McKnight v. Office of Disability Adjudication and Review
Filing
25
MEMORANDUM Signed by Magistrate Judge Susan K. Gauvey on 8/8/13. (c/m 8/9/13 cags, Deputy Clerk)
UNITED STATES DISTRICT COURT
DISTRICT OF MARYLAND
CHAMBERS OF
SUSAN K. GAUVEY
U.S. MAGISTRATE JUDGE
101 WEST LOMBARD STREET
BALTIMORE, MARYLAND 21201
MDD_skgchambers@mdd.uscourts.gov
(410) 962-4953
(410) 962-2985 – Fax
August 8, 2013
Randell McKnight
1509 Pressman Street
Baltimore, MD 21217
Alex S. Gordon
Assistant United States Attorney
36 South Charles Street, 4th Floor
Baltimore, MD 21201
Re: Randell McKnight v. Office of Disability Adjudication
and Review
Civil No. SKG-12-2901
Dear Mr. McKnight and Counsel:
Plaintiff
Randell
McKnight
(“Mr.
McKnight”)
filed
a
complaint in this Court challenging the final decision of the
Acting Commissioner of the Social Security Administration (“the
Commissioner”)
regarding
his
claim
for
Disability
Insurance
Benefits (“DIB”) and Supplemental Security Income (“SSI”) under
sections 205(g) and 1631(c)(3) of the Social Security Act (“the
Act”).
Defendant, the Office of Disability Adjudication and
Review, filed this motion seeking summary judgment affirming the
decision.
This
case
has
been
referred
to
the
undersigned
magistrate judge by consent of the parties pursuant to 28 U.S.C.
§ 636(c) and Local Rule 301.
(ECF 6, 14).
necessary. Local Rule 105.6.
1
No hearing is
Currently pending before the Court is defendant’s motion
for summary judgment pursuant to Rule 56 of the Federal Rules of
Civil Procedure.
(ECF No. 23-1).
Plaintiff has not responded
to this motion (ECF No. 24), but the Court has reviewed the
decision of the Administrative Law Judge (“ALJ”) in full.
1
For
the reasons that follow, this Court GRANTS defendant’s motion
for
summary
judgment
and
AFFIRMS
the
decision
of
the
Commissioner.
I.
Procedural History
On November 4, 2009, Mr. McKnight filed a Title II application
for
disability
insurance
benefits,
as
well
as
application for supplemental security income.
McKnight was last insured on March 31, 2012.
disability beginning February 1, 2009.
Id.
a
Title
(R. 12).
Id.
XVI
Mr.
He claimed
On April 13, 2010,
plaintiff’s applications were denied at the initial level; on
December 20, 2010, they were denied again upon reconsideration.
(R. 66, 70).
The plaintiff subsequently requested a hearing,
which was held before ALJ Vivian W. Mittleman on November 21,
2011.
(R. 12).
That same day, the ALJ issued a partially
favorable decision that Mr. McKnight was not disabled within the
meaning of the Act prior to July 5, 2011, but became disabled on
that date and has remained disabled since.
(R. 12).
1
Mr. McKnight had the opportunity to file a cross-motion for summary
judgment, but did not do so despite an extension of time from the Court. (ECF
No. 22)
2
The Appeals Council denied plaintiff’s request for review,
making the ALJ’s decision the final decision of the Agency.
1).
(R.
Plaintiff now seeks review of that decision pursuant to 42
U.S.C. § 405 (g).
II.
Factual History
The Court has reviewed the defendant’s Statement of the Facts
(ECF No. 23-1, 2-10) and, finding that it accurately represents
the record in all material respects, hereby adopts it.
III. Defendant’s Motion for Summary Judgment
In his Complaint, the plaintiff did not identify any specific
errors in the Commissioner’s decision. The Court assumes he is
challenging the Commissioner’s rejection of any disability onset
date earlier than July 5, 2011, as otherwise the decision was
favorable.
The defendant argues that the Acting Commissioner
was correct in deciding that Mr. McKnight was disabled within
the meaning of the Social Security Act since July 5, 2011, but
not
before.
decision
was
Specifically,
both
the
reasonable
defendant
and
avers
supported
by
that
this
substantial
evidence in the record, and thus plaintiff’s appeal should be
denied.
The defendant’s arguments are well-taken and considered
in the Court’s review of the ALJ’s findings.
IV.
Standard of Review
The function of this Court on review is to leave the findings
of fact to the agency and to determine upon the whole record
3
whether
the
evidence,
agency’s
not
to
decision
try
is
supported
plaintiff’s
claim
substantial
novo.
de
by
King
v.
Califano, 599 F.2d 597, 598 (4th Cir. 1979). This Court must
uphold
the
Commissioner’s
decision
if
it
is
supported
by
substantial evidence and if the ALJ employed the proper legal
standards.
42
U.S.C.
§§
405(g),
1383(c)(3)
(2001);
Craig
v.
Chater, 76 F.3d 585, 589 (4th Cir. 1996); Coffman v. Bowen, 829
F.2d 514, 517 (4th Cir. 1987).
Substantial evidence “consists
of more than a scintilla of evidence but may be somewhat less
than a preponderance.”
Laws v. Celebrezze, 368 F.2d 640, 642
(4th Cir. 1966). It is “such relevant evidence as a reasonable
mind
might
accept
to
support
a
conclusion.”
Richardson
v.
Perales, 402 U.S. 389, 401 (1971) (internal quotations omitted).
In
reviewing
conflicting
the
decision,
evidence,
make
this
Court
credibility
will
not
re-weigh
determinations,
or
substitute its judgment for that of the Commissioner. Craig, 76
F.3d at 589; Hayes v. Sullivan, 907 F.2d 1453, 1456 (4th Cir.
1990).
The
Commissioner,
as
fact
finder,
is
responsible
for
resolving conflicts in the evidence. Snyder v. Ribicoff, 307
F.2d 518, 520 (4th Cir. 1962). If the Commissioner’s findings
are supported by substantial evidence, this Court is bound to
accept
them.
Underwood
v.
Ribicoff,
298
F.2d
850
(4th
Cir.
1962). However, despite deference to the Commissioner’s findings
of fact, “a factual finding by the ALJ is not binding if it was
4
reached by means of an improper standard or misapplication of
the law.” Coffman, 829 F.2d at 517. The Court has authority
under
42
U.S.C.
§
405(g)
to
affirm,
modify,
or
reverse
the
decision of the agency “with or without remanding the case for a
rehearing.” Melkonyan v. Sullivan, 501 U.S. 89, 98 (1991).
V.
As
Discussion of ALJ Findings
noted,
plaintiff
offers
no
arguments
defendant’s motion for summary judgment.
in
response
to
Accordingly, the Court
has no specific issues within the ALJ’s decision to address, but
reviews
it
in
its
entirety.
The
Court
finds
that
the
ALJ’s
determinations were proper under the law.
In reviewing a claimant’s eligibility for DIB and SSI, an ALJ
must consider all of the evidence in the record and follow the
sequential five-step analysis set forth in the regulations to
determine whether the claimant is disabled as defined by the
Act. 20 C.F.R § 416.920(a).
If the agency can make a disability
determination at any point in the sequential analysis, it does
not
review
the
claim
further.
20
C.F.R.
§
404.1520(a)(4).2
After proceeding through each of the required steps, the ALJ in
this
case
concluded
that
Mr.
McKnight
was
not
disabled
as
2
Disability is defined in the Act as the “inability to engage in any
substantial gainful activity by reason of any medically determinable physical
or mental impairment which can be expected to result in death or has lasted
or can be expected to last for a continuous period of not less than 12
months.” 42 U.S.C. § 416(i)(1)(A).
5
defined by the Act prior to July 5, 2011, but was disabled after
that date. (R. 12).
A. Step One
At the first step, the claimant must prove that he is not
engaged
in
“substantial
416.920(a)(4)(i).
in
“substantial
gainful
gainful
activity,”
Id.
had
substantial
engaged
in
alleged onset date.
denied
working
20
C.F.R.
§
If the ALJ finds that the claimant is engaged
considered disabled.
not
activity.”3
at
or
she
will
not
be
The ALJ concluded that Mr. McKnight
(R. 15).
all
he
gainful
activity
since
the
The ALJ noted that Mr. McKnight
during
this
period,
though
this
was
contradicted by a report that he had visited the emergency room
during that same period because of an injury sustained while
working for a local mover.
Id. Regardless, the ALJ concluded
that such work did not rise to the level of substantial gainful
activity, as it was unreported and impossible to determine how
much money was earned. Id.
Defendant argues that the ALJ properly completed this step,
and the Court agrees.
work
is
not
(ECF No. 23-1, 16).
categorically
excluded
from
While unreported
qualifying
as
3
Substantial gainful activity is defined as “work activity that is both
substantial and gainful.” 20 C.F.R. § 416.972. Work activity is substantial
if it involves doing significant physical or mental activities and even if it
is part time or if plaintiff is doing less, being paid less, or has fewer
responsibilities than when she worked before. 20 C.F.R. § 416.972(b).
Substantial gainful activity does not include activities such as household
tasks, taking care of oneself, social programs, or therapy. 20 C.F.R. §
416.972(c).
6
substantial gainful activity, it may contribute to an incomplete
record which fails to illustrate “significant physical or mental
activities”
activity.
sufficient
to
be
considered
20 CFR § 404.1572(a);
3:07CV0001,
2008
2008)(affirming
WL
ALJ
114909,
at
decision
substantial
work
See Drumheller v. Astrue, No.
*1
which,
n.1
in
(W.D.
part,
Va.
Jan.
10,
noted
that
the
claimant’s “significant” unreported work could likely qualify as
substantial gainful activity but for the incomplete nature of
the
record).
The
ALJ
properly
noted
that,
even
including
occasional temporary work, claimant’s record did not illustrate
any substantial work activity.
(R. 15).
The ALJ’s analysis of
this issue was accordingly proper.
B. Step Two
At the second step, the ALJ must determine whether the
claimant has a severe, medically determinable impairment or a
combination of impairments that limit his ability to perform
basic work activities.
20 C.F.R. §§ 404.1520(c), 416.920(c);
see also 20 C.F.R. §§ 404.1521, 416.921. In addition, there is a
durational requirement that the claimant’s impairment last or be
expected to last for at least 12 months.
Upon
McKnight’s
review,
the
impairments
ALJ
determined
qualify
as
20 C.F.R. § 416.909.
that
several
severe,
of
Mr.
including:
degenerative disc disease of the lumbar spine, asthma, drug and
alcohol abuse, and adjustment disorder with depressed mood and
7
anxiety.
(R.15).
several
The ALJ also concluded that Mr. McKnight had
non-severe
conditions,
including
bilateral
bunion
deformity and status post surgical repair of recurrent rectal
abscess.
The ALJ noted that these conditions are repairable and
thus
normally
not
expected
to
last
a
continuous
12
months;
notably, Mr. McKnight was only precluded from surgery because of
his refusal to quit smoking.
(R. 15, 572).
Defendant asserts that the ALJ properly completed Step two
of the sequential evaluation process, and this Court agrees.
(ECF No. 23-1, 16-17).
The ALJ sufficiently followed 20 C.F.R.
§ 416.921, which asks whether the conditions would have “more
than a minimal effect on the claimant’s ability to perform basic
work activities.”
(R. 15).
In addition, the ALJ reviewed the
duration of Mr. McKnight’s impairments, as well as his noncompliance
with
prescribed
impairments
non-severe.
treatment,
Id.
This
is
to
find
appropriate
several
under
20
C.F.R. § 416.909, which requires an impairment to last 12 months
to
be
considered
severe,
and
20
C.F.R.
§
404.1530,
requires a claimant to follow prescribed treatment.
which
The ALJ
followed the proper steps for making her finding.
C. Step Three
At the third step, the ALJ considers whether the claimant’s
impairments,
either
individually
or
in
combination,
meet
or
equal an impairment enumerated in the “Listing of Impairments”
8
in
20
C.F.R.
§
404,
416.920(a)(4)(iii).
Subpart
P,
Appendix
1.
20
C.F.R.
§
If one of the Listings is met, disability
will be found without consideration of age, education, or work
experience. 20 C.F.R. § § 404.1520(d), 416.920(d).
ALJ
found
that
combination
enumerated
of
in
Mr.
McKnight
impairments
the
does
not
that
Listings
meet
(R.
17).
have
or
an
equal
Here, the
impairment
an
or
impairment
Specifically,
the
ALJ
reviewed Listings 1.04 (disorder of the spine), 3.01 (chronic
pulmonary
insufficiency),
and
the
mental
disorders
listings.
(R. 15).
In order to meet Listing 1.04 regarding a disorder of the
spine, the claimant must show medical documents evidencing the
compromise of a nerve root or the spinal cord.
Subpart P, Appendix 1.
(R. 15).
and,
evidence
finding
no
such
20 CFR § 404,
The ALJ examined the record,
existed,
concluded
that
Mr.
McKnight’s impairment did not meet the requirements of Listing
1.04.
(R. 15).
Similarly, the ALJ did not find evidence sufficient to show
chronic pulmonary insufficiency under Listing 3.01.
That
listing
requires
the
claimant
have
chronic
(R. 15).
obstructive
pulmonary disease with the FEV equal to or less than the values
specified in Table I or chronic restrictive ventilator disease
with the FVC equal to or less than the values specified in Table
II (both provided in the Appendix).
9
20 CFR § 404, Subpart P,
Appendix 1.
The ALJ examined the record and found that two
separate tests established claimant’s FEV and FVC values as well
above the listing levels for his height, even despite the fact
that the claimant “gave very poor effort” during one of the
tests.
(R. 15).
Defendant correctly notes that a claimant must demonstrate
impairments
which,
alone
or
in
combination,
satisfy
all
elements of a listed impairment to meet the Listing.
the
(ECF No.
23-1, 17)(citing Sullivan v. Zebley, et al., 493 U.S. 521, 530
(1990)).
It is clear from the written decision of the ALJ that
Mr. McKnight did not meet this burden in regard to Listings 1.04
(disorder
of
the
insufficiency).
spine)
(R. 14-15).
and
3.01
(chronic
pulmonary
Accordingly, this Court finds the
ALJ’s evaluation of these impairments to be in accordance with
governing law and the record.
Next, the ALJ evaluated Mr. McKnight’s mental limitations
and found they did not meet the requirements of the broad mental
impairment listings of 20 CFR § 404, Subpart P, Appendix 1.
16).
A mental impairment must meet the requirements of the
Listing’s
alone.
requires
“paragraph
A”
and
“paragraph
B”
or
20 CFR § 404, Subpart P, Appendix 1.
documentation
“paragraph
impairment.
B”
of
considers
Id.
a
what
medically
“paragraph
are
C”
“Paragraph A”
persistent
limitations
impairment;
caused
by
the
If paragraphs “A” and “B” are not met, the
10
(R.
claimant may demonstrate “paragraph C,” which looks at whether
the limitation has resulted in a period of at least two years
where the claimant faced “more than a minimal limitation of
ability to do basic work activities.”
In
addressing
this
issue,
Id.
the
ALJ
recognized
that
Mr.
McKnight does not evidence signs and symptoms of any particular
mental disorder under “paragraph A” of 20 CFR § 404, Subpart P,
Appendix 1.
(R. 16).
384
2000)(noting
(D.
Md.
See Huntington v. Apfel, 101 F.Supp 2d
that
when
there
is
no
factual
or
medical support for much of a Listing, the ALJ need not compare
medical evidence to the record in her written decision).
ALJ
did,
however,
recognize
that
Mr.
McKnight
faces
The
several
limitations consistent with mental disorders and described in
paragraph B, including: moderate restriction in activities of
daily
living,
functioning,
moderate
and
difficulties
moderate
in
maintaining
difficulties
concentration, persistence, or pace.
Id.
in
social
maintaining
This is critical to
note because even if a claimant fails to meet a Listing, the
“cumulative
effect
the
impairments
ability to work” may be disabling.
ha[ve]
on
the
claimant’s
Walker v. Brown, 889 F.2d
47, 49 (4th Cir. 1989).
The ALJ determined, however, that the cumulative effects of
Mr.
McKnight’s
Listing.
limitations
(R. 16).
do
not
to
the
level
of
any
Defendant asserts this determination was
11
rise
proper,
as
severity
claimant
of
any
failed
to
Listing.
show
(ECF
his
No.
impairments
23-1,
17).
met
This
the
Court
agrees, but notes that the ALJ’s explanation in this section is
in some respects wanting, though not legally inadequate.
For
example, the ALJ failed to explicitly elaborate on the finding
that
Mr.
McKnight
suffered
from
moderate
difficulties
maintaining concentration, persistence or pace.
(R. 16).
in
This
is in contrast to the more fully developed discussion of Mr.
McKnight’s
limitations
regarding
activities
of
daily
living,
where the ALJ alluded to evidence regarding his personal care,
shopping habits, and completion of chores.
ALJ
properly
evaluated
Mr.
McKnight’s
Id.
social
Similarly, the
functioning
by
considering his capacity to interact with others in a variety of
circumstances,
including
individual encounters.
evaluate
an
on
Id.
public
transportation
and
during
It is understandably difficult to
unemployed
claimant’s
ability
regarding
concentration, persistence, or pace, when such ability is often
assessed in work settings.
However,
it
would
have
20 CFR § 404, Subpart P, Appendix 1.
been
preferable
for
the
ALJ
to,
at
minimum, discuss available evidence supporting her conclusion,
such as Mr. McKnight’s participation in college-level courses,
his ability to complete assigned tasks at work, especially the
supervision
of
other
schedule independently.
workers,
and
ability
(R. 21, 192-204, 205-213).
12
his
to
plan
his
Finally,
the
ALJ
considered
ability under “paragraph C.”
1.
Mr.
McKnight’s
functional
20 CFR § 404, Subpart P, Appendix
Specifically, the ALJ noted that Mr. McKnight has not faced
any episodes of decomposition of extended duration, and has the
ability
to
function
arrangement.”
outside
of
a
“highly
supportive
living
20 CFR § 404, Subpart P, Appendix 1; (R. 17).
Again, the defendant asserts that the ALJ engaged in a proper
evaluation of the record under the law, and this Court agrees.
Id.; (R. 17).
Before an ALJ advances to the fourth step of the sequential
analysis, she must assess the claimant’s “residual functional
capacity” (“RFC”), which is used at the fourth and fifth steps
of the analysis.
of
an
20 C.F.R. § 404.1520(e).
individual’s
ability
to
do
RFC is an assessment
sustained,
work-related
physical and mental activities in a work setting on a regular
and continuing basis.
Social Security Ruling (SSR) 96-8p.
The
ALJ must consider even those impairments that are not “severe.”
20 C.F.R. § 404.1545(a)(2).
ALJs
evaluate
the
In determining a claimant’s RFC,
claimant’s
subjective
allegations of pain, using a two-part test.
symptoms,
such
as
Craig v. Chater, 76
F.3d 585, 594 (4th Cir. 1996); 20 C.F.R. § 404.1529. First, the
ALJ
must
existence
determine
of
a
whether
medical
objective
impairment
that
evidence
could
expected to produce the actual alleged symptoms.
13
shows
reasonably
the
be
20 C.F.R. §
404.1529(b).
Second, the ALJ must consider all the available
evidence, including medical history, objective medical evidence,
and statements by the claimant, to evaluate the extent to which
the symptoms limit the claimant’s capacity to work.
404.1529(c).
credibility
20 C.F.R. §
As part of this evaluation, the ALJ assesses the
of
the
claimant's
statements,
as
symptoms
can
sometimes manifest at a greater level of severity of impairment
than is shown by solely objective medical evidence.
SSR 96-7p.
In determining credibility, the ALJ should consider factors such
as the claimant’s daily activities, treatments he has received
for
his
symptoms,
medications,
and
contributing to functional limitations.
any
other
factors
Id.
Here, the ALJ determined that, with his substance abuse,
Mr. McKnight has the RFC to perform light work,4 except that he
is further limited to: occasional balancing, stooping, kneeling,
crouching,
climbing
crawling,
ladders,
and
ropes
climbing
or
ramps
scaffolds;
or
stairs;
avoiding
never
concentrated
exposure to fumes, odors, dusts, gases, and poor ventilation;
4
The ALJ pointed to the definition of “light work” as provided in 20 CFR
404.1567(b) and 416.967(b), which read as follows: “Light work involves
lifting no more than 20 pounds at a time with frequent lifting or carrying of
objects weighing up to 10 pounds. Even though the weight lifted may be very
little, a job is in this category when it requires a good deal of walking or
standing, or when it involves sitting most of the time with some pushing and
pulling of arm or leg controls. To be considered capable of performing a full
or wide range of light work, you must have the ability to do substantially
all of these activities. If someone can do light work, we determine that he
or she can also do sedentary work, unless there are additional limiting
factors such as loss of fine dexterity or inability to sit for long periods
of time.”
14
avoiding all hazards, such as machinery and heights; simple,
routine, repetitive work; and, has poor to no ability to work
with others or deal with work stress.
(R. 17).
At the first step in determining RFC, the ALJ found that
medical opinions and other evidence show that Mr. McKnight’s
“medically determinable impairments could reasonably be expected
to cause the alleged symptoms.”
(R. 17).
At the second step,
however, the ALJ concluded the claimant could not be considered
credible.
(R. 17).
In viewing the record as a whole, the ALJ
noted Mr. McKnight’s credibility was degraded by: his frequent
drug
and
alcohol
use,
including
appearing
to
be
under
the
influence at his hearing; his inconsistent gait, which is very
often
observed
appointments,
to
but
be
normal
abnormal
during
when
seeking
his
mental
refills
on
health
his
pain
medications; and his denial of having worked in 2009, despite
evidence on the record to the contrary.
Defendant
argues
that
the
(R. 17-19).
ALJ
gave
appropriate
consideration to Mr. McKnight’s credibility and allegations of
pain.
This Court agrees, and notes that the credibility of a
claimant is often best determined by an ALJ.
See Shively v.
Heckler, 739 F.2d 987, 989-90 (4th Cir. 1984)(explaining that,
because an ALJ has the “opportunity to observe the demeanor and
to determine the credibility of the claimant,” the ALJ’s opinion
on the matter of credibility is to be given great weight). The
15
ALJ
engaged
in
the
proper
two-step
test
to
determine
RFC,
considering a variety of relevant medical evidence as well as
testimony from the hearing. (R. 17-19).
The ALJ’s decision
regarding Mr. McKnight’s credibility is thus proper.
(R. 17-
19).
D. Step Four
At the fourth step of the sequential analysis, the ALJ must
consider
whether
perform
past
416.920(e).
the
claimant
relevant
retains
work.
20
the
RFC
C.F.R.
necessary
§§
to
404.1520(e),
The ALJ relied on the Vocational Expert’s (“VE”)
testimony that Mr. McKnight’s past relevant work, as a mover’s
helper, was unskilled and heavy to very heavy in exertion, his
work
as
a
delivery
driver
was
semi-skilled
and
heavy
in
exertion, and his work as a temporary laborer was unskilled and
heavy to very exertion.
(R. 19).
The ALJ concluded that the
claimant, being now limited to only light exertion, is unable to
perform his past relevant work.
(R. 19).
Defendant believes this step was performed properly, and
this Court agrees.
(ECF No. 23-1, 20).
The role of a VE in
assessing a claimant’s ability to perform past relevant work is
to
“assist
available
the
in
ALJ
the
in
determining
national
claimant can perform.”
economy
whether
which
th[e]
is
work
particular
Walker v. Brown, 889 F.2d 47, 50 (4th
Cir. 1989); 20 C.F.R. § 404.1560(b)(2).
16
there
To be of use, the VE
must be familiar with the record and respond to hypothetical
questions
which
include
all
of
Walker, 889 F.2d at 50-51.
the
claimant’s
impairments.
Here, the VE testified that he
reviewed the vocational history in this case, and he responded
to
a
hypothetical
impairments.
method
to
which
fairly
(R. 47-50).
come
to
a
laid
out
Mr.
McKnight’s
Again, the ALJ’s used the proper
conclusion
supported
by
the
record
and
expert testimony.
E. Step Five
Where, as here, the claimant is unable to resume his past
relevant work, the ALJ proceeds to the fifth and final step of
the
sequential
analysis.
This
step
requires
consideration
of
whether, in light of vocational factors such as age, education,
work experience, and RFC, the claimant is capable of other work
in
the
national
416.920(g).
economy.
20
C.F.R.
§§
404.1520(g)
and
At this step, the burden of proof shifts to the
agency to establish that the claimant retains the RFC to engage
in an alternative job which exists in the national economy.
McLain
v.
Schweiker,
715
F.2d
866,
868-69
(4th
Cir.
1983);
Wilson v. 11 Califano, 617 F.2d 1050, 1053 (4th Cir. 1980). The
agency must prove both the claimant’s capacity to perform the
job and that the job is available. Grant v. Schweiker, 699 F.2d
189, 191 (4th Cir. 1983). Before the agency may conclude that
the
claimant
can
perform
alternative
17
skilled
or
semi-skilled
work,
it
must
transferable
to
show
that
those
he
possesses
alternative
skills
positions
or
that
that
are
no
such
transferable skills are necessary. McLain, 715 F.2d at 869.
In this case, the ALJ found that, due to limitations from
all
his
impairments
including
substance
abuse
disorders,
Mr.
McKnight is unable to make “a successful vocational adjustment
to
work
that
exists
economy.”
(R.
disabled.
Id.
in
significant
20).
The
This
ALJ
conclusion
numbers
in
was
national
found
accordingly
the
claimant
proper,
in
particular
because the ALJ took into consideration relevant factors, such
as
the
claimant’s
age,
education
(noting
that
Mr.
McKnight
possessed no transferable skills), work experience, and residual
functioning
capacity.
(R.
20-21);
20
CFR
§
404,
Subpart
P,
Appendix 2.
Finally, the ALJ reviewed whether the claimant’s substance
abuse was a contributing factor to his disability; if so, the
disability
finding
416.935 (R. 14).
and
alcohol
regarding
would
not
stand.
20
CFR
§§404.1535
and
The ALJ concluded that, even without his drug
abuse,
capability
Mr.
for
McKnight’s
only
light,
remaining
not
medium
limitations
or
heavy
exertion, prevented him from performing past relevant work.
(R.
24).
Mr.
However,
the
ALJ
further
concluded
that,
before
McKnight turned 55 and became a person of advanced age, Mr.
McKnight would have been able to perform other jobs existing in
18
significant numbers in the national economy had he refrained
from substance abuse.
Id.
Accordingly, the ALJ found that Mr.
McKnight was not disabled prior to his 55th birthday on July 5,
2011, because substance abuse was a contributing factor material
to the disability determination at that time.
Id.
After that
date, however, the exertional limitations, his age, education,
and work experience qualified him as disabled regardless of his
substance use. Id.
Defendant argues that the ALJ properly considered the VE’s
testimony and record to conclude that Mr. McKnight’s substance
abuse prevented a finding of disabled before July 5, 2011.
No.
23-1,
McKnight’s
22).
Indeed,
disability
abuse is proper.
the
consideration
designation
was
based
of
on
whether
his
(ECF
Mr.
substance
In Blankenship v. Astrue, 635 F.Supp.2d 447
(W.D. Va. 2009), the United States District Court of the Western
District of Virginia considered a similar case where the ALJ
determined that the claimant, who suffered liver damage from
alcoholism, was not disabled because she “could have worked on a
regular and sustained basis had she abstained from the use of
alcohol.”
Similarly,
the
testimony
of
the
VE
supports
the
conclusion that Mr. McKnight could have worked prior to July 5,
2011, but for his substance abuse.
certainly
is
evidence
in
the
record
(R. 49-50).
supporting
While there
a
disability
determination prior to July 2011 (e.g., being unable to lift
19
more than 20 pounds), there is also certainly evidence in the
record demonstrating his major substance abuse prior to July
2011
affecting
his
ability
to
work
(see,
e.g.,
his
Mental
Residual Functional Capacity Assessment from December 17, 2010).
(R. 19, 442-44).
The written decision of the ALJ included an
extensive and useful discussion of such evidence.
Accordingly,
the
ALJ
properly
ruled
the
(R. 16-19).
claimant
was
not
disabled prior to July 5, 2011.
VI.
Conclusion
For the foregoing reasons, the Court hereby GRANTS defendant’s
motion for summary judgment and AFFIRMS the decision of the
Commissioner.
Date: 8/8/2013
/S/
Susan K. Gauvey
United States Magistrate Judge
20
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