Marlowe v. LeBlanc et al
Filing
136
RULING AND ORDER granting in part 84 Motion to Dismiss. Defendants Answer to Plaintiffs Second Amended Complaint is due within 14 days of the date of this Order. Fed. R. Civ. P. 12(a)(4)(A). A telephone status conference to select a new trial date and related deadlines is set for 1/16/2020 at 1:30 p.m. Signed by Judge Brian A. Jackson on 10/26/2020. (KMW)
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 1 of 25
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF LOUISIANA
CHRISTOPHER MARLOWE
CIVIL ACTION
VERSUS
JAMES LEBLANC, ET AL.
NO. 18-00063-BAJ-EWD
RULING AND ORDER
Before the Court is Defendants’ Motion To Dismiss Pursuant To F.R.C.P.
Rule 12(b)(1) & 12(c) (Doc. 84), seeking dismissal of Plaintiff’s Second Amended
Complaint (Doc. 64). Plaintiff opposes Defendants’ Motion. (Doc. 92). For the reasons
stated herein, Defendants’ Motion is GRANTED IN PART.
I. ALLEGED FACTS
This case challenges the medical treatment and food options provided by the
Louisiana Department of Corrections (“DOC”) to prisoners diagnosed with diabetes.
For present purposes the following allegations are accepted as true:
Plaintiff has been an inmate in DOC custody since September 2009.
(Doc. 64 ¶ 11). Until January 2019, Plaintiff was imprisoned at the Elayn Hunt
Correctional Center (“Hunt”). (Id. at ¶ 13). In January 2019, Plaintiff was transferred
to the Rayburn Correctional Center (“Rayburn”), where he currently resides. (Id.).
When Plaintiff entered DOC custody he was in good health and not
experiencing any symptoms of diabetes. (Id. at ¶ 12). Beginning in August 2016, while
incarcerated at Hunt, Plaintiff began experiencing multiple symptoms indicative of
1
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 2 of 25
diabetes, including tingling, pain and numbness in his feet, cracking skin on his feet,
blurred vision, shakiness, frequent urination, significant weight loss, and extreme
thirst and fatigue. (Id. at ¶¶ 1, 22). Plaintiff reported these symptoms to prison staff
on four occasions between September and November 2016. (Id. at ¶ 2). On each
occasion, prison staff misdiagnosed Plaintiff with various other ailments including
dehydration and “wearing the wrong shoes.” (Id. at ¶¶ 26-30). As a result, Plaintiff
missed the opportunity to be screened for pre-diabetes, and his condition continued
to worsen. (Id. at ¶¶ 26-30).
Finally, on November 10, 2016, Hunt medical staff tested Plaintiff’s bloodglucose, revealing that Plaintiff’s “glucose had risen to a life-threatening level of
nearly 900 mg/dl.” (Id. at ¶ 32). The next day, November 11, medical staff instructed
Defendant Fallon Stewart—an EMT at Hunt—to transport Plaintiff “to the acute
treatment unit to undergo immediate treatment.” (Id. at ¶ 33). Defendant Stewart
“ignored these commands” for four days, leaving Plaintiff “untreated and unaware of
his potentially fatal condition.” (Id. at ¶¶ 33-34).
Ultimately, Plaintiff’s worsening health resulted in him being rushed to
University Hospital in New Orleans “to receive emergency treatment and to prevent
him from slipping into a diabetic coma.” (Id. at ¶ 34; see also id. at ¶ 2). At University
Hospital “doctors diagnosed [Plaintiff] with diabetes and told him he should have
been dead in light of his extremely high glucose and A1C levels.” (Id. at ¶ 34). Plaintiff
alleges that Hunt staff—specifically, Defendant Stewart—knew of his “potentially
fatal glucose levels for at least four days before transporting him to University
2
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 3 of 25
Hospital.” (Id. at ¶¶ 2, 34).
Plaintiff’s problems did not end after his diagnosis. Upon returning to Hunt,
and continuing through the present, prison staff failed to provide Plaintiff adequate
medical treatment to manage his diabetes. Defendants control access to Plaintiff’s
prescriptions, including Plaintiff’s insulin. (Id. at ¶¶ 60-61). On various occasions,
Plaintiff has been provided the wrong medication, forced to take expired insulin, or
was denied insulin altogether. (Id. at ¶¶ 60-66). Defendants also control access to
Plaintiff’s blood-glucose monitoring equipment, and do not monitor Plaintiff’s blood
glucose at night or between meals. (Id. at ¶ 68). Further, Defendants have failed to
provide Plaintiff preventive screening and treatment for common chronic diabetic
conditions, including damage to eyes, feet, and kidneys. (Id. at ¶ 72).
Compounding matters, Defendants have failed to provide meals appropriate
for managing Plaintiff’s diabetes. Specifically, Plaintiff alleges that prison policies
force Plaintiff to eat meals that “are deficient in nutrients with an unhealthy and
disproportionate amount of refined sugar and high glycemic index carbohydrates.”
(Id. at ¶¶ 15-21). If forced to eat such meals, Plaintiff faces a substantially increased
“risk of serious, long-term complications including blindness, amputations of the
lower extremities, kidney failure that may require dialysis or transplantation, nerve
damage which causes numbness, pain and other nervous system problems,
pneumonia, strokes, heart attacks, and death.” (Id. at ¶¶ 50-55).
Plaintiff alleges that he has suffered diminished health (including the onset of
diabetes), and unnecessary pain and suffering as a result of Defendants’ various acts
3
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 4 of 25
and omissions. (Id. at ¶¶ 80, 85, 90). On this basis, Plaintiff seeks a declaration that
Defendants’ actions are unlawful; an injunction requiring Defendants to provide food
appropriate for the medical needs of diabetic inmates; an injunction requiring
“appropriate medical care, including timely distribution of his medication, access to
equipment to monitor his glucose levels, and timely dental, eye, and podiatrist
appointments”; an award of monetary damages (including punitive damages); and
attorneys’ fees and costs. (Id. at p. 33).
II. PROCEDURAL HISTORY
Plaintiff filed his Seconded Amended Complaint (“SAC”) on June 20, 2019.
(Doc. 64). The SAC asserts eight claims against 19 Defendants. Plaintiff’s claims can
be divided into four groups:
•
Official capacity constitutional claims, alleging that certain Defendants
enforce policies and practices that deny Plaintiff access to proper
diabetes treatment and medically-appropriate food options, violating
the Eighth Amendment’s prohibition on cruel and unusual punishment
(Counts 1 and 2);
•
Personal capacity constitutional claims, alleging that certain
Defendants demonstrated deliberate indifference to Plaintiff’s
documented medical needs, and, further, that this indifference was the
result of certain other Defendants’ failure to properly train and
supervise, violating the Eighth Amendment’s prohibition on cruel and
unusual punishment (Counts 3 and 4);
•
Discrimination claims, alleging that the DOC has failed to accommodate
Plaintiff’s diabetes and otherwise discriminated against Plaintiff on the
basis of his diabetes, in violation of the Americans with Disabilities Act
(“ADA”) and Section 504 of the Rehabilitation Act (Count 5);
•
State law claims, alleging that the same facts establishing Plaintiff’s
personal capacity Eighth Amendment claims also establish claims of
medical malpractice, negligence, and negligent supervision under
Louisiana law (Counts 6-8).
4
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 5 of 25
(Doc. 64 at ¶¶ 78-93).
Defendants, proceeding collectively, filed their Motion To Dismiss on October
10, 2019. (Doc. 84). Defendants’ Motion seeks dismissal of Plaintiff’s action in its
entirety, contending (i) some of Plaintiff’s claims are barred by Eleventh Amendment
sovereign immunity; (ii) other claims are moot; (iii) Defendants are shielded by
qualified immunity; and (iv) Plaintiff’s allegations are otherwise insufficient to state
actionable claims. (See Doc. 84 at 3-4). Plaintiff opposes Defendants’ Motion.
(Doc. 92).
III.
ANALYSIS
A. Eleventh Amendment Immunity
i. Standard
Federal courts are courts of limited jurisdiction; without jurisdiction conferred
by statute, they lack the power to adjudicate claims. In re FEMA Trailer
Formaldehyde Prods. Liab. Litig., 668 F.3d 281, 286–287 (5th Cir. 2012). Under Rule
12(b)(1), a claim is “properly dismissed for lack of subject-matter jurisdiction when
the court lacks the statutory or constitutional power to adjudicate” the claim. Id. A
court should consider a Rule 12(b)(1) jurisdictional attack before addressing any
attack on the merits. Id.
Relevant here, the Eleventh Amendment “bars actions seeking retroactive
monetary relief from states and state officials acting in their official capacity.” Reed
v. Bullock, 872 F.2d 671, 671 (5th Cir. 1989) (citing Edelman v. Jordan, 415 U.S. 651
(1974)).
Additionally, under Pennhurst State School and Hospital v. Halderman, 465
5
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 6 of 25
U.S. 89 (1984) and its progeny, the Eleventh Amendment bars suits in federal court
by a citizen of a state against his own state or against a state agency or department.
See Hughes v. Savell, 902 F.2d 376, 377 (5th Cir. 1990).
The amendment also prohibits suits against state officials when the
state is the real, substantial party in interest. The state is the real party
in interest if the decision rendered in a case would operate against the
sovereign, expending itself on the public treasury, interfering with
public administration, or compelling the state to act or to refrain from
acting. According to this reasoning, a claim that state officials violated
state law in carrying out their official responsibilities is a claim against
the State. … When interpreting Pennhurst, the Fifth Circuit has
construed the term “state law” to include both statutory enactments and
state common law.
Id. at 377–78 (5th Cir. 1990) (citations omitted).
ii. Discussion
Plaintiff concedes that his constitutional claims for monetary damages against
Defendants acting in their official capacities are barred by the Eleventh Amendment.
(Doc. 94 at 9). Accordingly, these claims will be dismissed.
Additionally, Defendants contend that Plaintiff’s state law claims of medical
malpractice, negligence, and negligent supervision must be dismissed under
Pennhurst. (Doc. 84-1 at 7). Defendants cite specifically to Hughes v. Savell, where
the U.S. Court of Appeals for the Fifth Circuit vacated a judgment awarding a
prisoner plaintiff $1,750 based on a state law negligence claim against a prison guard,
and remanded with instructions to dismiss for lack of jurisdiction under the Eleventh
Amendment. Hughes, 902 F.2d at 377. In Hughes, the Circuit stated unequivocally:
“[W]here litigants accuse state officers of violating state common law when acting in
the course and scope of their employment, the Eleventh Amendment prevents the
6
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 7 of 25
litigant from raising the claim in federal court whether the litigant seeks damages or
injunctive relief, and whether the litigant invokes the court’s original or pendent
jurisdiction.” Id. at 378 (citations omitted).
Plaintiff fails to address Defendants’ arguments regarding his state law claims,
and the Court sees no basis to depart from the Circuit’s reasoning in Hughes.
Accordingly, Plaintiff’s state law claims will also be dismissed for lack of jurisdiction
under the Eleventh Amendment. Hughes, 902 F.2d at 379.
B. Mootness
i. Standard
Generally, requests for injunctive relief seeking changes to conditions of
confinement become moot when a prisoner is transferred to another facility. Stern v.
Hinds Cty., Miss., 436 F. App’x 381, 382 (5th Cir. 2011). An exception to the mootness
doctrine exists, however, when the alleged violation is “capable of repetition, yet
evading review.” Hancock Cty. Bd. of Supervisors v. Ruhr, 568 F. App’x 295, 299–300
(5th Cir. 2014). In the prison context, this exception is established when there is a
likelihood that the plaintiff will be returned to the complained of facility. See
Hardwick v. Brinson, 523 F.2d 798, 800 (5th Cir. 1975) (concluding that an inmate’s
transfer did not moot the case when “defendants were unable to advise that [the
inmate] would not be returned to the [complained of prison].”); see also Lemcool v.
Fla. Dep’t of Corr., 543 F. App’x 909, 913 (11th Cir. 2013) (“The district court also
erred in concluding that Lemcool’s transfer out of LCI mooted her claims against LCI
staff members. Because Lemcool was subject to return—and has, in fact, been
transferred back to LCI—her claims against LCI staff members are not moot.”).
7
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 8 of 25
ii. Discussion
Plaintiff’s claims are not moot. As an initial matter, mootness clearly does not
apply, to the extent Plaintiff seeks improved conditions at Rayburn, where he is
presently located.
Additionally, the Court finds that Plaintiff’s claims for improved conditions at
Hunt fall under the exception to the mootness doctrine. Plaintiff asserts that there is
a strong likelihood he will be returned to Hunt because he has already been
transferred to Hunt twice during his incarceration, and Hunt is specifically
designated to handle inmates with medical issues such as diabetes. (Doc. 92 at 10).
Accepting these representations as true, it is reasonable to expect that Plaintiff will
be returned to Hunt at some point, and his claims should be considered on their
merits. See Hardwick, 523 F.2d at 800; Lemcool, 543 F. App’x at 913.
C. Merits
i. Appropriate Standard
Defendants purport to seek a judgment on the pleadings pursuant to Rule
12(c). A prerequisite to judgment on the pleadings, however, is that the “pleadings
are closed”—i.e., an answer is filed. Fed. R. Civ. P. 12(c); see Charles Alan Wright &
Arthur R. Miller, FEDERAL PRACTICE & PROCEDURE § 1367 (3d ed.) (“the pleadings are
closed upon the filing of a complaint and an answer”). Here, only one Defendant—Dr.
John Morrison—has filed an Answer in response to the operative SAC. (See Doc. 65).
As such, Defendants’ request for judgment on the pleadings under Rule 12(c) is
premature for all Defendants except Dr. Morrison, and the Court will treat
Defendants’ Motion as a motion to dismiss under Rule 12(b)(6).
8
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 9 of 25
ii. Standard
A Rule 12(b)(6) motion to dismiss tests the sufficiency of the complaint against
the legal standard set forth in Rule 8, which requires “a short and plain statement of
the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). “To
survive a motion to dismiss, a complaint must contain sufficient factual matter,
accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v.
Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570
(2007)). “Determining whether a complaint states a plausible claim for relief [is] . . .
a context-specific task that requires the reviewing court to draw on its judicial
experience and common sense.” Id. at 679.
In reviewing a Rule 12(b)(6) motion, a court must accept all well-pleaded facts
in the complaint as true and view them in the light most favorable to the plaintiff.
Sonnier v. State Farm Mutual Auto Ins. Co., 509 F.3d 673, 675 (5th Cir. 2007); Baker
v. Putnal, 75 F.3d 190, 196 (5th Cir. 1996).
iii. Discussion
a. Plaintiff’s Constitutional Claims
The treatment a prisoner receives in prison and the conditions under which he
is confined are subject to scrutiny under the Eighth Amendment. Helling v.
McKinney, 509 U.S. 25, 31 (1993). Writ large, prison officials must provide humane
conditions of confinement. Gates v. Cook, 376 F.3d 323, 332 (5th Cir. 2004) (“The
Constitution does not mandate comfortable prisons, but neither does it permit
inhumane ones.” (citing Farmer v. Brennan, 511 U.S. 825, 832 (1994)). Relevant here,
prison officials must ensure that inmates receive adequate medical care and food, and
9
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 10 of 25
must take reasonable measures to ensure inmates’ safety. Id. “The Supreme Court
has made clear that the standards against which a court measures prison conditions
are ‘the evolving standards of decency that mark the progress of a maturing society’
and not the standards in effect during the time of the drafting of the Eighth
Amendment.” Id. at 332-33 (quoting Estelle v. Gamble, 429 U.S. 97, 102, (1976)).
“A prison official has violated the Eighth Amendment when he 1) shows a
subjective deliberate indifference to 2) conditions posing a substantial risk of serious
harm to the inmate.” Id. at 333 (citing Farmer, 511 U.S. at 833-34). Whether a prison
official had the requisite knowledge of a substantial risk is a question of fact subject
to demonstration in the usual ways, including inference from circumstantial
evidence, and a factfinder may conclude that a prison official knew of a substantial
risk from the very fact that the risk was obvious. Id.
Conditions of confinement may establish an Eighth Amendment
violation “in combination” when each would not do so alone, but only
when they have a mutually enforcing effect that produces the
deprivation of a single, identifiable human need such as food, warmth,
or exercise—for example, a low cell temperature at night combined with
a failure to issue blankets. Wilson v. Seiter, 501 U.S. 294, 304 (1991).
The Supreme Court has noted that “the length of confinement cannot be
ignored.... A filthy, overcrowded cell ... might be tolerable for a few days
and intolerably cruel for weeks or months.” Hutto v. Finney, 437 U.S.
678, 686–87 (1978). It is also important to note that the inmate need not
show that death or serious illness has occurred. Helling v. McKinney,
509 U.S. 25, 32 (1993) (“It would be odd to deny an injunction to inmates
who plainly proved an unsafe, life-threatening condition in their prison
on the ground that nothing yet had happened to them.”).
Gates, 376 F.3d at 333.
1. Counts 1 & 2: Plaintiff’s Official Capacity Claims
Counts 1 and 2 allege official capacity claims against Defendants DOC
10
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 11 of 25
Secretary James LeBlanc, current DOC Medical Director Dr. John Morrison, Hunt
Warden Timothy Hooper, Hunt Deputy Warden Stephanie Michel, Hunt Assistant
Warden Morgan LeBlanc, Hunt Assistant Warden Darryl Campbell, Hunt Medical
Director Dr. Preety Singh, and Hunt Food Manager Gail Levy. (Doc. 64 at ¶¶ 78-87). 1
Plaintiff maintains that these Defendants maintain and enforce policies and practices
that deny Plaintiff access to proper medical treatment for his diabetes, and further
deny Plaintiff medically-appropriate food options. (See id.). Defendants contend that
Plaintiff’s allegations fail to set forth viable official capacity claims against these
Defendants. (Doc. 84-1 at 11).
The SAC alleges that Defendants’ policies and practices violate Plaintiff’s
constitutional right to humane conditions of confinement in at least the following
ways.
•
Defendants fail to provide a diabetes-appropriate diet, instead providing
meals “high in starch, saturated fat, simple carbohydrates, and high
glycemic index carbohydrates,” resulting food options that “will worsen
[Plaintiff’s] diabetes condition.” (Doc. 64 ¶¶ 53-55);
•
Defendants fail to properly manage and distribute insulin and other
medications at “pill call,” resulting in the administration of expired
insulin, incorrect medication, and sometimes even the denial of insulin.
(Doc. 64 ¶¶ 56-69).
Accepting these allegations as true, Plaintiff has established viable official
capacity claims. The risks of uncontrolled diabetes are manifest and well-
Count 1 also alleges official capacity claims against former DOC Medical Director Dr.
Raman Singh and former DOC Interim Medical Director Dr. Pam Hearn. It is uncontested
that these Defendants no longer occupy the position of DOC Medical Director, having been
replaced by current DOC Medical Director Dr. John Morrison. As such, Count 1 will be
dismissed as to Dr. Raman Singh and Dr. Pam Hearn, and Dr. Morrison will be substituted
in their place. See Fed. R. Civ. P. 25(d).
1
11
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 12 of 25
documented. Without access to proper medical treatment, monitoring, and food
options, a diabetic inmate will suffer complications that may include heart attack,
stroke, loss of eyesight, kidney failure, diabetic coma, disorientation, seizures, brain
damage, and even death. See Baughman v. Seale, 761 F. App’x 371, 373 (5th Cir.
2019), cert. denied 140 S. Ct. 1142 (2020). Insulin, in particular, is critical to diabetic
care. See id. (“A diabetic’s blood-glucose levels must be regulated by treatment,
specifically, with injections of insulin or oral drugs such as metformin, glyburide, and
glipizide.”). Plaintiff alleges that Defendants’ policies and practices result in the
administration of expired and degraded insulin and, at times, even intentional denial
of insulin. “[I]ntentionally denying or delaying access to medical care or intentionally
interfering with the treatment once prescribed” establishes “deliberate indifference
to a prisoner’s serious illness or injury states a cause of action under Section 1983.”
Estelle, 429 U.S. at 104–05.
Plaintiff further alleges that Defendants’ policies and practices result in food
options that unavoidably worsen Plaintiff’s condition. Plaintiff has provided a portion
of the menu from the facility, and alleges that the meals provided to him and others
contain a disproportionate amount of refined sugar and high glycemic index
carbohydrates, and are cooked in shortening or lard. Additionally, Plaintiff alleges
that the only location within the facility where he may obtain healthier options
charges him more than he can afford to pay based on his hourly wage of $0.04.
(Doc. 64 at ¶¶ 19, 35). In effect, Plaintiff alleges that he is put in the position of
having to choose between food that will worsen his diabetic condition (possibly
12
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 13 of 25
resulting in death), or no food at all, thus denying Plaintiff the “minimal civilized
measure of life’s necessities.” See Talib v. Gilley, 138 F.3d 211, 214 n.3 (5th Cir. 1998)
(“The deprivation of food constitutes cruel and unusual punishment only if it denies
a prisoner the ‘minimal civilized measure of life’s necessities.’” (quoting Wilson, 501
U.S. at 298)).
In sum, the Court finds that Defendants’ alleged policies resulting in the delay
and denial of insulin and other medications, and inappropriate food options—
standing alone and in combination—establish viable official capacity claims at this
stage. See Gates, 376 F.3d at 333.
2. Counts 3 & 4: Plaintiff’s Personal Capacity Claims
Count 3 alleges that Defendants Hunt Medical Director Dr. Preety Singh,
former Hunt Nurse Practitioner Polly Smith, former Hunt EMT Fallon Stewart, Hunt
EMT Elizabeth Gauthreaux, Hunt Pharmacist Jonathan Travis, Hunt Master
Sergeant Angel Horn, Hunt Master Sergeant Rolanda Palmer, Hunt Sergeant
Chermaine Brown, and Sergeant Chameka Johnson (collectively, the “Direct
Defendants”), each in their personal capacities, took actions against Plaintiff that
demonstrated deliberate indifference to Plaintiff’s documented medical needs, in
violation of the Eighth Amendment’s prohibition on cruel and unusual punishment.
Count 4 seeks to extend liability for the Direct Defendants’ actions to former
DOC Medical Director Dr. Raman Singh, current DOC Medical Director Dr. John
Morrison, Hunt Warden Timothy Hooper, Hunt Deputy Warden Stephanie Michel,
Hunt Assistant Warden Morgan LeBlanc, and Hunt Medical Director Dr. Preety
Singh (collectively, the “Supervisor Defendants”), under the theory that the
13
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 14 of 25
Supervisor Defendants failed to properly train and supervise the Direct Defendants,
and that this failure resulted in the alleged constitutional violations.
Defendants contend that Counts 3 and 4 must be dismissed because each of
the Direct Defendants and the Supervisor Defendants are entitled to qualified
immunity. (Doc. 84-1 at 14-20).
a)
Qualified Immunity Standard
“Qualified immunity shields government officials from civil damages liability
unless the official violated a statutory or constitutional right that was clearly
established at the time of the challenged conduct.” Reichle v. Howards, 566 U.S. 658,
(2012). There are generally two steps in a qualified immunity analysis. Pearson v.
Callahan, 555 U.S. 223, 232 (2009).
First, a court must decide whether the facts that a plaintiff has alleged
or shown make out a violation of a constitutional right. Second[,] the
court must decide whether the right at issue was clearly established at
time of the defendant’s alleged misconduct.
Heaney v. Roberts, 846 F.3d 795, 801 (5th Cir. 2017) (citations and alterations
omitted). The Court is not required to address these steps in sequential order.
Pearson, 555 U.S. at 242 (“Because the two-step ... procedure is often, but not always,
advantageous, the judges of the district courts and the courts of appeal are in the best
position to determine the order of decisionmaking that will best facilitate the fair and
efficient disposition of each case.”).
b)
Direct Defendants
In his opposition, Plaintiff clarifies that his personal capacity claims against
the Direct Defendants fall into three groups:
14
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 15 of 25
•
Defendants Gauthreaux, Smith, and Stewart, prison staff that failed to
recognize and treat Plaintiff’s diabetic condition prior to diagnosis (Doc.
64 at ¶¶ 23-39);
•
Defendants Horn, Palmer, Brown, and Johnson, prison staff that
refused to provide Plaintiff insulin after his diagnosis, (Id. at ¶¶ 64-66),
and Defendant Travis, Hunt’s pharmacist who failed to refill Plaintiff’s
prescriptions, causing Plaintiff to go without insulin and take expired
medication, (Id. at ¶¶ 61-63); and
•
Dr. Preety Singh, Hunt’s medical director, who overrode
recommendations of Plaintiff’s diagnosing physicians at University
Hospital in favor of other treatments, (Id. at ¶¶ 73-74).
(See Doc. 92 at 17-21). The Court analyzes the allegations against each Defendant in
turn.
1) Defendants Gauthreaux, Smith, and Stewart
Plaintiff alleges that on four occasions between August and November 2016—
prior to his diagnosis with diabetes—he presented to Defendants Gauthreaux, Smith,
and Stewart at the “sick call station” and complained of symptoms consistent with
diabetes. (Doc. 64 at ¶¶ 22-25). On each occasion, these Defendants failed to properly
diagnose Plaintiff’s diabetes, and instead incorrectly attributed his symptoms to
“anxiety, having the wrong shoes, athlete’s foot, and/or dehydration,” and offered
Plaintiff over-the-counter medications such as “foot cream, Neosporin, and
Ibuprofen.” (Id. at ¶¶ 26-27). Further, these Defendants “encouraged [Plaintiff] not
to fill out a sick call form to see a doctor.” (Id. at ¶ 27). As a result, Plaintiff “1) missed
the opportunity to be screened for prediabetes and 2) endured significant pain and
suffering as his symptoms continued to worsen.” (Id. at ¶ 29).
Additionally, Plaintiff alleges that after blood tests revealed that Plaintiff’s
“glucose had risen to a life-threatening level of nearly 900 mg/dl,” Defendant Stewart
15
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 16 of 25
disregarded direct orders to transport Plaintiff “to the acute treatment unit to
undergo immediate treatment.” (Id. at ¶¶ 32-33). Defendant Stewart “ignored these
commands” for four days, leaving Plaintiff “untreated and unaware of his potentially
fatal condition.” (Id. at ¶¶ 33-34). Plaintiff alleges that during this time, Defendant
Stewart knew of his “potentially fatal glucose levels.” (Id. at ¶¶ 2, 34).
Plaintiff’s personal capacity claims against Defendants Gauthreaux and
Smith will be dismissed. Although these Defendants failed to initially diagnose
Plaintiff’s diabetes, they nonetheless responded to Plaintiff’s symptoms and provided
minimal treatment, defeating Plaintiff’s assertion of deliberate indifference. See
Gobert v. Caldwell, 463 F.3d 339, 346 (5th Cir. 2006) (“Unsuccessful medical
treatment, acts of negligence, or medical malpractice do not constitute deliberate
indifference, nor does a prisoner’s disagreement with his medical treatment, absent
exceptional circumstances.”).
Defendant Stewart stands in a different category. Plaintiff’s allegations,
accepted as true, establish that Stewart knew that Plaintiff’s condition was lifethreatening and that time was of the essence, yet disregarded direct orders to
transport Plaintiff to the acute treatment unit, leaving Plaintiff untreated and at risk
of serious injury or death for four days. “[I]ntentionally denying or delaying access to
medical care” establishes “deliberate indifference to a prisoner’s serious illness or
injury states a cause of action under Section 1983.” See Estelle, 429 U.S. at 104-05.
Plaintiff’s personal capacity claim against Defendant Stewart may proceed.
16
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 17 of 25
2) Defendants Horn, Palmer, Brown, Johnson, and
Travis
Plaintiff alleges that Defendants Horn, Palmer, Brown, and Johnson control
access to Plaintiff’s prescriptions, including Plaintiff’s insulin, and on multiple
occasions have intentionally provided Plaintiff expired insulin, “willfully ignored”
Plaintiff’s complaints regarding the expired insulin, and even denied Plaintiff insulin
altogether. (Doc. 64 at ¶¶ 60-66). Again, “intentionally interfering with the treatment
once prescribed” establishes “deliberate indifference to a prisoner’s serious illness or
injury states a cause of action under Section 1983.” See Estelle, 429 U.S. at 104-05.
Accepted as true, these allegations establish viable claims against Defendants Horn,
Palmer, Brown, and Johnson.
Plaintiff alleges that Defendant Travis is responsible for ensuring Plaintiff’s
access to unexpired insulin, yet failed to fill Plaintiff’s prescriptions on at least six
occasions, “causing him to both go without his required prescription and take expired
medication.” (Id. at ¶¶ 61-63). Missing from Plaintiff’s Complaint is any allegation
that Travis’s omission was intentional. Mere negligence does not establish deliberate
indifference. Gobert, 463 F.3d at 346. Plaintiff’s claim against Travis will be
dismissed.
3) Defendant Dr. Preety Singh
Plaintiff alleges that Defendant Dr. Preety Singh violated his constitutional
rights by failing to treat Plaintiff with Glucerna, a supplement that minimizes bloodsugar spikes between insulin doses, as recommended by physicians at University
Hospital. (Doc. 64 at ¶¶ 73-74; see also Doc. 92 at 21). Plaintiff does not allege that
17
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 18 of 25
his condition requires Glucerna, but instead contends that Dr. Preety Singh’s course
of treatment “contradicts best practices in chronic care management of diabetes.”
(Doc. 64 at ¶ 74).
Essentially, Plaintiff contends that Dr. Preety Singh has violated his
constitutional rights by failing to provide optimum (or additional) treatment for his
condition. Fifth Circuit law is clear, however, that a prisoner is not entitled to
optimum medical treatment, provided that the treatment actually provided addresses
his medical needs. See Mayweather v. Foti, 958 F.2d 91 (5th Cir. 1992) (the fact that
a prisoner’s medical treatment “may not have been the best money could buy” is
insufficient to establish a constitutional violation); McMahon v. Beard, 583 F.2d 172,
174 (5th Cir. 1978) (the applicable legal standard is not whether an inmate was
provided the “optimum” or “best” medical care available).
Moreover, “the decision whether to provide additional treatment is a classic
example of a matter for medical judgment,” and a prisoner’s mere disagreement with
his course of medical treatment cannot establish deliberate indifference, absent
exceptional circumstances. Gobert, 463 F.3d at 346 (quotation marks omitted); see
also id. (“A showing of deliberate indifference requires the prisoner to submit
evidence that prison officials refused to treat him, ignored his complaints,
intentionally treated him incorrectly, or engaged in any similar conduct that would
clearly evince a wanton disregard for any serious medical needs.”). Plaintiff fails to
allege any such exceptional circumstances as to Dr. Preety Singh. As such, Plaintiff’s
allegations are insufficient to establish deliberate indifference and Count 3 will be
18
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 19 of 25
dismissed as to Dr. Preety Singh.
c)
Supervisor Defendants
Count 4 seeks to extend liability for the Direct Defendants’ actions to those
who allegedly supervised the Direct Defendants, under the theory that these
Supervisor Defendants failed to properly train and supervise the Direct Defendants.
In a § 1983 claim for failure to supervise or train, the plaintiff must show:
(1) the supervisor either failed to supervise or train the subordinate
official; (2) a causal link exists between the failure to train or supervise
and the violation of the plaintiff’s rights; and (3) the failure to train or
supervise amounts to deliberate indifference.
Goodman v. Harris Cty., 571 F.3d 388, 395 (5th Cir. 2009). In this context, deliberate
indifference generally requires the plaintiff to “demonstrate a pattern of violations
and that the inadequacy of the training is obvious and obviously likely to result in a
constitutional violation.” Id.
Plaintiff alleges three areas where the Supervisor Defendants failed to
adequately train and supervise the Direct Defendants: handling inmate referrals for
medical care at “sick call”; stocking and filling inmate prescriptions; and distributing
medications to inmates. (Doc. 64 at ¶ 93). Plaintiff further alleges that he suffered
unnecessary pain and diminished health as a result of the Supervisor Defendants’
failure to train in each of these areas. (Id. at ¶¶ 29, 60-67). On this basis, the Court
is satisfied that Plaintiff has properly alleged the first two elements of his failure to
train and supervise claim. See Goodman, 571 F.3d at 395.
The Court also determines that Plaintiff has adequately alleged the third
element—that the Supervisor Defendants’ failure to train or supervise amounts to
19
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 20 of 25
deliberate indifference. See id. Plaintiff alleges that the Supervisor Defendants knew
that their current supervision and training are inadequate due to the existence of
“inmate grievances” (including Plaintiff’s), and “current ARPs and litigation” alleging
similar claims. (See id. at ¶¶ 45, 47, 94). Prior complaints regarding unconstitutional
conditions of the same type are probative of prison officials’ deliberate indifference.
E.g., Gates, 376 F.3d at 340 (plaintiff established prison officials’ deliberate
indifference based, in part, on “evidence that inmates had complained of symptoms
of heat-related illness”). Here, Plaintiff directs the Court’s attention to Lewis, et al.,
v. Cain, et al., No. 3:15-cv-00318-SDD-RLB (M.D. La.), a class action alleging
deficient medical care at the Louisiana State Penitentiary at Angola. Notably, two of
the named defendants in the Lewis action are also named defendants here—DOC
Secretary LeBlanc, and former DOC Medical Director Dr. Raman Singh—and the
alleged constitutional violations alleged in the Lewis litigation are strikingly similar
to those alleged here—specifically, that prison officials commonly misdiagnose or
ignore serious medical concerns at “sick call”; fail to consistently stock and distribute
necessary prescriptions; and even withhold insulin from inmates with diabetes.
Additionally, the Court takes judicial notice of multiple other actions in this
District specifically alleging that DOC prison officials misdiagnose or ignore inmates’
complaints of serious health complications from diabetes, fail to stock and supply
medically-appropriate prescriptions (including insulin), and delay and refuse insulin
to diabetic inmates. E.g., Van Nortrick v. Levespere, et al., No. 18-cv-00534-JWDEWD (M.D. La.); Banks v. LeBlanc, et al., No. 16-cv-00649-JWD-EWD (M.D. La.).
20
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 21 of 25
These actions illustrate that the results of prison officials’ failure to properly attend
to the needs of diabetic inmates are easily foreseeable and frequently catastrophic,
and include life-threatening diabetic episodes similar to those alleged here. E.g. Van
Nortrick v. Lavespere, No. 18-cv-00534-JWD-EWD, 2019 WL 852121, at *4 (M.D. La.
Feb. 22, 2019) (“One particularly troubling incident involving low blood sugar
occurred on December 19, 2017, when, following a fall, which fractured his right tibial
shaft and lateral malleolus, Plaintiff was admitted to the University Medical Center
in New Orleans.”).
In sum, for present purposes the Court is satisfied that Plaintiff has
“demonstrate[d] a pattern of violations and that the inadequacy of the training is
obvious and obviously likely to result in a constitutional violation.” Goodman, 571
F.3d at 395. Plaintiff’s failure to train and supervise claims against the Supervisor
Defendants may proceed.
b. Plaintiff’s ADA Claim
Count 5 alleges that the DOC has (1) failed to accommodate Plaintiff’s diabetes
and (2) otherwise discriminated against Plaintiff on the basis of his diabetes, in
violation of Title II of the Americans with Disabilities Act (“ADA”), and Section 504
of the Rehabilitation Act. (Doc. 64 at pp. 30-31).
“The Rehabilitation Act and Title II of the ADA prohibit state and local
governments, including prisons, from discriminating on the basis of disability.”
Hacker v. Cain, 759 F. App’x 212, 215 (5th Cir. 2018). “A plaintiff must first establish
a prima facie case of discrimination before relief under the ADA can be considered.”
Melton v. Dallas Area Rapid Transit, 391 F.3d 669, 671 (5th Cir. 2004).
21
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 22 of 25
1. Failure to Accommodate
To maintain a failure to accommodate claim under Title II, a plaintiff must
first allege “(1) he is a qualified individual with a disability; (2) the disability and its
consequential limitations were known by the public entity; and (3) the entity failed
to make reasonable accommodations.” Windham v. Harris Cty., Texas, 875 F.3d 229,
237 n.8 (5th Cir. 2017) (alteration omitted; quoting Ball v. LeBlanc, 792 F.3d 584, 596
n.9 (5th Cir. 2015)).
Here, Plaintiff has adequately alleged his failure to accommodate claim: (1) he
is diagnosed with diabetes, a qualifying disability affecting the endocrine system, see
Clark v. Champion Nat’l Sec., Inc., 952 F.3d 570, 578 n.15 (5th Cir. 2020); (2)
Defendants knew of his disability and its consequences; and yet (3) Defendants failed
to provide medically appropriate meals and, on multiple occasions, refused to provide
Plaintiff his insulin, or administered expired insulin.
2. Direct Discrimination
To state a claim for direct discrimination under the ADA, a plaintiff must
allege “(1) that he has a qualifying disability; (2) that he is being denied the benefits
of services, programs, or activities for which the public entity is responsible, or is
otherwise discriminated against by the public entity; and (3) that such discrimination
is by reason of his disability.” Arce v. Louisiana, 226 F. Supp. 3d 643, 650 (E.D. La.
2016) (quoting Hale v. King, 642 F.3d 492, 499 (5th Cir. 2011)). Notably,
“[d]iscrimination under the ADA and Rehabilitation Act may include a defendant’s
failure to make reasonable accommodations to the needs of a disabled person.” Wright
v. Texas Dep’t of Criminal Justice, No. 13-cv-0116, 2013 WL 6578994, at *3 (N.D. Tex.
22
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 23 of 25
Dec. 16, 2013) (citing Melton, 391 F.3d at 673); see also Tennessee v. Lane, 541 U.S.
509, 531 (2004) (Congress recognized “that failure to accommodate persons with
disabilities will often have the same practical effect as outright exclusion” or
discrimination); United States v. Georgia, 546 U.S. 151, 157 (2006) (“[I]t is quite
plausible that the alleged deliberate refusal of prison officials to accommodate
[plaintiff’s] disability-related needs in such fundamentals as mobility, hygiene,
medical care, and virtually all other prison programs constituted exclusion from
participation or denial of the benefits of the prison’s services, programs or activities.”
(internal quotation marks, brackets, ellipses, and citation omitted)); Lee v. Valdez,
2009 WL 1406244, at *12 (N.D. Tex. May 20, 2009) (recognizing cause of action under
Title II and Rehabilitation Act where paranoid schizophrenic plaintiff inmate alleged
“she was denied reasonable accommodations for her serious mental disabilities to
allow her to access health care in the Dallas Jail.”); McCoy v. Tex. Dep’t Crim. Justice,
2006 WL 2331055, at *7 and n. 6 (S.D. Tex. Aug. 9, 2006) (“In the prison context,
failure to make reasonable accommodations to the needs of a disabled prisoner may
have the effect of discriminating against that prisoner because the lack of an
accommodation may cause the disabled prisoner to suffer more pain and punishment
than non-disabled prisoners.” (internal citations omitted)).
Here, again, Plaintiff’s allegations establish his prima facie case of direct
discrimination: (1) he has a qualifying disability (diabetes); (2) he is being denied
access to medically appropriate food services and medical care; and (3) the
discrimination—specifically, Defendants’ failure to accommodate his dietary and
23
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 24 of 25
medical needs—is the direct result of his diabetes. See Wright, 2013 WL 6578994, at
*3-*4 (plaintiff diagnosed with schizophrenia and suicidal tendencies adequately
alleged direct discrimination based on defendant’s failure to accommodate his need
for a single bunk without dangerous “tie offs” (citing authorities)).
Plaintiff’s failure to accommodate and discrimination claims may proceed.
D. Amendment
Plaintiff requests the opportunity to amend his complaint to the extent any of
his claims are dismissed. (Doc. 92 at 7). When, as here, the deadline to amend has
passed, amendment may be granted “only for good cause and with the judge’s
consent.” Fed. R. Civ. P. 16; see Pub. Health Equip. & Supply Co. v. Clarke Mosquito
Control Prod., Inc., 410 F. App’x 738, 740 (5th Cir. 2010) (“Post-deadline motions to
amend are covered by Rule 16(b)’s more stringent requirements and may be granted
only for good cause and with the judge’s consent.” (quotations and alterations
omitted)).
Plaintiff has already amended his complaint twice, and fails to make any
showing that amending a third time would sufficiently address the deficiencies
identified herein. As such, Plaintiff has failed to show good cause and Plaintiff’s
request to amend shall be denied.
IV.CONCLUSION
Accordingly,
IT IS ORDERED that Defendants’ Motion to Dismiss (Doc. 84) is
GRANTED IN PART.
Specifically,
24
Case 3:18-cv-00063-BAJ-EWD
Document 136
10/26/20 Page 25 of 25
Defendants’ request to dismiss Count 1 is GRANTED as to Defendants
Dr. Pam Hearn and Dr. Raman Singh only.
Defendants’ request to dismiss Count 2 is DENIED.
Defendants’ request to dismiss Count 3 is GRANTED as to Defendants Dr.
Preety Singh, Nurse Practitioner Polly Smith, EMT Elizabeth Gauthreaux, and
Pharmacist Jonathan Travis only.
Defendants’ request to dismiss Count 4 is DENIED.
Defendants’ request to dismiss Count 5 is DENIED.
Defendants’ requests to dismiss Counts 6, 7, and 8 are GRANTED. Counts 6,
7, and 8 are DISMISSED for lack of subject-matter jurisdiction.
IT IS FURTHER ORDERED that Defendants’ Answer to Plaintiff’s Second
Amended Complaint is due within 14 days of the date of this Order.
Fed. R. Civ. P. 12(a)(4)(A).
IT IS FURTHER ORDERED that a telephone status conference to select a
new trial date and related deadlines is set for November 16, 2020 at 1:30 p.m. Dial-in
information shall be circulated to counsel by e-mail on the day of the conference.
Baton Rouge, Louisiana, this 26th day of October, 2020
_______________________________________
JUDGE BRIAN A. JACKSON
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF LOUISIANA
25
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?