C&M PROPERTY MANAGEMENT LLC et al v. MOARK LLC
ORDER ON DEFENDANT'S MOTION FOR PARTIAL SUMMARY JUDGMENT granting in part and denying in part 42 Motion for Partial Summary Judgment By JUDGE GEORGE Z. SINGAL. (lrc)
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
C&M PROPERTY MANAGEMENT,
MOARK, LLC d/b/a MOARK MAINE,
) Docket no. 2:15-cv-336-GZS
ORDER ON DEFENDANT’S MOTION FOR PARTIAL SUMMARY JUDGMENT
Before the Court is Defendant’s Motion for Partial Summary Judgment (ECF No. 42). As
explained herein, the Court GRANTS IN PART AND DENIES IN PART the Motion.
Specifically, the Court GRANTS the Motion as to the scope of damages, GRANTS IN PART and
DENIES IN PART the Motion as to Plaintiff’s defamation claim, and DENIES the Motion as to
Plaintiff’s negligence claim.
Generally, a party is entitled to summary judgment if, on the record before the Court, it
appears “that there is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a). “[T]he mere existence of some alleged factual
dispute between the parties will not defeat an otherwise properly supported motion for summary
judgment; the requirement is that there be no genuine issue of material fact.” Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 247-48 (1986). An issue is “genuine” if “the evidence is such that a
reasonable jury could return a verdict for the nonmoving party.” Id. at 248. A “material fact” is
one that has “the potential to affect the outcome of the suit under the applicable law.” NereidaGonzalez v. Tirado-Delgado, 990 F.2d 701, 703 (1st Cir. 1993).
The party moving for summary judgment must demonstrate an absence of evidence to
support the nonmoving party’s case. Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986). In
determining whether this burden is met, the Court must view the record in the light most favorable
to the nonmoving party and give that party the benefit of all reasonable inferences in its favor.
Santoni v. Potter, 369 F.3d 594, 598 (1st Cir. 2004).
Once the moving party has made this preliminary showing, the nonmoving party must
“produce specific facts, in suitable evidentiary form, to establish the presence of a trialworthy
issue.” Triangle Trading Co., Inc. v. Robroy Indus., Inc., 200 F.3d 1, 2 (1st Cir. 1999) (internal
quotation marks and punctuation omitted); see also Fed. R. Civ. P. 56(e). “Mere allegations, or
conjecture unsupported in the record, are insufficient.” Barros-Villahermosa v. United States, 642
F.3d 56, 58 (1st Cir. 2011) (quoting Rivera-Marcano v. Normeat Royal Dane Quality A/S, 998
F.2d 34, 37 (1st Cir. 1993)); see also Wilson v. Moulison N. Corp., 639 F.3d 1, 6 (1st Cir. 2011)
(“A properly supported summary judgment motion cannot be defeated by conclusory allegations,
improbable inferences, periphrastic circumlocutions, or rank speculation.”). “As to any essential
factual element of its claim on which the nonmovant would bear the burden of proof at trial, its
failure to come forward with sufficient evidence to generate a trialworthy issue warrants summary
judgment for the moving party.” In re Ralar Distribs., Inc., 4 F.3d 62, 67 (1st Cir. 1993).
In 2006, Plaintiff C&M Property Management, LLC (“C&M”), a Connecticut limited
liability company whose sole member and principal is Michael Warbin, began performing pestcontrol services for commercial egg-laying facilities that were subsequently acquired by Defendant
Moark, LLC (“Moark”).1 Moark is a Missouri limited liability company whose members include
Land O’Lakes, Inc. (“Land O’Lakes”), a Minnesota corporation with its principal place of business
in that state. At the time C&M began servicing the facilities, John Howard was employed as a
production manager for the facility in Bozrah, Connecticut. Howard was aware that Warbin used
a .22 caliber rifle at the facility in Bozrah to shoot pests. Howard also did some shooting of pests
at that facility.
At the end of a trial period for C&M’s services in 2006, Warbin and his ex-wife, who was
involved with C&M’s operations at the time, met with Blair “Skip” Hagy to discuss the
continuation of C&M’s pest control services. Hagy would later become the General Manager of
Moark’s Eastern Division, which eventually included Connecticut and Maine. As General
Manager, Hagy was ultimately responsible for all safety issues at Moark’s facilities in the division.
Warbin alleges that he told Hagy at the meeting that C&M would like to implement safety
protocols regarding the use of firearms, including the notification of Moark employees that C&M
was using firearms and the hanging of signs to that effect. Warbin further alleges that Hagy
indicated in response that he did not wish to create any official or written safety protocols because
he did not want people outside of Moark to know that C&M was using firearms at Moark’s
C&M initially entered into a services agreement with Kofkoff Egg Farms, LLC, which was later acquired by Moark,
and the record is unclear as to when exactly Moark took over management of the facilities. The Court does not recite
the facts concerning the agreement between C&M and Kofkoff/Moark because the agreement is no longer relevant to
deciding Defendant’s Motion in light of Plaintiff’s concession regarding damages for breach of contract. See infra at
8 and n.14.
facilities. No written safety procedures or policies were ever created for C&M’s use of firearms
at Moark’s facilities.
In 2011, C&M began servicing Moark’s facility in Turner, Maine (hereinafter, “the
facility”). Gwen (then Ken) Gruver was Plant Manager at the facility. Moark maintained a nofirearms policy at the facility but allowed Warbin to use a .22 caliber rifle to shoot pests as an
exception to that policy.2 According to Moark’s production manager in Maine, it was common
knowledge at Moark that Warbin would routinely use a gun to shoot rats and other pests as part of
C&M’s services. From at least May 2012 through the date of the fatal shooting at the center of
this case, Moark received several invoices from C&M that included charges for ammunition.
When shooting rodents, Warbin would use pellet shot. Pellet shot is not usually lethal to
humans. (See 10/05/16 Warbin Dep., Ex. A to Def.’s Statement of Material Facts (ECF No. 432), Page ID # 298.) When shooting stray chickens, however, he would use .22 caliber bullets.
Warbin may have only shot chickens during the day when employees were present at the facility
on one other occasion prior to the fatal shooting. (See 10/05/16 Warbin Dep., Ex. A1 to Def.’s
Statement of Material Facts (ECF No. 43-3), Page ID # 310; 10/05/16 Warbin Dep., Ex. A2 to
Def.’s Statement of Material Facts (ECF No. 43-4), Page ID # 332.) Warbin would notify a Moark
employee and/or a manager before doing any shooting.3
Although the policy prohibits “the use or possession of firearms and other weapons . . . on Company premises,” the
policy falls under the heading of “Firearms in the Workplace” in the Moark employee handbook and the parties
routinely refer to it as the “no-firearms policy.” (See Moark Employee Handbook, Ex. R. to Def.’s Statement of
Material Facts (ECF No. 43-23), Page ID # 637.)
Warbin’s deposition testimony is unclear on the point of whether he would routinely let a manager know, an
employee know, or both. (See 10/05/16 Warbin Dep., Ex. A to Def.’s Statement of Material Facts (ECF No. 43-2),
Page ID # 304) (“Q: [I]f C&M was going to use a rifle at the Turner facility during the daytime when employees were
around, you would talk to a manager first, right? A: I would talk to a Moark employee, not just a manager.”) Warbin
does clearly state that “[s]omeone at the facility always knows before I go in shooting.” (Id., Page ID # 303.)
On August 19, 2013, Warbin went to the facility for the purpose of spraying weeds around
the egg-laying barns with herbicide as part of C&M’s services. While he was spraying weeds,
Warbin encountered Kempton MacDougall, a Moark employee involved with pest control.
MacDougall informed Warbin that he was on his way to an egg-laying barn, Barn 51, to remove
stray chickens left behind in the barn after the barn was emptied.4 Warbin offered to assist
MacDougall by shooting any stray chickens. It was mid-afternoon and more than two hundred
employees were working at the facility at that time, but MacDougall informed Warbin that Barn
51 was shut down for the day. Other than MacDougall, no Moark employee was aware that Warbin
would be using his rifle in Barn 51. After retrieving his rifle from his truck and loading it with .22
caliber bullets, Warbin walked with MacDougall through the barn to make sure that nobody was
inside and then began shooting.5 Unbeknownst to Warbin, Moark management had separately
instructed an employee, Manuel Adame, to gather stray chickens in Barn 51 and euthanize them
by wringing their necks.
Sometime after Warbin shot the chickens, Maine State Police were called to the facility
due to the discovery of a bleeding and unresponsive man, who turned out to be Adame.6 Officer
Eric Paquette questioned several employees about what could have happened and asked Hagy and
Gruver about the possibility of a shooting in Barn 51.7 Hagy responded that Moark maintained a
For context, Barn 51 is approximately 550 feet long, or almost the length of two football fields, contains rows of
cages with aisles between them, and has multiple entrances. On the day of the shooting, one row of lights was out.
Due to the length of the barn and the lighting, it would be difficult to see from one end of the barn to the other with
plain eyesight. With the large fans used to ventilate the barn turned on, it would also be difficult to hear a person on
the other side of the barn or the report of a rifle.
At some point, Warbin left the barn to reload before returning and resuming shooting.
Adame died in the ambulance at the scene. The medical examiner later determined that he bled to death due to a
bullet severing substantial arteries.
Sometime after arriving on the scene, police investigators followed a trail of blood from where Adame had been
found to Barn 51. While placing police tape on one of the doors to Barn 51, Officer Paquette observed a fired .22
caliber bullet and found numerous spent casings on the floor of the barn. It was after these observations that Officer
no-firearms policy (of which Officer Paquette had long been aware), but that Warbin could have
been shooting rats with a pellet gun. Specifically, the summary of the police interview with Hagy
records the following:8
Mike Warbin kills rodents and chickens on the farm. Hagy didn’t know if Warbin
was scheduled to kill any chickens or rodents today. It surprises Hagy that Warbin
was using live ammunition. Hagy thought Warbin used a pellet gun but didn’t
(Ex. M to Def.’s Statement of Material Facts (ECF No. 43-18), Page ID # 626.) The summary of
the subsequent police interview with Gruver records the following:
Warbin usually kills the mice with chemicals. Warbin has a method of looking for
the mice. If there are less than 10 mice in the coop at one time, they can reopen the
empty coop. Gruver did not know Warbin was there today to exterminate mice.
Gruver thought Warbin used a pellet gun. He didn’t know Warbin used a gun with
(Ex. N to Def.’s Statement of Material Facts (ECF No. 43-19), Page ID # 628.)
Gruver then called Warbin on his cell phone to ask him if he had been shooting a rifle in
Barn 51, and Warbin informed Gruver that he had been shooting stray chickens with a rifle. In
addition to interviewing Hagy, Gruver, and Warbin,9 the police interviewed Production Manager
Allen Fletcher, who stated that Warbin would shoot pests in the barns, but that as a rule he would
let Moark managers know that he was going to be shooting.10
Paquette raised the possibility of a shooting to Hagy and Gruver. The police investigation found dead chickens
gathered at the end of the barn where the blood trail originated, suggesting that Adame had been gathering chickens
there when he was shot.
The Court understands from the context of this summary and the Gruver summary below, as well as from the parties’
filings, that they are summaries of interviews on the day of the shooting even though they are dated August 20.
Warbin was still at the facility when the police arrived to investigate and spoke with the police both before and after
the police conversations with Hagy and Gruver.
The Court does not consider Hagy’s acknowledgement at his deposition of certain documents that are not in the
summary judgment record to constitute admissions about interactions among Moark, representatives of the Maine
state veterinarian’s office, New England Genetics, and the state police. (See Pl.’s Statement of Add’l Material Facts
(ECF. No. 47), Page ID #s 666-67.) Regardless, consideration of these interactions would only strengthen the Court’s
determination that there are genuine issues of material fact regarding Plaintiff’s defamation and negligence claims.
At some point after the shooting, Land O’Lakes circulated an internal company statement
entitled “Update on Moark Employee Death.” The statement included the following paragraph:
Employee safety is our number one value; we are saddened by this loss and are
committed to better understanding what happened. Tragic events like this remind
us how important it is for each of us to be extremely focused on personal safety and
to speak up [i]f we see unsafe activities taking place.
(Ex. P to Def.’s Statement of Material Facts (ECF No. 43-21), Page ID # 631) (emphasis added).
On August 20, 2013, the day after the fatal shooting, Moark informed C&M that it was
immediately and completely terminating its business relationship with the company and that C&M
was no longer permitted to set foot on any Moark property.
Warbin was eventually charged in state court with Class A manslaughter for Adame’s
death.11 On October 14, 2014, Warbin pleaded no contest to the criminal charges. During the plea
hearing, the prosecutor outlined the facts establishing the crime and stated the following:
Apparently in the past, it was not unusual for Mr. Warbin to use a .22 rifle loaded
with pellet shot to shoot rodents in the barn that remained after the baiting process.
And when this was done, he would give notice to Moark supervisors and so forth
to make sure that everyone knew about it. But in this particular instance, Mr.
Warbin offered to assist [MacDougall] [to] get rid of the loose chickens by shooting
them with a semi-automatic .22 loaded with .22 Long ammunition. No notice was
given to the authorities and no permission was sought to do this.
(Ex. G to Def.’s Statement of Material Facts (ECF No. 43-12), Page ID #s 592-93.) Warbin
accepted the prosecutor’s statement of the facts without any corrections.12
commenced the present lawsuit on August 19, 2015, asserting claims against Moark for
breach of contract, defamation, and negligence.13
A wrongful death suit was filed against C&M and Warbin in federal court and settled before trial. See Angelina
Ortiz Hernandez v. C&M Property Management LLC & Michael E. Warbin, 2:14-cv-00389-JAW.
Warbin was sentenced, in part, to three years of incarceration, with all but forty-five days suspended, four years of
probation, and five hundred hours of public service.
The case was initially filed by C&M and Warbin. On March 31, 2016, this Court dismissed Warbin as a plaintiff.
(ECF No. 15.)
Plaintiff’s First Amended Complaint (ECF No. 10) contains three counts, Breach of
Contract (Count I), Defamation/Defamation Per Se (Count II), and Negligence (Count III). With
the scope of damages issue conceded by Plaintiff,14 the Court considers Defendant’s Motion for
Partial Summary Judgment as to Plaintiff’s defamation and negligence claims.
A. Plaintiff’s Defamation Claim
Plaintiff claims it was defamed by (1) Hagy and Gruver’s statements to the police
suggesting that they were unaware of the nature of Plaintiff’s shooting activities and/or suggesting
that Plaintiff had violated the no-firearms policy at the Turner facility; and (2) the statement by
Land O’Lakes suggesting that Adame’s death was the result of “unsafe activities.”15
The elements of a defamation claim under Maine law are:
(a) a false and defamatory statement concerning another;
(b) an unprivileged publication to a third party;
(c) fault amounting at least to negligence on the part of the publisher; and
(d) either actionability of the statement irrespective of special harm or the existence
of special harm caused by the publication.16
Defendant moved to dismiss “Plaintiff’s claim for damages for breach of contract in excess of the net profits that
Plaintiff would have earned during the thirty-day notice period for termination of the contract at issue in this case.”
(Def.’s Mot. for Partial Summ. J. (ECF No. 42), Page ID # 257.) In its Response, Plaintiff “concedes that Moark’s
position with respect to its damages for breach of contract is correct as a matter of law” and implies that it will not be
seeking damages for breach of contract in excess of the potential net profits for the thirty-day notice period. (Pl.’s
Resp. (ECF No. 46), Page ID # 648.)
Plaintiff admits there is no evidence that anyone from Moark ever explicitly told anyone else that C&M had violated
the no-firearms policy. (See Pl.’s Opp’n to Def.’s Statement of Material Facts (ECF No. 47), Page ID # 657.)
However, Plaintiff essentially alleges it was defamed by statements implying that Moark was unaware that C&M was
using firearms at the Turner facility and thus that C&M was in violation of the policy. (See Pl.’s Resp., Page ID
# 646.) As explained below, the Court determines that these statements may indeed be actionable. The Court
understands that Plaintiff now bases its defamation claim solely upon the identified statements by Hagy and Gruver
to the police and the Land O’Lakes statement. (See id., Page ID #s 646-47.)
“False statements are defamatory per se if they relate to a profession, occupation, or official station in which the
plaintiff was employed. In such cases, malice is implied as a matter of law, and a plaintiff may recover a compensatory
Lester v. Powers, 596 A.2d 65, 69 (Me. 1991) (quoting Restatement (Second) of Torts § 558
(1977)). In general, “[a] defamation claim requires a statement-i.e. an assertion of fact, either
explicit or implied, and not merely an opinion, provided the opinion does not imply the existence
of undisclosed defamatory facts.” Id. (emphasis added). Whether explicit or implied, a false
assertion of fact is defamatory “if it tends so to harm the reputation of another as to lower him in
the estimation of the community or to deter third persons from associating or dealing with him.”
Schoff v. York Cty., 761 A.2d 869, 871 n.3 (Me. 2000) (quotation marks omitted).17 Whether a
statement conveys a defamatory message is a question of law. Bakal v. Weare, 583 A.2d 1028,
1030 (Me. 1990).
A court must determine whether the statement is defamatory in the
understanding of those to whom it was addressed, Pan Am Sys., Inc. v. Atl. Ne. Rails and Ports,
Inc., 804 F.3d 59, 64 (1st Cir. 2015), and must consider the statement’s “context, which includes
the entire publication and all extrinsic circumstances known to the recipient,” Schoff, 761 A.2d at
871 n.3. However, “if the court concludes that the statement can reasonably carry both a
defamatory and nondefamatory meaning, it is up to a jury to decide whether the statement was in
fact understood as defamatory by its recipients.” Pan Am Sys., Inc., 804 F.3d at 64.
The Court concludes that the statements by Hagy and Gruver to the police present triable
issues of fact and are not susceptible to disposition as a matter of law. As to falsity, the record
award without proving special damages.” Galarneau v. Merrill Lynch, Pierce, Fenner & Smith Inc., 504 F.3d 189,
198 (1st Cir. 2007) (citations omitted).
Plaintiff cites precedent suggesting that a defamatory statement is “no less defamatory because it accomplishes its
damaging mission by the use of insinuation.” Cross v. Guy Gannett Publ’g Co., 121 A.2d 355, 357 (Me. 1956). On
the other hand, however, there is precedent counseling that, in determining whether a statement is defamatory, the
court must construe the statement “stripped of innuendo, insinuation, colloquium, and explanatory circumstances.”
Picard v. Brennan, 307 A.2d 833, 835 (Me. 1973) (quotation marks omitted). It is clear, however, that a court may
consider “implied” assertions of fact, Lester, 596 A.2d at 69, and thus the Court need not, and does not, delve into the
precise meaning of “insinuation” in the context of defamation under Maine law.
presents a genuine issue of material fact as to whether the statements falsely implied that C&M
used a .22 rifle at the Turner facility without the knowledge of Moark management and violated
the facility’s no-firearms policy. On this record, a reasonable factfinder could determine that Hagy
and Gruver were actually aware of the fact that Warbin used a .22 rifle, and not a pellet gun, to
shoot pests or chickens, despite their statements to the contrary, and that he was authorized to do
so. As to defamatory meaning, the implication either that C&M violated the facility’s policy or
acted without the authorization of its employer can reasonably carry a defamatory meaning. In
particular, both Hagy and Gruver said they believed that Warbin only used a pellet gun, which is
contradicted by Defendant’s admission that Warbin was authorized by Moark to use a .22 caliber
rifle. The Court notes Officer Paquette’s deposition testimony in the wrongful death suit that he
does not consider a pellet gun to be a “firearm.” (Ex. D to Def.’s Statement of Material Facts (ECF
No. 43-9), Page ID # 557.) Indeed, Maine law excludes pellet guns from the definition of “firearm”
in the criminal code. See 17-A M.R.S.A. § 2(12-A); see also State v. Rice, 930 A.2d 1064, 1071
(Me. 2007) (dissenting opinion) (“The statutory definition of a ‘firearm’ does not include toy guns,
or paintball or pellet guns (which expel paint or metal pellets by use of compressed air).”). A
reasonable factfinder could conclude that the police would have understood Hagy and Gruver’s
statements regarding Warbin’s use of a pellet gun to imply that C&M had not been granted an
exception to the “no-firearms” policy.18
Defendant’s arguments to the contrary are unconvincing.
For example, Defendant
contends that the statements by Hagy and Gruver cannot be defamatory because they “were
The Court notes that the record is not always entirely clear as to whether a given person knew that Warbin used a
.22 rifle versus a pellet gun and whether those who knew he used a rifle believed that he used pellet shot rather than
bullets. However, for purposes of deciding this Motion, the key undisputed fact is that Hagy and Gruver told the
police they believed that Warbin used a pellet gun rather than a rifle or some other type of firearm.
unaware that Mr. Warbin had been using a firearm” on the day of the shooting at the time they
made their statements to the police. (Def.’s Mot. for Partial Summ. J. (ECF No. 42), Page ID #
264.) But it could be reasonable to conclude that once Hagy and Gruver were aware that the police
suspected a shooting they made statements intended to cast ultimate responsibility for the tragedy
upon C&M. Furthermore, it would be reasonable for the police to conclude based on the
statements by Moark’s regional manager and the facility’s plant manager that C&M had not been
authorized to use a firearm or had concealed its use of firearms from Moark management.19
In contrast, the Court concludes that the Land O’Lakes statement does not support the
defamation claim. Plaintiff contends that the statement is defamatory because it suggests that
“unsafe activities” on C&M’s part lead to Adame’s death. (Pl.’s Resp. (ECF No. 46), Page ID
# 647.) Putting aside the contested issue of whether or not Moark may be held liable for a statement
attributed to Land O’Lakes, and assuming that the statement is “of and concerning” C&M, see
Lynch v. Christie, No. 2:11-CV-70-DBH, 2012 WL 5874841, at *3 (D. Me. Nov. 20, 2012), the
implication that C&M’s shooting activity was “unsafe” is an opinion that is not provable as false,
see e.g., Witter v. Delta Airlines, Inc., 966 F. Supp. 1193, 1202 (N.D. Ga. 1997) (statement that
plaintiff’s behavior created an “unsafe condition” is an opinion rather than a disprovable statement
of fact). Opinions that are not provable as false cannot support a defamation claim. See Levesque
v. Doocy, 560 F.3d 82, 88 (D. Me. 2009) (“A communication is defamatory if it is provable as
false . . . .”); Fortier v. Int’l Bhd. of Elec. Workers, Local 2327, 605 A.2d 79, 80 (Me. 1992) (“To
be actionable the statement must contain a false statement of fact rather than an opinion . . . A
Although statements to law enforcement may be conditionally privileged, the privilege does not apply if the person
making the statement knows it to be false. See Truman v. Browne, 788 A.2d 168, 172 (Me. 2001) (“Any person has
a qualified privilege to make statements to law enforcement . . . where the person making the statement believes in
good faith that the statement is true . . . .”) (emphasis added). In any case, Defendant does not argue that the statements
to the police were privileged.
statement is not actionable if it is clear the maker did not intend to state an objective fact but rather
to present an interpretation of the facts.”)
For these reasons, the Court DENIES Defendant’s Motion as to the statements by Hagy
and Gruver, but GRANTS the Motion as to the Land O’Lakes statement.
B. Plaintiff’s Negligence Claim
As the basis for its negligence claim, Plaintiff contends that Defendant failed in its “duty
to C&M and to [Moark’s] employees to exercise reasonable care to ensure that its facilities were
safe for C&M’s pest control efforts.”20 (First Amend. Compl., ¶ 35.) The record before the Court
clearly presents triable issues of fact regarding this negligence theory. To provide one of the
clearest examples, there is a dispute about whether or not C&M discussed instituting firearms
safety procedures with Moark management and was rebuffed.21
In its Motion, however, Defendant asserts that Plaintiff cannot establish the causation
element of its negligence claim as a matter of law because Warbin has on occasion denied that he
shot Adame and has suggested that he only pleaded no contest to the manslaughter charges because
he was emotionally distressed.22 (See Def.’s Mot. for Partial Summ. J., Page ID # 270.) The logic
“A cause of action for negligence [under Maine law] has four elements: (1) a duty of care owed to the plaintiff; (2)
a breach of that duty; (3) an injury; and (4) causation, that is, a finding that the breach of the duty of care was a cause
of the injury.” Bell ex rel. Bell v. Dawson, 82 A.3d 827, 831-32 (Me. 2013) (quotation marks omitted). Defendant
does not appear to raise any issue concerning the existence of a duty of care and, therefore, the Court expresses no
opinion on that issue.
Hagy testified at his deposition to the effect that he does not remember discussing firearm safety at the meeting with
C&M but would not be in a position to confirm or deny it if Warbin said they did discuss firearm safety. (Ex. C to
Def.’s Statement of Material Facts (ECF No. 43-8), Page ID # 531.) The Court does not consider this to be an
admission. Defendant denies that Warbin discussed firearms safety protocols with Hagy and notes that Hagy also
testified that he would have remembered any conversation about firearms safety protocols if it had occurred. (See
Def.’s Resp. to Pl.’s Statement of Add’l Material Facts (ECF No. 48), Page ID #s 674-75.)
The Court notes that causation is ordinarily a question of fact. See Dyer v. Me. Drilling & Blasting, Inc., 984 A.2d
210, 219 (Me. 2009) (“The question of causation is generally one of fact to be determined by the fact-finder, and a
judgment as a matter of law is improper if any reasonable view of the evidence could sustain a finding of proximate
cause.”) (internal quotation marks omitted).
is that if Warbin did not shoot Adame, then Moark did not breach a duty to prevent Warbin from
shooting Adame. The Court is unconvinced. Although Warbin’s statements expressing disbelief
that he was responsible for Adame’s death may provide fodder for the defense at trial, the Court
does not believe that it should essentially estop C&M from pursuing its negligence theory on that
basis. Indeed, C&M’s position is consistent with the fact that Warbin pleaded no contest to the
manslaughter charges in state court and did not contest the prosecutor’s version of events.23 See
Guay v. Burack, 677 F.3d 10, 16 (1st Cir. 2012) (“The equitable doctrine of judicial estoppel is
ordinarily applied to prevent a litigant from pressing a claim that is inconsistent with a position
taken by that litigant either in a prior legal proceeding or in an earlier phase of the same legal
proceeding.”) (internal quotation marks omitted); HL 1, LLC v. Riverwalk, LLC, 15 A.3d 725,
736 (Me. 2011) (discussing similar circumstances for application of judicial estoppel under Maine
law); see also Berkowitz v. Berkowitz, 817 F.3d 809, 813 n.6 (1st Cir. 2016) (declining to decide
whether federal or state law of judicial estoppel applies in diversity cases).
Finally, unlike in the Maine cases cited by Defendant, the inference of causation in this
case “flows logically from the facts and is not unduly speculative.” Estate of Smith v. Salvesen,
143 A.3d 780, 786 (Me. 2016). Simply put, it is not “pure speculation” that Warbin shot Adame,
and the possibility that Warbin shot Adame and the possibility that Adame was shot by an unknown
shooter are not “evenly balanced.” See Warriner v. Wal-Mart Stores East, LP, 832 F. Supp. 2d
78, 85 (D. Me. 2011) (“[W]hen the matter remains one of pure speculation or conjecture, or even
if the possibilities are evenly balanced, a defendant is entitled to a judgment.”) (quotation marks
The Court is not suggesting that the no contest plea has any preclusive effect in this civil suit but is merely noting
that the Plaintiff’s position in this suit regarding what caused Adame’s death is consistent with Warbin’s plea.
For these reasons, the Court DENIES Defendant’s Motion as to Plaintiff’s negligence
For the foregoing reasons, the Court GRANTS Defendant’s Motion as to the scope of
damages, GRANTS IN PART and DENIES IN PART the Motion as to Plaintiff’s defamation
claim, and DENIES the Motion as to Plaintiff’s negligence claim.
/s/ George Z. Singal
United States District Judge
Dated this 20th day of March, 2017.
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