Doc. 89, p. 1.
16
R. Doc. 89, p. 4.
17
R. Doc. 89, p. 6.
9
studies, from 1945 through 1972. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
Number 38: Any verbal, written, or otherwise published warnings
regarding the hazards of excessive dust at the LOF plant in
Shreveport, Louisiana from 1945 through 1972. Please provide all
documents reviewed, relied upon, and/or prepared regarding this
topic.
Number 40: Any environmental or industrial hygiene studies of the
Shreveport plant conducted at any time. Please provide all
documents reviewed, relied upon, and/or prepared regarding this
topic.
Number 15: Discussions, either written or verbal, between LOF and
its insurance carriers regarding LOF’s plant conditions.
Number 25: Discussions, either written or verbal, between PNA and
its insurance carriers or any other person or entity regarding LOF’s
plant conditions. Please provide all documents reviewed, relied
upon, and/or prepared regarding this topic.
Number 35: To the extent handled on a plant level, discussions,
either written or verbal, between LOF in Shreveport, Louisiana and
its insurance carriers or any other person or entity regarding the
Shreveport plant’s conditions. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
Plaintiffs assert that “PNA’s knowledge regarding the hazards of general nuisance dust and
its over-arching approach to industrial hygiene is relevant regarding whether it was foreseeable to
PNA that Mr. Coleman could be injured by asbestos dust.”18 Because Plaintiffs have alleged a
household exposure claim based on Decedent’s contact with his father’s clothing, the undersigned
finds that PNA’s industrial hygiene practices are relevant to Plaintiffs’ claims and that topic
number 40 could lead to such relevant information. Accordingly, the court GRANTS Plaintiffs’
Motion to Compel with respect to Number 40.19 However, as discussed herein, Plaintiffs have not
established that their requests seeking corporate testimony regarding “excessive dust” unrelated to
18
R. Doc. 81-1, p. 6.
19
However, as discussed in the following section, this topic is limited to information prior to 1972.
10
asbestos seek relevant information that would not otherwise be captured via Plaintiffs’ more
specific requests regarding asbestos or that such generalized requests are proportional to the needs
of the case at this juncture.
Plaintiffs assert that Roberts v. Owens-Corning Fiberglas Corp., 878 So.2d 631 (La. App.
1 Cir. 2004) “is instructive regarding the scope of duty/scope of risk analysis utilized to assess
foreseeability in asbestos cases such as the instant matter”20 and argue that the Roberts court
considered evidence such as a report entitled “Dust Producing Operations” and a “Report on
‘Summary’ of the Plant Industrial Hygiene Problems.” However, Plaintiffs also recognize that
these materials specifically addressed, inter alia, asbestos.21 Plaintiffs have provided no support
for their position that information regarding “nuisance dust” which does not address asbestos is
relevant to Plaintiffs’ claims that Decedent was exposed to asbestos and that PNA knew or should
have known that such exposure could be hazardous. PNA correctly points out that Louisiana courts
require a claimant to show exposure to the product complained of. See, Rando v. Anco Insulations,
Inc., 16 So. 3d 1065, 1089 (La. 2009) (“To prevail in an asbestos case a plaintiff must show, by a
preponderance of the evidence, he was exposed to asbestos and he received an injury substantially
caused by that exposure.”); Roberts, 878 So. 2d at 642 (“But our courts have, as a matter of policy,
required that ‘the claimant must show that he had a significant exposure to the product complained
of to the extent it was a substantial factor in bringing about injury.’”) (citing Asbestos v. Bordelon,
726 So.2d 926, 948 (La. App. 4 Cir. 1998)).
20
R. Doc. 81-1, p. 6.
See, R. Doc. 81-1, pp. 6-7 (noting that the “Dust Producing Operations” report “while not limited to asbestos, did
discuss asbestos particles” and that the “Report on ‘Summary’” “although not limited to asbestos…did discuss
asbestos issues.”).
21
11
Significantly, Plaintiffs have set forth similar topics seeking corporate representative
testimony specifically regarding knowledge, literature, warnings, research, and discussions related
to the hazards of asbestos22 such that Plaintiffs’ more general topics appear to be cumulative. To
the extent the court would have otherwise considered limiting topic numbers 12, 22, 32, 37, 38,
15, 25, and 35 regarding dust or plant conditions generally to information related to asbestos, such
limitation has already been imposed via Plaintiffs’ proposed topics 13, 21, 23, 27, 26, and 36. At
this juncture of these proceedings, especially considering that any relevant information that would
otherwise be captured via their more generalized requests will also likely to be captured by
Plaintiffs’ more specific topics addressing asbestos, Plaintiffs have not established that compelling
corporate representative testimony regarding topic numbers 12, 22, 32, 37, 38, 15, 25, and 35
would be proportional to the needs of this case. Accordingly, the undersigned GRANTS Plaintiffs’
Motion to Compel with respect to topic number 40 (as temporally limited per the discussion below)
and DENIES Plaintiffs’ Motion to Compel with respect to topic numbers 12, 22, 32, 37, 38, 15,
25, and 35.
See, Number 13 (“Scientific literature (i.e. case reports, plant studies, literature, editorials, etc.) maintained by LOF
on a corporate level regarding the hazards of asbestos. Please provide all documents reviewed, relied upon, and/or
prepared regarding this topic.”); Number 17 (“Warnings issued to LOF plant management from LOF’s corporate level
management regarding the hazards of asbestos. Please provide all documents reviewed, relied upon, and/or prepared
regarding this topic.”); Number 21 (“Any corporate level research program at PNA designed to analyze the use of
asbestos, asbestos containing products, and/or asbestos containing equipment in the manufacture of glass at former
LOF plants. Please provide all documents reviewed, relied upon, and/or prepared regarding this topic.”); Number 23
(“Scientific literature (i.e. case reports, plant studies, literature, editorials, etc.) maintained by PNA on a corporate
level regarding the hazards of asbestos. Please provide all documents reviewed, relied upon, and/or prepared regarding
this topic.”); Number 27 (“Warnings issued by PNA to former LOF employees regarding the hazards of asbestos.
Please provide all documents reviewed, relied upon, and/or prepared regarding this topic.”); Number 16 (“Discussion,
either written or verbal, between LOF and its insurance carriers regarding asbestos in LOF’s plants. Please provide all
documents reviewed, relied upon, and/or prepared regarding this topic.”); Number 26 (“Discussion, either written or
verbal, between LOF and its insurance carriers or any other person or entity regarding asbestos in LOF’s plants. Please
provide all documents reviewed, relied upon, and/or prepared regarding this topic.”); and Number 36 (“To the extent
handled on a plant level, discussion, either written or verbal, between LOF in Shreveport, Louisiana and its insurance
carriers or any other person or entity regarding asbestos in the Shreveport plant. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.”).
22
12
b. Topics Seeking Information Regarding Post-Employment Information
PNA has objected to requests for testimony regarding corporate knowledge or conduct
post-dating 1971 (i.e., the end of Decedent’s employment) as irrelevant. PNA contends that the
Louisiana Supreme Court has “recognized that all relevant activity in an asbestos action occur[s]
before or immediately consequent with exposure” and that there is no continuing duty to warn
former employees of the danger of asbestos exposure under Louisiana law.23 PNA asserts that “[a]
post-employment warning does not and cannot prevent anything, especially when the allegations
are that asbestos exposure occurred during the employment”24 and reasons that the exposures here
“are alleged to have accrued during the employment. No knowledge after the employment
terminated could have been causative of plaintiffs’ alleged injuries.”25 The court considers the
following topics to seek corporate testimony regarding, inter alia, the years after Decedent’s
employment:26
Number 40: Any environmental or industrial hygiene studies of the
Shreveport plant conducted at any time. Please provide all
documents reviewed, relied upon, and/or prepared regarding this
topic.
Number 13: Scientific literature (i.e. case reports, plant studies,
literature, editorials, etc.) maintained by LOF on a corporate level
regarding the hazards of asbestos. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
Number 17: Warnings issued to LOF plant management from LOF’s
corporate level management regarding the hazards of asbestos.
23
R. Doc. 89, p. 7.
24
R. Doc. 89, p. 8.
25
R. Doc. 89, p. 9.
Because the court denies Plaintiffs’ Motion to Compel with respect to topic numbers 12, 22, 32, 37, 38, 15, 25, and
35, the undersigned does not further consider whether such requests should also be limited to the time period of
Decedent’s and his father’s employment. The undersigned further notes that Plaintiffs contend that topic numbers 13,
16, 17, 26, 36, and 45 are “specifically tailored to asbestos” and “do not involve an inquiry seeking post-1971
information” and therefore “do not suffer from any of Defendant’s purported defects….” R. Doc. 81-1, p. 5. However,
as the court reads these topics, they are not explicitly temporally limited and therefore the undersigned includes these
topics in its analysis.
26
13
Please provide all documents reviewed, relied upon, and/or prepared
regarding this topic.
Number 21: Any corporate level research program at PNA designed
to analyze the use of asbestos, asbestos containing products, and/or
asbestos containing equipment in the manufacture of glass at former
LOF plants. Please provide all documents reviewed, relied upon,
and/or prepared regarding this topic.
Number 23: Scientific literature (i.e. case reports, plant studies,
literature, editorials, etc.) maintained by PNA on a corporate level
regarding the hazards of asbestos. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
Number 27: Warnings issued by PNA to former LOF employees
regarding the hazards of asbestos. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
Number 14: LOF’s Worker’s Compensation for occupational
diseases. Please provide all documents reviewed, relied upon, and/or
prepared regarding this topic.
Number 24: PNA’s Worker’s Compensation for occupational
diseases. Please provide all documents reviewed, relied upon, and/or
prepared regarding this topic.
Number 34: To the extent handled on a plant level, Worker’s
Compensation for occupational diseases at LOF in Shreveport,
Louisiana. Please provide all documents reviewed, relied upon,
and/or prepared regarding this topic.
Number 16: Discussion, either written or verbal, between LOF and
its insurance carriers regarding asbestos in LOF’s plants. Please
provide all documents reviewed, relied upon, and/or prepared
regarding this topic.
Number 26: Discussion, either written or verbal, between LOF and
its insurance carriers or any other person or entity regarding asbestos
in LOF’s plants. Please provide all documents reviewed, relied
upon, and/or prepared regarding this topic.
Number 36: To the extent handled on a plant level, discussion, either
written or verbal, between LOF in Shreveport, Louisiana and its
insurance carriers or any other person or entity regarding asbestos
in the Shreveport plant. Please provide all documents reviewed,
relied upon, and/or prepared regarding this topic.
14
Number 18: The organizational structure of PNA from 1972 through
the present. Please provide all documents reviewed, relied upon,
and/or prepared regarding this topic.
Number 19: Any corporate level safety program at PNA from 1972
through the present. Please provide all documents reviewed, relied
upon, and/or prepared regarding this topic.
Number 20: Any corporate level industrial hygiene program at PNA
from 1972 through the present. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
Number 45: LOF and PNA membership in and/or affiliation with
any trade organizations. Please provide all documents reviewed,
relied upon, and/or prepared regarding this topic.
In Cole v. Celotex Corp., 599 So. 2d 1058, 1076 (La. 1992), the Louisiana Supreme Court
applied an “exposure theory” and held that insurance coverage in long-latency occupational
disease cases “is triggered by the mere exposure to the harmful conditions during the policy
period.” The court explained that “unlike in traditional personal injury cases in which the damage
results from a single, identifiable act causing traumatic injury, in asbestosis cases the damage
results from a continuous process – a slow development of this hidden disease over the years.
Compounding the problem, asbestosis cases are characterized by a lengthy latency period –
typically ranging a decade or two – and, consequently, a lengthy temporal separation between the
tortious conduct and the appearance of injury.” Id. at 1065. The court determined that “the key
relevant events giving rise to a claim in long-latency occupational disease cases are the repeated
tortious exposures resulting in continuous on-going damages, although the disease may not be
considered contracted or manifested until later.” Id. at 1066. Based on the Louisiana Supreme
Court’s reasoning set forth in Cole, the undersigned agrees that generally speaking, the relevant
time period for Decedent’s claims is during his (and his father’s) employment at the Shreveport
LOF plant because it was during that period of time Decedent was allegedly exposed to asbestos.
15
However, Plaintiffs contend that the time period following Decedent’s employment (i.e.,
1972-present) is also relevant based on a “continuing duty to warn” and argues that postemployment information “may be relevant in establishing where asbestos was located in the
Shreveport plant.”27 Plaintiffs provide no additional explanation regarding their need for postemployment information to establish the location of asbestos in the Shreveport plant, and, in light
of the reasoning set forth in Cole, the undersigned cannot find, without more, that such postemployment information is relevant to the location(s) of asbestos in the Shreveport plant at the
time Decedent was allegedly exposed.
With respect to the asserted continuing duty to warn, Plaintiffs rely on Bunge Corp. v.
GATX Corp., 557 So. 2d 1376 (La. 1990) and argue that “the Supreme Court of Louisiana
expressly recognized a continuing duty to warn in a product liability case, albeit for a
manufacturer. Given the unique position PNA held as Mr. Coleman’s employer, as well as that of
his father, it logically follows that PNA had an equally compelling duty to warn of any hazards
later identified in the Shreveport plant to which the Colemans were subject.”28 In Bunge, plaintiff
alleged that the manufacturer of a grain storage tank learned that the tank could rupture or fail
under certain conditions after it built the tank but failed to warn plaintiff of the potential for tank
failure. Plaintiff contended that had it known of the propensity for such failure, it could have acted
to prevent the tank from rupturing. In considering whether the manufacturer defendant had a
27
R. Doc. 81-1, p. 7.
R. Doc. 81-1, p. 8. PNA argues that “Louisiana law recognizes a post-sale duty to warn only for product
manufacturers” and that La. R.S. 9:2800.57 applies, by its own terms, only to manufacturers. R. Doc. 89, p. 7. La.
R.S. 9:2800.57(C) provides that “[a] manufacturer of a product who, after the product has left his control, acquires
knowledge of a characteristic of the product that may cause damage and the danger of such characteristic, or who
would have acquired such knowledge had he acted as a reasonably prudent manufacturer, is liable for damage caused
by his subsequent failure to use reasonable care to provide an adequate warning of such characteristic and its danger
to users and handlers of the product.” The undersigned agrees that this provision applies only to “manufacturers;”
however, the court does not read Bunge as foreclosing a possible continuing duty to warn in other contexts.
28
16
continuing duty to warn, the Bunge court noted that “persons are liable for acts of commission and
omission that cause damage to another if a duty imposed by the relationship of the parties is
breached by such act or omission.” Id. at 1382 (citing Dornak v. Lafayette General Hospital, 399
So. 2d 168, 170 (La. 1981) (holding that prospective employer, once having undertaken to give
pre-employment physical examinations, had a duty to disclose a tubercular condition discovered
during the exam)). The court explained that “Louisiana law imposes a duty on a manufacturer to
provide warning of any danger inherent in the normal use of its product which is not within the
knowledge of an ordinary user” and that “the duty to warn, where it exists, is a continuing one.”
Id. at 1384.
In Plaintiffs’ First Supplemental and Amended Complaint, Plaintiffs assert that “the
Employer Defendants were negligent, and intentionally committed certain acts and omissions
which created conditions at the workplace which were a proximate cause of Decedent’s
mesothelioma resulting from exposure to asbestos.”29 In particular, Plaintiffs allege, inter alia,
that defendants’ “[f]ailure to adequately warn Decedent and his father of the inherent dangers of
asbestos contamination” and “[f]ailure to educate Decedent and his father of the hazards of
asbestos” were proximate causes of Decedent’s mesothelioma.30 Plaintiffs further allege that “[a]s
the direct and proximate result of the false and fraudulent representations, omissions, and
concealments…Defendants…intended to induce the Decedent to rely upon said false and
fraudulent representations, omissions, and concealments, to continue to expose herself [sic] to the
dangers inherent in the use of and exposure to Defendants’ asbestos-containing products….”31
29
R. Doc. 93, ¶ 20.
30
R. Doc. 93, ¶ 21(c) & (l).
31
R. Doc. 93, ¶ 25(f).
17
As the undersigned reads Plaintiffs’ Complaint, Plaintiffs’ allegations regarding the failure
to warn and/or educate Decedent are focused on the time period during which Decedent was
allegedly exposed to asbestos (i.e., Plaintiffs allege that PNA’s acts and omissions “created
conditions at the workplace” that were a proximate cause of Decedent’s mesothelioma and that
defendants induced Decedent “to continue to expose” himself to asbestos). Moreover, and in
contrast to Bunge, Plaintiffs have not argued that post-employment information regarding the
hazards of asbestos would have prevented Decedent’s mesothelioma or led Decedent to otherwise
prevent his damages and, given the relevant time frame for tortious exposure to asbestos discussed
in Cole, the undersigned struggles to understand the relevancy of the post-employment information
Plaintiffs seek. Accordingly, the court DENIES Plaintiffs’ Motion to Compel with respect to topic
numbers 40, 13, 17, 21, 23, 27, 14, 24, 34, 16, 26, 36, 18, 19, 20, and 45 to the extent these topics
seek information after Decedent’s employment at the Shreveport plant was terminated.32
c. Information Regarding Aeroquip-Vickers, Inc.
Finally, Plaintiffs seek to compel a corporate representative to testify regarding topic
number 52:
LOF and PNA’s relationship to Aeroquip-Vickers, Inc. at 1111
Superior Avenue, Cleveland Ohio. Please provide all documents
reviewed, relied upon, and/or prepared regarding this topic.
Plaintiffs note in their memorandum that “Aeroquip-Vickers, Inc. appears in Mr. Coleman’s social
security records as his employer during the time frame at issue. Although PNA’s Counsel has
represented they do not dispute Mr. Coleman was employed at LOF’s Shreveport plant, not [sic]
32
To the extent these topics seek information regarding the time period during which Decedent and/or his father was
employed at the Shreveport plant (i.e., prior to 1972), as noted above, PNA has stated that it is prepared to present a
representative regarding that time period. R. Doc. 89, p. 1. The court only denies Plaintiffs’ Motion to Compel with
respect to topic numbers 40, 13, 17, 21, 23, 27, 14, 24, 34, 16, 26, 36, 18, 19, 20, and 45 to the extent these topics seek
information from 1972 through the present.
18
formal stipulation has been made to this effect and it is incumbent on Plaintiffs to diligently
discover the nature of this relationship lest an issue arise at trial over the identity and, therefore,
liability of Mr. Coleman’s employer (or successor thereto).”33 PNA does not specifically address
topic number 52 in opposition to the Motion to Compel, and it does not appear to the undersigned
that this topic is related to PNA’s objections regarding excessive dust or post-employment
information. Accordingly, the court GRANTS Plaintiffs’ Motion to Compel with respect to topic
number 52.
III.
Conclusion
For the reasons set forth herein, the court GRANTS IN PART and DENIES IN PART
Plaintiffs’ Motion to Compel Defendant Pilkington North America, Inc. (“PNA”) to Produce a
Corporate Representative Pursuant to Federal Rule of Civil Procedure 30(b)(6).34 Specifically,
The court GRANTS Plaintiffs’ Motion to Compel with respect to topic number 52. The
court GRANTS Plaintiffs’ Motion to Compel with respect to topic number 40 only to the extent
this topics seeks information prior to 1972. The court DENIES Plaintiffs’ Motion to Compel with
respect to topic numbers 12, 22, 32, 37, 38, 15, 25, and 35. The court DENIES Plaintiffs’ Motion
to Compel with respect to topic numbers 13, 17, 21, 23, 27, 14, 24, 34, 16, 26, 36, 18, 19, 20, and
45 to the extent these topics seek information for the time period following Decedent’s
employment at the Shreveport plant. The court GRANTS Plaintiffs’ Motion to Compel with
respect to topic number 52.
Signed in Baton Rouge, Louisiana, on May 8, 2017.
S
33
R. Doc. 81-1, p. 5, n. 9.
34
ERIN WILDER-DOOMES
UNITED STATES MAGISTRATE JUDGE
R. Doc. 81.
19
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