Dixon
Filing
65
MEMORANDUM RULING re 42 MOTION for Summary Judgment filed by Primary Health Services Center. Signed by Chief Judge Robert G James on 05/01/12. (crt,Yocum, M)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF LOUISIANA
MONROE DIVISION
TAMMY STEWART DIXON
CIVIL ACTION NO. 10-1490
VERSUS
JUDGE ROBERT G. JAMES
PRIMARY HEALTH SERVICES CENTER,
ET AL.
MAG. JUDGE KAREN L. HAYES
RULING
Pending before the Court is a Motion for Summary Judgment [Doc. No. 42] filed by
Defendants Primary Health Services Center (“Primary”) and Catherine Tonore (“Tonore”)
(collectively, “Defendants”). Defendants claim that they are entitled to judgment as a matter of law
on Plaintiff Tammy Stewart Dixon’s (“Dixon”) claims of retaliation, hostile work environment, and
discrimination in violation of Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. §
2000e, et seq. For the following reasons, the Motion for Summary Judgment is GRANTED.
I.
FACTUAL AND PROCEDURAL BACKGROUND
Primary is a non-profit, federally qualified health clinic that provides “quality primary and
preventative health services to medically underserved individuals of [N]ortheast Louisiana.” [Doc.
No. 43, pg. 2]. Tonore is Primary’s Chief Executive Officer. [Id.].
In 2002, Tonore hired Dixon, an African-American female, to work at Primary as a nurse
practitioner. Dixon received multiple raises and promotions, ultimately attaining the title of Medical
Director in March, 2006. In November, 2007, Dixon received her final raise, bringing her annual
income to $115,000. [Doc Nos. 42-6 through 42-13].
The relationship between Dixon and Defendants began to sour after two events. First, in
March, 2008, Dixon accompanied Tonore to a “Medical Director’s workshop” in Washington, D.C.
[Doc. No. 56-2, pg. 11]. During or after the trip, Dixon questioned Tonore about Primary’s use of
federal grants based on what she had learned at the workshop. According to Dixon, her questions
angered Tonore. [Id.]. Second, on April 17, 2008, Dixon testified in a deposition during an
Occupational Safety and Health Administration (“OSHA”) proceeding against Primary. [Doc. No.
42-20].
In April, 2008, Primary decided that, in order to grow and attract more physicians to its
clinic, it would benefit from having a licensed physician filling the role of Medical Director.
Primary would create a new position, Nursing Director, to be filled by a nurse practitioner. On April
24, 2008, Primary’s Board of Directors (“the Board”) considered and approved these staffing
changes. [Doc. No. 42-15, pg. 2].
On April 29, 2008, Tonore informed Dixon in a memo that her title would change to that of
Nursing Director and of the reasons for the change. [Doc. No. 42-14]. On April 30, 2008, Dixon
submitted a letter to Tonore accepting the new title of Nursing Director. [Doc. No. 42-16].
On May 19, 2008, Tonore informed Dixon of numerous issues regarding her performance
and conduct in a Written Counseling Letter and Suspension Without Pay (“Counseling Letter”).
[Doc. No. 42-17]. The Counseling Letter addressed Dixon’s criticisms of Primary’s spending
practices to staff members; unprofessional treatment of patients; violation of Primary’s Outside
Employment Policy by her employment at St. Francis Medical Center (“St. Francis”)1, a competing
1
The Counseling Letter names Convenience Health Clinic as Dixon’s outside employer.
[Doc. No. 42-17]. The Court takes judicial notice that Convenience Health Clinic is affiliated
with St. Francis Medical Center and that the minutes of the Board meeting referred to Dixon’s
2
health care provider; and solicitation of staff members to seek employment with St. Francis. The
letter informed Dixon of corrective measures she should take and that Primary was suspending her
without pay for four days.2
On June 19, 2008, Dixon filed a Charge of Discrimination with the Louisiana Commission
on Human Rights and the Equal Employment Opportunity Commission (“EEOC”). In her Charge,
Dixon alleged that the Counseling Letter, four-day suspension, and demotion to Nursing Director
were the result of “discrimination . . . because of my race, Black, and my sex, female, in violation
of Title VII . . . .” [Doc. No. 42-12, pg. 1].
On June 25, 2008, Tonore informed the Board that Dixon had refused to resign from St.
Francis. Consequently, the Board adopted a motion providing Dixon with the following options:
(1) resign from St. Francis; (2) resign from Primary; or (3) retain her employment with St. Francis
but relinquish her Nursing Director position at Primary and be paid at a salary commensurate with
a non-managerial, nurse practitioner role. [Doc. No. 42-18]. Dixon chose to remain employed at
St. Francis. Consequently, Primary removed her from the Nursing Director position, retained her
as a nurse practitioner, and lowered her salary accordingly. [Doc. No. 43, pg. 10].
On August 11, 2008, Dixon filed another EEOC Charge. In the second Charge, Dixon
alleged that the Board’s ultimatum was retaliation for her earlier Charge and was also based on racial
and sexual discrimination. [Doc. No. 42-12, pg. 2].
On June 29, 2010, the EEOC sent Dixon a right-to-sue letter. [Id., pg. 3]. On September 24,
outside employer as St. Francis Medical Center. See [Doc. No. 42-18, pg. 2].
2
Along with the signatures of Tonore and a witness, the Counseling Letter has the words
“refused to sign” above Dixon’s signature block. [Doc. No. 42-17].
3
2010, Dixon filed her Complaint [Doc. No. 1] against Defendants, alleging that they retaliated
against her for engaging in protected activities, subjected her to a hostile work environment, and
discriminated against her on the basis of race and sex.
On March 5, 2012, Defendants filed a Motion for Summary Judgment. [Doc. No. 42]. On
March 27, 2012, Dixon filed a Memorandum in Opposition to Summary Judgment. [Doc. No. 56].
On April 9, 2012, Defendants filed a Reply to Dixon’s Opposition. [Doc. No. 58-2].
II.
LAW AND ANALYSIS
A.
Summary Judgment
Summary judgment “shall [be] grant[ed] ... if the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.” FED . R.
CIV . P. 56(a). The moving party bears the initial burden of demonstrating the absence of a genuine
issue of material fact, but does not need to negate the elements of the nonmovants’ case. Duffie v.
United States, 600 F.3d 362, 371 (5th Cir. 2010). A fact is “material” if proof of its existence or
nonexistence would affect the outcome of the lawsuit under applicable law in the case. Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute about a material fact is “genuine” if the
evidence is such that a reasonable fact finder could render a verdict for the nonmoving party. Id.
If the moving party can meet the initial burden, the burden then shifts to the nonmoving party
to establish the existence of a genuine issue of material fact for trial. Norman v. Apache Corp., 19
F.3d 1017, 1023 (5th Cir. 1994). The nonmoving party must show more than “some metaphysical
doubt as to the material facts.” Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S.
574, 586 (1986). In evaluating the evidence tendered by the parties, the Court must accept the
evidence of the nonmovant as credible and draw all justifiable inferences in its favor. Anderson, 477
4
U.S. at 255.
B.
Retaliation
Defendants claim that Dixon cannot prevail on her claims that she suffered retaliation as a
result of her inquiries into Primary’s spending practices; OSHA testimony; and June 19, 2008 EEOC
Charge.
To establish a prima facie case of retaliation, Dixon must show that: (1) she engaged in an
activity protected by Title VII; (2) her employer took an adverse employment action against her; and
(3) a causal connection exists between the protected activity and the adverse employment action.
McCoy v. City of Shreveport, 492 F.3d 551, 556-57 (5th Cir. 2007). An employee participates in a
protected activity under Title VII when she opposes a practice made an unlawful employment
practice by Title VII or charges, testifies, assists, or participates in any manner in an investigation,
proceeding, or hearing under Title VII. Crawford v. Metro. Govt. of Nashville & Davidson Cnty.,
555 U.S. 271, 274 (2009); see 42 U.S.C. § 2000e-3(a).
Retaliation claims under Title VII are analyzed under the McDonnell Douglas burden-shifting
framework. See McCoy, 492 F.3d at 556. Thus, if the plaintiff successfully presents a prima facie
case, the burden shifts to the employer to provide a “legitimate, non-retaliatory reason for the adverse
employment action.” Hernandez v. Yellow Transp., Inc., 670 F.3d 644, 657 (5th Cir. 2012) (quoting
Long v. Eastfield Coll., 88 F.3d 300, 304-05 (5th Cir. 1996)). The employer’s burden is only of
production, not persuasion. If the employer meets its burden of production, the plaintiff then bears
the ultimate burden of proving that the employer’s reason is not true but is a pretext for the real
retaliatory purpose. McCoy, 492 F.3d at 557. At this point, “the fact-finder must decide whether
retaliation was the but-for cause for the employer’s action.” Hernandez, 670 F.3d at 657 (citation
5
omitted).
1.
Dixon’s Inquiries into Primary’s Spending Practices
Dixon alleges in Count One of her Complaint that her inquiries “as to why grant funds and
other monies were not being applied for their intended purposes” were protected activities under
Title VII and that Tonore retaliated by issuing her “a written reprimand.” [Doc. No. 1, pg. 3].3
Title VII does not encompass inquiries into an organization’s spending practices. See 42
U.S.C. § 2000e-2(a) (prohibiting discrimination on the basis of race, color, religion, sex, or national
origin). Since such inquiries do not qualify as protected activities under Title VII, Dixon fails to
make a prima facie case of unlawful retaliation. Accordingly, the Court GRANTS Defendants’
Motion for Summary Judgment on Dixon’s claim in Count One that Tonore’s Counseling Letter
constituted unlawful retaliation for her inquiries into Primary’s spending practices.
2.
Dixon’s OSHA Testimony
Dixon alleges in Counts Two and Three of her Complaint that she engaged in a protected
activity by testifying in an OSHA proceeding on April 17, 2008, and Defendants retaliated against
her by changing her job title to that of Nursing Director (Count Two) and suspending her without
pay (Count Three). [Doc. No. 1, pgs. 3-4]. After Defendants’ actions, Dixon filed a complaint with
OSHA, alleging that Primary retaliated against her because of her testimony.4 On March 19, 2009,
3
Dixon’s Complaint and Defendants’ Motion for Summary Judgment refer to an April 14,
2008 “written reprimand.” [Doc. Nos. 1, pg. 3; 43, pg. 5]. Although no such document exists in
the record, Defendants incorporate a copy of the May 19, 2008 Counseling Letter as an exhibit,
and their Memorandum in Support of Motion for Summary Judgment refers to the same. See
[Doc. Nos. 42-17; 43, pg. 3].
4
Defendants’ Motion for Summary Judgment states that Dixon filed her discrimination
complaint with OSHA in June, 2008. [Doc. No. 43, p. 7]. However, the record contains no
evidence of the filing date of the OSHA complaint. Rather, it only contains the letter from
6
OSHA dismissed Dixon’s complaint. [Doc. No. 42-21].5 Defendants argue that, because testifying
in an OSHA proceeding is not a protected activity under Title VII, Counts Two and Three of Dixon’s
complaint fail to make a prima facie case of retaliation.
Title VII does not encompass OSHA violations. See 42 U.S.C. § 2000e-2(a). Thus, Dixon’s
OSHA testimony does not qualify as a protected activity for the purposes of Title VII. See § 2000e3(a); Washington v. M. Hanna Constr., Inc., 299 Fed. Appx. 399, 401 (5th Cir. 2008) (unpubl.)
(“Because Title VII does not encompass violations of OSHA . . . Plaintiff’s . . . reporting of
[defendant] to authorities for violating OSHA does not qualify as protected activity under Title
VII.”); Sanders v. Mount Waste Recycle, Inc., 2:11cv1032-WKW, 2012 U.S. Dist. LEXIS 18750,
*4-5 (N. D. Ala. Jan. 26, 2012) (Finding that plaintiff alleging Title VII retaliation resulting from
reporting OSHA violations had failed to state a claim for which relief may be granted). The Court
finds that Dixon fails to establish a prima facie case of retaliation because participation in an OSHA
proceeding is not a protected activity under Title VII. Therefore, the Court GRANTS Defendants’
Motion for Summary Judgment on Dixon’s claims in Counts Two and Three that her change in job
title and suspension without pay constituted unlawful retaliation for her testimony in an OSHA
proceeding.
3.
Dixon’s June 19, 2008 EEOC Charge
Dixon alleges in Count Four of her Complaint that “Defendants further illegally retaliated
against [her] by reducing her salary by $30,000, when [Tonore] learned that [Dixon] had filed an
OSHA notifying Dixon of the dismissal of her complaint.
5
Unlike an EEOC dismissal notifying a party of her right to sue, the dismissal of an
OSHA complaint does not result in a private right of action, i.e. an OSHA dismissal is final as to
a party’s claim of an OSHA violation. See 29 U.S.C. § 660(c)(2)-(3).
7
EEOC complaint against defendants.” [Doc. No. 1, pg. 4]. Specifically, Dixon claims that the
Board’s June 25, 2008 decision was retaliation for her filing of an EEOC Charge alleging race and
sex discrimination on June 19, 2008. See [Doc. No. 42-12, pgs. 1-2].6 Defendants argue that this
allegation does not give rise to a prima facie case of retaliation because there was no causal
connection between Dixon’s June 19, 2008 EEOC Charge and her being asked to resign from St.
Francis. [Doc. No. 43, pg. 9].
Dixon’s filing of the June 19, 2008 EEOC Charge was a protected activity under Title VII.
See 42 U.S.C. § 2000e-3(a). The Board’s decision to remove Dixon from her Nursing Director
position and its reduction of her salary to that of a non-managerial nurse practitioner were adverse
employment actions. For the purpose of presenting a prima facie case, Dixon can also meet her
burden of showing a causal connection based on the temporal proximity of less than one week
between the filing of her June 19, 2008 EEOC Charge and the Board’s June 25, 2008 decision. See
Washburn v. Harvey, 504 F.3d 505, 511 (5th Cir. 2007) (citing Clark County School Dist. v.
Breeden, 532 U.S. 268, 273-74 (2001)) (noting that temporal proximity between the protected act
and adverse employment actions can prove the causation element of a prima facie case when they
are “very close” in time). Thus, Dixon has established a prima facie case of retaliation for the
purposes of summary judgment.
Defendants meet their burden of production under McDonnell Douglas by providing a
legitimate, non-retaliatory reason for the adverse employment actions. The Board removed Dixon
as Nursing Director and reduced her salary because her employment with St. Francis contravened
6
Dixon’s subsequent EEOC Charge, filed on August 11, 2008, added retaliation for a
protected activity to her first EEOC Charge’s allegations of race and sex discrimination.
8
Primary’s Outside Employment Policy. Furthermore, the minutes of the Board meeting show that
the Board limited its discussion of Dixon to the issues, including her outside employment, addressed
in the Counseling Letter, which Dixon received one month before she filed her first EEOC Charge.
[Doc. No. 42-18].
Dixon, on the other hand, fails to meet the ultimate burden of proving that Defendants’
legitimate, non-retaliatory reason was a pretext for a retaliatory purpose. See Reeves v. Sanderson
Plumbing Prods., Inc., 530 U.S. 133, 147 (2000) (“a plaintiff’s prima facie case, combined with
sufficient evidence to find that the employer’s asserted justification is false, may permit the trier of
fact to conclude that the employer unlawfully [retaliated]”). Here, Dixon has presented nothing
more than her subjective belief that she was the victim of retaliation. Even if genuine, such a belief
is insufficient to carry her case without further evidence of pretext. Pennington v. Tex. Dep’t of
Family & Protective Servs., No. 11-50003, 2012 U.S. App. LEXIS 6386, at *19-20 (5th Cir. Mar.
29, 2012) (citing Sherrod v. Sears, Roebuck & Co., 785 F.2d 1312, 1316 (5th Cir. 1986)). Therefore,
the Court GRANTS Defendants’ Motion for Summary Judgment on Dixon’s claim that the Board’s
decision to remove her as Nursing Director and to reduce her salary constitutes unlawful retaliation
for her June 19, 2008 EEOC Charge.
C.
Hostile Work Environment
In Count Five of her Complaint, Dixon alleges that Defendants created a hostile work
environment because she suffered “harassment from other employees making unsubstantiated
allegations concerning [her] work ethic and other discriminatory behavior.” [Doc. No. 1, pg. 4].
However, Dixon’s pleadings detail harassment only from her supervisor, Tonore.
To establish a prima facie case of hostile work environment against a supervisor, a plaintiff
9
must show that she: (1) belongs to a protected class; (2) that she was subjected to unwelcome racial
or sexual harassment; (3) that the harassment was based on race or sex; and (4) that the harassment
affected a term, condition, or privilege of employment. See Donaldson v. CDB, Inc., No. 08-60666,
2009 U.S. App. LEXIS 15259, *18-19, 335 Fed. Appx. 494, 501 (5th Cir. 2009) (unpubl.) (citing
Lauderdale v. Tex. Dep't of Crim. Justice, 512 F.3d 157, 162-63 (5th Cir. 2007)). “For harassment
on the basis of race [or sex] to affect a term, condition, or privilege of employment, as required to
support a hostile work environment claim under Title VII, it must be ‘sufficiently severe or pervasive
to alter the conditions of the victim’s employment and create an abusive working environment.’”
Ramsey v. Henderson, 286 F.3d 264, 268 (5th Cir. 2002) (quoting Harris v. Forklift Systems, Inc.
510 U.S. 17, 21 (1993) (internal citations omitted)). Because Title VII is not a general civility code
for the American workplace, the alleged “conduct must be extreme to amount to a change in the
terms and conditions of employment . . . .” Indest v. Freeman Decorating, Inc., 164 F.3d 258, 263
(5th Cir. 1999) (quoting Faragher v. City of Boca Raton., 524 U.S. 775, 788 (1998)).
As an African-American woman, Dixon is a member of a protected class. In her Opposition,
Dixon argues that she was subjected to unwelcome harassment from Tonore in the form of numerous
“write-ups” that eventually led to her demotion and reduction in salary. Dixon fails, however, to
show that the harassment was based on race or gender.
First, Dixon asserts that these write-ups were prompted by her March, 2008 inquiries into
Primary’s financial practices and her April, 2008 OSHA testimony. Neither allegation, however,
provides evidence that Tonore’s write-ups, or subsequent actions, were based on Dixon’s gender or
race, rather than a response to her workplace behavior and performance.
Second, Dixon cites deposition testimony from a former employee of Primary, Dr. Gary
10
Menefee, who described the work environment created by Tonore as hostile and acrimonious [Doc.
No. 56-4, pg. 19] and that she exhibited a “plantation mentality” towards Primary’s AfricanAmerican patients. [Id. at 9]. Nevertheless, Dr. Menefee’s testimony fails to support Dixon’s claim
of harassment because he did not describe one specific instance of racial or sexual harassment
towards employees. Thus, the Court finds that Dixon does not establish the third prong of her prima
facie case of hostile work environment against a supervisor.
Assuming, arguendo, that Dixon can establish that she suffered from racial or sexual
harassment, she still fails to establish the fourth prong of a prima facie case of hostile work
environment, i.e., that the harassment was “sufficiently severe or pervasive to alter the conditions
of . . . employment and create an abusive working environment.” Harris, 510 U.S. at 21. Dixon
again cites Dr. Menefee’s testimony describing how Tonore’s abrasive personality often frustrated
Primary’s employees. [Doc. No. 56-4, pgs. 13, 15-17]. Such frustrations are inadequate, without
more, to make out a hostile work environment claim under Title VII. See Indest 164 F.3d at 263;
see also Kirk v. City of Tulsa, No. 02-5138, 2003 U.S. App. LEXIS 14387, at *9-10, 72 Fed. Appx.
747, 751 (10th Cir. 2003) (unpubl.) (“Even though [defendant’s] alleged behavior is reprehensible,
the correction of indiscriminate boorishness and vulgarity in the workplace is not the function of a
Title VII action for a sexually hostile work environment”).
The Court finds that Dixon’s allegations and Dr. Menefee’s deposition testimony are
insufficient to present a prima facie case of hostile work environment against a supervisor.
Therefore, the Court GRANTS Defendants’ Motion for Summary Judgment as to Dixon’s claim that
Defendants created a hostile work environment.
11
D.
Discrimination
In Count Six of her Complaint, Dixon alleges that Defendants “intentionally discriminated
against [her] because of her race when they replaced her as medical director with someone outside
of her protected class who was treated more favorably than [her] . . . .” [Doc. No. 1, pg. 4].
To establish a prima facie case of discrimination, the plaintiff must establish that she “(1)
is a member of a protected group; (2) was qualified for the position at issue; (3) was discharged or
suffered some adverse employment action by the employer; and (4) was replaced by someone outside
[her] protected group or was treated less favorably than other similarly situated employees outside
the protected group.” McCoy, 492 F.3d at 556. Allegations of discrimination are also analyzed
under the McDonnell Douglas burden-shifting framework where the employer has the burden of
rebutting a prima facie showing of discrimination with a legitimate, nondiscriminatory reason for
its employment action. Id. at 557. If the employer is successful, the plaintiff must prove that the
employer’s proffered reason is not true but instead is a pretext for the real discriminatory purpose.
Id.
Defendants do not dispute that, as an African-American woman, Dixon is part of a protected
class. There is no dispute that Dixon was qualified for the position of Medical Director because she
held it for approximately six years. Dixon suffered an adverse employment action because her
employer placed her in a position with less seniority. Finally, Defendants acknowledge that Dixon
was replaced as Medical Director by a white male who falls outside of Dixon’s protected class.
[Doc. No. 43, pg. 12].
Thus, the Court finds that Dixon presents a prima facie case of
discrimination.
Defendants rebut Dixon’s prima facie case with a legitimate, nondiscriminatory reason for
12
replacing Dixon as Medical Director. Primary contends that it made a business decision to staff the
Medical Director position with a licensed physician rather than a nurse practitioner in order to better
position Primary for growth by making it a more attractive workplace for physicians. See Nieto v.
L&H Packing Co., 108 F.3d 621, 624 (5th Cir. 1997) (“Title VII . . . does not protect against unfair
business decisions[,] only against decisions motivated by unlawful animus.”) (citations omitted).
Dixon does not meet her final burden of proving that Defendants’ business decision was a
pretext for a discriminatory purpose. By relying again on Dr. Menefee’s testimony as to Tonore’s
attitudes, Dixon fails to provide any examples of racial animus or discrimination guiding
Defendants’ employment actions. See supra Part II.C. Additionally, Dixon, in her own deposition
testimony, asserts that Defendants’ decision to demote her from the Medical Director position was
based on her OSHA testimony and performance-related issues rather than any discriminatory
purpose. [Doc. No. 42-3, pgs. 8-12]. The Court finds that Dixon has failed to meet her burden of
proving that Defendants’ business decision was motived by racial animus or discrimination.
Therefore, the Court GRANTS Summary Judgment for Defendants as to Dixon’s discrimination
claim.
E.
Costs
In their conclusion, Defendants request that the Court dismiss Dixon’s lawsuit with prejudice
at her costs because she did not prove any of her claims as a matter of law. [Doc. No. 43, pg. 14].
Costs, other than attorney’s fees, “should be allowed to the prevailing party.” FED . R. CIV . P.
54(d)(1). Therefore, the Court GRANTS costs, other than attorney’s fees, to Defendants.
III.
CONCLUSION
For the foregoing reasons, Defendants’ Motion for Summary Judgment [Doc. No. 42] is
13
GRANTED, and Dixon’s Complaint [Doc. No. 1] is dismissed WITH PREJUDICE.
Additionally, the Court GRANTS Defendants’ request for costs, other than attorney’s fees,
in accordance with FED . R. CIV . P. 54(d)(1).
MONROE, LOUISIANA, this 1st day of May, 2012.
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