FERRANTE v. MAS MEDICAL STAFFING
Filing
51
ORDER granting in part and denying in part 38 Defendant MAS Medical Staffing's Motion for Summary Judgment. By JUDGE JOHN A. WOODCOCK, JR. (MFS)
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
STEPHANIE M. FERRANTE,
Plaintiff,
v.
MAS MEDICAL STAFFING,
Defendant.
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2:13-cv-00211-JAW
ORDER GRANTING IN PART AND DENYING IN PART
DEFENDANT’S MOTION FOR SUMMARY JUDGMENT
Stephanie M. Ferrante brought this lawsuit under the Maine Human Rights
Act (MHRA) alleging that MAS Medical Staffing (MAS), her former employer,
wrongfully discriminated against her on the basis of sex, wrongfully retaliated
against her, and constructively discharged her.
Having considered the much-
disputed record, the Court concludes that under Federal Rule of Civil Procedure 56,
there are genuine issues of material fact that require jury resolution on the
retaliation but not the sex discrimination claim. The Court also concludes that
constructive discharge under the MHRA does not exist as an independent theory of
action and the Court grants judgment on that count.
I.
STATEMENT OF FACTS
A.
Procedural Posture
On May 20, 2013, Ms. Ferrante filed a complaint against MAS in Cumberland
County Superior Court, alleging that MAS had unlawfully discriminated against her
on the basis of sex, and alleging that MAS had wrongfully retaliated against and
constructively discharged her. State Ct. R. Attach. 2, Compl. at 2-3 (ECF No. 2-2)
(Compl.). On June 6, 2013, MAS removed the case to this Court. Notice of Removal
(ECF No. 1). MAS answered the complaint on June 7, 2013. Answer (ECF No. 5).
On June 24, 2013, MAS filed a motion to stay on the ground that its pending Motion
for Additional Findings / Motion to Amend before the Superior Court could resolve
the entire federal case. Motion to Stay (ECF No. 7). On September 9, 2013, the
Superior Court denied MAS’s motion, and on September 17, 2013, the Magistrate
Judge determined that the Motion to Stay was moot. Report of Hr’g and Order Re:
Scheduling (ECF Nos. 20, 21).
On April 3, 2014, MAS filed a notice of intent to file a motion for summary
judgment. Notice of Intent to File Summ. J. Mot. & Need for Pre-Filing Conference
(ECF No. 31). In anticipation of a Local Rule 56(h) Conference, MAS filed a preconference memorandum on April 11, 2014, Local Rule 56(h) Pre-Conference Filing
Mem. (ECF No. 35), and Ms. Ferrante responded on May 9, 2014, Pl.’s Resp. to Def.’s
Intent to File a Mot. for Summ. J. (ECF No. 36). On May 16, 2014, the Court held a
Local Rule 56(h) conference with counsel. Local Rule 56(h) Pre-Filing Conference
(ECF No. 37).
On June 13, 2014, MAS moved for summary judgment with a supporting
statement of material facts. Def.’s Mot. for Summ. J. (ECF No. 38) (Def.’s Mot.);
MAS’s Statement of Material Facts Regarding Summ. J. (ECF No. 39) (DSMF). On
June 30, 2014, Ms. Ferrante responded to MAS’s motion, filed a statement opposing
MAS’s statement of material facts, and filed her own statement of material facts. Pl.’s
2
Mem. of Law in Opp’n to Def.’s Mot. for Summ. J. (ECF No. 45) (Pl.’s Opp’n); Pl.’s
Opp’n to Def.’s Statement of Material Facts (ECF No. 42) (PRDSMF); Pl.’s Statement
of Material Facts (ECF No. 43) (PSAMF). On July 10, 2014, MAS filed a reply to Ms.
Ferrante’s opposition and to her statement of material facts. Def.’s Reply to Pl.’s
Opp’n to Mot. for Summ. J. (ECF No. 49) (Def.’s Reply); Def.’s Resp. to Pl.’s Statement
of Material Facts (ECF No. 50) (DRPSAMF).
B.
Summary Judgment Facts1
1.
Ms. Ferrante’s Employment History with MAS
MAS, founded in 2002, is a company that provides staff relief to health care
facilities in Maine, New Hampshire, and Rhode Island. DSMF ¶¶ 1, 3; PRDSMF ¶¶
1, 3. There are two divisions in the Westbrook, Maine MAS office: Elder Services and
Children’s Services. DSMF ¶ 13; PRDSMF ¶ 13.
MAS has a sexual harassment policy that provides in part:
MAS Medical Staffing and Home Care of Maine wants to ensure that its
employees can work without being subjected to sexual harassment.
Sexual harassment is unwanted attention of a sexual nature, often with
an underlying element of threat or coercion. It can also include sexist
remarks or verbal abuse directed towards a person or a gender.
DSMF ¶ 5; PRDSMF ¶ 5. MAS has a practice of educating employees about its sexual
harassment policy. DSMF ¶ 8; PRDSMF ¶ 8. There are posters on employee’s rights
and responsibilities in MAS’s Westbrook office.2 DSMF ¶12; PRDSMF ¶12. Although
Keeping with “the conventional summary judgment praxis,” the Court recounts the facts in
the light most hospitable to Ms. Ferrante’s case theories consistent with record support. Gillen v.
Fallon Ambulance Serv., Inc., 283 F.3d 11, 17 (1st Cir. 2002).
2
Ms. Ferrante denies the part of MAS’s paragraph 12 which stated: “[D]uring orientation, new
employees receive and are advised regarding MAS’s sexual harassment policy and other policies and
procedures.” DSMF ¶ 12; PRDSMF ¶ 12.
1
3
Ms. Ferrante began working for MAS on May 9, 2011, she received the company’s
sexual harassment policy on July 20, 2011. DSMF ¶¶ 6, 9; PRDSMF ¶¶ 6, 9.
MAS hired Ms. Ferrante as a scheduling coordinator in its Elder Services
division at the Westbrook office. DSMF ¶¶ 6, 7; PRDSMF ¶¶ 6, 7. Ms. Ferrante’s
supervisor in Elder Services was Pamela Wing. Def.’s Mot. at 1. Ms. Ferrante
believed she “thrived” as a scheduler. DSMF ¶ 10, PRDSMF ¶ 10. During her time
as an employee at MAS, she was never disciplined for poor job performance or put on
a performance improvement plan. DSMF ¶ 108; PRDSMF ¶ 108. Ms. Ferrante
documented her tasks, experiences, and feelings from July to December of 2011
including removal of job duties and feelings of ostracism, in written Memoranda for
Records (MFR); the memoranda are not a complete list of those experiences,
however.3 DSMF ¶ 100; PRDSMF ¶ 100.
The atmosphere in Elder Services was different from Children Services, and
Ms. Ferrante described Elder Services as “chaotic”. DSMF ¶13; PRDSMF ¶ 13. Ms.
Ferrante would typically eat lunch at her desk in her cubicle, but would eat lunch in
Ms. Allyson Joy is the highest level Human Resource employee in Maine for MAS and she
served in that capacity during Ms. Ferrante’s employment. DSMF ¶ 4; PRDSMF ¶ 4. To support
paragraph 12, MAS cites Ms. Joy’s deposition testimony that her responsibilities included reviewing
MAS’s hostile work environment policy during orientation. See DSMF Attach. 1, Dep. of Allyson C.
Joy, 26:9-14 (ECF No. 39-1) (Joy Dep.).
Citing her July 17, 2011 letter to the EEOC, where Ms. Ferrante demanded that MAS “provide
every employee with a copy of the [harassment and retaliation] policy and procedure during new hire
orientation”, she denies “that during orientation new employees were advised regarding MAS’s sexual
harassment policy.” PRDSMF ¶ 12 (citing Ferrante Dep. Ex. 11). Viewing the facts in the light most
favorable to Ms. Ferrante, the Court omits the disputed portion of MAS’s paragraph 12.
3
MAS paragraph 100 states, “Ms. Ferrante documented her perceived ostracism and removal
of job duties in Memorandum of Records.” DSMF ¶ 100. Ms. Ferrante denies that the MFRs are a
complete list of the loss of her duties. PRDSMF ¶ 100. Having reviewed the record, the Court
concludes that the MFRs describe more than feelings of ostracism and job duties, and has expanded
the description of the MFRs to provide additional context. Additionally, the Court accepts Ms.
Ferrante’s qualification.
4
the conference room if Ken Johnson, co-founder and vice president of MAS, visited
the office. DSMF ¶¶ 1, 2, 11; PRDSMF ¶¶ 1, 2, 11.
On either June 28 or 29, 2011, Ms. Ferrante met with Ms. Joy of Human
Resources to discuss her concerns about the conduct of her supervisor, Ms. Wing.
DSMF ¶ 34, PRDSMF ¶ 34. On July 5, 2011, Ms. Ferrante met with Ms. Joy about
the possibility of transferring. DSMF ¶ 45; PRDSMF ¶ 45. On July 6, 2011, MAS
temporarily transferred Ms. Ferrante for thirty days to the Children’s Services
division where she would report to Kim Proulx.4 DSMF ¶¶ 47, 49; PRDSMF ¶¶ 47,
49. On July 14, 2011, Ms. Ferrante was hired for the Director’s Assistant position at
a higher rate of pay; this position reported to Ms. Proulx.5 DSMF ¶¶ 52, 59; PRDSMF
¶¶ 52, 59. Her office remained in the same place after the transition to her new
position. DSMF ¶ 109; PRDSMF ¶ 109.
On December 2, 2011, Ms. Ferrante submitted a request for time off from 2:45
p.m. until the end of the day, citing “workplace harassment”, and on December 5,
4
MAS’s paragraph 47 states:
After this meeting, MAS temporarily “transferred [Ms. Ferrante] immediately” and let
her “resume work on the 6th [of July] under Kim.”
DSMF ¶ 47. In her response, Ms. Ferrante denied that “MAS permanently transferred Ms. Ferrante.”
PRDSMF ¶ 47. The Court rejects Ms. Ferrante’s denial because MAS’s paragraph 47 does not assert
that the transfer was permanent. The Court deems MAS’s paragraph 47 admitted.
5
Citing Ms. Ferrante’s email to Ms. Proulx dated July 7, 2011, MAS states that Ms. Ferrante
applied for the Director’s Assistant position on July 7, 2011. DSMF ¶ 51. Ms. Ferrante emphatically
denies this statement, citing a lack of record support for the statement. PRDSMF ¶ 51 (“The cited
evidence does not in any way support that Ms. Ferrante applied for the position on July 7, 2011”).
MAS provided no ECF citation for the email it asserts contains Ms. Ferrante’s application for the
Director’s Assistant position. Viewing the record in the light most favorable to Ms. Ferrante, the Court
accepts Ms. Ferrante’s denial that July 7, 2011 was the date of Ms. Ferrante’s application. The
distinction appears to be of little consequence as Ms. Ferrante later admitted that she was awarded
the position of Director’s Assistant on July 14, 2011. DSMF ¶ 59; PRDSMF ¶ 59.
5
2011, Ms. Ferrante sent a document to Ms. Proulx stating, “This letter serves as
official notification of my forced resignation because of the harassment and
retaliation which I have endured and continue to endure without any sign of
abatement.” DSMF ¶¶ 110, 111; PRDSMF ¶¶ 110, 111.
2.
The Content and Frequency of Ms. Ferrante’s Supervisor’s
Remarks Either to Ms. Ferrante or in Ms. Ferrante’s
Presence
Beginning when Ms. Ferrante joined MAS and continuing on an almost-daily
basis until at least July 17, 2011, Ms. Ferrante’s supervisor, Ms. Wing, made sexually
inappropriate comments at work.6 PSAMF ¶¶ 1-3, 34. Ms. Wing was the only MAS
employee who made comments that Ms. Ferrante characterizes as sexually
inappropriate. DSMF ¶ 14; PRDSMF ¶ 14. Shortly after Ms. Ferrante began working
at MAS, Ms. Wing mentioned that Ms. Ferrante had to be Italian because Ms.
Ferrante had “dick-sucking lips.” DSMF ¶ 15; PRDSMF ¶ 15. On June 1, 2011, Ms.
Wing stated that she had to leave early to go “home to give her husband a nooner.”7
Ms. Ferrante states that Ms. Wing continually made sexually inappropriate comments “from
the outset of Ms. Ferrante’s employment” at least until July 17, 2011. PSAMF ¶¶ 1, 34. Ms. Ferrante
testified that "conversations of a sexual nature occurred pretty much since I started at MAS”, PRDSMF
Attach. 3, Ferrante Dep. at 69:14-15 (ECF No. 42-3) (Ferrante Dep. 3), and later testified that the only
person making comments she described as “inappropriate” was Ms. Wing. Ferrante Dep. 3 at 70:1821. MAS contends that the cited source does not support Ms. Ferrante’s statement that Ms. Wing
continually made inappropriate sexual comments in the workplace from the outset of Ms. Ferrante’s
employment, and qualifies the statement by contending that Ms. Ferrante could only remember a
“handful” of specific instances when asked about the incidents. DRPSAMF ¶¶ 1-3, 34. The Court finds
record support for the statements that the conduct occurred “nearly every day”, PRDSMF Attach. 4,
Ferrante Dep. at 112:21-25 (ECF No. 42-4) (Ferrante Dep. 4), until at least July 17, 2011, and includes
Ms. Ferrante’s statement. The Court rejects MAS’s qualified response.
7
The parties disagree about whether Ms. Wing “would say” that she had to leave early or
whether she said it on one occasion. PSAMF ¶ 5; DRPSAMF ¶ 5. The word “would” indicates that Ms.
Wing said this more than once. Because the record supports the statement that Ms. Wing said she
had to leave early to give her husband “a nooner” on one specific occasion, the Court has modified Ms.
Ferrante’s statement accordingly.
6
6
DSMF ¶ 16; PRDSMF ¶ 16; PSAMF ¶ 5; DRPSAMF ¶ 5. In response, Ms. Ferrante
was disgusted and expressed her shock; she asked Ms. Wing if she was kidding, and
Ms. Wing responded, “you think I am kidding?” 8 DSMF ¶ 17, PRDSMF ¶ 17. This
made Ms. Ferrante feel “disgusted” and “totally uncomfortable.”
DSMF ¶ 17;
PRDSMF ¶ 17. Ms. Ferrante was able to return to work and get her work done that
day, however. DSMF ¶ 18; PRDSMF ¶ 18.
On June 2, 2011, Ms. Wing was standing with another employee behind Ms.
Ferrante’s cubicle and mentioned going home and giving her husband “another
episode like yesterday.” DSMF ¶ 19; PRDSMF ¶ 19; PSAMF ¶ 7; DRPSAMF ¶ 7. In
response, Ms. Ferrante said to Ms. Wing, “please don’t talk like that around me . . . I
don’t want you to talk like that in front of me.” DSMF ¶ 19; PRDSMF ¶ 19; PSAMF
¶ 8; DRPSAMF ¶ 8. Again, Ms. Ferrante was able to return to work and complete
her work that afternoon. DSMF ¶ 20; PRDSMF ¶ 20.
Ms. Wing talked about being intimate with her husband on more occasions
than those Ms. Ferrante documented, and only made the sexual comments in the
presence of women; almost all of the employees at the Westbrook office were women,
however.9 PSAMF ¶¶ 4, 18; DRPSAMF ¶ 4, 18. On one occasion, Ms. Ferrante asked
Ms. Ferrante states that she “expressed her disgust” to Ms. Wing, which MAS objects to on the
basis that “are you kidding” does not express disgust. PSAMF ¶ 6; DRPSAMF ¶6. Ms. Ferrante
testified that she stared at Ms. Wing and felt disgusted, and that her face had a shocked expression
on it. Ferrante Dep. 4 at 78:8-13. Although the Court does not understand why the difference is so
important, the Court modified Plaintiff’s paragraph 6 from “expressed her disgust” to “expressed her
shock.”
9
Ms. Ferrante states that, on a daily basis, Ms. Wing talked about being intimate with her
husband. PSAMF ¶ 4. She cites her deposition in which she testified that Ms. Wing “would talk about
being intimate with her husband on more than the occasions” Ms. Ferrante documented. Ferrante
Dep. 4 at 114:12-14. MAS denies this, asserting that the underlying record does not support the “daily
8
7
Ms. Wing to “stop the inappropriateness”. PSAMF ¶16; DRPSAMF ¶ 16. Ms. Wing
continued to make comments while standing behind Ms. Ferrante’s desk, which Ms.
Ferrante felt was a direct response to her request for the behavior to stop.10 PSAMF
¶17; DRPSAMF ¶ 17.11
On June 3, 2011, Ms. Wing shared with co-workers that her husband is
nicknamed “Scuba Steve” because he suggested that a caregiver “put on some scuba
gear and dive down with a scrub brush in a large woman’s fat rolls and clean her
basis” statement. DRPSAMF ¶ 4. Even viewing the evidence in the light most favorable to Ms.
Ferrante, the Court agrees with MAS and has modified the assertion to comport with the record.
Additionally, Ms. Ferrante, in her sworn affidavit, stated that Ms. Wing made sexual
comments, as described in her deposition, “only in the presence of women.” PRDSMF Attach. 9,
Ferrante Aff. at 1 (ECF No. 42-9) (Ferrante Aff.). MAS points out that Ms. Ferrante testified that Ms.
Wing would make comments “to everyone”, but states that the Westbrook office was staffed almost
entirely by women, and that Ms. Wing supervised only women. DRPSAMF ¶18. The Court includes
MAS’s qualification because it is true and because it provides context for Ms. Ferrante’s assertion.
10
MAS states that “[i]t was Ms. Ferrante’s speculation that Ms. Wing would make comments
behind her desk on purpose. Ms. Ferrante testified that Wing did not say she was making
inappropriate comments behind her desk on purpose.” DRPSAMF ¶ 17. The Court has modified Ms.
Ferrante’s assertion to reflect that it represents her impression of Ms. Wing’s behavior.
11
Ms. Ferrante states that, on an unspecified date, Ms. Wing grabbed Muriel Blanc’s breasts in
front of four coworkers and joked that she – Ms. Blanc – could file a sexual harassment suit. PSAMF
¶ 19. MAS denied the statement on the ground that it is not material and there is no evidence that
Ms. Ferrante knew about this alleged incident. DRPSAMF ¶ 19. In support of this paragraph, Ms.
Ferrante cites Ms. Blanc’s Maine Human Rights Commission (MHRC) complaint. PSAMF ¶ 19 (citing
PRDSMF Attach. 13, Blanc MHRC Compl. ¶ 4 (ECF No. 42-13) (Blanc. MHRC Compl.)).
Paragraph four of Ms. Blanc’s MHRC complaint states that on September 16th, 2011, she told
Ms. Ferrante that she thought it was wrong and illegal for MAS to harass her. Blanc MHRC Compl.
¶ 4. The paragraph then says: “I also stated that just prior to Pam’s departure, Pam went to grab my
breasts in front of four coworkers, and she joked around that I could file a sexual harassment suit.”
Id.
First, Ms. Ferrante’s paragraph incorrectly states that Ms. Wing actually grabbed Ms. Blanc’s
breasts; the paragraph states that Ms. Wing “went to grab my breasts.” Next, MAS’s objection—that
Ms. Ferrante did not know about this incident—is frivolous because paragraph four of Ms. Blanc’s
MHRC complaint states that Ms. Blanc told Ms. Ferrante about the incident. Third, based on Ms.
Blanc’s MHRC complaint, the Court is unclear why MAS denied the allegation, as opposed to issuing
a qualified response, admitting the allegation under Local Rule 56(g) for purposes of the motion for
summary judgment only. Finally, in the context of this motion, the Court does not know what the
relevance of Ms. Wing’s conduct toward Ms. Blanc would be in Ms. Ferrante’s case against MAS and
the Court has not included the incident.
8
‘cooter.’”12 DSMF ¶¶ 21, 22; PRDSMF ¶¶ 21, 22. In front of other employees, Ms.
Wing asked Ms. Ferrante for the Italian translation of “vagina” and when Ms.
Ferrante did not respond, Ms. Wing coaxed her for an answer.
13
DSMF ¶¶ 23, 24;
PRDSMF ¶¶ 23, 24; PSAMF ¶ 12; DRPSAMF ¶ 12. In response, Ms. Ferrante put
her head on her desk and said, “this is so inappropriate . . . I need to work.” PSAMF
¶ 13; DRPSAMF ¶ 13.
In 2011, only two men worked at the MAS Westbrook office and as of July 8,
2011, only one man, Duane Manning, worked at that office.
DSMF ¶¶ 25, 26;
PRDSMF ¶¶ 25, 26. Mr. Manning’s office was on the opposite end of the office from
where Ms. Ferrante, Ms. Wing, and Ms. Proulx worked. DSMF ¶ 27; PRDSMF ¶ 27.
Male employees were “few and far between”, but Ms. Wing would sometimes comment
on their attractiveness. DSMF ¶ 28; PRDSMF ¶ 28; PSAMF ¶ 14; DRPSAMF ¶ 14.
At one point she said that one of the field employees was “hot” and that if she had
The parties disagree about whether Ms. Wing “would” describe why her husband was
nicknamed “Scuba Steve” or whether she said it on one occasion. PSAMF ¶ 9; DRPSAMF ¶ 9. Because
the record supports the statement that Ms. Wing said this only once, the Court accepts MAS’s
clarification.
The parties also disagree about whether Ms. Wing would “talk about the personal sex lives of
others”. PSAMF ¶ 10; DRPSAMF ¶ 10. The Court reviewed the record cited by Ms. Ferrante and
found no support for the assertion that Ms. Wing discussed other people’s sexual lives and the Court
has not included this assertion.
13
Ms. Ferrante’s paragraph 12 asserts that “Ms. Wing pestered Ms. Ferrante as to whether she
knew the Italian word for ‘vagina’”. PSAMF ¶ 12. MAS admitted only that “on one occasion” Ms. Wing
asked Ms. Ferrante if she knew the Italian word for vagina. DRPSAMF ¶12.
Ms. Ferrante’s June 3, 2011 MFR states that Ms. Wing “turned to me and asked me what the
word for vagina is in Italian I am guessing because I am of Italian background. She was coaxing me
come on Steph I know you know what the word is you must watch jersey shore.” DSMF Attach. 1,
June 3, 2011 Mem. for Record, PageID # 267 (ECF No. 40-1) (June 3 MFR). The Court amended Ms.
Ferrante’s paragraph 12 to use the word “coaxed” instead of “pestered.” With this change, the Court
deems Plaintiff’s paragraph 12 admitted.
12
9
some baby oil she could “teach him a thing or two.” DSMF ¶ 29; PRDSMF ¶ 29;
PSAMF ¶ 15; DRPSAMF ¶ 15.
On June 17, 2011, Ms. Ferrante went out after work to a bar with co-workers.14
DSMF ¶ 30; PRDSMF ¶ 30. At the bar, Ms. Wing began discussing how she and her
husband watch pornography and learned that “some women can ‘squirt’ when they
are having an orgasm.”15 DSMF ¶ 31; PRDSMF ¶ 31; PSAMF ¶ 11; DRPSAMF ¶ 11.
Ms. Ferrante’s coworkers discussed this and said they would go home to try it with
their respective partners; this made Ms. Ferrante uncomfortable.
DSMF ¶ 32;
PRDSMF ¶ 32. This was the final sexually inappropriate incident that Ms. Ferrante
documented and can remember, but Ms. Wing’s sexual comments continued after
June 17, 2011 “nearly every day.”16 DSMF ¶ 33; PRDSMF ¶ 33.
3.
Ms. Ferrante Reports Issues to MAS Human Resources
Ms. Ferrante qualifies this statement by saying that she did not go to the bar to socialize;
rather, she went because the co-worker who gave her rides to and from work wanted to go to the bar.
PRDSMF ¶ 30. The Local Rules require that if the non-movant desires to place additional facts into
the summary judgment record, she shall do so “in a separately numbered paragraph and supported by
a record citation as required by subsection (f) of this rule.” D. ME. LOC. R. 56(c).
15
The parties disagree about whether Ms. Wing “would describe” watching pornography with
her husband, as Ms. Ferrante contends, or whether Ms. Wing discussed it on one occasion. PSAMF ¶
11; DRPSAMF ¶ 11. The word “would” indicates that Ms. Wing said this more than once. Because
the record only supports the statement that Ms. Wing discussed watching pornography with her
husband once, the Court modified Ms. Ferrante’s statement accordingly.
16
MAS states that June 17, 2011 is the last incident that Ms. Ferrante can remember. DSMF ¶
33. Ms. Ferrante denies that this is the last incident that she can remember. PRDSMF ¶ 33. She
points to her deposition testimony: “So as of July 17, 2011, was there any further behavior by Ms. Wing
of a sexual nature that had happened since June 17? Yes I - - Pam’s conversations of inappropriate
behavior happened nearly every single day. And just because I didn’t document it every single day
doesn’t mean it didn’t take place. I mean she would . . . it was constant. It was every day.” Ferrante
Dep. 4 at 112:18-25. Even viewing the evidence in the light most favorable to Ms. Ferrante, the Court
concludes that Ms. Wing continued to make sexually inappropriate comments nearly every day after
June 17, 2011, but does not find record support for Ms. Ferrante’s qualification that she remembers
sexually inappropriate conduct that occurred after June 17, 2011.
14
10
On either June 28 or June 29, 2011, Ms. Ferrante discussed concerns she had
regarding her supervisor with Ms. Allyson Joy, the director of Human Resources of
MAS. DSMF ¶ 34; PRDSMF ¶ 34. Ms. Ferrante discussed the sexual nature of Ms.
Wing’s comments.17 Ms. Joy encouraged Ms. Ferrante to put her concerns in writing;
after their meeting, Ms. Joy called Mr. Johnson regarding Ms. Ferrante’s complaint.
DSMF ¶¶ 35, 36; PRDSMF ¶¶ 35, 36; PSAMF ¶¶ 25, 28; DRPSAMF ¶¶ 25, 28.
After Ms. Ferrante emerged from her meeting with Ms. Joy, she was met with
“a lot of glares” from some of the employees in Elder Services, and Ms. Wing began to
“badger” her with questions about why she had spoken with Human Resources.
The parties disagree about whether Ms. Ferrante discussed the sexual nature of the comments
with Ms. Joy during the June 28 or June 29 meeting. See DSMF ¶¶ 39, 40; PRDSMF ¶¶ 39, 40; PSAMF
¶¶ 20, 21; DRPSAMF ¶¶ 20, 21. MAS asserts that Ms. Ferrante “did not discuss the sexual nature of
the comments with Ms. Joy.” DSMF ¶ 39. MAS cites different portions of Ms. Ferrante’s deposition,
including one in which Ms. Ferrante testified to what she included in her July 1, 2011 letter to Ms.
Joy. DSMF ¶¶ 39, 40 (citing Ferrante Dep. 4 at 91:9-92:18; 100:14-101:9). In that portion of her
testimony, Ms. Ferrante states that the letter was “consistent with” her conversation with Ms. Joy,
that it “summarize[d] the issues that [she] spoke to Ms. Joy about”, and that it was “intended to be a
complete report of the issues that [she] had concerning [her] supervisor.”
By contrast, Ms. Ferrante “den[ies] [she] did not discuss the sexual nature of the comments.”
PRDSMF ¶ 39. Although she admits that she “did not use the term ‘sexual comments’”, she asserts
that she specifically wrote that the conversations were inappropriate and of the nature that “anyone
would deem inappropriate during work hours.” PRDSMF ¶ 39. Furthermore, she states that she “told
Ms. Joy of the sexual comments.” PSAMF ¶ 21. In her deposition, Ms. Ferrante testified:
17
Q. All right. Ms. Ferrante, I would like to resume our discussion at the end of June
2011. You were discussing some incidents that you had involving Ms. Wing and issues
with her making comments of a sexual nature that you found inappropriate. At some
point you brought your concerns to someone at MAS in a supervisory position?
A. Yes.
Q. I discussed my issues with Pam [Wing] herself and I also went to HR; Allyson Joy.
Q. So you talked to Allyson Joy. And that was - - when did you first talk to Ms. Joy?
A. Either June 28th or June 29th.
Q. And what did you tell her?
A. Many things about my work environment.
Ferrante Dep. 4 at 90:13-22.
Viewing the evidence in the light most favorable to Ms. Ferrante, the Court finds record
support for the assertion that she told Ms. Joy about the sexual nature of Ms. Wing’s comments during
their June 28 or 29 meeting.
11
DSMF ¶ 41; PRDSMF ¶ 41; PSAMF ¶ 26; DRPSAMF ¶ 26. Ms. Ferrante found this
“pretty intimidating.” PSAMF ¶ 26; DRPSAMF ¶ 26. Ms. Ferrante felt ostracized by
some of her co-workers and Ms. Wing, and felt that her co-workers stopped being as
helpful, especially when Ms. Wing was nearby.18 DSMF ¶ 42; PRDSMF ¶ 42; PSAMF
¶ 27; DRPSAMF ¶ 27. On June 29, 2011, which was either the same day or the day
after Ms. Ferrante’s meeting with Ms. Joy, Ms. Wing brought Ms. Ferrante into her
office and told Ms. Ferrante that she was doing her job incorrectly. DSMF ¶ 43;
PRDSMF ¶ 43.19
After the June 28 or June 29 meeting with Ms. Joy, Ms. Ferrante summarized
her concerns in a letter dated July 1, 2011 addressed to Ms. Joy. 20 DSMF ¶ 37;
Ms. Ferrante states that, following her meeting with Ms. Joy, she “was ostracized by some coworkers, especially with Ms. Wing present.” PSAMF ¶ 27. MAS admits that this was how Ms.
Ferrante felt, but qualifies the statement by saying that Ms. Ferrante felt ostracized between June 28,
2011 and July 1, 2011. DRPSAMF ¶ 27. Because Ms. Ferrante provided other record evidence of
continued feelings of ostracism after July 1, 2011, the Court rejects MAS’s qualification.
19
In its paragraph 44, MAS asserts that “Mr. Johnson spoke with Ms. Ferrante by telephone
about the issues Ms. Ferrante was having, including the chaotic, loud, and negative environment in
Elder Services.” DSMF ¶ 44. Ms. Ferrante denied MAS’s paragraph 44, saying that “they spoke about
Ms. Ferrante’s allegations against Ms. Wing.” PRDSMF ¶ 44. As the Court is required to view
conflicting evidence in the light most favorable to Ms. Ferrante, the Court has not included MAS’s
paragraph 44.
20
MAS contends that the July 1, 2011 letter “served as a complete report of the issues [Ms.
Ferrante] had concerning Ms. Wing.” DSMF ¶ 38; DRPSAMF ¶ 22. In support of its contention, MAS
cites Ms. Ferrante’s deposition:
18
Q. Was your letter of July 1 intended to be a complete report of the issues that you had
concerning your supervisor, Pam Wing?
A. Yes.
Q: Was that a yes?
A. Yes.
Ferrante Dep. 3 at 92:12-17. Ms. Ferrante denies MAS’s statement, maintaining that the letter only
“summarized the issues she spoke to Ms. Joy about on June 28.” PRDSMF ¶ 38. In support of her
assertion, she cites her deposition:
Q. So this is your letter marked as Exhibit Number 9 dated July 1, 2011 to Allyson
Joy?
A. It is, yes.
12
PRDSMF ¶¶ 37, 38; PSAMF ¶ 22; DRPSAMF ¶ 22. The letter does not expressly
discuss the sexual nature of Ms. Wing’s comments, but alludes to her “inappropriate”
conversation.21 DSMF ¶ 39; PRDSMF ¶ 39.
Q. And does this summarize the issues that you spoke to Ms. Joy about on June 28?
A. Yes.
Ferrante Dep. 4 at 91:9-14. Because Ms. Ferrante provided record support for her position, and because
“a complete report of the issues” could reasonably be understood as a “summary” and not an exhaustive
list of every instance of inappropriate conduct, and because the Court views all facts in the light most
favorable to Ms. Ferrante, the Court accepts Ms. Ferrante’s qualification.
21
MAS asserts that the letter “does not discuss the sexual nature of the comments.” DSMF ¶
39. Ms. Ferrante denies that she did not discuss the sexual nature of the comments in her letter.
PRDSMF ¶ 39. She cites her deposition:
Q. In your letter dated July 1, 2011, can you tell me in here where you refer to the
sexual incidents that you described in Deposition Exhibit Number 8 or any other
incident involving sexually inappropriate conduct by Ms. Wing?
A. I didn’t get into the specifics of the - - of Pam’s - - the nature of the sexual
conversations that happened all of the time. I just mentioned that inappropriate
conversations take place during work hours. I didn’t get into that. I didn’t feel
comfortable discussing those kinds of things. I’m still uncomfortable talking about
that.
Q. So you didn’t put it in the letter.
A. No, I didn’t put any specifics in the letter. I just wrote on more than one occasion
conversations were held that anyone would deem inappropriate during work hours and
even after hours for that matter. And it makes - - that is what I said regarding those.
Q. And that’s consistent with what you told Ms. Joy during your meeting on June 28.
A. Yes. I did not specify. I didn’t feel comfortable.
Ferrante Dep. 4 at 100:15 – 101:9. To support its assertion that Ms. Ferrante’s letter did not discuss
the sexual nature of the comments, MAS cites both Ms. Ferrante’s deposition testimony – almost
identical to the section cited by Ms. Ferrante – and the actual July 1, 2011 letter itself. In that letter,
in relevant part, Ms. Ferrante wrote to Ms. Joy:
I [ ] feel I can no longer accomplish my assignments with the thought and care they
require and deserve, due to my chaotic, hostile and threatening work environment.
These behaviors are escalating and I fear for my position at MAS. . . .The vast majority
of the conversations are in no way work related. On more than one occasion
conversations were held that anyone would deem inappropriate during work hours, or
even after hours for that matter. It makes it difficult to speak with staff and clients
on the phone. Once, it was so loud in the office the client could actually hear what the
staff in the office was saying. This, in my opinion is totally unprofessional.
Ferrante Dep. Ex. 9 at 1; see also PSAMF ¶ 23, DRPSAMF ¶ 23. The language of the letter itself
reveals no express references to comments of a sexual nature. Any reference to sexually-based
comments could be implied, however, if Ms. Ferrante had mentioned those types of comments to Ms.
Joy in the meeting that preceded the letter. In that case, the sexual comments could be the
“inappropriate” conversations discussed in the letter. Viewing the facts in the light most favorable to
13
4.
Ms. Ferrante’s Transfer and MAS’s Initial Internal
Investigation
On July 5, 2011, Ms. Ferrante met with Ms. Joy and Ms. Proulx regarding the
letter and the possibility of transferring.22 DSMF ¶ 45; PRDSMF ¶ 45. Following
the meeting, MAS temporarily transferred Ms. Ferrante for thirty days to a position
working for Ms. Proulx, to begin the next day. DSMF ¶¶ 47-49; PRDSMF ¶¶ 47-49.
On July 6, 2011, Ms. Ferrante’s work location was moved to share Ms. Proulx’s office.
DSMF ¶ 50; PRDSMF ¶ 50.
5.
Ms. Ferrante’s Meeting with MAS’s Vice President
On July 8, 2011, Mr. Johnson met with Ms. Ferrante, and Mr. Johnson
“apologized for [Ms. Wing’s] behavior and said action would be taken and thanked
[Ms. Ferrante] for bringing it forward to him and the company would be better for
it.”23 DSMF ¶¶ 54, 55; PRDSMF ¶¶ 54, 55. Ms. Ferrante told him that she “had
Ms. Ferrante, the Court accepts her contention that her allusion to inappropriate conversations was a
reference to Ms. Wing’s sexual comments.
22
MAS asserts that Ms. Proulx and Ms. Joy “remained unaware of the sexual nature of Ms.
Ferrante’s complaint.” DSMF ¶ 46. Ms. Ferrante maintains, however, that “Ms. Ferrante specifically
testified that on either June 28 or June 29 she brought Ms. Wing’s comments of a sexual nature to the
attention of Ms. Joy.” PRDSMF ¶ 46; PSAMF ¶ 21. Viewing the evidence in the light most favorable
to Ms. Ferrante, the Court finds that Ms. Ferrante did tell Ms. Joy about the sexual nature of Ms.
Wings comments, and the Court does not accept MAS’s assertion that Ms. Proulx and Ms. Joy
remained unaware of the sexual nature of Ms. Ferrante’s complaint.
23
There is some inconsistency regarding the date and content of the in-person meeting between
Ms. Ferrante and Mr. Johnson. Both parties state that the two talked on the telephone after Ms.
Ferrante first reported the incidents to Ms. Joy, but neither is clear on the date of that conversation.
Also, neither is clear on the amount of time the conversation lasted. See DRPSAMF ¶ 29; PSAMF ¶
29. Next, the parties agree that Ms. Ferrante and Mr. Johnson spoke again after Ms. Ferrante was
transferred to work for Ms. Proulx but before she began working as a Director’s Assistant, but they
disagree about the subject of the meeting. MAS states that this second meeting happened on July 8,
2011, and that the subject of the meeting was Ms. Ferrante’s transition into the new position. DSMF
¶ 54. Ms. Ferrante denies that the subject of the meeting was her transition, and states that the
content of the conversation was the same discussed after Ms. Ferrante first reported the incidents to
MAS; namely, that Mr. Johnson apologized for the behavior, thanked Ms. Ferrante for bringing it to
his attention, and told her that Ms. Wing was unprofessional but had improved significantly from the
previous six months. PRDSMF ¶ 54. In light of the Court’s discussion in Footnote 19, supra, and
14
never seen anyone so unprofessional” and Mr. Johnson agreed with her and said that
“if [Ms. Ferrante] thought [Ms. Wing] was bad now that [she] should have seen her
six months ago.”24 PSAMF ¶ 29; PRDSMF ¶ 54. Mr. Johnson gave Ms. Ferrante his
cell phone number and asked her to call him if she had any other issues. DSMF ¶ 56;
PRDSMF ¶ 56.
Mr. Johnson also met with approximately ten to twelve MAS employees on
July 8, 2011 at the Westbrook office to investigate Ms. Ferrante’s complaints.25
DSMF ¶¶ 57, 58; PRDSMF ¶¶ 57, 58; PSAMF ¶ 30; DRPSAMF ¶ 30. According to
MAS, Mr. Johnson did not ask about the sexual nature of the comments.26
6.
Ms. Ferrante Transitions to Director’s Assistant Role
Ms. Ferrante interviewed for and was hired for the Director’s Assistant
position where she received a higher rate of pay and reported to Ms. Proulx. DSMF
¶ 52; PRDSMF ¶ 52. The Director’s Assistant position was a newly-created role at
MAS; Ms. Proulx did not previously have an assistant but the divisions at MAS were
viewing the evidence in the light most favorable to Ms. Ferrante, the Court finds record support for
Ms. Ferrante’s assertion.
24
MAS denies Ms. Ferrante’s paragraph 29 but only appears to qualify Ms. Ferrante’s statement
by saying the conversation lasted twenty minutes. The Court admits Ms. Ferrante’s statement
regarding the content of their conversation.
25
Ms. Ferrante denies “that Mr. Johnson investigated Ms. Ferrante’s complaint of a sexual
nature.” PRDSMF ¶ 57. However, MAS’s paragraph 57 does not identify the nature of Ms. Ferrante’s
complaint and Ms. Ferrante’s response implicitly admits the rest of the paragraph, the Court deems
MAS’s paragraph 57 admitted.
26
Although the parties agree that Mr. Johnson did not investigate the sexual nature of the
comments, they disagree as to why he did not. MAS asserts that the reason he did not do so was that
Ms. Ferrante had not notified MAS about the sexual nature of the comments. DSMF ¶ 58 (“Mr.
Johnson spoke to approximately 10 to 12 people, but did not ask about sexual comments because he
was unaware that was a problem”). Ms. Ferrante says that she told Ms. Joy about the sexual nature
of her complaint and that Mr. Johnson admitted that Ms. Joy had contacted him and told him about
Ms. Ferrante’s complaint. PRDSMF ¶ 58. Viewing the facts in the light most favorable to Ms.
Ferrante, the Court has included the fact of the investigation, but not MAS’s position as to why Mr.
Johnson did not investigate the sexual nature of Ms. Ferrante’s complaint.
15
growing and Mr. Johnson had approved the hiring of an assistant for Ms. Proulx.
DSMF ¶ 53; PRDSMF ¶ 53. The job description identified thirty-one specific tasks.
PSAMF ¶ 54; DRPSAMF ¶ 54. On July 14, 2011, Ms. Ferrante was officially offered
the Children’s Services Director’s Assistant role. DSMF ¶ 59; PRDSMF ¶ 59. She
accepted the position, the transition was announced by Ms. Proulx via email on July
15, 2011, and she received an official letter on July 18, 2011 that memorialized the
transfer and increased pay. DSMF ¶ 59; PRDSMF ¶ 59; PSAMF ¶ 53; DRPSAMF ¶
53.
After Ms. Ferrante’s transition to her new role, her former coworkers in Elder
Services were not working as closely with her as they had before the transition, but
her new coworkers in Children’s Services were talking and working with her. DSMF
¶ 63; PRDSMF ¶ 63. Also, at some point in the middle of July 2011, while Ms. Proulx
was on vacation, Ms. Wing took Ms. Proulx’s company checkbook from her office to
write a check for one of the employees; Ms. Ferrante was the only person that Ms.
Proulx authorized to write checks.27 DSMF ¶ 62; PRDSMF ¶ 62.
7.
Ms. Ferrante’s EEOC Charge and MAS Management
Response
On July 17, 2011, Ms. Ferrante wrote a letter to the EEOC notifying the
Commission of the sexually hostile work environment. DSMF ¶ 60; PRDSMF ¶ 60;
MAS states that “[a]fter July 17, 2011, there was an incident when Ms. Proulx was on vacation
and Ms. Wing wrote a check out of the company checkbook for one of the workers, but did not go
through Ms. Ferrante.” DSMF ¶ 62. Ms. Ferrante denies the statement on the basis that the cited
evidence, her own deposition testimony, does not support the alleged fact. The Court has reviewed the
cited portion of her deposition testimony, and has included MAS’s statement of fact as qualified by Ms.
Ferrante’s testimony.
27
16
PSAMF ¶ 35; DRPSAMF ¶ 35. The submission made reference to the “enduring
hostile work environment”, and the “pervasive unprofessional and chaotic work
environment” that caused her to “respectfully request the implementation and
enforcement of an anti-harassment and retaliation policy complaint procedure as a
remedy”.28 PSAMF ¶ 24; DRPSAMF ¶ 24. Ms. Ferrante’s EEOC submission did not
make specific reference to the sexual nature of Ms. Wing’s comments. 29 DSMF ¶ 61;
PRDSMF ¶ 61.
On July 26, 2011, Ms. Ferrante signed her EEOC and MHRC charge in which
she alleged both discrimination based upon sex and retaliation.30 PSAMF ¶ 36;
DRPSAMF ¶ 36.
On August 9, 2011, Ms. Joy asked to talk with Ms. Ferrante in order to make
sure everything was okay, because Mr. Johnson had received Ms. Ferrante’s EEOC
charge the previous day. DSMF ¶ 64; PRDSMF ¶ 64; PSAMF ¶ 37; DRPSAMF ¶ 37.
Ms. Joy asked Ms. Ferrante why she had checked the sex discrimination box”.31
Ms. Ferrante asserts that she included these statements in her July 1, 2011 letter to Ms. Joy.
PSAMF ¶ 24. MAS denies this. DRPSAMF ¶ 24. The Court reviewed the July 1, 2011 letter and
agrees with MAS.
29
Ms. Ferrante denies that the letter did not make specific reference to the sexual nature of Ms.
Wing’s comments, and quotes excerpts from her July 17, 2011 letter to the EEOC. PRDSMF ¶ 61.
After reviewing the letter in its entirety and viewing the evidence in the light most favorable to Ms.
Ferrante, the Court concludes that there was no specific mention in the July 17, 2011 letter about the
sexual nature of Ms. Wing’s comments and the Court declines to accept Ms. Ferrante’s denial.
30
MAS admits that Ms. Ferrante signed her EEOC charge on July 26, 2011, and that the filing
was received by the EEOC on August 1, 2011. DRPSAMF ¶ 36. However, MAS denies that the filing
was sufficient to fulfill the administrative exhaustion requirements under the MHRA. DRPSAMF ¶
36. MAS’s objection is not proper. It goes to the legal significance of the EEOC charge, not to whether
she in fact signed her MHRC complaint on July 26, 2011. The Court deems the statement admitted.
31
MAS states that “Ms. Joy asked Ms. Ferrante why she had checked the sex discrimination box
as Ms. Ferrante had not mentioned anything to Ms. Joy regarding sex discrimination.” DSMF ¶ 65.
Ms. Ferrante explained that the consultant stated she needed to mark something so they picked the
“sex” box. PRDSMF ¶ 65. In support of this statement, MAS cites Ms. Joy’s deposition testimony,
which discusses the August 9, 2011 meeting with Ms. Ferrante:
28
17
DSMF ¶ 65. Ms. Ferrante responded that the consultant said she needed to mark
something so they picked the sex box.32 DSMF ¶ 65; PRDSMF ¶ 65. Ms. Ferrante
complained to Ms. Joy that she believed that MAS “is unwilling to acknowledge the
lack of a coherent sexual harassment and retaliation policy” and that when she came
to work “half of the staff in the office does not acknowledge [her] existence when [her]
former supervisor Pam Wing is around”, and that she “wasn’t satisfied with the way
Ken investigated Pam’s fear and intimidation tactics.”
PSAMF ¶¶ 38, 39, 40;
DRPSAMF ¶¶ 38, 39, 40. Ms. Ferrante indicated she had no intention of withdrawing
her complaint. PSAMF ¶ 41; DRPSAMF ¶ 41.
On August 17, 2011, Ms. Joy and Ms. Proulx met with Ms. Ferrante to talk
about her claim. DSMF ¶ 67; PRDSMF ¶ 67. MAS states that neither woman asked
Ms. Ferrante to withdraw her charge; however, Ms. Ferrante felt like they were
Q. What else - - were there any other reasons for the meeting?
A. I believe I asked her because she had sent me a letter dated July 1st and
that July 1st letter didn’t explain anything about sex.
Q. Okay. And so did you ask her?
A. Uh-huh, I did.
Q. And what did she say?
A. She explained it to me that her consultant helping her fill out the form
stated to her that she had to mark something to file it so they picked the sex
box.
Joy Dep. at 41:23-42:8. In that meeting, MAS states, Ms. Joy indicated that she wished she had known,
because she would have helped her in the process. DSMF ¶ 66.
In response, Ms. Ferrante reasserts that she told Ms. Joy about the sexual comments during
their meeting of June 28th or June 29th and she denies that she had not mentioned anything to Ms.
Joy about sex discrimination; she also asserts that she had given management notice of the sexual
nature of her complaint through Ms. Joy. PRDSMF ¶ 66. Ms. Ferrante cites a portion of her deposition
where she testified that she told Ms. Joy “many things about [her] work environment” in their meeting
in late June. Id. Furthermore, she states, her July 1 letter specifically mentions “inappropriate”
conversations. Id.
Given the Court’s earlier conclusion that Ms. Ferrante did mention the sexual nature of the
comments in the late June meeting with Ms. Joy, the Court likewise will not conclude that Ms. Joy did
not know of the sexual comments when she received Ms. Ferrante’s EEOC charge in August.
32
Ms. Ferrante does not deny this statement. See PRDSMF ¶ 65.
18
pressuring her to withdraw it.33
DSMF ¶ 68; PRDSAMF ¶ 68; PSAMF ¶ 42;
DRPSAMF ¶ 42.
Ms. Ferrante, Ms. Joy, and Ms. Proulx met again on August 18, 2011. DSMF
¶ 69; PRDSMF ¶ 69. Again, MAS states that Ms. Joy and Ms. Proulx did not ask Ms.
Ferrante to withdraw her charge; however, they implied to Ms. Ferrante that they
wanted her to withdraw it.34 DSMF ¶ 69; PRDSMF ¶ 69; PSAMF ¶ 43; DRPSAMF ¶
According to MAS, Ms. Joy and Ms. Proulx did not ask Ms. Ferrante to withdraw her EEOC
charge, but Ms. Ferrante felt as though they wanted her to withdraw it. DSMF ¶ 68; DRPSAMF ¶ 42.
To support its contention, MAS cites both Ms. Ferrante’s and Ms. Joy’s depositions. Ms. Ferrante
testified in her deposition that:
33
They asked about the claim and they were both - - they wanted - - it seemed
like they wanted information, and I didn’t feel like I was really willing to talk about it.
I didn’t want to talk about my claim. I felt uncomfortable. I feel like they made me
feel bad for filing the claim because they had mentioned a bunch of issues about Pam
and how she had a lot of shocks to her system with her employment at MAS recently
about Kim getting hired and Pam having lost control of children’s services because I
guess Pam had run both divisions at one time. Even Allyson getting hired was also
another shock to Pam as Pam did her own HR. So I guess they wanted me to feel bad
for Pam because of all of her - - some of her responsibilities had gotten taken away and
moved around and that couldn’t have been easy for her, they said.
And furthermore they said that it wasn’t me going after Pam, that it was me
going after the company and that children’s services is going to get dragged through
this. I mean if anything made me feel really bad, that was probably it because I really
enjoyed working with Kim and really respected what she had done and I really wanted
to be a part of that growth in her division. I almost felt that by her saying that, that
it was a way to make me feel bad that, you know, after all of the work that she’s done
that everything is - - that she’s worked for is going to get dragged through all of the
EEOC and interviews and things like that. So I mean that made me feel really bad.
And that MAS was Ken’s - - Ken’s baby and they really made me feel that it would not
be good for the company to continue with the EEO process.
PRDSMF Attach. 5, Ferrante Dep. at 147:17-148:21 (ECF No. 42-5) (Ferrante Dep. 5). MAS also cites
Ms. Joy’s deposition in which she testified that there was “absolutely not” any discussion to have Ms.
Ferrante withdraw her complaint and that the topic never came up. DSMF ¶ 68 (citing Joy Dep. at
55:6-13)
In response to MAS’s description of the discussion, Ms. Ferrante says that she felt she was
being pressured to withdraw her charge, citing her own deposition testimony. PRDSMF ¶ 68; PSAMF
¶ 42. Although Ms. Joy and Ms. Proulx did not expressly ask Ms. Ferrante to withdraw her claim, the
Court finds that, viewing the evidence in a light most favorable to Ms. Ferrante, Ms. Ferrante felt like
they pressured her to withdraw her claim.
34
There are three accounts of the meeting: Ms. Ferrante’s, Ms. Joy’s, and Ms. Proulx’s. Ms.
Ferrante testified in her deposition that she thought “their statements expressed their desire for [her]
to withdraw [her] charge.” Ferrante Dep. at 162:3-4. Ms. Joy stated that the discussion centered
19
43. Ms. Ferrante expressly stated to them that she was not withdrawing her charge.
PSAMF ¶ 44; DRPSAMF ¶ 44. Ms. Joy and Ms. Proulx wanted to set up a conference
call with Mr. Johnson for August 19, 2011, but Ms. Ferrante refused and did not want
to discuss her claim any further. DSMF ¶ 70; PRDSMF ¶ 70. Following the meeting,
Ms. Joy told Ms. Ferrante that she wanted to keep the lines of communication open
and checked to see how Ms. Ferrante was doing. DSMF ¶ 71; PRDSMF ¶ 71. There
was also discussion by Ms. Joy or Ms. Proulx during one of the meetings (August 17
or 18) about mediating the claim. DSMF ¶ 72; PRDSMF ¶ 72.
On August 17, 2011, MAS began to reduce Ms. Ferrante’s responsibilities and
duties.35 PSAMF ¶ 46; DRPSAMF ¶ 46. Ms. Ferrante identified fifteen tasks in her
job description that she believed were taken away from her between August 17, 2011
and December 3, 2011. DSMF ¶ 101; PRDSMF ¶ 101.
On August 19, 2011, Mr. Johnson sent Ms. Joy an email, and copied Ms.
Ferrante and Ms. Wing, with an attached letter regarding his investigation into Ms.
Ferrante’s allegations.36 DSMF ¶ 73; PRDSMF ¶ 73. The letter documented his
investigative findings, indicated that employees thought the office environment could
around “keep[ing] the lines of communication open” and that they “wanted to try to resolve the issues
with Stephanie Ferrante.” Joy Dep. at 56:16-24. Finally, Ms. Proulx testified in her deposition that
she told Ms. Ferrante that she did not care whether she went through with her EEOC claim or not.
Proulx Dep. at 29: 21-25. Given that there is record support for Ms. Ferrante’s position, and viewing
the evidence in the light most favorable to Ms. Ferrante, the Court accepts for the purposes of this
Order that Ms. Joy and Ms. Proulx implied that Ms. Ferrante should withdraw her charge.
35
MAS denies that any reduction occurred and states that Ms. Ferrante felt as though any time
Ms. Proulx asked somebody other than her to do something, that she was losing a job function.
DRPSAMF ¶ 46. In her deposition, however, Ms. Ferrante testified that after Ms. Proulx became
involved in her claim, August 17, 2011, she believed she started losing certain job duties. PRDSMF
Attach. 6, Dep. of Stephanie Ferrante, at 185:4-15 (ECF No. 42-6) (Ferrante Dep. 6). Because Ms.
Ferrante’s testimony supports her statement of fact, the Court admits it without qualification.
36
The letter was dated August 18, 2011. PSAMF ¶ 45; DRPSAMF ¶ 45
20
be improved, and mentioned a general rift between Elder Services and Children’s
Services.37
DSMF ¶ 74; PRDSMF ¶ 74.
Employees confirmed a busy, chaotic
environment, but no one mentioned any harassment, sexual harassment, or
discrimination; Mr. Johnson did not ask about sexual misconduct. Id. Mr. Johnson
also indicated in his letter that he attempted to speak on the phone with Ms. Ferrante
to see if there was additional information he may have been unaware of, but that Ms.
Ferrante declined the invitation. DSMF ¶ 75; PRDSMF ¶ 75. It was his opinion that
the charge of sexual discrimination was “completely baseless and reckless” and he
felt Ms. Ferrante should “withdraw the charge immediately”. Id.
On August 22, 2011, Ms. Ferrante completed an intake questionnaire for the
EEOC alleging that Ms. Joy and Ms. Proulx had attempted to force her to withdraw
her EEOC charge. DSMF ¶ 76; PRDSMF ¶ 76.
On September 6, 2011, Mr. Johnson sent Ms. Ferrante an email regarding her
charges of harassment and discrimination. Ms. Ferrante did not think she had
anything new to report to him.38 DSMF ¶ 77; PRDSMF ¶ 77.
Two days later, on September 8, 2011, MAS terminated Ms. Wing’s
employment. DSMF ¶ 78; PRDSMF ¶ 78. That same day, Ms. Ferrante met with
Ms. Ferrante renews her objection to the statement that Mr. Johnson investigated the sexual
nature of her complaint. PRDSMF ¶ 74. The Court has already noted its decision on this issue, and
rejects Ms. Ferrante’s objection with respect to this paragraph because the paragraph concerns what
the August 19, 2011 letter stated, not what Mr. Johnson knew at the time of his investigation into her
complaint.
38
Ms. Ferrante denies that she testified that she “did not have anything further to report
regarding complaints of further sexual harassment.” PRDSMF ¶ 77. In her deposition, Ms. Ferrante
testified “I don’t believe I had anything new to report to [Mr. Johnson]”. PRDSMF Attach. 6, Ferrante
Dep. 6 at 173:9 (ECF No. 42-6) (Ferrante Dep. 6). Based on Ms. Ferrante’s testimony, the Court
declines to accept Ms. Ferrante’s denial and deems MAS’s paragraph 77 admitted as qualified by Ms.
Ferrante’s deposition testimony.
37
21
Mr. Johnson and Ms. Joy; neither asked Ms. Ferrante to withdraw her claim. DSMF
¶ 79; PRDSMF ¶ 79. Ms. Ferrante felt that Mr. Johnson’s meetings regarding her
claim, his request to have a conference call with her, and his August 19, 2011 email,
were retaliatory. DSMF ¶ 80; PRDSMF ¶ 80. On September 12, 2011, Mr. Johnson
sent Ms. Ferrante a letter memorializing their meeting on September 8, 2011. DSMF
¶ 81; PRDSMF ¶ 81. The letter indicated that Ms. Ferrante had given him no new
information as to any ongoing problems as to ongoing sexual harassment.39 DSMF ¶
82; PRDSMF ¶ 82.
8.
Ms. Ferrante’s Co-Worker Loses
Complaining to Human Resources
His
Job
After
On August 22, 2011, Duane Manning, then a human resources assistant at
MAS, sent a letter to Ms. Joy complaining that on August 17, 2011, he heard Ms. Joy
and Ms. Proulx “make a vigorous attempt to compel co-worker Stephanie Ferrante
into withdrawing her charge of discrimination.40 PSAMF ¶ 47; DRPSAMF ¶ 47.
Ms. Ferrante denies that she testified that she did not have anything further to report
regarding complaints of further sexual harassment. PRDSMF ¶ 82. The Local Rules require that if
the non-movant desires to place additional facts into the summary judgment record, she shall do so
“in a separately numbered paragraph and supported by a record citation as required by subsection (f)
of this rule.” D. ME. LOC. R. 56(c). Ms. Ferrante did not place before the Court as a separate fact, her
assertion that she had any other sexual harassment complaints to report to Mr. Johnson; therefore,
the Court declines to accept Ms. Ferrante’s denial.
40
MAS objected to this statement on the grounds that Ms. Ferrante misquotes the document and
that “the document is not relevant or material to the current matter as it is factually wrong. Ms.
Ferrante, Ms. Joy, and Ms. Proulx each testified that Ms. Ferrante was never asked to withdraw her
charge”. DRPSAMF ¶ 47. However, the Court has already analyzed whether Ms. Ferrante was
pressured to withdraw her EEOC charge and found that, viewing the evidence in the light most
favorable to Ms. Ferrante, she was. Furthermore, the fact is both relevant and material as it is offered
to support Ms. Ferrante’s retaliation claim.
MAS also objected to the statement on the grounds that it is hearsay. However, if this case
were to go to trial, Ms. Ferrante could call Mr. Manning as a witness, and he could testify to what he
heard Ms. Joy and Ms. Proulx say to Ms. Ferrante because their statements are those of MAS
representatives, and are thus admissible under the party opponent exception to the rule against
hearsay. See FED. R. EVID. 801(d)(2)(A). The Court admits Ms. Ferrante’s statement of fact as modified
to comport with the record.
39
22
That same day, Mr. Johnson sent an email to Ms. Joy stating that “[i]n the current
economic climate we need to make some hard choices”, that MAS “need[s] to reduce
overhead”, and that the human resources department “has to be reduced by 1 person”;
although he left the decision to Ms. Joy, he suggested that Mr. Manning be laid off
“based on seniority”.41 PSAMF ¶ 48; DRPSAMF ¶ 48. Ms. Joy terminated Mr.
Manning’s employment that day.42 PSAMF ¶ 49; DRPSAMF ¶ 49. Also, MAS
advertised on JobsInMe.com for a human resources clerk in September 2011, and
MAS did not notify Mr. Manning about this posting.43 PSAMF ¶¶ 50, 51; DRPSAMF
¶¶ 50, 51. The human resources clerk position was filled on October 3, 2011 by
Shawna Frechette, who did not have experience “in a human resource department,
but [did have] experience in an office setting.”44 PSAMF ¶ 52; DRPSAMF ¶ 52.
MAS objected to this statement on the grounds that “the document speaks for itself but is not
relevant or material to the current matter.” DRPSAMF ¶ 48. The Court overrules MAS’s objection.
42
MAS admitted that Ms. Joy laid off Mr. Manning on August 22, 2011, but it states that the
fact is not relevant or material to the current matter. The Court overrules MAS’s objection. .
43
MAS admitted posting the human resources clerk position in September 2011 and that it did
not notify Mr. Manning of the job opening, but objected on the grounds that the document is neither
relevant nor material to the current matter. DRPSAMF ¶¶ 50, 51. Additionally, MAS asserts, insofar
as Ms. Ferrante is trying to present the evidence to show that the human resources clerk was the same
position Mr. Manning held, this argument is misplaced and taken out of context. DRPSAMF ¶¶ 50,
51. Again, the Court admits Ms. Ferrante’s statement regarding the job posting because it is both
supported by the record and, viewing the evidence in the light most favorable to Ms. Ferrante, is both
relevant and material to her retaliation claim. The Court notes MAS’s arguments regarding the
connection or lack thereof between Mr. Manning’s role and the human resources clerk position, but
the arguments go to weight, not admissibility.
44
MAS admits the statement but qualifies it on the grounds that Ms. Frechette had “relevant
prior experience”. DRPSAMF ¶ 52. MAS also objects to the statement on the grounds that it is neither
relevant nor material. DRPSAMF ¶ 52. In her deposition, Ms. Frechette testified that she had
experience in “answering phones, filing, [and] customer service”. PSAMF Attach. 4, Frechette Dep. at
6:24-25 (ECF No. 43-4). Although those skills may be relevant to the position, the job posting listed
“2 years working in a human resources position for a home health/behavioral health agency” as a
requirement. PSAMF Attach. 1, Johnson Ex. 4. (ECF No. 43-1). Ms. Frechette admitted she had no
prior human resources experience The Court considers this discrepancy, against the backdrop of the
layoff of Mr. Manning, to be both relevant and material and admits Ms. Ferrante’s fact as modified to
reflect Ms. Frechette’s prior work experience.
41
23
9.
The Hiring and Scope of Courtney McLain’s Role as Ms.
Proulx’s Administrative Assistant
On September 1, 2011, MAS posted a help wanted ad on JobsInMe.com for an
office assistant who would report to the Director of Children’s Services.45 PSAMF ¶
55; DRPSAMF ¶ 55. That same month, Ms. Proulx hired Courtney McLain as her
administrative assistant.46 PSAMF ¶¶ 57-59. Ms. McClain was already an employee
at MAS, and she learned of the job opening through an internal posting before it was
posted online. PSAMF ¶ 56. She approached Ms. Joy about her interest in the role.47
Ms. Ferrante states that “[o]n September 1, 201[1], MAS posted an ad on JobsInMe.com for an
Administrative Assistant to Ms. Proulx”. PSAMF ¶ 55. Ms. Ferrante cites her own affidavit – she
cites paragraph 4 but the Court believes she intended to cite paragraph 2 – in support of her statement.
See Ferrante Aff. ¶2. Her affidavit states that the posting was for an “Administrative Assistant for
Children Services.” Id. The copy of the job posting attached to the affidavit lists the position as “Office
Assistant” to report to the “Director of Children’s Services.” Ferrante Aff. Attach. 1, PageID # 643
(ECF 42-9) (Ferrante Aff. Attach. 1). MAS states that the role was “office assistant who would report
to the Director of Children’s Services”. DRPSAMF ¶ 55. Because MAS’s statement aligns with Ms.
Ferrante’s affidavit and the copy of the job posting, the Court modifies the fact in dispute to reflect the
qualification MAS proposes.
46
MAS asserts that Ms. McLain was hired in November 2011 as an Administrative Assistant to
all divisions, reporting to Ms. Proulx. DSMF ¶ 85. MAS cites Ms. McLain’s deposition testimony, in
which she said that she was a behavioral health professional and children’s services coordinator for
MAS until the end of November 2011, when she became an administrative assistant to Ms. Proulx.
DSMF Attach. 2, McLain Dep. at 10:5-13 (ECF No. 39-2) (McClain Dep.). Ms. Ferrante disputes that
Ms. McLain became an administrative assistant to all divisions at the end of November 2011 and
states that on September 1, 2011, following Ms. Ferrante’s refusal to withdraw her EEOC charge, MAS
posted a help wanted ad on JobsInMe.com seeking applicants for the position of Administrative
Assistant for Children’s Services. PRDSMF ¶ 85; PSAMF ¶ 55. Ms. Ferrante cites a copy of a job
description posted by MAS on JobsInMe.com to support her contention. Ferrante Aff. Attach. 1. MAS
qualifies the statement, saying that the listed position was an Office Assistant who would report to
the Director of Children’s Services. DRPSAMF ¶ 55. Furthermore, MAS argues, the fact is neither
relevant nor material. Id. The Court finds it is relevant because “office assistant” and “administrative
assistant” are similar job titles, and both positions reported to Ms. Proulx then the Director of
Children’s Services. The Court has reviewed the underlying record and observes that the posting was
indeed for an Office Assistant. Other than that qualification, the record evidence supports Ms.
Ferrante’s position, and viewing the evidence most favorably to her, the Court accepts her statement
of fact that Ms. McLain became an Administrative Assistant to Ms. Proulx.
MAS admits that Ms. Proulx interviewed Ms. McLain but denies that Ms. Proulx hired her.
DRPSAMF ¶ 59. This qualification is of little consequence for purposes of the motion for summary
judgment, and the Court accepts Ms. Ferrante’s characterization.
47
MAS states that the citation does not support this statement, and that the statement is neither
relevant nor material. DRPSAMF ¶ 58. There is record support for the statement on the preceding
page of Ms. McLain’s deposition where she stated that she sent a resume and letter of intent to Ms.
45
24
PSAMF ¶ 58; DRPSAMF ¶ 58. She began to take over some of the job duties in late
September and early October, and eventually fully transferred to the new role, in
which she understood that her work would primarily be assisting Ms. Proulx as well
as others in the office.48 PRDSMF ¶ 85; PSAMF ¶¶ 57, 59; DRPSAMF ¶ 57, 59.
The scope of Ms. McLain’s responsibilities in the administrative assistant role
is the source of some dispute between the parties. MAS asserts that Ms. McLain
performed work for the entire Westbrook office, and that she completed elder care
assignments.
DSMF ¶ 89.
In support of its position, MAS cites Ms. McLain’s
deposition testimony:
Q. What percent of your work was dedicated to assisting Kim as opposed
to the rest of the office?
[MR. BROOKS: Object to the form of the question. If you understand,
you can answer.]
A. I feel that it was 100 percent for the office because Kim is part of the
office. There were some duties that I took over that Kim used to do and
there were several other things that I assisted with the office that I
would assist other people in the office, so I don’t know what a percentage
would be.
Q. What were your responsibilities as the administrative assistant?
A. It grew over time because we were just trying to figure out what my
duties would be and I also had a caseload until the end of November, so
I didn’t have 40 hours a week to do that. I started with payroll and I
also tallied group supervision and then there were other things. I helped
assist with the quarterly visit reports for elder home care. I assisted
Joy and Ms. Proulx. McLain Dep. at 14:12-17. The record reflects that Ms. McLain reached out to Ms.
Joy about the position; this fact is relevant insofar as it explains how Ms. McLain ended up in the
Administrative Assistant position.
48
Ms. Ferrante states that Ms. McLain “learned of MAS posting the position as administrative
assistant reporting to Kim Proulx, and she ‘understood her work would primarily be assisting Kim.’”
PSAMF ¶ 57. MAS asserts that “Ms. McLain understood the position was ‘administrative assistant
for the whole office,’ but that Ms. Proulx was her direct supervisor.” DRPSAMF ¶ 57. Ms. Ferrante
denies that Ms. McLain became an administrative assistant for all divisions, on the basis that she
“understood her work would primarily be assisting Kim [Proulx]”. PRDSMF ¶ 85; PSAMF ¶ 57.
However, Ms. McLain testified in her deposition that she was “administrative assistant for the whole
office” but that Ms. Proulx was her direct supervisor. McLain Dep. at 15:7-8. Because the record
evidence supports MAS’s statement of fact, the Court accepts its qualification and has amended the
statement accordingly. The Court overrules MAS’s relevancy and materiality objection.
25
with - - with cleaning up the elder home care chart room, filing, I spent
a couple weeks doing that, so there were several other things.
McLain Dep. at 20:5-25.
Ms. Ferrante denies that Ms. McLain performed work for the entire Westbrook
office and that she assisted with other tasks. PRDSMF ¶ 89. In support of her
position, Ms. Ferrante points to Ms. McLain’s deposition testimony that she
understood her work would primarily be assisting Ms. Proulx. PRDSMF ¶ 89. As
presented by the parties, the record regarding the scope of Ms. McLain’s role is
somewhat limited, but both parties’ statements regarding scope can coexist. It is
possible Ms. McLain’s role was to primarily assist Ms. Proulx, but also encompassed
completing tasks for others in the Westbrook office. Therefore, the Court includes
both parties’ statements regarding the scope of Ms. McLain’s role.
10.
Ms. McLain’s Overlapping Responsibilities and its Impact
on Ms. Ferrante’s Role
In Ms. Ferrante’s view, her job responsibilities changed significantly after
MAS hired Ms. McLain in September. PRDSMF ¶ 85.
Ms. Ferrante asserts that
either by September or October 2011,49 Ms. McLain began to take over some of her
administrative duties, and began to take over her day to day responsibilities.50
Ms. Ferrante uses both months. In her paragraph 61, she states that “[b]y September of 2001,
Ms. McLain began to take over Ms. Ferrante’s day to day responsibilities.” PSAMF ¶ 61. In her
paragraph 72, she states that “[b]y October of 2011, Ms. McLain began to take over Ms. Ferrante’s day
to day responsibilities.” PSAMF ¶ 72. The Court has included both months as alternatives.
50
MAS denies that Ms. McLain began to take over some of Ms. Ferrante’s administrative duties.
DRPSAMF ¶ 60. MAS states that Ms. McLain was working closely with Ms. Proulx before October
2011, “which is not surprising considering Ms. McLain reported to Ms. Proulx.” Id. Viewing the
evidence in the light most favorable to Ms. Ferrante, the record supports her statement and the Court
declines to accept MAS’s denial.
MAS also denies the statement that Ms. McLain “began to take over Ms. Ferrante’s day to day
responsibilities”, and contends that Ms. Ferrante was gainfully employed during her employment.
49
26
PSAMF ¶¶ 60, 61; DRPSAMF ¶¶ 60, 61. In October 2011, Ms. Ferrante noticed that
Ms. McLain was doing a lot of the things that Ms. Ferrante typically did during her
workday. PSAMF ¶ 71; DRPSAMF ¶ 71. On November 30, 2011, Ms. Ferrante
noticed that Ms. McLain had filled out part of an intake form, a task that Ms.
Ferrante was previously responsible for. PSAMF ¶ 88.
11.
General Changes to Ms. Ferrante’s Role
Ms. Ferrante’s position description as Ms. Proulx’s administrative assistant
listed thirty-one duties, including large and small projects. PSAMF ¶ 54; DRPSAMF
¶ 54; PRDSMF ¶ 88. During her employment at MAS, Ms. Ferrante never received
a memo regarding a change to her job description, nor was she told that her job
description or her responsibilities were changing. DSMF ¶ 90; PRDSMF ¶ 90. One
of the primary functions of Ms. Ferrante’s job was maintaining client charts.51 DSMF
¶ 103; PRDSMF ¶ 103. Ms. Ferrante’s position description also included general
office duties, and if Ms. Proulx did not ask her to do those duties, she felt was losing
her responsibility for that line item on her job description.52 PRDSMF ¶ 91.
DRPSAMF ¶ 61. While that may be true, it is also possible that Ms. Ferrante’s job responsibilities
were eroding during that time, and viewing the facts in the light most favorable to Ms. Ferrante, the
Court accepts her statement.
51
Ms. Ferrante denies this statement and qualifies it by stating that by early December 2011,
Ms. Ferrante wrote that “[m]y job is reduced to nothing.” PRDSMF ¶ 103. Even viewing the evidence
in the light most favorable to Ms. Ferrante, her qualification does not respond to MAS’s assertion, and
the Court admits MAS’s statement.
52
The parties quibble about whether, when Ms. Proulx assigned tasks that were arguably within
Ms. Ferrante’s scope of responsibility as director’s assistant, Ms. Ferrante was actually losing a job
function or she merely perceived a loss of job function. See DSMF ¶ 91, PRDSMF ¶ 91. Both parties
cite Ms. Ferrante’s deposition, in which she testified:
Q. So if [Ms. Proulx] asked somebody other than you to do something, then you perceive
that that was you losing a job function.
A. It was.
27
Ms. Ferrante acknowledges that in mid-October 2011, she had work to do, was
productive, gainfully employed, and was completing tasks outlined in her job
description.53 DSMF ¶¶ 96, 97; PRDSMF ¶¶ 96, 97. However, when she completed
her projects, “they were done.” PSAMF ¶ 73; DRPSAMF ¶ 73.
On November 2, 2011, Ms. Proulx gave Ms. McLain a list of tasks to complete
while Ms. Proulx was away on vacation, tasks previously Ms. Ferrante’s
responsibility.54 PSAMF ¶ 75; DRPSAMF ¶ 75. On or around December 2, 2011, Ms.
Ferrante wrote that, “[m]y job is being reduced to nothing.”55
PSAMF ¶ 90;
DRPSAMF ¶ 90. By December 2, Ms. Ferrante was “a photocopy and file person, and
PRDSMF Attach. 7, Ferrante Dep. at 186:25-187:2 (ECF No. 42-7) (Ferrante Dep. 7). Based on Ms.
Ferrante’s deposition testimony, MAS’s paragraph is accurate and the Court rejects Ms. Ferrante’s
denial.
53
MAS asserts that between July and December 2011, “Ms. Ferrante was completing tasks
outlined in her job description and had work to do during this period of time”, and that Ms. Ferrante
was “productive and gainfully employed the whole time” she worked at MAS. DSMF ¶¶ 96, 97. Ms.
Ferrante denies this, arguing that the portion of Ms. Ferrante’s deposition testimony on which MAS’s
assertion relies, was referring to mid-October 2011 only. See Ferrante Dep. 7 at 195:19-196:3. The
Court reviewed the deposition transcript and, viewing the evidence in the light most favorable to Ms.
Ferrante, concludes that the testimony referred to October 2011 rather than the entire span of Ms.
Ferrante’s employment with MAS. Furthermore, the Court notes, Ms. Ferrante testified at length
about not having work to do toward the end of her employment, which directly contradicts MAS’s
assertions in its paragraphs 96 and 97. The Court altered MAS’s paragraphs 95 and 96 to accurately
reflect the cited record.
54
MAS denies the statement on the grounds that “there is no indication of what tasks were
included on the alleged ‘to do’ list resulting in mere speculation by Ms. Ferrante”. DRPSAMF ¶ 75.
Ms. Ferrante’s November 2, 2011 Memorandum for Record states,
I saw Courtney [McLain] had a list. I said is that your to do list? She goes yes, while
Kim [Proulx] is out. Looked like something her Assistant would be given. Courtney is
functioning as Kim’s assistant she is doing the same things I did for Kim when she
went to Sturgis for her last vacation.
PRDSMF Attach. 11, Nov. 2, 2011 Mem. for Record, PageID # 650 (ECF No. 42-11) (Nov. 2 MFR).
After reviewing the underlying record and viewing the evidence in the light most favorable to Ms.
Ferrante, the Court concludes that the record supports her statement that she saw the task list and
recognized that her previous responsibilities had been assigned to Ms. McLain. The Court includes
Ms. Ferrante’s statement.
55
MAS objected to this statement on the ground that “the document speaks for itself.”
DRPSAMF ¶ 90. This is a frivolous objection and the Court overrules it. A statement of material fact
is supposed to summarize underlying evidence.
28
that was the extent of [her] duties”; all of her responsibilities had been taken away.56
PSAMF ¶ 92; DRPSAMF ¶ 92. Ms. Ferrante feared that her job performance was
being scrutinized and singled out.57 PSAMF ¶ 95; DRPSAMF ¶ 95.
12.
Muriel Blanc’s Discussions with Kim Proulx Regarding
Stephanie Ferrante’s Claim
On or about September 14, 2011, Ms. Proulx informed Ms. Blanc, a coworker
of Ms. Ferrante’s, that Ms. Ferrante had filed a hostile environment lawsuit, and that
Ms. Proulx and Ms. Joy had “looked it up” and discovered that Ms. Ferrante could
receive $300,000.58 PSAMF ¶ 62; DRPSAMF ¶ 62. Ms. Proulx then warned Ms. Blanc
that she was “not allowed to talk to Stephanie”.59 PSAMF ¶ 63; DRPSAMF ¶ 63.
Ms. Blanc did not heed Ms. Proulx’s warning, however. On or about September
16, 2011, Ms. Blanc told Ms. Ferrante that it was wrong and illegal for MAS to harass
her because of the lawsuit and to prohibit co-workers from speaking to her.60 PSAMF
¶ 64; DRPSAMF ¶ 64. On one occasion after Ms. Blanc spoke to Ms. Ferrante, Ms.
MAS contends that Ms. Ferrante was gainfully employed. DRPSAMF ¶ 92. This does not
squarely contradict Ms. Ferrante’s statement, and the Court rejects MAS’s denial.
57
Ms. Ferrante’s paragraph 95 reads that her “job performance was being scrutinized and
singled out.” PSAMF ¶ 95. MAS denied this statement. DRPSAMF ¶ 95. The Court reviewed the
portion of Ms. Ferrante’s deposition that she cited to support the paragraph and found the following
statement: “Yeah. Fear for loss of my job and my job performance being scrutinized and singled out.”
Ferrante Dep. 7 at 201:25-202:1, The Court amended the paragraph to more accurately reflect Ms.
Ferrante’s testimony and rejects MAS’s denial because the statement, as modified, is supported by the
record.
58
MAS denies this paragraph. DRPSAMF ¶ 62. MAS states that “[t]his is hearsay, and is not
relevant or material to the current matter.” Id. The Court overrules these objections.
59
MAS denies this paragraph and objects to this statement on hearsay and document speaks for
itself grounds. DRPSAMF ¶ 63. The Court overrules these objections and rejects MAS’s denial
because the statement is supported by the record.
60
MAS denies this paragraph and objects on the grounds that Ms. Ferrante did not mention this
comment in her deposition, nor did she reference it in any of her memoranda, and that the statement
is irrelevant. DRPSAMF ¶ 64. First, the fact that Ms. Ferrante did not mention this comment in her
deposition does not mean that a jury would be compelled to disbelieve it if she or Ms. Blanc testified
to it at trial. Furthermore, Ms. Blanc’s MHRC complaint supports the statement. The Court overrules
MAS’s objections and rejects its denial because the paragraph is supported by the record.
56
29
Proulx “stormed into” Ms. Ferrante’s cubicle, demanding some paperwork.61 PSAMF
¶ 65; DRPSAMF ¶ 65. On or about September 20, 2011, Ms. Ferrante said good
morning to Ms. Blanc, who in turn complimented Ms. Ferrante on her boots; a couple
of minutes later, Ms. Proulx asked Ms. Blanc what she and Ms. Ferrante were talking
about.62 PSAMF ¶ 66; DRPSAMF ¶ 66. On or about October 4, 2011, Ms. Blanc said
hello to Ms. Ferrante, prompting Ms. Proulx to “immediately badger” Ms. Blanc as to
what they were talking about.63 PSAMF ¶ 67; DRPSAMF ¶ 67.
As Ms. Blanc continued to maintain contact with Ms. Ferrante, management
“began to retaliate” against Ms. Blanc; for example, she was not granted promised
time off, and Ms. Proulx was rude to Ms. Blanc when she would see her talk with Ms.
Ferrante.64 PSAMF ¶¶ 68, 69, 70; DRPSAMF ¶¶ 68, 69, 70.
13.
Ms. Ferrante Becomes Increasingly Isolated
Beginning either late June or early July, 2011, Ms. Ferrante began to feel
ostracized by her co-workers, especially when Ms. Wing was present.65 PSAMF ¶ 27;
MAS denies this statement on the grounds that none of Ms. Ferrante’s memoranda mention
this alleged incident. DRPSAMF ¶ 65. However, Ms. Blanc’s MHRC complaint supports the
statement. Additionally, Ms. Ferrante’s September 20, 2011 Memorandum for Record supports the
statement. See DSMF Attach. 1, Sept. 20, 2011 Mem. for Record, PageID # 433 (ECF No. 41-1) (Sept.
20 MFR). Viewing the evidence in the light most favorable to Ms. Ferrante, the Court accepts the Ms.
Ferrante’s statement.
62
MAS denies the statement and objects on hearsay and document speaks for itself grounds that
the statements included in the complaint include hearsay. DRPSAMF ¶ 66. The Court overrules these
objections and rejects MAS’s denial because the statement is supported by the record.
63
MAS denies this statement and objects on the ground that none of Ms. Ferrante’s memoranda
mentions this alleged incident. DRPSAMF ¶ 67. The Court overrules this objection and rejects MAS’s
denial because the statement is supported by the record.
64
MAS objects on the grounds that this statement is not material to the current matter, that Ms.
Ferrante testified in her deposition that her MFRs contained the events that support her allegations
of ostracism, and that none of the MFRs reference these alleged incidents. DRPSAMF ¶¶ 68, 69, 70.
65
Referring to her June and July 2011 complaints to Ms. Joy, Ms. Ferrante’s paragraph 27 states
that “[f]rom that point, she was ostracized by some co-workers, especially with Ms. Wing present.”
PSAMF ¶ 27. MAS admits only that she felt ostracized by some co-workers in the Elder Services
Department between June 28, 2011 and July 1, 2011. DRPSAMF ¶ 27. MAS also “notes that the term
61
30
DRPSAMF ¶ 27.66 MAS management discouraged employees from speaking with Ms.
Ferrante. PRDSMF ¶ 98; see also PSAMF ¶ 63. She cites a MHRC complaint filed
by Muriel Blanc, another former coworker of Ms. Ferrante’s. See Blanc MHRC
Compl. In her complaint, Ms. Blanc stated that on September 14, 2011, Ms. Proulx
‘ostracized’ is vague and ambiguous.” Id. In support of paragraph 27, Ms. Ferrante cited portions of
her deposition. PSAMF ¶ 27 (citing Ferrante Dep. 4 at 96-97). The Court reviewed this portion of Ms.
Ferrante’s deposition transcript and, to obtain context, the portions immediately before and after the
cited portion and concludes that Ms. Ferrante’s deposition testimony supports paragraph 27. The
Court declines to accept MAS’s time-limited admission.
MAS also contends that the term “ostracized” is vague and ambiguous. The dictionary
definition of “ostracism” is “exclusion by general consent from common privileges or social acceptance.”
WEBSTER’S THIRD NEW INT’L DICTIONARY at 1598 (2002 ed.) In her deposition, Ms. Ferrante
complained that after she complained to Human Resource, co-workers glared at her, stared at her,
would not talk to her, badgered her about what she told Human Resources, refused to help her, and
that these problems became progressively intense. Ferrante Dep. 4 at 94:8-98:13. It is clear what Ms.
Ferrante means by the term “ostracized” in the context of this case. The Court rejects MAS’s
contention.
66
The parties agree that Ms. Ferrante felt that she was ostracized by her coworkers after August
17, 2011, however they disagree about whether Ms. Ferrante was in fact ostracized, the cause of her
feeling of ostracism, and the extent to which Ms. Ferrante was ostracized. DSMF ¶ 99; PRDSMF ¶
99; PSAMF ¶ 94; DRPSAMF ¶ 94.
MAS vigorously denies that Ms. Ferrante was in fact ostracized, and notes that Ms. Ferrante’s
memoranda indicate that she had “continuous interaction” with coworkers including Ms. Blanc, Ms.
McLain, Ms. Coleman, Ms. Joy, Mr. Horton, Ms. Proulx, and others. DRPSAMF ¶ 94. Second, MAS
asserts that to the extent that any ostracism occurred, Ms. Ferrante “was ostracizing herself.”
DRPSAMF ¶ 94. MAS states that Ms. Ferrante’s demeanor changed, that she would stay in her office
space, not talk to anyone, and that she would not participate in some office activities or go to lunch
with anyone. DSMF ¶ 98; DRPSAMF ¶ 94. When Ms. Coleman invited Ms. Ferrante to lunch, she
repeatedly refused her invitation. DSMF ¶ 104. MAS states that no one ever told Ms. Coleman that
she should not have contact with Ms. Ferrante, nor did anyone ever discourage her from speaking with
Ms. Ferrante. DSMF ¶ 105.
MAS’s position on whether its employees ostracized Ms. Ferrante or whether she ostracized
herself is a legitimate factual issue to present to a jury. But in the context of this motion, the Court is
obligated, as MAS must know, to view the facts, including contested facts, in the light most favorable
to Ms. Ferrante. For purposes of the motion for summary judgment, the critical questions are whether
the non-movant’s facts are of evidentiary quality and are supported by the record. Here, as the Court’s
discussion in the body of this opinion concludes, Ms. Ferrante meets these standards. That MAS
disagrees with her view of the facts and seeks to minimize the actions of her co-employees and to blame
her for her own problems are matters that this Court may not at this stage resolve in favor of MAS.
By contrast, in her response to MAS’s statement of material fact 98, Ms. Ferrante asserts that
MAS not only discouraged employees from speaking with her but also harassed those employees who
did speak with her. PRDSMF ¶ 98. In support of this assertion, Ms. Ferrante cited her material facts
paragraphs 62 through 71 and 74 through 92. To refer the Court to twenty-seven other paragraphs of
statements of material fact does not comply with Local Rule 56(f). Nevertheless, the Court reviewed
each of the Plaintiff’s cited paragraphs and was unable to find any record support for Ms. Ferrante’s
assertion that MAS harassed those employees who spoke with her and the Court has not included that
part of Plaintiff’s paragraph 98 in its recitation of the facts.
31
told her that Ms. Ferrante had filed a hostile environment lawsuit, and that she was
“not allowed to talk to” Ms. Ferrante. Id. ¶ 3. On or about December 2, 2011, Ms.
Ferrante wrote that, “[t]he majority of my coworkers do not talk to me, those that do
know they may be reprimanded for doing so . . . I feel like I am totally alone. I am
happy the weekend is near though, because it has been a long, horrible week here at
MAS and I am drained physically and emotionally.” PRDSMF Attach. 12, Dec. 2,
2011 Mem. for Record, PageID # 665 (ECF No. 42-12) (Dec. 2 MFR). Ms. Ferrante
submitted a request for leave, citing “workplace harassment” as the reason. DSMF
¶ 110; PRDSMF ¶ 110.
On November 2, 2011, Ms. Ferrante was not involved or invited to a “Section
28” meeting with supervisors.67 PSAMF ¶ 75; DRPSAMF ¶ 75.
On November 4, 2011, Ms. Ferrante did not want to go to work because of the
stress.68 PSAMF ¶ 76; DRPSAMF ¶ 76. At work, she discovered that Ms. McClain
Ms. Ferrante’s paragraph 75 states: “On 11/2/11, Ms. Ferrante was excluded from a section
28 meeting.” PSAMF ¶ 75. To support this statement, Ms. Ferrante cites her deposition number 33
without a page number. Deposition exhibit 33 is a twenty-page exhibit, divided into two parts of ten
pages each with the first section in Attachment 11 and the second in Attachment 12. It would have
been helpful if Ms. Ferrante had offered a page cite. Nevertheless, the Court found the reference at
page 4 of Attachment 11. It reads: “9:01a Section 28 meeting with supervisors I’m not involved or
invited.” The Court amended the language in paragraph 28 to conform to the actual wording of Ms.
Ferrante’s memorandum for the record.
MAS denied this paragraph. DRPSAMF ¶ 28. It affirmatively states that “Ferrante is not a
Section 28 Supervisor and thus would not be involved in a Section 28 meeting.” Id. The Court agrees
with MAS that Ms. Ferrante was not a supervisor, but Ms. Ferrante must have documented this note
for a reason. The Court infers that Ms. Ferrante must have attended similar meetings in the past in
her role as administrative assistant to Ms. Proulx and considered the fact she was not involved or
invited to the November 2, 2011 Section 28 supervisor’s meeting to be of significance. Because the
Court is required to view the facts in the light most favorable to Ms. Ferrante, the Court rejects MAS’s
denial and has included this paragraph in its recitation of facts. However, the Court has not attached
much significance to paragraph 75 because its significance is not explained.
68
MAS denies this statement, but its denial is not responsive to Ms. Ferrante’s statement of fact.
DRPSAMF ¶ 76. The Court rejects MAS’s denial.
Furthermore, MAS asserted that the document, namely Ms. Ferrante’s memorandum for
record “speaks for itself.” DRPSAMF ¶ 76. This objection is frivolous and the Court rejects it.
67
32
had taken over audits from her and Ms. Ferrante wrote that Ms. McClain “is doing
my job and they are trying to hide it. I feel like am going to throw up.”69 Id.
On November 8, 2011, Ms. Ferrante entered Ms. Proulx’s office and Ms. Proulx
and Ms. McLain were there; no one acknowledged Ms. Ferrante.70 PSAMF ¶ 78;
DRPSAMF ¶ 78.
On November 11, 2011, Ms. Ferrante documented that she did not want to go
to work because her duties had been taken away from her and wrote, “I honestly
really don’t know what I am going to do today.”71 PSAMF ¶ 79; DRPSAMF ¶ 79.
Finally, MAS says that the “remainder of the statements in the MFR [is] speculation, not fact.”
DRPSAMF ¶ 76. However, to the extent Ms. Ferrante’s memoranda for record contain speculation,
the Court has characterized the statements as her perceptions.
69
MAS qualifies the statement, asserting that Ms. Ferrante “was notified that the audit needed
to be done but took no steps to complete the task.” DRPSAMF ¶ 76 (citing Ms. Ferrante’s September
20, 2011 Memorandum for Record). As regards the audit issue, the September 20, 2011 Memorandum
for Record states “I receive an email, sent last night from Kim, informing me of a QA/QI meeting audit
in October (see attached) within it are the dates for the 100% audit.” DSMF Additional Attachs.1,
Sept. 20, 2011 Mem. For Record at PageID # 433 (ECF No. 41-1). The attachment is an email from
Ms. Proulx to four individuals, including Ms. Ferrante, informing them that Ms. Proulx has “a QA
meeting for October 26th at 9am”, “[w]e will need to do a 100% audit on all clients and HR charts”, and
that “[w]e need to have a report done as well.” Id. at PageID # 434. The Court finds that the underlying
record does not support MAS’s qualification to the effect that Ms. Ferrante failed to complete the
assigned task. The Court rejects MAS’s qualified response and adopts Ms. Ferrante’s paragraph 76.
70
MAS objects on the grounds that the record citation does not support the statement.
DRPSAMF ¶ 78. Ms. Ferrante’s November 8 Memorandum for Record states that “Kim is back from
vacation. I enter her office to file paperwork in the treatment plan books[;] both Courtney and Tracy
are in there I am not acknowledged I am ignored.” PRDSMF Attach. 11, Nov. 8, 2011 Mem. for Record,
PageID # 653 (ECF No. 42-11) (Nov. 8 MFR). The only part of the statement for which the record does
not provide thorough support is that Ms. Proulx was present. Ms. Ferrante noted that Ms. Proulx was
back from vacation, and that she was entering her office. The Court infers that Ms. Proulx was present
in her own office. Viewing the evidence in the light most favorable to Ms. Ferrante, the Court finds
that Ms. Proulx was present in her office at that time, rejects MAS’s qualified response, and accepts
Ms. Ferrante’s paragraph 78.
71
MAS objects on the grounds that the statement is vague and unsupported by the record.
DRPSAMF ¶ 79. However, in the Court’s view, Ms. Ferrante made a written record of the events of
the day, presumably when her memory was fresh, that supports her statement. Viewing the evidence
in the light most favorable to Ms. Ferrante, the Court rejects MAS’s qualified response and admits
Plaintiff’s paragraph 79.
33
On November 14, 2011, Ms. Proulx told Ms. Ferrante to bring in her keys so
that Ms. McLain could also use them.72 PSAMF ¶ 80; DRPSAMF ¶ 80. Ms. Ferrante
feared she would be terminated the following day. Id.
On November 15, 2011, Ms. Ferrante learned that Ms. McLain was now doing
payroll.73 PSAMF ¶ 81; DRPSAMF ¶ 81. Later that morning, she noticed the MAS
Christmas party sheet; she did not have an invitation and Ms. McClain had taken
over Ms. Ferrante’s duties to organize such events.74 PSAMF ¶ 81; DRPSAMF ¶ 81.
Ms. Ferrante thought that organizing events of that type was one of her duties, and
felt “reduced to a file clerk”, “worthless and upset”, and felt “tears welling up” in her
eyes.75 PSAMF ¶ 81; DRPSAMF ¶ 81.
MAS denies the statement on the grounds that the cited document “does not support this
proposition and otherwise speaks for itself.” DRPSAMF ¶ 80. The “speaks for itself” objection is
frivolous. As regards the contention that the document does not support the proposition, Ms. Ferrante
wrote, “Kim emails me. . . . She states she wants me to bring my keys in, so Courtney and I can use
them as well. I fear I am getting fired tomorrow.” PRDSMF Attach. 11, Nov. 14, 2011 Mem. for Record,
PageID # 655 (ECF No. 42-11) (Nov. 14 MFR). Ms. Ferrante’s statement is supported by the record.
The Court rejects MAS’s denial and deems Plaintiff’s paragraph 80 admitted.
73
MAS denies this portion of Ms. Ferrante’s paragraph 81 on the grounds that the document
speaks for itself and that statement is speculation and unsupported by the evidence. DRPSAMF ¶ 81.
The “document speaks for itself” objection is frivolous. Regarding the speculation and unsupported by
the evidence objections, the Court reviewed the cited record and rejects MAS’s denial. This part of the
paragraph is clearly supported by Ms. Ferrante’s November 15, 2011 Memorandum for Record.
74
MAS denies paragraph 81 to the extent Ms. Ferrante states that she was not invited to the
party. DRPSAMF ¶ 81. MAS denies this part of the statement because “the invitation was for clients
and BHP/BHP-RC’s so no invitation would go to Ms. Ferrante”. DRPSAMF ¶ 81. To support its
objection, MAS refers to Ms. Ferrante’s November 15, 2011 Memorandum of Record, which does not
indicate that no invitation would have gone to Ms. Ferrante. The Court rejects MAS’s denial of this
statement because its denial is not supported by the record.
MAS contends that the statement in Plaintiff’s paragraph 81-that Ms. McClain had taken over
Ms. Ferrante’s duties to organize such events-is not supported by the record. DRPSAMF ¶ 81. The
Court reviewed Ms. Ferrante’s November 15, 2011 Memorandum of Record and concludes that the
statement is clearly supported by the November 15, 2011 Memorandum. The Court rejects MAS’s
denial and deems this part of the paragraph admitted.
75
MAS denies this statement as unsupported by the record. DRPSAMF ¶ 81. In her November
15, 2011 Memorandum for Record, Ms. Ferrante wrote, “If I was the Director’s Assistant wouldn’t I
know about a holiday party for our division? Wouldn’t I assist in preparing and making arrangements
for such a party? I am reduced to a file clerk. I feel worthless and upset I feel tears welling up in my
72
34
On November 16, 2011, Ms. Proulx falsely blamed Ms. Ferrante for misfiling.76
PSAMF ¶ 82; DRPSAMF ¶ 82. On November 17, 2011, Ms. McClain asked Ms.
Ferrante whether she would be part of a Secret Santa [gift] exchange and give money
to Mr. Johnson and others in the NH office for gifts. PSAMF ¶ 83; DRPSAMF ¶ 83.
When Ms. Ferrante refused, MAS quickly posted her response, thus publicizing it to
all employees.77 PSAMF ¶ 83; DRPSAMF ¶ 83. On November 18, 2011, Ms. Proulx
emailed Ms. Ferrante and falsely accused her of making filing errors.78 PSAMF ¶ 84;
eyes”. Nov. 15 MFR. Ms. Ferrante’s statement is in fact supported by the record, and is not
speculative. The Court rejects MAS’s denial and deems this part of paragraph 81 admitted.
76
MAS objects on the grounds that document speaks for itself and that the November 16, 2011
MFR includes irrelevant hearsay, and mischaracterizes documents that otherwise speak for
themselves. DRPSAMF ¶ 82. The general “document speaks for itself” objection is frivolous. MAS
cites the November 16, 2011 MFR “and attachments.” DRPSAMF ¶ 82. The November 16 MFR states,
in relevant part, “I receive an email from Kim. . . . This email makes me so upset I feel hot and dizzy.
She states I am responsible for all aspects of the charts and no one else files paperwork in the charts,
which is FALSE.” PRDSMF Attach. 12, November 16, 2011 Mem. for Record, Page ID# 657 (ECF No.
42-12). MAS did not provide a precise citation for the attachments it argues support its position.
MAS’s citation appears to point to an email exchange between Ms. Ferrante and Ms. McLain, DSMF
Attach. 3 at PageID # 507 (ECF No. 41-3), but that email exchange is not responsive to Ms. Ferrante’s
statement. Without additional citation information, the Court accepts Ms. Ferrante’s statement.
Additionally, the Court overrules MAS’s hearsay-based objection and deems paragraph 82
admitted.
77
MAS admitted paragraph 83, but asserted that the document upon which it relied contained
hearsay and the paragraph is irrelevant. DRPSAMF ¶ 83. The Court overrules MAS’s objections.
78
MAS objects on the grounds that the document, which the Court presumes refers to the
November 18, 2011 MFR, “improperly characterizes other documents that speak for themselves”.
DRPSAMF ¶ 84. In support of its objection, MAS cites the November 18, 2011 MFR “and
attachments”. DRPSAMF ¶ 84. MAS did not provide a precise citation for the attachments it argues
support its position. MAS’s citation may point to an email exchange between Ms. Ferrante and Ms.
Proulx on November 18, 2011 with a subject heading of “charts”. In that email exchange, Ms. Ferrante
identified errors she found while “thinning” certain clients’ charts. DSMF Attach. 3, Email from
Stephanie Ferrante to Kim Proulx, Nov. 18, 2011, 8:01 a.m., PageID # 528 (ECF No. 41-3). Ms. Proulx
responded, “In reviewing your email it appears we need to set up a time to meet as some of this
information is not correct. . . . It is very important that the charts are in compliance and filed correctly.
The state may visit us at any time and our license depends on the professional state of the charts.”
DSMF Attach. 3, Email from Kim Proulx to Stephanie Ferrante, Nov. 18, 2011, 11:53 a.m., at PageID
# 527 (ECF No. 41-3). The attached document to which this email makes reference itemizes a number
of asserted errors. Id. at 528-29. This interchange clearly establishes that Ms. Proulx was accusing
Ms. Ferrante of committing filing errors.
Reviewing Ms. Ferrante’s Memorandum of Record dated November 18, 2011, the Court
concludes that Ms. Ferrante thought Ms. Proulx’s allegations were false. The Court rejects MAS’s
denial and deems paragraph 84 admitted.
35
DRPSAMF ¶ 84. Ms. Ferrante responded to Ms. Proulx’s email, complaining to her
of continued “harassment and retaliation”.79 PSAMF ¶ 85; DRPSAMF ¶ 85.
On November 28, 2011, everyone in the office ate lunch in the conference room,
but no one asked Ms. Ferrante if she wanted to join them.80 PSAMF ¶ 86; DRPSAMF
¶ 86.
On November 29, 2011, Ms. Ferrante found a staff roster on a photocopier that
did not have her name on it, and brought the omission to Ms. Proulx’s attention.81
PSAMF ¶ 87; DRPSAMF ¶ 87.
On November 30, 2011, a Section 28 meeting was held that Ms. Proulx
attended and Ms. Ferrante was not included.82 PSAMF ¶ 88; DRPSAMF ¶ 88. That
day, Mr. Johnson arrived at the office and nearly all staff had lunch together in the
MAS denies the statement, asserting that the document does not support Ms. Ferrante’s
proposition. DRPSAMF ¶ 85. To support her statement of fact, Ms. Ferrante cites an email in which
she wrote that she “[did] not feel free to raise any more concerns in a meeting” with Ms. Proulx about
the office files, and that she believed that the “harassment and retaliation” she had “endured and
continue[d] to endure” would impact any concerns she raised. PRDSMF Attach. 12, Email from
Stephanie Ferrante to Kim Proulx, Nov. 18, 2011 at 3:23 p.m., PageID # 660 (ECF No. 42-12). The
underlying record supports Ms. Ferrante’s statement of fact, and the Court rejects MAS’s denial and
deems paragraph 85 admitted.
80
Ms. Ferrante also states in paragraph 86, “[w]hen . . . she went into the conference room,
everyone became quiet”. PSAMF ¶ 86. MAS denies Ms. Ferrante’s paragraph 86 on the grounds that
the record does not support Ms. Ferrante’s assertion. DRPSAMF ¶ 86. The Court reviewed the
November 28, 2011 MFR, Ms. Ferrante’s record support for the statement, and agrees that it does not
support the statement that everyone became quiet when Ms. Ferrante went into the conference room.
However, the Court finds support for Ms. Ferrante’s statement that everyone ate lunch in the
conference room without Ms. Ferrante, and admits that portion of her statement.
81
MAS objects on the basis that Ms. Ferrante relies on hearsay to make assumptions as to the
meaning of the document. DRPSAMF ¶ 87. The Court reviewed the November 29, 2011 MFR and
finds it supports the statement. Ms. Ferrante’s paragraph does not interpret the significance of her
name not being on the list; the Court admits the statement over MAS’s objection.
82
MAS states that because Ms. Ferrante was not a Section 28 Supervisor, she would not have
attended a Section 28 meeting. The Court addressed this issue above in footnote 68 and, on the basis
of that footnote, the Court rejects MAS’s denial and deems paragraph 88 admitted.
79
36
conference room, but Ms. Ferrante was not invited to join them.83 PSAMF ¶ 88;
DRPSAMF ¶ 88.
On December 1, 2011, Ms. Proulx distributed a winter call chart and staff
roster to the entire office, and Ms. Ferrante’s name was not on the staff roster. 84
PSAMF ¶ 89; DRPSAMF ¶ 89. Ms. Proulx distributed an updated chart a short time
later that still did not include Ms. Ferrante’s name.85 PSAMF ¶ 89; DRPSAMF ¶ 89.
On December 2, 2011, Ms. Ferrante arrived at the MAS office feeling anxious.86
PSAMF ¶ 90. She felt “totally alone”, that her “job [was] reduced to nothing”, that
she was “getting blamed for all mistakes occurring within the Children’s Service
charts”, and recorded that the majority of her coworkers were not talking to her.87
PSAMF ¶ 90.
At 2:45 p.m. that day, Ms. Ferrante requested leave because of
“workplace harassment.” PSAMF ¶ 91; DRPSAMF ¶ 91.
14.
Ms. Ferrante was not Trained on Six Tasks in Her Job
Description
MAS objects on the grounds that the document speaks for itself and is “littered with hearsay”.
DRPSAMF ¶ 88. The document “speaks for itself” objection is frivolous. The Court reviewed the
November 30, 2011 Memorandum of Record and overrules MAS’s hearsay objection as to Ms.
Ferrante’s recorded recollection of who was in the conference room for lunch and whether she was
invited to join them.
84
MAS denies this statement, but provides no specific grounds for its objection. DRPSAMF ¶
89. The Court reviewed the record citation and finds support for Ms. Ferrante’s statement and
therefore admits it.
85
MAS denies this statement, but provides no specific grounds for its objection. DRPSAMF ¶
89. The Court reviewed the record citation and finds support for Ms. Ferrante’s statement and
therefore admits it.
86
MAS denies this statement on the grounds that the document speaks for itself. DRPSAMF ¶
90. This objection is frivolous. The Court reviewed the record citation and finds support for Ms.
Ferrante’s statement and therefore admits it.
87
MAS denies this statement on the grounds that the document speaks for itself. DRPSAMF ¶
90. This objection is frivolous. The Court reviewed the record citation and finds support for Ms.
Ferrante’s statement and therefore admits it.
83
37
Ms. Ferrante identified six tasks in her job description that she believed she
did not receive adequate training for. DSMF ¶ 83; PRDSMF ¶ 83. After August 17,
2011, Ms. Ferrante believes that she did not get job training she had hoped to receive,
including: (1) how Ms. Proulx liked her minutes; (2) discharging clients in “Home
Trak”; (3) audit procedures; (4) printing off APS forms and getting into the APS
system; (5) payroll and billing training; (6) monthly supervision memos; and (7)
following government laws and company policies. DSMF ¶ 84; PRDSMF ¶ 84.
On September 19, 2011, Ms. Proulx offered to provide Ms. Ferrante with more
training on how to file, but Ms. Ferrante did not accept her offer because she felt she
38
already knew how to file.88 DSMF ¶ 92; PRDSMF ¶ 92. Ms. Ferrante did not request
additional training for the items on her list.89 DSMF ¶ 93; PRDSMF ¶ 93.
15.
The October 2011 Quarterly Audit
In October 2011, Ms. Proulx asked Ms. McLain and Ms. Jess Arnold to perform
the quarterly audit.90 DSMF ¶ 94; PRDSMF ¶ 94. Ms. Proulx asked them to do it
MAS states that “Ms. Proulx offered to provide Ms. Ferrante with more training; however, Ms.
Ferrante refused the additional training.” DSMF ¶ 92. Ms. Ferrante qualifies the statement, adding
that Ms. Proulx said she would be happy to provide more training on how to file, and that Ms. Ferrante
did not take her up on that offer because she already knew how to file. PRDSMF ¶ 92. Ms. Ferrante
cites her deposition in support of her statement. In relevant part, she gave the following testimony at
her deposition:
88
Q. I’m showing you a document that’s been marked at Exhibit 29. It’s an email
exchange between you and Kim Proulx on September 19, 2011; is that right?
A. Yes.
Q. And this starts with you sending an email to Ms. Proulx about sending you the
children’s client ID list, etcetera; is that right?
A. Yes.
Q. And Ms. Proulx responds in her email, at the very end of this one on September 19,
“if you feel you need more training, I would be happy to provide that to you.”
A. Yes.
Q. Did you take her up on that offer?
A. I did not take her up on that offer to help me learn how to file, no.
Q. And did you ever ask Ms. Proulx for more training specific to the items that you
have identified?
A. No.
Ferrante Dep. 7 at 189:8-25. Ms. Ferrante also points out testimony later in her deposition where she
said that she did not believe she needed any assistance in filing or that her work performance was
ever an issue. Ferrante Dep. 7 at 203:1-6. Viewing the evidence in the underlying record in the light
most favorable to Ms. Ferrante, the Court accepts her qualification.
89
Ms. Ferrante denies MAS’s statement and qualifies it by saying that she “only did not request
more specific training on how to file as she knew how to file”. PRDSMF ¶ 93. However, the deposition
testimony she cites in support of her qualification is identical to that which she cited in her paragraph
92, and she essentially admits that she did not request additional training. See PRDSMF ¶ 92;
Footnote 72, supra. Therefore, the Court rejects Ms. Ferrante’s qualification.
90
Ms. Ferrante denies that she had any involvement in the October 2011 audit. PRDSMF ¶ 94.
This essentially comports with MAS’s statement, so the Court admits the portion of MAS’s statement
regarding Ms. McLain and Ms. Arnold. However, the parties clash over the reason behind Ms. Proulx’s
request. According to MAS, Ms. Ferrante did not approach Ms. Proulx about the October audit she
believed she was responsible for, and Ms. Proulx asked Ms. McLain and Ms. Arnold to complete the
audit because it was “getting too close to the time it was due and was not done”. DSMF ¶¶ 94, 95.
MAS cites Ms. McLain’s deposition, and Ms. Ferrante’s deposition. DSMF ¶ 94. Ms. McLain testified
to the following during her deposition:
39
Q. Okay. Did you have any responsibility with regard to [the October 2011] audit?
A. Kim had asked Jess Arnold and I to do it because it was getting too close to the time
and it wasn’t done.
Q. All right. Who had the responsibility for doing the October audit?
A. It was supposed to be Stephanie.
Q. So that’s something you took over?
A. I did not take over. Kim asked me to do it because Stephanie did not do it.
Q. So let me get this. Stephanie was responsible to do it, correct?
A. Uh-huh, yes.
Q. And you ended up doing at least part of it?
A. Yes.
Q. Did you do part of it or the whole thing?
A. I did part of it.
Q. Okay. Who did the other part of it?
A. Jess.
Q. And Jess’ last name is?
A. Arnold.
McLain Dep. at 30:5-25. MAS also cites Ms. Ferrante’s deposition, in which she acknowledged that
Ms. Proulx sent out an email stating that an audit would be conducted on October 12th, 13th, and
14th, and testified to the following:
Q. Did you have any follow-up questions for Ms. Proulx concerning this audit that she
said was coming up?
A. I asked about the audit and I was never given any answers about the audit to
everyone that I asked.
Q. Who did you ask about the audit?
A. I asked Kim, I asked Courtney, Jessica Arnold that worked there, and Muriel,
Andra.
Q. What did you ask Kim about the audit?
A. I asked her when the audit was going to happen.
Q. So her reference to October 12th, 13th, and 14th was unclear?
A. It didn’t happen on those dates. At least I wasn’t aware that it did. I still don’t
know to this day when that audit took place.
Q. So with respect to that - - that audit, at what point - - well, on October 12, did you
do any work on this audit?
A. No.
Q. Did you ask Ms. Proulx about the audit on October 12th?
A. On that date, no, I don’t believe I did, but I - Q. So you never approached Ms. Proulx on October 12 about this audit that you thought
you should be doing, right?
A. I don’t think I did on the 12th, 13th, and 14th.
...
Q. So October 12 rolls around and you don’t start working on the audit, correct?
A. Correct.
Q. And you don’t ask Kim whether you should be working on the audit?
A. There were times I felt uncomfortable even looking in her general direction.
Q. October 13 comes around and you don’t work on the audit.
A. Correct.
Q. And you didn’t ask Kim whether you should be working on the audit?
A. Correct.
Q. And October 14 comes around and you don’t work on the audit, right?
40
because “it was getting too close to the time it was due and was not done”. DSMF ¶
94. Ms. Ferrante “asked about the audit and [she] was never given any answers about
the audit to everyone [she] asked.” PRDSMF ¶¶ 94, 95. She saw coworkers with
audit sheets and asked them what they were doing but no one would tell her.
PRDSMF ¶¶ 94, 95 (citing Ferrante Dep. 7 at 193: 3-6).
16.
Leave Requests91
On or about October 26, 2011, Ms. Ferrante placed a request in Ms. Proulx’s
office bin to take time off on November 3, 2011 to attend a medical appointment.
DSMF Additional Attachs. Attach. 2, Oct. 31, 2011 Mem. for Record, PageID # 482
(ECF No. 41-2) (Oct. 31 MFR). On October 31, Ms. Proulx sent an email to MAS staff
that stated “a lot of staff” were taking vacation in November, included a list of those
with approved leave, and stated that she could not approve any more time off that
month. PRDSMF Attach. 11, Oct. 31, 2011 Email from Kim Proulx to MAS Staff,
Page ID# 648 (ECF No. 42-11) (Oct. 31 Proulx Email). Ms. Ferrante’s name was not
A. No, I don’t.
Ferrante Dep. 7 at 191:20-192:23; 194:12-195:1.
In response, Ms. Ferrante asserts that not only did she ask to speak to Ms. Proulx about the
audit, but also that she was excluded from the audit process. PRDSMF ¶¶ 94, 95. The portion of her
deposition testimony which both she and, notably, MAS cite supports her statement regarding Ms.
Proulx. See Ferrante Dep. 7 at 192:2-10. Viewing the evidence in the light most favorable to Ms.
Ferrante, the Court accepts Ms. Ferrante’s qualification that she did ask Ms. Proulx about the audit.
With respect to whether Ms. Ferrante was excluded from the audit process, the parties’
statements are not mutually exclusive. Ms. Ferrante could have asked a number of people about
working on the audit, and Ms. Proulx could have asked Ms. McClain and Ms. Arnold to complete the
audit because Ms. Ferrante had not done it. At the same time, it would be difficult to do something as
an employee that the supervisor did not let you know you were supposed to do. The Court includes
both parties’ statements for the purposes of this Order.
91
The parties’ submissions on leave request are so sparse they make little sense without
additional context. The Court added some non-cited facts to supply the background.
41
on the list of approved leave.92 PSAMF ¶ 74; DRPSAMF ¶ 74; Oct. 31 MFR. Ms.
Ferrante emailed Ms. Proulx asking for clarification, and Ms. Proulx asked to see her
in her office. Oct. 31 MFR. Ms. Proulx said that she did not receive the request slip;
Ms. Ferrante found it in one of Ms. Proulx’s office bins and handed it to her for
approval, which she granted. Oct. 31 MFR.
17.
Ms. Ferrante Resigns
Ms. Ferrante resigned on December 5, 2011, and in her view, her resignation
was caused by months of harassment and retaliation, bringing her to the point where
she could not take it any longer.93 PSAMF ¶ 96; DRPSAMF ¶ 96. 94
II.
THE PARTIES’ POSITIONS
A.
Count I: Sex Discrimination
1.
MAS’s Motion
MAS’s position is, in essence, that Ms. Ferrante’s claim fails as a matter of law
because she cannot make out a prima facie case for a sexually hostile work
environment. Def.’s Mot. at 2. Specifically, MAS argues she has failed to establish
(1) that harassment was based on her sex, (2) that the harassment was so severe or
MAS objects to Ms. Ferrante’s paragraph 74, without providing any grounds for its objection.
The Court therefore admits Ms. Ferrante’s statement.
93
Ms. Ferrante posits a paragraph 97 about a meeting that Mr. Johnson and Ms. Proulx had
with staff after Ms. Ferrante resigned. PSAMF ¶ 97. But MAS objected in part because the part of
the record that Ms. Ferrante cited is not before the Court. DRPSAMF ¶ 97. The Court agrees with
MAS. It could not locate the record and the Court has not included Plaintiff’s paragraph 97.
94
Ms. Ferrante states “[a]s a result of the harassment and months of retaliation with no end in
sight, Ms. Ferrante could take it no longer and thus on December 5, 2011, Ms. Ferrante was forced to
resign.” PSAMF ¶ 96. In order to avoid setting forth a legal conclusion as a fact, the Court altered
this paragraph to clarify that this is Ms. Ferrante’s view of why she resigned. Although MAS denied
the paragraph, the Court rejects MAS’s denial of the rephrased paragraph and deems it admitted.
92
42
pervasive to alter the conditions of her work environment, or (3) that some basis for
employer liability exists. Def.’s Mot. at 3-10.
MAS contends that Ms. Ferrante cannot prove that the “harassment occurred
because she was a woman, instead, the evidence shows that the alleged statements
of a sexual nature were generally made to groups of women and not directed at Ms.
Ferrante . . . .” Id. at 3. MAS argues that because Ms. Ferrante “was part of an allfemale team supervised by a female,” she has to meet the “high burden of proof in
same-sex hostile work environment cases” set forth in Oncale v. Sundowner Offshore
Servs., 523 U.S. 75, 81 (1998). Id.
MAS concedes that Ms. Wing’s statements “maybe have been unprofessional
and vulgar,” but argues that “there is no evidence Ms. Wing made them ‘because of’
[Ms. Ferrante’s], or anyone else’s, sex.” Id. at 5. MAS asserts that Ms. Ferrante’s
claim fails under the Oncale test because Ms. Ferrante (1) “has not alleged, nor is
there evidence to support, a conclusion that Ms. Wing is homosexual or any of her
alleged conduct was motivated by sexual desire”, (2) “has not alleged, nor is there any
evidence to support, Ms. Wing was motivated by a general hostility toward women”,
and (3) has offered “no comparative evidence that Ms. Wing treated men and women
differently.” Id. at 4-5. On the third point, MAS argues that Ms. Ferrante “cannot
offer direct comparative evidence to support a same-sex sexual harassment claim”
because the workplace was not mixed-sex. Id. at 5.
Next, MAS contends that “the behavior alleged was not sufficiently severe or
pervasive to alter the conditions of employment.” Id. MAS maintains that Ms.
43
Ferrante has identified only six comments95 during May and June 2011, and that the
comments “are insufficient to support [Ms. Ferrante’s] sexually hostile work
environment claim” because (1) “the comments were infrequent; the record reveals
six comments over approximately fifty (50) days when Ms. Ferrante reported to Ms.
Wing, with only five allegedly occurring at work”, (2) “Ms. Wing’s comments in no
way impaired [Ms. Ferrante’s] ability to effectively complete her job, nor altered the
terms and conditions of her employment”. Id. at 6-7. Specifically, MAS notes, Ms.
Ferrante “admits that after Ms. Wing shared her ‘scuba Steve’ story[,] . . . [Ms.
Ferrante] went back to work”, and points out that Ms. Ferrante “could voluntarily
remove herself from the allegedly objective conduct” at the restaurant after work on
June 17, 2011, but “chose not to.” Id. at 7-8.
Finally, MAS argues that “Ms. Ferrante’s sexual harassment claim fails
because there is no basis for employer liability.” Id. at 8. MAS notes that it “has a
policy against unlawful harassment, provides employee training, and . . . has [the
policy] posted in the workplace”. Id. at 9. MAS maintains that, prior to receiving the
EEOC charge on August 9, 2011, it had no notice that Ms. Wing’s comments were
sexual in nature. Id. at 8. Moreover, MAS argues, it responded to Ms. Ferrante’s
The “instances of alleged ‘harassment’” MAS points to are (1) June 1, 2011, Ms. Wing said she
was going home to “give her husband a nooner”, (2) June 2, 2011, Ms. Wing said she was going to go
home to “give her husband a nooner”, (3) June 3, 2011, Ms. Wing told “a number of women” a story
about how her husband got the nickname “Scuba Steve” and “relayed an off-color suggestion he had
made for a care-giver to put on scuba gear and use a scrub brush to clean an obese patient’s genital
region”, (4) June 17, 2011, after work at a restaurant, Ms. Ferrante “heard Ms. Wing discuss a
pornographic video Ms. Wing had watched with her husband”, (5) unknown date, “Ms. Ferrante heard
Ms. Wing say she wanted to rub baby oil over an unidentified male’s body”, and (6) co-worker Keara
Brown said that “shortly after Ms. Ferrante began working at MAS, Ms. Wing said that Ms. Ferrante
had ‘to be Italian because you’ve got dick-sucking lips.’” Def.’s Mot. at 6-7.
95
44
complaint “prompt[ly] and effective[ly] with a job change only a few days later” and
gave Ms. Ferrante “a temporary (later permanent) transfer to another job with a
different supervisor and a pay raise.” Id. at 9. MAS asserts that it “conducted an
immediate investigation of [Ms. Ferrante’s] complaints, and ultimately terminated
the employment of Ms. Wing on September 8, 2011.” Id. at 9. MAS also characterizes
Ms. Ferrante’s behavior after her transfer as “refusal to engage MAS to provide
additional evidence” of the alleged sexual harassment, and as “unreasonable”. Id.
2.
Ms. Ferrante’s Opposition
In response, Ms. Ferrante insists that she was harassed based upon sex when
Ms. Wing made the offensive sexual comments, Ms. Ferrante “presented evidence of
her discomfort” to Ms. Wing, and in response Ms. Wing not only did not “curb the
offensive behavior, but she increased the sex-specific commentary right at Ms.
Ferrante’s cubicle.” Pl.’s Opp’n at 11.
Additionally, she maintains that Oncale
actually supports her position, and that the “holdings in Oncal[e] also make clear a
trier of fact could reasonably infer the harassment was based on sex.”
Id.
Specifically, she points out that the Oncale Court held that Title VII does not bar
same-sex discrimination cases, and that the harassing conduct “need not be
motivated by sexual desire”. Id. She asserts that a trier of fact “could reasonably
[infer] that Ms. Wing’s offensive sexual comments did amount to harassment based
on sex given the use of sex-specific language directed in the presence of Ms. Ferrante
and with knowledge that such behavior created a hostile work environment for Ms.
Ferrante”. Id.
45
Next, Ms. Ferrante disputes MAS’s argument that the harassment at issue
was not sufficiently pervasive, and asserts that a triable issue exists regarding
whether the harassment was sufficiently pervasive. Id. at 12. She contends that she
testified that the sexual comments by Ms. Wing “took place on a daily basis from the
outset of her employment . . . and continued . . . [for] a period of over two months”.
Id.
Finally, Ms. Ferrante insists that a triable issue of fact exists with respect to
employer liability. Pl.’s Opp’n at 12. She argues that MAS has not satisfied either
prong of the so-called Faragher affirmative defense. Id. (citing Faragher v. City of
Boca Raton, 524 U.S. 775, 788 (1998)). She contends that a triable issue of fact exists
with respect to the first prong because she “denies ever receiving notice or training of
the sexual harassment policy prior to making her complaint”. Id. She also points out
that “Mr. Johnson admits he did not even investigate the sexual harassment aspect
of the complaint.” Id. Ms. Ferrante argues that she “did present evidence of speaking
to Ms. Joy on June 28th and complaining of the sexual comments”, that she “gave
notice of the sexual misconduct in her statement dated July 5, 2011, describing it as
a hostile work environment”, and that she “repeated what she had told Ms. Joy” when
she spoke to Mr. Johnson on July 7, 2011. Id. at 13. She contends that “a trier of fact
could reasonably infer [she] did give notice of the sexual harassment to MAS in June
and July, but MAS did not investigate the entirety of the claim”. Id.
3.
MAS’s Reply
46
In reply, MAS argues that Ms. Ferrante “offers no evidence that the alleged
comments by Wing were because of [Ms. Ferrante’s] gender” and that Ms. Ferrante
has failed to show that “Wing was hostile to the presence of women in the workplace.”
Def.’s Reply at 3-4 (emphasis in original). MAS insists that “the mere use of language
regarding sex is insufficient to state a claim” of sex-based harassment. Id. at 4. MAS
also notes that Ms. Ferrante failed “to even acknowledge that [she] worked in an allfemale
environment,
[which]
render[ed]
inapplicable
any
consideration
of
comparative evidence”. Id.
Next, MAS argues that Ms. Ferrante’s arguments regarding the pervasiveness
of the harassment are merely “[t]estimony reiterating allegations” which are
insufficient to create genuine issues of material fact “‘without providing specific
factual information.’” Id. (citing In re Light Cigarettes Marketing Sales Practices
Litigation, 751 F. Supp. 2d 196, 202 (D. Me. 2010)). MAS asserts that such “nonspecific allegations of frequent harassment (especially in the face of [Ms. Ferrante’s]
extensive ‘memoranda for record,’ that records only a handful of incidents) are
insufficient as a matter of law.” Id. at 4.
Additionally, MAS disputes Ms. Ferrante’s argument regarding employer
liability. Id. MAS acknowledges that there is a dispute as to whether Ms. Ferrante
was trained on the company’s sexual harassment policy, but insists that issue “is not
material as [Ms. Ferrante] was aware of her rights considering the MHRC rights
posting, as well as her knowledge that talking to Ms. Joy was the appropriate course.”
Id. at 4 n.13 (internal citation omitted). Moreover, MAS asserts, “[i]n small work
47
environments, as at issue here, there is no genuine dispute that MAS took reasonable
steps to inform employees of their rights.” Id.
Finally, MAS disputes Ms. Ferrante’s assertion that it cannot satisfy the
elements of a Faragher affirmative defense. Id. at 4. MAS contends that the Maine
Law Court has not adopted the Faragher standard, and instead employs the standard
set in Watt v. UniFirst Corp., 2009 ME 47, ¶ 47, 969 A.2d 897, 904, that the employer
action taken must be “immediate and appropriate.” Id. at 5. Applying that standard,
MAS contends that “as soon as” Ms. Ferrante complained, “immediate steps were
taken”, and that MAS “attempted to further determine whether [Ms. Ferrante] was
experiencing ongoing issues”, despite Ms. Ferrante’s “refus[al] to cooperate with the
efforts.” Id.
B.
Count II: Retaliation
1.
MAS’s Motion
MAS argues that Ms. Ferrante “experienced no unlawful retaliation and
instead her claim rests entirely on perceived slights that are insufficient to establish
a retaliation claim under the MHRA as a matter of law.” Def.’s Mot. at 10. As a
threshold matter, MAS insists that Ms. Ferrante “did not exhaust her administrative
remedies with regard to any alleged act of retaliation after filing her charge with the
EEOC on July 26, 2011, and thus she is not entitled to damages or attorney[’]s fees
for those claims”. Id. at 11 (citing 5 M.R.S. § 4611, “[a]n aggrieved person . . . may
file a complaint under oath with the commission stating the facts concerning the
48
alleged discrimination, except that a complaint must be filed with the commission not
more than 300 days after the alleged act of unlawful discrimination”).
MAS argues that the Court should only consider events occurring prior to July
26, 2011 because that was the date Ms. Ferrante filed her EEOC charge. Id. at 10.
MAS contends that the retaliatory activity “involved discrete acts”, Id. at 13, and that
Ms. Ferrante’s retaliation claims are not “‘like or reasonably related to the allegations
raised in her administrative charge’”. Id. at 13 n.7. Thus, MAS argues, the Court
should not consider an intake questionnaire that Ms. Ferrante signed and completed
on August 22, 2011, which alleged that meetings on August 17 and August 18 were
attempts to coerce her into dropping her charge. Id. at 10-11. MAS maintains that
“an intake questionnaire form is not signed under oath, and therefore, is ‘not
considered to be a charge of discrimination’”. Id. at 11 (quoting Frank v. L.L. Bean,
Inc., No. Civ. 04-221-P-S, 2006 WL 47557, at *6 (D. Me. Jan. 9, 2006)). Thus, MAS
contends, the Court can only consider the facts covered in Ms. Ferrante’s EEOC
charge. Id. at 13.
Next, MAS argues that Ms. Ferrante “cannot make out a prima facie case of
retaliation as her complaint to MAS’s Human Resources Manager on June 28, 2011,
about non-specific ‘chaotic, hostile, and threatening’ work environment in Ms. Wing’s
department was not protected activity.” Id. at 14. MAS maintains that Ms. Ferrante
“[a]t no time” mentioned “any facts that could reasonably lead Ms. Joy or anyone else
at MAS to believe that [Ms. Ferrante] was complaining about a ‘sexually’ hostile work
environment.” Id. at 14-15. MAS notes that it “was careful” to have Ms. Ferrante
49
put her concerns in writing, and although MAS acknowledges that Ms. Ferrante used
the “familiar buzzword ‘hostile’”, the word “sex” was “conspicuously absent.” Id. at
15. MAS maintains that Ms. Ferrante “failed to relay any of the ribald comments she
now attributes to Ms. Wing” when she “had every opportunity . . . to be specific.” Id.
at 15. Thus, MAS concludes, Ms. Ferrante’s “failure to give any notice to MAS that
she was complaining about a potentially unlawful sexual conduct renders her June
28 complaint to MAS unprotected” and, because the retaliation claim is tethered to
the unprotected MHRA complaint, bars Ms. Ferrante’s retaliation claim. Id. at 15.
Further, MAS argues that Ms. Ferrante cannot prove that MAS took adverse
action against her. Id. at 15. Ms. Wing’s statement to Ms. Ferrante that “her job was
being done incorrectly”, in the absence of other action, is not retaliatory conduct, MAS
contends. In fact, MAS points out, “the evidence only points to positive job actions: a
desirable transfer, a new supervisor, and a higher rate of pay.”
Id. at 16.
Additionally, MAS argues, none of the other actions Ms. Ferrante points to—MAS’s
attempts to discuss her EEOC charge, removal of job duties, and “shunning” of Ms.
Ferrante– either individually or collectively qualify as adverse actions as a matter of
law. Id. at 16-19. Moreover, MAS contends, even if MAS asked her to withdraw her
charge, such a request is not retaliatory conduct. Id. at 16 (citing Torres v. Pisano,
116 F.3d 625, 640 (2nd Cir. 1997)).
Finally, MAS argues that even if Ms. Ferrante can prove an adverse
employment action, she cannot prove that the adverse employment action was
causally related to Ms. Ferrante’s protected activity. Id. at 20. MAS insists that the
50
EEOC charge and Ms. Ferrante’s resignation four months later “did not occur in ‘close
proximity’ and there is no evidence [MAS] was attempting to terminate [Ms.
Ferrante] or force her to quit because she had filed the Charge”. Id. at 20.
2.
Ms. Ferrante’s Opposition
Ms. Ferrante maintains that she can prove all of the prima facie elements of a
retaliation claim: (1) that she engaged in protected activity, (2) that she was subjected
to an adverse employment action, and (3) that a causal link exists between the
protected activity and the adverse action. Pl.’s Opp’n at 14 (citing Bowen v. Dep’t of
Human Servs., 606 A.2d 1051, 1054 (Me. 1992)).
Ms. Ferrante states that “it is undisputed that Ferrante filed a verified
administrative complaint under oath alleging that she had been the victim of sex
discrimination and retaliation . . . . [and] that [MAS] received notice of the
administrative complaint.” Id. at 14. Ms. Ferrante contends that MAS has failed to
establish as a matter of law that she did not engage in protected activity because
MAS’s motion “does not address the administrative complaint”, which Ms. Ferrante
asserts is the protected activity at issue. Id.
Next, Ms. Ferrante asserts that she has presented “overwhelming evidence of
the adverse actions” taken against her after she filed her administrative charges. Id.
at 16. She contends that MAS’s position regarding the scope of activity that the Court
can consider has been rejected, and that “adverse employment actions arising out of
the original discrimination complaint and occurring after the initial agency filing do
not have to be exhausted.” Id. at 17. Ms. Ferrante asserts that her “additional
51
allegations of adverse actions simply flow chronologically . . . after her administrative
complaint.” Id. She argues that the “discrete acts” approach discussed in Nat’l R.R.
Passenger Corp. v. Morgan, 536 U.S. 101 (2002), does not apply, and that the
controlling precedent is Clockedile. Id. (citing Clockedile v. New Hampshire Dep’t of
Corrs., 245 F.3d 1, 6 (1st Cir. 2001)). Ms. Ferrante also disputes MAS’s position that
she cannot show MAS took adverse actions against her, asserting that “adverse
actions include those which ‘could dissuade an employee or former employee’ from
making complaints of retaliation.’” Id. at 17-18 (quoting Thayer Corp. v. Reed, 2011
U.S. Dist. LEXIS 74229, at *62 (D. Me. July 11, 2011)).
Finally, Ms. Ferrante argues that she has presented evidence that a causal
link exists between her administrative complaint and her constructive discharge. Id.
at 19. She asserts that MAS began “pressuring [her] to withdraw her complaint,
reducing her responsibilities, advertising for her replacement[,] and hiring Ms.
Mc[L]ain” within days of receiving notice of the protected activity. Id. This, she
states, is sufficient for a trier of fact to reasonably infer that “the temporal link was
less than thirty days.” Id.
3.
MAS’s Reply
First, in response to Ms. Ferrante’s assertion that “it is undisputed that
Ferrante filed a verified administrative complaint under oath alleging that she had
been the victim of sex discrimination”, MAS states that Ms. Ferrante “never filed a
charge ‘under oath’ with the MHRC”. Def.’s Reply at 1. MAS notes that the Maine
Human Rights Act provides that an “aggrieved person . . . may file a complaint under
52
oath with the commission” and that Maine Human Rights Commission regulations
provide that “[c]omplaints must be sworn to under oath before a Notary Public or
other person authorized by law to administer oaths, or before a representative of the
EEOC and HUD . . . .” Id. at 1; see 5 M.R.S. § 4611; Me. Human Rights Comm’n R.
2.02(E).
MAS then points to Ms. Ferrante’s July 26, 2011 charge, stating that
although Ms. Ferrante “appears to have signed in the place on the form where she
‘swears’ that the charge is true, there is no signature from a notary or other
authorized person on the form.” Def.’s Reply at 2. MAS argues that Ms. Ferrante
cannot cure this omission because the MHRC already dismissed her complaint, and
thus Ms. Ferrante has not administratively exhausted her MHRA claims, is not
entitled to any damages provided for in 5 M.R.S. § 4613, is not entitled to injunctive
relief, and can recover no remedies under the MHRA. Id.
Next, MAS insists that the Court cannot consider any retaliatory action that
occurred after July 26, 2011 because Ms. Ferrante never amended her charge,
“thereby denying MAS an opportunity to address before the EEOC her allegations of
ostracism and elimination of job duties.” Id. at 5. MAS insists that Ms. Ferrante’s
reliance on Clockedile is misplaced, and that even if the Court accepts the “relaxed
standard” set forth in Clockedile, the Court could still not consider activity after July
26, 2011 because of the “dissimilar nature of the allegations in the charge versus the
allegations brought later”. Id. (citing Clockedile, 245 F.3d at 6). MAS maintains that
it took prompt steps to ensure that Ms. Wing “would never bother [Ms. Ferrante]
53
again”, and that Ms. Ferrante’s current claim is “so distinct from her original charge
that it cannot be said to have ‘arisen out of the original’ complaint”. Id.
Finally, MAS maintains that Ms. Ferrante did not experience an adverse
employment action, points to Ms. Ferrante’s MFRs as evidence that “no reasonable
person could conclude that MAS subjected [Ms. Ferrante] to an adverse employment
action” and disputes that Ms. Ferrante was ostracized or stripped of her job
responsibilities. Id. at 6-7. MAS concludes by arguing that even if the retaliation
was causally connected to the adverse employment action, that alone is insufficient
to generate a genuine issue of material fact. Id. at 7.
C.
Count III: Constructive Discharge
1.
MAS’s Motion
MAS argues that Ms. Ferrante’s constructive discharge claim fails as a matter
of law because the Maine Law Court has held that constructive discharge is not an
independent cause of action. Id. at 20 (citing Levesque v. Androscoggin Cnty., 2012
ME 114, ¶¶ 8-9, 56 A.3d 1227, 1229).
2.
Ms. Ferrante’s Opposition
Ms. Ferrante maintains that “the claims for sexual harassment and retaliation
are not subject to summary judgment, and thus neither is the claim for constructive
discharge”. Pl.’s Opp’n at 20.
D.
Failure to Exhaust Administrative Remedies
Ms. Ferrante stated in her opposition brief that she filed a “verified
administrative complaint under oath”. Id. at 14. MAS pounced on this, contending
54
that because Ms. Ferrante’s July 26, 2011 charge does not contain a signature from
a notary or other authorized person, the complaint does not satisfy the “under oath”
requirements of the MHRC Rules and Regulations, and thus that Ms. Ferrante never
administratively exhausted her claims under the MHRA, making her claims moot.
Def.’s Reply at 2.
III.
DISCUSSION
A.
Summary Judgment Standard
Summary judgment is appropriate only “if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” FED. R. CIV. P. 56(a). A fact is “material” if it “has the potential to
change the outcome of the suit.” Tropigas de Puerto Rico, Inc. v. Certain Underwriters
at Lloyd’s of London, 637 F.3d 53, 56 (1st Cir. 2011) (quoting Borges ex rel. S.M.B.W.
v. Serrano-Isern, 605 F.3d 1, 5 (1st Cir. 2010)). A dispute is “genuine” if “a reasonable
jury could resolve the point in favor of the nonmoving party.” Id. (quoting McCarthy
v. Nw. Airlines, Inc., 56 F.3d 313, 315 (1st Cir. 1995)).
Once this evidence is supplied by the moving party, the nonmovant must
“produce ‘specific facts, in suitable evidentiary form, to . . . establish the presence of
a trialworthy issue.’” Triangle Trading Co., Inc. v. Robroy Indus., Inc., 200 F.3d 1, 2
(1st Cir. 1999) (quoting Morris v. Gov’t Dev. Bank of Puerto Rico, 27 F.3d 746, 748
(1st Cir. 1994)).
In other words, the non-moving party must “present ‘enough
competent evidence’ to enable a factfinder to decide in its favor on the disputed
55
claims.” Carroll v. Xerox Corp., 294 F.3d 231, 237 (1st Cir. 2002) (quoting Goldman
v. First Nat’l Bank of Boston, 985 F.2d 1113, 1116 (1st Cir. 1993)).
The Court then “views the facts and draws all reasonable inferences in favor
of the nonmoving party.” Ophthalmic Surgeons, Ltd. v. Paychex, Inc., 632 F.3d 31,
35 (1st Cir. 2011). However, the Court “afford[s] no evidentiary weight to ‘conclusory
allegations, empty rhetoric, unsupported speculation, or evidence which, in the
aggregate, is less than significantly probative.’” Tropigas, 637 F.3d at 56 (quoting
Rogan v. City of Boston, 267 F.3d 24, 27 (1st Cir. 2001)); accord Sutliffe v. Epping
Sch. Dist., 584 F.3d 314, 325 (1st Cir. 2009).
B.
Failure to Exhaust Administrative Remedies
To place MAS’s position in context, on July 26, 2011, Ms. Ferrante filed a single
Charge of Discrimination with both the EEOC and the MHRC. Def.’s Reply Attach.
2, Charge of Discrimination (Ferrante Charge). In the charge Ms. Ferrante sets forth
three paragraphs, the first describing the events underlying her charge, the second
stating that she was holding the supervisor as responsible for the actions occurring
within the office that made it a hostile work environment, and the third alleging that
she had been discriminated against because of her sex/gender and sexually harassed.
Id. at 1. The form contains the following affirmation on the bottom left:
I declare under penalty of perjury that the above is true and correct.
Id. Ms. Ferrante signed that declaration and dated it July 26, 2011. Id.
To the right of this declaration is a box that says: “NOTARY – When necessary
for State and Local Agency Requirements.” Id. The affirmation reads:
56
I swear or affirm that I have read the above charge and that it is true to
the best of my knowledge, information and belief.
Id. The signature line above this affirmance is blank. Id. In the place where a notary
public would place the seal, confirming that Ms. Ferrante had subscribed and sworn
to the statement, Ms. Ferrante’s signature appears, but there is no signature or seal
of a notary public. Id.
First, the Court observes that Ms. Ferrante’s charge would meet the
verification requirements of federal law. Under 42 U.S.C. § 2000e-5(b), Title VII
mandates that a charge be “in writing under oath or affirmation” and EEOC
regulations require that a charge “shall be in writing and signed and shall be
verified.” 29 C.F.R. § 1601.9. The EEOC regulations define “verified” to mean “sworn
to or affirmed before a notary public, designated representative of the [EEOC] or
other person duly authorized by law . . . , or supported by an unsworn declaration in
writing under penalty of perjury.” 29 C.F.R. § 1601.3. Federal law further provides
that, with some unrelated exceptions, whenever a federal law requires a “sworn
declaration, verification, certificate, statement, oath or affidavit, in writing of the
person making the same (other than a deposition, or oath of office, or an oath required
to be taken before a specified official other than a notary public)”, an unsworn
declaration under penalty of perjury satisfies this requirement. 28 U.S.C. § 1746
(emphasis supplied). Federal courts have held that an unsworn declaration under
penalty of perjury, such as the one Ms. Ferrante executed, satisfies the verification
requirement. See Green v. Liberty Healthcare Sys., LLC, No. 10-0413, 2010 U.S. Dist.
LEXIS 105481, at *9-10 (W.D. La. Oct. 1, 2010); Cobb v. Marshall, 481 F. Supp. 2d
57
1248, 1256 (M.D. Ala. 2007); Fultz v. B.A. Mullican & Mfg. Co., 197 F. Supp. 2d 523,
525 (W.D. Va. 2002) (“Fultz complied with the statute by signing and dating the
charge underneath the perjury language, again as prescribed”).
However, MAS observes that, even though Ms. Ferrante initiated a Title VII
claim, she decided not to pursue a federal theory of action and instead decided to
proceed only under the MHRA. The MHRA provides:
Any aggrieved person . . . may file a complaint under oath with the
commission stating the facts concerning the alleged discrimination . . . .
5 M.R.S. § 4611. In the Court’s view, Ms. Ferrante’s declaration meets Maine’s
statutory requirement.
If false, even without a notary public swearing, Ms.
Ferrante’s declaration under penalty of perjury would likely provide a basis for a
criminal prosecution under 17-A M.R.S. § 451 or § 452 for perjury or false swearing.
Nevertheless, MAS contends that Ms. Ferrante’s sworn declaration does not
comply with the regulatory requirement of MHRC rules:
Complaints must be sworn to under oath before a Notary Public or other
person authorized by law to administer oaths, or before a representative
of the EEOC and HUD pursuant to work sharing agreements signed
between the Commission and the EEOC . . . . Commission staff will
reduce the information to writing on the appropriate complaint form and
send it to the aggrieved party to be notarized and filed with the
Commission.
Me. Human Rights Comm’n R. 2.02(E). MAS demands that the entire complaint be
dismissed for failure to comply with this provision.
The Court disagrees.
Even though Ms. Ferrante technically violated the
MHRC rule—as opposed to the statute—by failing to have her charge notarized, the
question remains what remedy should be imposed as a consequence of the violation.
58
MAS cited no case addressing this issue in Maine and no case in which a court has
dismissed a case where an aggrieved person declared the truth of the facts under
penalty of perjury but neglected to have the statement sworn before a notary. Here,
where Ms. Ferrante substantially complied with the “under oath” requirement, the
Court will not infer that the failure to swear to the truth of the claim mandates the
draconian remedy of dismissal. To the contrary, the Court concludes that equitable
defenses are available to this omission and that, applying those equitable defenses,
MAS has waived this issue and has demonstrated no prejudice from the omission.
Accordingly the Court declines to sanction Ms. Ferrante for the omission.
First, the Court observes that the statement that MAS wants notarized is less
assertive than Ms. Ferrante’s sworn declaration. The statement that MAS wishes
notarized reads:
I swear or affirm that I have read the above charge and that it is true to
the best of my knowledge, information and belief.
Ferrante Charge at 1. By contrast, Ms. Ferrante declared under penalty of perjury
that the facts in her claim were “true”—with no “best of my knowledge, information
and belief” equivocation. Id. The sworn declaration of truth is more meaningful than
the notarized swearing of truth to the best of knowledge, information and belief.
MAS argues that Merchant v. Prince George’s County, 948 F. Supp. 2d 515, 523
(D. Md. May 31, 2013) addresses a similar situation. Def.’s Reply at 2, n.3. It does
not. In Merchant, the claimant “never filed a verified, formal charge of discrimination
with the EEOC.” Merchant, 948 F. Supp. 2d at 520. Instead, she claimed that an
intake questionnaire satisfied the verification requirement, but the Merchant Court
59
concluded that an intake questionnaire does not meet the verification requirement.
Id. at 519-24. The same is true of Frank v. L.L. Bean, Inc., where the employee
submitted to the MHRC only a completed intake questionnaire, not “a verified charge
(sworn or attested to under penalty of perjury)” until after the limitations period had
run. Frank v. L.L. Bean, Inc., 2006 U.S. Dist. LEXIS 867, at *29-30.
MAS cites other federal cases that it claims reached the conclusion that the
court enforced the verified charge requirement. See Def.’s Reply at 2, n.3. However,
in each of the cited cases the claimant filed no verified statement at all. See Id. at 2,
n.3 (citing Balazs v. Liebenthal, 32 F.3d 151, 156 (4th Cir. 1994) (“the filing of a sworn
charge of discrimination with the EEOC is a mandatory prerequisite to the validity
of the charge”)); Danley v. Book of the Month Club, Inc., 921 F. Supp. 1352, 1354 (M.D.
Pa. 1996) (employee sent the EEOC an unsworn letter). As the Court noted earlier,
Ms. Ferrante’s declaration under penalty of perjury would have met the verification
requirement under federal law and MAS’s cited cases do not stand for a different
proposition.
Turning to the MHRA, the Maine Supreme Judicial Court has reiterated that
it looks to federal law in general in interpreting the provisions of the MHRA,
Batchelder v. Realty Res. Hospitality, LLC, 2007 ME 17, ¶ 15, 914 A.2d 1116, and
the United States Supreme Court has ruled that the Title VII time limits are not
jurisdictional. See Union Pac. R.R. v. Bhd. of Locomotive Eng’rs & Trainmen Gen.
Comm. of Adjustment, 558 U.S. 67, 82 (2009) (describing the timely complaint
requirement in Title VII cases as “nonjurisdictional and forfeitable”); Zipes v. Trans
60
World Airlines, Inc., 455 U.S. 385, 393 (1982). In fact, the First Circuit cited Zipes in
emphasizing that “the exhaustion requirement is not a jurisdictional prerequisite,
but rather is subject to waiver, estoppel, and equitable tolling.” Nulankeyutmonen
Nkihtaqmikon v. Impson, 503 F.3d 18, 33 (1st Cir. 2007) (citing Zipes, 455 U.S. at
393). The verification requirement appears to fall within the same rubric. See Maillet
v. TD Bank US Holding Co., 981 F. Supp. 2d 97, 102 n.6 (D. Mass. 2013) (“The
Supreme Court reasoned that EEOC time limits on administrative filings were not
jurisdictional because the Title VII jurisdiction provision did not mention time limits,
which, like the verification requirement, appeared instead ‘as an entirely separate
provision’ and did ‘not speak in jurisdictional terms or refer in any way to the
jurisdiction of the district courts’”) (emphasis supplied).
This means that MAS’s claim of non-compliance is subject to waiver. Here, the
Court concludes that MAS waived any claim that Ms. Ferrante failed to comply with
the verification requirement under Maine law in filing her MHRC complaint. Ms.
Ferrante filed the charge with the MHRC in late July, 2011 and MAS waited until
July 2014, in a reply memorandum, to raise the issue.96 MAS is too late. EEOC v.
World’s Finest Chocolate, Inc., 701 F. Supp. 637, 639 (N.D. Ill. 1988) (“[E]ven if § 1746
does require a dated signature, WFC has waived this argument by not raising it until
two years after it received the Charge”).
Had MAS raised the issue when Ms.
MAS mentioned the oath requirement in its original memorandum. Def.’s Mot. at 10-11. But
it was in the context of whether the intake questionnaire, which was not signed under oath, would be
considered a charge of discrimination. Id. at 11. MAS did not raise Ms. Ferrante’s failure to have the
EEOC charge notarized until its reply. Def.’s Reply at 1-2.
96
61
Ferrante first filed the charge, she could have readily cured the defect by submitting
a notarized affidavit.
Next, to the extent the policy underlying the oath requirement is to deter false
and frivolous claims by forcing the aggrieved party to make the charge under oath,
this policy has been satisfied by Ms. Ferrante’s sworn declaration. MAS has claimed
no prejudice resulting from the failure of Ms. Ferrante to swear to the contents of the
charge before a notary public and the Court can fathom none. Indeed, if MAS were
concerned that Ms. Ferrante failed to affirm the facts underlying her charge under
oath before a Notary Public, it cured that concern on September 21, 2012 when its
counsel deposed Ms. Ferrante under oath from 10:15 a.m. to 5:26 p.m., Ferrante Dep.
1:12-16, 206:17, a deposition where Ms. Ferrante was “duly sworn by the Notary
Public”, id. at 5:5-6, and runs 206 pages in length. Id.
The Court declines to dismiss Ms. Ferrante’s MHRA complaint based on MAS’s
late raising of a technical flaw in her charge under MHRC regulations.
C.
Count I: Sexual Harassment based
Environment
on a Hostile Work
The MHRA prohibits employers from discriminating against an employee
“because of race or color, sex, sexual orientation, physical or mental disability,
religion, age, ancestry or national origin . . . .” 5 M.R.S. § 4572. To succeed on an
employment-related claim of sexual harassment based on a hostile work
environment, a plaintiff must establish:
(1) That she (or he) is a member of a protected class; (2) she was
subjected to unwelcome sexual harassment; (3) that the harassment was
based upon sex; (4) that the harassment was sufficiently severe or
62
pervasive so as to alter the conditions of plaintiff’s employment and
create an abusive work environment; (5) that sexually objectionable
conduct was both objectively and subjectively offensive, such that a
reasonable person would find it hostile or abusive and the victim did in
fact perceive it to be so; and (6) that some basis for employer liability
has been established.
Watt, 2009 ME 47 ¶, 22, 969 A.2d 897 (quoting Forrest v. Brinker Int’l Payroll Co.,
511 F.3d 225, 228 n. 1 (1st Cir. 2007)). “Application of the hostile work environment
test requires an assessment of the totality of the circumstances, including ‘the
frequency of the discriminatory conduct; its severity; whether it is physically
threatening or humiliating, or a mere offensive utterance; and whether it
unreasonably interferes with an employee’s work performance.’”97 Valentin-Almeyda
v. Municipality of Aguadilla, 447 F.3d 85, 94 (1st Cir. 2006) (quoting Harris v. Forklift
Sys., 510 U.S. 17, 33 (1993)). Although harassment that occurred on only one occasion
may be actionable, “the inappropriate conduct must be severe enough to cause the
workplace to become hostile or abusive.” Doyle v. Dep’t of Human Servs., 2003 ME
61 ¶, 23, 824 A.2d 48 (citing Nadeau v. Rainbow Rugs, Inc., 675 A.2d 973, 976 (Me.
1996)).
Nevertheless, the elements of the test are intended to be “sufficiently
demanding to ensure that Title VII does not become a ‘general civility code.’”
Faragher, 524 U.S. 775, 788 (1998) (quoting Oncale, 523 U.S. at 81).
Ms. Ferrante contends that Ms. Wing created a hostile work environment by
continuously commenting on women’s and men’s bodies or discussing topics of a
“Maine courts have relied on federal case law surrounding Title VII for the purpose of
construing and applying the provisions of the MHRA.” Paquin v. MBNA Mktg. Sys., Inc., 233 F. Supp.
2d 58, 64 (D. Me. 2002) (citing Bowen, 606 A.2d 1051 (Me. 1992)); see also Watt, 2009 ME 47 ¶ 22, 969
A.2d 897. Accordingly, the Court finds that the legal analysis applicable to Title VII sex discrimination
claims applies with equal force to Ms. Ferrante’s MHRA claims.
97
63
sexually explicit nature on a daily basis for a period of over two months, and which
continued despite Ms. Ferrante asking Ms. Wing to stop. MAS does not admit that
Ms. Wing made each of the statements alleged by Ms. Ferrante, but the Court credits
Ms. Ferrante’s version of the events for the purposes of summary judgment.
Specifically, MAS contests elements (3), (4), and (6) of Ms. Ferrante’s claim. The
Court examines each element in turn.
1.
Whether Ms. Wing’s Harassment Was Based Upon Ms.
Ferrante’s Sex
In Oncale v. Sundowner, the Supreme Court set the standard for determining
employer liability in same-sex hostile work environment claims, and stressed that
such claims under Title VII are actionable as long as the “discrimination [was] . . .
because of . . . sex.” Oncale 523 U.S. at 80 (emphasis in original). The Court stated,
“[w]e have never held that workplace harassment, even harassment between men
and women, is automatically discrimination because of sex merely because the words
have used sexual content or connotations.”98 Id. at 80. Instead, the critical issue “is
whether members of one sex are exposed to disadvantageous terms or conditions of
employment to which members of the other sex are not exposed.” Id. at 80. The Court
offered three potential evidentiary paths by which a same-sex plaintiff may show the
Ms. Ferrante insists that “Ms. Wing’s offensive sexual comments did amount to harassment
based upon sex given the use of sex-specific language directed in the presence of Ms. Ferrante and
with the knowledge that such behavior created a hostile environment for Ms. Ferrante”. Pl.’s Opp’n
at 11. However, her argument does not survive under Oncale. The Supreme Court has made it clear
that comments of a sexual nature alone are insufficient unless additional context provides an inference
that the discrimination is sex based. “Whatever evidentiary route the plaintiff chooses to follow, he
or she must always prove that the conduct at issue was not merely tinged with offensive sexual
connotations, but actually constituted ‘discrimina[tion] . . . because of . . . sex.’” Oncale, 523 U.S. at
80–81 (citations omitted). Ms. Ferrante’s assertion, unsupported by any case law, is insufficient to
show that Ms. Wing’s behavior was directed at Ms. Ferrante “because of sex.”
98
64
conduct was based on or because of sex: (1) where the harassment was “motivated by
sexual desire”; (2) where the victim is “harassed in such sex-specific and derogatory
terms by another woman as to make it clear that the harasser is motivated by a
general hostility to the presence of women in the workplace”; and (3) direct
comparative evidence about how the harasser treated “members of both sexes in a
mixed-sex workplace.” Id. at 80.
In this case, Ms. Ferrante has not alleged that Ms. Wing was motivated by a
sexual desire toward Ms. Ferrante. Nor has Ms. Ferrante presented evidence or
argued that Ms. Wing was motivated by a general hostility to the presence of women
in the workplace. The dispute between the parties is over whether Ms. Ferrante has
provided sufficient direct comparative evidence to satisfy the third evidentiary path
laid out by the Supreme Court.
MAS asserts that Ms. Ferrante has presented no evidence to support the
conclusion that Ms. Wing treated men and women differently. Def.’s Mot. at 4-5.
MAS also contends that the all-female workplace prevents Ms. Ferrante from offering
direct comparative evidence to support her claim. Id. at 5. Ms. Ferrante argues that
she has at least generated a triable issue of material fact as to “whether Ms. Wing
made the sexually offensive comments to all different groups of people” because Ms.
Ferrante has presented evidence that Ms. Wing “only made the offensive sexual
comments in the presence of women.” Pl.’s Opp’n at 11.
Ms. Ferrante has not cited, nor has the Court been able to locate, case law that
addresses sexual harassment claims in entirely same-sex workplaces where the
65
plaintiff has not alleged that the harasser is motivated by sexual desire or by a
general hostility to the presence of those of her sex in the workplace, nor has she
provided direct evidence about how the alleged harasser treated men and women
differently.99 The Court concludes that Ms. Ferrante has failed to meet her burden
because she has neither offered nor alleged any direct comparative evidence about
how Ms. Wing treated men and women differently. Although the Court certainly does
not believe that Ms. Wing’s comments and behavior constitute “genuine but
innocuous differences in the ways men and women routinely interact with members
of the same sex”, see Oncale at 81, Ms. Ferrante has failed to show that the comments,
while vulgar and offensive, were directed at her because of her sex. Therefore, MAS
is entitled to summary judgment as regards Ms. Ferrante’s harassment claim.
D.
Count II: Retaliation Claim
The MHRA prohibits retaliation whenever an “individual has opposed any act
or practice that is unlawful under [the MHRA] or because that individual made a
charge, testified, assisted or participated in any manner in an investigation,
proceeding or hearing under [the MHRA].” 5 M.R.S. § 4633(1). Where there is no
direct evidence of the defendant's retaliatory animus, courts rely on the McDonnell
Douglas burden-shifting framework to allocate and order the parties’ evidentiary
This does not mean that single-sex work places are immune from claims under the MHRA,
only that the third prong requires differential treatment between “members of both sexes in a mixedsex workplace.” Oncale at 80. It may be theoretically possible to make a successful claim under the
third prong in a single-sex workplace. If so, this is not the case. In 2011, only two men worked at the
MAS Westbrook office and as of July 8, 2011, only one man, Duane Manning, worked at that office.
DSMF ¶¶ 25, 26; PRDSMF ¶¶ 25, 26. Mr. Manning’s office was on the opposite end of the office from
where Ms. Ferrante, Ms. Wing, and Ms. Proulx worked. DSMF ¶ 27; PRDSMF ¶ 27. Ms. Ferrante
has neither offered nor alleged evidence regarding how Ms. Wing behaved toward Mr. Manning.
99
66
burdens. Dudley v. Augusta Sch. Dep’t, 23 F. Supp. 2d 85, 92 (D. Me. Nov. 9, 1998).
“To establish a prima facie case of retaliation, the employee must show that she
engaged in statutorily protected activity; her employer made an employment decision
that adversely affected her; and that ‘there was a causal link between the protected
activity and the adverse employment action.’”100 Doyle, 2003 ME 61, ¶ 20, 824 A.2d
48 (quoting Bard v. Bath Iron Works Corp., 590 A.2d 152, 154 (Me. 1991)).
If the employee establishes a causal link by showing that the adverse
employment action happened in “close proximity” to the protected conduct, the
burden shifts to the employer “to produce some probative evidence to demonstrate a
nondiscriminatory reason for the adverse employment action.” DiCentes v. Michaud,
1998 ME 227, ¶¶ 14-16, 719 A.2d 509. “Once that evidence has been offered, the
burden remains with the employee to persuade the factfinder that there was, in fact,
a causal connection between the protected activity and the adverse employment
action.” Id.; see also Watt, 2009 ME 47 ¶ 35, 969 A.2d 897 (“Because [the employer]
has articulated a legitimate reason for the action, the burden remains with [the
plaintiff] to persuade the fact-finder that there was, in fact, a causal connection
between the protected activity and the adverse employment action.” (quotation
omitted)).
1.
Timeliness of Ms. Ferrante’s Charge
“The First Circuit has ruled that establishing a prima facie case of retaliation is a ‘relatively
light burden.’” Ramsdell v. Huhtamaki, Inc., 992 F. Supp. 2d 1, 15 (D. Me. Jan. 15, 2014) (quoting
Mariani–Colon v. Dep't of Homeland Sec., 511 F.3d 216, 224 (1st Cir.2007)). The plaintiff “need only
show that she had a reasonable belief that the conduct complained of amounted to an unlawful
employment practice . . . and need not prevail on the underlying claim.” Bowen, 606 A.2d 1051 (Me.
1992).
100
67
Under both Title VII and the Maine Human Rights Act, a timely claim of
retaliation must be filed not more than 300 days after the alleged unlawful
employment practice occurred. See 42 U.S.C. § 2000e–5(e)(1); 5 M.R.S. § 4611. As
the Supreme Court explained, “[t]he timely filing provision only requires that a Title
VII plaintiff file a charge within a certain number of days after the unlawful practice
happened. It does not matter, for purposes of the statute, that some of the component
acts of the hostile work environment fall outside the statutory time period.” Morgan,
536 U.S. at 117.
The undisputed facts here establish that Ms. Ferrante filed a charge of
discrimination on July 26, 2011. The Court concludes that Ms. Ferrante filed a timely
claim because the adverse actions complained of occurred within 300 days of filing
her charge.
Next, the Court addresses whether it can consider facts related to a retaliation
claim not made to the MHRC. The First Circuit has stated:
A claim of retaliation for filing an administrative charge with the EEOC
is one of the narrow exceptions to the normal rule of exhaustion of
administrative remedies. Such a claim may ordinarily be bootstrapped
onto the other Title VII claim or claims arising out of the administrative
charge and considered by the district court, even though it has not been
put through the administrative process. This is so because such a claim
of retaliation is “reasonably related to and grows out of the
discrimination complained of to the [EEOC].” In other words, the
retaliation claim survives what would otherwise be a failure to exhaust
administrative remedies by virtue of its close relation to and origins in
the other Title VII discrimination claims.
Franceschi v. U.S. Dept. of Veterans Affairs, 514 F.3d 81, 86-87 (1st Cir. 2008)
(quoting Clockedile, 245 F.3d at 6) (internal citations omitted).
68
MAS leans heavily on the Supreme Court’s decision in Morgan, arguing that
Ms. Ferrante’s charge alleged only one discrete act of retaliation – the comment by
Ms. Wing that Ms. Ferrante was doing her job incorrectly – and that MAS’s actions
after July 26, 2011 should not be considered because they were not included in Ms.
Ferrante’s July 26 charge and are dissimilar in nature from the only act of retaliation
she alleged. Def.’s Mot. at 11-13.
Ms. Ferrante responds that Morgan is inapplicable and that the First Circuit
has unequivocally held that retaliatory adverse employment actions arising out of the
original discrimination complaint and occurring after the initial agency filing do not
have to be exhausted. Pl.’s Opp’n at 16-17 (citing Clockedile, 245 F.3d at 6).
MAS responds that Clockedile is inapplicable, and that even if it applied to this
case that the “dissimilar nature of the allegations in the charge” compared to the
allegations brought later is insufficient to demonstrate that the retaliation claim can
reasonably be seen as having “arisen out of the original” charge. Def.’s Reply at 5-6.
The allegations in Ms. Ferrante’s charge included: (1) her supervisor made
comments regarding sex with her husband in front of Ms. Ferrante and others,
comments which she continued after Ms. Ferrante told her she should stop; (2) Ms.
Ferrante met with human resources on or around June 28, 2011 to voice opposition
to what she felt was a “pervasive and unprofessional work environment”; (3) her
supervisor questioned her about her meeting with human resources and told her not
to go to human resources under any circumstances without informing her first; (4) a
meeting on June 29, 2011 held by her supervisor where she said that she “would not
69
be going anywhere”; (5) her supervisor told her on July 1, 2011 that her work was
being done incorrectly; (6) Ms. Ferrante requested and received a transfer to a
different department; (7) Ms. Ferrante had a meeting with a vice president of the
company who apologized for her supervisor’s behavior; (8) her supervisor made the
office a hostile work environment; and (9) she believed that she had been
discriminated against because of her sex and sexually harassed. See Ferrante Charge.
In the Court's view, MAS’s argument that Ms. Ferrante failed to exhaust her
administrative remedies is misplaced.101 It is undisputed that Ms. Ferrante did not
expressly invoke the MHRA’s anti-retaliation provision in her charge, nor do the
parties dispute that she did not seek to file an amended charge. However, Ms.
Ferrante checked the “Retaliation” box on the charge form, and expressly alleged
retaliatory conduct – her supervisor’s comment that her work was being done
incorrectly – in the body of the charge.
The acts by MAS’s agents and employees after July 26, 2011 that Ms. Ferrante
complains of, among other things, are: pressure from MAS management to withdraw
her charge, being told via email by a vice president at the company that the charge
was “completely baseless and reckless”, being ostracized by her coworkers, seeing a
coworker terminated for speaking on her behalf, and having her job duties removed.
When viewed in their totality, the Court concludes, these actions are reasonably
MAS’s reliance on Morgan is likewise misplaced. Morgan is distinguishable because the
plaintiff in that case filed a charge with the EEOC, complaining of discriminatory acts, some of which
occurred more than 300 days before the charge was filed. See Morgan, 536 U.S. at 106. Ms. Ferrante
filed her charge when she had been working for MAS for less than 90 days. Whether conduct should
be considered when it happened outside of the statutory 300-day look back window is not at issue in
this case.
101
70
related to Ms. Ferrante’s charge. See Garayalde-Rijos v. Municipality of Carolina,
747 F.3d 15, 21-22 & n.7 (1st Cir. 2014) (finding that the same factual allegations
that formed the basis of plaintiff’s discrimination claim also supported her claim that
the employer retaliated against her because she filed a sex discrimination EEOC
charge).
Having determined that Ms. Ferrante’s claims are timely and encompass
conduct occurring both before and after she filed her charge, the Court analyzes each
of the elements in Ms. Ferrante’s prima facie retaliation claim.
2.
The Prima Facie Case
i.
Whether Ms. Ferrante Engaged in Statutorily
Protected Activity
“An employee has engaged in activity protected by Title VII if she has either
(1) opposed any practice made an unlawful employment practice’ by Title VII or (2)
made a charge, testified, assisted, or participated in any manner in an investigation,
proceeding, or hearing under Title VII.” Fantini v. Salem State Coll., 557 F.3d 22, 32
(1st Cir. 2009) (quoting Long v. Eastfield Coll., 88 F.3d 300, 304 (5th Cir.1996))
(internal quotations omitted).
“[I]n determining whether conduct is protected
opposition—the first step, a court must balance the setting in which the activity
arises and the interests and motivations of both employer and employee.” Hochstadt
v. Worcester Found. for Experimental Biology, 545 F.2d 222, 232 (1st Cir. 1976); cf.
Benoit v. Tech. Mfg. Corp., 331 F.3d 166, 175 (1st Cir. 2003) (“[T]he employment
activity or practice that [plaintiff] opposed need not be a Title VII violation so long as
[plaintiff] had a reasonable belief that it was, and [s]he communicated that belief to
71
[her] employer in good faith”). “Protected conduct includes not only the filing of
administrative complaints, but also complaining to one's supervisors.” ValentinAlmeyda, 447 F.3d at 94 (internal citation omitted) (citing Benoit, 331 F.3d at 175).
Ms. Ferrante filed her charge on July 26, 2011, and MAS received notice of
that charge on August 8, 2011.102 MAS argues only that the complaint was not
“protected activity” because Ms. Ferrante “at no time . . . mention[ed] any facts that
could reasonably lead Ms. Joy or anyone else at MAS to believe that [Ms. Ferrante]
was complaining about a ‘sexually’ hostile work environment. Def.’s Mot. at 15. MAS
asserts that it had no notice of potentially unlawful sexual conduct, and argues that
the July 26 complaint is therefore not protected activity. Id. at 15.
The parties do not dispute that Ms. Ferrante met with Ms. Joy on June 28 or
29 to discuss concerns she had about Ms. Wing and that she filed a charge on July
26. Although the Court concludes that Ms. Ferrante’s sex discrimination charge does
not survive summary judgment, it nevertheless determines that Ms. Ferrante had at
least a reasonable belief that she was subjected to unlawful sex-based discrimination
and retaliation. Ms. Ferrante has offered evidence that Ms. Wing made embarrassing
sexual remarks to or in front of Ms. Ferrante on a daily basis for approximately two
months, and sometimes in the presence of Ms. Ferrante’s coworkers. Ms. Wing
continued the comments after Ms. Ferrante asked her to stop.
Ms. Ferrante’s
deposition testimony and memoranda, along with other record evidence, reveal that
MAS argued that Ms. Ferrante’s complaint was not “under oath” as required by the MHRA;
the Court addressed that issue in Part III B of this Order. MAS does not further deny that Ms.
Ferrante filed a charge with the MHRC.
102
72
Ms. Wing’s harassment caused Ms. Ferrante to suffer psychologically and
emotionally. She requested leave to go home early on December 2, 2011, citing
“workplace harassment.”103 Additionally, her resignation letter on December 5, 2011
cited harassment and retaliation as causes for leaving her job. See Collazo v. BristolMyers Squibb Mfg., Inc., 617 F.3d 39, 48 (1st Cir. 2010) (“This is not a case in which
the challenged conduct amounted to a single, mild incident or offhand comment, such
that no reasonable person could have believed that this conduct violated Title VII.”).
Finally, even though MAS properly cites Medina-Rivera v. MVM, Inc., 713 F.3d
132, 138 (1st Cir. 2013), for the proposition that the First Circuit has required an
employee to put the employer on notice of the sexual nature of the harassment, Def.’s
Mot. at 14, there is a genuine dispute between the parties regarding whether Ms.
Ferrante told Ms. Joy about the sexual nature of Ms. Wing’s conduct in their meeting.
Accordingly, the Court may not conclude as a matter of law that MAS had no notice
of the sexual harassment. Regardless, Ms. Ferrante checked the “Retaliation” box in
her charge and had a good faith, reasonable belief that the actions of her employer
violated the law. A jury could find that it was not unreasonable to believe that Ms.
Wing’s conduct amounted to sexual harassment. Therefore, the Court finds that Ms.
Ferrante met her burden of demonstrating that she engaged in protected activity.
ii.
Whether Ms. Ferrante
Employment Action
Suffered
an
Adverse
Ms. Ferrante assumes that everything that happened to her even after she was transferred to
the Director’s Assistant position under Ms. Proulx constituted ongoing sexual harassment. However,
the incidents of which she complains after mid-July 2011 are potentially retaliatory, but not sexual
harassment. In other words, if Ms. Ferrante’s complaints, like the silent treatment, not being invited
to meetings, or a lessening of job duties, had been the sole basis for her sexual harassment claim, these
incidents would be a thin reed to establish a sexual harassment case, as opposed to a retaliation case.
103
73
To satisfy the second element of a prima facie MHRA retaliation claim, the
employment action taken must be “materially adverse” such that it would have
“dissuaded a reasonable worker from making or supporting a charge of
discrimination.” Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 68 (2006).
In Maine, constructive discharge can satisfy this element, as it can in MHRA
discrimination claims (see Levesque, 2012 ME 114, ¶ 8, 56 A. 3d 1227 (“In Maine, a
plaintiff may use the doctrine of constructive discharge to satisfy the elements of
“discharge” or “adverse employment action” in an otherwise actionable claim
pursuant to section 4572 of the Maine Human Rights Act.”)). First Circuit case law
also provides that although a typical adverse employment action “involves a discrete
change in the terms and conditions of employment (say, a discharge, demotion, or
reduction in pay)”, “workplace harassment, if sufficiently severe or pervasive, may in
and of itself constitute an adverse employment action sufficient to satisfy the second
prong of the prima facie case for Title VII retaliation cases.” Noviello v. City of Boston,
398 F.3d 76, 88, 89 (1st Cir. 2005). Although the Law Court has not specifically
addressed whether a retaliatory hostile work environment can serve as an adverse
employment action where the plaintiff was constructively discharged, a recent
decision in this District suggests that the theory is viable.
See Ramsdell v.
Huhtamaki, 992 F. Supp. 2d 1, 18 (D. Me. Jan. 15, 2014) (applying retaliatory hostile
work environment analysis in context of constructive discharge claim).
MAS argues that its managers’ and employees’ conduct fails to qualify as an
adverse employment action as a matter of law. MAS contends that “attempting to
74
discuss [Ms. Ferrante’s] EEOC charge with her” is not retaliatory, and that Ms.
Ferrante “only imagined” that MAS representatives pressured her to withdraw her
charge. Def.’s Mot. at 16. Next, MAS argues that “shunning, ostracism or unpleasant
treatment by coworkers in and of itself is not an adverse action.” Id. at 17. Further,
MAS argues that the “evolution” of Ms. Ferrante’s job responsibilities was likewise
not retaliatory. Id. MAS maintains that her position was “brand-new in a company
that was quickly growing” and that changes to Ms. Ferrante’s job duties were the
“product of an evolving business.” Id. at 17-18. Moreover, MAS asserts, Ms. Ferrante
alleges that job responsibilities were taken from her, but has presented “no evidence
that she previously performed any of the job duties at issue . . . .” Id. at 18. MAS
acknowledges that Ms. Ferrante can show that the Fall 2011 audit was reassigned,
but maintains that task “cannot in and of itself serve as a form of adverse action as
it did not change any of the conditions of her employment, result in a pay decrease,
demotion, or any other action.”
Id.
Finally, MAS asserts that Ms. Ferrante’s
allegations in sum do not rise to the level of a hostile work environment culminating
in constructive discharge. Id.
Ms. Ferrante remains steadfast in her conviction that MAS retaliated against
her. She states that reassignment of duties in and of itself can be considered a
materially adverse employment action. Pl.’s Opp’n at 15. With respect to her former
coworkers’ and supervisors’ conduct, she states that rudeness and ostracism, when
considered collectively with other retaliatory actions, can rise to the level of an
75
adverse employment action. Id. The totality of the adverse actions taken against
her, she maintains, amount to “overwhelming evidence” of adverse actions. Id.
Ms. Ferrante has offered evidence of the following alleged retaliatory acts:
(1)
On June 29, either the same day or the day after Ms. Ferrante
first complained to human resources, her supervisor told her she
was doing her job incorrectly.
(2)
On August 17 and 18 of 2011, Ms. Ferrante’s supervisor and a
human resources representative met with her to discuss her
charge, and Ms. Ferrante felt in both meetings that they were
pressuring her to withdraw her charge.
(3)
On
August
17,
MAS
began
to
reduce
Ms.
Ferrante’s
responsibilities.
(4)
After August 17, Ms. Ferrante believes she did not get adequate
training on six tasks in her job description.
(5)
On August 19, Mr. Johnson sent an email to human resources and
copied Ms. Ferrante, documenting his investigative findings and
saying that the charge was “completely baseless and reckless” and
he felt Ms. Ferrante should “withdraw the charge immediately.”
(6)
On August 22, a coworker who overheard Ms. Ferrante’s
supervisor and a human resources representative “make a
vigorous attempt” to compel Ms. Ferrante to withdraw her charge
was laid off.
76
(7)
On September 1, MAS posted a help wanted ad for an
administrative assistant who would report to Ms. Ferrante’s
supervisor.
(8)
Ms. Ferrante felt that Ms. McLain, who was hired as the
administrative assistant, had overlapping responsibilities.
(9)
Starting in mid-August, some of Ms. Ferrante’s responsibilities
were taken away and given to other employees, and Ms.
Ferrante’s job responsibilities changed significantly after Ms.
McLain was hired in September, despite the fact that she did not
receive a memo regarding a change in her job description.
(10)
In October, Ms. Ferrante’s supervisor asked Ms. McLain and
another MAS employee to perform a quarterly audit, which Ms.
Ferrante had done in the past.
(11)
On October 26, Ms. Ferrante submitted a leave request to her
supervisor, and on October 31, her supervisor sent an email to
MAS staff listing employees with approved leave; Ms. Ferrante’s
name was not on the list.
(12)
On November 2, Ms. Ferrante’s supervisor gave Ms. McLain a list
of tasks to complete while she was on vacation, tasks which had
previously been Ms. Ferrante’s responsibility.
(13)
Ms. Ferrante’s supervisor warned at least one of Ms. Ferrante’s
coworkers that she was not allowed to talk to Ms. Ferrante. That
77
coworker faced opposition from management after she continued
to have contact with Ms. Ferrante.
(14)
On November 8, Ms. Ferrante entered her supervisor’s office,
where her supervisor and coworker were seated; neither
acknowledged her presence.
(15)
On November 14, Ms. Ferrante’s supervisor asked her to bring in
her keys so that Ms. McLain could also use them.
(16)
On November 16, Ms. Ferrante’s supervisor blamed Ms. Ferrante
for misfiling charts.
(17)
On November 28, everyone in the office ate together but did not
invite Ms. Ferrante.
(18)
Ms. Ferrante was not involved in planning a holiday party for the
office, which she believed was one of her responsibilities.
(19)
On November 29, Ms. Ferrante’s name was omitted from the staff
roster.
(20)
On November 30, Ms. Ferrante was not included in a Section 28
supervisor’s meeting that she believed she was supposed to
attend.
(21)
On December 1, Ms. Ferrante’s supervisor circulated a staff
roster, and Ms. Ferrante’s name was omitted. She circulated an
updated roster shortly thereafter and Ms. Ferrante’s name was
omitted from that one as well.
78
Viewed in the light most favorable to Ms. Ferrante, the sum of these actions is
sufficient to deny MAS summary judgment on the issue of adverse employment
action. Ms. Ferrante has presented evidence that after MAS received notice of her
charge alleging sex discrimination and retaliation, MAS management told her
coworkers not to talk to her, that she was subject to unwarranted reprimands, was
pressured by management to withdraw her charge, had many of her job
responsibilities taken away, was left off of staff rosters, which could be an implication
or threat of being terminated, and made a request for leave that was ignored. This
is sufficient to deter a reasonable worker from supporting a charge of discrimination.
MAS hangs its hat on the fact that it transferred Ms. Ferrante into a new role
with a new supervisor and a higher pay rate. However, for purposes of MAS’s motion
for summary judgment, this is insufficient to counterbalance the numerous other
actions MAS management took against Ms. Ferrante within two weeks of discovering
that she had filed an EEOC charge and that she was not planning to withdraw it.
The Court concludes that the evidence in this case, viewed in the light most favorable
to Ms. Ferrante, would allow, but not compel a reasonable jury to find that Ms.
Ferrante was subjected to a retaliatory hostile work environment.
iii.
Whether the Adverse Employment Action Happened
in Close Proximity to the Protected Conduct
To establish the third element of her prima facie case of retaliation under the
MHRA, Ms. Ferrante must demonstrate a causal link existed between her protected
activity and the adverse employment action. See Bowen, 606 A.2d 1051, 1054 (Me.
1992). The Supreme Court has held that “[t]he text, structure, and history of Title
79
VII demonstrate that a plaintiff making a retaliation claim under [42 U.S.C.] §
2000e–3(a) must establish that his or her protected activity was a but-for cause of the
alleged adverse action by the employer.” Univ. of Tex. Sw. Med. Ctr. v. Nassar, –––
U.S. ––––, 133 S. Ct. 2517, 2534 (2013). Regarding that causal link, the Supreme
Court has stated that “[t]he cases that accept mere temporal proximity between an
employer's knowledge of protected activity and an adverse employment action as
sufficient evidence of causality to establish a prima facie case uniformly hold that the
temporal proximity must be ‘very close.’” Clark Cnty. Sch. Dist. v. Breeden, 532 U.S.
268, 273–74 (2001) (citation omitted). “Three and four month periods have been held
insufficient to establish a causal connection based on temporal proximity.” CaleroCerezo v. U.S. Dep’t of Justice, 355 F.3d 6, 25 (1st Cir. 2004) (citing Richmond v.
ONEOK, Inc., 120 F.3d 205, 209 (10th Cir.1997); Hughes v. Derwinski, 967 F.2d 1168,
1174–75 (7th Cir.1992). However, the Maine Law Court determined that less than
two months is sufficient proximity to satisfy the causal link for the purposes of a
prima facie retaliation claim. Fuhrmann v. Staples Office Superstore East, Inc., 2012
ME 135, ¶16, 58 A.3d 1083.
MAS argues that Ms. Ferrante cannot prove temporal proximity between her
protected activity and the adverse employment action because her EEOC charge and
subsequent resignation occurred approximately four months apart. Def.’s Mot. at 20.
Ms. Ferrante argues that she has set forth sufficient evidence that show that she
suffered adverse employment action within thirty days of MAS receiving notice of Ms.
Ferrante’s EEOC charge. Pl.’s Opp’n at 19.
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The undisputed facts establish that Ms. Ferrante filed her charge on July 26,
2011, and MAS received it by August 9, 2011. There was a steady stream of action
taken against Ms. Ferrante starting within two weeks of MAS receiving notice of her
charge, which rose to the level of adverse employment action within two months. The
Court concludes that Ms. Ferrante suffered adverse employment action in close
proximity to her protected conduct.
3.
The Existence of a Legitimate, Nondiscriminatory Reason
for MAS’s Conduct
MAS offers only two nondiscriminatory reasons for instances of conduct Ms.
Ferrante argues are retaliatory. Specifically, MAS asserts that 1) Ms. Ferrante was
not invited to the Section 28 meeting because she was not a Section 28 supervisor,
DRPSAMF ¶¶ 75, 88; and 2) Ms. Ferrante was not invited to a MAS Christmas party
because the invitation was for “clients and BHP/BHP-RC's so no invitation would go
to Ms. Ferrante”. DRPSAMF ¶ 81. Regarding the Section 28 meeting, the Court
addressed that issue in footnote 68 above and concluded that it is a reasonable
inference that Ms. Ferrante thought she should have been included in the meeting
and was not invited due to an ongoing pattern of harassment. The same is true of
the invitation to the Christmas party.
MAS also explains that the changes to Ms. Ferrante’s job duties and
responsibilities were the product of a growing business. Def.’s Mot. at 15 (citing
DSMF ¶ 53). This assertion, however, is not supported by the record. The evidence
in the record supports only the fact that Ms. Proulx was authorized to hire Ms.
Ferrante because the business was growing and she needed additional support. It
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does not provide a legitimate explanation for the reason Ms. Ferrante’s job duties
changed.
The Court concludes that MAS has not satisfied its burden of presenting
evidence of a legitimate, nonretaliatory reason for its conduct. Even if the Court
considers MAS’s explanations regarding the Section 28 meeting and the Christmas
party to be legitimate, nondiscriminatory reasons for its conduct, Ms. Ferrante still
has other evidence of retaliatory conduct sufficient to overcome those explanations.
4.
Whether a Causal Connection Exists Between the
Protected Activity and the Adverse Employment Action
Because MAS was unable to establish a legitimate, nonretaliatory reason for
its conduct following its discovery of Ms. Ferrante’s charge and subsequent indication
that she was not going to withdraw her charge, the Court concludes that a causal
connection exists between Ms. Ferrante’s protected activity and the adverse
employment action for purposes of the motion for summary judgment.
Accordingly, the Court denies MAS’s motion with respect to Ms. Ferrante’s
retaliation claim.
E.
Count III: Constructive Discharge Claim
Under Maine law, “discharge” includes a situation in which “the employee has
no reasonable alternative to resignation because of intolerable working conditions.”
King v. Bangor Fed. Credit Union, 611 A.2d 80, 82 (Me. 1992).
“Constructive
discharge” is a theory of relief that enhances the damages a plaintiff may recover
when the plaintiff has chosen to resign without actually being terminated by the
employer. See Levesque, 2012 ME 114, ¶ 8, 56 A.3d 1227. Constructive discharge
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can satisfy the element of “discharge” or “adverse employment action” in an otherwise
actionable claim pursuant to section 4572 of the MHRA.
See 5 M.R.S. § 4572;
Levesque, 2012 ME 114, ¶ 8, 56 A.3d 1227. However, the Maine Law Court has held
that “constructive discharge does not exist as an independent cause of action under
Maine statutory or common law.” Levesque, 2012 ME 114, ¶ 8, 56 A.3d 1227. MAS
is entitled to summary judgment on Count III.
The Court has concluded that Ms. Ferrante failed to prove her hostile work
environment claim; because a constructive discharge is tantamount to an additional
element of her prima facie case, Ms. Ferrante cannot establish constructive discharge
without first showing that her work environment was hostile. Furthermore, Ms.
Ferrante’s constructive discharge evidence is insufficient to overcome the summary
judgment hurdle. MAS is entitled to summary judgment on Count III but the theory
survives in Counts I and II.
IV.
CONCLUSION
The Court GRANTS in part and DENIES in part MAS Medical Staffing’s
Motion for Summary Judgment (ECF No. 38). The Court GRANTS MAS Medical
Staffing’s Motion for Summary Judgment as to Counts I and III, but DENIES its
Motion for Summary Judgment as to Count II.
SO ORDERED.
/s/ John A. Woodcock, Jr.
JOHN A. WOODCOCK, JR.
UNITED STATES DISTRICT JUDGE
Dated this 26th day of March, 2015
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