Jackson et al v. Hebert et al
Filing
32
MEMORANDUM RULING re 23 MOTION for Summary Judgment filed by Dustin Kennedy, Ryan Rosso, Mark A Hebert. Signed by Chief Judge S Maurice Hicks, Jr on 7/13/2018. (crt,McDonnell, D)
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF LOUISIANA
LAFAYETTE DIVISION
SHELTON JACKSON, ET AL.
CVIL ACTION NO. 16-0073
VERSUS
JUDGE S. MAURICE HICKS, JR.
MARK HEBERT, ET AL.
MAGISTRATE JUDGE WHITEHURST
MEMORANDUM RULING
Before the Court is a Motion for Summary Judgment filed by the Defendants,
Mark Hebert (“Sheriff Hebert”), former Sheriff of St. Mary Parish, Deputy Dustin
Kennedy (“Kennedy”), and Deputy Ryan Russo (“Russo”). See Record Document 23.
Plaintiffs, Shelton Jackson (“Jackson”) and his wife, Delicia Jackson, oppose the
motion. See Record Document 25. For the reasons set forth below, the Defendants’
Motion for Summary Judgment is GRANTED and all of the Plaintiffs’ claims are
DISMISSED WITH PREJUDICE.
FACTUAL AND PROCEDURAL BACKGROUND
Jackson filed the instant lawsuit pursuant to Title 42, United States Code, Section
1983 and Louisiana state law regarding an incident that occurred on January 15, 2015.
Jackson alleges that Defendants violated his constitutional rights under the Fourth
Amendment (unreasonable search and seizure), Fifth and Fourteenth Amendments
(deprivation of life, liberty or property without due process of law), and the Eighth
Amendment (cruel and unusual punishment). See Record Document 1 at ¶ 1. Jackson
asserts Section 1983 claims against Kennedy, Russo, and Sheriff Hebert in their
individual and official capacities. See Record Document 1 at ¶ 1; Record Document
10.1 Jackson also alleges that Kennedy, Russo, and Sheriff Hebert are liable to him
under Louisiana law for negligence pursuant to La. Civ. Code art. 2315, and assault and
battery. See Record Document 1 at ¶¶ 20-2; Record Document 10.
Delicia Jackson
asserts a claim for damages against Defendants for loss of consortium, mental anguish,
and physical illness, including the loss of two pregnancies. See Record Document 1 at ¶
13; Record Document 10.
Defendants have filed a Rule 56 dispositive motion seeking the dismissal of all
claims.
See Record Document 23.
Defendants previously invoked the affirmative
defense of qualified immunity. See Record Document 4. Defendants also contend that
Jackson’s claims against Sheriff Hebert fail because no constitutional rights were
violated, and alternatively, Sheriff Hebert did not implement (or fail to implement) a
policy which was the moving force behind the alleged constitutional violations.
Defendants seek dismissal of all state law claims as a matter of law. See Record
Document 23-2 at 6.
On January 15, 2015, Jackson was on the job working as a maintenance man for
Morgan City, Louisiana, identifying gas lines along the streets. See Record Document 1
at ¶ C; Record Document 25-2 (Jackson Deposition) at 25. Jackson was wearing a city
uniform and was working near a city owned vehicle. See Record Document 1 at ¶ C.
Kennedy was driving an unmarked police vehicle en route to the St. Mary Parish
Sheriff’s office when he noticed Jackson and believed him to be an individual named
1
Jackson’s original complaint names the St. Mary Parish Sheriff’s Office as a
Defendant. See Record Document 1 at 1. Under Louisiana law a parish sheriff’s office
is not a “person” capable of being sued. See Whittington v. Maxwell, No. 08-1418, 2009
WL 3676990, *3 (W.D. La. Nov. 4, 2009). Accordingly, to the extent Jackson has
asserted a claim against the St. Mary Parish Sheriff’s Office it must be DISMISSED.
2
Johnny Francois who was wanted on an outstanding warrant. See Record Document
23-3 (Kennedy Deposition) at 8-14. 2
Francois had an active arrest warrant for
cultivation of marijuana. See id. at 9. Kennedy was not actively in search of Francois
on the day this incident occurred. See id. at 11. Kennedy was familiar with Francois’s
appearance because he interviewed him prior to the issuance of the arrest warrant.
See id. at 13, 53. Kennedy believed Jackson to be Francois because of their similar
appearance (race, dread locks, and beard) and because Francois previously had a
connection with Morgan City, although Kennedy was unaware of Francois’s status with
city at the time of the incident. See id. at 13, 48. Kennedy testified that after he noticed
the individual he believed to be Francois he drove around the block and put on his
protective vest with the word “Sheriff” displayed on the front and back. Id. at 14, 34.
Jackson alleges that Kennedy pulled up next to him in his unmarked pickup
truck, rolled down his window, and yelled out, “hey, what’s your name?” to which
Jackson responded, “why, what’s wrong?” Record Document 1 at ¶ C. Jackson states
that the window was rolled down half-way, while Kennedy states the window was rolled
down completely. See Record Document 25-2 at 30; Record Document 23-3 at 34.
Jackson testified that when Kennedy pulled up he did not know that he was a sheriff’s
deputy, and that Kennedy did not announce himself as such. See Record Document 252 at 32. Conversely, Kennedy testified that he pulled up to Jackson he announced
himself as “Sheriff’s office,” explained why he stopped and asked Jackson for his name.
Record Document 23-3 at 15. Because of the angle in which Kennedy’s truck was
2
Kennedy could not recall Mr. Francois’s name during his deposition, but the
audio recording of the incident confirms that Kennedy believed Jackson to be Francois.
See Record Document 23-4, Ex. B (Manual attachment of January 15, 2015 audio
recording).
3
parked next to Jackson, Kennedy spoke to Jackson from the driver’s side of the car
through the passenger window. See Record Document 25-2 at 31. Kennedy asked
Jackson his name, and Jackson responded by asking why he wanted to know his name.
See id. at 32. Kennedy stated, “I am looking for somebody” and described the person
as “a black guy with long dreads and a beard.” Id. Jackson answered by stating “I’m
not the guy that you looking for.” Id. at 33. Jackson explained that he did not tell
Kennedy his name at this point because he didn’t know who he was and he could only
see Kennedy’s face when he was sitting in the truck. See id.
Kennedy then asked
Jackson “How do I know you’re not the guy I’m looking for?” Id. at 35. Jackson replied
that he could not be the person because he did nothing wrong, and he does not get into
trouble. See Record Document 1 at ¶ C; Record Document 25-2 at 36.
Kennedy
responded by saying that he was looking for someone who worked for the city or had
worked for the city in the past. See Record Document 25-2 at 36. Jackson replied
again that he did not have to provide his name. See Record Document 23-3 at 16;
Record Document 23-4.
After Jackson refused to identify himself, Kennedy exited his vehicle. See Record
Document 25-2 at 37; Record Document 23-3 at 16. Kennedy testified that he was only
in the truck a few seconds during his conversation with Jackson before he decided to
exit his vehicle. See Record Document 23-3 at 45. Kennedy also testified that at this
point he turned on his audio recording device on. See id. at 16. Jackson testified that
when Kennedy exited his vehicle he noticed the “sheriff” logo on Kennedy’s vest.
Record Document 25-2 at 38.
4
Jackson testified that Kennedy exited the vehicle and said “so you ain’t going to
tell me your name, boy?” Id. at 40. Jackson asked – “did you say – boy,” to which
Jackson claims Kennedy replied, “No, I said Bub.” Id. at 40-41. Kennedy testified that
he has no recollection of referring to Jackson as “boy.” Record Document 23-3 at 3839.
Neither the audio nor the video contains the exchange alleged by Jackson.
Kennedy is heard later on the audio recording asking “what’s your name ‘bub’ or ‘bud?’”
Record Document 23-4. 3
Kennedy then asked Jackson for his name again, but
Jackson did not reply and instead turned around to continue his work. See Record
Document 25-2 at 41,44.
Jackson testified that he knew Kennedy was a law
enforcement officer at this point, but did not tell him his name because believed he had
done nothing wrong. See id. at 42. Kennedy continued to ask Jackson for his name.
See id. at 48.4 Jackson responded by saying he was not going to provide his name
because he had not done anything wrong, and that he doesn’t get into trouble. See id.
at 48, 60. Jackson suggested that Kennedy call the city or the sheriff to verify that he
was not the subject of the warrant. See id. at 48, 60. At this point, Jackson’s coworker,
Demond Madise, began a video recording the incident on his cell phone. Id. at 24, 26,
61; Record Document 23-5, Ex. C (Manual Attachment of January 15, 2015 video
recording).
3
Jackson argues that the term “bub” is racially charged. See Record Document
at 25 at 7. The Court was unable to locate a Louisiana or Fifth Circuit case in which the
term “bub” was found to be racial in nature.
4
Jackson testified that his city uniform includes a nametag, but the video
evidence demonstrates that he was wearing a jacket at the time of the incident that
covered his name. See Record Document 25-2 at 49; Record Document 23-5, Ex. C.
5
The audio recording of the incident reveals that Kennedy fully informed Jackson
at least three times that he was looking for a subject who matched his physical
appearance to execute an arrest warrant. See Record Document 23-4, Ex. B. Kennedy
also informed Jackson that the person he was looking for worked for the city. See id.
Kennedy is heard on the audio requesting Jackson to provide his name numerous
times. See id. Jackson refused to comply by responding alternatively with, “it ain’t me,”
“you can’t just stop me,” “I’m not the suspect,” “you’re not getting my name,” “you’ve got
to stop me for a cause,” or “I’m over here working.” Id.
Kennedy also asked Jackson
for his ID. See id. Jackson stated that he did not have an ID with him.
See id.
Kennedy described Jackson’s behavior as confrontational, noting that Jackson talked
over him while he was trying to explain what was happening. See Record Document
23-3 at 36, 42. At some point during his conversation with Jackson, Kennedy radioed
for backup. See id. at 16-17, 58.
After attempting unsuccessfully to obtain Jackson’s name (at least 11 attempts
are heard on the audio), Kennedy proceeded to detain Jackson to investigate further.
See Record Document 23-3 at 56; Record Document 23-4, Ex. B. Jackson states that
Kennedy grabbed his left wrist and attempted to place handcuffs on him. See Record
Document 25-2 at 61. Jackson testified that at this point he believed that Kennedy was
going to put him in handcuffs and try to hurt or kill him. See id. at 66-67. However,
Jackson’s subjective feelings are not supported by the video, which shows Kennedy
speaking to Jackson in a calm and nonconfrontational manner. See Record Document
23-5, Ex. C. The video demonstrates that while Kennedy was holding Jackson’s left
wrist, Jackson offered up his wrists to Kennedy and said “put them right here.” Id.
6
When Kennedy attempted to place the handcuffs, Jackson resisted by jerking his arm
away from Kennedy and lifting his arms in the air. See id. Jackson then held his arms
up in the air, refusing to tell Kennedy his name. See id.
Kennedy is heard instructing
Jackson to “quit resisting” (at least 7 times), and he also instructed Jackson to “turn
around” (at least 25 times), which Jackson refused to do. Id.; Record Document 23-4,
Ex. B. Kennedy held Jackson in place until backup arrived, occasionally attempting to
move Jackson’s left arm behind his back, which Jackson repeatedly resisted. See
Record Document 23-5, Ex. C.5
Russo, who was working patrol nearby, arrived on the scene. See id.; Record
Document 23-3 at 59. With Russo’s assistance, Jackson was placed in handcuffs. See
id. at 17, 59. According to Jackson, Russo told him to “stop resisting” while putting him
in handcuffs to which Jackson replied “I’m not resisting.” Record Document 25-2 at 77.
Kennedy continued to ask Jackson for identification or his name.
See Record
Document 23-3 at 17. Jackson continued to reply that he did not have to provide that
information. See id. at 17. Jackson then told the officers to “read me my rights,”
prompting either Kennedy or Russo (it is unclear which from the audio and video) to
read Jackson his Miranda rights. Record Document 23-4, Ex. B; Record Document 235, Ex. C.
Jackson’s supervisor, Kawaika Kai (“Kai”), arrived on the scene around the same
time as Russo. See Record Document 25-2 at 71.
Kai provided Jackson’s identity to
Kennedy. See Record Document 23-3 at 18. Kennedy returned to Jackson and asked
5
At this point in the video a woman is heard asking “where’s my kid?” Record
Document 23-5, Ex. C. She is unrelated to the case and did not speak to either
Jackson or Kennedy. See Record Document 25-2 at 68-69.
7
him if his name was Shelton Jackson, stating he could not let him go unless he
confirmed his identity. See Record Document 25-2 at 74-75. The audio demonstrates
that Kennedy stated “if that’s your name I’m taking those off.” Record Document 23-4,
Ex. B. Jackson replied, “Yes, that’s my name.” Record Document 25-2 at 75. Once
Jackson’s identity was established, Kennedy released him from the handcuffs. See id.;
Record Document 23-3 at 18. Kennedy apologized to Jackson for the inconvenience,
shook his hand, and then Kennedy and Russo left the scene. See Record Document
25-2 at 79-81.
Jackson testified that Russo “roughed up” his left arm, and was “pushing” his
shoulder up. Id. at 76. Jackson also testified that Kennedy was twisting his wrists. See
id.
After Jackson was released, he went to a local urgent care center. See id. at 84-
85. He told the doctor that he had pain in his left arm and his head hurt. See id.
Jackson stated that his head hurt from Russo grabbing his hair. See id. at 84. The
video indicates that Russo grabbed the back of Jackson’s head while trying to cuff him,
although it is not clear from the video whether he grabbed Jackson’s hat or hair. See
Record Document 23-5, Ex. C. Urgent care released Jackson with a return to work date
of January 19th with light duties until January 26th. See Record Document 25-2 at 8588. Jackson sought additional treatment from an orthopedist on March 12, 2015, who
suggested that he visit a chiropractor for his pain. See id. at 90. Jackson did see a
chiropractor, but testified that the chiropractor’s adjustment caused the pain on the left
side of his body to increase such that he now feels pain in his left ribcage area. See id.
at 107.
8
At the time of Jackson’s deposition he had not returned to work because he
claims his left arm is still injured and his shoulder hurts from tendonitis. See id. at 106107, 109. Jackson also claims to have daily headaches and insomnia. See id. at 107108. He stated that he cannot sleep at night because of the pain and stress from the
incident because he felt like the deputies were trying to kill him and that police are still
“coming after him.” Id. at 111. Jackson also claims that he has nightmares, night
sweats, and talks in his sleep because of the incident. See id. at 115. He also testified
that he is now afraid to leave his house. See id. at 116.
LAW AND ANALYSIS
I.
Summary Judgment Standard
Summary judgment is proper pursuant to Rule 56 of the Federal Rules of Civil
Procedure when “there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” Quality Infusion Care, Inc. v. Health Care Serv.
Corp., 628 F.3d 725, 728 (5th Cir. 2010). “A genuine issue of material fact exists when
the evidence is such that a reasonable jury could return a verdict for the nonmoving
party.” See id. “Rule 56[(a)] mandates the entry of summary judgment, after adequate
time for discovery and upon motion, against a party who fails to make a showing
sufficient to establish the existence of an element essential to that party's case, and on
which that party will bear the burden of proof at trial.” Patrick v. Ridge, 394 F.3d 311,
315 (5th Cir. 2004). If the movant demonstrates the absence of a genuine dispute of
material fact, “the nonmovant must go beyond the pleadings and designate specific
facts showing that there is a genuine issue for trial.” Gen. Universal Sys., Inc. v. Lee,
379 F.3d 131, 141 (5th Cir. 2004). A nonmovant cannot meet the burden of proving that
9
a genuine issue of material fact exists by providing only “some metaphysical doubt as to
the material facts, by conclusory allegations, by unsubstantiated assertions, or by only a
scintilla of evidence.” Little v. Liquid Air Corp., 37 F.3d 1069, 1075 (5th Cir. 1994).
Where critical evidence is so weak or tenuous on an essential fact that it could not
support a judgment in favor of the nonmovant, then summary judgment should be
granted. See Boudreaux v. Swift Transp. Co., 402 F.3d 536, 540 (5th Cir. 2005).
In reviewing a motion for summary judgment, the court is to view “the facts and
inferences to be drawn therefrom in the light most favorable to the non-moving party.”
Tubos de Acero de Mexico, S.A. v. Am. Int'l Inv. Corp., Inc., 292 F.3d 471, 478 (5th Cir.
2002); see also Harris v. Serpas, 745 F.3d 767, 771 (5th Cir. 2014). However, when
there is video evidence available in the record, the court is not bound to adopt the
nonmoving party's version of the facts if it is contradicted by the record, but rather
should “review [ ] the facts in the light depicted by the videotape.” Scott v. Harris, 550
U.S. 372, 381, 127 S.Ct. 1769, 1776 (2007); see also Carnaby v. City of Houston, 636
F.3d 183, 187 (5th Cir. 2011) (“Although we review evidence in the light most favorable
to the nonmoving party, we assign greater weight, even at the summary judgment
stage, to the facts evident from video recordings taken at the scene.”). Further, the
court should not, in the absence of any proof, presume that the nonmoving party could
or would prove the necessary facts. See Little, 37 F.3d at 1075.
II.
Official Capacity Claims
Jackson has asserted Section 1983 claims against Kennedy and Russo in both
their official and individual capacities. See Record Document 1 at ¶ 1. Defendants
10
argue that the official capacity claims against Kennedy and Russo are redundant, and
should be dismissed. See Record Document 23-2 at 4.
A suit brought against a defendant in his official capacity is, effectively, a suit
against the governmental unit that employs the defendant. Monell v. Dept. of Soc. Serv.,
436 U.S. 658, 690, 98 S.Ct. 2018, 2035 n. 55 (1978); Brooks v. George County, Miss.,
84 F.3d 157, 165 (5th Cir. 1996). Therefore, an official capacity suit against a municipal
official “generally represents only another way of pleading an action against an entity of
which an officer is an agent.” Monell, 436 U.S. at 690 n.55. It is firmly established that a
municipality cannot be held liable for the unconstitutional acts of its non-policy making
employees under the theory of respondeat superior.
Id. at 691.
Therefore, it is
appropriate to dismiss allegations against officers in their official capacities where those
allegations duplicate claims against the respective governmental entity. Castro Romero
v. Becken, 256 F.3d 349, 355 (5th Cir. 2001).
Jackson’s official capacity claims against Kennedy and Russo are functionally
equivalent to his claims against Sheriff Hebert in his official capacity, and are therefore
redundant. Accordingly, Plaintiffs’ claims against Kennedy and Russo in their official
capacities are DISMISSED.
III.
Section 1983 Claims Against Deputies Kennedy and Russo
Government officials who perform discretionary functions are entitled to the
defense of qualified immunity, which shields them from liability if their conduct does not
violate “clearly established statutory or constitutional rights of which a reasonable
person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727,
2738 (1982). “Qualified immunity protects officers from suit unless their conduct violates
11
a clearly established constitutional right.” Mace v. City of Palestine, 333 F.3d 621, 623
(5th Cir. 2003). Once the defendant raises the qualified immunity defense, “the burden
shifts to the plaintiff to rebut this defense by establishing that the official's allegedly
wrongful conduct violated clearly established law.” Brumfield v. Hollins, 551 F.3d 322,
326 (5th Cir. 2008). Claims that law enforcement officers made an unlawful detention or
arrest are analyzed under the Fourth Amendment. See Brown v. Texas, 443 U.S. 47,
51, 99 S.Ct. 2637, 2640 (1979). Claims that law enforcement officers used excessive
force are also analyzed under the Fourth Amendment. See Mace, 333 F.3d at 624
(citing Graham v. Connor, 490 U.S. 386, 395, 109 S.Ct. 1865, 1871 (1989)). 6
The court applies a two-step analysis to determine whether a defendant is
entitled to summary judgment on the basis of qualified immunity. See Freeman v. Gore,
483 F.3d 404, 410 (5th Cir. 2007). First, the court must determine whether the
defendant violated the plaintiff's constitutional rights. See id. Second, the court must
decide “whether the defendant's actions were objectively unreasonable in light of clearly
established law at the time of the conduct in question.” Id. at 410-411. Even on
6
Jackson also claims that his Fifth, Fourteenth, and Eighth Amendment rights
were violated. See Record Document 1 at ¶ 1. The Fifth and Fourteenth Amendments
only begin to protect an individual after an arrest, and after the individual is released
from the arresting officer’s custody and placed into detention awaiting trial. See
Gutierrez v. City of San Antonio, 139 F.3d 441, 452 (5th Cir. 1998). The Supreme Court
has held that claims involving law enforcement’s use of excessive force in the course of
an arrest, investigatory stop, or any other “seizure” of a free citizen are to be analyzed
under the Fourth Amendment’s “objective reasonableness” standard rather than the
Fourteenth Amendment’s substantive due process standard. Graham, 490 U.S. at 395.
As such, Jackson’s claims under the Fifth and Fourteenth Amendment are DISMISSED.
Jackson’s claim under the Eight Amendment must also be DISMISSED. A claim for
excessive force under the Eighth Amendment is only applicable to force taken against a
convicted prisoner. See Ingraham v. Wright, 430 U.S. 651, 667-68, 97 S.Ct. 1401, 1410
(1977).
12
summary judgment, courts cannot ignore that qualified immunity “gives ample room for
mistaken judgments by protecting all but the plainly incompetent or those who
knowingly violate the law.” Poole v. City of Shreveport, 691 F.3d 624, 627 (5th Cir.
2012).
A.
Unlawful Detention or Arrest
The Supreme Court has consistently recognized that police officers are allowed
to ask a person for identification without implicating the Fourth Amendment. See Hiibel
v. Sixth Judicial Dist. Court, 542 U.S. 177, 185, 124 S.Ct. 2451, 2458 (2004) (citing INS
v. Delgado, 466 U.S. 210, 216, 104 S.Ct. 1758, 1762 (1984) (“[I]nterrogation relating to
one’s identity or request for identification by police does not, by itself, constitute a
Fourth Amendment seizure.”). As set forth in Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868
(1968), a law enforcement officer who has a reasonable suspicion that an individual
may be involved in criminal activity may briefly stop that individual and take steps to
investigate further. See Hiibel, 542 U.S. at 185 (citing Delgado, 466 U.S. at 216). A
stop for further investigation is considered a seizure, and must be limited in time to
remain constitutionally sound. See Hiibel, 542 U.S. at 185 (citing U.S. v. Sharpe, 470
U.S. 675, 105 S.Ct. 1568 (1985). Additionally, the officer’s actions in stopping the
individual “must be justified at its inception, and reasonably related in scope to the
circumstances which justified the interference in the first place.” Id. (quoting Sharpe,
470 U.S. at 682).
As part of a Terry stop, police officers are within their right to demand
identification as a routine matter. See Hiibel, 542 U.S. at 186. “The ability to briefly
stop a suspect, ask questions, or check identification in the absence of probable cause
13
promotes the strong government interest in solving crimes and bringing offenders to
justice.” Id. (quoting U.S. v. Hensley, 469 U.S. 221, 229, 105 S.Ct. 675, 680 (1985)).
Numerous states, including Louisiana, have “stop and identify” statutes that require an
individual to provide identification if a police officer has made a lawful Terry stop. See
Hiibel, 542 U.S. at 183 (citing La. Code Crim. Proc. art. 215.1(A)). Louisiana’s “stop
and identify” statue states:
A law enforcement officer may stop a person in a public place whom he
reasonably suspects is committing, has committed, or is about to commit
an offense and may demand of him his name, address, and explanation of
his actions.
La. Code of Crim. Proc. art. 215(A). “Inherent in the officer’s right to stop a suspect and
demand his name, address, and an explanation of his actions is the right to detain him
temporarily to verify the information given or to obtain information independently of his
cooperation.” State v. Fauria, 393 So.2d 688, 690 (La. 1981) (citing White v. Morris, 345
So.2d 461 (La. 1977). Law enforcement may demand identification as part of a lawful
Terry stop, but they may not arrest a suspect for failing to identify himself if the request
for identification is not reasonably related to the circumstances justifying the stop. See
Johnson v. Thibodaux City, 887 F.3d 726, 733 (5th Cir. 2018) (emphasis added); Hiibel
542 U.S. at 188-89.
In Louisiana, if a law enforcement officer is conducting a lawful Terry stop and
has requested identification from a suspect which is reasonably related to the purpose
of the stop, the suspect’s refusal to provide the officer with his proper name is an
arrestable offense pursuant to La. R.S. 14:108, which provides in pertinent part:
A. Resisting an officer is the intentional interference with, opposition or
resistance to, or obstruction of an individual acting in his official capacity
and authorized by law to make a lawful arrest, lawful detention, or seizure
14
of property or to serve any lawful process or court order when the offender
knows or has reason to know that the person arresting, detaining, or
seizing property, or serving process is acting in his official capacity.
B. (1) The phrase ‘obstruction of’ as used herein, shall, in addition to its
common meaning, signification, and connotation mean the following:
***
(c) Refusal by the arrested or detained party to give his name and
make his name known to the arresting or detaining officer or
providing false information regarding the identity of such party to
the officer.
State v. Harveston, 2010-1402 (La. App. 4 Cir. 5/11/11), 71 So.3d 954, 958 (quoting La.
R.S. 14:108).7 Pursuant to La. Code Crim. Proc. art. 213, an officer may, without a
warrant, arrest a person who has committed an offense in his presence if the totality of
the known circumstances indicates that it is “reasonably probable” that a crime has
been committed. Harveston, 71 So.3d at 958 (citing State v. Simms, 571 So.2d 145,
149 (La. 1990)).
The evidence in the record demonstrates that Kennedy performed a lawful Terry
stop regarding the execution of an outstanding arrest warrant.8 Jackson was stopped
7
Jackson argues that White v. Morris, 345 So.2d 461 (La. 1977) provides that an
officer cannot arrest a suspect for failing to provide identification in accordance with
Article 215.1. See Record Document 25 at 11-12. However, the court in White found
that the request for identification was not reasonably related to the purpose of the stop.
This Court also notes that White analyzes a previous version of La. R.S. 14:108, which
by its terms was only applicable to an “arrested party.” See 345 So.2d at 465. The
statute was amended in 2006, and now applies equally to detained parties. See La.
R.S. 14:108(B)(1)(c).
8
Jackson also argues that the stop was improper because Kennedy allegedly
failed to follow proper procedure while executing an arrest warrant. See Record Doc.
25 at 9 (citing La. Crim. Pro. art. 217). Article 217 states: “[a] peace officer, when
making an arrest by virtue of a warrant, shall inform the person to be arrested of his
authority and of the fact that a warrant has been issued for his arrest [. . .].” (emphasis
added). Officer Kennedy was not executing a warrant when he encountered Jackson,
15
and briefly questioned because Kennedy reasonably believed him to be Mr. Francois,
who had an outstanding arrest warrant for a drug charge. See Record Document 23-3
at 8-14.
Kennedy testified that he stopped his vehicle to investigate whether Jackson
was Francois based on his personal knowledge of Francois’s appearance (race, dread
locks, facial beard) and Francois’s prior history with Morgan City. See id. at 13, 47-48.
Under the circumstances, Kennedy’s actions were reasonable and well within the
permissive scope of an investigatory Terry stop to gather additional information to
execute an outstanding arrest warrant.
The audio visual evidence also clearly demonstrates that Kennedy, wearing a
vest with the word “SHERIFF” printed in large bright yellow letters across the front and
back, informed Jackson that he needed to know his identity because he believed him to
be an individual wanted on an arrest warrant based on his physical characteristics and
his connection to Morgan City.
Record Document 23-4; Record Document 23-5.
Jackson also testified that he was aware that Kennedy was an officer. See Record
Document 25-2 at 42. Despite Jackson’s belief to the contrary, once Kennedy properly
identified himself as a law enforcement officer and stated that he needed Jackson’s
identity to determine if he was the subject of an outstanding arrest warrant, Jackson
was required to provide his identity, not merely assert that he was not the person
named on the warrant. See La. R.S. 14:108(c); compare Brown v. Lynch, 524 F. App’x
69, 78 (5th Cir. 2013) (arrest under La. R.S. 14:108 not warranted where upon request
the suspect provided identification, submitted to a frisk, and answered officers’
questions).
but was instead conducting a valid investigatory Terry stop to determine if Jackson was
the subject of the warrant. Article 217 is inapplicable to this case.
16
Jackson argues that Kennedy could have taken other steps to determine whether
he had the correct person rather than insist that he provide his identity. See Record
Document 25 at 10. Kennedy testified that it did not occur to him to do this at the time
of the incident. See Record Document 23-3 at 43. In hindsight, Kennedy could have
called the Morgan City water department and ascertained whether Mr. Francois was
currently working for them at the location of the incident. However, officers are not
expected to work with the benefit of hindsight. The question is whether the officer acted
reasonably in light of clearly established law and the information he possessed at the
time. Given Kennedy’s right to conduct a brief investigatory Terry stop to determine
whether Jackson was the individual named in the arrest warrant, his actions were
reasonable.
The video evidence demonstrates that Jackson was briefly handcuffed and read
his Miranda rights. See Record Document 23-4; Record Document 23-5. However, an
official arrest was not completed and Jackson was released as soon as his identify was
established.
See Record Document 23-4; Record Document 23-3 at 18; Record
Document 25-2 at 75.
Handcuffing a suspect does increase the intrusiveness of a
Terry stop, and may escalate an investigatory stop into an arrest requiring probable
cause. See Brown, 524 F. App’x. at 75-76.
However, even if Jackson were arrested,
Kennedy had probable cause to arrest Jackson pursuant to La. Rev. Stat.
14:108(B)(1)(c) due to Jackson’s repeated failure to comply with Kennedy’s request for
identification.
The Court finds that the summary judgment evidence does not support a finding
that Kennedy or Russo violated Jackson’s Fourth Amendment right to be free from an
17
unlawful detention or false arrest. Accordingly, Kennedy and Russo are entitled to
qualified immunity as to this claim, and Jackson’s claims against them are DISMISSED.
B.
Excessive Force
Jackson also alleges that Kennedy and Russo exercised excessive force when
placing him in handcuffs. See Record Document 1 at ¶ 16. A plaintiff’s claim for
excessive force is analyzed under the Fourth Amendment. See Graham, 490 U.S. at
395. The Fifth Circuit applies a three-part test, requiring a plaintiff to show that he
suffered “(1) an injury that (2) resulted directly and only from use of a force that was
excessive to the need and that (3) the force was objectively unreasonable.” Goodson v.
City of Corpus Christi, 202 F.3d 730, 740 (5th Cir. 2000). Determining whether the
amount of force used was reasonable requires a balancing of the nature of the intrusion
on the individual’s Fourth Amendment interest against the government’s countervailing
interests. See Graham, 490 U.S. at 396 (quotation omitted). “This is a fact-specific
inquiry to be made from the perspective of an objectively reasonable officer at the
scene, rather than in hindsight.” Davila v. United States, 713 F.3d 248, 259 (5th Cir.
2013) (citing Graham, 490 U.S. at 396).
Law enforcement officers are allowed to use some degree of physical coercion or
threat thereof when making an arrest or an investigatory stop. See Graham, 490 U.S. at
396 (citing Terry, 392 U.S. at 22-27 (1968)). “Officers are authorized to take such steps
as are reasonably necessary to protect their personal safety and to maintain the status
quo during the course of the stop.” Davila, 713 F.3d at 260 (quoting Hensley, 469 U.S.
at 235). Reasonableness is determined by considering “the severity of the crime at
issue, whether the suspect poses an immediate threat to the safety of the officers or
18
others, and whether he is actively resisting arrest or attempting to evade arrest by
flight.” Bush v. Strain, 513 F.3d 492, 501 (5th Cir. 2008) (quoting Graham, 490 U.S. at
396). An officers’ underlying intent or motivation are irrelevant in determining whether
his actions were “objectively reasonable.” Graham, 490 U.S. at 396. “An officer’s evil
intentions will not make a Fourth Amendment violation out of an objectively reasonable
use of force; nor will an officer’s good intentions make an objectively unreasonable use
of force constitutional.” Id. (citing Scott v. United States, 436 U.S. 128, 138, 98 S.Ct.
1717, 1723 (1978)).
Jackson alleges that he suffered an injury to his left shoulder that continues to
cause him pain. See Record Document 25-2 at 76, 106-109. Jackson also alleges that
he has suffered psychological injuries which cause physical symptoms including
insomnia, nightmares, and night sweats. See id. at 115. The Court notes that Jackson
did not supply evidence of his alleged injuries, such as a doctor’s report, in connection
with his claim. However, even if the Court assumes that Jackson was injured, the video
and audio evidence in the record do not support a finding that the amount of force used
by Kennedy or Russo was excessive or objectively unreasonable.
Jackson actively resisted Kennedy’s attempts to place him in handcuffs by
repeatedly pulling his left arm close to his chest to prevent Kennedy from moving his
arm behind his back. See Record Document 23-5. When Russo arrived he assisted
Kennedy in turning Jackson such the he was facing the hood of Kennedy’s truck. See
id.
In doing so, Russo placed his hand on the back of Jackson’s head, grabbing
Jackson’s hat and possibly his hair while turning Jackson towards the vehicle. See id.
Jackson is heard on the video saying “you’re pushing me up,” apparently to Russo, in
19
reference to his left shoulder. Id.; Record Document 25-2 at 76. The video shows
Russo and Kennedy placing Jackson’s hands behind his back in a manner typical of an
arrest, holding him in place until the handcuffs were secured. See Record Document
23-5.
Given Jackson’s repeated attempts to prevent Kennedy from placing him in
handcuffs and Kennedy’s belief that Jackson was possibly an individual named in an
arrest warrant, the use of minimal force by Russo and Kennedy to hold Jackson in place
while securing him in handcuffs was reasonable under the circumstances of this case.
Jackson has failed to establish that either Kennedy or Russo violated his
constitutional rights or acted unreasonably. As such, Jackson’s claims against Kennedy
and Russo for excessive force in violation of the Fourth Amendment must also be
DISMISSED.
IV.
Section 1983 Claims Against Sheriff Hebert in his Individual Capacity
Jackson alleges that Sheriff Hebert, as supervisor and decision-maker for the St.
Mary Parish Sheriff’s Office, deprived him of his civil rights in violation of 42 U.S.C. §
1983. See Record Doc. 1 at ¶ 7. Jackson claims that Sheriff Hebert failed to properly
train, supervise, equip and control his employees, and failed to remove unqualified
officers from the police force. See id. at ¶ 10. Jackson alleges that Sheriff Hebert failed
to supervise his employees or “take reasonable steps to ensure that the public would
not be harassed, injured, harmed, or subjected to violations of their civil rights by
officers of the St. Mary Parish Sheriff’s Department.” Id. Jackson also alleges that
Sheriff Hebert failed to train his deputies regarding proper searches and seizures. See
id.
Sheriff Hebert has asserted the defense of qualified immunity.
Document 4.
20
See Record
Supervisory officials, such as Sheriff Hebert, may not be held individually liable
under Section 1983 for the actions of subordinates on theories of vicarious liability or
respondeat superior. See Estate of Davis ex rel. McCully v. City of North Richland Hills,
406 F.3d 375, 381 (5th Cir. 2005). Rather, a plaintiff must show that the conduct of the
supervisor denied him of his constitutional rights. Id. In cases where “a plaintiff alleges
a failure to train or supervise, the plaintiff must show that: (1) the supervisor either failed
to supervise or train the subordinate official; (2) a causal link exists between the failure
to train or supervise and the violation of the plaintiff’s rights; and (3) the failure to train or
supervise amounts to deliberate indifference.” Id. (quoting Smith v. Brenoettsy, 158
F.3d 908, 911-12 (5th Cir. 1998).
Deliberate indifference is a stringent standard,
requiring a showing higher than negligence or even gross negligence. Id. The official
must be aware of facts sufficient to infer that a substantial risk of serious harm exists,
and he must be aware of the risk. Id. To establish deliberate indifference, a plaintiff
usually must demonstrate a pattern of violations such that the inadequacy of the training
or supervision is obvious and likely to result in a constitutional violation. Id.
Jackson’s claims against Sheriff Hebert fail for two reasons. First, because this
Court has found that Jackson’s constitutional rights were not violated, there is no
underlying constitutional violation to which Sheriff Hebert’s alleged failure to supervise
or train may be causally linked. See Kennedy v. City of Shreveport, No. 07-1049, 2008
WL 2437043, at *6 (W.D. La. June 13, 2008); Whitley v. Hanna, 726 F.3d 631, 648 (5th
Cir. 2013); Billizone v. Jefferson Parish Corr. Center., No. 14-1263, 2014 WL 7139636,
at *5 (E.D. La. Dec. 15, 2014). Second, even if there were a constitutional violation,
Jackson has failed to establish that Sheriff Hebert acted with deliberate indifference. As
21
to Jackson’s claims regarding failure to supervise, there is no evidence in the record to
suggest that Hebert had knowledge of a substantial risk of harm to citizens by Kennedy
and Russo. The record is void of any other incident sufficient to demonstrate a pattern
of similar incidents causing harm, which would provide Sheriff Hebert with the
knowledge of a substantial risk. Estate of Davis, 406 F.3d at 383. As such, Jackson’s
claim against Sheriff Hebert for failure to supervise must be DISMISSED.
Similarly, a pattern of similar constitutional violations by untrained employees is
ordinarily necessary to demonstrate deliberate indifference with regard to a claim for
failure to train. See Brown v. Callahan, 623 F.3d 249, 255 (5th Cir. 2010). “[W]ithout
notice that a course of training is deficient in a particular respect, decision makers can
hardly be said to have deliberately chosen a training program that will cause violations
of constitutional rights.” Porter v. Epps, 659 F.3d 440, 447 (5th Cir. 2011) (quoting
Connick v. Thompson, 563 U.S. 51, 62, 131 S.Ct. 1350, 1360 (2011)). Jackson has
offered no evidence of a pattern of similar violations. Instead, Jackson argues that
Kennedy testified that his supervisor assured him that he had adhered to the Sheriff’s
office policy during his encounter with Jackson, which Jackson contends is sufficient to
establish a lack of training regarding how to lawfully execute an arrest warrant. See
Record Document 25 at 12; Record Document 23-3 at 47.
The Court notes that
Kennedy testified that it was Sennet Wiggins who discussed the matter with him, not
Sheriff Hebert. See Record Document 23-3 at 47. Regardless, there is insufficient
evidence to support a finding of deliberate indifference by Sheriff Hebert because this
court has found that it is not unconstitutional for an officer to perform a brief Terry stop
22
to investigate an outstanding arrest warrant and ask an individual for identification in the
course thereof. Jackson’s claims for failure to train must be DISMISSED.
Jackson also alleges that Sheriff Hebert selected, retained, and assigned
employees with propensities for excessive force, violence, negligence, and other
misconduct. See Record Document 1 at ¶ 10. Supervisors, acting in their supervisory
role, “can only be held liable under section 1983 in their individual capacities for their
participation in the deprivation of a constitutional right if there is a causal connection
between the supervisor’s wrongful conduct and the constitutional violation.” Young v.
Akal, 985 F.Supp.2d 785, 800 (W.D. La. 2013) (citing Lozano v. Smith, 718 F.2d 756,
768 (5th Cir. 1983). Jackson has put forth no evidence to support such a claim, much
less a causal connection. There is no evidence in the record of any other incidents
involving Kennedy or Russo that would support a finding that Sheriff Hebert knowingly
and with deliberate indifference hired, retained, or assigned an employee with a
propensity for excessive force, violence, negligence, or other misconduct. As such,
Jackson’s claim against Sheriff Hebert in his individual capacity must be DISMISSED.
V.
Section 1983 claims against Sheriff Hebert in his Official Capacity
Jackson also asserts a section 1983 claim against Sheriff Hebert in his official
capacity based on his alleged promulgation of unconstitutional practices, policies,
customs, and usages within the St. Mary Parish Sheriff’s Office. See Record Document
1 at ¶¶ 10-11. Jackson alleges that Sheriff Hebert maintained, enforced, tolerated,
permitted, or acquiesced in the application of the following policies, customs, or usages
causing a violation of his constitutional rights: (1) subjecting people to unreasonable use
of seizure and force; (2) selecting, retaining, and assigning employees with
23
demonstrable propensities for excessive force, violence, negligence, and other
misconduct; (3) failing to adequately discipline officers involved in misconduct; (4)
condoning and encouraging officers to believe that they may violate the rights of
minorities with impunity without adverse effects on their employment; (5) failing to train,
supervise, equip and control employees to ensure unqualified officers are not on the
force; (6) failing to take reasonable steps to make sure the public is not subjected to
violations of their civil rights by its officers; (7) failure to train regarding search and
seizure; (8) failure to train regarding the criteria to detain a member of the public,
including minorities. See Record Doc. 1 at ¶ 10.
Claims against the Sheriff Hebert in his official capacity are treated as claims
against the municipality he represents. See Ballard v. Gautreaux, 675 F.3d 454, 462
(5th Cir. 2012). Liability of a municipality under Section 1983 requires a plaintiff to prove
three elements: (1) a policymaker; (2) an official policy; and (3) a violation of
constitutional rights whose moving force is the policy or custom. See Piotrowski v. City
of Houston, 237 F.3d 567, 578 (5th Cir. 2001) (citing Monell, 436 U.S. at 694). The
three elements “are necessary to distinguish individual violations perpetrated by local
government employees from those than can be fairly identified as actions of the
government itself.” Piotrowski, 237 F.3d at 578. “[I]solated unconstitutional actions by
municipal employees will almost never trigger liability”. Id. (citing Bennett v. City of
Slidell, 728 F.2d 762, 768 n.3 (5th Cir. 1984), cert denied, 472 U.S. 1016, 105 S.Ct.
3476 (1985)).
An “official policy” can be evidenced through “duly promulgated policy
statements, ordinances or regulations,” or by a custom that is such a persistent and
24
widespread practice that, although not officially promulgated, it fairly represents a
municipal policy. Webster v. City of Houston, 735 F.2d 838, 841 (5th Cir. 1984); see
also Zarnow v. City of Wichita Falls, Tex., 614 F.3d 161, 168–69 (5th Cir.2010). To
establish the “moving force” requirement, a plaintiff must show that the municipality's
policy or custom that caused the alleged harm was either unconstitutional or
“promulgated with deliberate indifference.” Piotrowski, 237 F.3d at 578. Where a policy
is facially constitutional, a plaintiff must demonstrate that the policy was promulgated
with deliberate indifference that a known or obvious unconstitutional consequence
would result. See id. at 579.
Jackson’s allegations regarding Sheriff Hebert’s failure to supervise and failure to
train are insufficient to survive summary judgment for the reasons previously discussed
herein. Likewise, the Court has held that Jackson’s allegations regarding the selection,
retention, and assignment of employees with a propensity for excessive force or
violence to be insufficient as well. Plaintiff’s remaining allegations regarding policies or
customs instituted by Sheriff Hebert are threadbare and conclusory.
Jackson has
presented the Court with no evidence of any official promulgated policies, nor has he
shown an unofficial custom that is so widespread that it represents a policy. Although
Jackson alleges a policy of subjecting people to unreasonable use or seizure and force,
he has offered no further evidence than his own experience during a valid Terry stop.
As for the alleged failure by Sheriff Hebert to properly discipline officers involved in
misconduct, Jackson has only provided the Court with evidence that Kennedy was not
disciplined after the incident involved in this case. See Record Document 23-3 at 5960.
This single example is insufficient to establish an unofficial policy or custom.
25
Jackson asserts a serious conclusory allegation, without any evidence in support
thereof, that Sheriff Hebert condones and encourages officers to violate the rights of
minorities with impunity. Likewise, Jackson asserts that Sheriff Hebert failed to take
steps to make sure the his officers do not violate the public’s civil rights. Conclusory
allegations are simply insufficient to establish a unconstitutional policy or custom.
Moreover, Jackson’s official capacity claims against Sheriff Hebert also fail
because this Court has held that Kennedy and Russo did not violate Jackson’s clearly
established constitutional rights. See Kennedy, 2008 WL 2437043, at *5. Thus, there is
an absence of an underlying constitutional violation, which is a necessary element to
establish municipal liability. Accordingly, Jackson’s claims against Sheriff Hebert in his
official capacity must be DISMISSED.
VI.
State Law Claims
Jackson also asserted state law claims of negligence and assault and battery
arising out of the same allegations discussed above. It is well settled that Louisiana
employs the same standards in analyzing claims of unlawful detention and excessive
force as federal law, namely, whether the officer’s actions were “reasonable” under the
circumstances. See Reneau of City of New Orleans, No. 03-1410, 2004 WL 1497711,
*4 (E.D. La. July 2, 2004) (citing Kyle v. City of New Orleans, 353 So.2d 969, 973 (La.
1977); Mathieu v. Imperial Toy Corp., 94-0952 (La. 11/30/1994), 646 So.2d 318, 323.
Because Jackson has not presented evidence to controvert that the deputies’ actions
were reasonable under the circumstances, his state law claims must be DISMISSED.
Jackson also asserted a claim against Sheriff Hebert for negligent hiring,
supervision, and retention based on the alleged actions of Kennedy and Russo. See
26
Record Document 1 at ¶¶ 30-34. Because the Court has determined that Jackson’s
constitutional rights were not violated by Kennedy and Russo, Jackson’s claim against
Sheriff Hebert for his alleged hiring, supervision, and retention of Kennedy and Russo
are unsupported and must also be DISMISSED.
VII.
Delicia Jackson’s Claims
Delicia Jackson alleges that she has suffered damages as a result of the incident
between her husband and the Defendants, including loss of consortium, mental
anguish, physical illness, and two miscarriages. Record Document 1 at ¶ 6. Under
Louisiana law a claim of loss of consortium is derived from a tortfeasor’s liability to the
injured spouse. Ferrell v. Fireman’s Fund Ins. Co., 96-3028 (La. 7/1/97), 696 So.2d 569,
576. Because this Court has held that Defendants are entitled to qualified immunity and
are not liable to Jackson, Delicia Jackson’s loss of consortium claim must be
DISMISSED. See also Zuyus v. Hilton Riverside, 439 F.Supp.2d 631, 638-39 (E.D. La.
2006) (loss of consortium unavailable in conjunction with spouse’s federal civil rights
claim).
Delicia Jackson’s claim for damages based on her mental anguish, physical
illness, and lost pregnancies also fail as a matter of law. Recovery of damages for
mental anguish caused by injury to another requires that the plaintiff: (1) view the event
causing injury to the victim or arrive on the scene soon after; (2) the direct victim
suffered a harm that can reasonably be expected to cause plaintiff serious mental
anguish; (3) the emotional distress sustained is serious and reasonably foreseeable;
and; (4) plaintiff and direct victim have a familial relationship. Castille v. Louisiana
Medical Mut. Ins. Co., 2014-519 (La. App. 3 Cir. 11/5/14), 150 So.3d 614 (citing Lejeune
27
v. Rayne Branch Hosp., 556 So.2d 559 (La. 1990).
There is no evidence to indicate
that Delicia Jackson was present during the incident, nor that she arrived soon
afterwards. Moreover, because this Court has found that her husband’s constitutional
rights were not violated any harm caused to Delicia Jackson was not reasonably
foreseeable to the Defendants.
Accordingly, this claim for damages must also be
DISMISSED.
CONCLUSION
The Motion for Summary Judgment filed by the Defendants (Record Document
23) is hereby GRANTED. Kennedy, Russo, and Sheriff Hebert are entitled to qualified
immunity as to Jackson’s section 1983 claims against them in their individual capacities.
Jackson’s section 1983 claims against Sheriff Hebert in his official capacity also fail
because there is no underlying constitutional violation nor evidence of unconstitutional
policies or customs.
Jackson’s state law claims fail as a matter of law.
Delicia
Jackson’s claim for damages also fails as a matter of law. Accordingly, all claims are
hereby DISMISSED WITH PREJUDICE.
A Judgment consistent with the terms of the instant Memorandum Ruling shall
issue herewith.
THUS DONE AND SIGNED, in Shreveport, Louisiana, this 13th day of July,
2018.
__________________________________
S. MAURICE HICKS, JR., CHIEF JUDGE
UNITED STATES DISTRICT COURT
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