PUTNAM v. REGIONAL SCHOOL UNIT 50 et al
Filing
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ORDER granting in part and denying in part 16 Motion for Summary Judgment. By JUDGE JOHN A. WOODCOCK, JR. (MFS)
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
MURRAY W. PUTNAM,
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Plaintiff,
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v.
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REGIONAL SCHOOL UNIT 50, et al. )
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Defendants.
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1:14-cv-00154-JAW
ORDER ON MOTION FOR SUMMARY JUDGMENT
Murray Putnam is suing a school district and two of its superintendents,
alleging that they decided not to renew his contracts in retaliation to his opposition
to school consolidation, that the school board held secret meetings regarding his
employment, that the school board violated its own policies on open meetings and
public comment, and he was wrongfully terminated because of his age. The Court
denies the motion for summary judgment as to Mr. Putnam’s 42 U.S.C. § 1983 count
based on retaliation for exercising his right of protected speech, but the Court grants
the motion as to the remaining counts, specifically his 42 U.S.C. § 1983 count based
on alleged violations of his associational rights, his right to petition for redress, and
his free speech rights, his due process count, and his age discrimination count.
I.
PROCEDURAL POSTURE
On April 11, 2014, Mr. Putnam filed a complaint against the Defendants
Regional School Unit 50, John Doe, individually and in his capacity as
Superintendent of Regional School Unit 50, and Larry Malone, individually and in
his capacity as Superintendent of Regional School Unit 50. Compl. at 1-2 (ECF No.
1) (Compl.). The Complaint contains four counts: (1) Count One, filed under 42 U.S.C.
§ 1983, alleges that all three Defendants retaliated against him for protected speech;
(2) Count Two, also filed under 42 U.S.C. § 1983, alleges that all three Defendants
violated his associational rights, his right to petition for redress, and his free speech
rights; (3) Count Three, the statutory basis of which is not specified, alleges that all
three Defendants violated his due process rights; and, (4) Count Four, filed under the
Maine Human Rights Act, 5 M.R.S. §§ 4551 et seq., alleges that all three Defendants
discriminated against him because of his age. Compl. at 1-11. The Defendants
answered the Complaint on May 21, 2014. Answer (ECF No. 4).
On December 19, 2014, the Defendants filed a notice of intent to file a motion
for summary judgment and requested a pre-filing conference. Notice of Intent to File
Mot. for Summ. J. (ECF No. 10). In anticipation of a Local Rule 56(h) Conference,
the Defendants filed a pre-conference memorandum on December 30, 2014. Defs.’
Local Rule 56(h) Mem. (ECF No. 13). On February 4, 2015, the Court held a Local
Rule 56(h) conference with counsel. Local Rule 56(h) Pre-Filing Conference (ECF No.
15).
On February 11, 2015, the Defendants moved for summary judgment with a
supporting statement of material facts. Defs.’ Mot. for Summ. J. (ECF No. 16) (Defs.’
Mot.); Defs.’ Statement of Material Facts Not in Dispute in Supp. of Mot. for Summ.
J. (ECF No. 17) (DSMF). On March 13, 2015, Mr. Putnam opposed the Defendants’
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motion. Pl.’s Resp. to Defs.’ Mot. for Summ. J. (ECF No. 19) (Pl.’s Opp’n). He filed a
reply to the Defendants’ statement of material facts that same day, Resp. to Defs.’
Statement of Material Facts and Pl.’s Statement of Additional Material Facts, at 1-5
(ECF No. 20) (PRDSMF), and filed his own statement of additional material facts, id.
at 5-15 (PSAMF). On March 17, 2015, the Defendants filed a reply to Mr. Putnam’s
opposition and to his statement of material facts. Defs.’ Reply in Support of Mot. for
Summ. J. (ECF No. 21) (Defs.’ Reply); Defs.’ Reply to Pl.’s Statement of Additional
Material Facts (ECF No. 22) (DRPSAMF).
II.
SUMMARY JUDGMENT FACTS
A.
Creation of Regional School Unit 50
In 1973, several school districts consolidated to create the Southern Aroostook
Community School District (Southern Aroostook). PSAMF ¶ 61; DRPSAMF ¶ 61. In
2008, the Maine Legislature enacted a law requiring local schools to consolidate into
regional school units. PSAMF ¶ 73; DRPSAMF ¶ 73.
By January of 2011, there
was a proposal to consolidate Southern Aroostook with the Katahdin School District
(Katahdin). PSAMF ¶ 74; DRPSAMF ¶ 74.
School consolidation has been a controversial issue across the state of Maine
and the consolidation of Katahdin and Southern Aroostook was and remains a matter
of serious controversy in the district.1 DSMF ¶ 2; PRDSMF ¶ 2; PSAMF ¶ 75;
1
The Defendants’ paragraph two states:
As with communities all over the state, consolidation was a controversial issue in the
communities that would ultimately form RSU 50. DSMF ¶ 2.
Mr. Putnam interposed a qualified response to Defendants’ paragraph two on the ground that Mr.
Putnam and Mr. Comeau “were respected members of the community who when they spoke citizens
3
DRPSAMF ¶ 75. In the communities that would ultimately comprise Regional School
Unit 50 (RSU 50), some citizens were in favor of consolidating their community
schools with neighboring schools, while others were opposed to it.
DSMF ¶ 3;
PRDSMF ¶ 3.
Two of the most influential voices speaking out against consolidation were
Terry Comeau, then the superintendent of Southern Aroostook, and Murray Putnam.
PSAMF ¶ 76; DRPSAMF ¶ 76. Mr. Putnam began speaking out against consolidation
in 2007, and was a vocal opponent of consolidation through 2011. DSMF ¶¶ 4, 5;
PRDSMF ¶¶ 4, 5. Mr. Comeau and Mr. Putnam made it clear they were speaking as
private citizens in voicing their opposition to consolidation. PSAMF ¶ 77; DRPSAMF
¶ 77. Jonathan Porter, the current principal of Southern Aroostook, was also opposed
to consolidation. DSMF ¶¶ 7, 8; PRDSMF ¶¶ 7, 8. Mr. Putnam heard that other RSU
50 employees had expressed reservations about school consolidation, and to the best
of his knowledge, these individuals are still employed by RSU 50 with the exception
of Mr. Comeau.2 DSMF ¶ 6; PRDSMF ¶ 6.
gave their opinions weight.” PRDSMF ¶ 2. Mr. Putnam’s qualified response is a non sequitur; his
qualification neither addresses paragraph two nor the evidence upon which paragraph two is based.
Furthermore, the record evidence Mr. Putnam cites in support of his qualification does not mention
Mr. Comeau. See PRDSMF Attach. 8 Decl. of Sean LeFay, ¶ 5 (ECF No. 20-8) (LeFay Decl.). Finally,
the Local Rules require that if the non-movant desires to place additional facts into the summary
judgment record, he shall do so “in a separately numbered paragraph and supported by a record
citation as required by subsection (f) of this rule.” D. ME. LOC. R. 56(c). The Court admits the
Defendants’ statement of material fact paragraph two without qualification.
2
Mr. Putnam interposed a qualified response to Defendants’ paragraph six on the ground that
Mr. Comeau opposed consolidation and is no longer employed by RSU 50. PRDSMF ¶ 6. The record
supports Mr. Putnam’s qualification. See PRDSMF Attach. 7 Decl. of Terry A. Comeau, ¶¶ 1, 6 (ECF
No. 20-7) (Comeau Decl.). The Court amended the Defendants’ statement to reflect the qualification.
4
In the spring of 2011, the towns comprising the Katahdin and Southern
Aroostook districts voted on whether to consolidate. PSAMF ¶ 78; DRPSAMF ¶ 78.
The vote was sharply divided but in the end the decision was made to consolidate the
districts. PSAMF ¶ 79; DRPSAMF ¶ 79. In July 2011, RSU 50 was formed, comprised
of Southern Aroostook and Katahdin. DSMF ¶ 1; PRDSMF ¶ 1.
B.
Murray Putnam
RSU 50 and several of its predecessors hired Murray Putnam in 1968 and
continued to employ him. DSMF ¶ 14; PRDSMF ¶ 14. Mr. Putnam held a number of
teaching and administrative positions over the years, but he was always the boys’
varsity baseball coach. DSMF ¶ 15; PRDSMF ¶ 15. During the 2011-2012 school
year, Mr. Putnam had contracts to serve as the boys’ varsity baseball coach and the
Southern Aroostook athletic administrator. DSMF ¶ 16; PRDSMF ¶ 16. These
contracts expired on June 30, 2012. Id.
Mr. Putnam graduated from Ricker College in 1968 with a degree in history.
PSAMF ¶ 58; DRPSAMF ¶ 58. Upon his graduation, he “locked his gazes upon the
communities he served and stayed stead foot for forty-four years.” PSAMF ¶ 59;
DRPSAMF ¶ 59. From 1968 to 1973, Mr. Putnam taught a variety of subjects and
served as the varsity baseball coach for what was Oakfield High School. PSAMF ¶
60; DRPSAMF ¶ 60. Mr. Putnam taught social studies and served as the varsity
baseball coach and athletic director for Southern Aroostook until the school district
refused to extend his contract in June 2012. PSAMF ¶ 62; DRPSAMF ¶ 62. Six
different times in the course of Mr. Putnam’s employment at Southern Aroostook, he
5
was called upon to serve, and did serve, as the interim principal of the school. PSAMF
¶ 63; DRPSAMF ¶ 63.
During the forty-four years Mr. Putnam served the school, he was the type of
coach that changed young men’s lives. PSAMF ¶ 64; DRPSAMF ¶ 64. He believed
that athletics was not only about winning but was also about teaching young men the
value of handwork, discipline, compassion, and teamwork. Id. Players credited him
decades later for shaping their lives. PSAMF ¶ 65; DRPSAMF ¶ 65. It was not widely
known, but when players could not afford a team jacket or to go on a trip, Mr. Putnam
would pay for it out of his own pocket. PSAMF ¶ 66; DRPSAMF ¶ 66. When Mr.
Putnam saw a kid having problems fitting in at school, he would find a place for them
on the baseball team. PSAMF ¶ 67; DRPSAMF ¶ 67. At Southern Aroostook, being
on the baseball team meant something. PSAMF ¶ 68; DRPSAMF ¶ 68.
The life lessons Mr. Putnam taught the team paid off, and on five different
occasions the team brought home a state championship in baseball. Id. In rural
Maine, a state championship means a great deal to the community. PSAMF ¶ 69;
DRPSAMF ¶ 69. It created a pride of place and a pride in belonging. Id.
Mr. Putnam’s commitment to the community is recognized by the public.
PSAMF ¶ 70; DRPSAMF ¶ 70. He is considered a man of integrity. Id. He is just
and fair. PSAMF ¶ 71; DRPSAMF ¶ 71. He was considered an influential voice in
matters affecting the school because of his reputation for fairness, his integrity, his
tenure at the school system, and his commitment to the students of Southern
Aroostook. PSAMF ¶ 72; DRPSAMF ¶ 72.
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C.
Anonymous Letter Demands Mr. Putnam’s Retirement
In April 2011, a month after the consolidation, Scot Walker, a former member
of the RSU school board (Board) and a member of the incoming Board, received an
anonymous letter demanding “Murray, For the Love of God, would you please retire?”,
and accusing Mr. Putnam of being “old . . . and obstinence [sic].”3 DSMF ¶ 54;
PRDSMF ¶ 54; PSAMF ¶ 80; DRPSAMF ¶ 80. The letter concluded by saying
“Murray, I’m telling you to do yourself a favor, retire after this year.” Id.
Mr. Walker turned the letter over to John Doe.4 DSMF ¶ 55; PRDSMF ¶ 55.
Mr. Walker also delivered a copy of the letter to then-superintendent Mr. Comeau.
PSAMF ¶ 82; DRPSAMF ¶ 82. Mr. Comeau forwarded the letter to Bruce Smith,
Esquire, of Drummond Woodsum, who agreed with Mr. Comeau that no action should
be taken because the letter was anonymous. Id.
Mr. Comeau gave a copy of the letter to Mr. Putnam so that he would know
what was going on and because Mr. Comeau was leaving in June. 5 Comeau Decl. ¶
The Defendants’ paragraph fifty-four says that as of April 2011, Mr. Walker was “a former
member of the RSU school board. . . .” DSMF ¶ 54. Mr. Putnam admitted Defendants’ paragraph
fifty-four without qualification. PRDSMF ¶ 54. Mr. Putnam’s paragraph eighty says that as of April
2011, Mr. Walker was a “member of the incoming RSU #50 School Board.” PSAMF ¶ 80. The
Defendants admitted Mr. Putnam’s paragraph eighty without qualification. DRPSAMF ¶ 80. None
of the cited material by either the Plaintiff or the Defendants clarifies Mr. Walker’s board status as of
April 2011. Based on the admissions, the Court has included both statements because they do not
contradict each other.
4
The Defendants’ paragraph fifty-five states that “Scot Walker gave the letter to
Superintendent Doe.” DSMF ¶ 55. Mr. Putnam admitted the statement. PRDSMF ¶ 55. Elsewhere,
Mr. Putnam stated that Mr. Walker “delivered the letter to then school Superintendent, Terry
Comeau.” PSAMF ¶ 82. The Defendants admitted this statement. DRPSAMF ¶ 82. From other
information in the record, as of April 2011, Mr. Comeau, not Mr. Doe, was the superintendent as of
April 2011. The Court amended paragraph fifty-five to conform to other agreed-upon evidence in the
record.
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The parties did not include this statement in their statements of material fact, but it is
contained in Mr. Comeau’s Declaration. The Court has included this fact because it reveals how Mr.
Putnam found out about the letter.
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11. Mr. Putnam perceived the letter as an implied threat that if he did not retire, he
would be forced out.6 PSAMF ¶ 81; DRPSAMF ¶ 81.
D.
RSU 50 Board Formation, Leadership, and Policies
Katahdin’s superintendent, a consolidation supporter, retired, and so it fell
upon Mr. Comeau, then the Southern Aroostook superintendent, to seat the newlyconsolidated Board. PSAMF ¶ 83; DRPSAMF ¶ 83. In July 2011, the Board held a
meeting to appoint a superintendent of the newly-consolidated RSU 50. PSAMF ¶
84; DRPSAMF ¶ 84. The Board offered Mr. Comeau the superintendent’s position for
five months, which would terminate in December 2011. Id. Mr. Comeau told the
Board that given the nature of the superintendent’s duties, a five-month term ending
in December did not make sense. PSAMF ¶ 85 DRPSAMF ¶ 85. The Board insisted
that Mr. Comeau accept the five-month term. Id. When Mr. Comeau said he could
not do a five-month term, the Board hired John Doe for a one-year term as interim
superintendent of RSU 50. DSMF ¶ 9; PRDSMF ¶ 9; PSAMF ¶ 86; DRPSAMF ¶ 86.
Mr. Doe stated he has no recollection of whether Mr. Putnam was in favor of or
opposed to school consolidation.7 DSMF ¶ 10; PRDSMF ¶ 10.
The Defendants denied Mr. Putnam’s paragraph eighty-one because it is not a fact that would
be admissible in evidence and is instead Mr. Putnam’s inaccurate characterization of the letter telling
him to retire. DRPSAMF ¶ 81. Mr. Putnam’s statement of fact is an accurate reflection of his own
declaration, which is part of the record. See Putnam Decl. ¶ 11. However, the Court agrees that the
statement represents Mr. Putnam’s perception of the letter’s message, and rephrased the statement
accordingly.
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Mr. Putnam interposed a qualified response to Defendants’ paragraph ten because Mr.
Putnam was a vocal opponent of school consolidation at school board meetings. PRDSMF ¶ 10. This
qualification, however, does not address whether Mr. Doe now knows that Mr. Putnam was opposed
to school consolidation. The Court considers Mr. Putnam’s qualification non-responsive. Furthermore,
the record supports the Defendants’ statement, and the Local Rules require that if the non-movant
desires to place additional facts into the summary judgment record, he shall do so “in a separately
numbered paragraph and supported by a record citation as required by subsection (f) of this rule.” D.
ME. LOC. R. 56(c). The Court admits the Defendants’ statement of material fact without qualification.
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8
In RSU 50, the Board, not the Superintendent, was responsible for appointing
one-year, co-curricular positions.8 DSMF ¶ 43; PRDSMF ¶ 43. Mr. Doe did not take
In their paragraph forty-three, the Defendants asserted that “the superintendent is
responsible for appointing one-year, co-curricular positions.” DSMF ¶ 43. Mr. Putnam denied
Defendants’ paragraph forty-three, and cited specific paragraphs in the declarations of Board members
Leanne White and Nichole Cullinan. PRDSMF ¶ 43. In the cited portion of her declaration, Ms. White
stated:
8
8. During the summer of 2012, I read the proposed rule changes which said that the
hiring for secondary and co-curricular positions were to be shifted from the School
Board to the Superintendent. I spoke with both the chairman, Phil Knowles, and the
Superintendent Larry Malone and said that I understood the policy had been proposed,
but it had not been adopted. I told them I thought they were acting outside the scope
of their authority. Neither of them contradicted me nor offered any documentation
that the policy change had been adopted by the RSU #50 School Board.
PRDSMF Attach. 12 Decl. of Leanne White, ¶ 8 (ECF No. 20-12) (White Decl.). In the cited portion of
her declaration, Ms. Cullinan stated:
In the fall of 2011 there was a second reading of the Co-Curricular Policy for RSU #50.
Under the new policy, the Superintendent would have the power to appoint coaches
and the Athletic Director rather than the Board. While the policy was read, it was
never voted upon. To my knowledge in the summer of 2012 the RSU #50 Board still
held the exclusive power to appoint coaches and athletic directors for the RSU #50
system.
PRDSMF Attach. 10 Decl. of Nichole Cullinan, ¶ 4 (ECF No. 20-10) (Cullinan Decl.).
In support of their paragraph forty-three, the Defendants cited the depositions of Mr. Doe, Mr.
Malone, and Mr. Walker. DSMF ¶ 4. In the cited portion of his deposition, Mr. Doe stated:
I had not appointed any positions for any of the co-curricular positions which are oneyear appointments, and I had not done any of those prior to my leaving, and [Mr.
Malone would] have to do all those after July 1st of 2012.
DSMF Attach. 6 Dep. of John Doe, at 78:14-18 (ECF No. 17-6) (Doe Dep.). In Mr. Malone’s deposition,
he testified:
A. I recall [Mr. Putnam] saying that, as the superintendent, I had the authority to
appoint annual positions.
Q. And did you believe you had that authority?
A. Yeah, I did know that. I had asked about how we handle hiring coaches.
Q. So you didn’t have to go through the school board?
A. No. The superintendent has the authority here to do that.
...
Q. I thought you said that you made the decision, not the school board?
A. Mm-hmm.
Q. So you were going to bring - - did you bring all of the names of the co-curricular
appointments that year to the school board?
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any action on any co-curricular positions that were one-year appointments for the
2012-2013 year as interim superintendent. DSMF ¶ 44; PRDSMF ¶ 44.
Board members receive training from Maine School Management concerning
appropriate board policies and procedures including that agenda items should not be
discussed outside the convened board meeting. DSMF ¶ 57; PRDSMF ¶ 57.
In the fall of 2011, Jeff Hardy was serving as the vice chair of the Board, and
Leanne White and Nichole Cullinan were members of the Board. PSAMF ¶ 87;
DRPSAMF ¶ 87. Ms. White and Ms. Cullinan recall a reading of new RSU 50 policies
that would have shifted the responsibility for the appointment of coaches and cocurricular positions from the school board to the superintendent. PSAMF ¶ 88;
DRPSAMF ¶ 88. However, both Ms. White and Ms. Cullinan confirm that the new
policy was neither voted on nor enacted by the Board. PSAMF ¶ 89; DRPSAMF ¶ 89.
A. I did.
Malone Dep. at 20:19-21:25; 21:1-2; 21:18-24. Finally, in his deposition, Mr. Scot Walker testified:
Q. Did you ever vote against Mr. Putnam’s appointment as a baseball coach of
Southern Aroostook Community Schools as a school board member?
A. We didn’t - - as a school board member, we didn’t vote on secondary positions. There
was [sic] appointments made, but they were hired through the superintendent. We
were made aware of the nominations, but we didn’t vote on them, as I recall.
Scot Walker Dep. at 21:13-21.
The evidence cited by each side supports different conclusions. Mr. Putnam’s reliance on the
statements of two board members supports his denial of the statement that the superintendent was
responsible for appointing one-year, co-curricular positions, and supports a statement that the school
board was responsible for appointing co-curricular positions. However, the Defendants’ reliance on
the testimony of the principal, superintendent, and a board member for the statement that the
appointment authority rested with the superintendent is likewise justified. Neither party has
submitted evidence of the actual policies or proposed policies themselves.
Viewing the evidence in the light most favorable to Mr. Putnam, the Court concludes that there
is a dispute of fact as to whether the school board or the superintendent had the authority in 20112012 to appoint co-curricular positions such as coaches and athletic directors and concludes that the
Board, not the Superintendent, had the authority to make such appointments.
10
E.
Annual Spring Baseball Trip
Every year for several decades, Mr. Putnam had taken the baseball team on a
trip out of state during April school vacation. DSMF ¶ 17; PRDSMF ¶ 17. Over the
years, players on Mr. Putnam’s team were hazed.9 DSMF ¶ 18; PRDSMF ¶ 18.
Mr. Putnam interposed a qualified response to Defendants’ paragraph eighteen because
neither Mr. Porter nor Mr. Walker ever told Mr. Putnam about hazing even when seated on the Board
or as administrator, and because other witnesses state there was no hazing. PRDSMF ¶ 18. To
support his qualification, Mr. Putnam relies on Mr. Porter’s deposition testimony that reads as follows:
9
Q. Prior to the spring, varsity baseball 2012 trip, did you have any more conversations
with Mr. Putnam saying, “We have concerns about hazing, you want to be really
careful,” anything like that?
A. I don’t recall them.
PRDSMF Attach. 4 Dep. of Jonathan Porter, at 41:25-42:4 (ECF No. 20-4) (Pl.’s Porter Dep.).
The Defendants rely on the deposition testimony of Mr. Porter and Mr. Walker, and a report
prepared by Drummond Woodsum. The cited portion of Mr. Porter’s deposition testimony reads as
follows:
Q. Was any hazing going on when you were on the team?
A. Yes
Q. You graduated from Southern Aroostook - - I’m sorry, again, ‘90?
A. ’91.
DSMF Attach. 1 Dep. of Jonathan Porter, at 5:20-24 (ECF No. 17-1) (Porter Dep.). The cited portion
of Scot Walker’s deposition reads as follows:
Q. When you were on the baseball team, did you experience any hazing?
A. Yes.
DSMF Attach. 3 Dep. of Scot Walker, at 6:17-19 (ECF No. 17-3) (Scot Walker Dep.).
The report from Drummond Woodsum stated, “I find that not only did hazing occur multiple
times on this year’s trip, but it has been prevalent on past trips and that fact is widely known among
players and adults alike.” DSMF Attach. 9 May 29, 2012 Mem. from M. Thomas Trenholm, Esq. to
John Doe, at 7 (ECF No. 17-9) (Trenholm Mem.).
The record supports the Defendants’ statement of fact. Additionally, even viewing the evidence
in the light most favorable to Mr. Putnam, the Court concludes that neither Mr. Putnam’s qualification
nor the evidence he cites to support it contradict the statement that there was hazing on the team.
Mr. Porter’s deposition does not say anything about Mr. Walker telling Mr. Putnam about hazing, or
whether other witnesses stated there was no hazing on the team. If Mr. Putnam wishes to put evidence
into the record that he did not know about the hazing, the Local Rules require that he do so “in a
separately numbered paragraph and supported by a record citation as required by subsection (f) of this
rule.” D. ME. LOC. R. 56(c). Finally, the fact that Mr. Porter did not report the hazing to Mr. Putnam
until much later is covered by Defendants’ paragraph twenty-one. The Court admits the Defendants’
statement without qualification.
11
People who were either hazed themselves or witnessed others being hazed include:
(1) the current high school principal, Jonathan Porter; (2) Stephen Walker, a current
Board member; and (3) Scot Walker, a former member of the Board.10 DSMF ¶ 19;
PRDSMF ¶ 19.
In December 2011, Mr. Putnam asked Mr. Porter whether hazing happened on
the April trip that Mr. Porter attended, and Mr. Porter told Mr. Putnam that he had
been hazed and that a few ball players had their pubic hair shaved by a straight razor
as part of a freshman initiation; however, Mr. Porter never reported the hazing to
Mr. Putnam while he was on the team.11 DSMF ¶ 21; PRDSMF ¶ 21. Mr. Porter told
Mr. Putnam that he should not do the April trip.12 DSMF ¶ 20; PRDSMF ¶ 20. Mr.
Putnam told Mr. Porter that he had done the trip for many years and the Board was
not going to tell him he could not.13 DSMF ¶ 22; PRDSMF ¶ 22. Mr. Putnam told
Mr. Putnam interposed a qualified response to Defendants’ paragraph nineteen because
neither Mr. Porter nor Mr. Walker ever told Mr. Putnam about hazing even when seated on the school
board or as administrator, and other witnesses state there was no hazing. PRDSMF ¶ 19. He cites
the same portion of Mr. Porter’s deposition that he cited in response to Defendants’ paragraph
eighteen. Again, even viewing the evidence in the light most favorable to Mr. Putnam, it does not
support his qualification and is not responsive to the Defendants’ statement of material fact. The
record supports the Defendants’ statement, and the Court admits the statement without qualification
for the same reasons as in footnote nine.
11
Mr. Putnam interposed a qualified response to Defendants’ paragraph twenty-one because Mr.
Porter never reported hazing to Mr. Putnam while he was on the team. PRDSMF ¶ 21. The record
supports Mr. Putnam’s qualification, and the Court modified the statement of fact to reflect that Mr.
Porter never reported the hazing to Mr. Putnam when he was on the team.
12
Mr. Putnam interposed a qualified response to Defendants’ paragraph twenty because Mr. Doe
put the spring trip on the Board’s agenda and the trip was approved by all but one negative vote.
PRDSMF ¶ 20. The record supports the Defendants’ statement, and the Court admits the statement
without qualification because Mr. Putnam’s qualification is non-responsive. If Mr. Putnam wishes to
put evidence into the record that the trip was approved, the Local Rules require he to do so “in a
separately numbered paragraph and supported by a record citation as required by subsection (f) of this
rule.” D. ME. LOC. R. 56(c).
13
Mr. Putnam interposed a qualified response to Defendants’ paragraph twenty-two because Mr.
Doe put the spring trip on the Board agenda and the trip was approved by all but one negative vote.
PRDSMF ¶ 22. The Defendants’ record citation supports their statement, and Mr. Putnam’s
qualification does not controvert it. If Mr. Putnam wishes to put additional evidence into the record,
10
12
Mr. Porter that once he was done, the trip would happen no longer. DSMF ¶ 23;
PRDSMF ¶ 23.
That same month, the Board met to discuss the annual spring varsity baseball
trip. PSAMF ¶ 91; DRPSAMF ¶ 91. The trip was initially disapproved by the Board
due to cost concerns. Id.; DSMF ¶ 24; PRDSMF ¶ 24. No one on the Board voiced
any concerns to Mr. Putnam about any alleged hazing. PSAMF ¶ 92; DRPSAMF ¶
92.
In January 2012, the Board met again and discussed the baseball trip. DSMF
¶ 25; PRDSMF ¶ 25; PSAMF ¶ 93; DRPSAMF ¶ 93. Mr. Putnam clarified that only
a minimal expense (for the school bus driver and the gas) was borne by the school.
PSAMF ¶ 94; DRPSAMF ¶ 94. The Board then approved the annual spring varsity
baseball trip. Id. Again, no one on the Board voiced concerns to Mr. Putnam warning
him to be wary of any potential hazing. PSAMF ¶ 95 DRPSAMF ¶ 95.
In April 2012, the boys’ varsity baseball team went on their annual spring trip
to Massachusetts. PSAMF ¶ 112; DRPSAMF ¶ 112. Parents with students on the
team were in constant contact with their children. PSAMF ¶ 113; DRPSAMF ¶ 113.
They did not get the sense that there was any hazing or anything else going on which
would “raise their ‘hackles.’” PSAMF ¶ 114; DRPSAMF ¶ 114. The parents were
confident that Mr. Putnam would take care of their kids and any disciplinary issues;
he always had. PSAMF ¶ 115; DRPSAMF ¶ 115.
the Local Rules require that he do so “in a separately numbered paragraph and supported by a record
citation as required by subsection (f) of this rule.” D. ME. LOC. R. 56(c). The Court admits the
statement without qualification.
13
F.
Jonathan Porter
In 2005, Mr. Porter became the principal of Southern Aroostook, and was Mr.
Putnam’s supervisor from 2005 to 2012. PSAMF ¶¶ 96, 101, 107; DRPSAMF ¶¶ 96,
101, 107. He had been a student at Southern Aroostook and had played baseball for
Mr. Putnam before graduating in 1991. PSAMF ¶ 97 DRPSAMF ¶ 97. He never
reported any hazing to Mr. Putnam. PSAMF ¶ 98; DRPSAMF ¶ 98. Mr. Porter
graduated from the University of Maine at Presque Isle with a degree in physical
education in 1995. PSAMF ¶ 99; DRPSAMF ¶ 99. After he graduated, Mr. Porter
took a post at Southern Aroostook as a physical education and health teacher.
PSAMF ¶ 100; DRPSAMF ¶ 100.
At least one Board member thought that Mr. Porter was intimidated by Mr.
Putnam. PSAMF ¶ 102; DRPSAMF ¶ 102. The Board member believed that Mr.
Putnam had a lot of “community support” and a “solid reputation” in the community
and had been “popped up on a little bit of a pedestal.” PSAMF ¶ 103; DRPSAMF ¶
103.
In 2009, Mr. Porter advised the Board that when Mr. Putnam retired, he could
do the work Mr. Putnam was doing as vice principal.14 PSAMF ¶ 104; DRPSAMF ¶
The Defendants interposed a qualified response to Mr. Putnam’s paragraph 104 because the
record citation only indicates that Mr. Porter said he could do the work Mr. Putnam had done as vice
principal. DRPSAMF ¶ 104. Both the Defendants and Mr. Putnam cite the following portion of Candis
Nevers’ declaration:
14
4. During the discussion, John Porter, Principal of the Southern Aroostook Community
School said he didn’t know when Mr. Putnam planned to retire but he could do the
work that Mr. Putnam was doing as Vice Principal.
PRDSMF Attach. 16 Decl. of Candis Nevers, ¶ 4 (ECF No. 20-16) (Nevers Decl.).
14
104. In 2012, when Mr. Putnam was separated from the school, Mr. Porter, who was
thirty-nine years old, took Mr. Putnam’s position as athletic director at Southern
Aroostook.15 PSAMF ¶ 105; DRPSAMF ¶ 105. Mr. Porter received an additional
stipend for taking Mr. Putnam’s position. PSAMF ¶ 106; DRPSAMF ¶ 106.
Ultimately, it was Mr. Porter’s duty to stop any “hazing” that occurred.
PSAMF ¶ 108; DRPSAMF ¶ 108. Mr. Porter claims that sometime in 2011, he had a
conversation with Mr. Putnam about “hazing” incidents that occurred when he was
on the team from 1987 to 1991. PSAMF ¶ 109; DRPSAMF ¶ 109. Mr. Porter is “not
sure” why he waited until 2011 to tell Mr. Putnam that he had concerns about hazing,
even though he became Mr. Putnam’s boss in 2005. PSAMF ¶ 110; DRPSAMF ¶ 110.
At no time prior to the 2012 varsity spring baseball trip can Mr. Porter recall ever
telling Mr. Putnam “[w]e have concerns about hazing, you really want to be careful.”
PSAMF ¶ 111; DRPSAMF ¶ 111.
G.
Hazing Complaint Letter
On May 7, 2012, John Walker, Scot and Stephen Walker’s father, and Paige
and Kenneth Colville, Stephen Walker’s mother and father-in-law, sent a letter to
Even viewing the evidence in the light most favorable to Mr. Putnam, the Court concludes that
the record citation supports the Defendants’ qualification. The Court modified the statement to
accurately reflect the record.
15
Mr. Putnam’s paragraph 105 states:
In 2012, when Mr. Putnam was separated from the school, Mr. Porter, who was 39,
took Mr. Putnam’s position as Athletic Director for the Southern Aroostook
Community Schools.
PSAMF ¶ 105. The Defendants admitted this statement without qualification, DRPSAMF ¶ 105, and
so the Court included it as written. By the Court’s reckoning, however, the consolidation had taken
place by 2012, so it would appear that the position would technically be with RSU 50.
15
Superintendent Doe complaining of alleged hazing of freshmen on the April 2012
varsity baseball trip.16 DSMF ¶ 26; PRDSMF ¶ 26; PSAMF ¶ 116; DRPSAMF ¶ 116.
Mr. Doe did not call Mr. Putnam and advise him that there was a complaint against
him.17 PSAMF ¶ 125; DRPSAMF ¶ 125.
Mr. Putnam interposed a qualified response to Defendants’ paragraph twenty-six because
several members of the baseball team state that no hazing occurred. PRDSMF ¶ 26. In support of his
qualification, he cites the following portion of Mr. LeFay’s declaration:
16
10. My son, “Gage” LeFay was a Freshman on the baseball team during the Spring
2012 trip and as a rookie would have been subjected to hazing, had it occurred.
11. I was in contact with my son the entire trip and never once did I even get the sense
that my son was in danger or that anything else was going on other than the kids were
having a nice trip.
LeFay Decl. ¶¶10-11. This evidence does not directly controvert Defendants’ statement that freshman
were hazed on the trip. However, Mr. LeFay’s declaration also stated that his son Gage LeFay told
Mr. Trenholm and Mr. Porter that he “did not know of hazing and had not seen it” on the trip. Id. ¶
14. This provides some support for Mr. Putnam’s statement, however it is problematic for two reasons.
First, the statement comes from the declaration of a parent of a baseball player, not the player himself.
Second, Mr. Putnam has not presented evidence that “several members” state no hazing occurred.
However, the Court modified Defendants’ paragraph twenty-six to reflect that the hazing discussed in
the May 7, 2012 letter was “alleged,” that is, not confirmed in this record by any of the players
themselves. See PSAMF ¶ 116; DRPSAMF ¶ 116.
17
Mr. Putnam’s paragraph 125 states:
Superintendent Doe had never expressed to Mr. Putnam concerns about hazing on the
2012 annual spring varsity baseball trip.
PSAMF ¶ 125. The Defendants denied the paragraph and asked that it be stricken because they
claimed that it was not supported by the record citation. DRPSAMF ¶ 125. They also note that Mr.
Doe put Mr. Putnam on administrative leave because of the hazing allegations, citing their paragraph
twenty-eight, which Mr. Putnam admitted.
In support of his paragraph 125, Mr. Putnam cited a portion of Mr. Doe’s deposition:
Q. Was there some reason, after you received the complaint, that you did not call Mr.
Putnam down and advise him that there was a complaint against him?
A. I don’t believe I informed him, no.
Doe Dep. at 52:6-9. The Court agrees that the record does not support Mr. Putnam’s paragraph 125
to the effect that Mr. Doe had never expressed concerns to him about the hazing allegations. The
Court modified the statement to more accurately reflect the record citation.
16
Neither John Walker nor Kenneth or Paige Colville had children on the 2012
varsity baseball team. PSAMF ¶ 117; DRPSAMF ¶ 117. John Walker was employed
with Mr. Putnam at Southern Aroostook and previously sought to have Mr. Putnam
separated from his positions. PSAMF ¶ 118; DRPSAMF ¶ 118. Mr. Colville was the
superintendent of Southern Aroostook for four years and two months. PSAMF ¶ 119;
DRPSAMF ¶ 119. Previously, he was a special education teacher and a special
education director. Id. Mr. Colville was hired in 1987 or 1988. Id. Not once during
his tenure as superintendent did Mr. Colville express concerns to Mr. Putnam that
hazing was occurring on the baseball team. Id.
H.
Hazing Investigation and Findings
Based upon the complaint letter, Superintendent Doe requested that an
attorney from Drummond Woodsum conduct an investigation. DSMF ¶ 27; PRDSMF
¶ 27; PSAMF ¶ 120; DRPSAMF ¶ 120. Board members do not recall authorizing the
investigation. PSAMF ¶ 121; DRPSAMF ¶ 121. M. Thomas Trenholm, Esquire, and
Principal Porter conducted the investigation into the alleged hazing incidents.18
PSAMF ¶ 122; DRPSAMF ¶ 122.
Mr. Putnam was interviewed as part of the
investigation and informed of the allegations. DSMF ¶ 33; PRDSMF ¶ 33. Mr.
Trenholm also interviewed eleven of the thirteen players as well as all four adults
who chaperoned the trip.19 DSMF ¶ 34; PRDSMF ¶ 34. During those meetings,
Defendants clarified Mr. Trenholm’s first name. DRPSAMF ¶ 122. The record supports their
clarification. The Court modified the paragraph to reflect this clarification.
19
Mr. Putnam moved to strike Defendants’ paragraph thirty-four on the grounds that it is
unsupported by the record and the report upon which it relies is inadmissible hearsay. PRDSMF ¶
34. In support of their statement, the Defendants cite the entire Trenholm Report. DSMF ¶ 34.
Motions to strike statements of fact are generally not allowed, but can be used as a vehicle for removing
a fact from the Court’s consideration. See D. ME. LOC. R. 56(e).
18
17
members of the baseball team were coerced by being told they were an
“embarrassment” and lying when they denied hazing occurred.
PSAMF ¶ 123;
DRPSAMF ¶ 123.
On or about May 15, 2012, in response to the complaint letter and following an
oral report on the investigation, Mr. Doe placed Mr. Putnam on administrative
leave.20 DSMF ¶ 28; PRDSMF ¶ 28.
On May 29, 2012, Mr. Trenholm issued a report in which he concluded that
hazing had occurred on the 2012 trip and on prior trips. DSMF ¶ 34; PRDSMF ¶ 34.
The Court reviewed the Trenholm Report in its entirety and found the following statements:
On May 9, 2012, I individually interviewed each of the four adults who accompanied
the Team on this year’s trip . . . .
On May 15, 2012, I individually interviewed eleven of the thirteen players who
attended this year’s trip.
Based on the credible statements of the players I interviewed, I find overwhelming
evidence that hazing occurred on this year’s trip. I also find that this year’s incidents
were more extensive than previously understood by school officials. Furthermore, it is
clear that the players who engaged in this year’s initiation saw themselves as part of
a longstanding tradition of scaring and hurting first-year players.
I find that not only did hazing occur multiple times on this year’s trip, but it has been
prevalent on past trips and that fact is widely known among players and adults alike.
Trenholm Mem. at 1, 1, 6, 7. The Court concludes that this supports the Defendants’ statement that
Mr. Trenholm interviewed eleven of the thirteen players as well as four adults who chaperoned the
trip. The Court could not, however, locate support in the Trenholm Report for the Defendants’
statement that Mr. Trenholm concluded that the adults on the trip “should have known hazing was
occurring.” The Court omits that portion of the Defendants’ statement.
With respect to whether the Trenholm Report constitutes inadmissible hearsay, the report is
not being offered for its truth, but for the effect it had on its readers – the superintendent and the
Board. Accordingly, the report’s findings are admissible to show the motives of the report’s readers.
See FED. R. EVID. 801(c); see, e.g., United States v. Green, 887 F.2d 25, 27-28 (1st Cir. 1989)
(coconspirator’s statement that victim was informer and that coconspirator had killed people before
was not hearsay because it was not offered for its truth; instead, statements were used to show
conspirator’s motive in shooting victim, to protect the conspiracy). The Court has included the
Defendants’ paragraph thirty-four.
20
The Court supplemented the fact with the approximate date to clarify the order in which the
events occurred. Mr. Doe testified in his deposition that he believed he put Mr. Putnam on
administrative leave on May 15, 2012. See Doe Dep. at 53:24-54:3.
18
Mr. Trenholm subsequently wrote that “furthermore Coach Putnam was aware that
[] [Superintendent Doe] and the board had concerns about hazing before this year’s
trip.” PSAMF ¶ 124; DRPSAMF ¶ 124. However, Board members never expressed
concerns to Mr. Putnam about hazing on the annual spring baseball trip. PSAMF ¶
126; DRPSAMF ¶ 126.
Mr. Trenholm also wrote Superintendent Doe a letter dated May 31, 2012 in
which he concluded:21
Although Coach Putnam said he was not aware of these rumors, or
hazing on any trips, I found that Coach Putnam knew or should have
known that hazing occurred on these trips. Notwithstanding this, Coach
Putnam did nothing to stop the hazing or protect the first-year players
from the annual initiations on these trips. Not only did the hazing and
these initiations amount to more than mere “horseplay,” the
overwhelming evidence shows that first-year players were indeed hurt
by this very dangerous and severe annual occurrence. Nonetheless,
Coach Putnam chose to ignore all the warning signs for years and did
not sufficiently act to prevent or prohibit this hazing.22
DSMF ¶ 35; PRDSMF ¶ 35.
Mr. Putnam knew that the district had an anti-hazing policy. DSMF ¶ 36;
PRDSMF ¶ 36. Mr. Putnam knew that the Board and Mr. Doe had concerns about
hazing before the 2012 trip.23 DSMF ¶ 37; PRDSMF ¶ 37. Mr. Putnam agreed that
The letter was dated May 31, 2012, not March 30, 2012. See DSMF Attach. 10 May 31, 2012
Letter from M. Thomas Trenholm to Superintendent Doe (ECF No. 17-10).
22
Mr. Putnam moved to strike Defendants’ paragraph thirty-five on the same grounds that he
moved to strike paragraph thirty-four. The Court overrules Mr. Putnam’s hearsay argument for the
same reasons articulated in footnote nineteen. The record supports the Defendants’ statement, and
the Court admits it as written.
23
Mr. Putnam denied Defendants’ paragraph thirty-seven citing Mr. Porter’s deposition at page
42, lines 1 through 4:
21
Q. Prior to the spring, varsity baseball spring 2012 trip, did you have any more
conversations with Mr. Putnam saying, “We have concerns about hazing, you want to
be really careful,” anything like that?
A. I don’t recall them.
19
if hazing occurred on the trip, it occurred while he was responsible for supervising
the students.24 DSMF ¶ 38; PRDSMF ¶ 38. Mr. Putnam agreed that if hazing had
become part of the culture of the baseball team that it would be a problem for the
school district.25 DSMF ¶ 39; PRDSMF ¶ 39.
Mr. Doe’s stated reason for putting Mr. Putnam on administrative leave was
that Mr. Putnam failed to properly supervise students on the baseball trip during
which hazing occurred.26 DSMF ¶ 29; PRDSMF ¶ 29. Mr. Putnam was put on
administrative leave in part because Mr. Doe believed that Mr. Putnam failed to
PRDSMF ¶ 37 Attach. 4 Dep. of Jonathan C. Porter, at 41:25-42:4 (ECF No. 20-4) (Porter Dep.). First,
the record evidence cited by the Defendants is Mr. Putnam’s own testimony in which he acknowledged
that he knew that the Superintendent and the Board had concerns about hazing before the 2012 trip.
DSMF ¶ 37 Attach. 5 Dep. of Murray Putnam, at 108:17-25 (ECF No. 17-5) (Murray Dep.). Mr. Putnam
may not contradict his own admission about what he actually knew by citing testimony from someone
else who could not recall what Mr. Putnam knew. This is a frivolous objection and the Court includes
Defendants’ paragraph thirty-seven.
24
Mr. Putnam interposed a qualified response to Defendants’ paragraph thirty-eight because he
was unaware of any hazing on the trip. PRDSMF ¶ 38. The fact that he was unaware of any hazing
on the trip does not effectively deny that he agreed that any hazing that happened on the trip occurred
while he was responsible for supervising the students. The Court overrules Mr. Putnam’s objection
and includes the statement as written.
25
Mr. Putnam interposed a qualified response to Defendants’ paragraph thirty-nine because he
did not agree that hazing was part of the culture of the baseball team. However, paragraph thirtynine does not say that Mr. Putnam agreed that hazing was part of the baseball team culture. The
Court considers his qualification non-responsive, overrules it, and includes the Defendants’ statement
as written.
26
Mr. Putnam denied Defendants’ paragraph twenty-nine. See PRDSMF ¶ 29. He cited a
portion of a declaration by Leanne White, a member of the Board, which states:
As a School Board Member of RSU #50 I was surprised that I was not consulted before
Mr. Putnam was placed on administrative leave. In fact I was not told he was on
administrative leave until the lawyers from Drummond Woodsum came. The Board
was told that the lawyers had done an investigation but we weren’t allowed to ask any
questions.
White Decl. ¶ 9. Ms. White’s statement does not contradict Defendants’ paragraph twenty-nine.
However, the Defendants have phrased the statement so that it may be interpreted as a legal
conclusion, rather than a statement of fact. Accordingly, the Court has altered the statement to clarify
that the 2012 hazing was Mr. Doe’s stated reason for placing Mr. Putnam on administrative leave,
leaving open whether his stated reason was the true reason.
20
communicate to his players the school district’s anti-hazing policies.27 DSMF ¶ 30;
PRDSMF ¶ 30.28,29
Mr. Putnam believes his contracts were not renewed because the Walker
family has a personal vendetta against him, because of his age, and because he was
Mr. Putnam interposed a qualified response to the Defendants’ paragraph thirty because Mr.
Doe does not know if Mr. Putnam advised the students of the hazing policy. PRDSMF ¶ 30.
In support of their arguments, both parties cite a portion of Mr. Doe’s deposition that does not
discuss Mr. Putnam’s communication of the hazing policy to the baseball players. See Doe Dep. at
65:8-25. In reviewing the record, both parties appear to have mis-cited the page and intended to cite
Mr. Doe’s testimony at page sixty-seven, lines eight through twenty-five:
27
Q. So that’s the basis of why he was put on administrative leave?
A. Because he did not follow the policies and procedures outlined by RSU 50 related to
hazing.
Q. And what specific policy are you talking about? When you say hazing, is there
something that - - other than what we’ve talked about?
A. There’s a hazing policy.
Q. I understand that. I also understand that your concern has been that you don’t
believe he communicated that hazing policy to them, to the students, because they
engaged in hazing while on the trip; correct?
A. Yes.
Q. Is there something else about the hazing policies that you believe that Mr. Putnam
violated?
A. He’s responsible to follow those policies, also.
Q. What did he do that violated the policy?
A. He allowed hazing to take place on the trip.
Doe Dep. at 67:8-25. Viewing the evidence in the light most favorable to Mr. Putnam, the Court
concludes that it supports his qualification. The Court modified the statement to accurately reflect
Mr. Doe’s deposition testimony.
28
The Defendants’ paragraph thirty-one states:
Mr. Putnam was not put on administrative leave because of his age. DSMF ¶ 31.
Mr. Putnam denied Defendants’ paragraph thirty-one. PRDSMF ¶ 31. In his Complaint, Mr.
Putnam has charged that he was discriminated against because of his age and therefore the Court
declines to accept Defendants’ paragraph thirty-one because it is a contested legal conclusion in the
guise of a fact.
29
The Defendants’ paragraph thirty-two states:
Mr. Putnam was not put on administrative leave because he spoke out against
consolidation. DSMF ¶ 32.
Mr. Putnam denied Defendants’ paragraph thirty-two. PRDSMF ¶ 32. In his Complaint, Mr.
Putnam has charged that the school district disciplined him because he spoke out against consolidation
and therefore, the Court declines to accept Defendants’ paragraph thirty-two because it is a contested
legal conclusion in the guise of a fact.
21
a vocal opponent of school consolidation.30 DSMF ¶ 52; PRDSMF ¶ 52. Mr. Putnam
also believes the Walker vendetta dates back to the early 1970s.
DSMF ¶ 53;
PRDSMF ¶ 53. Mr. Putnam acknowledges that the Trenholm Report played a role
in the non-renewal of his contract. DSMF ¶ 40; PRDSMF ¶ 40.
I.
RSU 50 School Board Holds Public Meeting to Discuss Concerns
About Mr. Putnam’s Separation
When members of the public became aware that Mr. Putnam had been
separated from his position, they submitted petitions to Superintendent Doe seeking
his reinstatement. PSAMF ¶ 127; DRPSAMF ¶ 127. When that failed, community
members requested a public meeting to discuss their concerns.
PSAMF ¶ 128;
DRPSAMF ¶ 128.
On June 18, 2012, the Board held a special meeting and invited Mr. Putnam
to be heard on the subject of the investigation.31 DSMF ¶ 41; PRDSMF ¶ 41; PSAMF
¶ 131; DRPSAMF ¶ 131. Mr. Putnam did not intend to attend the meeting unless he
Mr. Putnam interposed a qualified response to Defendants’ paragraph fifty-two because he
believes age discrimination and his vocal opposition to school consolidation played a role in the
nonrenewal of his contracts. PRDSMF ¶ 52. In support of his qualification, he cites the following
paragraphs of his sworn declaration:
30
9. Terry Comeau, then the superintendent of the Southern Aroostook Community
School District and I were two of the most influential voices speaking out against
consolidation.
11. The April 2011 letter received by Scot Walker was an implied threat which was
unfortunately all too real, that if I did not retire, I would be forced out.
15. At the time that I was separated from my positions I was 66 years old.
PDRSMF Attach. 11 Decl. of Murray Putnam, ¶¶ 9, 11, 15 (ECF No. 20-11) (Putnam Decl.). Viewing
the cited portion of Mr. Putnam’s declaration in the light most favorable to Mr. Putnam, the Court
concludes that he believed his contracts were not renewed because of his opposition and age. The
Court modified the statement of fact accordingly.
31
The Court added the date of the meeting to provide context. The record evidence cited by the
Defendants provides the date of the meeting. See DSMF Attach. 11 June 18, 2012, Maine Reg’l Sch.
Unit #50 Special Sch. Bd. Mtg. (ECF No. 17-11).
22
had a copy of the complaint; he requested a copy of the complaint and Mr. Doe did not
give it to him, so he elected not to attend the special meeting.32 DSMF ¶ 42; PRDSMF
¶ 42.
Prior to the meeting, community members speaking in favor of Mr. Putnam
were told to delete comments that were critical. PSAMF ¶ 132; DRPSAMF ¶ 132.
Mr. Putnam’s proponents were limited to three to five minutes. PSAMF ¶ 133;
DRPSAMF ¶ 133. The one person who spoke in opposition to Mr. Putnam, Ken
Colville (Stephen Walker’s father-in-law), was allowed to speak for fifteen minutes.
PSAMF ¶ 134; DRPSAMF ¶ 134. Those supporting Mr. Putnam were given three to
five minutes to speak and told that their comments had to be approved in advance.
PSAMF ¶ 129; DRPSAMF ¶ 129. That was never authorized or required by the
Board. PSAMF ¶ 130; DRPSAMF ¶ 130. Many members of the Board were troubled
by the procedure followed by the Board in Mr. Putnam’s case as they felt it was onesided and not in accord with Board policies. PSAMF ¶ 135; DRPSAMF ¶ 135. Board
members also held secret conversations concerning Board matters.33 PSAMF ¶ 136;
DRPSAMF ¶ 136.
Mr. Putnam interposed a qualified response to Defendants’ paragraph forty-two because he
stated he would not go to the meeting without first reviewing a copy of the complaint, and a copy was
not provided to him. PRDSMF ¶ 42. Mr. Putnam’s qualification is supported by the record and
provides context for his decision not to attend the board meeting. The Court accepts his qualification
and modifies the statement of fact accordingly.
33
The Defendants denied Mr. Putnam’s paragraph 136 because the record citations establish
only that a few Board members had casual discussions. DRPSAMF ¶ 136.
In support of his paragraph 136, Mr. Putnam cited portions of the declarations of Leanne White
and Nichole Cullinan, two Board members. PSAMF ¶ 136. In her declaration, Ms. White states:
32
11. I do not believe the RSU #50 Board followed its policies during my tenure on the
Board. I do believe that there were secret meetings between RSU 50 School Board
Members. I was so distressed by the way the Board was run that I felt compelled to
23
J.
Larry Malone Hired as RSU 50 Superintendent
On July 1, 2012, RSU hired Larry Malone as its superintendent. DSMF ¶¶ 11,
45; PRDSMF ¶¶ 11, 45; PSAMF ¶ 137; DRPSAMF ¶ 137. Before that time, Mr.
Malone was the principal at the Mattanawcook Junior High School in Maine School
Administrative District 67. DSMF ¶ 12; PRDSMF ¶ 12. He had been the principal,
and Mr. Putnam’s supervisor, at Southern Aroostook from 1993 to 2000. PSAMF ¶
138; DRPSAMF ¶ 138. During the seven years that Mr. Malone was Mr. Putnam’s
supervisor he did not have any concerns that there was hazing on the baseball team.
PSAMF ¶ 139; DRPSAMF ¶ 139. Mr. Malone believed if there was any hazing, Mr.
Putnam would have stopped it. PSAMF ¶ 140; DRPSAMF ¶ 140.
In July 2012, shortly after Mr. Malone became superintendent, Mr. Putnam
asked for a meeting. PSAMF ¶ 141; DRPSAMF ¶ 141. Mr. Malone met with Mr.
resign, however I moved and was no longer able to sit on the board so [it] was not
necessary to resign my position.
White Decl. ¶ 11. In her declaration, Ms. Cullinan states:
7. My understanding of what we were supposed to do on the RSU #50 Board was to
discuss important issues concerning our communities and children. Discussions are
supposed to have a beginning, middle, and an end. The discussions on the RSU #50
Board only had an end, we were told the issue, how to vote, then voted. I believe it
was a colossal waste of time designed to give the appearance of community
involvement when in fact the Board was being run by the Walkers.
9. I was on the Board when Mr. Gordon and others sought to make a presentation on
Mr. Putnam’s behalf. The Board never discussed and never voted on any prerequirements or limitations of comments. To extend that, the public had to have their
comments approved or their speaking time was limited, it was not done by vote or
agreement of the full Board.
Cullinan Decl. ¶¶ 7, 9.
Viewing the evidence in the light most favorable to Mr. Putnam, the Court concludes it is
sufficient to support a slightly modified version of his statement; however, there is no record support
for the idea that the conversations were “unsanctioned” or “illegal.” The Court admits the statement
as modified to more accurately reflect the record.
24
Putnam twice that month regarding his employment with RSU 50 – once alone and
once with Mr. Porter. DSMF ¶¶ 46, 47; PRDSMF ¶¶ 46, 47. During those meetings,
Mr. Malone gave Mr. Putnam the opportunity to respond to the hazing investigation,
and was interested in whether there would be a compromise in regards to the baseball
team spring trip and to the hazing, an issue that had been very divisive in the
community.34 DSMF ¶ 49; PRDSMF ¶ 49.
During the first meeting, Mr. Putnam told Mr. Malone that he believed the
situation had been mishandled and that it arose out of an ongoing long history with
the Walker family. DSMF ¶ 48; PRDSMF ¶ 48. Mr. Putnam asked to be re-appointed
as the varsity baseball coach and the athletic director. PSAMF ¶ 142; DRPSAMF ¶
142. Mr. Malone responded by asking “How much longer do you want to do this?”
PSAMF ¶ 143; DRPSAMF ¶ 143. Mr. Malone was not aware of Mr. Putnam’s position
on consolidation until July 2012. DSMF ¶ 13; PRDSMF ¶ 13. Mr. Malone had not
seen the anonymous letter before this lawsuit. DSMF ¶ 56; PRDSMF ¶ 56.
K.
Mr. Putnam Not Reappointed as Athletic Director or Varsity
Baseball Coach
Mr. Putnam was not re-appointed as the athletic director or varsity baseball
coach. PSAMF ¶ 144; DRPSAMF ¶ 144. Instead, on Principal Jonathan Porter’s
recommendation, Mr. Malone appointed Mr. Porter himself, then forty years old, to
Mr. Putnam interposed a qualified response to Defendants’ paragraph forty-nine on the ground
that Superintendent Malone did not work to rectify the situation. Mr. Putnam’s qualification does not
directly address the statement in Defendants’ paragraph forty-nine, but it raises the issue of whether
the statement of fact is adequately supported by the record. The Court reviewed the record, concluded
that it did not entirely support the proposed statement of fact, and modified the statement of fact to
more accurately reflect the record.
34
25
be athletic director and Mr. David Day, also in his forties, to be varsity baseball
coach.35 DSMF ¶¶ 50, 51; PRDSMF ¶¶ 50, 51; PSAMF ¶ 145; DRPSAMF ¶ 145.
At the time Mr. Putnam was separated from his positions he was sixty-six
years old. PSAMF ¶ 146; DRPSAMF ¶ 146. When Mr. Malone advised Mr. Putnam
that he would not be re-appointed to the positions he had held for forty-four years
(varsity baseball coach) and thirty-nine years (athletic director), the Board, not the
Superintendent, had the authority to appoint co-curricular positions.36 PSAMF ¶ 90;
DRPSAMF ¶ 90.
III.
THE PARTIES’ POSITIONS
A.
The Defendants’ Motion
1.
Municipal Liability
The Defendants argue that they are entitled to summary judgment on Counts
I, II, and III because Mr. Putnam cannot meet the standard required for the
imposition of municipal liability. Defs.’ Mot. at 6. Defendants submit that without
evidence of a discriminatory policy or widespread discriminatory practice, RSU 50
may not be held liable under 42 U.S.C. § 1983 for its employees’ conduct. Id. Here,
Defendants contend, Mr. Putnam has neither alleged nor presented evidence that
RSU 50 had a policy or custom in place that resulted in retaliation against Mr.
Mr. Putnam interposed a qualified response to Defendants’ paragraph fifty because Mr.
Malone appointed Mr. Porter, then forty years old, to be the athletic director and Mr. David Day, who
was also in his forties, to be the varsity baseball coach. PRDSMF ¶ 50. The record supports Mr.
Putnam’s qualification and the Court modifies the statement of fact accordingly.
36
Viewing the evidence in the light most favorable to Mr. Putnam, the Court concludes that there
is a genuine dispute about the authority of the school board and the superintendent vis-a-vis the
appointment and nonrenewal of coaches and co-curricular positions and the Court has accepted the
non-movant’s statement. See footnote 8, supra.
35
26
Putnam in violation of his First Amendment or due process rights. Id. at 7. Further,
they argue, the nonrenewal of Mr. Putnam’s contracts may not be considered official
policy; although the Board had the ultimate policymaking authority regarding
nondiscriminatory hiring practices, it was the superintendent who declined to
nominate or appoint Mr. Putnam. Id. at 7-8. Thus, Defendants contend, Mr. Putnam
has failed to allege anything more than a respondeat superior theory of liability,
which is insufficient to establish municipal liability. Id. at 8.
2.
Retaliation Claim
Defendants contend that they are entitled to summary judgment on Count I
because Mr. Putnam cannot establish either a prima facie case of retaliation or
pretext. Id. They point out that although Mr. Putnam began speaking out against
school consolidation in 2007 and continued to express his opposition through 2011,
his employment contracts were renewed every year through 2012.
Id. at 9.
Additionally, they state, several RSU 50 employees expressed reservations about
school consolidation, some still employed by the school district. Id. Significantly,
they argue, Mr. Doe and Mr. Malone were responsible for appointing or nominating
Mr. Putnam; both were hired after consolidation occurred and neither was aware of
Mr. Putnam’s opposition to consolidation. Id.
Even if Mr. Putnam can establish a prima facie showing of retaliation,
Defendants argue, he cannot establish pretext because the record evidence makes
clear that his contracts were not renewed because of the tradition of hazing on the
baseball team under his supervision. Id. at 10. Mr. Doe testified that he placed Mr.
27
Putnam on administrative leave for failure to properly supervise students and failure
to communicate the district’s anti-hazing policy to his players. Id. Furthermore, they
submit that Superintendent Malone declined to appoint or nominate Mr. Putnam for
renewal because of the hazing incident, not because of Mr. Putnam’s opposition to
school consolidation. Id.
3.
Section 1983 Claim for Violation of Maine’s Open Meeting
Law
Defendants submit that they are entitled to summary judgment on Count II
because: (1) Mr. Putnam cannot hurdle the municipal liability standard with respect
to his claim against RSU 50, and there is no suggestion that either of the individual
Defendants was involved in the alleged secret meetings; (2) § 1983 does not provide
a remedy for a violation of a state open meeting law; (3) Mr. Putnam’s claim, brought
nearly two years after the superintendent declined to reappoint him, is a “thinly
veiled attempt to circumvent” the statute of limitations applicable to violations of
Maine’s Freedom of Access Act (FOAA), and is untimely; and, (4) there is no evidence
that the school board held any secret meetings in violation of FOAA. Id. at 10-11.
4.
Due Process Claim
Defendants submit that the nonrenewal of Mr. Putnam’s contracts did not
violate his due process rights. Id. at 11. First, they argue that Mr. Putnam was
provided adequate due process because: (1) he was interviewed as part of the hazing
investigation; (2) the Board held a special meeting, which Mr. Putnam declined to
attend, to discuss the investigation and Mr. Putnam’s employment; and, (3) Mr.
Putnam met twice with Superintendent Malone before the superintendent appointed
28
others to the coach and athletic director positions. Id. at 11-12. Second, Defendants
insist that Mr. Putnam cannot establish a property interest in his continued
employment required to maintain a due process claim. Id. at 12. Coach and athletic
director, Defendants state, are not protected positions and there is no evidence that
RSU 50 or the Department of Education had any policy or rule regarding ongoing
employment of coaches and athletic directors.
Id.
Defendants assert that Mr.
Putnam’s claim that he had an “implicit agreement” with the school district to extend
his employment until he was ready to retire is not supported by any evidence and is,
in any case, unenforceable. Id.
5.
Age Discrimination Claim
Defendants maintain that they are entitled to summary judgment on Count IV
because Mr. Putnam cannot establish a prima facie showing of age discrimination,
nor can he prove pretext. Id. at 13. They argue that the record is “clear” that Mr.
Putnam did not meet all legitimate job expectations, as evidenced by the tradition of
hazing on the baseball team. Id. at 14. Specifically, they contend that Mr. Putnam
knew that the Board and Superintendent Doe had concerns about hazing before the
April 2012 trip, that Principal Porter articulated those concerns, that if hazing had
become a part of the baseball team culture it would be a problem for the school
district, and that the hazing investigation report played a role in the nonrenewal of
his contracts. Id. Further, Defendants contend, their stated reason for not renewing
Mr. Putnam’s contract was his role in the baseball team hazing. Id.
29
Next, Defendants argue that even if Mr. Putnam can establish a prima facie
age discrimination claim, he has provided no evidence of pretext. Id. The anonymous
letter demanding Mr. Putnam’s retirement, Defendants contend, is potentially
inadmissible, is not probative of Mr. Doe or Mr. Malone’s motive for declining to
reappoint Mr. Putnam, and did not play a role in Superintendent Malone’s decision
because he had not seen the anonymous letter before this lawsuit. Id. at 14-15.
B.
Murray Putnam’s Response
1.
Municipal Liability
Mr. Putnam concedes that the respondeat superior theory of liability is
unavailable to him, but he maintains that the Board systematically failed to follow
its own policies, leading to constitutional violations and forming a basis for imposing
liability. Pl.’s Opp’n at 19.
2.
Retaliation Claim
Mr. Putnam maintains that he has demonstrated that his vocal opposition to
consolidation was as a citizen and was protected speech. Id. at 11. Further, he states,
there is no question he was forced out of his position within a year of the school
consolidation. Id.
He acknowledges that there is no direct evidence that he was forced out
because of his opposition but contends he has presented ample circumstantial
evidence to support his claim. Id. First, he argues, Scot Walker unnecessarily
presented the anonymous letter to the school administration, sending a clear message
to Mr. Putnam that his opposition would cost him his job. Id. Second, Mr. Putnam
30
contends that in August 2011, Mr. Knowles, who had never met Mr. Putnam, voiced
reservations about and ultimately voted against approving him to the athletic
director and baseball coach positions because “he was a ‘controversial figure’ in the
community.” Id. at 12. Third, Mr. Putnam contends that it is reasonable to infer that
he and Mr. Comeau were singled out because they were the strongest, most
influential individuals in the Southern Aroostook school district and were opposed to
consolidation. Id.
Next, Mr. Putnam attacks the hazing investigation undertaken by Mr.
Trenholm at the school’s request, arguing that the Trenholm Report is supported only
by inadmissible hearsay evidence and that the Defendants have submitted no
affidavits, declarations, or depositions of the individuals who claim to have been
hazed and who informed Mr. Putnam of the hazing. Id. at 12-13. Further, he
contends, the report’s conclusions are tainted by bias because it was completed by a
law firm that represents the school district in this case. Id. at 13.
Even if the Court considers the report, Mr. Putnam argues, it is flawed for
three reasons: (1) it states that the Board told Mr. Putnam to be wary of hazing on
the 2012 trip when none of the Board members recall doing so; (2) none of the
administrators who supervised Mr. Putnam, including Mr. Porter, Mr. Malone, and
Mr. Comeau, ever advised him of any hazing concerns; and (3) the investigation was
results-driven – two parents found the investigators’ questioning of their children
coercive and offensive. Id. Mr. Putnam contends that the report is mere pretext used
to force him from his positions. Id. He maintains he has presented sufficient,
31
admissible evidence that parents of children on the trip said they did not see hazing
or report it to Mr. Putnam, and that if anything untoward were to happen that he
would take appropriate action. Id. at 13-14.
3.
Section 1983 Claim for Violation of Maine’s Open Meeting
Law
Mr. Putnam contends that he has presented sufficient evidence to demonstrate
that the Board violated his right to petition and right to freedom of association when
it held secret meetings in violation of RSU 50 school board policy and 1 M.R.S. § 403.
Id. at 14. In support of his argument, Mr. Putnam points to evidence of three
conversations among Board members that occurred outside public Board meetings
and while matters concerning his employment were before the Board. Id. at 14-15.
He asserts that his only opportunity to seek redress for these meetings is through a
§ 1983 action. Id. at 15.
4.
Due Process Claim
Mr. Putnam argues that his due process rights were violated by the Board
when it did not follow its own policies on open meetings, public comment at meetings,
and appointment of coaching and co-curricular positions. Id. He maintains that the
Board had policies in place that governed its approach to these three issues, and that
the existence of those policies creates a constitutionally-protected interest and
obligation to follow the policies. Id. at 15-16. Turning to the special meeting of the
Board, Mr. Putnam asserts that community members were told they had to submit
their statements before the meeting and instructed to limit their comments to three
to five minutes, and some community members were asked to change their
32
statements. Id. at 16. Mr. Putnam contends that none of these requirements is set
forth in the RSU 50 school board policies. Id.
Finally, Mr. Putnam submits that the Board, not the superintendent, was
authorized to appoint the athletic director and baseball coach, and that Mr. Malone’s
unilateral appointment of Mr. Porter as athletic director and Mr. Day as baseball
coach, without the approval of the full Board, violated Mr. Putnam’s due process
rights. Id. at 17.
5.
Age Discrimination Claim
Mr. Putnam rejects the Defendants’ assertions that he has failed to meet his
burden of demonstrating that he met legitimate job expectations and that he
therefore failed to make a prima facie showing of age discrimination. Id. He contends
that Defendants have presented no direct evidence that any hazing occurred. Id. at
18. Mr. Putnam restates his argument that the Trenholm Report is inadmissible and
biased, and it is merely pretext for separating him from his positions with RSU 50.
Id. He further argues that age was a factor in the decision to force him from his
positions, as evidenced by: (1) the anonymous letter that called him old and obstinate;
(2) Mr. Porter’s statement to the Board in 2009 that he could do Mr. Putnam’s job if
he retired; and (3) Mr. Malone’s question to Mr. Putnam in the summer of 2012 asking
how long he wanted to continue working. Id.
C.
The Defendants’ Reply
1.
Municipal Liability
33
The Defendants reply that Mr. Putnam has offered no evidence that an
unconstitutional RSU 50 policy or custom resulted in his nonrenewal, and thus there
are no grounds for liability under § 1983. Defs.’ Reply at 1. Furthermore, they argue,
Mr. Putnam has failed to show a causal link between any action of the Board and the
nonrenewal of his contracts. Id. at 2. The Defendants assert it is undisputed that
the superintendent, not the Board, decided not to renew Mr. Putnam’s contracts, and
municipal liability does not exist if the conduct of the school board is unrelated to the
employment action. Id. at 1-2. The Defendants conclude that RSU 50 is entitled to
summary judgment on all counts. Id. at 2.
2.
Retaliation Claim
The Defendants maintain that Mr. Putnam has failed to establish a causal link
between his opposition and his nonrenewal. Id. They contend that the evidence Mr.
Putnam points to in support of his argument – the anonymous letter that makes no
reference to consolidation, a school board member calling Mr. Putnam a
“controversial figure,” and an alleged but unsupported claim of a district-wide
conspiracy to quash opposition to consolidation – fails to establish causation because
Mr. Malone was the person who decided not to renew Mr. Putnam’s contracts and Mr.
Malone was completely unaware of Mr. Putnam’s opposition to consolidation before
July 2012. Id. at 2-3.
Even if Mr. Putnam has established a prima facie claim of retaliation,
Defendants contend, he has not denied that Superintendent Malone’s decision was
motivated by the hazing incident. Id. at 3. The Defendants argue that they are not
34
offering the Trenholm Report for the truth of the matter asserted, but instead for its
impact on its readers and ultimate decisionmakers regarding Mr. Putnam’s
employment: the superintendents. Id. at 3 n.3.
3.
Section 1983 Claim for Violation of Maine’s Open Meeting
Law
The Defendants reply that they are entitled to summary judgment on Count II
because there is no evidence that the Board violated FOAA’s open meeting
requirement when members had informal discussions regarding Mr. Putnam, and
because a FOAA violation is not actionable as a § 1983 claim.
Id. at 4.
The
Defendants insist that FOAA claims must be brought under Maine Rule of Civil
Procedure 80B. Id.
4.
Due Process Claim
The Defendants reject Mr. Putnam’s argument that he had a property interest
in continued employment, and insist that Mr. Putnam had no property interest
beyond his expired, one-year contracts. Id. at 5. Even if Mr. Putnam had a property
interest, Defendants say, he was given ample opportunities to respond to the hazing
allegations – despite any procedural defects in the Board’s public hearing – and met
twice with Superintendent Malone to discuss his potential reappointment. Id.
5.
Age Discrimination Claim
The Defendants urge that Mr. Putnam has introduced no direct evidence of age
discrimination and no admissible evidence that the hazing allegations were pretext
for age discrimination. Id. at 7. Specifically, they contend, stating an employee is
“set in his ways” or asking him how long he would like to work do not constitute direct
35
evidence of age discrimination. Id. at 6-7. Defendants also clarify that Mr. Porter
stated only that he could absorb Mr. Putnam’s vice principal responsibilities if the
position were eliminated. Id. at 7. Finally, Defendants contend that statements
made by parents of baseball team players are inadmissible because they have no
personal knowledge of whether hazing occurred. Id.
IV.
DISCUSSION
A.
Summary Judgment Standard
Summary judgment is appropriate only “if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” FED. R. CIV. P. 56(a). A fact is “material” if it “has the potential to
change the outcome of the suit.” Tropigas de Puerto Rico, Inc. v. Certain Underwriters
at Lloyd’s of London, 637 F.3d 53, 56 (1st Cir. 2011) (quoting Borges ex rel. S.M.B.W.
v. Serrano-Isern, 605 F.3d 1, 5 (1st Cir. 2010)). A dispute is “genuine” if “a reasonable
jury could resolve the point in favor of the nonmoving party.” Id. (quoting McCarthy
v. Nw. Airlines, Inc., 56 F.3d 313, 315 (1st Cir. 1995)).
“If the moving party has made a preliminary showing that there is no genuine
issue of material fact, the nonmovant must ‘produce specific facts, in suitable
evidentiary form, to establish the presence of a trialworthy issue.’” McCarthy v. City
of Newburyport, 252 Fed. Appx. 328, 332 (1st Cir. 2007) (quoting Triangle Trading
Co., Inc. v. Robroy Indus., Inc., 200 F.3d 1, 2 (1st Cir. 1999) (internal punctuation
omitted). In other words, the non-moving party must “present ‘enough competent
evidence’ to enable a factfinder to decide in its favor on the disputed claims.” Carroll
36
v. Xerox Corp., 294 F.3d 231, 237 (1st Cir. 2002) (quoting Goldman v. First Nat’l Bank
of Boston, 985 F.2d 1113, 1116 (1st Cir. 1993)).
The Court then “views the facts and draws all reasonable inferences in favor
of the nonmoving party.” Ophthalmic Surgeons, Ltd. v. Paychex, Inc., 632 F.3d 31,
35 (1st Cir. 2011). However, the Court “afford[s] no evidentiary weight to ‘conclusory
allegations, empty rhetoric, unsupported speculation, or evidence which, in the
aggregate, is less than significantly probative.’” Tropigas, 637 F.3d at 56 (quoting
Rogan v. City of Boston, 267 F.3d 24, 27 (1st Cir. 2001)); accord Sutliffe v. Epping
Sch. Dist., 584 F.3d 314, 325 (1st Cir. 2009).
The Supreme Court has stated that “the plain language of Rule 56(c) mandates
the entry of judgment . . . against a party who fails to make a showing sufficient to
establish the existence of an element essential to that party’s case . . . .” Celotex Corp.
v. Catrett, 477 U.S. 317, 322 (1986).
B.
Actions Pursuant to 42 U.S.C. § 1983
The plain language of 42 U.S.C. § 1983 grants to individuals a cause of action
for “the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws” by those acting “under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory.” 42 U.S.C. § 1983. To prevail
on a § 1983 claim, a plaintiff must demonstrate: (1) “the challenged conduct is
attributable to a person acting under color of state law”; and (2) “the conduct must
have worked a denial of rights secured by the Constitution or by federal law.”
Freeman v. Town of Hudson, 714 F.3d 29, 37 (1st Cir. 2013) (quotation and citation
37
omitted). “Claims of retaliation for the exercise of First Amendment rights are
cognizable under § 1983.” Powell v. Alexander, 391 F.3d 1, 16 (1st Cir. 2004).
C.
Count I: Retaliation in Violation of 42 U.S.C. § 198337
“The First Amendment guarantees the ‘public interest in having free and
unhindered debate on matters of public importance.’” Rosaura Bldg. Corp. v.
Municipality of Mayaguez, 778 F.3d 55, 66 (1st Cir. 2015) (quoting Pickering v. Bd. of
Ed. of Twp. High Sch. Dist. 205, 391 U.S. 563, 573 (1968)). This guarantee applies to
government employees as well, who should not “suffer reprisal from a government
official for engaging in protected speech because of the possible chilling effect against
the free exercise of constitutional rights.” Rosaura, 778 F.3d at 66. The First Circuit
has held, “as a general matter, ‘claims of retaliation for the exercise of First
Amendment rights are cognizable under § 1983.’” Rosaura, 778 F.3d at 66 (quoting
Centro Médico del Turabo, Inc. v. Feliciano de Melecio, 406 F.3d 1, 9 (1st Cir. 2005)).
1.
The Prima Facie Case
To prevail on a § 1983 claim of retaliation for activity protected by the First
Amendment, a plaintiff must demonstrate: (1) that he engaged in constitutionallyprotected speech; and, (2) that the protected speech was a substantial or motivating
factor in the adverse employment action taken against him by the defendant. See
Wytrwal v. Saco Sch. Bd., 70 F.3d 165, 170 (1st Cir. 1995). To establish that his
conduct was constitutionally protected under the first prong of this analysis, a public
Mr. Putnam’s Complaint gave Messrs. Doe and Malone fair notice that they were being sued
in their official and individual capacities, so the Court considers Mr. Putnam’s claims against them.
See Powell v. Alexander, 391 F.3d 1 (1st Cir. 2004).
37
38
employee must meet two requirements. Rosaura, 778 F.3d at 66-67. First, the
employee must establish that he was speaking “as a citizen on a matter of public
concern.”
Id. at 66 (internal citation omitted).
Second, “the First Amendment
protection of the speech must outweigh the government’s interest as an employer.”38
Id. at 67.
Next, in order to satisfy the second prong of the analysis, the “motivation
prong,” the employee must produce “‘sufficient direct or circumstantial evidence’ that
his constitutionally protected conduct was the driving factor that caused the
retaliation.” Id. (quoting Diaz-Bigio v. Santini, 652 F.3d 45, 51 (1st Cir. 2011)). The
plaintiff’s burden in establishing this prong “is more substantial than the burden of
producing prima facie evidence in, for example, the first stage of a Title VII
discrimination case.”
Id. (internal citation omitted).
However, for this prong,
summary judgment will only be granted as a matter of law to the defendant “if (1) the
record evidence compelled the conclusion that the plaintiff would have [suffered the
adverse employment action] in any event for nondiscriminatory reasons, or (2) the
plaintiff did not introduce sufficient evidence in the first instance to shift the burden
of persuasion to the defendants.” Guilloty Perez v. Pierluisi, 339 F.3d 43, 56 (1st Cir.
2003) (emphasis in original) (quoting Acevedo-Diaz v. Aponte, 1 F.3d 62, 67 (1st Cir.
1993)).
The Court must first identify the portion of Mr. Putnam’s speech that was
constitutionally protected. See Rosarua, 778 F.3d at 67 (“[I]t is vital for any claim to
This inquiry is known as the Pickering balancing test. See Rodriguez v. Municipality of San
Juan, 659 F.3d 168, 180 (1st Cir. 2011).
38
39
clearly present the protected activity on which it is premised”). Here, the speech at
issue consists of Mr. Putnam’s vocal and ongoing opposition to school consolidation
from 2007 to 2011.
With respect to the first part of the first prong, the parties do not dispute that
Mr. Putnam spoke out against school consolidation as a citizen or that his speech was
on a matter of public concern. Neither submits any argument on the Pickering
balancing requirement – the second part of the first prong addressing the need to
weigh protected speech against the government’s interest as employer – and the
Court does not explore that issue further.39
Turning to the second “motivation” prong of the analysis, the parties dispute
whether Mr. Putnam has presented sufficient circumstantial evidence to
demonstrate that his speech was the cause of the retaliation.40 The Defendants
submit that Mr. Putnam’s contracts were renewed during the time he spoke in
opposition to consolidation, that other employees opposed to consolidation were still
employed by the school district, and that both Messrs. Doe and Malone, who were
responsible for appointing Mr. Putnam, were hired after consolidation occurred.
Defs.’ Mot. at 9. In response, Mr. Putnam contends that: (1) Mr. Knowles, then-chair
of the Board, voted against his reappointment in August 2011 because Mr. Putnam
On June 19, 2014, the United States Supreme Court decided Lane v. Franks. Lane v. Franks,
134 S. Ct. 2369 (2014). The Court concludes Lane does not apply here for at least three reasons. As
Lane is based on the Pickering factors and the parties have not raised the Pickering balancing test,
the Court has not considered it. See Rodriguez, 659 F.3d at 180 n.8. Further, the Lane Court focused
on whether the plaintiff’s testimony was made as a citizen, but there is no dispute here that Mr.
Putnam was speaking as a citizen. Finally, Lane addressed whether the plaintiff in that case was
offering sworn testimony, and there is no evidence that Mr. Putnam was doing so.
40
Mr. Putnam concedes he has no direct evidence that he was not reappointed because of his
opposition to consolidation. Pl.’s Opp’n at 11.
39
40
was controversial; (2) the anonymous letter sent immediately after the vote on
consolidation; and, (3) the timing of Mr. Putnam’s nonrenewal – within a year of
consolidation – is circumstantial evidence of causation. Pl.’s Opp’n at 11-12. The
Defendants counter that none of Mr. Putnam’s evidence amounts to a prima facie
claim of retaliation because Mr. Malone was the person who decided not to renew Mr.
Putnam’s contracts. Defs.’ Reply at 2-3.
The Defendants lean heavily on their contention that Mr. Malone, who
Defendants insist knew nothing about Mr. Putnam’s position on consolidation and
who alone was responsible for the nonrenewal of Mr. Putnam’s contracts, acted solely
for reasons other than Mr. Putnam’s opposition. The Court is unpersuaded. First,
Mr. Malone was not the only person involved in the decisions regarding Mr. Putnam’s
contracts. Mr. Doe put Mr. Putnam on administrative leave. Second, viewing the
record and all reasonable inferences drawn from it in the light most favorable to Mr.
Putnam, the Court concludes that there is a genuine issue of material fact as to
whether Mr. Doe knew about Mr. Putnam’s opposition.41 Third, Mr. Knowles voted
In his deposition, Mr. Doe was questioned about the community meeting held in late 2011
where consolidation was discussed:
41
Q. And you remember Mr. Putnam being at that meeting?
A. I do.
...
Q. The meeting that you recall that Mr. Putnam attended, did he speak out against
consolidation?
A. I know he was there, and I know he spoke, but - (Shrugging shoulders.)
...
Q. And I know that you don’t know exactly what Mr. Putnam might have said in that
meeting. Do you recall whether he spoke against the RSU or not?
A. I don’t recall.
41
against Mr. Putnam’s reappointment in August of 2011 – at a meeting that Mr. Doe
would have attended in his role as superintendent – because Mr. Putnam was
“controversial.”
Fourth, the timing of the nonrenewal of Mr. Putnam’s contracts is not as
neutral as Defendants contend. It is undisputed that Mr. Putnam’s opposition to
consolidation extended through 2011, and that Mr. Putnam’s contract was renewed
each year until June 2012, during which time that Mr. Putnam spoke out against
consolidation. Mr. Putnam’s contracts lasted for one-year terms, and his 2011-2012
contract was set to expire at the end of June 2012. That would mean that his 20112012 contract began at the end of June 2011.42 RSU 50 was not formed until July 11,
2011, however, which was presumably after Mr. Putnam’s contract had been renewed
for the 2011-2012 school year. The next opportunity to renew his contract would thus
have been in June 2012, when it was not renewed. Although the timing of the
nonrenewal does not carry the day for Mr. Putnam,43 it is, in conjunction with other
evidence on record, at least suggestive of a relationship between Mr. Putnam’s vocal
opposition to consolidation and the nonrenewal of his contracts.
Finally, the record evidence demonstrates that the atmosphere in the district
at that time was partisan and contentious, and Mr. Putnam was on the side that
Doe Dep. at 17:19-18:14. A jury could conclude that as he was at the meeting, as the consolidation
issue was controversial, and as Mr. Putnam, an administrator, coach, and teacher, spoke vigorously
against consolidation at the meeting, Mr. Doe must have heard what Mr. Putnam said. A jury could
decide not to believe Mr. Doe’s testimony that he has no recollection about what Mr. Putnam said.
42
Neither of the parties submitted copies of Mr. Putnam’s contract, so the Court’s conclusion
represents a logical inference based upon other record evidence.
43
Temporal proximity is one method of proving the causal element of a retaliation claim; a lack
of temporal proximity weakens, but does not doom a plaintiff’s case.
42
ultimately lost.
Although the Defendants point out that other employees were
opposed to consolidation and kept their jobs, it is unclear which employees
Defendants refer to, whether their opposition to consolidation was as vocal and public
as Mr. Putnam’s opposition, whether they and Mr. Putnam had the same type of
contracts, and whether they occupied more protected positions. Furthermore, Mr.
Comeau, another of the most influential opponents of consolidation, was only offered
a five-month term as superintendent. When Mr. Comeau turned that offer down, his
successor Mr. Doe was offered a one-year term as interim superintendent.
A rational factfinder could conclude that the leadership of the newlyconsolidated RSU 50 wanted Mr. Putnam – a vocal opponent of consolidation – out of
his job. Ultimately, the record evidence undermines the Defendants’ positions that
Mr. Malone and/or Mr. Doe acted alone, and that neither knew anything about Mr.
Putnam’s position on consolidation. For the purposes of summary judgment, the
Court concludes that Mr. Putnam has presented a genuine issue of material fact as
to whether his vocal opposition to consolidation was a substantial or motivating cause
in the refusal to renew his contracts.44 In other words, Mr. Putnam has generated a
The Defendants go into some detail about the First Circuit’s decision in Wytrwal but do not
explain that case’s relevance. See Defs.’ Mot. at 9. Wytrwal does not carry the Defendants’ argument
very far, however, for two reasons. First, Wytrwal was decided after a full trial. See Wytrwal, 70 F.3d
at 168. Second, the First Circuit upheld the District Court’s finding that the plaintiff’s protected
conduct was a “motivating” factor behind the defendant’s decision not to rehire her, but also upheld
the District Court’s factual finding that the defendants had carried their burden that they would not
have renewed the plaintiff’s contract even in the absence of the protected conduct. See id. at 170-71.
The First Circuit concluded that the credit given to the defendant’s testimony regarding the plaintiff’s
job performance was “within the discretion of the factfinder . . . .” Id. at 171. Here, the record evidence
supports the conclusion that a reasonable jury could find that Mr. Putnam’s protected speech was the
driving force behind the Defendants’ decision not to renew his contract. Simply because another
reason could be a motivating factor does not provide the Defendants with a victory at summary
judgment. Furthermore, in contrast to Wytrwal, the Defendants have not established that there is no
44
43
genuine dispute of material fact with respect to whether Messrs. Doe and Malone
were motivated to do what they did, in part or in whole, because of his protected
speech. The Court concludes that Mr. Putnam has presented sufficient evidence to
satisfy his burden of demonstrating a prima facie case of First Amendment
retaliation.
2.
The Mt. Healthy Defense
The Defendants now have an opportunity to show “by a preponderance of the
evidence that [they] would have reached the same decision . . . even in the absence of
the protected conduct.” Wytrwal v. Saco Sch. Bd., 70 F.3d 165, 170 (1st Cir. 1995)
(quoting Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 287 (1977)).
Specifically, a defendant is required to show at summary judgment that the “record
would compel a reasonable jury to find that the adverse action would have occurred
anyway, not merely that such action would have been warranted anyway.” McCue v.
Bradstreet, __ F.3d __, No. 14-1922, 2015 WL 4366589, at *11 (1st Cir. July 16, 2015).
This defense “ensures that a plaintiff is not put ‘in a better position as a result of the
exercise of constitutionally protected conduct than he would have occupied had he
done nothing.”’ Id. at *10 (quoting Mt. Healthy, 429 U.S. at 285).
The Defendants’ sole evidence supporting their decision to put Mr. Putnam on
administrative leave and not to renew his contract is the Trenholm Report. To the
Defendants’ credit, the report was issued following an investigation by the school
district’s attorney. The report concluded that hazing occurred on the spring 2012
genuine issue of material fact as to whether they would not have renewed Mr. Putnam’s contract even
in the absence of the protected conduct.
44
trip, and that Mr. Putnam knew or should have known about the hazing. This
supplies a basis for concluding that the action taken against Mr. Putnam was for a
legitimate reason and was warranted.
The report is not without its weaknesses, however. Notably, it is essentially
the Defendants’ sole source of hazing evidence. Furthermore, Mr. Putnam has raised
legitimate factual disputes about the validity of the report’s facts and conclusions.
For example, the parties do not dispute that members of the baseball team were
coerced in meetings held as part of the hazing investigation. They were told they
were an “embarrassment” and that they were lying when they denied that hazing
occurred. Moreover, Mr. Porter participated in the investigation, and later helped
Mr. Malone find replacements for Mr. Putnam and one of those replacements was Mr.
Porter himself. Finally, the circumstances surrounding the May 7, 2012 hazing
letter, which set the investigation in motion, are troubling. None of the three people
who signed the letter had children on the baseball team. One is the father of a
member of the RSU 50 Board, and is from a family with a long-standing conflict with
Mr. Putnam.
In sum, Mr. Putnam has argued and presented sufficient evidence, which if
believed, suggests that the investigation and the process by which he was terminated
were biased and flawed, and the Defendants have offered no evidence to show how
they handle issues with other employees who have failed to properly implement their
policies.
This case presents an intensely fact-oriented dispute, and the Court
concludes that the Defendants have not demonstrated that there is no genuine issue
45
of material fact as to whether that they would have reached the same decision even
in the absence of Mr. Putnam’s protected conduct.
3.
Pretext
Even if the Defendants met their burden of demonstrating the Mt. Healthy
defense, the Court concludes that the record contains credible evidence creating a
genuine issue of material fact as to whether the reasons advanced by the Defendants
are a pretext for retaliatory conduct in violation of Mr. Putnam’s First Amendment
rights. It is for a factfinder to determine whether Messrs. Doe and Malone would
have taken the same action in the absence of Mr. Putnam’s protected speech. It is
possible that they took action against Mr. Putnam because of his vocal opposition to
school consolidation, but it is also possible that they took action because Mr. Putnam
violated RSU 50 policy. It is for a jury, not for this Court, to resolve these conflicting
factual and credibility issues. The Court denies the Motion for Summary Judgment
as to Defendants Doe and Malone on Count I.45
4.
Municipal Liability on Count I46
Plaintiffs face “additional requirements” in order to establish liability against
a municipal defendant. Freeman v. Town of Hudson, 714 F.3d 29, 37 (1st Cir. 2013).
“In an action pursuant to 42 U.S.C. § 1983, there can be no municipal liability under
Neither of the parties raised or briefed qualified immunity and the Court considers that issue
waived for the purposes of this Order.
46
The Defendants argue that Mr. Putnam cannot establish municipal liability under § 1983 on
Counts I, II, and III, and that they are entitled to summary judgment on those Counts. Defs.’ Mot. at
6-8. However, they do not provide any municipal liability arguments regarding Counts II and III. The
only municipal liability argument Defendants articulate is related to Count I – whether liability for
Mr. Putnam’s termination can be attributed to RSU 50. Therefore, the Court only considers
Defendants’ municipal liability argument on Count I, and analyzes the Board’s liability on Counts II
and III.
45
46
a respondeat superior theory.” Fabiano v. Hopkins, 352 F.3d 447, 452 (1st Cir. 2003)
(quoting Monell v. Dept. of Soc. Servs., 436 U.S. 658, 690–95 (1978)). Put differently,
“[a] municipality cannot be held liable solely because it employs a tortfeasor . . . .”
Monell, 436 U.S. at 691 (emphasis in original). Therefore, a plaintiff must show that
the municipality itself is responsible for the denial of rights, and “liability attaches to
a municipality under § 1983 ‘only if the violation occurs pursuant to an official policy
or custom.’” Rodriguez–Garcia v. Miranda–Marin, 610 F.3d 756, 769 (1st Cir. 2010)
(quoting Welch v. Ciampa, 542 F.3d 927, 941 (1st Cir. 2008)); see also City of St. Louis
v. Praprotnik, 485 U.S. 112, 122 (1998) (“[G]overnments should be held responsible
when, and only when, their official policies cause their employees to violate another
person's constitutional rights”).
Isolated acts by government employees may also provide for municipal
liability, however, as “an unconstitutional governmental policy could be inferred from
a single decision taken by the highest officials responsible for setting policy in that
area of the government's business.” Praprotnik, 485 U.S. at 123; see also Welch, 542
F.3d at 942 (“Although liability may not be imposed on a municipality for a single
instance of misconduct by an official lacking final policymaking authority, ‘it is plain
that municipal liability may be imposed for a single decision by municipal
policymakers under appropriate circumstances’”) (quoting Pembaur v. City of
Cincinnati, 475 U.S. 469, 480 (1986) (plurality opinion)) (internal citation omitted).
“A plaintiff can establish the existence of an official policy by showing that the
alleged constitutional injury was caused by a formal decision of a municipal
47
legislative body, or by a person with final policymaking authority.” Welch, 542 F.3d
at 941 (internal citation omitted).
“Municipal liability attaches only where the
decisionmaker possesses final authority to establish municipal policy with respect to
the action ordered.” Pembaur, 475 U.S. at 481.
The Supreme Court set forth the process for determining where policymaking
authority lies for the purposes of § 1983 liability:
Reviewing the relevant legal materials, including state and local
positive law, as well as custom or usage having the force of law, the trial
judge must identify those officials or governmental bodies who speak
with final policymaking authority for the local governmental actor
concerning the action alleged to have caused the particular
constitutional or statutory violation at issue. Once those officials who
have the power to make official policy on a particular issue have been
identified, it is for the jury to determine whether their decisions have
caused the deprivation of rights at issue by policies which affirmatively
command that it occur, or by acquiescence in a longstanding practice or
custom which constitutes the standard operating procedure of the local
governmental entity.
Jett v. Dallas Indep. Sch. Dist., 491 U.S. 701, 737 (1989) (internal citations and
quotations omitted).
Whether an official “has this requisite level of specific
policymaking authority is a matter of state law.” Walden v. City of Providence, 596
F.3d 38, 55-56 (1st Cir. 2010).
Under Maine law, a superintendent does not have final policymaking
authority, and instead “enforce[s] or cause[s] to be enforced all the rules of the school
board.” 20-A M.R.S. § 1055(7); see also Craig v. Maine Sch. Admin. Dist. No. 5, 350
F. Supp. 2d 294, 297 (D. Me. 2004) (“[U]nder Maine law, a school superintendent does
not have the authority to develop and implement employment practices . . .” and
therefore cannot be considered a final policymaker for the purposes of municipal
48
liability). In contrast, a school board has the authority to “adopt policies that govern
the school administrative units.” 20-A M.R.S. § 1001(1-A). In matters of employment,
the fact that a superintendent has “discretionary and final authority to make the
decision in question does not necessarily mean that he was a ‘policymaker’ with
respect to that decision.” Craig, 350 F. Supp. 2d at 297; see also Pembaur, 475 U.S.
at 483 n.12. To demonstrate that a superintendent possesses final policymaking
authority, a plaintiff must establish that the school board in fact specifically
delegated its authority in this area. See, e.g., Young v. City of Providence ex rel.
Napolitano, 404 F.3d 4, 30 n.21 (1st Cir. 2005) (determining that a public safety
commissioner “clearly was such a final policymaker . . . as . . . he had been delegated
broad policymaking authority over [police department] procedures by the
municipality”); Charette v. Maine Sch. Admin. Dist. No. 27, 2005 WL 914763, at *4
(D. Me. Jan. 31, 2005); Craig v. Maine Sch. Admin. Dist. No. 5, 350 F. Supp. 2d 294,
297 n.2 (D. Me. 2004).
The Defendants argue that the Board had ultimate policymaking authority
regarding nondiscriminatory hiring practices, whereas Mr. Putnam submits it is
unclear whether the Board retained that authority or whether it delegated that
authority to the superintendent.
The parties appear to agree that the Board
possesses the ultimate policymaking authority unless it specifically delegated that
authority to the superintendent. Therefore, Mr. Putnam must produce some evidence
in order to create a triable issue as to whether the Board in fact specifically delegated
its authority in this area.
49
In this case, the Board’s actions suggest that it had specifically delegated to
the superintendent its authority in this area. Superintendent Doe exercised his
“usual” discretionary employment authority to hire and fire, by putting Mr. Putnam
on administrative leave and by hiring his replacement.
In addition, however,
Superintendent Doe handled the escalation of the hazing issue, reached out to
Drummond Woodsum to conduct an investigation, and received the report
summarizing the findings of the hazing investigation. All told, Superintendent Doe’s
actions may go beyond the usual scope of a superintendent’s discretionary authority,
and indicate that the Board had delegated broad policymaking authority over RSU
50 procedures to him.
Furthermore, there is evidence that the Board ratified Superintendent Doe’s
decision when it held a special meeting with the public on the subject of Mr. Putnam’s
continued employment.47 This is not a case where the Board refused to review the
superintendent’s decision or said the superintendent had the sole authority to make
such decisions. See Craig, 350 F. Supp. 2d at 297 (plaintiff could not maintain a §
1983 claim “based solely upon the school board’s refusal to review” the
superintendent’s decision to terminate his employment). Here, the Board did not
merely go along with Superintendent Doe’s decision. This is enough to provide the
Court with a basis to infer ratification.
The Court could find no caselaw from either the Maine Law Court or the First Circuit
specifically discussing the requirements to establish ratification for the purpose of generating
municipal liability.
47
50
Finally, although the evidence in this case does not demonstrate the existence
of either a policy or custom under § 1983, it does not demonstrate a lack of those
elements. Neither party has presented evidence of the actual RSU 50 policies in place
during the time at issue.
However, Mr. Putnam has presented some negative
evidence in the form of recollections by Board members Hardy, White, and Cullinan.
Mr. Hardy stated that Board member Knowles and Superintendent Doe represented
that the actions Mr. Doe took were in accordance with RSU 50 policy, but Mr. Hardy
was not aware that any such policy was enacted during his time on the Board. Ms.
White recalled reading proposed rule changes that would have shifted the
responsibility for hiring co-curricular positions from the Board to the superintendent;
she told Mr. Knowles and Superintendent Malone that she thought they were acting
outside their authority, and neither contradicted her or presented evidence that the
policy change had been adopted. Ms. Cullinan’s declaration corroborated Ms. White’s
recollection about the policy proposal. This lack of positive evidence – at least on the
‘policy or custom’ issue leaves the Court in a quandary, but the presence of other
evidence suggesting ratification and/or delegation tips the scales in Mr. Putnam’s
favor. At the very least, the record shows that trial-worthy issues exist concerning
the Board and the superintendents’ roles in Mr. Putnam’s right to be free from
unconstitutional free-speech retaliation, which means the record supports municipal
liability on this theory of constitutional injury.
The Court concludes that the record establishes that the Board had final
policymaking authority with respect to employment decisions, but also that the
51
evidence in this case, when viewed in the light most favorable to Mr. Putnam, is
sufficient to generate a triable issue as to whether the Board specifically delegated
its authority to the superintendent, thus triggering municipal liability under § 1983.
The Court denies the Defendants’ Motion for Summary Judgment as to Defendant
RSU 50 on Count I.
D.
Count II: Violation of First Amendment Rights Under 42 U.S.C.
§ 1983
Mr. Putnam’s Complaint alleges that the Defendants violated his associational
and free speech rights and his right to petition for redress, in violation of the First
Amendment and 42 U.S.C. § 1983, when the members of the Board held secret
meetings in violation of Board policy and 1 M.R.S. § 403, and when the Board failed
to allow for public participation at a public meeting and limited and edited public
comments concerning the hazing investigation at that meeting. Compl. ¶¶ 47-53.
In their motion, the Defendants argue that § 1983 only provides a remedy for
the violation of federally-protected rights and therefore does not entitle Mr. Putnam
to relief on Count II, that Mr. Putnam should have brought his claim under Rule 80B
of the Maine Rules of Civil Procedure, that Mr. Putnam’s claim was untimely under
Rule 80B, and that there is no evidence that the Board held any clandestine meetings.
Defs.’ Mot. at 11. Mr. Putnam maintains that his § 1983 claim is cognizable because
1 M.R.S. § 403 contains no enforcement provision and therefore does not provide him
with any redress under state law. Pl.’s Opp’n at 15. He submits that he has presented
evidence that Board members privately discussed matters regarding his employment
while those matters were pending before the Board. Id. at 14. The Defendants
52
counter that the only discussions in the record were casual encounters and are
exceptions to Maine’s open meeting requirements, and that Rule 80B provides Mr.
Putnam with adequate redress for his claim. Defs.’ Reply at 3-4.
The issue—as Mr. Putnam has framed it—is whether the Board violated his
right to petition and right to freedom of association when it held secret meetings in
violation of both Board policy and 1 M.R.S. § 403.
Claims brought pursuant to the § 1983 are valid against officials who, acting
under color of state law, violate either the federal Constitution or federal law. See 42
U.S.C. § 1983. First, Mr. Putnam must point to a RSU 50 or Board policy, not a
violation of a policy, as a source of a constitutional violation in order to attach liability
under § 1983.48 See Ms. K. v. City of S. Portland, 407 F. Supp. 2d 290, 296 (D. Me.
2006) (“[U]nder § 1983, a Plaintiff must point to a policy, not a violation of a policy,
as the source of the constitutional violation in order to attach liability”). Mr. Putnam
has presented no evidence of the Board’s policies as the source of the asserted
constitutional violation.
He has made no substantial argument about how the
allegedly secret meetings related to 1 M.R.S. § 403. Second, Mr. Putnam does not cite
caselaw, nor could the Court find any, authorizing suits under § 1983 for violations
of state law. Even if Mr. Putnam’s claim – that the Board held secret meetings in
violation of Maine law – violated his First Amendment rights, and might put Count
If the Board had the authority to make the decision but the superintendent actually made it,
then the superintendent would have violated either RSU 50 or Board policy. Violations of such policies
are not grounds for § 1983 claims, and furthermore, as the Court has already articulated, there is no
evidence in the record of any policies allegedly violated.
48
53
II within the protection of § 1983, he has not articulated any argument on this point.49
Furthermore, Mr. Putnam says that he has no other redress, but provided no binding
caselaw supporting his position.50 Finally, even if Mr. Putnam could state a claim
under § 1983 for a violation of section 403, the relevant statute of limitations bars his
claim.51 The Court grants summary judgment on Count II as to all Defendants.
E.
Count III: Due Process Violations
“The Due Process Clause guarantees individuals procedural protections from
state actions that deprive those individuals of their property interests in certain
entitlements and benefits.” Clukey v. Town of Camden, 717 F.3d 52, 55 (1st Cir.
2013). “The threshold issue in a procedural due process action is whether the plaintiff
had a constitutionally protected property interest at stake.” Id. (quoting Mard v.
Neither party articulated an argument regarding whether the allegedly secret Board meetings
violated Mr. Putnam’s First Amendment rights. Mr. Putnam cites only two cases for the broad
proposition that the First Amendment provides a right to petition the government for redress, and
that right includes access to the courts. Pl.’s Opp’n at 14. Those are of no assistance in analyzing his
claim.
50
Mr. Putnam cited only one case in support of his position that “seemed to recognize that Section
1983 claims might be cognizable, if the Plaintiff had no other redress.” Pl.’s Opp’n at 15 (citing Berlickij
v. Town of Castleton, 248 F. Supp. 2d 335 (D. Vt. 2003)). Berlickij does not apply if there is a way to
redress Freedom of Access Act (FOAA) violations. In their motion, Defendants argued that Maine law
does provide Mr. Putnam with an avenue to redress municipal violations of 1 M.R.S. § 403 pursuant
to Maine Rule of Civil Procedure 80B. Defs.’ Mot. at 11. Mr. Putnam did not respond to this argument.
The Defendants appear to be correct. See 1 M.R.S. § 409(2) (providing for an appeal of an improper
municipal action under FOAA to Superior Court). In any event, Mr. Putnam has waived this part of
his argument by failing to respond to it.
51
Even if § 1983 offered relief for Mr. Putnam, the statute has no internal statute of limitations,
and thus § 1983 claims “borrow[ ] the appropriate state law governing limitations unless contrary to
federal law.” Poy v. Boutselis, 352 F.3d 479, 483 (1st Cir. 2003). The applicable statute of limitations
for actions pursuant to Maine’s Freedom of Access Act is thirty days, and Mr. Putnam filed his
complaint well after the expiration of that period. See Lewiston Daily Sun v. Sch. Admin. Dist. No.
43, 1999 ME 143, ¶ 7 n.3, 738 A.2d 1239 (“The first three counts of the complaint were not considered
further by the Superior Court, and are not at issue on this appeal, because they were out of time as
filed more than 30 days after the events complained of. M.R. Civ. P. 80(b) requires that such actions
“shall be filed within 30 days after notice of any action or refusal to act of which review is sought . . .
”).
49
54
Town of Amherst, 350 F.3d 184, 188 (1st Cir. 2003)).
The Court “determine[s]
whether such a property interest exists ‘by reference to state law.’” Acevedo-Feliciano
v. Ruiz-Hernandez, 447 F.3d 115, 121 (1st Cir. 2006) (quoting Bishop v. Wood, 426
U.S. 341, 344 (1976)).
The Defendants contend that Mr. Putnam has presented insufficient evidence
to support a due process claim, and that he failed to establish a property interest in
continued employment, a threshold requirement of a due process action. First, the
Defendants argue the evidence shows Mr. Putnam was afforded numerous
opportunities to present his side of the story: he was interviewed as part of the hazing
investigation, the Board held a special meeting on the subject of the investigation and
Mr. Putnam’s employment, and Mr. Putnam met twice with Mr. Malone before Mr.
Malone decided to appoint others as baseball coach and athletic director. Defs.’ Mot.
at 11-12. Second, they submit, Mr. Putnam does not have a property interest in
continued employment at RSU 50, a fundamental requirement of a due process claim.
Id. at 12.
Mr. Putnam disregards the Defendants’ arguments and instead focuses on his
contention that the Board violated its own policies. He says that the Board had a
policy in place that prohibited board members from discussing pending matters
outside of public meetings, which created a constitutionally-protected interest the
deprivation of which without due process is actionable under § 1983. Pl.’s Opp’n at
15-16. Mr. Putnam also argues that the Board violated due process when, contrary
to Board policies, community members were asked to change their statements when
55
they came to speak on Mr. Putnam’s behalf, when the Board told community
members they would have to submit their statements before the meeting and would
have to limit their comments to three to five minutes, and when Mr. Malone approved
the appointments of John Porter as athletic director and David Day as baseball coach
when the Board retained the authority to make those appointments. Id. at 16-17.
In reply, the Defendants virtually ignore Mr. Putnam’s arguments, repeating
their contention that Mr. Putnam lacks a property interest in his employment beyond
his one-year contracts, and because he was given sufficient opportunity to respond to
the nonrenewal of his contracts. Defs.’ Reply at 5.
Before turning to the legal analysis of Mr. Putnam’s due process claim, the
Court notes that Mr. Putnam cited no record evidence to support his argument that
the Board violated its own policies. Moreover, the Court could find in the record no
evidence of what the Board’s policies were at the time Mr. Putnam contends it was
violating them. Without evidence of what the Board’s policies were, the Court cannot
determine whether the Board violated them. Finally, the caselaw Mr. Putnam cites
does nothing to support his argument. He cites Ingraham v. Wright, 430 U.S. 651
(1977), for the proposition that a school board is not required to have specific policies
in place. Ingraham certainly does not advance the ball for Mr. Putnam because his
argument is premised on the notion that the Board had promulgated policies that it
had violated.
Next, he cites Sandin v. Conner, 515 U.S. 472 (1995), arguing that once a school
board enacts policies, the existence of those policies gives rise to a constitutionally-
56
protected interest triggering an obligation to follow those policies. In Sandin, a
prisoner brought a due process claim against prison officials and the state of Hawaii
when an adjustment committee refused to allow the prisoner to present witnesses
during a disciplinary hearing and then sentenced the prisoner to segregation for the
misconduct. Sandin, 515 U.S. at 475-477. The Supreme Court held that “neither the
Hawaii prison regulation in question, nor the Due Process Clause itself, afforded [the
prisoner] a protected liberty interest that would entitle him to the procedural
protections set forth in Wolff.”52 Id. at 487. Mr. Putnam has cited no controlling
caselaw that applies Sandin in a school board context. The Court concludes that
Sandin does not help Mr. Putnam. Mr. Putnam’s arguments in opposition to the
Defendants’ motion are lacking both evidentiary and legal support.
Although the Court determined that Mr. Putnam has presented no record
evidence that the Board had a role in the decision not to renew his contract, the Court
will consider whether the Board created a reasonable expectation that Mr. Putnam’s
employment would continue until retirement.
A property interest can be created when a public employee demonstrates “that
he has a reasonable expectation, arising out of a statute, policy, rule, or contract, that
he will continue to be employed.”53 Wojcik v. Massachusetts State Lottery Comm’n,
300 F.3d 92, 101 (1st Cir. 2002).
Wolff v. McDonnell, 418 U.S. 539 (1974).
Mr. Putnam has not submitted any evidence of his employment contracts. Even where an
employment contract required “cause” for dismissal of a director of special education during the term
of her contract, the Maine Supreme Judicial Court concluded that the director had no claim to
continued employment because the portion of her contract discussing nonrenewal and nonextension
contained no “cause” provision. Cook v. Lisbon Sch. Cmte., 682 A.2d 672, 676 (Me. 1996). To determine
52
53
57
Mr. Putnam’s Opposition presented no argument on whether state law created
a property interest in his continued employment, nor did he cite any supporting
caselaw.54 Mr. Putnam did allege, however, that the Southern Aroostook school
district implicitly agreed by actions, conduct, and verbal representations that he
would hold his positions until he chose to retire so long as he did not engage in conduct
giving the district just cause to terminate him. Compl. ¶ 56. Mr. Putnam did not
offer any evidence in his Statement of Material Facts or Complaint that would
support these alleged representations. Furthermore, if he is correct that the district
was essentially offering him a job until he chose to retire, the one-year term of each
of his contracts does not make sense. Allegations unsupported by any evidence,
argument, or caselaw are insufficient to carry Mr. Putnam past the summary
judgment phase.
The Court does not address whether Mr. Putnam received procedural due
process because he has failed to establish a property interest in his contracts. See
Coyne v. City of Somerville, 972 F.2d 440, 443 (1st Cir. 1992). Because the Court has
found no liability on the part of the Board, there can be no municipal liability. The
Court concludes that the Defendants are entitled to summary judgment on Count III.
F.
Count IV: Age Discrimination in Violation of the Maine Human
Rights Act
whether Mr. Putnam’s contract created a reasonable expectation of continued employment, the Court
would have to examine the contract itself and may not speculate as to what it might have said.
54
Nor could the Court find any statute or caselaw that would support the proposition that
coaches, athletic directors, or other co-curricular contracted positions have a property interest in
continued employment. In contrast, Maine superintendents, principals, and teachers, for example,
enjoy procedural protection. See 20-A M.R.S. §§ 1051-1055, 13201-13202, 13301-13305.
58
1.
The Maine Human Rights Act and McDonnell Douglas
Although he did not specify as much in his Complaint, Mr. Putnam appears to
have filed his age discrimination claim under the Maine Human Rights Act (MHRA).
See Compl. ¶¶ 67-68. Pursuant to the MHRA, it is unlawful “for any employer to fail
or refuse to hire or otherwise discriminate against any applicant for employment
because of . . . age . . . .” 5 M.R.S. § 4572(1)(A). When interpreting MHRA claims of
age discrimination, Maine courts commonly refer to parallel federal law. See Johnson
v. Univ. of Maine Sys., Civil No. 05-202-P-S, 2006 WL 2788402, at *20-21 (D. Me.
Sept. 25, 2006); Thorndike v. Kmart Corp., 35 F. Supp. 2d 30, 32 (D. Me. 1999). A
plaintiff asserting an age discrimination claim has the burden of establishing “that
age was the ‘but-for’ cause of the employer's adverse action.” Gross v. FBL Fin. Servs.,
Inc., 557 U.S. 167, 177 (2009).
Additionally, the plaintiff must establish by a
preponderance that “age was the ‘but-for’ cause of the challenged employer decision”
with either direct or circumstantial evidence. Id. at 177-78.
Absent
direct
evidence
of
discrimination,
the
Court
evaluates
age
discrimination claims under the familiar burden-shifting standard of McDonnell
Douglas Corp v. Green, 411 U.S. 792 (1973). Cameron v. Idearc Media Corp., 685
F.3d 44, 48 (1st Cir. 2012). A plaintiff must first establish a prima facie case by
showing that: (1) the plaintiff was at least forty years old; (2) he met the employer’s
job performance expectations; (3) the employer took an adverse employment action
against him; and (4) the employer subsequently filled the position.55 Id. The burden
The parties submit that the fourth element of a prima facie case is that “age was not a neutral
factor or [plaintiff] was replaced by a younger employee.” Defs.’ Mot. at 13; Pl.’s Opp’n at 17. That
55
59
then shifts to the employer to produce a “legitimate[,] non-discriminatory reason for
termination; and, if this is done, the plaintiff bears the ultimate burden of proving,
by a preponderance of the evidence, that the defendant's proffered reasons were a
pretext for discrimination.” Id.
2.
Direct Evidence of Discrimination56
“Although its exact contours remain somewhat murky, the term ‘direct
evidence’ normally contemplates only those statements by a decisionmaker that
directly reflect the alleged animus and bear squarely on the contested employment
decision.” Vesprini v. Shaw Contract Flooring Servs., Inc., 315 F.3d 37, 41 (1st Cir.
2002) (internal quotation marks omitted) (emphasis in original). A lack of temporal
proximity between the remarks and the adverse employment action may
“undermine[] the reasonableness of any inference that there existed a causal
relationship between the remarks and the subsequent decisionmaking by [the
employer].” See id. at 41-42 (holding remarks made one and a half to two years
element, however, does not apply in cases where there was no reduction in force at the place of
employment. See Hidalgo v. Overseas Condado Ins. Agencies, Inc., 120 F.3d 328, 333 (1st Cir. 1997).
Furthermore, the case the parties cite, Gonzalez v. El Dia, Inc., 304 F.3d 63 (1st Cir. 2002), does not
support their recitation of the elements of a prima facie claim of age discrimination. See id. at 68 n.5
(a plaintiff “must adduce evidence that (1) she was at least forty years of age; (2) her job performance
met the employer's legitimate expectations; (3) the employer subjected her to an adverse employment
action (e.g., an actual or constructive discharge); and (4) the employer had a continuing need for the
services provided by the position from which the claimant was discharged”).
56
Although Mr. Putnam never really briefed the issue and instead framed his argument under
the McDonnell Douglas burden-shifting analysis, he cites portions of the record he says are evidence
“that age was indeed a factor in the decision to force [him] from his positions . . . .” Pl.’s Opp’n at 18.
This suggests to the Court that he believes this is direct evidence of discrimination. However, this
argument immediately follows his contention that the hazing report is pretext, which would imply that
he offered the evidence to rebut Defendants’ legitimate, non-discriminatory reason for not renewing
his contract. The Court is concerned by Mr. Putnam’s lack of clarity on this issue because of his
potential to argue on appeal that whichever course the Court takes was improper. See, e.g.,
Dominguez-Cruz v. Suttle Caribe, Inc., 202 F.3d 424, 428-29 (1st Cir. 2000). Therefore, the Court will
consider Mr. Putnam’s evidence as both direct evidence of age discrimination and evidence of pretext.
60
between the comments and the adverse employment action lacked temporal
proximity). The comments must “unambiguously display an age-based animus” and
cannot be “reasonably susceptible to an entirely benign connotation . . . .” Id. at 42.
Finally, the comments must normally be made by a decisionmaker of record. Id.
Mr. Putnam maintains he presented evidence that supports an inference of
discriminatory animus, including: (1) Mr. Malone asked Mr. Putnam in July 2012
how much longer he wanted to work; (2) in 2009, Mr. Porter advised the Board that
when Mr. Putnam retired, he could do the work Mr. Putnam was doing as vice
principal;57 and, (3) an anonymous letter received by a Board member in July 2011
said that Mr. Putnam was old and obstinate and that he should retire. Pl.’s Opp’n at
18. The parties do not dispute that Mr. Malone made the decision to not renew Mr.
Putnam’s employment contract; thus, Mr. Malone is the decisionmaker of record for
the purposes of evaluating discriminatory animus.
First, with respect to Mr. Porter’s 2009 comment, the three-year gap between
the comment and challenged decision is too large to serve as direct evidence of agebased animus. Further, the members of the school board to which Mr. Porter directed
his comment are likely a different set of people from the members of the RSU 50 board
in place when Mr. Malone decided not to renew Mr. Putnam’s contract.58 Finally, the
comment was not made to the decisionmaker of record, Mr. Malone.
Mr. Putnam says that Mr. Porter told the Board that he could do Mr. Putnam’s job if he retired.
Pl.’s Opp’n at 18. This is a mischaracterization of the record, and the Court corrected the allegation
to accurately reflect the record.
58
At least the record does not demonstrate that the school board in 2009 before consolidation
was substantially the same as the school board in 2012 after consolidation.
57
61
Second, Mr. Putnam conceded that Mr. Malone had not seen the letter before
this lawsuit. Even if the July 2011 anonymous letter biased the RSU 50 Board, Mr.
Putnam cites no evidence that the Board either made or influenced the challenged
decision; thus, the letter is not probative of Mr. Malone’s discriminatory animus. See
Medina-Munoz v. R.J. Reynolds Tobacco Co., 896 F.2d 5, 10 (1st Cir. 1990).
Finally, Mr. Malone’s question to Mr. Putnam does not unambiguously display
an age-based animus. First, the context of the question is important: Mr. Putnam
and Mr. Malone’s first meeting was in July 2012, after Mr. Putnam had been placed
on administrative leave and his contract had expired. In that meeting, Mr. Putnam
asked to be re-appointed as the varsity baseball coach and athletic director, and Mr.
Malone responded by asking “[h]ow much longer do you want to do this?” Mr. Malone
could have been referring to Mr. Putnam’s campaign to keep his job, rather than Mr.
Putnam’s age or retirement plans.
Second, the comment is less suggestive of
discriminatory animus than other comments made by employers or decisionmakers
that have been found to be “stray” or “isolated” remarks that “demonstrate nothing.”
See, e.g., Shorette v. Rite Aid of Maine, 155 F.3d 8, 13 (1st Cir. 1998) (asking the
plaintiff “how old he was and when he planned to retire” was “a textbook example of
an isolated remark which demonstrates nothing . . .”); Wallace v. O.C. Tanner
Recognition Co., 299 F.3d 96, 100 (1st Cir. 2002) (“None of the inquiries . . . about [the
employee’s] retirement plans had significant probative value; they were brief, stray
remarks unrelated to the termination decisional process”). Such “‘stray workplace
remarks’ . . . normally are insufficient, standing alone, to establish pretext or the
62
requisite discriminatory animus.”
omitted).
Gonzalez, 304 F.3d at 69 (internal citation
This case is no exception; a stray remark that is not unambiguously
suggestive of discriminatory animus does not serve as sufficient direct evidence of
discrimination to prove that age was the “but-for” cause of Mr. Putnam’s nonrenewal.
Thus, the Court proceeds with analyzing Mr. Putnam’s claim under the McDonnell
Douglas burden-shifting framework.
3.
The Prima Facie Case
Mr. Putnam is a person over forty years of age, whose employer put him on
administrative leave and subsequently did not renew his contracts to serve as
baseball coach and athletic director. RSU 50 subsequently filled the positions. The
only dispute here is whether Mr. Putnam meets the second prong: that he was
qualified for the positions he held.
The Defendants’ theory of this case is that Mr. Putnam’s nonrenewal was
based on his failure to enforce the school’s anti-hazing policy, and that he allowed
hazing to occur on the spring 2012 baseball trip and previous trips, contrary to the
legitimate expectations of his roles as baseball coach and athletic director. Defs.’ Mot.
at 13-14. The Defendants contend that Mr. Putnam knew that the Board and Mr.
Doe had concerns about hazing before the 2012 trip, and that the hazing report played
a role in the nonrenewal of his employment contracts. Id. at 14. This serves as the
Defendants’ allegedly nondiscriminatory reason for not renewing Mr. Putnam’s
contracts, which satisfies the second part of the McDonnell Douglas burden-shifting
63
analysis. Defendants also submit that the “tradition of hazing” means that Mr.
Putnam also fails the second prong of the prima facie case. Id. at 13-14.
The First Circuit has made clear that the Court “cannot consider the
employer’s alleged nondiscriminatory reason for taking an adverse employment
action when analyzing the prima facie case.” Melendez v. Autogermana, Inc., 622
F.3d 46, 51 (1st Cir. 2010) (internal quotation omitted). The Court considers the
evidence Mr. Putnam has presented on whether he was meeting the legitimate job
expectations of his roles at the time of nonrenewal, because Mr. Putnam did not
submit any argument on this issue. The record evidence demonstrates that Mr.
Putnam had a forty-four-year career in various leadership roles at either Southern
Aroostook or RSU 50 and he led the baseball team to five state championships.
Mindful that Mr. Putnam’s burden at the prima facie stage is not particularly
onerous, see Benoit v. Technical Mfg. Corp., 331 F.3d 166, 173 (1st Cir. 2003), the
Court concludes that this evidence is sufficient to demonstrate there was a triable
issue as to Mr. Putnam’s ability to meet RSU 50’s legitimate expectations. See Velez
v. Thermo King de Puerto Rico, Inc., 585 F.3d 441, 448 (1st Cir. 2009) (legitimate
expectations prong met where plaintiff relied on twenty-four years of employment
with defendant without being subject to discipline due to his performance).
4.
Legitimate
and
Nonrenewal
Non-Discriminatory
Reason
for
Having concluded that Mr. Putnam successfully established a prima facie case
of age discrimination, the Court turns to the second step of the McDonnell Douglas
burden-shifting analysis: whether the Defendants articulated a legitimate and non64
discriminatory reason for not renewing Mr. Putnam’s employment contract. Mr.
Putnam has established the “rebuttable presumption that [Defendants] violated the
[MHRA],” and the Defendants now have “the burden of production—as distinguished
from the burden of proof—. . . to articulate a legitimate, nondiscriminatory basis for
[their] adverse employment action.” Acevedo-Parrilla v. Novartis Ex-Lax, Inc., 696
F.3d 128, 139-140 (1st Cir. 2012) (quoting González, 304 F.3d at 68–69).
The Defendants claim they did not renew Mr. Putnam’s contract because he
allowed hazing to occur on the spring 2012 trip when he was responsible for
supervising the students, in violation of the district’s anti-hazing policy. Defs.’ Mot.
at 14. The Defendants’ stated reason for the nonrenewal of Mr. Putnam’s contract
was his role in the hazing on the baseball team. Id. The Court concludes that this is
sufficient to “enable a rational factfinder to conclude that there existed a
nondiscriminatory reason” for the nonrenewal of Mr. Putnam’s contract. Ruiz v.
Posadas de San Juan Associates, 124 F.3d 243, 249 (1st Cir. 1997); see also Garcia v.
Bristol–Myers Squibb Co., 535 F.3d 23, 31 (1st Cir. 2008) (employer met its burden of
providing a legitimate, non-discriminatory reason by stating that employee was
discharged due to her deficient performance).
5.
Evidence of Pretext and Discriminatory Animus
At this third and final step, the burden shifts to Mr. Putnam, who, unaided by
the presumption that was previously established in the prima facie step, must
provide sufficient facts for a reasonable factfinder to conclude that the Defendants’
proffered reason for not renewing his contract is pretextual and the true reason for
65
the nonrenewal was discriminatory animus. See Melendez, 622 F.3d at 52. Put
differently, a plaintiff must offer “some minimally sufficient evidence, direct or
indirect, both of pretext and of [Defendants’] discriminatory animus.”
Acevedo-
Parilla, 696 F.3d at 140 (internal quotation omitted) (emphasis in original). “It is not
enough for a plaintiff merely to impugn the veracity of the employer’s justification;
he must ‘elucidate specific facts which would enable a jury to find that the reason
given is not only a sham, but a sham intended to cover up the employer’s real motive:
age discrimination.’” Mesnick v. Gen. Elec. Co., 950 F.2d 816, 824 (1st Cir. 1991)
(quoting Medina–Muñoz v. R.J. Reynolds Tobacco Co., 896 F.2d 5, 9 (1st Cir. 1990)).
“When assessing a claim of pretext in an employment discrimination case, the court
must focus on the motivations and perceptions of the employer’s decisionmaker.”
Bonefont-Igaravidez v. Int’l Shipping Corp., 659 F.3d 120, 126 (1st Cir. 2011).
As an introductory matter, the record supporting Mr. Putnam’s pretext
argument is exceedingly thin. The essence of Mr. Putnam’s position is that the hazing
investigation and the subsequent report were a pretext for RSU 50 to separate him
from his roles as baseball coach and athletic director. He assails the admissibility of
the report and the veracity of its contents, but fails to make any argument or cite any
caselaw to support a conclusion that the Defendants’ articulated reason for not
renewing his contract was pretext for age discrimination.
Furthermore, Mr. Putnam has failed to articulate any argument regarding
pretext. He says that “he just needs to make a prima facie case . . . and that he has
done.”
Pl.’s Opp’n at 19.
Put simply, Mr. Putnam is wrong.
66
“The burden of
persuasion does not shift to the employer to show that it would have taken the action
regardless of age, even when a plaintiff has produced some evidence that age was one
motivating factor in that decision.” Gross, 557 U.S. at 180.
At the same time, the Defendants have offered ample evidence to meet their
“limited burden of production,” Vesprini, 315 F.3d at 43, to demonstrate that the
hazing report and associated information before them led them to conclude that Mr.
Putnam’s actions directly contravened the district’s hazing policy, which served as
proper grounds for not renewing Mr. Putnam’s contract. The lone comment from Mr.
Malone to Mr. Putnam is a “stray remark” that does not carry the day. Mr. Putnam
has failed to meet his burden of establishing that the nondiscriminatory reason relied
upon by the Defendants was pretextual and that the challenged employment action
was motivated by an age-based animus.
It is true that a reasonable jury could find that the Defendants’ reasons for not
renewing Mr. Putnam’s contract, i.e., the hazing report and allegations of hazing on
the baseball team, are not credible.
However, the evidence suggests that the
allegations of hazing were pretext for, if anything at all, retaliation against Mr.
Putnam for opposing school consolidation, not age discrimination.
The Court
concludes that, even viewing the record evidence in the light most favorable to Mr.
Putnam, that Mr. Putnam has failed to raise a genuine issue of material fact as to
whether the nonrenewal of his employment contract was motivated by age
discrimination.
67
V.
CONCLUSION
The Court DENIES Defendants’ Motion for Summary Judgment on Count I,
and GRANTS Defendants’ Motion as to Counts II, III, and IV.
SO ORDERED.
/s/ John A. Woodcock, Jr.
JOHN A. WOODCOCK, JR.
UNITED STATES DISTRICT JUDGE
Dated this 15th day of September, 2015
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