Carter et al v. Cain et al
Filing
89
RULING granting in part and denying in part 76 Motion to Dismiss for Failure to State a Claim. All claims against Defendants Kristen Thomas and Justine Worsham are hereby dismissed with prejudice, along with Plaintiffs deliberate medical indiffere nce and ADA/RA claims. Paragraphs 17, 18, 19, 20, 21, 22, 24, 26, 27, 28, 29, 30, 55, 56, 57, 58, 71, 72, 73, 77, 78, 142, 143, and 144 are hereby stricken from the Second Amended Complaint.Signed by Chief Judge Shelly D. Dick on 3/17/2020. (KMW)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF LOUISIANA
IRMA JEAN CARTER, et al.
CIVIL ACTION
VERSUS
17-201-SDD-RLB
N. BURL CAIN, et al.
RULING
Before the Court is the Motion to Dismiss and Motion to Strike Certain Allegations
from Plaintiff’s Second Amended Complaint1 filed by Defendants James LeBlanc, N. Burl
Cain, Darryl Vannoy, and Leslie Dupont (collectively, “Defendants”). Plaintiff Irma Jean
Carter (“Plaintiff”) filed an Opposition,2 to which Defendants filed a Reply.3 For the
reasons which follow, the Motion shall be GRANTED in part and DENIED in part.
I.
FACTUAL AND PROCEDURAL BACKGROUND
On April 2, 2016, Terrance Carter (“Carter”) was found dead in his cell at Camp J
in the Louisiana State Penitentiary (“LSP”), where he was an inmate.4 Carter’s mother,
sister, and other siblings subsequently brought the present lawsuit, alleging that Carter
had “years of documented mental health problems”5 and that various officials at LSP
“drafted, authorized, condoned, and/or knowingly acquiesced to the unconstitutional
policy of housing mentally ill inmates . . .in Camp J, referred to as disciplinary or
administrative segregation.”6
1
Rec. Doc. No. 76.
Rec. Doc. No. 82.
3
Rec. Doc. No. 86.
4
Rec. Doc. No. 4, p. 2.
5
Rec. Doc. No. 47, p. 1.
6
Rec. Doc. No. 4, pp. 3-4.
2
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Defendants filed a Motion to Dismiss,7 which resulted in this Court ordering
Plaintiffs to file an amended complaint that addressed the issue of proper parties for a
wrongful death and survival action. Plaintiffs filed an Amended Complaint,8 which drew a
second Motion to Dismiss9 from Defendants. On February 21, 2019, this Court granted
that Motion to Dismiss in part, dismissing the claims of Carter’s siblings and the § 1983
claims against Defendants in their individual and official capacities.10 During a subsequent
telephone status conference, Plaintiff asked for leave to file another amended complaint
to address the pleading deficiencies noted in the Ruling. This Court granted that
request.11
Plaintiff filed her Second Amended Complaint on April 11, 2019,12 after which
Defendants filed the instant Motion to Dismiss and Motion to Strike Certain Allegations
from Plaintiff’s Second Amended Complaint.13 In it, Defendants argue that in her Second
Amended Complaint, “instead of correcting the pleading deficiencies, plaintiff attempts to
add new defendants and claims, essentially changing the landscape of this litigation more
than two years after suit was filed and after discovery is complete.”14 Defendants argue
that those newly-added Defendants and the related allegations should be stricken
because their addition at this stage is “very prejudicial”15 and exceeds the scope of the
leave to amend granted by this Court. Further, Defendants argue, the Second Amended
7
Rec. Doc. No. 24.
Rec. Doc. No. 47.
9
Rec. Doc. No. 48.
10
Ruling, Rec. Doc. No. 62.
11
Rec. Doc. No. 66.
12
Rec. Doc. No. 72.
13
Rec. Doc. No. 76.
14
Rec. Doc. No. 76-1, p. 2.
15
Id. at p. 4.
8
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Complaint still fails to adequately plead claims for supervisory liability or deliberate
indifference under 42 U.S.C. § 1983 and claims under the Americans with Disabilities Act.
The Court will address the parties’ arguments in turn.
II.
LAW AND ANALYSIS
A. Motion to Strike
Plaintiff’s Second Amended Complaint names two new Defendants – Kristen
Thomas (“Thomas”), alleged to be the director of Mental Health Services at LSP during
the relevant time period, and Justine Worsham (“Worsham”), alleged to be the social
worker at LSP who visited Terrance Carter in Camp J the day before he died.16 Plaintiff
alleges that both Thomas and Worsham were originally sued as unnamed “Doe”
defendants. Defendants object to the addition of new Defendants at this stage in the
litigation and argue that all of the allegations related to Thomas and Worsham should be
stricken from the Second Amended Complaint because their identities should have been
known to Plaintiff via discovery since at least 2017 and their late addition is prejudicial.
Plaintiff’s Opposition to the Motion to Dismiss does not address or oppose
Defendants’ motion to strike the new allegations. Thus, because the Motion to Strike
appears to be unopposed, and because the amendments exceed the scope of leave to
amend granted by this Court,17 the Motion to Strike shall be granted and the following
allegations stricken from the Second Amended Complaint because they pertain directly
to Thomas and Worsham: Paragraphs 17, 18, 19, 20, 21, 22, 24, 26, 27, 28, 29, 30, 55,
16
Rec. Doc. No. 72.
This Court granted leave to amend in order for Plaintiff to make additional allegations regarding the
personal involvement of the Defendants in the events out of which this case arises. The addition of new
Defendants was not contemplated by this Court’s relatively narrow leave to amend.
17
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56, 57, 58, 71, 72, 73, 77, 78, 142 (as to Thomas and Worsham), 143 (as to Thomas and
Worsham) and 144 (as to Thomas). Thomas and Worsham shall be terminated as parties
in this matter.
B. Motions to Dismiss Under Rule 12(b)(6)
When deciding a Rule 12(b)(6) motion to dismiss, “[t]he ‘court accepts all wellpleaded facts as true, viewing them in the light most favorable to the plaintiff.’”18 The
Court may consider “the complaint, its proper attachments, documents incorporated into
the complaint by reference, and matters of which a court may take judicial notice.”19 “To
survive a Rule 12(b)(6) motion to dismiss, the plaintiff must plead ‘enough facts to state
a claim to relief that is plausible on its face.’”20 In Twombly, the United States Supreme
Court set forth the basic criteria necessary for a complaint to survive a Rule 12(b)(6)
motion to dismiss. “While a complaint attacked by a Rule 12(b)(6) motion to dismiss does
not need detailed factual allegations, a plaintiff’s obligation to provide the ‘grounds’ of his
‘entitlement to relief’ requires more than labels and conclusions, and a formulaic recitation
of the elements of a cause of action will not do.”21 A complaint is also insufficient if it
merely “tenders ‘naked assertion[s]’ devoid of ‘further factual enhancement.’”22 However,
“[a] claim has facial plausibility when the plaintiff pleads the factual content that allows the
court to draw the reasonable inference that the defendant is liable for the misconduct
18
In re Katrina Canal Breaches Litig., 495 F.3d 191, 205 (5th Cir. 2007)(quoting Martin v. Eby Constr. Co.
v. Dallas Area Rapid Transit, 369 F.3d 464, 467 (5th Cir. 2004)).
19
Randall D. Wolcott, M.D., P.A. v. Sebelius, 635 F.3d 757, 763 (5th Cir. 2011).
20
In re Katrina Canal Breaches Litig., 495 F.3d at 205 (quoting Martin v. Eby Constr. Co. v. Dallas Area
Rapid Transit, 369 F.3d at 467).
21
Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)(internal citations and brackets
omitted)(hereinafter “Twombly”).
22
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)(internal citations omitted)(hereinafter “Iqbal”).
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alleged.”23 In order to satisfy the plausibility standard, the plaintiff must show “more than
a sheer possibility that the defendant has acted unlawfully.”24 “Furthermore, while the
court must accept well-pleaded facts as true, it will not ‘strain to find inferences favorable
to the plaintiff.’”25 On a motion to dismiss, courts “are not bound to accept as true a legal
conclusion couched as a factual allegation.”26
1. 42 U.S.C. § 1983 Claims
a. Individual Capacity Claims under § 1983
To successfully allege constitutional violations in a § 1983 claim, the Fifth Circuit
has held that a plaintiff “must allege specific conduct giving rise to a constitutional
violation. This standard requires more than conclusional assertions: The plaintiff must
allege specific facts giving rise to the constitutional claims.”27 In order to establish the
personal liability of a certain defendant to a plaintiff who is claiming damages for
deprivation of his civil rights, that plaintiff must show that particular defendant's action or
inaction was a violation of the plaintiff's civil rights.28 Overall, “[p]ersonal involvement is
an essential element of a civil rights cause of action.”29 “Under section 1983, supervisory
officials are not liable for the actions of subordinates on any theory of vicarious liability.”30
A supervisory official may be held liable under section 1983 only if “(1) he affirmatively
23
Iqbal, 550 U.S. at 678.
Id.
25
Taha v. William Marsh Rice University, 2012 WL 1576099 at *2 (S.D. Texas May 3, 2012)(quoting
Southland Sec. Corp. v. Inspire Ins. Solutions, Inc., 365 F.3d 353, 361 (5th Cir. 2004).
26
Twombly, 550 U.S. at 556 (quoting Papasan v. Allain, 478 U.S. 265, 286 (1986)).
27
Oliver v. Scott, 276 F.3d 736, 741 (5th Cir. 2002) (internal citations omitted).
28
Archie v. LeBlanc, No. CV08-CV-1381, 2010 WL 3522296, at *4 (W.D. La. July 28, 2010), report and
recommendation adopted, No. 08-CV-1381, 2010 WL 3522293 (W.D. La. Sept. 2, 2010), aff'd, 447 F. App'x
591 (5th Cir. 2011) (citing Reimer v. Smith, 663 F.2d 1316, 1322 n. 4 (5th Cir.1981)). Also, Malley v. Briggs,
475 U.S. 335 (1986)).
29
Thompson v. Steele, 709 F.2d 381, 382 (5th Cir.1983).
30
Thompkins v. Belt, 828 F.2d 298, 303 (5th Cir. 1987).
24
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participates in the acts that cause the constitutional deprivation, or (2) he implements
unconstitutional policies that causally result in the constitutional injury.”31
The Court will now address the sufficiency of the allegations against each
Defendant.
1. Eighth and Fourteenth Amendment Claims under § 1983
a. Secretary James LeBlanc
In its Ruling on the previous Motion to Dismiss filed by Defendants, the Court found
that Plaintiff did “not allege that LeBlanc affirmatively participated in the acts described in
the Complaint”32 such that supervisory liability could attach on the basis of that personal
involvement in the alleged constitutional violation. Attempting to redress that deficiency,
Plaintiff in her Second Amended Complaint alleges that Secretary LeBlanc “drafted”33
several of the challenged policies. In her Opposition to the instant motion, Plaintiff argues
that “Defendants cannot and do not contest their personal involvement in drafting the
policies at issue.”34
Even accepting as true the allegation that Secretary LeBlanc drafted the
challenged policies, the Court finds that his “drafting” is not the type of personal
involvement required under the doctrine. To succeed on an individual capacity claim for
supervisory liability based on personal involvement, the doctrine requires that the official
“affirmatively participates in the acts that cause the constitutional deprivation.”35
Participating in the drafting of a policy that allegedly set in motion a chain of events and
31
Gates v. Tex. Dep't of Protective & Regulatory Servs., 537 F.3d 404, 435 (5th Cir. 2008).
Rec. Doc. No. 62, p. 14.
33
Rec. Doc. No. 72, p. 7, p. 8.
34
Rec. Doc. No. 82, p. 5.
35
Gates, 537 F.3d at 435 (5th Cir. 2008).
32
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omissions that caused Terrance Carter’s suicide is not the same as participating “in the
acts that cause the constitutional deprivation.”36 The Court finds that the allegation of
drafting a policy is too attenuated from the alleged violation in this case to support a
supervisory liability claim. At its heart, Plaintiff’s supervisory liability claim is rooted in the
second prong of supervisory liability doctrine, which creates liability for an official who
“implements unconstitutional policies that causally result in the constitutional injury.”37
In its previous Ruling, the Court concluded that the policy-related allegations
against Secretary LeBlanc were insufficient to survive a motion to dismiss, explaining that
“general, conclusory, and repetitive allegation[s]” for individual liability based on policy
“[are] insufficient unless supported by additional specific allegations.”38 In her Second
Amended Complaint, Plaintiff offers expanded and more specific allegations regarding
LeBlanc’s involvement in creating constitutionally deficient policies. Now, she alleges that
Secretary LeBlanc “drafted at least two constitutionally deficient Department Regulations
relating to the punishment and classification of inmates,”39 specifically, Regulations B-02001 and B-05-001. Plaintiff contends that those regulations were deficient because they
did not account for or require review of “an inmate’s current mental health, acute mental
distress, or history of mental illness and related medications”40 before allowing an inmate
to be placed in administrative or punitive segregation at LSP. Furthermore, Plaintiff states,
neither regulation “required such an evaluation until at least 90 days after the inmate had
36
Id. (emphasis added).
Id.
38
Rec. Doc. No. 62, pp. 15-16.
39
Rec. Doc. No. 72, p. 7.
40
Id.
37
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been placed in a solitary cell.”41 Plaintiff also cites two more health care policies –
Numbers 27 and 36 – that were allegedly drafted by LeBlanc and also allegedly failed to
take an inmate’s mental health status into account before deciding to place him in solitary
confinement.42
Plaintiff’s amendments flesh out her policy-related allegations by citing specific
policies. However, Defendants argue that these amendments do not cure the deficiencies
raised in the Court’s previous Ruling because, although Plaintiff cites specific policies this
time, the policies cited are not so deficient that they represent “a repudiation of
constitutional rights.”43 Defendants cite no law, however, in support of their conclusory
statement that their challenged policies are constitutional. On this point, the Court agrees
with Plaintiff that “Defendants’ arguments take issue not with the sufficiency of Plaintiff’s
allegations, but instead with the ultimate merits of her claim. . .”44
Defendants also insist that none of the newly-added allegations overcome the fact
that Plaintiff’s claims concern only a “single wrongful act,” which, the Fifth Circuit has held,
is insufficient to show supervisory liability based on unconstitutional policy.45 Indeed, in
its previous Ruling, this Court concluded that Plaintiff’s claims against Secretary LeBlanc
should be dismissed because, despite some stray and general allegations attempting to
allege a wider pattern or series of incidences, the Complaint ultimately alleged only a
single wrongful act.
41
Id.
Id. at p. 8.
43
Rec. Doc. No. 76-1, p. 7.
44
Rec. Doc. No. 82, p. 5.
45
Brown v. Bolin, 500 Fed. Appx. 309, 314 (5th Cir. 2012); see also Thompkins, 828 F.2d at 305.
42
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The Second Amended Complaint changes the landscape. This Court’s previous
holding was based on the allegations in the Amended Complaint, which were vague and
conclusory as to which policies, exactly, allegedly caused these suicides. Now that the
Plaintiff has amended her allegations to specify policies, the “single, wrongful act”
argument is less persuasive. Based on Plaintiff’s amendments, it is clear that the policies
she cites would have applied to all inmates in Camp J, including another that, she alleges,
“killed himself”46 the same morning of Terrance Carter’s suicide.
Paragraph 45 in the Second Amended Complaint alleges more than a “single
wrongful act.” In that paragraph, Plaintiff states:
Defendant LeBlanc has stated his awareness of the increased risk to
inmates for self-harm and suicide when they are placed in segregation. At
deposition, he stated his hope that the Health Care Policies he drafted
accounted for the mental health issues of inmates subject to isolation
through disciplinary detention and segregation, but could not point to
anywhere in Health Care Policy 36 that mandated such mental health
screening or care.47
These allegations, accepted as true on this 12(b)(6) motion, provide a plausible factual
support for Plaintiff’s claim that there was a not just a single, wrongful act but a pattern of
inadequate mental health care beyond Terrance Carter’s case – a pattern of which
Secretary LeBlanc was allegedly aware. “At the pleading stage, allegations of ‘tacit
approval of, acquiescence in, or purposeful disregard of, rights-violating conduct’ will
defeat a motion to dismiss predicated on Rule 12(b)(6).”48
46
Rec. Doc. No. 72, p. 5.
Id. at p. 8.
48
Camilo–Robles v. Hoyos, 151 F.3d 1, 7 (1st Cir.1998).
47
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Cleveland v. Gautreaux,49 a case in this District, is analogous and instructive. In
that case, the surviving family members of an inmate who died in East Baton Rouge
Parish Prison (EBRPP) brought, inter alia, a claim for supervisory liability against the
prison officials who, they alleged, implemented a constitutionally deficient medical
treatment policy that led to the death of the inmate. Reiterating that the supervisory liability
doctrine requires the allegation of more than merely a single, wrongful act, the Court held
as follows:
Plaintiffs' allegations are sufficient to support constitutional claims against
[the officials] in their individual capacities because, considered in toto, they
state a factual basis for determining that both men knew or should have
known of that EBRPP's system was so deficient as to expose prisoners with
ailments similar to Cleveland's own to substantial risk of significantly unmet
serious medical needs—i.e., was unconstitutional—and failed to properly
attempt to correct it, and that their actions or inactions in this respect caused
Cleveland's fatality.50
The plaintiffs in Cleveland alleged that the deficient policy caused the “untimely death of
three other pretrial detainees”51 at EBRPP and that prison officials had engaged in
“inadequate treatment of Cleveland over a period of weeks and [] similarly deficient
treatment of other inmates over a period of two years.”52 Obviously, three untimely deaths
is greater than the one other suicide alleged by Plaintiff in the instant case.
Fundamentally, however, the allegations in Cleveland are analogous to the allegations
herein insofar as they also state some small number of other, related incidents and a
pattern of deficient treatment as to other similarly situated inmates.
49
198 F. Supp. 3d 717 (M.D. La. 2016), Judge deGravelles.
Id. at 740
51
Id. at 738.
52
Id. at 739.
50
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Defendants also argue that the cited policies fail with respect to causation because
Plaintiff alleges that Terrance Carter was evaluated by mental health personnel within 30
days of being placed in Camp J and that he was seen twice, including a visit the day
before his suicide. Thus, Defendants argue, “there are no factual allegations to support
the conclusory statement that the absence of a pre-segregation mental health evaluation
caused Carter’s death.”53 This argument misrepresents Plaintiff’s claim. She does not
allege that Terrance Carter was not seen by mental health personnel at any point; she
alleges that Carter “suffered thirty days in solitary, thirty days of mental deterioration and
increasing hallucinations, thirty days he could have been spared if DOC or the prison had
an adequate policy.”54
Although the Court now holds in Plaintiff’s favor on this claim, an error bears
correcting. In her Opposition, Plaintiff cites the United States Supreme Court for the
proposition that “an unconstitutional governmental policy could be inferred from a single
decision taken by the highest officials responsible for setting policy in that area of the
government’s business.”55 The case cited by Plaintiff is inapposite as that holding pertains
to an official capacity claim under § 1983. The Second Amended Complaint is clear that
Secretary LeBlanc is sued in his personal capacity only.56
The Court finds that the allegations in the Second Amended Complaint adequately
state a claim for supervisory liability against Secretary LeBlanc in his personal capacity.
Accordingly, Defendants’ Motion to Dismiss shall be denied in this respect.
53
Rec. Doc. No. 76-1, p. 8.
Rec. Doc. No. 82, p. 6.
55
City of St. Louis v. Praprotnik, 485 U.S. 112, 123 (1988).
56
Rec. Doc. No. 72, p. 7, ¶ 42.
54
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b. Warden Burl Cain, Warden Darryl Vannoy, Deputy Warden Leslie
Dupont
In its previous Ruling, the Court dismissed the claims as to Cain, Vannoy, and
Dupont because Plaintiff’s allegations were insufficient to support any theory of liability
against them. Now, in the Second Amended Complaint, Plaintiff reformulates her
allegations against these three officials, centering them around a set of policies that she
alleges each was involved with. Specifically, Plaintiff cites the following policies: “LSP
Directive 10.001, Lockdown, LSP Directive 10.013, Camp J Management Program, and
LSP
Directive
13.019,
Suicide
Prevention,
Intervention,
and
Post-Suicide
Management.”57 Per Plaintiff, these policies are constitutionally deficient because:
None of the aforementioned policies required screening of inmates for acute
mental distress or mental health issues prior to their placement in
administrative segregation or the Camp J Management Program. None of
these policies required a member of mental health or treatment to sit on the
disciplinary review board for inmates initially placed into Camp J’s
Management Program. Finally, none of these policies required any mental
health screening or treatment for inmates placed in solitary or segregation
until 30 days after such placement. At which time the evaluation was not
required to include a conversation with the inmate.58
As to Warden Cain, Plaintiff alleges that he “drafted, revised, and repeatedly
implemented”59 these policies; Dupont is alleged to have “drafted and repeatedly
implemented”60 them, while Vannoy is only alleged to have “implemented”61 them. All
three are sued only in their personal capacities.
57
Rec. Doc. No. 72, p. 8.
Id. at p. 9.
59
Id. at p. 8.
60
Id. at p. 9.
61
Id. at p. 10.
58
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As previously discussed, as to Secretary LeBlanc, the drafting and/or revision of
these policies is not an adequate allegation of personal involvement. Thus, if Plaintiff’s
claims have a path forward, it is in the form of a supervisory liability claim related to the
allegedly deficient policy, not any overt acts taken by Defendants that allegedly caused
Carter’s death. Again, “[s]upervisory liability can be established without direct participation
in the alleged events if supervisory officials implement a policy so deficient that the policy
itself is a repudiation of constitutional rights and is the moving force of the constitutional
violation.”62 Defendants contend that Plaintiff’s claims as to Cain, Vannoy, and Dupont
should be dismissed because Plaintiff “has not successfully pled that the policy was so
constitutionally deficient as to give rise to supervisory liability.”63 Defendants claim that
the Court already held as much in its previous Ruling, which is true; however, that holding
was based on the significantly less specific allegations in the Amended Complaint. The
Second Amended Complaint raises plausible questions as to whether or not the policies
were constitutionally deficient, a question that goes to the merits and is inappropriate for
resolution at this stage. Although Defendants repeatedly insist that the policies are not
constiutitonally deficient, their argument is conclusory. They simply describe the contents
of the cited policies and state that the policy is constitutionally acceptable because, for
example, it “clearly provide[s] for mental health treatment for all inmates, including
inmates house[d] in lockdown and within Camp J.” But Plaintiff does not claim that the
inmates in Camp J get no mental health treatment; she claims that the provided treatment
is inadequate. Defendants’ arguments for dismissal based on causation and the “single,
62
Brown v. Bolin, 500 Fed. Appx. at 314; Cozzo v. Tangipahoa Par. Council–President Gov't, 279 F.3d
273, 289 (5th Cir. 2002).
63
Rec. Doc. No. 76-1, p. 11.
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wrongful act” doctrine likewise fail, for the reasons described above with respect to
Secretary LeBlanc. Accordingly, Defendants’ Motion to Dismiss is denied with respect to
the § 1983 claims against Cain, Vannoy, and Dupont.
2. Deliberate Medical Indifference Under § 1983
To prevail on an Eighth Amendment claim for the deprivation of medical care, a
plaintiff must allege and show that appropriate care has been denied and that the denial
has constituted “deliberate indifference to serious medical needs.”64 Whether the plaintiff
has received the treatment or accommodation that he believes he should have is not the
issue, because a prisoner's mere disagreement with his medical treatment, absent
exceptional circumstances, does not support a claim of deliberate medical indifference.65
Nor do negligence, neglect, medical malpractice or unsuccessful medical treatment give
rise to a § 1983 cause of action.66 Rather, “subjective recklessness as used in the criminal
law” is the appropriate definition of “deliberate indifference” under the Eighth
Amendment.67 A prison official acts with deliberate indifference only if the official (1)
“knows that inmates face a substantial risk of serious bodily harm,” and (2) “disregards
that risk by failing to take reasonable measures to abate it.”68
In its previous Ruling, the Court held as follows:
The deliberate indifference standard sets a very high bar. Plaintiff Irma Jean
Carter must allege that prison officials refused to treat [her son], ignored his
complaints, intentionally treated him incorrectly, or engaged in any similar
conduct that would clearly evince a wanton disregard for any serious
64
Thomas v. Carter, 593 Fed. Appx. 338, 342 (5th Cir. 2014)(citing Estelle v. Gamble, 429 U.S. 97, 104
(1976)).
65
Gobert v. Caldwell, 463 F.3d 339, 346 (5th Cir. 2006).
66
See Zaunbrecher v. Gaudin, 641 F. App'x 340 (5th Cir. 2016).
67
Farmer v. Brennan, 511 U.S. 825, 839-40 (1994).
68
Gobert, 463 F.3d at 346, quoting Farmer, 511 U.S. at 847.
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medical needs. Based on the allegations in her Complaint, Plaintiff has not
cleared that high bar.69
The Amended Complaint averred generally that Carter had “mental health issues”
of which Defendants were or should have been aware. By contrast, the Second Amended
Complaint specifically alleges that Carter “was given three referrals to see the prison
psychiatrist” and that “not once between 2008 and his ultimate death by suicide at Camp
J on April 2, 2016, was he allowed to obtain this referral or speak with the prison
psychiatrist.”70 Plaintiff also alleges that upon Carter’s arrival at LSP in 2008, he
“disclosed a history of depression, outpatient psychiatric treatment, a previous
prescription for Risperdal, and prior placement on suicide watch.”71 Despite that
disclosure, Carter’s Risperdal was allegedly not being administered, inasmuch as Plaintiff
alleges that Carter “asked to be placed back on his medication”72 in November 2008.
Plaintiff avers that in 2011, Carter’s complaints about his body odor began. In
October 2014, Dr. Randy Lavespere referred Carter to the prison psychiatrist because he
was allegedly “concerned about possible olfactory hallucinations.”73 Per Plaintiff, Carter
did not see the psychiatrist despite the referral. Dr. Lavespere allegedly “renewed” the
referral on June 8, 2015, but again, Plaintiff alleges, Carter was not seen.74 Moreover,
after a disciplinary infraction in February 2016, Carter was sentenced to administrative
segregation; Plaintiff claims that he “was not evaluated for acute mental distress, nor was
69
Ruling, Rec. Doc. No. 62, p. 23 (internal quotations and citations omitted).
Rec. Doc. No. 72, p. 1.
71
Id.
72
Id. at p. 2.
73
Id.
74
Id.
70
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his medical or mental health chart reviewed for his mental health history or medication
history before he was placed in administrative segregation.”75
The problem with Plaintiff’s allegations is that none of the actual Defendants herein
are alleged to have been personally involved in the allegedly deliberately indifferent
medical treatment that Carter received. In her Opposition to the instant motion, Plaintiff
ascribes the deliberately indifferent care to would-be Defendants Thomas and Worsham,
noting that it was their “failure to ensure inmates are evaluated by a psychiatrist when
they are referred to one, as well as their failure to provide adequate mental health
treatment to Mr. Carter at Camp J and throughout his time at the prison.”76 Having ruled
above that Thomas and Worsham cannot be added as Defendants at this point in the
action, the Court finds that the allegations surrounding Thomas and Worsham’s actions
cannot form the basis for a successful deliberate indifference claim against the named
Defendants.
Without personal involvement by the Defendants in the alleged violation, they can
only be individually liable for deliberate medical indifference based on a theory of
supervisory liability. In the Fifth Circuit, “to support a supervisory liability claim, the
misconduct of a subordinate must be conclusively linked to the action or inaction of the
supervisor.77 A supervisory official is liable if he or she demonstrates deliberate
indifference to a plaintiff's constitutionally protected rights.”78 The Fifth Circuit has also
held that “‘doctors may not be held liable for § 1983 violations under a theory of
75
Id. at p. 3.
Rec. Doc. No. 82, p. 8.
77
Zarnow v. City of Wichita Falls, Tex., 614 F.3d 161, 169 (5th Cir. 2010)(citing Doe v. Taylor Indep. Sch.
Dist., 15 F.3d 443, 453 (5th Cir. 1994) (en banc)).
78
Id. (citing Doe, 15 F.3d at 454).
76
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respondeat superior or vicarious liability, based upon claimed omissions by the nurses.”79
A supervisor can, however, be held liable when he was himself deliberately indifferent.”80
To hold a defendant supervisor liable on such a theory, “the plaintiff must show that: (1)
the supervisor either failed to supervise or train the subordinate official; (2) a causal link
exists between the failure to train or supervise and the violation of the plaintiff's rights;
and (3) the failure to train or supervise amounts to deliberate indifference.”81
Although Plaintiff labels Count Two in her Second Amended Complaint as
“Deliberate Medical Indifference,”82 she struggles to differentiate this claim from her other
§ 1983 claims. Both Count One and Count Two set forth Eighth and Fourteenth
Amendment claims under § 1983, and a close reading of Plaintiff’s allegations highlights
that the deliberate medical indifference claim is, after removing the allegations pertaining
to Thomas and Worsham, essentially identical to Count One and its policy-based claims.
For example, although Plaintiff makes passing and conclusory reference to “inadequate
training, supervision, and discipline of mental health personnel”83 under Count Two, she
does so under a heading alleging that Defendants are liable because of their “written and
unwritten policies.”84 Plaintiff next alleges that Defendants had “inadequate and
unacceptable policies, procedures, and practices relating to placing persons on suicide
watch” and “inadequate and unacceptable policies, procedures, and practices relating to
treatment, observation, and monitoring of persons who are suicidal, in acute mental
79
Brauner v. Coody, 793 F.3d 493, 500 (5th Cir. 2015)(quoting Stewart v. Murphy, 174 F.3d 530, 536 (5th
Cir. 1999)).
80
Id.
81
Id., quoting Smith v. Brenoettsy, 158 F.3d 908, 911–12 (5th Cir. 1998) (internal quotation marks omitted).
82
Rec. Doc. No. 72, p. 24.
83
Id. at p. 25.
84
Id.
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distress, or in need of care for serious medical issues.”85 These policy-based allegations
are not cognizable as a separate claim for deliberate medical indifference; the allegations
clearly re-state a claim for supervisory liability based on Defendants’ alleged
implementation of constitutionally deficient policies. Likewise, in her Opposition to the
Motion to Dismiss, Plaintiff focuses on deficient policies, arguing that that “Defendants
promulgated policies allowing, and in some cases ordering, mentally ill inmates to solitary
with full knowledge that this would increase the risk . . .”86 And, she argues, “defendants
failed to take reasonable measures to abate this risk, thereby creating unconstitutional
conditions of confinement. . .”87 As to the remaining Defendants, Plaintiff does not allege
deliberately indifferent medical treatment; she alleges that they promulgated
unconstitutional policies. That is coextensive with her allegations and arguments under
Count One. Therefore, the Court finds that Plaintiff has failed to state a separate claim for
deliberate medical indifference; that claim will be dismissed with prejudice.
C. Plaintiffs’ Americans with Disabilities Act (“ADA”) and Rehabilitation Act
(“RA”) Claims
Defendants also move to dismiss Plaintiff’s claims under the ADA and RA. In its
previous Ruling, the Court held “that Plaintiff’s allegations, if found true, would set forth a
cognizable claim for discrimination under the ADA.”88 Plaintiff argues that the motion
should be denied because Defendants are “precluded from attacking an issue this Court
has already decided.”89 Defendants, however, point out that the Court’s previous Ruling
85
Id. at p. 26, p. 27.
Rec. Doc. No. 82, p. 9.
87
Id.
88
Rec. Doc. No. 62, p. 29.
89
Rec. Doc. No. 82, p. 11.
86
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was based heavily on the allegation “that Carter was sentenced to six months of Camp J,
while other inmates were sentenced to a few weeks for similar infractions”90 – an
allegation that does not appear in the Second Amended Complaint. Defendants also note
that this Court based its holding on the allegation that Carter “believed his lengthy time at
Camp J was retaliation because of his complaints about his odor problem”91 as making
the necessary showing that Carter was discriminated against because of his disability.
The Second Amended Complaint removes that allegation as well.
Plaintiff contends that the removal of those allegations is of no moment because
the Court “did not rely on that allegation alone to hold Plaintiff properly pleaded ‘every
element’”92 of her ADA claim. Further, Plaintiff contends that despite the removal of
certain allegations, the Second Amended Complaint offers new allegations to support the
claim that Carter was discriminated against due to his alleged disability. But many of the
allegations that she cites for this purpose93 were stricken by this Court, supra at page 3,
because they exceeded the scope of leave to amend granted by this Court.
This Court’s previous Ruling made clear that assessing the sufficiency of Plaintiff’s
allegations was a close call but concluded that the ADA claim would survive the motion
to dismiss because of two allegations in particular – the two allegations now removed
from the Second Amended Complaint. The Court explained that although in some ways,
Plaintiff’s ADA claim more closely resembled a claim for inadequate medical treatment,
the ADA claim “finds stronger footing”94 with the allegations that are no longer part of the
90
Rec. Doc. No. 76-1, p. 14.
Rec. Doc. No. 62, p. 28-29.
92
Rec. Doc. No. 82, p. 10.
93
Id. at pp. 10-11.
94
Rec. Doc. No. 62, p. 28.
91
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Plaintiff’s Complaint. The Court rejects Plaintiff’s argument that Defendants are somehow
precluded from raising the sufficiency of the ADA claim at this stage; the Second
Amended Complaint is now the operative complaint, and whether the Court found the
allegations in a previous complaint to be sufficient does not control the result herein.
Because the operative complaint removes the allegations upon which this Court relied in
its previous Ruling, and because the newly-added allegations that Plaintiff cites are
stricken by this Ruling, Defendants’ Motion to Dismiss shall be granted as to Plaintiff’s
ADA and RA claims.
D. State Law Claims
Plaintiff’s state law claims survived the previous Motions to Dismiss and remain a
part of this action, but the state law claims against Thomas and Worsham shall be
dismissed for the reasons stated above.
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III.
CONCLUSION
For the reasons set forth above, Defendants’ Motion to Dismiss95 is granted in part
and denied in part. All claims against Defendants Kristen Thomas and Justine Worsham
are hereby dismissed with prejudice, along with Plaintiff’s deliberate medical indifference
and ADA/RA claims. Additionally, Paragraphs 17, 18, 19, 20, 21, 22, 24, 26, 27, 28, 29,
30, 55, 56, 57, 58, 71, 72, 73, 77, 78, 142, 143, and 144 are hereby stricken from the
Second Amended Complaint.
IT IS SO ORDERED.
Signed in Baton Rouge, Louisiana on March 17, 2020.
S
CHIEF JUDGE SHELLY D. DICK
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF LOUISIANA
95
Rec. Doc. No. 76.
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