PIPPIN v. BOULEVARD MOTEL CORP
Filing
46
ORDER granting 32 Motion for Summary Judgment. By JUDGE JOHN A. WOODCOCK, JR. (MFS)
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
BRENDA PIPPIN,
)
)
Plaintiff,
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v.
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BOULEVARD MOTEL CORP.,
)
)
Defendant.
)
____________________________________)
GRACE PARKER,
)
)
Plaintiff,
)
)
v.
)
)
BOULEVARD MOTEL CORP.,
)
)
Defendant.
)
____________________________________)
2:14-cv-00167-JAW
2:14-cv-00169-JAW
ORDER GRANTING DEFENDANT’S
MOTION FOR SUMMARY JUDGMENT
Brenda Pippin and Grace Parker brought separate lawsuits under the Maine
Human Rights Act (MHRA) and Maine Whistleblower Protection Act (MWPA),
alleging that Boulevard Motel Corp. (Boulevard Motel), their former employer,
wrongfully retaliated against them.
Boulevard Motel has moved for summary
judgment on the ground that each former employee’s claim falls under the “job duties”
exception to these Acts. Despite reservations about the scope of and policy behind
the “job duties” exception, the Court has applied the latest teaching from the First
Circuit Court of Appeals, and having resolved issues regarding the disputed record,
the Court concludes that there are no genuine disputes of material fact that require
jury resolution on either claim and that Boulevard Motel is entitled to summary
judgment on each.
I.
STATEMENT OF FACTS
A.
Procedural History1
On March 21, 2014, Brenda Pippin and Grace Parker, former employees of
Boulevard Motel, filed separate, simultaneous complaints in Cumberland County
Superior Court for the state of Maine against Boulevard Motel. Decl. of Michelle Y.
Bush Attach. 2 Compl. (ECF No. 3). They alleged that Boulevard Motel committed
various violations of state and federal law by terminating them. Id. Specifically, Ms.
Pippin alleged (1) two counts of unlawful retaliation under the MHRA; (2) one count
of adverse employment action for activity protected by the MWPA; and (3) gender
discrimination in violation of the MHRA. Id. ¶¶ 17-34 (Pippin, 2:14-cv-00167-JAW)
(Pippin). Likewise, Ms. Parker alleged the same three violations of law as Ms. Pippin,
and also alleged (1) age discrimination in violation of the MHRA, and (2) age
discrimination in violation of the Age Discrimination in Employment Act (ADEA). Id.
¶¶ 17-48 (Parker, 2:14-cv-00169-JAW) (Parker). Boulevard Motel removed both cases
to this Court on April 22, 2014. Notice of Removal (ECF No. 1). On May 2, 2014,
Boulevard Motel filed its Answer to each Complaint. Answer to Compl. (ECF No. 5).
Each Plaintiff’s case has a different docket number, and not all filings are under the same ECF
number for each case. Thus, when a filing has the same ECF number under each docket number, the
Court’s reference to the ECF number relates to both cases, but when a filing does not have the same
ECF number, the Court has specified the ECF number and the related docket number or Plaintiff.
1
2
On January 13, 2015, the Plaintiffs moved to dismiss certain counts in each
Complaint without prejudice. Am. Notice of Voluntary Dismissal of Count III, or in
the Alt., Mot. to Dismiss Count III (ECF No. 23) (Pippin); Am. Notice of Voluntary
Dismissal of Counts III-V, or in the Alt., Mot. to Dismiss Counts III-V (ECF No. 23)
(Parker). The Court granted their motions on February 20, 2015. Order on Mots. to
Dismiss (ECF No. 31).
Each Plaintiff now brings one count of whistleblower
retaliation under the MWPA and one count of retaliation under the MHRA.
On February 27, 2015, Boulevard Motel filed a motion for summary judgment
as to both Ms. Pippin and Ms. Parker with a supporting statement of material facts.
Def.’s Mot. for Summ. J. (ECF No. 32) (Def.’s Mot.); Def.’s Statement of Material Facts
(ECF No. 33) (DSMF). Ms. Pippin and Ms. Parker responded to Boulevard Motel’s
motion and its statement of material facts, and filed a statement of additional
material facts on March 16, 2015. Pls.’ Mem. of Law in Opp’n to Def.’s Mot. for Summ.
J. (ECF No. 39) (Pls.’ Opp’n); Pls.’ Opposing Statement of Material Facts (ECF No.
40) (PRDSMF); Pls.’ Statement of Additional Material Facts (ECF No. 40) (PSAMF).
On March 26, 2015, Boulevard Motel filed a reply to Ms. Pippin and Ms. Parker’s
response and to their statement of additional material facts. Def.’s Reply in Support
of Summ. J. (ECF No. 42) (Def.’s Reply); Def.’s Reply to Pls.’ Statement of Additional
Material Facts (ECF No. 43) (DRPSAMF). Finally, on June 4, 2015, the Court heard
oral argument. Minute Entry (ECF No. 45).
3
B.
Factual Background2
1.
The Parties and the Plaintiffs’ Job Responsibilities
Boulevard Motel Corp. was the owner and operator of the Comfort Inn Hotel
in South Portland, Maine (“Comfort Inn”) in 2010 and 2011. DSMF ¶ 1; PRDSMF ¶
1.
Plaintiff Brenda Pippin was employed by Boulevard Motel as the Executive
Housekeeper at the Comfort Inn. DSMF ¶ 2; PRDSMF ¶ 2. Ms. Pippin worked at
the Comfort Inn for over twenty-four years, though Boulevard Motel did not own or
operate the Comfort Inn during that whole time period. PSAMF ¶ 1; DRPSAMF ¶ 1.
She worked initially as a housekeeper for two years, then in laundry for
approximately three years, and then became Executive Housekeeper.
Id.3
As
Executive Housekeeper, Ms. Pippin was in charge of the housekeeping department
and had responsibilities relating to hiring, firing, supervising and disciplining
Keeping with “the conventional summary judgment praxis,” the Court recounts the facts in
the light most hospitable to Ms. Pippin and Ms. Parker’s case theories consistent with record support.
Gillen v. Fallon Ambulance Serv., Inc., 283 F.3d 11, 17 (1st Cir. 2002).
3
Plaintiffs’ paragraph 1 originally stated that Ms. Pippin “was employed for over 24 years by
Defendant as the Executive Housekeeper at the Comfort Inn.” PSAMF ¶ 1 (citing PRDSMF Attach. 2
Decl. of Brenda Pippin ¶ 3 (Pippin Decl.)). Boulevard Motel submitted a qualified response, noting
that it “did not own or operate the South Portland Comfort Inn” when Ms. Pippin began working there,
and Ms. Pippin “worked initially as a housekeeper for two years, then in laundry, then again as a
housekeeper before being given the title of Executive Housekeeper.” DRPSAMF ¶ 1 (citing Dep. of
Brenda Pippin 4, 14-15 (ECF No. 34) (Pippin Dep.)). The Court reviewed the record citations and
concludes that (1) Ms. Pippin worked for the Comfort Inn for over twenty-four years, Pippin Decl. ¶ 3,
which included some time where the Comfort Inn was owned by Boulevard Motel, but she did not work
for the “Defendant” (i.e., Boulevard Motel) for over twenty-four years, Pippin Dep. 14:3-14; and (2) Ms.
Pippin was not the Executive Housekeeper during that entire time period, as she first worked as a
housekeeper for two years, then laundry for approximately three years, and then became Executive
Housekeeper. Id. 14:15-15:7. The Court altered Plaintiffs’ paragraph 1 to reflect these points, and
deems the paragraph, as altered, admitted.
2
4
housekeeping employees. DSMF ¶ 3; PRDSMF ¶ 3. Ms. Pippin supervised Grace
Parker and housekeeper Abinair Martin, among others. DSMF ¶ 12; PRDSMF ¶ 12.
Plaintiff Grace Parker was employed by Boulevard Motel as the Assistant
Executive Housekeeper at the Comfort Inn. DSMF ¶ 4; PRDSMF ¶ 4. Ms. Parker
worked for the Comfort Inn for eleven years (starting in 2000), beginning first as a
housekeeper and laundry aide before becoming Assistant Executive Housekeeper
several years later.
PSAMF ¶ 2; DRPSAMF ¶ 2.4
As Assistant Executive
Housekeeper, Ms. Parker had supervisory duties and was responsible for performing
Ms. Pippin’s responsibilities when Ms. Pippin was not at work, including overseeing
daily tasks of the housekeeping staff, except Ms. Parker was unable to hire, fire, or
discipline housekeeping employees.
DSMF ¶ 5; PRDSMF ¶ 5;5 PSAMF ¶ 3;
DRPSAMF ¶ 3.6 Ms. Parker supervised Abinair Martin when Ms. Pippin was not at
Plaintiffs’ paragraph 2 originally asserted that “Ms. Parker worked for 11 years as the
Assistant Executive Housekeeper at the Comfort Inn.” PSAMF ¶ 2 (citing PRDSMF Attach. 1 Decl. of
Grace Parker ¶ 3 (Parker Decl.)). Boulevard Motel interposed a qualified response, explaining that
Ms. Parker initially worked as a housekeeper when she started in 2000, and then in laundry “before
becoming Assistant Executive Housekeeper a few years later.” DRPSAMF ¶ 2 (citing Dep. of Grace
Parker 8-9, 15-16, 18-20 (ECF No. 35) (Parker Dep.)). The Court reviewed the record citations and
concludes that (1) Ms. Parker worked for the Comfort Inn for eleven years, beginning in 2000, Parker
Decl. ¶ 3; Parker Dep. 15:12-16; and (2) although confusing whether Ms. Parker worked first as a
housekeeper and then in laundry or vice versa, or worked both at the same time, the Court concludes
that Ms. Parker worked as a housekeeper and as a laundry aide several years before working as the
Assistant Executive Housekeeper. Parker Dep. 8:25-9:3, 16:1-3, 18:18-19:12. The Court altered
Plaintiffs’ paragraph 2 to reflect these points, and deems the paragraph, as altered, admitted.
5
Plaintiffs interposed a qualified response to Boulevard Motel’s paragraph 5 on the basis that
while Ms. Parker “assumed Ms. Pippin’s work duties when Ms. Pippin was not working, she did not
have any of the responsibilities incumbent to a supervisor’s position; she was unable to hire, fire, or
discipline employees.” PRDSMF ¶ 5 (citing Parker Dep. 21:18-22:4; Tr. of Dep. of Ignacio Mello (Mello
Dep.) Attach. 11 Ex. 13 (ECF No. 36)). Having reviewed the record citations, the Court included that
Ms. Parker did not have the authority to hire, fire, or discipline housekeeping employees, and deems
the remainder of Boulevard Motel’s paragraph 5, as altered, admitted.
6
Plaintiffs’ paragraph 3 originally stated: “While Ms. Parker oversaw daily tasks of the
housekeeping staff while Ms. Pippin was out, she did not have the authority to hire, fire, or discipline
employees.” PSAMF ¶ 3 (citing Parker Decl. ¶ 5). Boulevard Motel admitted that Ms. Parker never
had authority to hire or fire, even in Ms. Pippin’s absence, but interposed a qualified response, arguing
4
5
work, but Ms. Parker did not have the authority to fire or discipline Ms. Martin.
DSMF ¶ 13; PRDSMF ¶ 13.7
2.
Sexual Harassment Policy and Training
Ms. Pippin and Ms. Parker each received annual training entitled, “Preventing
Sexual Harassment Supervisor Version.” DSMF ¶ 6; PRDSMF ¶ 6.8 That annual
training instructed supervisors such as Ms. Parker and Ms. Pippin to immediately
report employee complaints of sexual harassment according to the reporting
that Ms. Parker “supervised housekeeping staff when Pippin was absent, including signing written
discipline as a ‘supervisor.’” DRPSAMF ¶ 3 (citing Parker Dep. 20-21, 139-40, 157; id. Attach. 35 Ex.
35; Pippin Dep. 179-80; Tr. of Dep. of Beth Landergren 106 (ECF No. 37) (Landergren Dep.); id. Attach.
27 Ex. 32).
Having reviewed the record citations, the Court concludes that Ms. Parker supervised
housekeeping staff when Ms. Pippin was absent, which included overseeing daily tasks of the
housekeeping staff. Parker Decl. ¶ 5; Parker Dep. 21:11-17, 157:17-19. The Court included these points
in Plaintiffs’ paragraph 3. As for the question of whether Ms. Parker could discipline employees in
Ms. Pippin’s absence, Exhibit 35 is a December 2010 written reprimand of Abinair Martin, which
includes Ms. Parker’s signature next to the line for “Supervisor’s Signature.” Parker Dep. Attach. 35
Ex. 35 at 1-2. However, other evidence in the record indicates that Ms. Parker had no authority to
discipline employees. Parker Dep. 21:25-22:4 (“Q. Did you issue discipline to staff? A. No. Q. Could
you have issued discipline if you wanted to? Did you have the authority to? A. No”); Parker Decl. ¶ 5
(“I did not have the authority to hire, fire, or discipline employees”). The Court is required to draw all
reasonable inferences and resolve all genuine factual disputes in favor of the Plaintiffs, ATC Realty,
LLC v. Town of Kingston, New Hampshire, 303 F.3d 91, 94 (1st Cir. 2002), and having done so, finds
that Ms. Parker did not have the authority to discipline employees.
7
Plaintiffs submitted a qualified response, admitting that “Ms. Parker oversaw Ms. Martin
when Brenda Pippin was not there,” but clarifying that Ms. Parker did not have the authority to
discipline or fire her. PRDSMF ¶ 13. The Court included that Ms. Parker did not have the authority
to fire or discipline Ms. Martin, and deems the remainder of Boulevard Motel’s paragraph 13, as
altered, admitted.
8
Plaintiffs interposed a qualified response, admitting that Ms. Parker participated in the
“Supervisor Version” training identified by Boulevard Motel, but clarifying that “Ms. Parker was not
authorized to hire and fire, and did not consider herself a manager or supervisor in the technical
sense. She was ‘Brenda’s assistant’—essentially serving as Brenda Pippin’s eyes and ears while she
was out.” PRDSMF ¶ 6.
The Court overrules Plaintiffs’ qualified response. It is true that the evidence establishes that
Ms. Parker could not hire or fire, see supra note 5, she did not consider herself to be a manager, and
she believed she had to do the training because she “was Brenda’s assistant” and filled in for Ms.
Pippin when she was not working. Parker Dep. 32:5-14. However, the evidence also establishes that
Ms. Parker was more than just the “eyes and ears” while Ms. Pippin was out. For example, Ms. Parker
admitted that she supervised staff while Ms. Pippin was not working. Id. 21:11-17. More critically,
Plaintiffs admitted that Ms. Parker participated in the annual “Supervisor Version” training, and the
evidence does not controvert this point.
6
structure outlined in company policy. DSMF ¶ 7; PRDSMF ¶ 7.9 Boulevard Motel’s
sexual harassment policy contained in its employee handbook required that “any
supervisor who sees or hears about conduct that may constitute harassment under
this policy must immediately contact the Property Manager or Sunburst Hospitality’s
Corporate Human Resources Department.” DSMF ¶ 8; PRDSMF ¶ 8.
Ms. Pippin and Ms. Parker each received copies of the employee handbook.
DSMF ¶ 9; PRDSMF ¶ 9.
Boulevard Motel’s policy entitled, “Supervisor’s Role
During Sexual Harassment Investigation Procedures,” required Ms. Parker and Ms.
Pippin to report to human resources any employee complaints about alleged
harassment. DSMF ¶ 10; PRDSMF ¶ 10.10 Ms. Pippin and Ms. Parker each received
a copy of the policy entitled, “Supervisor’s Role During Sexual Harassment
Investigation Procedures.” DSMF ¶ 11; PRDSMF ¶ 11.
Plaintiffs submitted a qualified response on the basis that “Ms. Parker was not a supervisor.
She did not have hiring, firing, or discipline authority.” PRDSMF ¶ 7. The Court overrules Plaintiffs’
qualified response. Even though the evidence establishes that Ms. Parker could not hire, fire, or
discipline housekeeping employees, this does not controvert additional record evidence that Ms. Parker
had other supervisory authority, both when Ms. Pippin was not at work and perhaps when she was.
As previously noted, Ms. Parker admitted that she supervised staff while Ms. Pippin was not working.
Parker Dep. 21:11-17. In addition, Ms. Pippin testified during her deposition that Ms. Parker
participated in sexual harassment trainings that were provided for managers only, and that Ms.
Parker had “[s]ome” supervisory duties. Pippin Dep. 179:8-23. Ms. Pippin did not indicate that Ms.
Parker only had “some” supervisory authority when she (Ms. Pippin) was not at work. However,
viewing the evidence in the light most favorable to the Plaintiffs, the Court assumes that Ms. Parker
only had “some” supervisory authority when Ms. Pippin was not at work. Nevertheless, because the
sexual harassment trainings were for managers only and Ms. Parker attended those trainings, the
Court concludes that Ms. Parker had a supervisory duty to “immediately report employee complaints
of sexual harassment.”
10
Once again, Plaintiffs interposed a qualified response asserting that “Ms. Parker was not a
supervisor. She did not have hiring, firing, or discipline authority.” PRDSMF ¶ 10. The Court
overrules Plaintiffs’ qualified response for the same reasons previously discussed. See supra note 9.
9
7
Boulevard Motel’s sexual harassment policy instructed that employees with
complaints of harassment could bring them to their supervisor, the hotel manager, or
human resources. DSMF ¶ 36; PRDSMF ¶ 36.
3.
April 21, 2010: The Alleged Sexual Harassment Incident
Witnessed by Grace Parker
On or about April 21, 2010, Ms. Parker witnessed an incident between Ms.
Martin and a maintenance employee, Randy Crabtree. DSMF ¶ 14; PRDSMF ¶ 14.
On that day, Ms. Parker was supervisor of the housekeeping department, including
Ms. Martin, because Ms. Pippin was not at work. DSMF ¶ 15; PRDSMF ¶ 15.11 Ms.
Parker was in the break room when she overheard Mr. Crabtree call Ms. Martin
“nipples.” DSMF ¶ 16; PRDSMF ¶ 16.
Ms. Parker then went outside with Ms. Martin and asked her if Mr. Crabtree
had said what she thought she heard; Ms. Martin answered that he had. DSMF ¶
17; PRDSMF ¶ 17. Ms. Martin then told Ms. Parker that Mr. Crabtree had also
stated that he heard that Brazilian women have big nipples and asked Ms. Martin,
Plaintiffs denied Boulevard Motel’s paragraph 15 in its entirety, arguing that “Ms. Parker was
acting as Ms. Pippin’s assistant. She was overseeing housekeeping operations, but was not ‘supervisor’
insofar as supervisory authorities were not bestowed upon Ms. Parker when Ms. Pipp[i]n was absent.”
PRDSMF ¶ 15 (citing Pippin Dep. 179:20-25). Ms. Pippin had this interchange during her deposition:
11
Q.
A.
Q.
A.
Q.
A.
Did you consider Grace to be a manager?
She was assistant housekeeper.
She had supervisory duties?
Some.
Okay.
She couldn’t hire or fire.
Pippin Dep. 179:20-25. This evidence does not controvert Boulevard Motel’s paragraph 15.
Furthermore, Boulevard Motel’s record evidence in support of its paragraph 15 establishes that (1)
Ms. Parker supervised housekeeping staff in Ms. Pippin’s absence; (2) Ms. Parker supervised Ms.
Martin in Ms. Pippin’s absence; and (3) Ms. Pippin was not working on April 21, 2010. Parker Dep.
21:11-17, 23:1-6, 23:11-14, 67:12-19, 157:17-19. The Court overrules Plaintiffs’ denial.
8
who is Brazilian, to lift her shirt and show him her nipples so he could suck them.
DSMF ¶ 18; PRDSMF ¶ 18. Ms. Parker told Ms. Martin that she needed to document
everything and that they should go to Beth Landergren, Hotel General Manager.
DSMF ¶ 19; PRDSMF ¶ 19. Ms. Martin responded that she wanted to wait for Ms.
Pippin to return to work so they could go to Ms. Landergren together. DSMF ¶ 20;
PRDSMF ¶ 20.
4.
April 24, 2010: Brenda Pippin Returns to Work
On or about April 24, 2010, when Ms. Pippin returned to work, Ms. Parker told
Ms. Pippin that Ms. Martin had something to tell her. DSMF ¶ 21; PRDSMF ¶ 21.
Ms. Martin, Ms. Parker and Ms. Pippin were having a lunch break when Ms. Martin
told Ms. Pippin about the incident with Mr. Crabtree. DSMF ¶ 22; PRDSMF ¶ 22.
Ms. Pippin told Ms. Martin that they needed to go talk to Ms. Landergren. DSMF ¶
23; PRDSMF ¶ 23.
5.
April 27, 2010: Brenda Pippin, Grace Parker, and Abinair
Martin Speak with Beth Landergren; Ms. Landergren and
Ms. Martin Report the Allegations to the Human
Resources Department
On or about April 27, 2010, Ms. Pippin, Ms. Parker, and Ms. Martin went to
talk to Ms. Landergren. DSMF ¶ 24; PRDSMF ¶ 24. Ms. Pippin told Ms. Landergren
that Ms. Martin had an incident with Mr. Crabtree that she needed to tell to Ms.
Landergren. DSMF ¶ 25; PRDSMF ¶ 25. Ms. Martin then proceeded to describe to
Ms. Landergren the incident with Mr. Crabtree that had occurred on or about April
21, 2010. DSMF ¶ 26; PRDSMF ¶ 26.
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Ms. Landergren said she “would believe” Ms. Martin’s allegations if they had
been directed toward another employee, Michael Cox, but not Mr. Crabtree, and she
initially tried to dissuade Ms. Martin from pressing the matter by claiming Mr.
Crabtree “doesn’t fit the profile” and commented “are you sure he wasn’t joking
because he jokes around with everybody,” but Ms. Landergren then informed Ignacio
Mello, Boulevard Motel’s Human Resources Manager, about Ms. Martin’s allegations.
DSMF ¶ 27; PRDSMF ¶ 27;12 PSAMF ¶ 7; DRPSAMF ¶ 7.13
Boulevard Motel’s paragraph 27 originally stated: “Following this conversation, Landergren
informed Ignacio Mello, Defendant’s Human Resources Manager, about Martin’s allegations.” DSMF
¶ 27. Plaintiffs interposed a qualified response, explaining that before informing Mr. Mello of Ms.
Martin’s allegations, “Ms. Landergren tried to dissuade Ms. Martin from pressing the matter by
claiming Mr. Crabtree was likely ‘joking’ and ‘didn’t fit the profile.’” PRDSMF ¶ 27 (citing Pippin Dep.
88:8; Parker Dep. 82:18; Mello Dep. 71:18-72:3; id. Attach. 11 Ex. 13 (Conclusion of Investigation)).
The Court reviewed the record citations provided by Plaintiffs. Ms. Pippin testified that Ms.
Landergren initially responded to Ms. Martin’s allegations by stating that Mr. Crabtree “doesn’t fit
the profile.” Pippin Dep. 88:8. An investigation revealed that Ms. Martin “expressed a concern that
[Ms. Landergren] did not believe her and that [Ms. Landergren] allegedly made several comments that
made her feel [Ms. Landergren] did not want her to proceed with her complaint as per Company
Policy.” Conclusion of Investigation at 1. This investigation also revealed that Ms. Landergren
commented to Ms. Martin that Mr. Crabtree “did not fit the profile of a harasser” and inquired “are
you sure he wasn’t joking because he jokes around with everybody.” Id. To provide context and to
avoid the misconception that Ms. Landergren simply listened to Ms. Martin’s allegations and then
went immediately to Mr. Mello, the Court included these points to Boulevard Motel’s paragraph 27,
and deems the paragraph, as altered, admitted.
Plaintiffs’ citation to a portion of Ms. Parker’s deposition is in reference to a separate
harassment incident reported to Ms. Landergren regarding a different male employee named Michael
Cox, all of which was unrelated to April 21, 2010, in which Ms. Landergren responded that Mr. Cox
was “joking.” Parker Dep. 80:21-82:18. The Court did not include this incident in its recitation of the
facts.
13
Plaintiffs’ paragraph 7 originally included that “Ms. Landergren told them that she did not
believe them because Mr. Crabtree didn’t ‘fit the profile’ of a harasser.” PSAMF ¶ 7 (citing Parker
Dep. 68:25-69:3). Boulevard Motel admitted that Ms. Landergren stated to Plaintiffs that Mr.
Crabtree did not fit the profile of a harasser, but denied that she stated she did not believe Plaintiffs.
DRPSAMF ¶ 7 (citing Landergren Dep. 35-39; Mello Dep. 89-90; id. Attach. 21 Ex. 23). Ms. Parker
testified that during their meeting with Ms. Landergren, Ms. Landergren “put[] her head down and
she goes, oh, you know, I would believe that if you said it was Michael, not Randy. He doesn’t fit the
profile.” Parker Dep. 68:25-69:3. The Court assumes “Michael” is Michael Cox. Ms. Landergren
testified several times during her deposition that she was “surprised,” “very surprised” and found it
“very surprising” when she heard the allegations. Landergren Dep. 35:25-36:4, 36:10, 38:18-19, 39:13. Viewing the evidence in the light most favorable to the Plaintiffs, the Court altered Plaintiffs’
paragraph 7 slightly to reflect Ms. Parker’s testimony, but otherwise concludes that the record
evidence supports Plaintiffs’ paragraph 7 and overrules Boulevard Motel’s denial.
12
10
In her initial April 27, 2010 statement, Ms. Landergren reported that Ms.
Martin’s “husband told her that she has to report and have something done about it.
Her husband feels it is disrespectful and makes her feel badly about her body.”
PSAMF ¶ 8; DRPSAMF ¶ 8.14 That same day, Ms. Landergren revised her initial
statement in which she recounted her meeting with Ms. Martin, Ms. Pippin and Ms.
Parker. PSAMF ¶ 9; DRPSAMF ¶ 9. She stated that Ms. Martin told her what Mr.
Crabtree had done to her, and that she (Ms. Landergren) said Mr. Crabtree “joked
around with everyone.” Id. According to Ms. Landergren, Ms. Martin “immediately
burst out crying” and asked why Ms. Landergren would allow this to go on so that
she would have to be the one to get hurt and make a formal complaint? Id. Ms.
Landergren stated that she then told Ms. Martin that Mr. Crabtree “jokes around”
with everyone, and Ms. Martin was the only one who he offended. Id.
Also on April 27, 2010, Ms. Parker assisted Ms. Martin in writing a statement
of events to submit to Mr. Mello; Ms. Parker wrote on Ms. Martin’s statement “this
is written by Grace Parker because Abinair Martin cannot spell and write English
very well.” PSAMF ¶ 10; DRPSAMF ¶ 10.15
Plaintiffs’ paragraph 8 originally stated: “In her initial April 27, 2010 statement, Ms.
Landergren claimed that it is Ms. Martin’s husband, more than Ms. Martin, who wanted Mr.
Crabtree’s behavior addressed.” PSAMF ¶ 8 (citing Mello Dep. Attach. 20 Ex. 22). Boulevard Motel
interposed a qualified response, and quoting from the same exhibit relied upon by Plaintiffs, clarified
that Ms. Landergren wrote Ms. Martin’s “husband told her that she has to report and have something
done about it. Her husband feels it is disrespectful and makes her feel badly about her body.”
DRPSAMF ¶ 8. The Court adjusted the language of Plaintiffs’ paragraph 8 to reflect the exact wording
of Ms. Landergren’s initial statement, and deems the paragraph, as altered, admitted.
15
Boulevard Motel submitted a qualified response, noting that Ms. Parker wrote on Ms. Martin’s
statement that “this is written by Grace Parker because Abinair Martin cannot spell and write English
very well.” DRPSAMF ¶ 10 (citing Mello Dep. Attach. 25 Ex. 26). The Court included this language
to provide context as to why Ms. Parker assisted Ms. Martin in writing the statement of events. The
paragraph is deemed, as altered, admitted.
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11
6.
April 29 and 30, 2010: Beth Landergren Speaks with Randy
Crabtree Regarding Abinair Martin’s Allegations
On April 29, 2010, Ms. Landergren had a meeting with Mr. Crabtree in which
she outlined the allegations against him and asked for his response. PSAMF ¶ 11;
DRPSAMF ¶ 11. The following day, Ms. Landergren had another meeting with Mr.
Crabtree to follow up on the previous day’s meeting about the allegations of
harassment. PSAMF ¶ 12; DRPSAMF ¶ 12.
7.
Approximately Early May 2010: Ignacio Mello Investigates
Abinair Martin’s Allegations
Mr. Mello arrived at the Comfort Inn approximately one week later to further
investigate Ms. Martin’s allegations. DSMF ¶ 28; PRDSMF ¶ 28. While Mr. Mello
was at the Comfort Inn, he interviewed witnesses and gathered statements, including
meeting with Ms. Parker and Ms. Pippin. DSMF ¶ 29; PRDSMF ¶ 29. Ms. Parker
told Mr. Mello what she had heard and that she had written a statement, which
Boulevard Motel had requested.
DSMF ¶ 30; PRDSMF ¶ 30.
Ms. Pippin also
provided written statements at Boulevard Motel’s request. DSMF ¶ 31; PRDSMF ¶
31. Ms. Pippin never witnessed any of the behavior described by Ms. Martin or any
other sexually inappropriate behavior by Mr. Crabtree. DSMF ¶ 32; PRDSMF ¶ 32.
Ms. Martin submitted a statement in Portuguese with a translation by her son.
DSMF ¶ 33; PRDSMF ¶ 33.
Mr. Mello told Ms. Parker, Ms. Pippin, and Ms. Martin “not to talk about [the
harassment] at all” or they “would get written up or terminated.” PSAMF ¶ 14;
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DRPSAMF ¶ 14.16 Mr. Mello believed Ms. Martin should not have spoken to Ms.
Landergren regarding the investigation after the initial report.
PSAMF ¶ 15;
DRPSAMF ¶ 15.17
8.
Beth Landergren is Removed from the Investigation
Process
Ms. Landergren was told by Mr. Mello that she was not to be involved in the
investigation after Ms. Martin reported to him that she felt Ms. Landergren “was
biased in the investigation and was taking Randy’s side.” PSAMF ¶ 16; DRPSAMF
¶ 16.
9.
Boulevard Motel’s Investigative Findings and Subsequent
Actions as a Result of Those Findings
Following the completion of the investigation, Boulevard Motel determined
that Mr. Crabtree had engaged in inappropriate conduct, as did Ms. Landergren
during the investigation of Mr. Crabtree’s conduct, but nonetheless concluded that
Boulevard Motel submitted a qualified response to Plaintiffs’ paragraph 14, asserting that
“[t]he participants in the sexual harassment investigation were told not to discuss the investigation
with anybody else to protect the privacy of everyone involved and to maintain neutrality of the
investigation.” DRPSAMF ¶ 14 (citing Mello Dep. 100-01). The Court overrules Boulevard Motel’s
qualified response. Mr. Mello’s deposition testimony does not address the assertion made by Plaintiffs’
paragraph 14—that if Plaintiffs discussed the allegations, they would be written up or terminated.
Also, it should be noted that Plaintiffs’ paragraph 14 originally stated that Ms. Parker, Ms.
Pippin, and Ms. Martin were told they “would get written up for termination.” PSAMF ¶ 14 (citing
Parker Dep. Attachs. 16-17 Exs. 16-17). A review of the exhibits, however, demonstrates they were
told they “would get written up or terminated” or “written up or fired.” The Court adjusted Plaintiffs’
paragraph 14 accordingly.
17
Plaintiffs’ paragraph 15 originally stated that Mr. Mello thought Ms. Landergren should not
have spoken to Ms. Martin about the investigation after the initial report. PSAMF ¶ 15 (citing Mello
Dep. 100-03). Boulevard Motel submitted a qualified response, stating that Mr. Mello’s testimony
establishes that he did not think Ms. Martin should have spoken to “anyone, including her supervisors,
following her initial report of harassment because the investigation was being conducted at the
corporate level.” DRPSAMF ¶ 15 (citing Mello Dep. 101-02). The Court reviewed Mr. Mello’s testimony
and agrees with Boulevard Motel’s interpretation. The Court adjusted Plaintiffs’ paragraph 15 to
reflect that Mr. Mello believed Ms. Martin should not have spoken to Ms. Landergren at this time, and
deems the paragraph, as altered, admitted.
16
13
the incidents did not rise to the level of unlawful sexual harassment. DSMF ¶ 34;
PRDSMF ¶ 34.18 In Mr. Mello’s view, Boulevard Motel took prompt and remedial
action in (1) responding to Ms. Martin’s allegations, (2) investigating the allegations,
and (3) issuing discipline to Mr. Crabtree, which included a finding that he “exercised
poor judgement, engaged in unprofessional and inappropriate workplace behavior,
blurred the line between supervisor and friend, and that [he] may have violated
Sunburst’s sexual harassment policy,” and he was provided a written warning
requiring him to complete additional harassment training. DSMF ¶ 35; PRDSMF ¶
35.19
Boulevard Motel’s paragraph 34 did not originally include any reference to its findings
regarding Ms. Landergren. DSMF ¶ 34. Plaintiffs submitted a qualified response:
18
Boulevard reprimanded Mr. Crabtree for “exercising poor judgment, engaging in
unprofessional and inappropriate workplace conduct, blurring the line between
supervisor and friend, and violating the hotel’s sexual harassment policy.” Mello Dep.
109:1-4, Ex. 35. He was provided a written warning and required to complete
additional harassment training. Id. Boulevard also determined that Ms. Landergren
had engaged in inappropriate conduct during the investigation of Mr. Crabtree’s
conduct. Mello Dep. 67:4-24, Ex. 13.
PRDSMF ¶ 34.
The Court reviewed the record citations provided by Plaintiffs, and included Boulevard Motel’s
determination regarding Ms. Landergren, and deems the paragraph, as altered, admitted. As for the
form and substance of the reprimand received by Mr. Crabtree, the Court included this fact as regards
Boulevard Motel’s paragraph 35 for purposes of flow in its recitation of the facts. See infra note 19.
19
Boulevard Motel’s paragraph 35 originally stated: “Boulevard took prompt and remedial action
in responding to Martin’s allegations, investigating the allegations and issuing discipline to Crabtree.”
DSMF ¶ 35 (citing Mello Dep. 109-10, 115-16; id. Attach. 34 Ex. 35). Plaintiffs made a qualified
response, arguing that Boulevard Motel’s paragraph 35 “is a legal conclusion.” PRDSMF ¶ 35.
The Court disagrees that Boulevard Motel’s paragraph 35 represents a legal conclusion.
During his deposition, Mr. Mello was asked whether he felt “that the hotel’s response was prompt and
remedial in nature,” and he responded that he did. Mello Dep. 116:1-3. Besides adding to Boulevard
Motel’s paragraph 35 that it was Mr. Mello who was of the view that Boulevard Motel took prompt
and remedial action, the Court overrules Plaintiffs’ qualified response.
In addition, to provide more information regarding the discipline Mr. Crabtree received, the
Court included the form and substance of that discipline as presented by Plaintiffs in their qualified
response to Boulevard Motel’s paragraph 34. See supra note 18.
14
Despite Boulevard Motel’s conclusion that Mr. Crabtree’s conduct violated
company policy but did not rise to the level of unlawful sexual harassment, Ms.
Parker and Ms. Pippin believed Mr. Crabtree’s behavior to be a violation of law and
company policy, as well as a health and safety risk to Ms. Martin and other employees
at Comfort Inn South Portland. PSAMF ¶ 21; DRPSAMF ¶ 21.20
10.
Brenda Pippin and Grace Parker’s Understanding of
Protocol and Procedure
Ms. Pippin believes that Ms. Martin should have brought her concerns about
Mr. Crabtree to Ms. Pippin’s attention because Ms. Pippin was her boss. DSMF ¶ 37;
PRDSMF ¶ 37. Ms. Pippin also believes that Ms. Parker should have told Ms. Pippin
about Ms. Martin’s concerns because Ms. Pippin was Ms. Parker’s boss. DSMF ¶ 38;
PRDSMF ¶ 38. Ms. Pippin agrees that she should have brought Ms. Martin’s report
to Ms. Landergren’s attention. DSMF ¶ 39; PRDSMF ¶ 39. Ms. Pippin agrees that
the report about Mr. Crabtree’s behavior was made on Ms. Martin’s behalf and was
Ms. Pippin’s report to make. DSMF ¶ 40; PRDSMF ¶ 40.21 Ms. Parker understood
Boulevard Motel objected to Plaintiffs’ paragraph 21 on the basis that “Plaintiffs lack
foundation to support their purported belief that Crabtree’s behavior created a health and safety risk.”
DRPSAMF ¶ 21. The Court overrules the objection. Alternatively, Boulevard Motel interposed a
qualified response, noting that Boulevard Motel concluded that Mr. Crabtree’s conduct violated
company policy but did not constitute unlawful sexual harassment. Id. The Court added this point to
Plaintiffs’ paragraph 21 to reflect that while Boulevard Motel concluded that Mr. Crabtree’s conduct
violated company policy but did not rise to the level of unlawful sexual harassment, Ms. Parker and
Ms. Pippin believed it rose to both a violation of company policy and unlawful sexual harassment.
21
Boulevard Motel’s paragraph 40 originally stated it was “her” report to make. DSMF ¶ 40
(citing Pippin Dep. 125). Plaintiffs denied the paragraph because “[t]he transcript cited here appears
to indicate that Ms. Pippin meant that the report was Ms. Martin’s, not Ms. Pippin’s, “report to make.”
PRDSMF ¶ 40 (citing Pippin Dep. 125:20-24). Although Ms. Pippin’s answer was a bit confusing, the
Court disagrees with Plaintiffs’ interpretation. See Pippin Dep. 125:18-24 (“Q. And do you agree that
you should have brought it to Beth’s attention? A. I do. With Bena [(Ms. Martin)]. Q. You wanted
Bena to be there? A. Well, it was for her, yeah. Q. It was her report to be made? A. Yeah”). Other
than replacing the word “her” with “Ms. Pippin” to clarify who the “her” is, the Court overrules
Plaintiffs’ denial.
20
15
that, acting with some supervisory authority in Ms. Pippin’s absence, if an employee
had a problem or needed to report something like sexual harassment he or she could
and should report to her. DSMF ¶ 41; PRDSMF ¶ 41.22 Ms. Parker and Ms. Pippin
performed their job duties as supervisors pursuant to Boulevard Motel’s policies in
reporting Ms. Martin’s complaint of allegedly sexually harassing behavior up the
chain of command. DSMF ¶ 45; PRDSMF ¶ 45.23
Boulevard Motel’s paragraph 41 originally stated: “Parker understood that, as a supervisor, if
an employee had a problem or needed to report something like sexual harassment he or she could and
should report to her.” DSMF ¶ 41 (citing Parker Dep. 157). Plaintiffs denied the paragraph in its
entirety:
22
Ms. Parker’s testimony was that she was a “supervisor” only insofar as she was Ms.
Pippin’s assistant. She “served as supervisor when Brenda was not available” in that
she was Brenda Pippin’s “eyes and ears” when Ms. Pippin was not working. Parker
Dep. 157; Landergren Dep. Attach. 34 Ex. 39; Parker Decl. ¶ 4.
PRDSMF ¶ 41.
Although Ms. Parker declared that she was the “eyes and ears” when Ms. Pippin was not
working, Parker Decl. ¶ 4, this does not tell the whole story. During her deposition, Ms. Parker agreed
that she “serve[d] as the supervisor when Brenda was not available,” and agreed that when she was
serving in a supervisory role, “if an employee such as Abinair Martin or any other employee had a
problem or needed to report something like sexual harassment, that they could report that and should
report that to [Ms. Parker].” Parker Dep. 157:17-25. Plaintiffs’ citation to Exhibit 39 does not
controvert this testimony. The Court altered Boulevard Motel’s paragraph 41 to reflect that an
employee could and should report sexual harassment to Ms. Parker in Ms. Pippin’s absence, and
otherwise overrules Plaintiffs’ denial.
23
Plaintiffs interposed a qualified response on the basis that “prior undisputed statements of
fact more properly characterize what steps were taken by Pippin and Parker. This statement
improperly assumes that Ms. Parker was a supervisor, despite her lack of supervisory capacity outside
of assisting Ms. Pippin.” PRDSMF ¶ 45 (citing Parker Dep. 21:18-22:4). In support of its paragraph
45, Boulevard Motel cited Mr. Mello’s deposition testimony in which he stated: “Parker and Pippin did
their jobs as supervisors and managers in following through with reporting that complaint up the
chain of command.” Mello Dep. 121:15-17. It also cited Ms. Landergren’s deposition testimony in
which she agreed that it was Ms. Parker and Ms. Pippin’s responsibility to report the incident to her.
Landergren Dep. 44:6-8.
As previously discussed, the evidence establishes that (1) Ms. Pippin was not working on April
21, 2010, (2) in Ms. Pippin’s absence, Ms. Parker was Ms. Martin’s supervisor to some extent even
though she had no authority to hire, fire, or discipline her, and (3) Ms. Parker agreed that employees
could and should report allegations of sexual harassment to her in Ms. Pippin’s absence. Ms. Parker
also admitted that she told Ms. Martin on April 21, 2010 that they needed to report the incident to Ms.
Landergren. DSMF ¶ 19; PRDSMF ¶ 19. The evidence establishes that Ms. Parker was following
supervisors’ sexual harassment training as established by Boulevard Motel. Plaintiffs’ citation to Ms.
Parker’s deposition testimony does not controvert this conclusion, nor provide a reasonable inference
16
11.
Randy Crabtree and Beth Landergren
Ms. Parker discussed with Ms. Martin her (Ms. Parker’s) belief that Mr.
Crabtree and Ms. Landergren were involved in a romantic relationship before making
reports of Mr. Crabtree sexually harassing Ms. Martin. PSAMF ¶ 4; DRPSAMF ¶ 4.
Ms. Parker heard Ms. Landergren call Mr. Crabtree “sunshine” at work. Id.24 Ms.
Parker believed Ms. Landergren and Mr. Crabtree flirted openly at work and spent
personal time together outside of work. PSAMF ¶ 5; DRPSAMF ¶ 5.25 Although Ms.
Pippin did not know whether Ms. Landergren and Mr. Crabtree had an affair, she
also heard Ms. Landergren refer to Mr. Crabtree as “sunshine” at work. PSAMF ¶ 6;
otherwise. The only reason Ms. Parker did not report the incident immediately was because Ms.
Martin wanted to wait until Ms. Pippin returned to work on April 24, 2010. DSMF ¶ 20; PRDSMF ¶
20. The Court overrules Plaintiffs’ qualified response.
24
Plaintiffs’ paragraph 4 originally asserted that “Ms. Parker and Ms. Martin discussed their
mutual belief that Mr. Crabtree and Ms. Landergren were involved in a romantic relationship prior to
making reports of Mr. Crabtree sexually harassing Ms. Martin.” PSAMF ¶ 4 (citing Parker Decl. ¶
10). Boulevard Motel objected to Plaintiffs’ paragraph 4 on the basis that (1) Ms. Martin’s belief, as
characterized by Ms. Parker, is “inadmissible hearsay for the truth that Martin so believed,” and (2)
lack of foundation “to support Parker’s purported belief.” DRPSAMF ¶ 4. Boulevard Motel also denied
that Ms. Landergren called Mr. Crabtree “sunshine” during work or that they were romantically
involved. Id. (citing Landergren Dep. 40, 83; Mello Dep. 71-72).
First, the Court sustains the hearsay objection for the reasons articulated by Boulevard Motel.
The Court adjusted Plaintiffs’ paragraph 4 accordingly. Second, the Court overrules the lack of
foundation objection. Ms. Parker stated in her affidavit that she “heard Ms. Landergren refer to Mr.
Crabtree as ‘sunshine’ at work.” Parker Decl. ¶ 12. This supports Ms. Parker’s belief that Mr. Crabtree
and Ms. Landergren were romantically involved. The Court also overrules Boulevard Motel’s denials.
It is true that the evidence establishes that Mr. Mello could not “verify” whether Ms. Landergren and
Mr. Crabtree were romantically involved nor had he heard reference to the “sunshine” remark before
his deposition, Mello Dep. 71:17-72:19, and Ms. Landergren denied having any romantic involvement
with Mr. Crabtree or calling him “sunshine.” Landergren Dep. 40:5-11, 83:13-14. Nevertheless, this
evidence does not controvert Ms. Parker’s belief that such a relationship existed and furthermore, the
“sunshine” remark is a factual dispute, and the Court must resolve all factual disputes in favor of the
Plaintiffs.
25
Boulevard Motel objected to Plaintiffs’ paragraph 5 on the basis of lack of foundation, and
denied that Ms. Landergren called Mr. Crabtree “sunshine” during work or that they were
romantically involved. DRPSAMF ¶ 5 (citing Landergren Dep. 40; Mello Dep. 71-72). The Court
overrules the objection and denial for reasons previously discussed. See supra note 24.
17
DRPSAMF ¶ 6.26
In addition, Mr. Mello was aware of allegations that Ms.
Landergren and Mr. Crabtree were romantically involved. PSAMF ¶ 13; DRPSAMF
¶ 13. Mr. Mello asked Ms. Landergren and Mr. Crabtree if there was in fact a
romantic relationship; they both denied having such a relationship. Id.27
On May 11, 2010, Ms. Landergren received Confidential Memorandum from
Ned Heiss, Vice President of Operations, rebuking her for the way she handled the
investigation and her inappropriate involvement therein. PSAMF ¶ 17; DRPSAMF
¶ 17. Mr. Crabtree also received a written reprimand from Mr. Heiss on May 11,
2010. Id.28
12.
Subsequent Events in 2010
Plaintiffs’ paragraph 6 originally said: “Although Ms. Pippin did not know whether Ms.
Landergren and Mr. Crabtree had an affair, she and others on the housekeeping staff heard Ms.
Landergren often refer to Mr. Crabtree as ‘sunshine’ at work.” PSAMF ¶ 6 (citing Pippin Dep. 113:2224; Pippin Decl. ¶ 10; Parker Decl. ¶ 12). Boulevard Motel denied the paragraph on the basis that the
record evidence does not support “that ‘others’ heard Landergren ‘often’ refer to Crabtree as
‘sunshine.’” DRPSAMF ¶ 6. The Court sustains in part and overrules in part Boulevard Motel’s denial.
The Court agrees that the record evidence does not support that “others” heard the “sunshine” remark
“often”; Ms. Parker also heard the remark, which the Court already included in its recitation of the
facts, but it is unclear how frequently she heard it. Likewise, it is unclear how frequently Ms. Pippin
heard the remark. However, the record evidence establishes that Ms. Pippin heard the “sunshine”
remark. The Court adjusted Plaintiffs’ paragraph 6 accordingly.
27
Plaintiffs’ paragraph 13 also originally asserted that Mr. Mello was aware of allegations that
Ms. Landergren and Mr. Crabtree were romantically involved “prior to coming to Maine to begin inperson interviews with the parties involved.” PSAMF ¶ 13 (citing Mello Dep. 71:17-72:14). Boulevard
Motel interposed a qualified response on the basis that Mr. Mello testified that he “could not recall
how, and thus when, he learned of the allegation,” but otherwise admitted Plaintiffs’ paragraph 13.
DRPSAMF ¶ 13. The Court reviewed Mr. Mello’s testimony, and concludes that he learned of the
allegation through Ms. Pippin, Ms. Martin, or Ms. Parker’s statement, but could not recall whose
statement, nor did he indicate when he may have come to learn of it. The Court omitted from Plaintiffs’
paragraph 13 that he knew of the allegations before conducting in-person interviews in Maine, but
deems the remainder of the paragraph, as altered, admitted.
28
Plaintiffs’ paragraph 17 originally included that “Mr. Crabtree received a similar written
reprimand from Mr. Heiss.” PSAMF ¶ 17. Boulevard Motel interposed a qualified response, arguing
that the memoranda received by Ms. Landergren and Mr. Crabtree were not “similar written
reprimands” because “each addressed different misconduct.” DRPSAMF ¶ 17. The Court adjusted
Plaintiffs’ paragraph 17 to reflect this point, and deems the paragraph, as altered, admitted.
26
18
On June 2, 2010, Ms. Pippin faxed a handwritten statement to Mr. Mello in
which she relates Ms. Martin was still very upset, and felt that Ms. Landergren only
cared about saving Mr. Crabtree. PSAMF ¶ 18; DRPSAMF ¶ 18.29 Also on June 2,
2010, Ms. Parker faxed a statement to Mr. Mello reporting a conversation she had
with Veronica Connolly, a front desk employee: “Veronica said she had a feeling that
if she didn’t go along with Beth about the Abinair situation that she felt like she
would be fired.” PSAMF ¶ 19; DRPSAMF ¶ 19.30
On July 8, 2010, Ms. Landergren responded to an email from Mr. Mello, in
which he stated a need to hire a laundry person that would “be Supervisor (not Asst.
Boulevard Motel interposed an objection: “Pippin’s portrayal of Martin’s statement concerning
her feelings is inadmissible hearsay and irrelevant. The statement concerns events on 5/23/10,
5/26/10, and 6/1/10 which were after the investigation into Martin’s complaints.” DRPSAMF ¶ 18
(citing Mello Dep. 78-82; id. Attach. 14 Ex. 16). The Court overrules the objection. Exhibit 16, a
statement written by Ms. Pippin, could be offered as evidence that Boulevard Motel did not conduct a
neutral and unbiased investigation as to the Martin-Crabtree incident. Alternatively, Boulevard
Motel interposed a qualified response, claiming it is unclear who sent the fax to Mr. Mello. Id. The
Court overrules the qualified response. On page three of Exhibit 16, Ms. Pippin signed her name,
“Brenda Pippin.” Mello Dep. Attach. 14 Ex. 16 at 3. Viewing the evidence in the light most favorable
to the Plaintiffs, the Court concludes that the author of the statement, Ms. Pippin, was also the one
who faxed the statement to Mr. Mello.
30
Boulevard Motel interposed a similar objection to the one it submitted regarding Ms. Pippin’s
statement, see supra note 29: “Parker’s portrayal of Veronica’s statement and feelings is inadmissible
hearsay and irrelevant. The statement concerns events on 5/23/10, which was after the investigation
into Martin’s complaints.” DRPSAMF ¶ 19. The Court overrules the objection for similar reasons
previously discussed. See supra note 29. In addition, although the conversation between Ms. Parker
and Ms. Connolly apparently took place on May 23, 2010 (i.e., after completion of the Martin-Crabtree
investigation), the Court assumes that the “Abinair situation” referenced in the statement is
synonymous with the circumstances surrounding the April 21, 2010 Martin-Crabtree incident.
Alternatively, Boulevard Motel submitted a qualified response on the bases that (1) it is
unclear who sent the fax to Mr. Mello and (2) Plaintiffs did not accurately quote the statement.
DRPSAMF ¶ 19 (citing Mello Dep. Attach. 16 Ex. 18). The Court sustains in part and overrules in part
the qualified response. As to who sent the fax, on page one of Exhibit 18, Ms. Parker signed her name,
“Grace Parker.” Mello Dep. Attach. 16 Ex. 18 at 1. Viewing the evidence in the light most favorable
to the Plaintiffs, the Court concludes that the author of the statement, Ms. Parker, was also the one
who faxed the statement to Mr. Mello. As regards the conversation articulated by Ms. Parker between
her and Ms. Connolly, the Court agrees with Boulevard Motel’s corrections and the Court quoted
verbatim from Ms. Parker’s statement in its recitation of the facts.
Finally, for purposes of context, the Court also included in Plaintiffs’ paragraph 19 that Ms.
Connolly was a front desk employee. See Mello Dep. 79:21-23.
29
19
Exec Hskpr) on two days, pay differential on those days but that person would not
have managerial privileges (no hiring or firing) but would open and close the
department, inspects rooms, etc., on the days Exec[utive Housekeeper] is off.”
PSAMF ¶ 20; DRPSAMF ¶ 20. Ms. Landergren’s response was “Ok, that’s exactly
what Grace does now.” Id.
13.
2011 Incident Involving Michael Cox
In 2011, Ms. Parker witnessed another maintenance employee, Michael Cox,
take his shirt off and approach the back of another housekeeper.
DSMF ¶ 42;
PRDSMF ¶ 42. Ms. Parker reported the incident to Ms. Landergren. DSMF ¶ 43;
PRDSMF ¶ 43. Ms. Parker understood that reporting to Ms. Landergren what she
had witnessed regarding Mr. Cox’s actions was consistent with the policy regarding
supervisor responsibility for harassment. DSMF ¶ 44; PRDSMF ¶ 44.31
14.
Brenda Pippin and Grace Parker are Terminated in
2011
Plaintiffs submitted a qualified response to Boulevard Motel’s paragraph 44: “Ms. Parker
testified that it was consistent with the policy, but not that it was consistent with her role as a
supervisor.” PRDSMF ¶ 44 (citing Parker Dep. 157:1-5). The following interchange took place during
Ms. Parker’s deposition:
31
Q.
And was it your understanding that reporting to Beth what you had witnessed
with Mr. Cox was consistent with the policies that we had seen earlier in a document
about supervisor responsibility for harassment?
A.
Yes.
Parker Dep. 156:25-157:5. While the Court agrees with Plaintiffs that Ms. Parker did not testify that
her decision to report what she saw to Ms. Landergren was “consistent with her role as a supervisor,”
Boulevard Motel’s assertion is not contrary to that point (i.e., Boulevard Motel does not state that Ms.
Parker’s actions were consistent with her role as a supervisor). Boulevard Motel’s paragraph 44 is
almost a verbatim recitation of what Ms. Parker agreed with during her deposition. The Court
overrules Plaintiffs’ qualified response.
20
On or about February 23, 2011, Boulevard Motel terminated Ms. Parker’s
employment purportedly for a critical offense: violation of the company’s ethics policy.
DSMF ¶ 46; PRDSMF ¶ 46.32 On or about July 5, 2011, Boulevard Motel terminated
Ms. Pippin’s employment purportedly for an accumulation of offenses per the
company’s progressive discipline policy. DSMF ¶ 47; PRDSMF ¶ 47.33
II.
THE PARTIES’ POSITIONS
A.
Defendant’s Motion
Boulevard Motel argues that the facts establish that Ms. Pippin and Ms.
Parker, as supervisors, “had a responsibility to receive and elevate reports of alleged
sexual harassment” to upper management, and having done so, neither “made any
reports that would be protected under the MWPA or MHRA.”
Def.’s Mot. at 2.
Specifically, it says
[t]heir conduct in elevating Martin’s report falls into the “job duties”
exception to the MWPA and MHRA, which has also been described as
the “scope of employment” or “manager rule.” This exception limits the
protection of anti-retaliation statutes to employees who step outside the
scope of their employment duties in reporting or opposing illegal
practices in a manner not dictated by the strictures of their jobs.
Ms. Parker admitted she was terminated on February 23, 2011, but denied the remainder of
the paragraph as she claims she was terminated “in retaliation for her involvement in the investigation
surrounding reports of sexual harassment.” PRDSMF ¶ 46 (citing Parker Decl. ¶ 14). Although Ms.
Parker’s affidavit establishes she believes she was retaliated against, Ms. Parker’s denial sounds more
like argument than fact, not properly presented in a statement of material facts. Medina-Munoz v.
R.J. Reynolds Tobacco Co., 896 F.2d 5, 8 (1st Cir. 1990) (“the nonmoving party [may not] rest[] merely
upon conclusory allegations”). However, the Court included the word “purportedly” in Boulevard
Motel’s paragraph 46 to signal that Boulevard Motel’s stated reason for terminating Ms. Parker was
for violation of its ethics policy. The Court otherwise overrules Ms. Parker’s denial.
33
Ms. Pippin denied Boulevard Motel’s paragraph 47 on the basis that it “terminated [her]
employment in retaliation for her involvement in the investigation surrounding reports of sexual
harassment.” PRDSMF ¶ 47 (citing Pippin Decl. ¶ 12). For similar reasons previously addressed as
regards Ms. Parker, the Court included the word “purportedly” in Boulevard Motel’s paragraph 47,
but otherwise overrules Ms. Pippin’s denial. See supra note 32.
32
21
Id. at 5.
Boulevard Motel explains that to prevail under the MWPA, Ms. Pippin and Ms.
Parker each “must prove that: ‘(1) she engaged in activity protected by the MWPA;
(2) she experienced an adverse employment action; and (3) a causal connection
existed between the protected activity and the adverse employment action.’” Id. at 6
(quoting Walsh v. Town of Millinocket, 2011 ME 99, ¶ 24, 28 A.3d 610). Boulevard
Motel asserts that Ms. Pippin and Ms. Parker fail under the first prong of the test
articulated in Walsh, because the First Circuit recognized in Winslow v. Aroostook
County, 736 F.3d 23, 32 (1st Cir. 2013) “the job duties exception to the MWPA,” where
the Winslow Court “concluded that the plaintiff had not engaged in any protected
activity when she followed her supervisor’s direction in reporting an alleged violation
of law up the chain of command.” Def.’s Mot. at 6-7. Boulevard Motel directs the
Court’s attention to several recent cases from this district that have upheld the
Winslow holding: Harrison v. Granite Bay Care, Inc., No. 2:13-cv-123-DBH, 2014 U.S.
Dist. LEXIS 123668 (D. Me. June 30, 2014), report and recommendation adopted,
2014 U.S. Dist. LEXIS 123665 (D. Me. Sept. 4, 2014), and Stark v. Hartt
Transportation Systems, 37 F. Supp. 3d 445 (D. Me. 2014). Def.’s Mot. at 7-9. It also
directs the Court’s attention to a recent Maine superior court case “reflecting an
approach consistent with Winslow”: Hall v. Mid-State Machine Products, No. 11-CV068, 2013 Me. Super. LEXIS 169 (Sept. 4, 2013). Def.’s Mot. at 9. In sum, Boulevard
Motel argues “[i]t was unquestionably part of both Pippin’s and Parker’s job
responsibilities to receive Martin’s report of alleged sexual harassment and to
22
immediately handle it by elevating it to the appropriate management level.” Id. at
9-10.
Turning to the Plaintiffs’ claims under the MHRA, Boulevard Motel asserts
they each “must prove that she engaged in protected activity; her employer made an
employment decision that adversely affected her; and that there was a causal link
between the protected activity and the adverse employment action.” Id. at 10-11
(citing Doyle v. Dep’t of Human Servs., 2003 ME 61, ¶ 20, 824 A.2d 48). Conceding
that it has not found any caselaw from the Maine Supreme Judicial Court regarding
“the scope of protection afforded by the MHRA anti-retaliation provision as applied
to reports made by supervisors as part of their supervisory duties,” Boulevard Motel
argues that the Court should look to analogous federal law for guidance; specifically,
Title VII, 42 U.S.C. § 2000e-3. Id. at 11 (citing Watt v. UniFirst Corp., 2009 ME 47,
¶ 22 n.4, 969 A.2d 897; Ramsdell v. Huhtamaki, Inc., 992 F. Supp. 2d 1, 14-15, n.19
(D. Me. 2014)).
According to Boulevard Motel, while the First Circuit has not
established a “manager rule” or “job duties” exception to the anti-retaliation provision
under Title VII, “it has previously stated that it assumes the manager rule would
apply to retaliation claims brought under Title VII.” Id. (citing Collazo v. BristolMyers Squibb Mfg., Inc., 617 F.3d 39 (1st Cir. 2010)). Thus, in Boulevard Motel’s
view, “there is little doubt that the First Circuit would extend the exception it
articulated in Winslow to claims of retaliation under Title VII and the MHRA.” Id.
at 12.
23
Finally, Boulevard Motel instructs the Court to look for whether Ms. Parker or
Ms. Pippin “‘cross the line from being an employee performing her job . . . to an
employee lodging a personal complaint.’” Id. (quoting Brush v. Sears Holdings Corp.,
466 Fed. Appx. 781, 787 (11th Cir. 2012)). In other words, it says the “question on
summary judgment is whether the undisputed material facts could allow for a
reasonable inference that plaintiffs were not performing their jobs as supervisors
when they elevated Martin’s complaint, and that they had instead thrown off their
supervisory mantles to pursue their own personal complaints adverse to the
company.” Id. at 12-13 (emphasis in original). Here, it argues, “neither plaintiff can
meet that burden.” Id. at 13. Boulevard Motel also believes that “Pippin and Parker’s
apparent present day belief that the company came to the wrong conclusion regarding
the alleged harassment has no bearing on whether they engaged in opposition
protected by the MHRA.” Id. at 16.
B.
Plaintiffs’ Opposition
Plaintiffs disagree with Boulevard Motel’s claim that Ms. Pippin and Ms.
Parker are not protected under the MWPA or MHRA because they properly reported
Ms. Martin’s allegations “up the chain of command.” Pls.’ Opp’n at 2. Instead, they
argue that their actions remain protected pursuant to the United States Supreme
Court ruling in Crawford v. Metropolitan Government of Nashville & Davidson
County, Tennessee, 555 U.S. 271 (2009) and the First Circuit ruling in Collazo, and
they assert that “[t]he facts of this case can easily be distinguished from the facts of
24
Winslow and align with recent state and federal decisions on protected activity.” Pls.’
Opp’n at 2.
First, Plaintiffs argue they “made several reports. Those reports – on their
face – are protected under the MHRA and MWPA,” and the question then is whether
an exception applies. Id. at 9. As regards the MHRA, Plaintiffs contend there is no
“job duties exception.” Id. Directing the Court’s attention to the Supreme Court
ruling in Crawford, Plaintiffs say “[t]he Supreme Court issued a unanimous decision
reversing the Sixth Circuit. It held that the anti-retaliation provision of Title VII
extends to people who speak out, not just on their own initiative, but when prompted
by an employer’s internal investigation.” Id. at 10. Likewise, according to Plaintiffs,
in Collazo, the First Circuit applied Crawford and “reversed summary judgment,
holding that a supervisor who attends HR meetings with a subordinate to support
her claims of sex harassment was engaged in protected activity under the antiretaliation provisions of Title VII.” Id. at 11 (citing Collazo, 617 F.3d at 42, 49).
Quoting Judge Lipez in Collazo for the proposition that “an employer cannot be
permitted to avoid liability for retaliation under Title VII simply by crafting equal
employment policies that require its employees to report unlawful employment
practices,” 617 F.3d at 49, Plaintiffs claim the “same analysis should apply in this
case.” Pls.’ Opp’n at 11-12. In addition, they argue that “there are disputed facts
regarding whether and to what extent Parker and Pippin ‘stepped outside their roles’
and took ‘action adverse to the company.’”
Id. at 12.
Plaintiffs characterize
themselves as “housekeepers” as opposed to “personnel managers” and therefore,
25
they were “‘stepping outside their roles’ as housekeepers and ‘took action adverse’ to
the hotel.” Id.
Turning to the job duties exception as it relates to the MWPA, Plaintiffs argue
that their case is distinguishable from the one the First Circuit addressed in Winslow:
Unlike the plaintiff in Winslow, Ms. Parker and Ms. Pippin were not
making a report at the direction of their supervisor. In fact, Ms. Parker
suspected her supervisor of having an affair with the same person
accused of sexual harassment. Unlike Ms. Winslow’s experience with
her supervisor (who took every step to correct the violation), Plaintiffs’
reports of serious sexual harassment allegations were met with
immediate skepticism by Ms. Landergren. . . . Based on these facts, a
reasonable jury could easily reach the conclusion that the reports were
made over the objections of their supervisor, and therefore find that
Plaintiffs “stepped outside their roles” as housekeepers and took action
that was adverse to the hotel.
Id. at 14 (emphasis in original). Plaintiffs also contend that “Mr. Mello correctly
removed [Ms. Landergren] from any part of the investigation as soon as he arrived in
Maine. Ms. Landergren’s inappropriate personal involvement alone distinguishes
this case from Winslow.” Id. at 15.
Next, Plaintiffs assert that “Ms. Parker is not a supervisor.” Id. They say this
is confirmed by the July 8, 2010 email exchange between Ms. Landergren and Mr.
Mello, “in which Ms. Landergren confirms that Ms. Parker lacks ‘managerial
authority’ and cannot hire or fire employees.” Id. According to Plaintiffs, this is
significant based on Supreme Court and First Circuit precedent, which establishes
who a “supervisor” is. Id. (citing Vance v. Ball State Univ., 133 S. Ct. 2434, 2439
(2013); Velasquez-Perez v. Developers Diversified Realty Corp., 753 F.3d 265 (1st Cir.
2014)). In addition, they say that the question of “whether Ms. Parker or Ms. Pippin’s
26
reports were part of their job duties is a question of fact.” Id. at 16. In short, they
say “[i]t is up to the jury to determine whether the reports were protected.” Id.
Plaintiffs also claim they made “health and safety” reports to Boulevard Motel,
and therefore, “made reports that fall into both subsections 1(A) and 1(B) [of the
MWPA] (protecting reports of health or safety violations, conditions, or practices).”
Id. at 16-17 (citing Levitt v. Sonardyne, Inc., 918 F. Supp. 2d 74, 88 (D. Me. 2013)).
This, they say, is significant because “[t]here are sufficient grounds to conclude that
a report of sexual harassment constitutes a ‘health and safety’ report.” Id. at 17
(citing Higgins v. New Balance Athletic Shoe, Inc., 21 F. Supp. 2d 66 (D. Me. 1998),
aff’d in relevant part, 194 F.3d 252 (1st Cir. 1999)). Thus, Plaintiffs conclude that if
the Court were to conclude that the job duties exception applied as to their claims
under subsection 1(A), their suit remains alive under subsection 1(B). Id.
C.
Defendant’s Reply
Boulevard Motel contends that “[n]o reasonable jury could conclude that
Parker had no duty to act in accordance with [its] policies and training” regarding
reports of sexual harassment.
Def.’s Reply at 2.
It also accuses Plaintiffs of
mischaracterizing the Supreme Court’s ruling in Crawford, and says that the case
“stands only for the proposition that an employee can ‘oppose’ unlawful
discrimination within the meaning of Title VII even if the employee does not initiate
the report. It does not stand for the proposition that mere participation in an internal
investigation is enough.” Id. at 3. Boulevard Motel argues that, similar to the
plaintiff in Brush, “Pippin and Parker were disinterested parties to another’s
27
complaint.
They did not engage in personal opposition, but simply facilitated
Martin’s report to management and human resources as they were required by
company policy and training.” Id. at 4.
In addition, Boulevard Motel points out that even if subsection 1(B) of the
MWPA were at play in this case (which it disputes), it says “the District of Maine has
applied Winslow to alleged reports of unsafe conditions under subpart B of the
MWPA” as well. Id. at 6 (citing Stark, 37 F. Supp. 3d 445).
III.
LEGAL STANDARD FOR SUMMARY JUDGMENT
Summary judgment is appropriate “if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” FED. R. CIV. P. 56(a). A fact is “material” if it “has the potential to
change the outcome of the suit.” Tropigas de Puerto Rico, Inc. v. Certain Underwriters
at Lloyd’s of London, 637 F.3d 53, 56 (1st Cir. 2011) (quoting Borges ex rel. S.M.B.W.
v. Serrano-Isern, 605 F.3d 1, 5 (1st Cir. 2010)). A dispute is “genuine” if “a reasonable
jury could resolve the point in favor of the nonmoving party.” Id. (quoting McCarthy
v. Nw. Airlines, Inc., 56 F.3d 313, 315 (1st Cir. 1995)).
Once this evidence is supplied by the moving party, the nonmovant must
“produce ‘specific facts, in suitable evidentiary form, to . . . establish the presence of
a trialworthy issue.’” Triangle Trading Co., Inc. v. Robroy Indus., Inc., 200 F.3d 1, 2
(1st Cir. 1999) (quoting Morris v. Gov’t Dev. Bank of Puerto Rico, 27 F.3d 746, 748
(1st Cir. 1994)).
In other words, the non-moving party must “present ‘enough
competent evidence’ to enable a factfinder to decide in its favor on the disputed
28
claims.” Carroll v. Xerox Corp., 294 F.3d 231, 237 (1st Cir. 2002) (quoting Goldman
v. First Nat’l Bank of Boston, 985 F.2d 1113, 1116 (1st Cir. 1993)).
The Court then “views the facts and draws all reasonable inferences in favor
of the nonmoving party.” Ophthalmic Surgeons, Ltd. v. Paychex, Inc., 632 F.3d 31,
35 (1st Cir. 2011). However, the Court “afford[s] no evidentiary weight to ‘conclusory
allegations, empty rhetoric, unsupported speculation, or evidence which, in the
aggregate, is less than significantly probative.’” Tropigas, 637 F.3d at 56 (quoting
Rogan v. City of Boston, 267 F.3d 24, 27 (1st Cir. 2001)); accord Sutliffe v. Epping
Sch. Dist., 584 F.3d 314, 325 (1st Cir. 2009).
IV.
DISCUSSION
A.
The Maine Whistleblower Protection Act and the Maine Human
Rights Act
Under the MWPA, “[n]o employer may discharge . . . or otherwise discriminate
against an employee” due to:
A. The employee, acting in good faith, or a person acting on behalf of
the employee, reports orally or in writing to the employer or a public
body what the employee has reasonable cause to believe is a violation of
a law or rule adopted under the laws of this State, a political subdivision
of this State or the United States;
B. The employee, acting in good faith, or a person acting on behalf of
the employee, reports to the employer or a public body, orally or in
writing, what the employee has reasonable cause to believe is a
condition or practice that would put at risk the health or safety of that
employee or any other individual. . . .
29
26 M.R.S. § 833(1)(A)-(B).34 “The Supreme Judicial Court of Maine has held that
[subsection (1)(A)], when read alongside the rest of section 833, ‘unambiguously
limit[s] the protection afforded by the [M]WPA to (1) employees (2) who report to an
employer (3) about a violation (4) committed or practiced by that employer.’”
Winslow, 736 F.3d at 30 (quoting Costain v. Sunbury Primary Care, P.A., 2008 ME
142, ¶ 8, 954 A.2d 1051). Pursuant to the so-called McDonnell Douglas35 burdenshifting framework, Plaintiffs have an “undemanding task of demonstrating a prima
facie case of unlawful retaliation.” Osher v. Univ. of Maine Sys., 703 F. Supp. 2d 51,
64 (D. Me. 2010). For a plaintiff to make out a prima facie case under the MWPA,
she must show that “(1) she engaged in activity protected by the [M]WPA; (2) she
experienced an adverse employment action; and (3) a causal connection existed
between the protected activity and the adverse employment action.” Walsh, 2011 ME
99, ¶ 24, 28 A.3d 610; see also Tripp v. Cole, 425 F.3d 5, 9 (1st Cir. 2005).
Similarly, under the MHRA, “[a] person may not discriminate against any
individual because that individual has opposed any act or practice that is unlawful
under this Act or because that individual made a charge, testified, assisted or
participated in any manner in an investigation, proceeding or hearing under this
Act.” 5 M.R.S. § 4633(1). As under the MWPA, Plaintiffs must first establish a prima
facie case of unlawful retaliation by proving that “(1) [s]he engaged in protected
conduct under the statute; (2) [s]he suffered an adverse employment action; and (3) a
“Although the MWPA itself provides no private right of action, complainants may, after
appropriate administrative process, file a civil action under the MHRA.” Tripp v. Cole, 425 F.3d 5, 9
n.4 (1st Cir. 2005) (citing Schlear v. Fiber Materials, Inc., 574 A.2d 876, 878-79 (Me. 1990)).
35
McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).
34
30
causal connection existed between the protected conduct and the adverse action.”
Bishop v. Bell Atlantic Corp., 299 F.3d 53, 58 (1st Cir. 2002); see also Doyle, 2003 ME
61, ¶ 20, 824 A.2d 48.
As Boulevard Motel’s contention is a narrow one—that Ms. Parker and Ms.
Pippin have failed to establish the first element of their prima facie cases under both
statutes because of the so-called “job duties” exception—the Court’s analysis and
discussion focuses exclusively on Boulevard Motel’s contention under that theory.
B.
The Job Duties or Manager Rule Exception
1.
The MWPA
In Winslow, the plaintiff was instructed by her supervisor to email him notes
she took during an exit interview, which included that federal monitors believed “it
was improper for [plaintiff] to report to the County [of Aroostook]” as opposed to the
Local Area I Workforce Investment Board (LWIB). 736 F.3d at 25. Subsequently,
she was instructed by her supervisor to circulate these notes to the Chairman and
two co-Chief Local Elected Officials (CLEOs) of the LWIB. Id. Approximately two
months later, without permission of her supervisor, the Chairman or the CLEOs, the
plaintiff revealed certain information to “all of the LWIB members and ‘interested
parties’” via email (the “Opportunity” email), believing that revealing this
information was her responsibility as Executive Director, but in her supervisor’s
view, she went beyond her authority and her conduct constituted insubordination.
Id. at 26-27.
31
After the plaintiff’s supervisor met with her to discuss her actions, id. at 27,
the LWIB held a board meeting approximately two weeks later at which time the
plaintiff was told to provide all board members with her exit interview notes. Id. at
28. Nearly three weeks later, after a new entity was designated fiscal agent of the
LWIB to satisfy concerns of the federal monitors, plaintiff was terminated from her
employment, purportedly “because the County of Aroostook will no longer be involved
with the administration of this program.” Id. at 29. Although this new entity
advertised a similar position to that previously held by plaintiff and plaintiff applied
for the position, she was not hired. Id. She filed suit under the MWPA. Id. Judge
Singal granted the defendant’s motion for summary judgment.36 Id.
On appeal, the First Circuit affirmed and held that the plaintiff was not a
“whistleblower” within the meaning of Maine law for several reasons. Id. at 31. First,
“[i]t was the federal monitors who uncovered the ‘violation’ of the regulations, and
not [plaintiff]. They also eventually published a formal report of their findings. It
was the monitors who initially reported the findings to [plaintiff’s supervisor];
[plaintiff] did not do so.” Id. Second, “it was [plaintiff’s supervisor] who directed
[plaintiff] to distribute the interview notes . . . [and] [t]o the extent [plaintiff]
communicated information, she did so as part of her job responsibilities, either under
direct instructions from [her supervisor] or as to the ‘Opportunity’ email because she
thought it was among her responsibilities to do so.”
Id. at 31-32 (emphasis in
original). In sum, the Winslow Court explained that, while “there may be exceptions,
For Judge Singal’s opinion, see Winslow v. Cnty. of Aroostook, No. 1:11-cv-162-GZS, 2013 U.S.
Dist. LEXIS 20615 (D. Me. Feb. 15, 2013).
36
32
the usual rule in Maine is that a plaintiff’s reports are not whistleblowing if it is part
of his or her job responsibilities to make such reports, particularly when instructed
to do so by a superior.”37 Id. at 32 (citing Capalbo v. Kris-Way Truck Leasing, Inc.,
821 F. Supp. 2d 397, 419 (D. Me. 2011) and collecting cases from other circuits).
Courts in this district have followed Winslow. For example, in Harrison, where
the plaintiff was required under both her employer’s employment policy and Maine
law to make reports of suspected abuse, neglect or exploitation to her supervisor and
to the Department of Health and Human Services (making her a “mandated
reporter”), Magistrate Judge Rich held that these reports could not be the basis for
her MWPA claim. 2014 U.S. Dist. LEXIS 123668, at *18-21. Although she argued
that making such reports were not part of her “regular job duties,” id. at *19, the
Harrison Court rejected this contention. Id. at *19-20 (“Winslow cannot reasonably
be read to be limited to reporting that is a ‘regular’ job duty”). Furthermore, the
Harrison Court observed that the plaintiff believed it was her duty to make these
reports and all employees were required to make these reports regardless of job
title.38,39 Id. at *20.
Although the Winslow Court indicated “there may be exceptions” to the job duties exception,
it did not explicitly identify what those “exceptions” could be. The Plaintiffs have not argued that their
case fits within an exception under Winslow.
38
Judge Rich’s report and recommendation was affirmed and adopted by Judge Hornby. 2014
U.S. Dist. LEXIS 123665 (D. Me. Sept. 4, 2014).
39
On September 23, 2014, Ms. Harrison filed an appeal with the First Circuit. Harrison v.
Granite Bay Care, Inc., No. 14-1988. The First Circuit heard oral argument on April 9, 2015. During
oral argument in this case on June 4, 2015, the Court asked counsel whether it should wait for a ruling
from the First Circuit in Harrison before ruling on Boulevard Motel’s pending motion. However,
counsel for both the Plaintiffs and Boulevard Motel indicated that they believed Harrison is
inapplicable to the pending motion, especially because the primary question in Harrison is whether
the job duties exception, as articulated in Winslow as regards 26 M.R.S. § 833(1), applies with equal
force to reports covered under 26 M.R.S. § 833(3) (covering persons who must make reports pursuant
37
33
Similarly, in Stark, where the plaintiff was required to “report his vehicle’s
mechanical problems” to his employer, both in writing and orally, Magistrate Judge
Rich held these reports could not form the basis of a MWPA claim. 37 F. Supp. 3d at
482.40 Furthermore, in Capalbo, cited with approval by the Winslow Court, the
plaintiff was told “in writing and orally that he shared responsibility for monitoring
his hours and that he was to notify his supervisor whenever he was in danger of
violating DOT regulations regarding the maximum hours of work.” 821 F. Supp. 2d
at 419. Having found that the plaintiff complied with these directives, the Capalbo
Court held that the plaintiff’s conduct was not “in opposition to an unlawful
employment practice of” his employer, and thus, was “not protected activity for
purposes of the MWPA.” Id.; see also Hall, 2013 Me. Super. LEXIS 169, at *19-22
(“Plaintiff cannot recover under MWPA for making a report that was within his
normal job duties”).
2.
The MHRA
Although the Court assumes that the preceding analysis regarding the job
duties exception under the MWPA would apply with equal force to the anti-retaliation
provision under the MHRA, the parties have not supplied and the Court could not
locate caselaw from the Maine Supreme Judicial Court or First Circuit definitively
declaring that the exception applies to the MHRA. However, the Maine Supreme
Judicial Court has instructed that its “construction of the MHRA and [M]WPA has
to 22 M.R.S. §§ 3477 or 4011-A). Therefore, counsel preferred not to wait for a ruling from the First
Circuit in Harrison.
40
Judge Rich’s report and recommendation was affirmed and adopted by Judge Levy. 37 F.
Supp. 3d at 448-49.
34
been guided by federal law.” Currie v. Indus. Sec., Inc., 2007 ME 12, ¶ 13, 915 A.2d
400; see also Watt, 2009 ME 47, ¶ 22 n.4, 969 A.2d 897 (“It is appropriate to look to
analogous federal case law for guidance in the interpretation of the Maine Human
Rights Act (MHRA)”). This Court has followed suit in the past. See Ramsdell, 992 F.
Supp. 2d at 14 n.19 (“To the extent Plaintiff states her retaliation claim under state
and federal law, the same analysis applies and the Court considers the state and
federal claims concurrently without laying out a separate analysis of Plaintiff’s
MHRA claim”); Green v. Maine Sch. Admin. Dist. No. 77, 52 F. Supp. 2d 98, 109 (D.
Me. 1999) (“The analytical framework used in Title VII retaliation claims applies to
MHRA retaliation claims”); Higgins, 21 F. Supp. 2d at 72 (same).
Under Title VII, it is unlawful “for an employer to discriminate against any of
his employees . . . because he has opposed any practice made an unlawful employment
practice by this subchapter.” 42 U.S.C. § 2000e-3(a). In the First Circuit decision of
Collazo, the plaintiff argued that the district court should not have granted summary
judgment in favor of the defendant because he brought forth sufficient evidence “he
was terminated for opposing sexual harassment in the workplace, in violation of Title
VII.” 617 F.3d at 45-46. The defendant argued, among other things, that “Collazo’s
conduct was not protected because it was done in furtherance of his supervisory
responsibilities.”
Id. at 48 (internal quotation marks omitted).
In making this
argument, the defendant relied on the First Circuit’s decision in Claudio-Gotay v.
Becton Dickinson Caribe, Ltd., 375 F.3d 99, 102 (1st Cir. 2004). Collazo, 617 F.3d at
48-49. In Claudio-Gotay, the First Circuit reasoned that for a plaintiff to make out a
35
retaliation claim under the Fair Labor Standards Act (FLSA), “the employee must
step outside his or her role of representing the company” and take “some action
adverse to the company.” 375 F.3d at 102 (internal quotation marks omitted). As
explained by the Eleventh Circuit in the context of Title VII, “an employee must cross
the line from being an employee ‘performing her job . . . to an employee lodging a
personal complaint.’” Brush, 466 Fed. Appx. at 787 (quoting McKenzie v. Renberg’s
Inc., 94 F.3d 1478, 1486 (10th Cir. 1996)).41
Rather than rule on the defendant’s argument definitively, the Collazo Court
explained it “assume[s], without deciding the issue, that similar requirements apply
in the Title VII context—that is, that to engage in protected conduct under Title VII’s
retaliation provision, an employee must step outside his ordinary employment role of
representing the company and take action adverse to the company.”42 617 F.3d at 49.
Even under such an assumption, however, the First Circuit held that the plaintiff
met his burden that he engaged in protected activity, particularly because he “was
not a personnel manager warning his company of potential harassment claims
against it; instead, he was a Senior Process Scientist assisting a subordinate
employee in filing a sexual harassment complaint.” Id. As a result, the plaintiff
“‘stepp[ed] outside’ his normal employment role as a Senior Process Scientist and took
‘action adverse to the company.’” Id. (quoting Claudio-Gotay, 375 F.3d at 102).
Finally, the Collazo Court concluded its analysis of this issue by noting that “an
The Collazo Court cited McKenzie with approval. 617 F.3d at 49.
Other circuit courts have recognized such an exception. See, e.g., Brush, 466 Fed. Appx. at 787
(“Accordingly, we find the ‘manager rule’ persuasive and a viable prohibition against certain
individuals recovering under Title VII”); E.E.O.C. v. HBE Corp., 135 F.3d 543, 554 (8th Cir. 1998).
41
42
36
employer cannot be permitted to avoid liability for retaliation under Title VII simply
by crafting equal employment policies that require its employees to report unlawful
employment practices.” Id.
Guided by First Circuit precedent, this Court assumes that the job duties
exception applies to the anti-retaliation provision of the MHRA for purposes of ruling
on Boulevard Motel’s motion. Thus, the Court turns to whether a genuine dispute
exists as to whether Ms. Parker or Ms. Pippin were acting outside their ordinary roles
and took action adverse to Boulevard Motel.
C.
Analysis
1.
Brenda Pippin
The evidence establishes that Ms. Pippin was the Executive Housekeeper
during the events in question. She was in charge of the housekeeping department
and had responsibilities relating to hiring, firing, supervising and disciplining
housekeeping employees. Among those she supervised were Ms. Parker and Ms.
Martin. See Section I.B.1, supra.
Like Ms. Parker, Ms. Pippin received annual training entitled, “Preventing
Sexual Harassment Supervisor Version.”
That annual training instructed
supervisors such as Ms. Pippin to immediately report employee complaints of sexual
harassment according to the reporting structure outlined in company policy. Ms.
Pippin received Boulevard Motel’s policy entitled, “Supervisor’s Role During Sexual
Harassment Investigation Procedures,” which required her to report to human
37
resources any employee complaints about alleged harassment. See Section I.B.2,
supra.
On April 24, 2010, Ms. Pippin learned of the Martin-Crabtree incident from
Ms. Martin.
Ms. Pippin told Ms. Martin that they needed to go talk to Ms.
Landergren. On April 27, 2010, Ms. Pippin told Ms. Landergren that Ms. Martin had
an incident with Mr. Crabtree that she needed to bring to Ms. Landergren’s attention.
See Section I.B.4-5, supra. When Mr. Mello arrived at the Comfort Inn in early May
2010, he met with Ms. Pippin. Ms. Pippin also provided written statements at
Boulevard Motel’s request. See Section I.B.7, supra.
Ms. Pippin believes that Ms. Martin should have brought her concerns about
Mr. Crabtree to Ms. Pippin’s attention because Ms. Pippin was her boss. Ms. Pippin
also believes that Ms. Parker should have told Ms. Pippin about Ms. Martin’s
concerns because Ms. Pippin was Ms. Parker’s boss. Ms. Pippin agrees that she
should have brought Ms. Martin’s report to Ms. Landergren’s attention.
Furthermore, Ms. Pippin agrees that the report about Mr. Crabtree’s behavior was
made on Ms. Martin’s behalf and was Ms. Pippin’s report to make. See Section I.B.10,
supra.
On June 2, 2010, Ms. Pippin faxed a handwritten statement to Mr. Mello in
which she relates Ms. Martin was still very upset, and felt that Ms. Landergren only
cared about saving Mr. Crabtree. See Section I.B.12, supra.
a.
The MWPA
38
For Ms. Pippin to overcome the job duties exception as regards her MWPA
claim, she must show there is a genuine dispute of material fact as to whether her
role in reporting Ms. Martin’s allegations were “part of . . . her job responsibilities to
make such reports, particularly when instructed to do so by a superior.” Winslow,
736 F.3d at 32.
Ms. Pippin argues that Winslow is distinguishable from the facts of this case
because (1) Ms. Parker believed Ms. Landergren was having an affair with Mr.
Crabtree; (2) unlike the supervisor in Winslow, Ms. Landergren was skeptical of Ms.
Martin’s allegations; and (3) “Ms. Landergren’s inappropriate personal involvement
alone distinguishes this case from Winslow.”
Pls.’ Opp’n at 14-15.
The Court
disagrees that these facts present a difference sufficiently meaningful to distinguish
Winslow. Even assuming Ms. Landergren was skeptical of Ms. Martin’s allegations
and Ms. Landergren acted inappropriately during the investigation process, these
points do not affect the Court’s analysis of the job duties exception.
Ms. Pippin also argues that “Ms. Parker and Ms. Pippin were not making a
report at the direction of their supervisor.” Id. at 14. Caselaw provides, however,
that an employee may be required to make a report by some other mechanism, such
as by an employee written policy or perhaps even by law, and need not be directed by
their supervisor for the job duties exception to trigger. See, e.g., Harrison, 2014 U.S.
Dist. LEXIS 123668, at *18-21 (all employees required to make reports to their
supervisor and Department of Health and Human Services pursuant to employment
policy and Maine law); Stark, 37 F. Supp. 3d at 481 (“It is undisputed that Stark was
39
required, pursuant to Hartt’s Position Objective and Responsibilities Policy, to check
his equipment daily by doing a pre-trip inspection, report any unsafe equipment or
working conditions to his supervisor, and report any needed repairs or special
maintenance to the Maintenance Department”); Capalbo, 821 F. Supp. 2d at 419
(plaintiff was told “in writing and orally that he shared responsibility for monitoring
his hours and that he was to notify his supervisor whenever he was in danger of
violating DOT regulations regarding the maximum hours of work”). Here, Boulevard
Motel’s policy clearly instructed a supervisor such as Ms. Pippin to report allegations
of sexual harassment to upper management, and she admitted during her deposition
that it was her job to bring Ms. Martin’s complaint to Ms. Landergren’s attention. It
is also factually inaccurate for Plaintiffs to claim they made no reports at the direction
of their supervisor or employer. When Mr. Mello arrived at the Comfort Inn, he met
with them and gathered statements from Ms. Pippin and Ms. Parker, which had been
requested by Boulevard Motel.
Even viewing the evidence in the light most favorable to Ms. Pippin, the Court
concludes there is no genuine dispute of material fact that it was part of her job
responsibilities to make the reports she made, and thus, summary judgment is proper
as regards her MWPA claim because the job duties exception applies. Ms. Pippin was
more than just a “housekeeper.” Her initial report to Ms. Landergren was required
of her under Boulevard Motel’s policy entitled, “Preventing Sexual Harassment
Supervisor Version.” Ms. Pippin agreed that she should have brought Ms. Martin’s
complaint to Ms. Landergren’s attention. See Winslow, 736 F.3d at 32 (“she thought
40
it was among her responsibilities to do so”). Her subsequent meeting with Mr. Mello
and submitted statement requested of her by Boulevard Motel are no different from
the plaintiff in Winslow. Id. (“To the extent [plaintiff] communicated information,
she did so as part of her job responsibilities . . . under direct instructions from [her
supervisor]”).
Even if Ms. Pippin’s initial report was part of her job responsibilities, Ms.
Pippin argues that her second report, the June 2, 2010 fax to Mr. Mello, was protected
under the MWPA. It is true that Ms. Pippin sent a fax to Mr. Mello on June 2, 2010
relaying that Ms. Martin was still upset and that Ms. Martin felt that Ms. Landergren
only cared about saving Mr. Crabtree. The chronology is important. Ms. Pippin
(along with Ms. Martin and Ms. Parker) reported the incident to Ms. Landergren on
April 27, 2010. Mr. Mello arrived at the Comfort Inn to perform his investigation on
or around May 6, 2010 (one week after Ms. Landergren met with Mr. Crabtree). Mr.
Heiss, Vice President of Operations for Sunburst Hospitality Corporation, issued the
results of the internal investigation on May 11, 2010. PSAMF ¶ 17; DRPSAMF ¶ 17.
It was on June 2, 2010, weeks after the May 11, 2010 investigative report, that Ms.
Pippin faxed a handwritten statement to Mr. Mello saying that Ms. Martin was still
upset and that Ms. Martin felt that Ms. Landergren only cared about saving Mr.
Crabtree.
This chronology confirms that Ms. Pippin’s fax of June 2, 2010 only reiterated
that Ms. Martin was still upset and raised her view that the internal investigation
was not performed properly because she felt Ms. Landergren was improperly
41
influencing its outcome. Although the Court could not locate caselaw dealing with
this precise question under Maine law, other courts have ruled that statements
relaying criticism of an internal investigation are not “protected activity” within the
meaning of Title VII.
Brush, 466 Fed. Appx. at 786 (“Quite simply, Brush’s
disagreement with the way in which Sears conducted its internal investigation into
Mrs. Doe’s allegations does not constitute protected activity. . . . [C]ertainly internal
investigations alone do not constitute discriminatory practices”); Entrekin v. City of
Panama City, Fla., 376 Fed. Appx. 987, 994 (11th Cir. 2010) (“Title VII does not,
however, establish requirements for an employer’s internal procedures for receiving
sexual harassment complaints, or even require that employers must have an internal
procedure for receiving such complaints”).
In Brush, the Eleventh Circuit observed that protected activity under Title VII
represents “a plaintiff’s opposition . . . to a practice made unlawful by Title VII. Since
there is no evidence of Brush’s opposition to any unlawful practice here, it follows
that Brush can support no claim under Title VII.” 466 Fed. Appx. at 786 (internal
punctuation omitted). Likewise, to establish a prima facie case under the MWPA,
Ms. Pippin needs to show that she engaged in activity protected by the MWPA.
However, as in Brush, to the extent she is stating in this fax either her disagreement
or Ms. Martin’s disagreement with the internal investigation conducted by Boulevard
Motel, this is not protected activity, especially because Ms. Pippin was not the victim
of the alleged harassment. See id. (“Brush was neither the aggrieved nor the accused
party in the underlying allegations. Instead, she was one of the Sears employees
42
tasked with conducting the internal investigation. As such, her claims relate not to
Mrs. Doe’s allegations, but instead to the procedures of the internal investigation
conducted by Sears”).
Ms. Pippin makes one final argument in hopes of saving her claim under the
MWPA. She says that if the Court were to conclude that her claims under subsection
1(A) are barred by the job duties exception, then it is saved under subsection 1(B)
because she made “health and safety” reports to Boulevard Motel. Pls.’ Opp’n at 1617. In other words, she argues that activity that falls under subsection 1(B) is
immune from the job duties exception. Id. at 17.
The Court makes several observations. First, Ms. Pippin’s Complaint speaks
in terms of subsection 1(A) as opposed to subsection 1(B). Compare Compl. ¶ 18
(“Plaintiff, acting at all times in good faith, reported to her employer what she
reasonably believed were violations of state laws or rules . . . .”), with 26 M.R.S. §
833(1)(A) (“The employee, acting in good faith . . . reports orally or in writing to the
employer . . . what the employee has reasonable cause to believe is a violation of a
law or rule adopted under the laws of this State . . . .”). There is no similar reference
to subsection 1(B) in Ms. Pippin’s Complaint.
Second, assuming it is proper for Ms. Pippin to raise this argument without
moving to amend her Complaint, the Court nonetheless rejects her contention that
the job duties exception is inapplicable. It is true that the Court has previously
recognized that subsection 1(B) “speaks in broad terms, covering any ‘condition or
practice that would put at risk the health or safety of [the plaintiff] or any other
43
individual.’” Levitt, 918 F. Supp. 2d at 88 (quoting 26 M.R.S. § 833(1)(B)). The Court
has also suggested that a plaintiff who complains “about allegedly unsafe and illegal
conditions, including his harassment by other employees” may constitute protected
activity within the meaning of either subsection. Higgins, 21 F. Supp. 2d at 71-73
(“Many of Plaintiff’s alleged complaints relate to potentially illegal or unsafe
conditions and therefore may constitute protected conduct under these subsections of
the MWPA cited above”). At the same time, the plaintiff in Higgins was complaining
about alleged sexual harassment aimed at him (i.e., he was the victim of the
harassment). Furthermore, Winslow did not differentiate between subsections for
purposes of applying the job duties exception to the MWPA, rather, it said “the usual
rule in Maine is that a plaintiff’s reports are not whistleblowing if it is part of his or
her job responsibilities to make such reports, particularly when instructed to do so by
a superior.” 736 F.3d at 32. The Court will not differentiate between subsections in
concluding that the job duties exception applies to Ms. Pippin. See Stark, 37 F. Supp.
3d at 484 (“Even accepting, as [plaintiff] asserts, that Hartt did not reasonably
promptly correct reported mechanical deficiencies about which he had safety
concerns, he does not demonstrate that he engaged in protected conduct for purposes
of the MWPA”) (emphasis added).
In sum, the Court concludes that summary judgment is proper as regards Ms.
Pippin’s retaliation claim under the MWPA.
b.
The MHRA
44
Addressing Ms. Pippin’s retaliation claim under the MHRA, as the Court
assumes that Maine law would mirror federal law, including the assumption made
by the Collazo Court that the job duties exception applies to Title VII, for Ms. Pippin
to overcome the job duties exception as regards her MHRA claim, she must show
there is a genuine dispute of material fact as to whether she “step[ped] outside [her]
ordinary employment role of representing the company and [took] action adverse to
the company.” Collazo, 617 F.3d at 49. Said another way, she must have been acting
as “an employee lodging a personal complaint.”
Brush, 466 Fed. Appx. at 787
(internal quotation marks omitted).
Ms. Pippin argues that the Supreme Court ruling in Crawford stands for the
proposition that “the anti-retaliation provision of Title VII extends to people who
speak out, not just on their own initiative, but when prompted by an employer’s
internal investigation.”
Pls.’ Opp’n at 10.
In Crawford, the Supreme Court
considered whether the anti-retaliation provision of Title VII “extends to an employee
who speaks out about discrimination not on her own initiative, but in answering
questions during an employer’s internal investigation.” 555 U.S. at 273. In holding
that it does, the Crawford Court rejected the Sixth Circuit’s reasoning that Title VII
“demands active, consistent opposing activities to warrant . . . protection against
retaliation.” Id. at 275 (internal quotation marks omitted). In sum, the Crawford
Court stated:
There is, then, no reason to doubt that a person can “oppose” by
responding to someone else’s question just as surely as by provoking the
discussion, and nothing in the statute requires a freakish rule protecting
an employee who reports discrimination on her own initiative but not
45
one who reports the same discrimination in the same words when her
boss asks a question.
Id. at 277-78.
Crawford, however, did not address the job duties exception, nor did it purport
to eliminate the exception.
To the extent Ms. Pippin argues that Crawford
extinguished the job duties exception or made it inapplicable under Title VII, the
Court finds this argument unavailing.
In Collazo, the First Circuit relied on
Crawford in concluding that the plaintiff “opposed” the alleged sexual harassment.
617 F.3d at 46-49. At the same time, the First Circuit also “assume[d], without
deciding the issue” that the job duties exception would apply to the anti-retaliation
provision under Title VII. Id. at 49. This is significant. There would have been no
need for the First Circuit to “assume” that the job duties exception applied under
Title VII if Crawford had done away with the exception.
Other courts have rejected Ms. Pippin’s argument. For example, in Brush, the
Eleventh Circuit reasoned:
Brush would have us extend Crawford’s reasoning not just to those
directly impacted by workplace discrimination but to all individuals
involved in the investigation of that discrimination, no matter how far
distant. . . . While Brush argues that Crawford has foreclosed the
“manager rule,” we cannot agree. Crawford pertained only to whether
the reporting of a harassment claim was covered by Title VII where the
reporting was solicited rather than volunteered. It did not address
whether a disinterested party to a harassment claim could use that
harassment claim as its own basis for a Title VII action. Accordingly,
we find the “manager rule” persuasive and a viable prohibition against
certain individuals recovering under Title VII.
46
466 Fed. Appx. at 787 (internal citations omitted); 43 see also Dunn v. Wal-Mart Stores
E., L.P., No. 1:11-cv-21756-SEITZ/SIMONTON, 2013 U.S. Dist. LEXIS 50974, at *23
(S.D. Fla. Apr. 9, 2013) (“While Plaintiff argues that the Supreme Court’s decision in
Crawford ‘eviscerated’ the Manager Rule, Brush was decided more than two years
after Crawford and Brush explicitly rejected that argument”).
Even though a
minority of courts agree with Ms. Pippin’s argument, see, e.g., Schanfield v. Sojitz
Corp. of Am., 663 F. Supp. 2d 305, 342 (S.D.N.Y. 2009), based on Collazo, the Court
concludes that the First Circuit would not agree with Ms. Pippin’s argument and it
is the First Circuit to which this Court owes direct allegiance.44
Having concluded that the job duties exception still applies under Title VII
notwithstanding Crawford, the Court concludes that even viewing the evidence in the
light most favorable to Ms. Pippin, her retaliation claim under the MHRA must fail
for the same reasons pertaining to her MWPA claim. During the course of making
reports to Boulevard Motel regarding the Martin-Crabtree incident, Ms. Pippin did
not “step outside [her] ordinary employment role of representing” Boulevard Motel,
nor did she “take action adverse to the company” within the meaning of Title VII and
thus, did not do so within the meaning of the MHRA either. Collazo, 617 F.3d at 49;
see also Section IV.B.2, supra (discussing how courts look to analogous federal
caselaw in interpreting the MHRA).
The Brush plaintiff’s petition for writ of certiorari was denied by the United States Supreme
Court on January 22, 2013. Brush v. Sears Holding Corp., 466 Fed. Appx. 781 (11th Cir. 2012), cert.
denied, 133 S. Ct. 981 (2013) (No. 12-268).
44
To the extent Ms. Pippin also argues that Crawford extinguished the job duties exception as
it pertains to the MWPA, the Court disagrees.
43
47
c.
Conclusion
The Court grants Boulevard Motel’s motion for summary judgment as regards
Ms. Pippin’s claims under the MWPA and MHRA.
2.
Grace Parker
The evidence establishes that Ms. Parker was the Assistant Executive
Housekeeper during the events in question. In that role, she had supervisory duties
and was responsible for performing Ms. Pippin’s responsibilities in Ms. Pippin’s
absence, including overseeing daily tasks of the housekeeping staff. However, those
responsibilities did not include the ability to hire, fire, or discipline employees. Ms.
Parker supervised Ms. Martin when Ms. Pippin was not at work, except Ms. Parker
did not have the authority to fire or discipline her. See Section I.B.1, supra.
Although Ms. Parker only had some supervisory authority during Ms. Pippin’s
absence, like Ms. Pippin, Ms. Parker received annual training in sexual harassment
entitled, “Preventing Sexual Harassment Supervisor Version.”
That training
instructed supervisors such as Ms. Parker to immediately report employee
complaints of sexual harassment according to the reporting structure outlined in
company policy. Ms. Parker received Boulevard Motel’s policy entitled, “Supervisor’s
Role During Sexual Harassment Investigation Procedures,” which required her to
report to human resources any employee complaints about alleged harassment. See
Section I.B.2, supra.
On April 21, 2010, when Ms. Parker overheard the conversation between Ms.
Martin and Mr. Crabtree, Ms. Parker was Ms. Martin’s acting supervisor because
48
Ms. Pippin was not at work. Ms. Parker told Ms. Martin that they should report the
incident to Ms. Landergren, but Ms. Martin wanted to wait for Ms. Pippin to return
to work. When Ms. Pippin returned to work several days later, the three of them
reported the incident to Ms. Landergren. Ms. Parker assisted Ms. Martin in writing
a statement of events to submit to Mr. Mello, and wrote on the statement that she
was assisting Ms. Martin because Ms. Martin could not spell or write English very
well. Ms. Parker understood that, acting with some supervisory authority in Ms.
Pippin’s absence, Ms. Martin could and should report something like sexual
harassment to her (Ms. Parker). See Section I.B.3-5, 10, supra.
During the course of the investigation, Mr. Mello met with Ms. Parker. Ms.
Parker told Mr. Mello what she had heard and that she had written a statement,
which Boulevard Motel had requested. See Section I.B.7, supra.
Following Boulevard Motel’s investigation of the Martin-Crabtree incident, on
June 2, 2010, Ms. Parker faxed a statement to Mr. Mello reporting a conversation she
had with Veronica Connolly, a front desk employee, reporting that Ms. Connolly
feared she would be terminated if she did not go along with Ms. Landergren regarding
the Martin-Crabtree incident. In an email communication between Ms. Landergren
and Mr. Mello on July 8, 2010, Mr. Mello indicated that he wanted to hire a
“supervisor,” not an Assistant Executive Housekeeper, with specific job duties, to
which Ms. Landergren responded: “Ok, that’s exactly what Grace does now.” See
Section I.B.12, supra.
49
Finally, in 2011, Ms. Parker witnessed Mr. Cox take his shirt off and approach
the back of another housekeeper. She reported the incident to Ms. Landergren. Ms.
Parker understood that reporting to Ms. Landergren what she had witnessed
regarding Mr. Cox’s actions was consistent with the policy regarding supervisor
responsibility for harassment. See Section I.B.13, supra.
a.
The MWPA
For Ms. Parker to overcome the job duties exception as regards her MWPA
claim, she must show there is a genuine dispute of material fact as to whether her
role in reporting Ms. Martin’s allegations were “part of . . . her job responsibilities to
make such reports, particularly when instructed to do so by a superior.” Winslow,
736 F.3d at 32.
The Court previously rejected Ms. Pippin’s arguments in attempting to
distinguish Winslow, and it rejects them as to Ms. Parker with equal force. See
Section IV.C.1.a, supra.
Even viewing the evidence in the light most favorable to Ms. Parker, the Court
concludes there is no genuine dispute of material fact that it was part of her job
responsibilities to make the reports she made, and thus, summary judgment is proper
as regards her MWPA claim because the job duties exception applies. Ms. Parker
was more than just a “housekeeper,” particularly when Ms. Pippin was not at work.
Although it is true that in Ms. Pippin’s absence Ms. Parker could not hire, fire, or
discipline employees, she had some supervisory responsibilities.
responsibilities,
the
uncontroverted
evidence
50
establishes
that
Among those
Ms.
Parker
participated in sexual harassment training designed specifically for supervisors or
managers. Her initial report to Ms. Landergren was required of her under Boulevard
Motel’s policy entitled, “Preventing Sexual Harassment Supervisor Version.”
Although Ms. Parker argues that this policy was inapplicable to her, she has
presented no evidence that raises a genuine dispute on this point.
Indeed, the
evidence bolsters the conclusion that Ms. Parker was required to make the reports
she did as evidenced by (1) her telling Ms. Martin on April 21, 2010 that they needed
to report the Martin-Crabtree incident to Ms. Landergren, (2) her testimony during
her deposition that, in Ms. Pippin’s absence, Ms. Martin could and should report
something like sexual harassment to Ms. Parker, and (3) her actions in 2011 when
she reported the incident involving Mr. Cox to Ms. Landergren. Thus, the Court
concludes not only that it was Ms. Parker’s responsibility to make the reports she
made pursuant to Boulevard Motel’s policies, but also that “she thought it was among
her responsibilities to do so.” Winslow, 736 F.3d at 32.
The additional record evidence does not controvert the Court’s conclusion that
the job duties exception applies to Ms. Parker. First, while it is true that Ms. Parker
assisted Ms. Martin in writing a statement of events because Ms. Martin had
difficulty writing English, and the statement indicated as much, this alone is
insufficient to overcome the job duties exception. Unlike the senior process scientist
in Collazo who assisted a subordinate employee file a sexual harassment complaint,
it was within Ms. Parker’s job duties to report the Martin-Crabtree incident to Ms.
Landergren. Even if it was outside the scope of Ms. Parker’s job duties to help Ms.
51
Martin write her report into English, this evidence alone is not significant enough to
defeat the job duties exception.
Second, Boulevard Motel requested the statements that Ms. Parker submitted,
either by interview with Mr. Mello or by written statement, and thus, the statements
fall squarely within the framework articulated by the Winslow Court. Winslow, 736
F.3d at 32 (“particularly when instructed to do so by a superior”).
Third, evidence of Mr. Mello’s email to Ms. Landergren in July 2010 indicating
that he sought to hire a “supervisor” but not an Assistant Executive Housekeeper,
with specific job duties, and Ms. Landergren’s response that those duties would be
“exactly what [Ms. Parker] does now,” does not controvert that Ms. Parker was
required to make these reports.45
Fourth, the June 2, 2010 fax to Mr. Mello indicating that Ms. Connolly feared
she would be terminated if she did not side with Ms. Landergren does not rise to
“protected activity” within the meaning of the MWPA as previously explained
regarding Ms. Pippin. See Section IV.C.1.a, supra.
Plaintiffs direct the Court to caselaw that defines “supervisor” and argue that Ms. Parker does
not meet the definition. In Vance, the Supreme Court held that a “supervisor” under Title VII, for
purposes of determining whether an employer is vicariously liable for the actions of one of its
employee’s unlawful harassment, is one who has been empowered by the employer “to take tangible
employment actions against the victim, i.e., to effect a ‘significant change in employment status, such
as hiring, firing, failing to promote, reassignment with significantly different responsibilities, or a
decision causing a significant change in benefits.’” 133 S. Ct. at 2443 (quoting Burlington Indus., Inc.
v. Ellerth, 524 U.S. 742, 761 (1998)); see also Velazquez-Perez, 753 F.3d at 272 (“The [Supreme] Court
aimed to adopt a standard that ‘can be readily applied,’ and that can ‘very often be resolved as a matter
of law before trial’”) (quoting Vance, 133 S. Ct. at 2449-50). Whether Ms. Parker had all of the
responsibilities of a “supervisor” within the meaning of Vance is not critical. The key is whether “it is
the employee’s job to report illegality,” regardless of job classification. Kidwell v. Sybaritic, Inc., 784
N.W.2d 220, 228 (Minn. 2010). Here, the evidence demonstrates that one of Ms. Parker’s job
responsibilities was to report complaints of sexual harassment to Ms. Landergren or the Human
Resources Department.
45
52
Finally, all other arguments presented by Ms. Parker that the Court has
rejected as regards Ms. Pippin’s MWPA claim apply with equal force as regards Ms.
Parker. See id.
In sum, the Court concludes that summary judgment is proper as regards Ms.
Parker’s retaliation claim under the MWPA.
b.
The MHRA
Turning to Ms. Parker’s retaliation claim under the MHRA, as the Court
assumes that Maine law would track federal law, including the assumption by the
Collazo Court that the job duties exception applies to Title VII, for Ms. Parker to
overcome the job duties exception as regards her MHRA claim, she must show there
is a genuine dispute of material fact as to whether she “step[ped] outside [her]
ordinary employment role of representing the company and [took] action adverse to
the company.” Collazo, 617 F.3d at 49. Said another way, she must have been acting
as “an employee lodging a personal complaint.”
Brush, 466 Fed. Appx. at 787
(internal quotation marks omitted).
Once again, for reasons discussed in the context of the MWPA, as well as for
reasons discussed regarding Ms. Pippin’s MHRA claim, the Court concludes that
there is no genuine dispute of material fact as to whether Ms. Parker was required
in her role as Assistant Executive Housekeeper to report Ms. Martin’s allegations to
Ms. Landergren or if she was making a “personal complaint,” including when she
assisted Ms. Martin in writing a statement of events, and when she provided
additional statements at the request of Boulevard Motel. In addition, as previously
53
discussed, her fax to Mr. Mello was not “protected activity” within the meaning of the
MHRA.
Moreover, unlike Collazo, where the First Circuit explained that the plaintiff
met his burden in demonstrating that he engaged in protected activity, particularly
because he “was not a personnel manager warning his company of potential
harassment claims against it; instead, he was a Senior Process Scientist assisting a
subordinate employee in filing a sexual harassment complaint,” 617 F.3d at 49, Ms.
Parker was a “supervisor” for purposes of sexual harassment reporting procedure,
and her mere assistance with Ms. Martin’s statement due to her limited English
proficiency did not make Boulevard Motel’s policies inapplicable to her (i.e., she did
not act outside her ordinary employment role). While it is true that Boulevard Motel
cannot escape liability under the MHRA “simply by crafting equal employment
policies that require its employees to report unlawful employment practices,” id., the
Court does not view Boulevard Motel’s reporting policies as having such broad
impact.
During oral argument, counsel confirmed that the supervisor sexual
harassment training provided by Boulevard Motel was for supervisors or managers
only, and the evidence confirms this as well. See supra note 9. Ms. Parker was
required to attend this training, and thus, the Court concludes that she was required
to act as she did in furtherance of that training.
Finally, all other arguments presented by Ms. Parker that the Court has
previously rejected as regards Ms. Pippin’s MHRA claim apply with equal force as
regards Ms. Parker. See Section IV.C.1.b, supra.
54
In sum, the Court concludes that summary judgment is proper as regards Ms.
Parker’s retaliation claim under the MHRA.
c.
Conclusion
For the reasons outlined above, the Court grants Boulevard Motel’s motion for
summary judgment as regards Ms. Parker’s claims under the MWPA and MHRA.
3.
Hickson v. Vescom Corporation
In a final attempt to save Plaintiffs’ claims from the job duties exception,
Plaintiffs’ counsel contended during oral argument that the Maine Law Court
recently suggested that the job duties exception does not apply in Maine. In support
of his position, he directed the Court’s attention to Hickson v. Vescom Corp., 2014 ME
27, 87 A.3d 704; see also Pls.’ Opp’n at 17-18 (discussing Hickson).
In Hickson, the plaintiff was employed by Vescom Corporation (Vescom), which
provides security services to its customers. 2014 ME 27, ¶ 3, 87 A.3d 704. Vescom
was hired to provide security to a mill in Baileyville, Maine, and the plaintiff “worked
for Vescom at the mill” as a shift supervisor in charge of “both security and safety.”
Id. In addition, Vescom adopted the mill’s safety policies “verbatim, and Vescom’s
employees were responsible for following and enforcing those policies.” Id. On July
8, 2006, the plaintiff was on duty when then-Governor John Baldacci and other state
officials visited the mill; a representative from the mill accompanied the visitors as
well. Id. ¶ 4. The plaintiff noticed that these visitors were not wearing proper safety
gear while touring the mill, and he noted his concern in Vescom’s “log book.” Id.
Nearly three weeks later, the plaintiff sent an email on his own initiative to Governor
55
Baldacci “expressing his concerns about the safety issues that he noticed.” Id. ¶ 6.
The Governor’s staff contacted the mill about the plaintiff’s email, and after Vescom
learned of the email from the mill, Vescom terminated the plaintiff’s employment for,
among other reasons, sending the email without first going up the chain of command
at Vescom. Id. ¶ 7. The plaintiff sued Vescom under the MWPA and won a jury
verdict against it. Id. ¶¶ 8, 11.
On appeal, the Maine Supreme Judicial Court in Hickson made no mention of
the “job duties” or “manager rule” exception. Rather, Vescom argued that “it was
entitled to a judgment as a matter of law because the conduct that [plaintiff] reported
was not undertaken” by it (i.e., his employer), and thus, the MWPA did not apply as
to Vescom. Id. ¶ 13. In other words, Vescom argued “that the offending conduct had
to have been committed solely and directly by the employer.” Id. ¶ 20. The Law Court
upheld the jury verdict, explaining that a MWPA claim is not limited “to those reports
that are exclusively related to an affirmative action of the employer. Rather, the
relevant provisions of the Act require that the report must address violations,
conditions, or practices that the employer has the ability and authority to correct, and
those violations, conditions, or practices complained of must bear a direct relationship
to the employee’s current employer.” Id.
The Court does not agree with Plaintiffs that Hickson eliminated or limited the
job duties exception. First, the case is factually different. Hickson emailed the
Governor’s office on his own initiative and was terminated, in part, for failing to follow
proper reporting procedures of the alleged safety issues. In contrast, Ms. Parker and
56
Ms. Pippin followed Boulevard Motel’s procedures for reporting complaints of sexual
harassment, placing them squarely within the job duties exception. Second, the Law
Court did not address the job duties exception in its opinion, and this Court will not
interpret Hickson to have done so impliedly. As this Court recently observed in
another case, “too much may be made of what the Law Court did not do. Courts,
especially appellate courts, typically deal with the issues the parties present, not
issues they did not present.” Hearts with Haiti, Inc. v. Kendrick, No. 2:13-cv-00039JAW, 2015 U.S. Dist. LEXIS 74152, at *16 (D. Me. June 9, 2015).
In sum, the Court rejects Plaintiffs’ contention that Hickson made the job
duties exception inapplicable or limited under the MWPA or MHRA.
V.
FINAL THOUGHTS
This Court is obligated to apply the teachings of the United States Supreme
Court, the First Circuit Court of Appeals, and the Maine Supreme Judicial Court, as
the case may be, on the legal issues before it. The doctrine of stare decisis “renders
the ruling of law in a case binding in future cases before the same court or other
courts owing obedience to the decision.” Gately v. Massachusetts, 2 F.3d 1221, 1226
(1st Cir. 1993) (emphasis in original). Thus, this Court has applied the job duties
exception to the Plaintiffs’ claims and must grant summary judgment against the
Plaintiffs’ claims.
The Court has misgivings. However proper the job duties exception may be in
whistleblower and retaliation claims in circumstances like Winslow where a
supervisor directs an employee to file a report, the extension of the job duties
57
exception to all reports where “it is part of [an employee’s] job responsibilities to make
such reports,” Winslow, 736 F.3d at 32, means that for many employees, the exception
has become the rule. Once the employer has adopted a policy requiring its employees,
as here, to report instances of sexual harassment, an employee who witnesses
harassment is faced with a dilemma. If reported, as in this case, the employee gains
no protection from the whistleblower and anti-retaliation laws that were enacted to
protect employees who make such reports, because she was only doing her job.
Surprisingly, the employer is free to fire employees like Ms. Pippin and Ms. Parker,
leaving them without recourse under either law.
By contrast, if the employee who witnessed sexual harassment had just read
this opinion, she might well conclude that the wiser course is to keep quiet, fearing
that if she raised a fuss, the employer could fire her. However, if the employer found
out that she was a witness and failed to report it, the employer might conclude that
she violated the mandatory requirements of its reporting policy and fire her for
keeping still. Thus, the employer could fire the employee for bringing up or for not
bringing up something disagreeable that has happened or is happening in the
workplace and the employee’s recourse would be limited. This amounts to a classic
Catch-22.46
Here, the Court cannot know whether Boulevard Motel truly terminated Ms.
Pippin and Ms. Parker for its stated reasons or whether it fired them because they
persisted in bearing unpleasant news and remained vocally disgruntled about
46
JOSEPH HELLER, CATCH-22 (1961).
58
Boulevard Motel’s resolution, but the Court is concerned that the job duties exception
has denied Ms. Pippin and Ms. Parker their day in court. As the law becomes better
defined, perhaps by this case and surely by others, the First Circuit’s allusion in
Winslow to exceptions to the job duties exception in Maine may be explicated and
narrowed by either the First Circuit or, as regards Maine law, by the Maine Supreme
Judicial Court so that the job duties exception becomes, as its name implies, only an
exception.
VI.
CONCLUSION
The Court GRANTS Defendant’s Motion for Summary Judgment (ECF No. 32).
The Court GRANTS Defendant’s Motion for Summary Judgment as to Brenda Pippin
(No. 2:14-cv-00167-JAW), and as to Grace Parker (No. 2:14-cv-00169-JAW).
SO ORDERED.
/s/ John A. Woodcock, Jr.
JOHN A. WOODCOCK, JR.
UNITED STATES DISTRICT JUDGE
Dated this 5th day of August, 2015
59
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