MORISSETTE v. COTE CORPORATION
Filing
53
ORDER on Defendant's Motion for Partial Summary Judgment By JUDGE JON D. LEVY. (akr)
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
MICHAEL MORISSETTE,
Plaintiff,
v.
COTE CORPORATION,
Defendant.
)
)
)
)
)
)
)
)
)
2:14-cv-00452-JDL
ORDER ON THE DEFENDANT’S MOTION FOR PARTIAL SUMMARY
JUDGMENT
Michael Morissette is a heavy equipment mechanic with thirty-five years’
experience and a history of artery disease that includes a completely blocked right
carotid artery. In June 2011, he suffered a mild stroke that continues to affect the
left side of his body: he claims that his left arm remains somewhat weaker than his
right arm and that he occasionally feels numbness in the fingers of his left hand. The
defendant, Cote Corporation (“Cote Corp.”), is a company that provides crane and
rigging services and other trucking services.
In May 2013, Cote Corp. hired
Morissette as its shop mechanic but then terminated him within two weeks.
Morissette and Cote Corp. dispute the basis for his termination. Cote Corp.
asserts that Morissette was insubordinate and unable to cope with the relatively
minor stress of obtaining a medical clearance. Morissette alleges that Cote Corp.
discriminated and retaliated against him based on his artery disease and stroke
history.
Morissette filed a Complaint in this court alleging that Cote Corp. violated his
rights under the Americans with Disabilities Act (the “ADA”), 42 U.S.C. § 12101 et
seq.; the Maine Human Rights Act (the “MHRA”), 5 M.R.S. § 4551 et seq.; and the
Maine Whistleblowers’ Protection Act (the “WPA”), 26 M.R.S. § 831 et seq.1 ECF No.
1. He alleges that he is disabled within the meaning of the ADA and the MHRA by
virtue of his stroke history, related neurological disorder, and carotid artery disease,
id. at 5, ¶ 36, and that Cote Corp. discriminated against him when it terminated his
employment on account of his disability, id. at 7, ¶¶ 49, 50, 51. Morissette also
contends that Cote Corp. failed to reasonably accommodate his disability, id. at ¶ 52,
and later retaliated against him by terminating his employment after he requested
an accommodation and opposed Cote Corp.’s discriminatory treatment, id. at ¶ 53.
Cote Corp. has filed a Motion for Partial Summary Judgment (ECF No. 34) in
which it seeks dismissal of Counts I and II of the Complaint (alleging the ADA and
MHRA claims, respectively). For the reasons discussed below, Cote Corp.’s motion is
granted in part and denied in part.
I. FACTUAL BACKGROUND
The following facts are gleaned from Morissette’s Complaint (ECF No. 1) and
Opposing Statement of Material Facts and Statement of Additional Facts (ECF No.
39) and are viewed in the light most favorable to Morissette, as the non-moving party.
Johnson v. Univ. of P. R., 714 F.3d 48, 52 (1st Cir. 2013).
Morissette is a heavy equipment mechanic who, in June 2011, suffered a stroke
caused by carotid artery disease that completely blocked his right carotid artery. ECF
Morissette’s Whistleblowers’ Protection Act claim constitutes Count Three of his lawsuit, see ECF
No. 1 at 9, and is not at issue in Cote Corp.’s Motion for Partial Summary Judgment.
1
2
No. 39 at 11, ¶¶ 1 and 15, ¶ 23.
The stroke caused Morissette to experience
“heaviness, weakness[,] and pins and needles in his left arm and hand as well as
weakness in his left lower face.” Id. at 12, ¶ 8. The following month, a physical
therapy evaluation found that Morissette suffered “left side weakness, mostly in the
left hand, with dysmetria (lack of coordination) and decrease in sensation in his left
hand.” Id. By November 2012, Morissette’s left hand weakness had improved but he
continued to experience residual weakness in his left arm, which he estimated to be
at 75% of the strength in his right arm. Id., ¶ 9. In May 2013, Morissette’s right
carotid artery remained blocked, but Morissette’s treating nurse practitioner,
Elizabeth Herdrich, estimated his risk of stroke to be “less than 5% per year for the
next 5 years, similar to the general population.” ECF No. 39-6 at 1. Herdrich did not
assess the extent to which Morissette’s condition interfered with his major life
activities. See id.
Also, in May 2013, Morissette applied to Cote Corp. for a position as a shop
mechanic. ECF No. 1 at 3, ¶ 16. On his job application form, Morissette answered
that he could perform the job “with or without reasonable accommodations,” and left
blank the line that appeared after “[i]f accommodations are needed, please
describe[.]” ECF No. 39 at 3, ¶ 5.
Morissette was invited to a job interview on May 11. ECF No. 1 at 3, ¶ 17. He
claims that during the interview, he disclosed the fact that he had a stroke in 2011.
ECF No. 39 at 14, ¶ 16 (citing ECF No. 39-1 at 8). Daniel A. Cote, Cote Corp.’s chief
3
executive officer,2 claims that Morissette did not mention his stroke during the
interview and that Cote was “surprised” to hear of it later. ECF No. 40-2 at 2.
On May 20, Morissette was hired by Cote Corp. as a shop mechanic, and agreed
to undergo a United States Department of Transportation (“DOT”) medical exam in
order to obtain a DOT medical certification (“DOT medical card”) which Cote Corp.
required as a condition of employment. ECF No. 1 at 3, ¶ 19; ECF No. 39 at 13, ¶ 14
and 14, ¶ 19; ECF No. 35-2 at 5. When Morissette returned from the medical exam,
Daniel A. Cote asked him how the exam went, and Morissette replied that he did not
pass the medical exam because the examiner, Central Maine Partners in Health
(“CMPH”), “[was] going to do some more follow-up” as a result of his stroke history.
ECF No. 40 at 17.
CMPH later informed Cote Corp. that Morissette would not be issued the DOT
medical card until Morissette’s doctor provided more information about his stroke.
ECF No. 39 at 16, ¶ 27. Thereafter, Daniel A. Cote questioned Morissette each day
about whether his medical records had been provided to CMPH. Id. at ¶ 28.
On May 27, Morissette asked Daniel A. Cote why he needed the DOT medical
card, and if he would still have a job if he could not pass the DOT physical. Id. at ¶
30; ECF No. 39-1 at 11. Cote replied that “he would have to talk about it.” ECF No.
39-1 at 11.
On May 28, CMPH again informed Cote Corp. that it would not provide an
opinion as to whether Morissette was medically qualified until it received more
Daniel A. Cote is Cote Corp.’s chief executive officer and Daniel P. Cote is Cote Corp.’s vice president
of operations. ECF No. 35 at 1, ¶ 3. For clarity’s sake, I use each man’s full name throughout the
order.
2
4
information. ECF No. 39 at 16-17, ¶ 33. Around the same time, Morissette alleges
that he complained to his co-workers that he did not need a DOT medical card to
perform the work of the shop mechanic position, and stated that if Cote Corp. fired
him, he would call OSHA, and Cote Corp. would have to “open up [their] checkbook,
[and] they will pay dearly.” Id. at 17, ¶¶ 34, 35; ECF No. 1 at 4, ¶ 30; ECF No. 39-1
at 9. On May 31, Cote Corp. terminated Morissette’s employment, based on its belief
that he could not handle the stress of obtaining the DOT medical card. ECF No. 35
at 3, ¶ 18; ECF No. 39 at 17, ¶ 40; ECF No. 40 at 21. Later the same day, CMPH sent
Cote Corp. a fax stating that it had determined that Morissette had passed the DOT
medical exam. ECF No. 39 at 18, ¶ 43.
Shortly after being terminated, Morissette filed a Notice of Complaint against
Cote Corp. with the United States Department of Labor’s Occupational Safety and
Health Administration (“OSHA”). See ECF No. 40-2 at 1. In response, Daniel A. Cote
wrote a letter to OSHA dated June 27, 2013, stating, among other things, that
Morissette had not previously disclosed his stroke history, and that:
I was surprised to hear of the stroke as he had not mentioned it prior.
He claims he told us during the interview. The interview team included:
Daniel A. Cote (myself), Daniel P. Cote (VP Operations), and Kevin
Robinson (Fleet Manager). If Mr. [Morissette] had stated or mentioned
a stroke we certainly would have questioned him further. All three of us
concurred. It was not brought up. Our concern with the stroke is that it
potentially could prevent a DOT Medical Card from being obtained. We
need our mechanic to drive Class A and Class B vehicles for road test
and evaluation, it is a critical aspect of the job responsibilities.
Id. at 2.
5
II. SUMMARY JUDGMENT STANDARD
A.
Federal Rule of Civil Procedure 56
Summary judgment is appropriate only if “the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to summary
judgment as a matter of law.” Fed. R. Civ. P. 56(a); see Ahmed v. Johnson, 752 F.3d
490, 495 (1st Cir. 2014). In making that determination, a court must view the
evidence in the light most favorable to the non-moving party. Johnson v. Univ. of
P.R., 714 F.3d 48, 52 (1st Cir. 2013). “[A] judge’s function at summary judgment is
not to weigh the evidence and determine the truth of the matter but to determine
whether there is a genuine issue for trial.” Tolan v. Cotton, 134 S. Ct. 1861, 1866
(2014) (citations and quotations omitted).
B.
Local Rule 56
Local Rule 56 defines the evidence that this court may consider in deciding
whether genuine issues of material fact exist for purposes of summary judgment.
First, the moving party must file a statement of material facts that it claims are not
in dispute, with each fact presented in a numbered paragraph and supported by a
specific citation to the record. See Loc. R. 56(b).
Second, the non-moving party must submit its own short and concise
statement of material facts in which it admits, denies, or qualifies the facts alleged
by the moving party, making sure to reference each numbered paragraph of the
moving party’s statement and to support each denial or qualification with a specific
citation to the record. Loc. R. 56(c). The non-moving party may also include its own
statement of additional facts that it contends are not in dispute. Id. These additional
6
facts must also be presented in numbered paragraphs and be supported by a specific
citation to the record. Id.
Third, the moving party must then submit a reply statement of material facts
in which it admits, denies, or qualifies the non-moving party’s additional facts, if any.
Loc. R. 56(d). The reply statement must reference each numbered paragraph of the
non-moving party’s statement of additional facts and each denial or qualification
must be supported by a specific citation to the record. Id.
The court may disregard any statement of fact that is not supported by a
specific citation to the record, Loc. R. 56(f), and the court has “no independent duty
to search or consider any part of the record not specifically referenced in the parties’
separate statement of fact.” Id.; see also, e.g., Borges ex rel. S.M.B.W. v. SerranoIsern, 605 F.3d 1, 5 (1st Cir. 2010); Fed. R. Civ. P. 56(e)(2). Properly supported facts
that are contained in a statement of material or additional facts are deemed admitted
unless properly controverted. Loc. R. 56(f).
III. LEGAL ANALYSIS
A.
Discriminatory Termination
The ADA defines a “disability” as “(A) a physical or mental impairment that
substantially limits one or more major life activities of [an] individual; (B) a record of
such an impairment; or (C) being regarded as having such an impairment[.]” 42
U.S.C.A. § 12102(1) (2016).
To prevail on a disability discrimination claim,
Morissette must establish by a preponderance of the evidence that (1) he has a
disability within the meaning of the ADA; (2) he is qualified to perform the essential
functions of the job, with or without reasonable accommodations; and (3) he was
7
subject to an adverse employment action based in whole or part on his disability.
Ramos-Echevarría v. Pichis, Inc., 659 F.3d 182, 186 (1st Cir. 2011) (citing Jacques v.
Clean-Up Grp., Inc., 96 F.3d 506, 511 (1st Cir. 1996)) (other citation omitted); see also
Dudley v. Hannaford Bros. Co., 190 F. Supp. 2d 69, 73 (D. Me. 2002), aff’d 333 F.3d
299 (1st Cir. 2003) (“Courts have interpreted the ADA and MHRA statutes as
coextensive.”) (citations omitted). Morissette may either present direct evidence of
discrimination or prove discrimination indirectly with circumstantial evidence “by
using the prima facie case and burden shifting methods that originated in McDonnell
Douglas Corp. v. Green, 411 U.S. 792 . . . (1973).” Ramos-Echevarría, 659 F.3d at 186
(quoting Jacques, 96 F.3d at 511).
1. Direct Evidence of Discriminaton
a. OSHA Letter
Morissette claims to have direct evidence of disability discrimination by Cote
Corp. in the form of Daniel A. Cote’s June 27, 2013, letter to OSHA. ECF No. 38 at
11-12, 13-14 (citing ECF No. 39 at 15, ¶ 26 (citing ECF No. 40-2 at 2)). Morissette
contends that the letter “epitomizes the unfounded concerns, mistaken beliefs, fears,
myths, or prejudice about disabilities that the ADA bars from consideration in
employment decisions[,]” ECF No. 38 at 12 (citation and quotation marks omitted),
and relieves him of the obligation to establish a prima facie case of ADA
discrimination under the McDonnell Douglas framework, see id. at 13. Instead,
Morissette argues that he “need prove only that the discriminatory action was a
motivating factor in an adverse employment decision.” Id. (quoting Patten v. WalMart Stores East, Inc., 300 F.3d 21, 25 (1st Cir. 2002) (quotation marks omitted)).
8
Direct evidence is that which “unambigously implicates a disability
discrimination motive[,]” Patten, 300 F.3d at 25, and “consists of statements by a
decisionmaker that directly reflect the alleged animus and bear squarely on the
contested employment decision,” id. (quoting Febres v. Challenger Caribbean Corp.,
214 F.3d 57, 60 (1st Cir. 2000) (citation and quotation marks omitted)); see also
Wennik v. Polygram Grp. Distrib., Inc., 304 F.3d 123, 132-33 (1st Cir. 2002) (quoting
Kirk v. Hitchcock Clinic, 261 F.3d 75, 79 (1st Cir. 2001)).
For a statement to
constitute direct evidence, the First Circuit requires that the statement give a “‘high
degree of assurance’ that a termination was attributable to discrimination.” Patten,
300 F.3d at 25 (quoting Fernandes v. Costa Bros. Masonry, Inc., 199 F.3d 572, 580
(1st Cir. 1999) (quotation marks omitted) (abrogated on other grounds by Desert
Palace, Inc. v. Costa, 539 U.S. 90 (2003)).
“A statement that can plausibly be
interpreted two different ways—one discriminatory and the other benign—does not
directly reflect illegal animus, and, thus, does not constitute direct evidence.” Id.
(quoting Fernandes, 199 F.3d at 583 (quotation marks omitted)). Consequently,
“direct evidence is relatively rare.” Id. (quoting Fernandes, 199 F.3d at 580 (quotation
marks omitted)).
Daniel A. Cote’s statements in his June 2013 letter to OSHA are not direct
evidence of discrimination. Both statements, that “[i]f Mr. [Morissette] had stated or
mentioned a stroke, we certainly would have questioned him further[,]” and that “[the
stroke] potentially could prevent a DOT Medical Card from being obtained[,]” ECF
No. 40-2 at 2, can plausibly be interpreted as benign expressions of a business concern
regarding whether or not a new employee can satisfy a licensing requirement
9
reasonably related to the employment position. Cote also stated in the OSHA letter
that “[w]e need our mechanic to drive Class A and Class B vehicles for road test and
evaluation,” and that “it is a critical aspect of the job responsibilities.” Id. Therefore,
Daniel A. Cote’s statements do not unambiguously reflect unlawful animus. See
Fernandes, 199 F.3d at 583 (finding business owner’s statements, which could
plausibly be interpreted either as discriminatory or benign, did not constitute direct
evidence of discrimination).
b. DOT Medical Exam Requirement
Morissette also contends that the fact that Cote Corp. required certain
employees to pass a DOT medical exam and obtain a DOT medical card is evidence
of discrimination against people with actual or perceived disabilities. ECF No. 38 at
12. Morissette argues that “[t]here is no legal requirement that a person possessing
a [commercial driver’s license (“CDL”)] have a DOT medical card to road test vehicles
intrastate that are not transporting passengers or property.” Id. (citing Samson v.
Fed. Express Corp., 746 F.3d 1196, 1203-04 (11th Cir. 2014) (concluding that
“intrastate drivers of an interstate motor carrier” generally are not subject to Federal
Motor Carrier Safety Regulations); Cleary v. Fed. Express Corp., 313 F. Supp. 2d 930,
936 (E.D. Wis. 2004) (concluding, in dispute over whether plaintiff was a qualified
individual, that Federal Motor Carrier Safety Regulations apply only to employees
who transport property or passengers in interstate commerce)).
Cote Corp. responds that the holdings in Samson and Cleary do not apply to
this case because they are limited to the issue of whether the ability to pass a DOT
medical exam is an essential function of a mechanic’s position, whereas it does not
10
claim that Morissette was unable to perform the essential functions of his job. ECF
No. 47 at 5. Rather, Cote Corp. argues, it required its employees to pass the DOT
medical exam “to allow them greater flexibility to perform the various tasks and
responsibilities” of the job. Id.
Morissette’s argument—that Federal Motor Carrier Safety Administration
regulations do not require a DOT medical card in order to road test vehicles that are
not driven out of state and are not transporting passengers or property—fails to
account for record evidence that Cote Corp. transported interstate freight in Maine,
and that it required its employees to “wear multiple hats” and reasonably expected
its employees to occasionally “retrieve a truck that may have freight on it[.]” ECF
No. 41 at 9.
For this reason, the DOT medical exam requirement does not
unambiguously imply a discriminatory animus nor give a “high degree of assurance”
that Morissette’s termination was attributable to discrimination. See Patten, 300
F.3d at 25 (citation and internal quotation omitted).
2. Circumstantial Evidence of Discrimination
To indirectly prove an ADA discrimination claim by circumstantial evidence
under the McDonnell Douglas burden-shifting analysis, Morissette must offer
evidence sufficient to establish a prima facie case: that he (1) has a disability within
the meaning of the ADA; (2) is qualified to perform the essential functions of the job
with or without reasonable accommodations; (3) was subject to an adverse
employment action by a company subject to the ADA; (4) was replaced by a nondisabled person or was treated less favorably than non-disabled employees; and (5)
11
suffered damages as a result. Ramos-Echevarría, 659 F.3d at 186 (quoting Jacques,
96 F.3d at 511 (quotation marks and other citation omitted)).
If Morissette establishes a prima facie case, then Cote Corp. assumes the
burden of producing evidence of a legitimate, non-discriminatory reason for his
discharge, after which the burden once again returns to Morissette to produce
evidence that the reason offered by Cote Corp. is pretextual. Freadman v. Metro.
Prop. and Cas. Ins. Co., 484 F.3d 91, 99 (1st Cir. 2007); see also Fuhrmann v. Staples
Office Superstore East, Inc., 2012 ME 135, ¶ 13, 58 A.3d 1083.
a. Prima Facie Case
i. Disability Under the ADA
Courts apply a three-part analysis to determine whether an impairment
qualifies as a disability under the ADA. Bragdon v. Abbott, 524 U.S. 624, 631 (1998);
Ramos-Echevarría, 659 F.3d at 187; see also McDonough v. Donahoe, 673 F.3d 41, 4647 & n.11 (1st Cir. 2012) (interpreting the meaning of the word “disabled” under the
Rehabilitation Act and noting that the phrase “individual with a disability” is defined
similarly in both it and the ADA).
First, Morissette must establish that he suffers from a physical or mental
impairment. Ramos-Echevarría, 659 F.3d at 187 (citing Carroll v. Xerox Corp., 294
F.3d 231, 238 (1st Cir. 2002)) (footnote omitted)). Second, he must establish that the
impairment affects life activities that are “major,” i.e., “of central importance to daily
life.” Id. (citing Carroll, 294 F.3d at 238). Major life activities include “major bodily
function[s]” such as neurological and circulatory functions. 42 U.S.C.A. § 12102(2)(B).
Third, Morissette must show that the impairment “substantially limits” the identified
12
major life activity. Ramos-Echevarría, 659 F.3d at 187 (citing Carroll, 294 F.3d at
238) (other citation omitted).
In 2008, Congress passed the ADA Amendments Act of 2008 (“ADAAA”), Pub.
L. No. 110-325, 122 Stat. 3553, with the stated goal of ensuring that “[t]he definition
of disability . . . be construed in favor of broad coverage of individuals under [the
ADA].” 42 U.S.C.A. § 12102(4)(A); see also 29 C.F.R. Pt. 1630, App’x § 1630.1(c)
(2014). To achieve this goal, Congress “took aim directly at judicial interpretation of
the ‘substantially limits a major life activity’ aspect of the then-current definition of
‘disability,’ and it instructed the [Equal Employment Opportunity Commission
(“EEOC”)] to modify its regulations to address those concerns.” Morriss v. BNSF Ry.
Co., 817 F.3d 1104, 1110 (8th Cir. 2016). In response, the EEOC revised the definition
of “substantially limits” in the ADA implementing regulations to remove the
requirement that an impairment “prevent, or significantly or severely restrict, the
individual from performing a major life activity in order to be considered
substantially limiting.” Id.; see 29 C.F.R. § 1630.2(j)(1)(ii).
The post-ADAAA
regulations also state that the term “‘substantially limits’ is not meant to be a
demanding standard,” and shall be “broadly construed in favor of expansive
coverage[.]”
29 C.F.R. § 1630.2(j)(1)(i).
“[T]he threshold issue of whether an
impairment ‘substantially limits’ a major life activity should not demand extensive
analysis.” Id. § 1630.2(j)(1)(iii).
Morissette argues that he meets the statutory definition of disability by virtue
of his stroke history and carotid artery disease, paired with the “total and permanent
occlusion” of his right carotid artery, which he claims to be a physical impairment
13
that substantially limits his circulatory and neurological functions. ECF No. 38 at 8.
For evidentiary support, Morissette cites the deposition testimony of Nurse
Practitioner Leane Sprague, who treated him in 2011 and 2012 and was involved in
his care after his release from the hospital. ECF No. 39 at 11, ¶¶ 1, 3, 4, 5 (citing
ECF No. 39-4 at 3). Sprague testified that Morissette had carotid artery disease,
stroke history, and a right carotid artery occlusion, all of which require medication
and follow-up for prevention of further disease. ECF No. 39-4 at 4-5. Sprague also
testified that Morissette had a problem with the operation of his circulatory system
due to his carotid artery disease. Id. at 6.
Morissette also cites Nurse Practitioner Herdrich’s May 2013 letter in which
she recounted that, at his most recent appointment in November 2012, Morissette
had “continued to recover use of his left arm.” ECF No. 39-6 at 1. Herdrich also
stated that as of May 2013, Morissette’s “[r]isk of stroke [was] less than 5% per year
for the next 5 years, similar to the general population.” Id.
(1) Physical Impairment
The EEOC regulations that implement the ADA (“ADA regulations”) define a
“physical impairment” as “[a]ny physiological disorder or condition . . . affecting one
or more body systems, such as neurological . . . [or] circulatory[.]”
29 C.F.R.
1630.2(h)(1). Thus, Sprague’s testimony that Morissette had a problem with the
operation of his circulatory system, ECF No. 39-4 at 6, and Herdrich’s letter
indicating that Morissette’s recovery of the full use of his arm after his stroke was
ongoing, ECF No. 39-6 at 1, both satisfy the first prong of the disability analysis.
14
(2) Major Life Activities
The ADA regulations define “major life activities” to include “[t]he operation of
a major bodily function, including . . . neurological . . . [and] circulatory . . . functions.”
29 C.F.R. § 1630.2(i)(1)(ii). So, Morissette satisfies the second prong. See ECF No. 1
at 5, ¶ 36.
(3) Substantial Limitation
(a) Circulatory Function
The ADA regulations state that “[a]n impairment is a disability within the
meaning of [§ 1630.2(j)] if it substantially limits the ability of an individual to perform
a major life activity as compared to most people in the general population.” 29 C.F.R.
§ 1630.2(j)(1)(ii). Cote Corp. argues that Morissette cannot establish that his 2011
stroke “substantially limited” his circulatory system because Morissette himself
described his 2011 stroke as “mild[,]” ECF No. 34 at 7 (citing ECF No. 35 at 2, ¶ 4)
(citing ECF No. 35-2 at 6)), and because Nurse Practitioner Herdrich estimated
Morissette’s risk of stroke to be “less than 5% per year for the next 5 years, similar to
the general population[,]” id. (quoting ECF No. 35-5 at 1; citing 29 C.F.R. §
1630.2(j)(1)(ii)). Cote Corp. also cites the fact that Morissette took “only” an aspirin
per day since his stroke, ostensibly showing that his circulatory function is not
substantially limited. Id.
Morissette, on the other hand, argues that his medical history of an occluded
right carotid artery, plus “common sense,” would support a reasonable jury in
concluding that his stroke history and artery disease amount to a substantial
limitation on his circulatory function. ECF No. 38 at 8. He cites Sprague’s testimony
15
in which she attests to his blocked right carotid artery, characterizes him as having
“a circulatory problem,” and describes his carotid artery disease as permanent and
agreed that his circulatory problem was “fairly substantial.” Id. at 7-8 (citing ECF
No. 39 at 11-12, ¶¶ 1, 3-7). Sprague also testified that Morissette’s carotid artery
disease lasted more than six months and was the subject of ongoing medication and
monitoring. ECF No. 39 at 11-12, ¶¶ 5, 6.
In light of the post-ADAA regulations’ instruction that “substantially limits” is
not meant to be a demanding standard, and that “the threshold issue of whether an
impairment ‘substantially limits’ a major life activity should not demand extensive
analysis[,]” 29 C.F.R. § 1630.2(j)(1)(i), (iii), Morissette meets the relatively low bar
set by the ADAA for establishing a disability because a reasonable jury could conclude
that he was substantially limited in the major life activity of his circulatory function,
see 42 U.S.C.A. § 12102(2)(B) (“[A] major life activity also includes the operation of a
major bodily function, including . . . circulatory . . . functions.”). The call is a close
one, however, because while Sprague testified that Morissette has an occluded right
carotid artery and attendant circulatory problems, ECF No. 39-4 at 6, she did not
testify that these conditions “substantially limited” his circulatory function, and, in
fact, when asked which of Morissette’s major life activities were limited, stated that
“I don’t believe he had any.” ECF No. 39-4 at 5. It is not clear from Sprague’s
testimony, however, whether she was referring to “major life activities” as defined by
the ADA or by a more general, non-legal understanding of that term.
Resolution of these contradictions in Sprague’s testimony is appropriately left
to a jury because “[t]he court must not consider the credibility of witnesses, resolve
16
the conflicts in testimony, or evaluate the weight of the evidence.” Segrets, Inc. v.
Gillman Knitwear Co., Inc., 207 F.3d 56, 65 (1st Cir. 2000) (citation and quotation
marks omitted). Furthermore, Cote Corp.’s argument on the substantial limitation
issue as it relates to circulatory function does not address Morissette’s blocked carotid
artery or circulatory condition, but instead focuses exclusively on Morissette’s stroke;
namely, the fact that he characterized it as “mild” and the fact that Nurse
Practitioner Herdrich estimated his future risk of stroke as similar to that of the
general population. ECF No. 34 at 7. Accordingly, there is a genuine dispute of
material fact related to whether Morissette’s circulatory problem qualifies as a
substantial limitation on a major life activity.
(b) Neurological Function
Morissette also argues that a jury could reasonably find that his neurological
function was substantially limited by virtue of the damage that his 2011 stroke
caused, including “persistent left arm and hand weakness.” ECF No. 38 at 7-8 (citing
ECF No. 39 at 12, ¶¶ 8-10). As evidence of substantial limitation, Morissette cites
the following evidence:
An outpatient physical therapy evaluation dated July 13, 2011, which
describes his neurological symptoms approximately one month after he
suffered the stroke as “ongoing left-sided weakness, mostly in the left
hand, with complaints of dysmetria3 and a decrease in sensation in his
hand.” ECF No. 39-8 at 1.
The Oxford English Dictionary defines the word “dysmetria” as an “inability to control the range of
movement in a muscular action.” http://www.oed.com.
3
17
A November 26, 2012, “Vascular Established Patient Visit” report
dictated by Nurse Practioner Herdrich which states that Morissette
estimated the strength of his left arm “at 75% of the right [arm].” ECF
No. 39-9 at 3.
A medical history questionnaire dated May 20, 2013, which Morissette
completed while undergoing the DOT medical exam required by Cote
Corp., on which he indicated that he had “[h]and numbness or tingling”
in his left hand and further wrote that he experienced numbness if he
held a tight grip for more than ten minutes. ECF No. 39-3 at 2.
These hospital and medical care provider records contradict Cote Corp.’s sole
asserted basis for summary judgment on the substantial limitation issue with regard
to neurological function, which is that Morissette “has produced no document or
testimony showing any ‘neurological condition’ as alleged in his Complaint[,]” and no
evidence to support such a claim. ECF No. 34 at 7-8. Based upon the foregoing
evidence, and resolving all inferences in Morissette’s favor, I conclude that a
reasonable jury could conclude that his history of stroke left him with a physical
impairment that substantially limited his neurological function.
ii. Qualifications and Adverse Employment Action
Cote Corp. concedes that Morissette was qualified and that his termination
was an adverse employment action. ECF No. 34 at 6. Moreover, Cote Corp. does not
advance an argument on the damages element of Morissette’s prima facie case. See
ECF No. 34. I therefore resolve these issues in Morissette’s favor.
18
iii. Replacement By a Non-Disabled Person
Cote Corp. asserts that it did not hire a non-disabled person, or any new
person, to replace Morissette, but instead “filled his position with existing employees
adding job responsibilities as required.” ECF No. 47 at 7; ECF No. 35 at 4, ¶ 20.
Morissette argues that, to the contrary, Cote Corp. hired Jeremy Soucy, who is
not disabled, as a mechanic on June 17, 2013. ECF No. 39 at 18, ¶¶ 44, 45. Morissette
also contends that Cote Corp. moved its existing fleet manager, Jonathan McCaslin,
to the position of fleet manager/mechanic and that the balance of Morissette’s
mechanic responsibilities were absorbed by an existing crane operator, Mark Mercier.
Id., ¶ 44. Morissette contends that neither McCaslin nor Mercier are disabled. Id.,
¶ 45. Morissette also cites Daniel A. Cote’s deposition testimony, in which he admits
that Soucy was hired as a mechanic on June 17, 2013, but denies that Soucy was
hired to fill the vacancy left by Morissette’s termination and claims that Soucy “was
already hired to come onboard[.]” ECF No. 40 at 14-15. Cote also denied that
McCaslin’s position changed from that of fleet manager to mechanic, but instead
retained his duties as fleet manager while also performing mechanic duties as
needed. Id. at 15. Cote testified that Mercier and others “had to fill in [as a mechanic]
as we went along.” Id.
A discharged employee “is not replaced when another employee is assigned to
perform the plaintiff’s duties in addition to other duties, or when the work is
redistributed among other existing employees already performing related work.”
LeBlanc v. Great Am. Ins. Co., 6 F.3d 836, 846 (1st Cir. 1993) (discussing the standard
under the Age Discrimination in Employment Act) (citation and quotation marks
19
omitted). Cote’s testimony as cited by Morissette establishes that McCaslin and
Mercier assumed some of Morissette’s responsibilies in addition to their own, and
thus did not “replace” Morissette for purposes of establishing a prima face case of
discriminatory termination.
However, Daniel A. Cote’s admission that Soucy was
hired on June 17, 2013, more than two weeks after Morissette’s termination,
undermines Cote Corp.’s claim that Soucy was “already hired to come onboard,” ECF
No. 40 at 14-15, and thus creates a dispute of material fact as to whether Morissette
was replaced by a non-disabled person after his termination.
Given the foregoing analysis of all the required elements, Morissette has
established a prima facie case of discriminatory termination. I now turn to the
question of whether Cote Corp. has articulated a legitimate, non-discriminatory
reason for terminating Morissette.
b. Legitimate Non-discriminatory Reason
Cote Corp. claims that it fired Morissette for insubordination because he told
his co-workers that a medical card should not be a condition of his employment as a
mechanic and stated that, if Cote Corp. fired him, then he would “make Cote pay” by
reporting safety violations that he allgedly observed at Cote Corp. to OSHA. ECF
No. 34 at 10-11.
Cote Corp. also claims that Morissette’s conduct was an
“overreaction to the relatively minor stress of having to get his medical card, and was
not acceptable conduct for a probationary employee.” Id. at 11.
Morissette alternately denied and qualified his responses to Cote Corp.’s
statements of material fact on this issue, ECF No. 39 at 5-8, ¶¶ 14, 16, 17, but
ultimately, he admitted making the threat to make Cote “pay” to his co-workers when
20
questioned under oath at his deposition. ECF No. 39-1 at 9 (“Q. Did you say to
anybody that the company would pay if they terminated you? A. I believe that’s what
I said, yes.”). Morissette asserts that this statement was protected because (1) he
made it in opposition to discriminatory treatment and (2) employers are barred from
invoking insubordination as a means of justifying retaliation against an employee.
ECF No. 38 at 16-17 (citing Kelley v. Corr. Med. Servs., Inc., 707 F.3d 108, 116, 118
(1st Cir. 2013)). These arguments both fail. The first argument is a conclusory
argument predicated on Morissette’s claim that the DOT medical exam requirement
is per se discriminatory and that, therefore, Cote Corp. cannot discipline Morissette
for his “righteous objection” to it. Id. Yet Morissette has not established that Cote
Corp.’s DOT medical exam requirement constitutes direct evidence of discrimination,
see supra, so it cannot be said that opposing the requirement necessarily constitutes
opposing discrimination. Morissette’s second argument, that Cote Corp. is barred
from
invoking
insubordination
“to
mask
retaliation
for
requesting
an
accommodation,” id. at 17, really concerns pretext instead of articulating how Cote
Corp.’s stated reason for terminating him is either illegitimate or discriminatory. It
also more closely relates to Morissette’s failure to accommodate claim and his
retaliation claim rather than his discriminatory termination claim.
Morissette’s objection also fails because a summary judgment defendant has a
low burden when proffering a legitimate, non-discriminatory reason in the
McDonnell-Douglas analysis. Texas Dep’t of Comty. Affairs v. Burdine, 450 U.S. 248,
254 (1981) (“The defendant need not persuade the court that it was actually
motivated by the proffered reasons. It is sufficient if the defendant’s evidence raises
21
a genuine issue of fact as to whether it discriminated against the plaintiff.”) (citation
and footnote omitted). Cote Corp.’s evidence in the form of Morissette’s testimony
and citation to the Complaint, ECF No. 35 at 3, ¶¶ 13, 14 (citing ECF No. 1 at 4, ¶
30; ECF No. 35-2 at 7-8), raises just such an issue of fact. Thus, Cote Corp. has
articulated a legitimate, non-discriminatory business reason for terminating
Morissette’s employment. McDonnell Douglas Corp., 411 U.S. at 802.
c. Pretext
The burden now shifts to Morissette to show pretext by demonstrating
“weaknesses, implausibilities, inconsistencies, incoherencies, or contradictions” in
the non-discriminatory reasons offered by Cote Corp. that are sufficient to permit a
factfinder to conclude that Cote Corp.’s decision to terminate his employment was not
for the stated reason and that the real reason was discriminatory bias. Soto-Feliciano
v. Villa Cofresí Hotels, Inc., 779 F.3d 19, 29 (1st Cir. 2015) (quoting Gómez–González
v. Rural Opportunities, Inc., 626 F.3d 654, 662-63 (1st Cir. 2010) (quotation marks
omitted); see also Ray v. Ropes & Gray LLP, 799 F.3d 99, 113 (1st Cir. 2015).
Morissette meets this burden because he identifies a contradiction in Cote
Corp.’s assertion that it required its mechanics to have a DOT medical card.
Specifically, Charles Comeau, a Cote Corp. employee who was hired in 2001 and
worked as a mechanic from 2002 until 2013, testified that he was never told that
having a commercial driver’s license or a DOT medical card was a requirement of
working as a mechanic at Cote Corp. ECF No. 38 at 19 (citing ECF No. 39 at 19-20,
¶ 53) (citing ECF No. 41-7 at 4). Morissette also argues that there is no evidence in
22
the record that Cote Corp. required Jeremy Soucy to pass a DOT medical exam when
it hired him as a mechanic in June 2013. Id. (citing ECF No. 39 at 20, ¶ 54).
If a factfinder believes that neither Comeau nor Soucy was required to obtain
a DOT medical card, then the factfinder could also disbelieve Cote Corp.’s assertion
that it fired Morissette in part because he “was very unhappy with the requirement
of the medical card and the pressure or stress from this was more than he could
adequately handle.” ECF No. 35 at 3, ¶ 16 (emphasis added). Furthermore, nowhere
in the record is there any allegation that either Comeau or Soucy was disabled; thus,
such inconsistent treatment between Morissette, on the one hand, and Comeau and
Soucy, on the other hand, if true, could be viewed by a reasonable jury as evidence
that the real reason for Morissette’s termination was Cote Corp.’s concern over his
stroke history and artery disease.
i. “Same Actor” Inference
Morissette testified at his deposition that he disclosed his stroke history to
Daniel A. Cote and Daniel P. Cote during his job interview in May 2013. ECF No. 35
at 1-2, ¶¶ 3, 4 (citing ECF No. 35-2 at 6). Cote Corp. contends that both men hired
Morissette without that knowledge. ECF No. 34 at 13. But, Cote Corp. argues, if the
Cotes harbored a discriminatory animus against Morissette on the basis of his stroke
history, then they would not have hired him in the first place. Id. Therefore, Cote
Corp. contends that it is entitled to an inference that discrimination was not a
determining factor in its decision to fire Morissette. Id. at 12-14 (quoting LeBlanc, 6
F.3d at 847 (“[I]n cases where the hirer and the firer are the same individual and the
termination of employment occurs within a relatively short time span following the
23
hiring, a strong inference exists that discrimination was not a determining factor for
the adverse action taken by the employer.”) (citation and quotation marks omitted)).
The problem with Cote Corp.’s argument is that, ironically, Morissette’s
testimony is contradicted by Daniel A. Cote, who testified that Morissette did not
disclose his stroke history until after he returned from his DOT medical exam, and
not previously at the job interview. ECF No. 40 at 17. Daniel A. Cote’s June 2013
letter to OSHA also contradicts Morissette’s testimony:
I indicated to [Morissette] I was surprised to hear of the stroke as he
had not mentioned it prior. He claims he told us during the interview.
The interview team included: Daniel A. Cote (myself), Daniel P. Cote
(VP Operations), and Kevin Robinson (Fleet Manager).
If Mr.
[Morissette] had stated or mentioned a stroke we certainly would have
questioned him further. All three of us concurred. It was not brought
up.
ECF No. 40-2 at 2. These opposite versions concerning whether Morissette informed
Cote Corp. of his stroke history at his job interview or afterwards constitute a genuine
dispute of fact and preclude inferring that discrimination was not a determining
factor in Cote Corp.’s decision to fire Morissette.
Even if, as Cote Corp. argues, the evidence established that Morissette had
disclosed his stroke history at his job interview, the “same actor” inference would not
compel judgment for Cote Corp., because even when the inference is applicable, “it is
not mandatory or dispositive in Defendants’ favor. Rather, it merely weakens
Plaintiff’s evidence of discrimination.” Garrett v. Sw. Med. Clinic, 631 Fed. App’x
351, 357 (6th Cir. 2015) (citation and quotation marks omitted).
24
B.
Failure to Accommodate
In addition to alleging discriminatory termination, Morissette also alleges that
Cote Corp. failed to reasonably accommodate his disability. ECF No. 1 at 7, ¶ 52. He
claims that on May 27, 2013, he asked Daniel A. Cote why he needed a DOT medical
card and whether he would still have a job if he did not pass the DOT medical exam.
ECF No. 39 at 16, ¶¶ 30, 31 (citing ECF No. 40 at 20-21); ECF No. 39-1 at 11.4 Cote
replied that “they would have to talk about that later, and that he wanted to see Mr.
Morissette’s doctor’s letter as well as the medical card.” ECF No. 1 at 4, ¶ 29; ECF
No. 39-1 at 11. For the reasons explained below, this evidence does not constitute a
request for a reasonable accommodation.
To state a disability discrimination claim based upon a failure to accommodate,
a plaintiff must show that: (1) he is a handicapped person within the meaning of the
statute; (2) he is qualified to perform the essential functions of the job with or without
reasonable accommodation; and (3) the employer knew of his disability but did not
reasonably accommodate it upon a request. Henry v. United Bank, 686 F.3d 50, 5960 (1st Cir. 2012). The employee bears the initial burden of making a sufficiently
Morissette’s Statement of Additional Material Facts states that Morissette asked “whether he could
still have a job if he did not pass the DOT physical[.]” ECF No. 39 at 16, ¶ 31 (emphasis added). The
cited portion of Daniel A. Cote’s testimony contains a small yet important difference, however. Cote
was asked at his deposition whether he had any further communications with Morissette about
whether he might be able to keep the job “after Mr. Morissette asked you on the 27th whether he’d
still have a job if he didn’t get his medical card[.]” ECF No. 40 at 20-21 (emphasis added). The same
difference exists between Morissette’s Statement of Additional Material Facts and his deposition
testimony, in which Morissette stated that “I asked him if I would still have a job if I could not obtain
a medical card.” ECF No. 39-1 at 11 (emphasis added).
4
The difference between Morissette asking if he could still have a job or whether he would still
have a job is the difference between, on the one hand, stating a request to remain in his position despite
not obtaining a DOT medical card, and, on the other hand, asking what the consequences would be of
not obtaining such a card. The cited testimony makes clear that Morissette asked if he would still
have a job.
25
direct and specific request for accommodation, unless the employer otherwise knew
that one was necessary. Jones v. Nationwide Life Ins. Co., 696 F.3d 78, 89 (1st Cir.
2012) (citing Freadman, 484 F.3d at 102 (A plaintiff’s request “must be sufficiently
direct and specific,” and “must explain how the accommodation requested is linked to
some disability.”)). While the employee need not mention the ADA, or even use the
term “accommodation,” Schmidt v. Safeway Inc., 864 F. Supp. 991, 997 (D. Or. 1994),
he must nevertheless explain how the accommodation is linked to his disability,
meaning “not only notice of a condition, but of a causal connection between the major
life activity that is limited and the accommodation sought[,]” Jones, 696 F.3d at 89
(citations and quotation marks omitted).
Morissette contends that asking Daniel A. Cote why he needed a DOT medical
card and whether he would still have a job if he did not pass the medical exam
constitutes a request for an accommodation, and that this alleged request was
reasonable since other Cote Corp. employees could have performed any driving that
was necessary.
ECF No. 38 at 21 (arguing that “[t]he issue of whether an
accommodation is reasonable is normally a question of fact, unsuited for
determination on summary judgment.” (quoting Scalera v. Gen. Elec. Co., 2015 WL
7258477, at *8 (D. Me., Nov. 17, 2015))). This latter argument presupposes the former
argument—that he made a request for an accommodation that was sufficiently direct
and specific. To the contrary, Morissette’s question to Daniel A. Cote asking whether
he would have a job if he did not obtain a DOT medical card does not, on its face,
constitute a direct and specific request to waive the medical card requirement or an
26
explicit notice to Cote Corp. that Morissette needed a special accommodation. This
conclusion is bolstered by Morissette’s deposition testimony:
Q. Did you ever request accommodations while you were at Cote?
A. I felt with the disability from a stroke that I wouldn’t have to have [a]
medical card to perform my duties.
Q. Did you tell that to Mr. Cote, Sr.?
A. Just asking why we needed a medical card.
ECF No. 39-1 at 10.
Nothing about this testimony suggests that Morissette
specifically requested that Cote Corp. waive its DOT medical card requirement. See
also Reed v. LePage Bakeries, Inc., 244 F.3d 254, 261 (1st Cir. 2001) (“the ADA’s
reasonable accommodation requirement usually does not apply unless triggered by a
request” from the plaintiff) (citation, footnote, and internal quotation marks omitted);
Gallagher v. Unitil Serv. Corp., 2015 WL 5521794, at *9 (D. N.H. Sept. 17, 2015)
(“Typically, the ADA’s reasonable accommodation requirement is not triggered until
the employee makes a request[.]”) (citation and quotation marks omitted).
Because Morissette has failed to establish the third element of a prima facie
case based upon a failure to accommodate, Cote Corp. is entitled to summary
judgment on Morissette’s failure to accommodate claim.
C.
Retaliatory Termination
Morissette also alleges that Cote Corp. terminated his employment because he
requested a reasonable accommodation and, alternatively, because he “opposed
discriminatory treatment because of his disability.” ECF No. 1 at 7, ¶ 53. To make
out a prima facie claim of ADA retaliation, Morissette must show that: 1) he engaged
in protected conduct; 2) he experienced an adverse employment action; and 3) there
27
was a causal connection between the protected conduct and the adverse employment
action.” Kelley, 707 F.3d at 115 (citing Calero–Cerezo v. U.S. Dep't of Justice, 355
F.3d 6, 25 (1st Cir. 2004)). There is no dispute that Morissette suffered an adverse
employment action when he was terminated, and so there is no dispute regarding the
second prima facie element.
1. Protected Conduct
Morissette claims that he engaged in protected conduct based on two theories:
first, he claims that he “oppos[ed] Cote [Corp.’s] discriminatory requirement of the
DOT medical card,” and second, that he requested a reasonable accommodation. ECF
No. 38 at 22-23.
Morissette cites no legal authority, other than that discussed above regarding
direct evidence, and cites no evidence in the record to support his contention that the
DOT medical card requirement was discriminatory. See ECF No. 38. Given my
conclusion regarding the direct evidence issue, Morissette’s argument rests on
nothing more than his conclusory assertion that Cote Corp.’s DOT medical card
requirement was discriminatory. See Murray v. Warren Pumps, LLC, 2016 WL
1622833, at *2 (1st Cir., Apr. 25, 2016) (“Conclusory allegations, improbable
inferences, and unsupported speculation will not make the grade.”) (citations
omitted). Without additional legal or evidentiary support, a jury could not reasonably
conclude that the DOT medical card requirement was “discriminatory” and that
Morissette’s opposition to it was protected conduct.
Morissette’s second theory of protected conduct also fails for the same reasons
discussed above concerning his failure to establish a prima facie case based upon a
28
failure to accommodate. See supra. Although he asserts that he asked “for an
accommodation of being allowed to continue employment if he could not pass the DOT
physical,” ECF No. 38 at 22-23, this claim is not supported by any citation to the
record, and conflicts with his own characterization of the exchange he had with
Daniel A. Cote. ECF No. 39-1 at 10 (“Q. Did you ever request accommodations while
you were at Cote? . . . A. I felt with the disability from a stroke that I wouldn’t have
to have [a] medical card to perform my duties. Q. Did you tell that to Mr. Cote, Sr.?
A. Just asking why we needed a medical card.”). Without record support, Morissette’s
claim that he engaged in protected conduct in the form of a request for an
accommodation is also conclusory, see Murray, 2016 WL 1622833, at *2, and
insufficient for a reasonable jury to conclude that Morissette engaged in protected
conduct.
Accordingly, Morissette has failed to establish the first element of a prima facie
case based upon ADA retaliation, and Cote Corp. is entitled to summary judgment on
Morissette’s ADA retaliation claim.
D.
Compensatory and Punitive Damages
Cote Corp. argues that any damages that may rewarded resulting from
Morissette’s ADA retaliation claim must be limited to back pay, pursuant to the ADA
and ADAA. ECF No. 34 at 20-21 (citing Kramer v. Banc of Am. Sec., LLC, 355 F.3d
961, 965 (7th Cir. 2004) (“We agree . . . that a meticulous tracing of the language of
this tangle of interrelated statutes reveals no basis for plaintiff’s claim of
compensatory and punitive damages in his ADA retaliation claim. We thus conclude
29
that . . . compensatory and punitive damages are not available.”) (citation and
internal quotation marks omitted)).
Because I have concluded that summary judgment in favor of Cote Corp. is
appropriate with regard to Morissette’s ADA retaliation claim, I need not decide the
question of whether a plaintiff can recover compensatory and punitive damages for
an ADA retaliation claim.
IV. CONCLUSION
For the foregoing reasons, Cote Corp.’s Motion for Partial Summary Judgment
(ECF No. 34) is GRANTED IN PART as to Morissette’s claims for failure to
accommodate and retaliation under the ADA and MHRA. Counts I and II are
DISMISSED IN PART as to the failure to accommodate claim and the retaliation
claim, only. Cote Corp.’s Motion for Partial Summary Judgment (ECF No. 34) is
DENIED IN PART as to Morissette’s claim of discriminatory termination under the
ADA and the MHRA, and therefore, Counts I and II remain before the court as to this
issue only.
Morissette’s WPA claim, which is contained in Count III, was not at issue in
Cote Corp.’s motion and remains before the court.
SO ORDERED.
Dated this 31st day of May 2016.
/s/ Jon D. Levy
U.S. DISTRICT JUDGE
30
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?