Bedingfield et al v. Deen et al
Filing
218
MEMORANDUM RULING re 70 MOTION for Summary Judgment filed by Larry C Deen, St Paul Fire & Marine Insurance Co, Jerry Simms, Mark Toloso. Signed by Judge S Maurice Hicks on 07/27/2011. (crt,Williams, L)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF LOUISIANA
SHREVEPORT DIVISION
APRIL NICOLE BEDINGFIELD, ET AL.
CIVIL ACTION NO. 09-369
VERSUS
JUDGE S. MAURICE HICKS, JR.
LARRY C. DEEN, ET AL.
MAGISTRATE JUDGE HORNSBY
MEMORANDUM RULING
Before the Court is a Motion for Summary Judgment (Record Document 70) filed by
the Defendants, Bossier Parish Sheriff Larry C. Deen (“Sheriff Deen”), Warden Mark Toloso
(“Warden Toloso”),1 Assistant Warden Lieutenant Jerry Sims (“Assistant Warden Sims”),2
and St. Paul Fire and Marine Insurance Company. Plaintiffs opposed the motion, but have
conceded certain issues. See Record Document 115. For the reasons which follow, the
Motion for Summary Judgment is GRANTED and all claims against Defendants are
DISMISSED.
PROCEDURAL BACKGROUND
This is a civil action for monetary damages brought by Mrs. Elizabeth Bedingfield,
and her minor granddaughter, Elizabeth Macy Bedingfield (through her mother and natural
tutrix, April Nicole Bedingfield) in connection with the death of Jimmy “Trey” Bedingfield, III,
their son and father respectively.3 Plaintiffs seek damages in connection with Trey
1
Mark Toloso was the Warden of the Work Release Facility at the time of Trey
Bedingfield’s participation in that program.
2
Jerry Sims was the Assistant Warden of the Work Release Facility at the time of
Trey Bedingfield’s participation in that program.
3
Mr. Jimmy Elton Bedingfield, II was also a Plaintiff in this matter. Mr. Bedingfield
passed away on February 8, 2011. On April 27, 2011, the Court ordered that Elizabeth
Bedingfield, the surviving spouse and named executrix of the estate of the deceased
plaintiff, Jimmy Elton Bedingfield, II, be substituted as a plaintiff for the decedent. See
Bedingfield’s death on September 3, 2008, after having been incarcerated in the Bossier
Parish Work Release Jail Facility, which was operated by the Bossier Parish Sheriff’s
Office. More specifically, Plaintiffs seek to recover damages arising out of and caused by
the alleged failure of Defendants to provide proper and reasonable medical care and
treatment to Trey Bedingfield and to properly and timely discover, diagnose, and treat his
colon cancer. Plaintiffs also seek damages in relation to the following: refused treatment
due to threats made by prison officials; denial of family visitation; and failure to notify the
family regarding Trey Bedingfield’s medical condition. Plaintiffs filed suit under 42 U.S.C.
§§ 1981, 1983, and 1988; the First, Eighth, and Fourteenth Amendments to the United
States Constitution; and Louisiana state law (negligence). Defendants have now moved
for summary judgment dismissing all of Plaintiffs’ claims.
FACTUAL BACKGROUND
Trey Bedingfield was convicted of felony theft. See Record Document 70, Exhibit
1 (Conviction Records). On November 27, 2007, he was sentenced to serve five years at
hard labor, with three years suspended and with credit for time served. See id. At that
time, Trey Bedingfield was thirty-three years old. See id.
On January 18, 2008, Trey Bedingfield was accepted into the Bossier Parish
Sheriff’s Office Work Release Facility. See Record Document 70, Exhibit 2 at ¶ 2 (Warden
Toloso Affidavit). He was employed by Hardware Resources and began working on
January 21, 2008. See id. Trey Bedingfield worked at Hardware Resources from Monday
through Friday, and did not work on weekends. See id., Exhibit 2 at ¶¶ 2-3. Trey
Record Document 134.
Page 2 of 35
Bedingfield only missed five work days due to illness from January 2008 through May 2008.
See id., Exhibit 2 at ¶ 3. Trey Bedingfield’s last day of employment at Hardware Resources
was Friday, May 23, 2008 and he had worked every Monday through Friday without
missing work due to illness since March 21. See id.
On Sunday, March 2, 2008, Trey Bedingfield saw Bossier Parish Sheriff Paramedic
Karman Hall. See Record Document 70, Exhibit 3 at ¶ 3 (David Gorman, R.N. Affidavit)
& Exhibit 3-A (Medical Records). Trey Bedingfield complained of nausea, vomiting,
diarrhea, weakness, and jaundice. See id. He was referred to LSU Hospital in Shreveport,
Louisiana for evaluation. See id.
Trey was evaluated by physicians at LSU Hospital, and returned from LSU Hospital
on March 4, 2008 with an order for an esophagogastroduodenoscopy (“EGD”) procedure
on March 13, 2008. See id. After the March 2, 2008 evaluation, LSU Hospital issued the
following orders:
Medicine Clinic with Dr. Wroblicky on March 20, 2008, at 12:30 p.m. This will
be to follow-up the results of the esophagogastroduodenoscopy performed
earlier as well as checking a reticulocyte count and a CBC in respect to his
anemia.
Otherwise, it is discussed with the patient at the time of his discharge he is
to avoid any and all aspirin-type products including Pepto-Bismol,
nonsteroidal anti-inflammatory medications, as well as BC Powders.
Id., Exhibit 3-A at Bates 136. Trey Bedingfield called his mother either the day of or the day
after his release from LSU Hospital. See Record Document 70, Exhibit 9 at 52-53
(Elizabeth Bedingfield Deposition).
Registered Nurse David Gorman (“Nurse Gorman”), who was employed by the
Bossier Parish Sheriff’s Office, made arrangements and prepared instructions for jail
Page 3 of 35
personnel regarding Trey Bedingfield’s transport for the March 13, 2008 EGD procedure.
See Record Document 70, Exhibit 3 at ¶ 4. This included preparing documents for the
work release facility to follow before Trey Bedingfield appeared for the appointment, placing
restrictions on what Trey Bedingfield could eat prior to the procedure, and restricting the
medications Trey Bedingfield could take prior to the procedure. See Record Document 70,
Exhibit 3 & Exhibit 3-A at Bates 169, 177, 167, 170.
On March 9, 2008, Trey Bedingfield forwarded a “KITE COMMUNICATION FORM”
to Assistant Warden Sims indicating that he was refusing the EGD procedure. See Record
Document 70, Exhibit 3 at ¶ 4, Exhibit 3-A at Bates 152, and Exhibit 4 at ¶ 2 (Assistant
Warden Sims Affidavit). Trey Bedingfield wrote:
Lt. Simms I’m suppose [sic] to go back to the Hospital on the 13th and have
a scope ran down in my stomach to check for ulcers. Its [sic] not a life
threatening deal or anything. I have medical insurance threw [sic] Willis
Knighton and my own doctor I’ve had for years. I get out Aug 8 this year, I
would rather him do this when I get out. I would like to turn down going back
to the hospital if thats [sic] ok. I feel fine since I’ve been back. Thank you.
See id. On March 10, 2008, Trey Bedingfield also signed a “Refusal of Medical Treatment
Form,” wherein he stated that he refused the “M.D. Appointment” and “Medical Treatments
scheduled or ordered for [him] by the medical staff.” See Record Document 70, Exhibit 3
at ¶ 4, Exhibit 3-A at Bates 172, and Exhibit 4 at ¶ 2. Trey Bedingfield further stated:
I am signing this on my own free will without any coercion. I was informed
of the consequences of refusal, which may directly affect my medical
condition. I accept these consequences and release Bossier Sheriff’s
Department, Bossier Parish Police Jury, and/or medical staff of all legal
ramifications concerning this matter.
See id., Exhibit 3-A at Bates 172. Nurse Gorman stated in his deposition that Trey
Bedingfield told him he did not want to attend the EGD procedure. See id., Exhibit 3 at ¶
Page 4 of 35
4.
Relying upon the affidavit of Elizabeth Bedingfield, Plaintiffs contend that “Sheriff
employees had Trey sign a refusal of medication form without specifying the medication
or treatment on or about March 9 or 10, 2008.” Record Document 115-4 at ¶ 20. Plaintiffs
also construe the phrase “if that’s ok” in the KITE COMMUNICATION FORM as Trey
Bedingfield posing a medical question to Assistant Warden Sims. Id.; see also Record
Document 115-1 at 5-6. Plaintiffs note that this “medical question” went unanswered.
Record Document 115-1 at 5-6.
On March 19, 2008, Trey Bedingfield complained of stomach cramps and of vomiting
“clear water.” See id., Exhibit 3 at ¶ 5 & Exhibit 3-A. He was seen by Nurse Gorman on
that same date. See id. Trey Bedingfield did not report any other symptoms. See id.
Nurse Gorman gave the inmate several Pepto Bismol tablets.4 See id. He also advised
the inmate and Assistant Warden Sims that if Trey Bedingfield complained of increased
abdominal pain that evening, he should be sent to LSU for further evaluation, as Nurse
Gorman would not be on duty that evening. See id. According to Nurse Gorman, Trey
Bedingfield made no further report of medical problems until May 6, 2008. See id., Exhibit
3 at ¶ 6.
On May 6, 2008, Trey Bedingfield was seen by Nurse Gorman for a complaint of
chest pain. See id. Nurse Gorman performed an EKG. See id. He also drew blood and
4
Nurse Gorman, who is not a named defendant in this case, attested that he “was
not aware of any orders in place from LSU Hospital or any other physician from [the] March
2, 2008 evaluation at LSU Hospital, other than what the inmate should not eat or what
medication not to take in advance of the EGD procedure.” Record Document 70, Exhibit
3 at ¶ 5.
Page 5 of 35
forwarded it to LSU Hospital for evaluation. See id. Nurse Gorman also scheduled Trey
Bedingfield to see a physician at the next doctor visit at the jail on May 9, 2008. See id.
On May 9, 2008, Dr. Russell Roberts (“Dr. Roberts”) saw Trey Bedingfield on referral
for the May 6 report of chest pain. See Record Document 70, Exhibit 5 at¶ 2 (Dr. Russell
Roberts Affidavit). Dr. Roberts reviewed Trey Bedingfield’s medical chart, including Nurse
Gorman’s notes. See id. Dr. Roberts also evaluated the blood work and EKG that had
been performed by Nurse Gorman on May 6. See id. Dr. Roberts discussed Trey
Bedingfield’s symptoms with him. See id. Dr. Roberts examined Trey Bedingfield,
including a rectal exam because of complaints of urinary frequency. See id. According to
Dr. Roberts, Trey Bedingfield did not report any weight loss.
See id.
A follow-up
appointment was scheduled for Trey Bedingfield in four weeks, at which time additional
blood work would be evaluated and compared with the May 6, 2008 blood work. See id.
The next report by Trey Bedingfield of any medical problem was on May 27, 2008,
at which time he complained of abdominal pain and was seen by Nurse Gorman. See
Record Document 70, Exhibit 3 at ¶ 6. Nurse Gorman examined Trey Bedingfield and
immediately had him sent to LSU Hospital for evaluation. See id. According to Nurse
Gorman, the May 27 visit was the first time the Trey Bedingfield indicated he had
experienced weight loss. See id. Trey Bedingfield was admitted to LSU Hospital on May
27, 2008 and was diagnosed with metastatic cancer.
Despite the medical treatment outlined above, Plaintiffs contend that the medical
treatment of Trey Bedingfield was “minuscule and inadequate.” Record Document 115-2
at ¶ 5. Plaintiffs also contend that Trey Bedingfield experienced more medical problems,
but did not report them because of intimidation and threats utilized by Warden Toloso. See
Page 6 of 35
id. at ¶¶ 6-9; Record Document 115-1 at 4. According to Plaintiffs, the intimidation and
threats began on February 11, 2008, when Warden Toloso chastised Trey Bedingfield for
missing work due to an alleged back injury.
See id.
Plaintiffs maintain that Trey
Bedingfield did not report his medical problems because he did not want to be removed
from the Work Release Program and placed back into the general prison population. See
Record Document 115-2 at ¶ 7. These contentions are based on alleged statements made
by Trey Bedingfield to his family and friends.5
Defendants have presented the expert report of Dr. Alan B. Grosbach (“Dr.
Grosbach”), who opined “that more likely than not Mr. Bedingfield’s cancer was not only
present but already widely metastatic at the time of his March hospitalization.” Record
Document 70, Exhibit 5 (Dr. Grosbach Expert Report). He based this medical “conclusion
on the well-established slow growth rate of colon cancer.” Id. He further explained:
When patients with this cancer present with iron deficiency anemia due to
gastrointestinal bleeding their cancers have already been present for months
or years because such bleeding occurs slowly and the anemia develops
gradually allowing time for cancer to metastasize.
Colon cancers double in size over periods of one to two months or longer.
This means the metastatic tumors in Mr. Bedingfield’s liver and elsewhere
would have been present in March and would have been at least one-quarter
to one-half the size they had achieved on CT scan and at surgery in late
May. They could not have developed de novo in the interval between March
4 and May 28.
It is certainly true that Mr. Bedingfield’s cancer probably worsened and the
metastatic tumors grew during the March-May interval, but his cancer would
still have been incurable had it been diagnosed in March. . . . I believe that
5
Defendants object to the hearsay evidence offered by Plaintiffs. See Record
Document 129 at 3-4. Defendants further note that there is no hearsay exception
applicable in this matter. See id. at 4-7. This issue will be more fully discussed in the Law
and Analysis section of the instant Memorandum Ruling.
Page 7 of 35
more likely than not Mr. Bedingfield’s cancer had already progressed beyond
the point of potential curability by the time of his March 2008 hospitalization.
Diagnosis at that time instead of in May would not have improved his chance
of survival.
Id.
In his affidavit, Warden Toloso stated that he as not aware of any medical problems
experienced by Trey Bedingfield that were not addressed. See Record Document 70,
Exhibit 2 at ¶ 10. In fact, Warden Toloso stated that he was not aware of any serious
medical problems experienced by Trey Bedingfield until May 31, 2008, after Trey
Bedingfield’s admission to LSU. See id., Exhibit 2 at ¶¶ 8, 10. Warden Toloso was also
unaware that Trey Bedingfield experienced any weight loss while housed at the Work
Release Facility. See id., Exhibit 2 at ¶ 10. Warden Toloso also attested that he “did not
tell or encourage [Trey] Bedingfield not to seek medical treatment or not to report medical
problems.” See id., Exhibit 2 at ¶ 7.
Likewise, Assistant Warden Sims stated in his affidavit that he was not aware of any
serious medical needs or problems of Trey Bedingfield prior to his admission to LSU on
May 27, 2008. See Record Document 70, Exhibit 4 at ¶ 3. Like Warden Toloso, Assistant
Warden Sims attested that he was not aware of any request by Trey Bedingfield for
medical treatment that was not provided. See id.
Inmates such as Trey Bedingfield are allowed telephone privileges at the Work
Release Facility each day upon his return from employment. See Record Document 70,
Exhibit 2 at ¶ 9. These telephone calls are recorded, but are only maintained temporarily
for security reasons. See id. Because telephone calls at the work sites are not monitored,
inmates are not permitted to make or receive phone calls at their work place. See id.
Inmates such as Trey Bedingfield are permitted supervised visitation at the Work Release
Page 8 of 35
Facility; however, they are not permitted to have visitors at the work sites, as there were
no jail personnel present. See id.
Inmates, including Work Release inmates, are also not ordinarily permitted to have
visitation while receiving treatment at LSU Hospital because the LSU Hospital is not a
secure facility. See Record Document 70, Exhibit 2 at ¶ 8; Exhibit 7 (LSUHSC-S University
Police Department Policies and Procedures) at 8. In relation to the handling of prisoner
patients, the LSU Hospital Policy provides:
c.
While in the hospital all prisoner/patients shall be shackled through th
use of hand and/or leg restraints. Prisoner/patients will only be
unshackled in the detention cell or as directed by the treating
physician.
...
4.
All guarded prisoner/patients will be denied visitors except
terminal cases and those cases with special consideration as
approved by the custodial authority and hospital administration.
Id., Exhibit 7 at 8.
In his affidavit, Warden Toloso stated that he was contacted by someone at LSU
Hospital on Saturday, May 31, 2008, regarding a request that Trey Bedingfield be permitted
to have visitors. See Record Document 70, Exhibit 2 at ¶ 8. He was also informed that
Trey Bedingfield had a terminal illness. See id. According to Warden Toloso, he “notified
LSU the same day that under those circumstances visitation and telephone calls would be
allowed.” Id.; see also Exhibit 8 (LSU Progress Notes) (“5-31-08 “Permission granted by
jail facility to notify family of pt’s situation and visitation is allowed.”). Warden Toloso further
attested that he “was never made aware that [his] approval was not followed.” Record
Document 70, Exhibit 2 at ¶ 8.
Page 9 of 35
Trey Bedingfield’s family visited him daily at LSU starting on June 1, 2001. See
Record Document 70, Exhibit 10 (April Bedingfield Deposition) at 34-35, 40-42; Exhibit 11
(Elizabeth Turner Deposition) at 30-36. Trey Bedingfield’s family chose not to visit him
while he was incarcerated, but had unrestricted telephone communications while he was
incarcerated. See id., Exhibit 9 (Elizabeth Bedingfield Deposition) at 40, 52-53, 180-182.
LAW AND ANALYSIS
I.
Summary Judgment Standard.
Summary judgment is proper pursuant to Rule 56 of the Federal Rules of Civil
Procedure when “there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.”6 Quality Infusion Care, Inc. v. Health Care Serv.
Corp., 628 F.3d 725, 728 (5th Cir. 2010). “Rule 56[(a)] mandates the entry of summary
judgment, after adequate time for discovery and upon motion, against a party who fails to
make a showing sufficient to establish the existence of an element essential to that party's
case, and on which that party will bear the burden of proof at trial.” Patrick v. Ridge, 394
F.3d 311, 315 (5th Cir.2004). If the movant demonstrates the absence of a genuine
dispute of material fact, “the nonmovant must go beyond the pleadings and designate
specific facts showing that there is a genuine issue for trial.” Gen. Universal Sys., Inc. v.
Lee, 379 F.3d 131, 141 (5th Cir.2004). Where critical evidence is so weak or tenuous on
an essential fact that it could not support a judgment in favor of the nonmovant, then
summary judgment should be granted. See Boudreaux v. Swift Transp. Co., 402 F.3d 536,
6
The Court notes that the newly amended Rule 56 requires that there be “no genuine
dispute as to any material fact,” but this change does not alter the Court’s analysis.
F.R.C.P. 56(a) and advisory committee’s note (emphasis added).
Page 10 of 35
540 (5th Cir.2005).
II.
Conceded Claims.
Louisiana Civil Code Articles 2315.1 and 2315.2 list the parties who may pursue
survival and wrongful death actions. The first category of parties under both articles is “the
surviving spouse and child or children of the deceased, or either the spouse or the child or
children.” La.C.C. Arts. 2315.1(A)(1) and 2315.2(A)(1). April Nicole Bedingfield is the
“former wife” of Trey Bedingfield; thus, she is not a “surviving spouse” as contemplated by
Articles 2315.1 and 2315.2. See Record Document 1, ¶ 1(a). Conversely, Elizabeth Macy
Bedingfield is the surviving child of Trey Bedingfield; thus, she possesses the sole right to
pursue the remedies under these articles, exclusive of both Trey Bedingfield’s parents and
his former wife.
The Fifth Circuit has held that courts must look to state law rules to determine who
has standing to bring a survival action and a wrongful death claim under Section 1983. See
Aguillard v. McGowen, 207 F.3d 226, 231 (5th Cir. 2000); Brazier v. Cherry, 293 F.2d 401,
409 (5th Cir.1961). Thus, Elizabeth Macy Bedingfield possesses the sole right to pursue
survival action and wrongful death remedies under Section 1983, exclusive of both Trey
Bedingfield’s parents and his former wife.
Plaintiffs have conceded that April Nicole Bedingfield has no individual claims. See
Record Document 115-1 at 2. They agree that she is the proper party to assert the survival
and wrongful death action on behalf of her minor daughter, Elizabeth Macy Bedingfield.
See id. Thus, due to Plaintiffs’ concession, the Motion for Summary Judgment is MOOT
on the aforementioned issues.
Page 11 of 35
III.
Denial of Medical Care Claim.
A.
Hearsay.
As noted in the Factual Background section of the instant Memorandum Ruling,
much of Plaintiffs’ evidence submitted in opposition to the Motion for Summary Judgment
is comprised of alleged verbal assertions made by Trey Bedingfield prior to his death. The
majority of this evidence relates to Plaintiffs’ contention that Trey Bedingfield did not report
medical problems and/or ask for additional medical treatment due to threats/intimidation
by Warden Toloso. Plaintiffs contend that “the statements regarding Trey’s mental,
physical and emotional condition, illness and symptoms of illness were made on Trey’s
personal knowledge contemporaneously with Trey’s experiences with them, as were the
statements regarding threats of repercussions that interfered with and violated Trey’s
constitutional rights.” Record Document 140 at 4. Plaintiffs make the conclusory assertion
that these statements, set forth in affidavits and referred to in deposition testimony, are
admissible under Federal Rules of Evidence 803, 804, and 807. However, Plaintiffs supply
little or no analysis, no application of the law to the facts at hand, and only two case
citations from non-controlling jurisdictions.
Defendants argue that much of the evidence submitted by Plaintiffs in opposition to
the Motion for Summary Judgment should be disregarded because the deposition excerpts
and affidavits are inadmissible, either on the grounds of hearsay or no personal knowledge.
See Salas v. Carpenter, 980 F.2d 299, 304 (5th Cir. 1992); Martin v. John W. Stone Oil
Distributor, Inc., 819 F.2d 547 (5th Cir. 1987); Resolution Trust Corp. v. Starkey, 41 F.3d
1018 (5th Cir. 1995); Grimes v. Texas Dept. of Mental Health & Mental Retardation, 102
F.3d 137 (5th Cir. 1996). Defendants contend:
Page 12 of 35
Based entirely on alleged statements by Trey Bedingfield, hearsay without
any applicable exception, [P]laintiffs contend that the inmate was
“threatened” with removal from the work release program for reasons that
vary depending on the source of the alleged statement by Bedingfield. He
allegedly related that he would be removed if he was too ill to work, but also
if he reported medical problems or if he missed work due to illness. Each of
the multiple versions allegedly relayed by the inmate are different, but
[P]laintiffs also even misstate the hearsay testimony offered. For example,
April Bedingfield’s version is relied upon by [P]laintiffs, yet she testified that
the inmate simply told her:
He didn’t want to go back into the hospital because he wanted
to stay in the work release [program]….
(Plaintiffs’ Exhibit 1, April Bedingfield deposition, p. 66, line 2-4). Of course,
prisoners must be physically able to work, which is all that the above
statement means even if it were admissible.
Record Document 129 at 4. Defendants argue this type of hearsay evidence is not
admissible. See id. The Court agrees.
First, the challenged evidence is not admissible under Rule 803(3), the state of mind
exception.7 Defendants argue that this exception is inapplicable because it “only applies
to a contemporaneous statement made about the declarant’s current state of mind or
medical condition, not a previous mental state or condition or, more importantly, why he
had such a state of mind.” This position is supported by Fifth Circuit case law, which
provides:
7
Plaintiffs argue in conclusory fashion that Trey Bedingfield’s statements are
admissible under the Federal Rules of Evidence:
To the extent that any of the challenged statements may be considered
hearsay, [P]laintiffs believe that most are admissible in evidence under the
well-established exceptions to the hearsay rule set forth in Federal Rules of
Evidence, Rules 803-807.
Record Document 140 at 4.
Page 13 of 35
Although a witness may testify to what the declarant stated as to the
declarant’s then existing state of mind, the “state-of-mind exception does
not permit the witness to relate any of the declarant’s statements as to
why he held the particular state of mind, or what he might have believed
that would have induced the state of mind.”
Spring v. Beverly Enterprises Mississippi, Inc., No. 99-60174, 2000 WL 178163, *3 (5th Cir.
Jan. 25, 2000) (emphasis added). In United States v. Cohen, 631 F.2d 1223 (5th Cir.
1980), the Fifth Circuit explained in great detail the limitations of Rule 803(3):
[Rule 803(3)] by its own terms excepts from the ban on hearsay such
statements as might have been made by Cohen of his then existing state of
mind or emotion, but expressly excludes from the operation of the rule a
statement of belief to prove the fact believed. The rule thus permitted the
witnesses to relate any out-of-court statements Cohen had made to them to
the effect that he was scared, anxious, sad, or in any other state reflecting his
then existing mental or emotional condition. And this for the purpose of
proving the truth of the matter asserted in the statement-that Cohen actually
was afraid or distraught-because the preamble to F.R.E. 803 provides that
such testimony “is not excluded by the hearsay rule.” But the state-of-mind
exception does not permit the witness to relate any of the declarant’s
statements as to why he held the particular state of mind, or what he might
have believed that would have induced the state of mind. If the reservation
in the text of the rule is to have any effect, it must be understood to narrowly
limit those admissible statements to declarations of condition-“I’m
scared”-and not belief-“I’m scared because Galkin threatened me.”
Cohen, 631 F.2d at 1225. Under this controlling case law, Plaintiffs are simply unable to
present, under the state of mind exception, the reason why Trey Bedingfield allegedly did
not report his medical problems.
Additionally, Trey Bedingfield’s statements do not fall within the dying declaration
exception set forth in Rule 804(b)(2). In Shepard v. United States, 290 U.S. 96, 99-100,
54 S.Ct. 22, 23-24 (1933), the Supreme Court explained the parameters of the dying
declaration exception to the hearsay rule:
To make out a dying declaration, the declarant must have spoken without
Page 14 of 35
hope of recovery and in the shadow of impending death. . . .
Fear or even belief that illness will end in death will not avail of itself to make
a dying declaration. There must be a settled hopeless expectation that death
is near at hand, and what is said must have been spoken in the hush of its
impending presence. Despair of recovery may indeed be gathered from the
circumstances if the facts support the inference. There is no unyielding ritual
of words to be spoken by the dying. Despair may even be gathered, though
the period of survival outruns the bounds of expectation. What is decisive is
the state of mind. Even so, the state of mind must be exhibited in the
evidence, and not left to conjecture. The patient must have spoken with
the consciousness of a swift and certain doom.
Shepard, 290 U.S. at 99-100, 54 S.Ct. at 23-24 (emphasis added). Once again, Plaintiffs
offer no evidence, or even a convincing argument, that Trey Bedingfield’s statements
regarding threats and intimidation were spoken without hope of recovery and in the shadow
of impending death. Additionally, the fact that Trey Bedingfield had received a terminal
cancer diagnosis is not dispositive of admissibility under the dying declaration exception.
See Sternhagen v. Dow Co., 108 F.Supp.2d 1113, 1118-1119 (D.Mont. 1999). The
Sternhagen court explained that “to satisfy the dying declaration exception, the statement
must relate to the cause or circumstances of the declarant’s impending death. See id. at
1117, citing United States v. Mobley, 421 F.2d 345, 346-48 (5th Cir.1970) (statement made
in hospital by victim who had been shot and beaten, describing assailants and events).
Here, according to the expert testimony of Dr. Grosbach, Trey Bedingfield’s statements do
not “relate to the cause or circumstances of” his impending death because his cancer was
already terminal in March of 2008, the first time he made a medical complaint to prison
officials.
Page 15 of 35
Finally, Plaintiffs’ reliance on Rule 8078 is also misplaced. Rule 807’s residual
exception “is to be used only rarely, in truly exceptional cases.” U.S. v. Phillips, 219 F.3d
404, 419 (5th Cir. 2000); see also U.S. v. Walker, 410 F.3d 754, 757 (5th Cir. 2005). The
proponent of the hearsay statements “bears a heavy burden to come forward with indicia
of both trustworthiness and probative force.” Phillips, 219 F.3d at 419. “In order to find a
statement trustworthy, a court must find that the declarant of the statement was particularly
likely to be telling the truth when the statement was made.” Id. (internal citation and
quotations omitted). Additionally, “a witness’s death is not enough to justify discarding the
trustworthiness requirement of the residual hearsay exception.” Stolarczyk ex rel. Estate
of Stolarczyk v. Senator Intern. Freight Forwarding, LLC, 376 F.Supp.2d 834, 842 (N.D.Ill.
2005). Given this high standard, district courts have considerable discretion in deciding
whether to apply the residual exception. See Phillips, 219 F.3d at 419.
In support of admission under Rule 407, Plaintiffs note that the challenged
“statements were made in frequent and direct conversations between Trey Bedingfield and
8
Rule 807 provides:
A statement not specifically covered by Rule 803 or 804 but having
equivalent circumstantial guarantees of trustworthiness, is not excluded by
the hearsay rule, if the court determines that (A) the statement is offered as
evidence of a material fact; (B) the statement is more probative on the point
for which it is offered than any other evidence which the proponent can
procure through reasonable efforts; and (C) the general purposes of these
rules and the interests of justice will best be served by admission of the
statement into evidence. However, a statement may not be admitted under
this exception unless the proponent of it makes known to the adverse party
sufficiently in advance of the trial or hearing to provide the adverse party with
a fair opportunity to prepare to meet it, the proponent's intention to offer the
statement and the particulars of it, including the name and address of the
declarant.
Page 16 of 35
his mother” and “Trey Bedingfield and his longtime friend, Brent Weir.” Record Document
140 at 3. Plaintiffs also state that “some of the statements are verified in the medical
records from the sheriff’s office, in the hospital records and in other documents provided
to [P]laintiffs during discovery.”
Id. at 4.
As to trustworthiness, Plaintiffs note the
contemporaneous nature and consistency of Trey Bedingfield’s statements. They also
maintain that Trey Bedingfield had no motive to fabricate these statements. However, in
asserting these arguments, Plaintiffs fail to make specific citations to competent summary
judgment evidence. Likewise, as noted by Defendants, Plaintiffs argue the applicability of
Rule 807 without reference and/or legal application to specific deposition or affidavit
evidence. Plaintiffs simply make the conclusory assertion that the residual hearsay
exception is applicable.9 Thus, based on the showing made in the record and in light of the
heavy burden faced by a party seeking to invoke Rule 807, this Court simply cannot find
an indicia of reliability and/or circumstantial guarantees of trustworthiness sufficient to
invoke Rule 807. The Court, therefore, sustains Defendants’ hearsay objections relating
to Plaintiffs’ proffered evidence regarding Trey Bedingfield’s alleged failure to report his
medical problems because of intimidation and threats.
B.
Section 1983 Claim.
“[I]adequate medical care by a prison doctor can result in a constitutional violation
9
“Rule 56 does not impose upon the district court a duty to sift through the record in
search of evidence to support a party's opposition to summary judgment.” Malacara v.
Garber, 353 F.3d 393, 405 (5thCir. 2003); see also Nissho-Iwai American Corp. v. Kline,
845 F.2d 1300, 1307 (5th Cir.1988) (it is not necessary “that the entire record in the case
. . . be searched and found bereft of a genuine issue of material fact before summary
judgment may be properly entered”); cf. U.S. v. Dunkel, 927 F.2d 955, 956 (7th Cir.1991)
(“Judges are not like pigs, hunting for truffles buried in briefs.”).
Page 17 of 35
for purposes of a § 1983 claim when that conduct amounts to deliberate indifference to the
prisoner’s serious medical needs, constituting the unnecessary and wanton infliction of pain
proscribed by the Eighth Amendment.” Stewart v. Murphy, 174 F.3d 530, 533 (5th Cir.
1999) (internal citation and quotations omitted). Under the deliberate indifference standard,
“a prison official is not liable unless the official knows of and disregards an excessive risk
to inmate health or safety.” Id. at 534. Put another way, “a showing of deliberate
indifference requires the prisoner to submit evidence that prison officials refused to treat
him, ignored his complaints, intentionally treated him incorrectly, or engaged in any similar
conduct that would clearly evince a wanton disregard for any serious medical needs.”
Gobert v. Caldwell, 463 F.3d 339, 346 (5th Cir. 2006). “Deliberate indifference is an
extremely high standard to meet.” Id. Therefore, although inadequate medical treatment
may, at a certain point, rise to the level of a constitutional violation, malpractice or negligent
care does not. See Stewart, 174 F.3d at 533. “Deliberate indifference encompasses only
the unnecessary and wanton infliction of pain repugnant to the conscience of mankind.”
Id.
“Disagreement with medical treatment does not state a claim for Eighth Amendment
indifference to medical needs.” Norton v. Dimazana, 122 F.3d 286, 292 (5th Cir. 1997).
Mere negligence, neglect or medical malpractice does not amount to a denial of a
constitutional right as these actions on the part of the Defendants do not rise to the level
of a constitutional tort. See Daniels v. Williams, 474 U.S. 327, 329-30, 106 S.Ct. 662, 664
(1986). Prisoners are not constitutionally entitled to the best medical care that money can
buy. See Mayweather v. Foti, 958 F.2d. 91 (5th Cir.1992). Additionally, it has been
consistently held that an inmate who has been examined by medical personnel fails to set
Page 18 of 35
forth a valid showing of deliberate indifference to serious medical needs. See Norton, 122
F.2d at 292 (5th Cir.1997); Callaway v. Smith County, 991 F.Supp. 801, 809
(E.D.Tex.1998); Spears v. McCotter, 766 F.2d 179 (5th Cir.1985); Mayweather, 958 F.2d
at 91.
Here, Plaintiffs’ deliberate indifference argument can be summarized as follows:
It is clearly repugnant to observe the deliberately indifferent actions of the
defendants Toloso and Sims as well as the utterly indifferent actions of David
Gorman, a nurse. Trey Bedingfield was intentionally threatened and
intimidated to forego medical treatment and examination for a serious
medical condition. The alleged decision to allow Trey Bedingfield to forego
the endoscopy in this case, given the medical information available, plus the
wrongful coercion of him was more than deliberate indifference, it was
intentionally done. Trey Bedingfield was allowed to see Dr. Russell Roberts
on only one occasion and there was no follow up by that physician given the
facts and circumstances of Trey’s illness that were available and known to
him. No one encouraged, but rather discouraged, Mr. Bedingfield from
seeking treatment and diagnostic testing.
Record Document 115-1 at 10-11. Plaintiffs have admitted that all of Trey Bedingfield’s
reported medical problems were addressed by medical personnel. Instead, they allege that
Trey Bedingfield was ill and did not report his medical problems because of intimidation and
threats. As stated previously, the evidence to support such allegation is hearsay and is not
competent summary judgment evidence. Other than the intimidation and threat contention,
Plaintiffs only other denial of medical care argument relates to Trey Bedingfield’s refusal
of the EGD procedure.
At issue is Trey Bedingfield’s March 9, 2008 KITE COMMUNICATION FORM,10
10
The “KITE COMMUNICATION FORM” read:
Lt. Simms I’m suppose [sic] to go back to the Hospital on the 13th and have
a scope ran down in my stomach to check for ulcers. Its [sic] not a life
threatening deal or anything. I have medical insurance threw [sic] Willis
Page 19 of 35
which he addressed to Assistant Warden Sims. Plaintiffs’ primary contention is that the
form contains a medical question posed by Trey Bedingfield to Assistant Warden Sims.
Yet, even if Trey Bedingfield’s “if that’s ok” language could be interpreted as a medical
question, there is no summary judgment evidence to support that Assistant Warden Sims
was deliberately indifferent in not interpreting the document as a request for his medical
opinion. At most, this is an example of mere negligence, which does not amount to a
constitutional tort. See Daniels, 474 U.S. at 329-30, 106 S.Ct. at 664.
Plaintiffs have presented no authority for their position that an inmate who saw a
physician at the prison facility only once, but saw other medical personnel each time he
made a medical complaint, supports a finding of deliberate indifference. Moreover,
Plaintiffs have offered no evidence, whether admissible or not, that Trey Bedingfield ever
specifically requested to see a physician on any occasion.
The summary judgment record indicates that Trey Bedingfield saw medical
personnel each time he requested medical treatment or reported any medical problems.
Additionally, it has been consistently held that an inmate who has been examined by
medical personnel fails to set forth a valid showing of deliberate indifference to serious
medical needs. See Norton, 122 F.2d at 292 (5th Cir.1997); Callaway, 991 F.Supp. at 809;
Spears, 766 F.2d at 179; Mayweather, 958 F.2d at 91. On this record, Plaintiffs cannot
show deliberate indifference. More specifically, they have failed to come forward with
Knighton and my own doctor I’ve had for years. I get out Aug 8 this year, I
would rather him do this when I get out. I would like to turn down going back
to the hospital if thats [sic] ok. I feel fine since I’ve been back. Thank you.
Record Document 70, Exhibit 3 at ¶ 4, Exhibit 3-A at Bates 152, and Exhibit 4 at ¶ 2.
Page 20 of 35
competent summary judgment evidence to counter Defendants’ summary judgment
evidence of attentive medical care, as there is simply no evidence that any employee,
namely Warden Toloso or Assistant Warden Sims, were aware that Trey Bedingfield had
any serious medical need that was not addressed.
Thus, based on the foregoing analysis, the Court finds that there was no deliberate
indifference, i.e., no evidence that they knew of and disregarded an excessive risk to Trey
Bedingfield’s health or safety, on the part of Warden Toloso or Assistant Warden Sims.
Summary judgment in favor of Defendants is GRANTED on the Section 1983 denial of
medical care claim.11
C.
State Law Claim.
Under Louisiana law, the standard of care imposed upon the Department of Public
Safety and Corrections in providing for the medical needs of inmates is that those services
be reasonable. See Robinson v. Stalder, 98-0558 (La.App. 1 Cir. 4/1/99), 734 So.2d 810,
812. The statutory authority imposing this duty is found in Louisiana Revised Statute
15:760, which provides:
Where large numbers of prisoners are confined the proper authorities in
charge shall provide hospital quarters with necessary arrangement,
conveniences, attendants, etc.
La. R.S. 15:760; Robinson, 734 So.2d at 812 n. 2. The duty to provide reasonable medical
care for prisoners does not require the maintenance of a full hospital at the site of each
prison in order to protect an inmate against every medical risk. See Cole v. Acadia Parish
11
Plaintiffs had also asserted a Monell claim against Sheriff Deen for denial of
medical care. Because the Court has held there was no deliberate indifference, it need not
reach the Monell claim.
Page 21 of 35
Sheriff’s Dept., 2007-1386 (La.App. 3 Cir. 11/5/08), 998 So.2d 212, 216. However, if
medical services are not available for prisoners on the prison premises, then it is the duty
of confining authority to transfer a sick prisoner to a medical facility for appropriate
treatment. See Jacoby v. State, 434 So.2d 570, 573 (La.App. 1 Cir. 1983).
In opposing the Motion for Summary Judgment, Plaintiffs contend that Trey
Bedingfield’s one visit with a doctor at the prison was not “reasonable” and that “simply
visiting with an LPN hardly constitutes reasonable medical care.” Record Document 115-1
at 12-13. Plaintiffs also seem to argue that Trey Bedingfield should have been referred to
a medical provider with more expertise and time to diagnose and treat illnesses. See id.
at 13. However, Plaintiffs offer no case law to support their allegations.
Again, the summary judgment record evidence that Trey Bedingfield saw medical
personnel each time he requested medical treatment or reported any medical problems.
There is no evidence that prison officials refused to treat Trey Bedingfield, ignored his
complaints, or intentionally mistreated him. Louisiana Revised Statute 15:760 does require
that if medical services are not available for prisoners on the prison premises, prison
officials must transfer the prisoner to a medical facility for appropriate treatment. See
Jacoby, 434 So.2d at 573. The Court notes that Trey Bedingfield was transported to LSU
two times and declined another trip to LSU for the EGD procedure.12 On this record, the
12
“Under Louisiana law, law enforcement officials are not liable for injuries
‘attributable to [the prisoner’s] own willful act.’” Abshure v. Prator , No. 09-30895, 2010 WL
3278256, *2 (5th Cir. Aug. 16, 2010), citing Barlow v. City of New Orleans, 241 So.2d 501,
504 (La. 1970). In Abshure, the court held that the could not show negligence based on
the actions of prison officials because he suffered injury as a result of his own “willful acts”
of first checking himself out of the hospital, and then refusing to return to the hospital once
he had returned to the jail. Abshure, 2010 WL 3278256, *2.
Page 22 of 35
Court finds as a matter of law that Trey Bedingfield was provided reasonable medical care
under Louisiana law.
C.
Causation.
Even if the Court had accepted the hearsay evidence as competent summary
judgment evidence, Plaintiffs’ Section 1983 and state law claims for denial of medical care
fail due to causation. To prevail on a Section 1983 claim, Plaintiffs “must show (1) a
deprivation of a right secured by federal law, (2) that occurred under color of state law, and
(3) was caused by a state actor.” Givs v. City of Eunice, 512 F.Supp.2d 522, 542
(W.D.La.,2007), citing American Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49-50, 119
S.Ct. 977 (1999); Blessing v. Freestone, 520 U.S. 329, 340, 117 S.Ct. 1353 (1997); Daniels
v. Williams, 474 U.S. 327, 330, 106 S.Ct. 662 (1986). “[T]he plaintiff must establish a
direct causal connection between the matter occurring under color of state law and the
alleged constitutional violation.” Givs, 512 F.Supp.2d at 542 (emphasis added), citing
Johnson v. Deep E. Tex. Reg’l Narcotics Trafficking Task Force, 379 F.3d 293, 310 (5th
Cir.2004); Piotrowski v. City of Houston, 237 F.3d 567, 580 (5th Cir.2001).
Likewise, under Louisiana law, Plaintiffs must also establish causation. Mathieu v.
Imperial Toy Corp., 94-0952 (La. 11/30/94), 646 So.2d 318, 322. “[I]n order for liability to
attach under a duty/risk analysis, a plaintiff must prove five separate elements: (1) the
defendant had a duty to conform his or her conduct to a specific standard of care (the duty
element); (2) the defendant failed to conform his or her conduct to the appropriate standard
(the breach of duty element); (3) the defendant’s substandard conduct was a
cause-in-fact of the plaintiff’s injuries (the cause-in-fact element); (4) the defendant’s
Page 23 of 35
substandard conduct was a legal cause of the plaintiff’s injuries (the scope of liability or
scope of protection element); and, (5) actual damages (the damages element).” Id.
(emphasis added).
Here, Plaintiffs simply cannot meet the causation standard under federal or state
law. March 2, 2008 was the first time that Trey Bedingfield reported any medical problem
and he was sent to LSU on that date. Defendants have presented the expert opinion of Dr.
Alan Grosbach, who explained:
Colon cancers double in size over periods of one to two months or longer.
This means the metastatic tumors in Mr. Bedingfield’s liver and elsewhere
would have been present in March and would have been at least one-quarter
to one-half the size they had achieved on CT scan and at surgery in late
May. They could not have developed de novo in the interval between March
4 and May 28.
It is certainly true that Mr. Bedingfield’s cancer probably worsened and the
metastatic tumors grew during the March-May interval, but his cancer would
still have been incurable had it been diagnosed in March. . . . I believe that
more likely than not Mr. Bedingfield’s cancer had already progressed beyond
the point of potential curability by the time of his March 2008 hospitalization.
Diagnosis at that time instead of in May would not have improved his chance
of survival.
Record Document 70, Exhibit 5. This expert opinion is not challenged by any competent
summary judgment evidence on the part of Plaintiffs.13 Thus, even if Trey Bedingfield had
attended the EGD procedure on March 13, 2008 and/or reported other medical problems
to prison officials, his terminal cancer diagnosis would have remained the same.
13
On June 16, 2011, the Court orally granted Defendants’ Motion to Strike Affidavit
of Dr. Neilan Prather. See Record Document 194. On July 7, 2011, the Court denied
Plaintiffs’ Motion for Reconsideration of the oral ruling striking Dr. Prather’s affidavit. See
Record Document 210.
Page 24 of 35
IV.
Denial of Visitation Claim.
Plaintiffs allege that Trey Bedingfield was denied visitation with his family while he
was ill. They have characterized this allegation as a First Amendment claim, arguing that
Trey Bedingfield had a constitutional right to communicate with family and friends. More
specifically, they argue:
The visitation complaint arises partially and of the fact that persons at the
correctional facility were not permitted to provide information regarding Trey’s
illness and physical condition. They were prohibited from doing so. Trey was
prohibited by the correctional facility from notifying his mother in advance or
contemporaneously with his assignment to the hospital.
...
The restrictions with respect to notification and visitation at the hospital is the
source of these claims and there was no evidence of any real penological
valid purpose for the application of the restrictions under the facts and
circumstances of this case.
Record Document 115-1 at 9, 14. Plaintiffs also make direct allegations relating to Warden
Toloso, maintaining that he “refused visitation with the parents after they were notified their
son was terminally ill.” Id. at 9. Plaintiffs maintain that “[i]t is ridiculous to contend that
[Warden] Toloso had given permission for visitation on May 31, 2008 when he was denying
both the hospital’s and Judge Campbell’s request on dates later than that.” Record
Document 115-1 at 10.
At the outset, the Court notes that while Plaintiffs contend they had to seek
assistance from Retired State District Judge Cecil P. Campbell, II to obtain an order
allowing visitation on June 1, 2008, there is competent summary judgment evidence
indicating that Warden Toloso granted visitation and telephone privileges on May 31, 2008.
In his affidavit, Warden Toloso attested that he notified LSU on May 31, 2008 that under
Page 25 of 35
the circumstances visitation and telephone calls would be allowed. See Record Document
70, Exhibit 2 at ¶ 8. Additionally, the LSU Hospital Records support Warden Toloso’s
attestation, as the Progress Notes state “permission granted by jail facility to notify family
of pt’s situation and visitation is allowed.” Id., Exhibit 8 at Bates 0492. There is also
undisputed summary judgment evidence that Trey Bedingfield called his mother almost
daily throughout his incarceration. See Record Document 115, Exhibit 9 at 40, 52-53, 180182
Moreover, as argued by Defendants, restrictions on communication, telephone calls,
and visitation with a convicted prisoner, especially in an unsecure hospital, do not violate
the Eighth Amendment, whether asserted as a claim in Trey Bedingfield’s survival action
or by his parents. It is well settled in the Fifth Circuit that “[v]isitation privileges are a matter
subject to the discretion of prison officials” and that prisoners do not have a constitutional
right to visitation privileges. Berry v. Brady, 192 F.3d 504, 508 (5th Cir. 1999); see also
McCray v. Sullivan, 509 F.2d 1332, 1334 (5th Cir. 1975). Thus, summary judgment in
favor of Defendants is GRANTED on the visitation claim, as there is simply no evidence
of a constitutional violation.
V.
Familial Association Claim.14
Plaintiffs contend that their constitutionally protected rights of familial association and
parenthood were violated by the actions of Defendants in causing injury to their son. See
14
Plaintiffs concede that Mr. and Mrs. Bedingfield are precluded from bringing
survival and wrongful death actions individually. See Record Document 115-1 at 15.
Instead, the Bedingfields argue that they are asserting independent causes of action arising
out of the constitutional rights of familial association and parenthood, arising under the First
and Fourteenth Amendments to the United States Constitution. See id. Plaintiffs seek to
enforce these rights through 42 U.S.C. § 1983. See id.
Page 26 of 35
Record Document 115-1 at15. They further maintain that the actions of Defendants were
aimed and directed at the violation of these constitutional rights. See id. Plaintiffs maintain
that these rights are clearly established and “that there is ample proof in the judicial
decisions of other circuits and in the judicial decisions in Louisiana to show these are
clearly established constitutional rights that were knowingly violated by defendants.” Id. at
16. Plaintiffs rely heavily upon Logan v. Hollier, 711 F.2d 690 (5th Cir. 1983), Irvin v. Foti,
No. 99-1526, 1999 WL 504916, *1 (E.D.La. July 13, 1999) (“Irvin I”), and Mollette v. City
of Alexandria, No. 040501, 2005 WL 2445432 (W.D. La. Sept 30, 2005) for the principle
that there is a constitutionally protected liberty interest in familial associations and
parenthood. See id. at 17-21.
Defendants argue that Plaintiffs have exaggerated the holdings of the
aforementioned cases and instead maintain that the Fifth Circuit has never recognized a
claim for familial association, even where a death is intentionally caused by law
enforcement. See Record Document 70-1 at 13. Alternatively, Defendants maintain that
even if this Court recognized the constitutional right of familial association, the right was not
clearly established, thus entitling the individual defendants to qualified immunity. See id.
Additionally, even if the right of familial association is recognized, Defendants argue that
Sheriff Deen is entitled to dismissal because there are no allegations or evidence that
official policy caused Trey Bedingfield’s death and therefore interfered with familial rights.
In Logan, the Fifth Circuit reviewed a case in which the mother’s wrongful death
claims under both Louisiana law and Section 1983 had been dismissed because the
decedent was survived by a child. The Court vacated the judgment and remanded for a
determination whether the mother had a cognizable claim under Section 1983 for injury to
Page 27 of 35
a constitutionally protected liberty interest in parenthood, separate and apart from the state
law wrongful death action. See Logan, 711 F.2d at 690. The Logan court stated:
We vacate and remand for the determination by the district court whether
Logan has a cognizable claim under § 1983 for the injury to her
constitutionally protected liberty interest in parenthood, separate and apart
from the state law created wrongful death action. We express no opinion as
to the ultimate resolution of this inquiry.
Id. at 690-691.
In Irvin I, Judge Duval dismissed a mother’s Section 1983 wrongful death claim
because the victim was survived by a child, but he left open the possibility the mother could
plead a claim under the theory discussed in Logan. Judge Duval returned to the issue in
Irvin v. Foti, No. 99-1526, 2000 WL 280026 (E.D.La. March 13, 2000) (“Irvin II”), wherein
he observed that neither the Supreme Court nor the Fifth Circuit had yet addressed
whether such a claim existed and granted the defendant sheriff qualified immunity on the
grounds that there was no clearly established constitutional right of a parent to recover for
intrusion on a relationship with an adult child.
Finally, Plaintiffs contend that Mollette v. City of Alexandria, No. 040501, 2005 WL
2445432 (W.D. La. Sept 30, 2005) “recognizes the existence of a right to be free from
government interference with the right to familial association and that there is a cause of
action for the deprivation of that right” is somewhat exaggerated. Record Document 115-1
at 21. In Mollette, the district court reasoned:
The Supreme Court has recognized that each person has a freedom
to enter into and maintain certain intimate human relationships and that those
relationships must be secure against undue intrusion by the State. However,
the right is limited. The most analogous, published case the Court has found
discussing the right of familial association is the Tenth Circuit's decision in
Trujillo v. Board of County Com’rs, 768 F.2d 1186 (10th Cir.1985). In Trujillo,
the mother and sister of a man who died while incarcerated asserted their
Page 28 of 35
own claims for deprivation of familial association under the First and
Fourteenth Amendments. Trujillo, 768 F.2d at 1187. The Court concluded
that to state a claim for deprivation of familial association under § 1983, a
plaintiff must allege that the defendant intended to interfere with a particular
relationship protected by the freedom of intimate association. The Court
determined that the plaintiffs failed to plead that the defendants acted with
the requisite intent. Therefore, defendant’s motion to dismiss for failure to
state a claim was granted even though the state may have acted improperly
or unconstitutionally.
The Court adopts the same analysis the Tenth Circuit applied in
Trujillo. In the case before the Court, Plaintiffs have not alleged Defendants
intentionally deprived them of their right to familial association. Therefore,
Plaintiffs have failed to properly allege a cause of action for deprivation of
familial association and Defendants' Motion to Dismiss Plaintiffs’ claim for
such deprivation must be granted.
Molette, 2005 WL 2445432, *5-6. While persuasive authority, Mollette is not binding upon
this Court. Moreover, the Court notes that Judge Duval, in Irvin II, analyzed the Trujillo
decision and still concluded:
[N]either the Supreme Court nor the Fifth Circuit has directly addressed the
issue of whether the parent of an adult child has a cause of action under
section 1983 for injury to the right of intimate association with that child. The
constitutional question before this court is not open and shut, and there are
no cases controlling in this circuit which establish such a cause of action,
either with or without a requirement of demonstrating intentional conduct.
The court does not find that the right to recover for the death of an adult child
under section 1983 is clearly established such that a reasonable person
would have been aware of the right. The court does not reach the second
prong of the qualified immunity analysis. Defendant is entitled to qualified
immunity with respect to Francis’ section 1983 claim.
Irvin II, 2000 WL 280026, *4.
This Court need not reach the issue of whether a right to familial association is
recognized in a case such as this, as Warden Toloso and Assistant Warden Sims are
clearly entitled to qualified immunity. “Qualified immunity shields government officials from
civil damages liability insofar as their conduct does not violate clearly established statutory
Page 29 of 35
or constitutional rights of which a reasonable person would have known.” Pasco ex rel.
Pasco v. Knoblauch, 566 F.3d 572, 578 (5th Cir. 2009). More specifically, “the contours
of the right must be sufficiently clear that a reasonable official would understand that what
he is doing violates that right . . . in the light of pre-existing law the unlawfulness must be
apparent.” Id. (internal citation and quotations omitted). The Fifth Circuit has consistently
held that the “pre-existing law must dictate, that is, truly compel (not just suggest or allow
or raise a question about), the conclusion for every like-situated, reasonable government
agent that what defendant is doing violates federal law in the circumstances.” Id. at 578579 (internal quotation and citation omitted).
Until recently, courts resolved government officials’ qualified immunity claims under
a strict two-part test, deciding (1) whether facts alleged or shown by plaintiff make out the
violation of a constitutional right, and (2) if so, whether that right was clearly established at
the time of the defendant's alleged misconduct. See id. at 579, citing Saucier v. Katz, 533
U.S. 194, 121 S.Ct. 2151 (2001). “However, the Supreme Court has revisited this rule and
determined that the rigid two-step structure is no longer mandatory.” Id. Thus, courts may
now first consider whether the government official’s conduct violated clearly established law
and, if the answer is no, qualified immunity will shield the government official from suit.
Here, like Judge Duval in Irvin II, the Court notes that neither the Supreme Court nor
the Fifth Circuit has yet addressed whether the parent of an adult child has a cause of
action under Section 1983 for injury to the right of intimate association with that child. See
Irvin II, 2000 WL 280026, *4. Thus, Warden Toloso and Assistant Warden Sims are
entitled to qualified immunity on the grounds that there was no clearly established
constitutional right of a parent to recover for intrusion on a relationship with an adult child.
Page 30 of 35
Likewise, Sheriff Deen is also entitled to summary judgment on the familial
association claim because Plaintiffs have presented no Monell evidence. Municipal liability
under Section 1983 requires proof of three elements: a policymaker; an official policy; and
a violation of constitutional rights whose “moving force” is the policy or custom. See
Piotrowski v. City of Houston, 237 F.3d 567, 578 (5th Cir. 2001); Monell v. Dep’t of Soc.
Services, 436 U.S. 658, 98 S.Ct. 2018 (1978). In addition, not only must Plaintiffs establish
that a policy or custom of the municipality was the “moving force” behind the alleged
violation of a constitutional right; they must also establish that the municipality was
“deliberately indifferent” to the known consequences of the policy. See Piotrowski, 237
F.3d at 580; see also Lawson v. Dallas County, 286 F.3d 257, 264 (5th Cir.2002). “The
Fifth Circuit has noted that [Plaintiffs] bear[] an extremely heavy burden in establishing both
the municipality’s deliberate indifference and a causal link between the alleged custom and
the alleged constitutional violation.” Peters v. City of Biloxi, 57 F.Supp.2d 366, 376
(S.D.Miss. 1999), citing Snyder v. Trepagnier, 142 F.3d 791, 798 (5th Cir.1998).
Here, Plaintiffs have come forward with no competent summary judgment evidence,
or even a plausible argument, indicating that official policy caused Trey Bedingfield’s death
and therefore interfered with the aforementioned “familial rights.” Accordingly, summary
judgment in favor of Defendants is GRANTED as to Plaintiffs’ familial association claim.
VI.
Consortium Claim.
Relying upon Louisiana Civil Code Article 2315, Mr. and Mrs. Bedingfield allege that
they have a cause of action in their own right for loss of consortium resulting from the injury
to and death of their adult son. See Record Document 115-1 at 23. However, Article 2315
Page 31 of 35
“was amended in 1982 to provide a . . . cause of action for loss of consortium where death
does not occur.” LeBouef v. Gross, 506 So.2d 879, 881 (La.App. 1 Cir. 1987) (emphasis
added); Lee v. K-Mart Corp., 483 So.2d 609 (La.App. 1 Cir.1985); Tessier v. H.S. Anderson
Trucking Co., 713 F.2d 135, 136 (5th Cir. 1983). Article 2315 simply has no application
in this death case and summary judgment in favor of Defendants is GRANTED.
VII.
Bystander Claim.
Mr. and Mrs. Bedingfield allege that they have their own independent cause of action
for the recovery of damages for mental anguish they sustained under Louisiana Civil Code
Article 2315.6, which provides:
A.
The following persons who view an event causing injury to another
person, or who come upon the scene of the event soon
thereafter, may recover damages for mental anguish or emotional
distress that they suffer as a result of the other person’s injury:
(1)
(2)
The father and mother of the injured person, or
either of them.
(3)
The brothers and sisters of the injured person or any of
them.
(4)
B.
The spouse, child or children, and grandchild or
grandchildren of the injured person, or either the
spouse, the child or children, or the grandchild or
grandchildren of the injured person.
The grandfather and grandmother of the injured
person, or either of them.
To recover for mental anguish or emotional distress under this Article,
the injured person must suffer such harm that one can reasonably
expect a person in the claimant’s position to suffer serious mental
anguish or emotional distress from the experience, and the claimant’s
mental anguish or emotional distress must be severe, debilitating, and
foreseeable. . . .
Page 32 of 35
La. C.C. Art. 2315.6 (emphasis added). More specifically, Plaintiffs’ counsel argues that
“the conduct of the defendants was directed at the parents by intentional action prohibiting
disclosure of Trey Bedingfield’s medical condition and/or the seriousness of it to Mr. and
Mrs. Bedingfield.” Record Document 115-1 at 24.
This claim fails as a matter of law because Mr. and Mrs. Bedingfield acquired
knowledge of their son’s injury after the fact. In Trahan v. McManus, 728 So.2d 1273
(La.1999), the Louisiana Supreme Court reasoned that the “event” contemplated by Article
2315.6(A) must be “an injury causing-event in which the claimant was contemporaneously
aware that the event caused harm to the direct victim.” Id. at 1280. The Trahan court
further stated:
The requirements of Article 2315.6, when read together, suggest a need for
temporal proximity between the tortious event, the victim’s observable harm,
and the plaintiff’s mental distress arising from an awareness of the harm
caused by the event.
Id. at 1279. Here, Mr. and Mrs. Bedingfield complain of the alleged denial of medical
treatment for their son from March 2008 to May 2008. They learned of their son’s illness
on June 1 and then visited him later that day at LSU. These undisputed facts show that
the Bedingfields arrived after the alleged denial of medical care and “they do fit within the
framework of Article 2315.6 or the case law interpreting it.” Kipps v. Caillier, 197 F.3d 765,
771 (5th Cir. 1999). Accordingly, summary judgment in favor of Defendants is GRANTED
as to the bystander claim under Article 2315.6.
VIII.
Subrogation Claim.
Mr. and Mrs. Bedingfield also assert a claim for the expenses they incurred for the
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funeral of their adult son. Pursuant to Louisiana Civil Code Article 1825,15 they contend that
they are legally subrogated into this proceeding to recover the funeral expenses. The
Bedingfield explain their claim as follows:
The basis of such a claim on the part of the parents springs from the concept
of legal subrogation . . . under which subrogation is merely the substitution
of one person to the rights of another. Subrogation results from a person’s
performance of the obligation for another, which obligation subsists in favor
of the person who performed it and who may avail himself of an action
against the obligor (in this case, the wrongdoer who is the Bossier
Parish Sheriff and the other defendants).
Record Document 115-1 at 25 (emphasis added).
Conversely, Defendants contend that the Bedingfields’ payment of the funeral
expenses, which was not their legal obligation, does not make them proper plaintiffs in this
proceeding. While Defendants acknowledge that funeral expenses are appropriately
awarded as part of a wrongful death action, they note that such a claim can only be
asserted by a proper plaintiff – in this matter, Trey Bedingfield’s minor daughter, Elizabeth
Macy Bedingfield, through her mother, April Nicole Bedingfield.
While the Court finds that Defendants’ legal position likely has merit, it need not
reach this issue because the Bedingfields have premised their legal subrogation against
Defendants on a finding that there was wrongdoing on the part of “the Bossier Parish
Sheriff and the other defendants.” Record Document 115-1 at 25 (“Subrogation results
from a person’s performance of the obligation for another, which obligation subsists in favor
of the person who performed it and who may avail himself of an action against the obligor
15
Article 1825 provides:
Subrogation is the substitution of one person to the rights of another. It may
be conventional or legal.
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(in this case, the wrongdoer who is the Bossier Parish Sheriff and the other defendants).”).
This Court previously held that Plaintiffs’ denial of medical care claim, loss of familial
association claim, denial of visitation claim, loss of consortium claim, and bystander claim
fail. Thus, there has been no wrongdoing on the part of Sheriff Deen or the other
Defendants and Plaintiffs may not “avail” themselves against Defendants. Id. Summary
judgment in favor of Defendants is, therefore, GRANTED as to Plaintiffs’ subrogation claim.
CONCLUSION
Based on the foregoing analysis, the Court finds that summary judgment in favor of
Defendants is appropriate as to all claims. A judgment consistent with the terms of the
instant Memorandum Ruling shall issue herewith. The Clerk of Court is further directed to
close this case.
THUS DONE AND SIGNED, in Shreveport, Louisiana, this 27th day of July, 2011.
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