Testerman v. THE PROCTER & GAMBLE MANUFACTURING COMPANY
Filing
56
MEMORANDUM. Signed by Chief Judge Catherine C. Blake on 9/29/2015. (nd2s, Deputy Clerk)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
ANNA MICHELE TESTERMAN
v.
THE PROCTER & GAMBLE
MANUFACTURING COMPANY
:
:
:
:
:
:
Civil No. CCB-13-3048
MEMORANDUM
In October 2013, plaintiff Anna Michele Testerman brought this action against her
former employer, The Procter & Gamble Manufacturing Company (“the Company”).1 Ms.
Testerman asserts that the Company discriminated against her on the basis of sex in violation of
Title VII of the Civil Rights Act of 1964 (“Title VII”) and state law, discriminated against her on
the basis of disability in violation of the Americans with Disabilities Act (“ADA”), interfered
with her rights under the Family and Medical Leave Act (“FMLA”), and retaliated against her
for exercising her rights under those laws. Before the court is the Company’s motion for
summary judgment. The parties have fully briefed the issues, and no hearing is necessary. See
Local R. 105.6 (D. Md. 2014). For the reasons that follow, the motion will be granted in part
and denied in part.
BACKGROUND
I.
Factual History
A. Ms. Testerman’s Employment with the Company
The Company operates a warehouse distribution center (“the warehouse”) in Joppa,
1
As the court has previously noted, the defendant represents that Ms. Testerman was employed by Noxell
Corporation, not The Procter & Gamble Manufacturing Company. (See Answer 1 n.1, ECF No. 5 (“Plaintiff’s
Complaint is erroneously captioned. Undersigned represents that Plaintiff was employed by Noxell Corporation
and, as such, Noxell Corporation is the proper Defendant to her suit.”).)
1
Maryland, where it receives, stores, and ships salon and makeup products. (Kaba Aff. ¶ 3, Def.’s
Ex. 2, ECF No. 35-4.) Ms. Testerman’s relationship with the Company appears to have begun in
2005, when she applied for a job operating forklifts at the warehouse. In October 2005, as part
of her application process, she submitted to the Company a completed health questionnaire
indicating that she had diabetes. (Health Questionnaire 2, Pl.’s Ex. 2, ECF No. 45-2.) The
Company hired her to work part time as a “Warehouse Technician Level I,” and on November
14, 2005, Ms. Testerman began working on the night shift at the warehouse. (Employment and
Absence Summary, Pl.’s Ex. 1, ECF No. 45-1; Testerman Aff. ¶ 2, Pl.’s Ex. 4, ECF No. 45-4;
Testerman Dep. 18, Def.’s Ex. 1, ECF No. 35-3.) In this capacity, she operated both a “standup” forklift,2 which requires the driver to stand during its operation, and a “sit-down” forklift,
which requires the driver to sit. (Testerman Dep. 18; Testerman Aff. ¶ 5.) She advanced to the
next pay level for her position about a year into her employment, (Testerman Aff. ¶ 2), and was
transferred to the day shift in December 2008, (Testerman Dep. 18). The other individuals on
her work “team” included both men and women. (Id. at 19.)
On June 22, 2009, the Company promoted Ms. Testerman to the full-time position of
“Warehouse Technician Level II,” and issues arose almost immediately. (Employment and
Absence Summary; Testerman Aff. ¶ 4.) Her coworkers in this new position were all men, and
she felt that they “consistently berated and criticized [her] for unfair or incorrect reasons[.]”
(Testerman Aff. ¶ 4.) She had trouble bearing the summer heat in the warehouse, a problem her
doctor later attributed to her diabetes. (Medical Notes 3, Pl.’s Ex. 12, ECF No. 45-12.) And
though she began a process of taking time off under the FMLA because of her heat issues, that
process was unsuccessful.
2
The Company refers to the stand-up forklift as a “rack jack.” (See Def.’s Br. 3, ECF No. 36.)
2
B. Interactions with Coworkers
Ms. Testerman recounts the following negative experiences with her coworkers:
Shortly after she assumed her full-time position in the summer of 2009, she asked a
supervisor if a fan could be placed in a particular area to help her cope with the heat. The
supervisor did not place a fan there. The next day, however, Ms. Testerman found a
drawing of a fan on a piece of cardboard in that location. (See August 2010 ER Case
Closure Report 2-3, Def.’s Ex. 13, ECF No. 35-15; Fan Drawing, Pl.’s Ex. 13, ECF No.
45-13.)3
Ms. Testerman received a text message asking if she wanted to “meet in the park” after
her shift. (Testerman Aff. ¶ 7.)4 She believed the message sought a date. (Id.) She sent
a reply to the message asking who had sent it, and the response was “a secret admirer.”
(Id.) When she looked up from her phone, she saw a coworker, Jeffrey Bachman, staring
at her and laughing. (Id.)
On several occasions, Ms. Testerman observed a supervisor, Michael Hoeck, “staring out
of a window at [her] as [she] arrived for work in the morning.” (Testerman Aff. ¶ 8;
Suppl. Testerman Dep. 186, Def.’s Reply Ex. 1, ECF No. 48-1.)
Ms. Testerman
considered this to be stalking, and several of her coworkers “teased” her that her
“boyfriend” was watching her. (Testerman Aff. ¶ 8.)5
A male coworker, Mike Bream, found on the internet a record of a court order relating to
3
A fan apparently was placed in this location in July 2010 after temporary contractors complained of excessive heat.
(See August 2010 ER Case Closure Report 3.)
4
Ms. Testerman does not indicate a date for this incident.
5
In her complaint, however, Ms. Testerman alleged that Mr. Hoeck’s behavior was “an attempt to catch [her]
arriving late,” (Compl. ¶ 22, ECF No. 1), and she reiterated that view of his motivation in her deposition, (Suppl.
Testerman Dep. 189). She also testified in her deposition that Mr. Hoeck was “not a supervisor,” but rather “a coworker.” (Id.)
3
a domestic dispute between Ms. Testerman and her former husband, printed that record,
and brought it to work. He and other male coworkers discussed the record, and said it
was evidence Ms. Testerman “hated men.” (Id. ¶ 9; Suppl. Testerman Dep. 304-05.)
One of Ms. Testerman’s male coworkers told her that the reason she was having
difficulty with the heat in the warehouse was because she was “sweating from
menopause.” (Suppl. Testerman Dep. 290.)
Ms. Testerman “repeatedly” complained to Company representatives about the above
issues. (Testerman Dep. 90.) On May 28, 2010, she met with Kristin Soler, the Company’s
human resources manager at the warehouse, to complain of, among other things, inconsistent
rotation between the stand-up and sit-down forklifts, and dismissive comments from her
coworkers such as “she doesn’t know what she’s doing.” (See May 2010 ER Case Closure
Report 1, Def.’s Ex. 4, ECF No. 35-6.) As part of her investigation into Ms. Testerman’s
complaints, Ms. Soler interviewed several of Ms. Testerman’s coworkers. One of them, Bernie
Janiski, referred to Ms. Testerman’s work team as “a boy’s club,” and stated that people
“disrespected” Ms. Testerman and talked to her in a “demeaning” way. (Id. at 2.) Several of the
individuals interviewed suggested that Ms. Testerman was slower than others on the stand-up
forklift, which reduced productivity. (Id. at 1.) On June 9, 2010, Ms. Soler convened an “issue
resolution” meeting attended by Ms. Testerman, Mr. Bream, Ms. Soler, and Rebekah Kaba, an
operations team leader at the warehouse and Ms. Testerman’s second-level supervisor. (Id. at 3;
Kaba Aff. ¶¶ 2, 7.) Ms. Soler instructed Mr. Bream to provide Ms. Testerman with feedback “in
a private manner” and “not to raise his voice” to her, while Ms. Testerman was instructed “to be
open to feedback[.]” (May 2010 ER Case Closure Report 3.) Though Ms. Testerman does not
4
point to specific examples, issues with her coworkers appear to have continued until she was
terminated in February 2012.
C. Health
Ms. Testerman had difficulty working in the summer heat, which in the warehouse
sometimes exceeded 90 degrees Fahrenheit. (Fisher Email, Pl.’s Ex. 10, ECF No. 45-10.) On at
least one particularly hot day during the summer of 2010, the heat caused her to experience
stomach problems and lightheadedness, among other symptoms. (Employee Incident Report,
Pl.’s Ex. 11, ECF No. 45-11.) She believed that if a fan were used in a particular location it
would help with her heat issues when she operated the sit-down forklift. (Testerman Dep. 69.)
Though a fan was placed at that location in July 2010 at the request of temporary contractor
workers who complained about the heat, (August 2010 ER Case Closure Report 3), Ms.
Testerman’s coworkers thought it interfered with the operation of a plastic stretch wrapper
machine in that area, and resisted her efforts to use it, (Testerman Dep. 69; Kaba Aff. ¶ 10). Ms.
Testerman spoke with Ms. Kaba about this issue on August 12, 2010. (Kaba Aff. ¶ 9.) That
same day, Ms. Testerman saw the Company’s doctor, James Kleeman. (See Medical Notes 2.)
She brought with her a note from a physician, Dr. Kristin Clark, indicating that she suffered
“from heat related illness.” (Id. at 4.) On August 24, 2010, Ms. Testerman complained again to
Ms. Soler, this time complaining of excessive heat along with other concerns. (August 2010 ER
Case Closure Report.) When Ms. Testerman met with Dr. Kleeman again on August 26, 2010,
she brought a note from another physician indicating that she had “Diabetic Mellitus Type II and
the excessive heat conditions at work may destabilize her autonomic regulation of heat.”
(Medical Notes 1, 3.) Dr. Kleeman’s notes from the August 26 encounter, however, suggest that
5
Ms. Testerman’s “medical condition is not unique and she needs the same assist[ance] of fluids
and ventilation as the rest of her coworkers.” (Id. at 1.) Ms. Testerman’s attendance record
shows that she took a total of five sick days in July and August 2010, plus an unpaid absence.
(Employment and Absence Summary.)
On August 27, 2010, Ms. Testerman provided the Company with an FMLA certification
completed by Dr. Clark. (See FMLA Certification, Pl.’s Ex. 15, ECF No. 45-15.) In that
certification, Dr. Clark stated that Ms. Testerman had “unstable autonomic regulation of heat”
causing “[e]xtreme heat intolerance” that rendered her “[u]nable to function in extreme heat.”
(Id. at 2.) On August 30, 2010, the Company’s nurse, Ms. Brumwell, provided Ms. Testerman
with a written response to the FMLA request, informing her that the Company needed her doctor
to be more specific as to the precise temperature range for heat inside the warehouse that would
cause Ms. Testerman to experience health issues. (FMLA Emails 2, Pl.’s Ex. 16, ECF No. 4516.) Ms. Testerman at first seemed to refuse to provide that clarification, telling Ms. Brumwell
in an email that the “forms should be sufficient as completed . . . .” (Id. at 1.) She briefly
withdrew her submission of Dr. Clark’s forms, but sought to resubmit them after an
endocrinologist she visited was “unable to clarify the temperature range . . . .” (Id. at 5.) Ms.
Testerman “repeatedly” asked the Company “what the inside temperatures were so that [she]
could go back to [her] doctor and discuss the temperatures and the effect [they] had” on her.
(Testerman Dep. 95.) No one in the Company, however, agreed to provide her that information.
(Testerman Aff. ¶ 11.)
On October 15, 2010, Ms. Testerman filed a charge of discrimination with the EEOC,
asserting violations of Title VII and the ADA. (Charge of Discrimination, Pl.’s Ex. 17, ECF No.
6
45-17.)
D. Discipline and Termination
Ms. Testerman was disciplined several times concerning her attendance during the
summer and fall of 2010. (See Written Helpful Advisory Talk, Def.’s Ex. 19, ECF No. 35-21;
Written Warning, Def.’s Ex. 21, ECF No. 35-23.) That winter, on December 8, 2010, Ms.
Testerman crashed a forklift into a wall and was found responsible for the accident. (Incident
Analysis, Def.’s Ex. 23, ECF No. 35-25.) A year later, on December 20, 2011, several boxes on
one of the pallets Ms. Testerman was moving fell, and the Company found Ms. Testerman
responsible for this incident as well. (Menon Aff. ¶ 2, Def.’s Ex. 26, ECF No. 35-28; December
2011 ER Case Closure Report, Def.’s Ex. 27, ECF No. 35-29.) A few days later, on December
23, 2011, several cosmetic cases that were supposed to have been shipped the previous day were
found in the warehouse, and the Company determined that Ms. Testerman was responsible for
this “miss-shipment.” (Menon Aff. ¶ 3.) Finally, on February 8, 2012, Ms. Testerman nearly
caused another “miss-shipment” when she improperly moved a pallet, (id. ¶4), and used a
Company computer after her shift to investigate the incident, (id. ¶ 5). On February 13, 2012,
the Company terminated Ms. Testerman’s employment. (Termination Letter, Def.’s Ex. 30, ECF
No. 35-32.) The Company says it terminated Ms. Testerman because of the December 2010
forklift accident, the December 2011 pallet incident, the December 2011 miss-shipment, and the
February 2012 loading incident, (Menon Aff. ¶ 6), although her termination letter stated more
generally that she was terminated “for the unacceptable performance incident on 02/08/2012 in
conjunction with [her] prior disciplinary record,” (Termination Letter).
II. Procedural History
7
Ms. Testerman filed an eight-count complaint in this court on October 14, 2013, alleging
(1) a hostile work environment in violation of Title VII; (2) retaliation in violation of Title VII;
(3) a hostile work environment in violation of Md. Code Ann., State Gov’t § 20-606(a)(2)(i); (4)
retaliation in violation of Md. Code Ann., State Gov’t § 20-606(a)(2)(i);6 (5) interference with
her rights under the FMLA; (6) retaliation in violation of the FMLA; (7) failure to accommodate
her disability in violation of the ADA; and (8) retaliation in violation of the ADA.
On March 21, 2014, Ms. Testerman’s counsel moved to withdraw. The court granted that
motion on March 24, 2014. On May 27, 2014, Ms. Testerman, now acting pro se, filed a motion
to quash the Company’s subpoena for her medical records. On June 19, 2014, Ms. Testerman
moved to compel the Company to provide fuller answers to her first set of interrogatories. On
September 2, 2014, the Company filed a motion for summary judgment. Ms. Testerman then
obtained a new attorney, who filed his notice of appearance on September 19, 2014. Now
counseled for the first time since March 2014, Ms. Testerman opposed the motion for summary
judgment on October 17, 2014. In a memorandum and order on January 9, 2015, the court
largely denied Ms. Testerman’s motion to quash, but granted her motion to compel to the extent
it sought information concerning the identity of a former employee of the Company who Ms.
Testerman claimed was fired as a result of harassment by her male coworkers. On March 9,
2015, Ms. Testerman filed a short declaration by La Kesha Roberts, a former employee of the
Company who claimed the Company terminated her because of harassment. On March 26,
2015, the Company responded with the declaration of David Ritterpusch, a supervisor at the
Company, who asserted that Ms. Roberts was fired in 2006—several years before the alleged
6
Ms. Testerman presumably meant to refer to Md. Code Ann., State Gov’t § 20-606(f), which is that section’s
retaliation provision.
8
harassment at issue in this case—for issues including excessive absenteeism and tardiness.
ANALYSIS
Federal Rule of Civil Procedure 56(a) provides that summary judgment should be granted
“if the movant shows that there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a) (emphases added). “A dispute is
genuine if ‘a reasonable jury could return a verdict for the nonmoving party.’” Libertarian Party
of Va. v. Judd, 718 F.3d 308, 313 (4th Cir. 2013) (quoting Dulaney v. Packaging Corp. of Am.,
673 F.3d 323, 330 (4th Cir. 2012)), cert. denied, 134 S. Ct. 681 (2013). “A fact is material if it
‘might affect the outcome of the suit under the governing law.’” Id. (quoting Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). Accordingly, “the mere existence of some
alleged factual dispute between the parties will not defeat an otherwise properly supported
motion for summary judgment[.]” Anderson, 477 U.S. at 247-48. The court must view the
evidence in the light most favorable to the nonmoving party, Tolan v. Cotton, 134 S. Ct. 1861,
1866 (2014) (per curiam), and draw all reasonable inferences in that party’s favor, Scott v.
Harris, 550 U.S. 372, 378 (2007) (citations omitted); see also Jacobs v. N.C. Admin. Office of
the Courts, 780 F.3d 562, 568-69 (4th Cir. 2015). At the same time, the court must “prevent
factually unsupported claims and defenses from proceeding to trial.” Bouchat v. Balt. Ravens
Football Club, Inc., 346 F.3d 514, 526 (4th Cir. 2003) (quoting Drewitt v. Pratt, 999 F.2d 774,
778-79 (4th Cir. 2003)).
I.
Hostile Work Environment
Ms. Testerman asserts hostile work environment claims under both Title VII and Md.
Code Ann., State Gov’t § 20-606(a)(2)(i), part of Maryland’s Fair Employment Practices Law.
9
Maryland courts “consult[ ] federal precedent in the equal employment area” because of the lack
of applicable state law jurisprudence, Taylor v. Giant of Maryland, LLC, 33 A.3d 445, 459 (Md.
2011), and the parties agree that this court may look exclusively to federal law to assess Ms.
Testerman’s hostile work environment claims under both Title VII and Maryland law.
Title VII prohibits employers from, among other things, “discriminat[ing] against any
individual with respect to [her] compensation, terms, conditions, or privileges of employment,
because of such individual’s . . . sex[.]” 42 U.S.C. § 2000e-2(a)(1). Because “an employee’s
work environment is a term or condition of employment, Title VII creates a hostile working
environment cause of action.” EEOC v. R&R Ventures, 244 F.3d 334, 338 (4th Cir. 2001) (citing
Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 73 (1986)). “A hostile work environment is one
‘permeated with discriminatory intimidation, ridicule, and insult that is sufficiently severe or
pervasive to alter the conditions of the victim’s employment and create an abusive working
environment.’” Walker v. Mod-U-Kraf Homes, LLC, 775 F.3d 202, 207 (4th Cir. 2014) (quoting
Harris v. Forklift Sys., Inc., 510 U.S. 17, 21 (1993)). “To establish a hostile work environment
based on sexual harassment under [Title VII], a plaintiff-employee must prove that (1) the
conduct was unwelcome; (2) it was based on the plaintiff’s sex; (3) it was sufficiently severe or
pervasive to alter the plaintiff’s conditions of employment and to create an abusive work
environment; and (4) it was imputable on some factual basis to the employer.” Crockett v.
Mission Hosp., Inc., 717 F.3d 348, 354 (4th Cir. 2013).
The Company argues that the conduct Ms. Testerman complains of was neither based on
her gender nor sufficiently severe or pervasive. The Company also argues that some of the
10
conduct is time-barred from consideration, the Faragher-Ellerth affirmative defense7 protects it
from liability, and the assertions in Ms. Testerman’s affidavit should be rejected as contradictory
to her deposition testimony. Because Ms. Testerman has not provided enough evidence for a
reasonable jury to determine that any harassment she suffered was sufficiently severe or
pervasive, the court will grant the Company’s motion for summary judgment on her sexual
harassment claims on that basis alone, and will not address the Company’s other arguments as to
those claims.
The severe or pervasive “prong of a hostile work environment claim has ‘both subjective
and objective components.’” Walker, 775 F.3d at 208 (quoting EEOC v. Central Wholesalers,
Inc., 573 F.3d at 167, 175 (4th Cir. 2009)). Ms. Testerman has established a genuine issue of
material fact as to whether she subjectively viewed her work environment to be abusive or
hostile. (See, e.g., Testerman Aff. ¶ 4 (asserting that members of her all-male team “consistently
berated and criticized [her] for unfair or incorrect reasons”).) She has not done so, however, for
the objective component. “[T]he objective severity of harassment should be judged from the
perspective of a reasonable person in the plaintiff’s position, considering ‘all the
circumstances.’” Oncale v. Sundowner Offshore Servs., Inc., 523 U.S. 75, 81 (1998) (quoting
Harris, 510 U.S. at 23). “This is not, and by its nature cannot be, a mathematically precise test.”
Harris, 510 U.S. at 22. Rather, it “rests on a variety of factors, including ‘the frequency of the
discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere
offensive utterance; and whether it unreasonably interferes with an employee’s work
performance.’” Walker, 775 F.3d at 209 (quoting Harris, 510 U.S. at 23). See also Oncale, 523
U.S. at 81-82 (“The real social impact of workplace behavior often depends on a constellation of
7
See Faragher v. City of Boca Raton, 524 U.S. 775 (1998); Burlington Indus., Inc. v. Ellerth, 524 U.S. 742 (1998).
11
surrounding circumstances, expectations, and relationships which are not fully captured by a
simple recitation of the words used or the physical acts performed.”). The Fourth Circuit has
made clear, however, that “plaintiffs must clear a high bar in order to satisfy the severe or
pervasive test, . . . and even incidents that would objectively give rise to bruised or wounded
feelings will not on that account satisfy the severe or pervasive standard.” EEOC v. Sunbelt
Rentals, Inc., 521 F.3d 306, 315 (4th Cir. 2008). “Thus, complaints premised on nothing more
than ‘rude treatment by coworkers,’ ‘callous behavior by one’s superiors,’ or ‘a routine
difference of opinion and personality conflict with one’s supervisor,’ are not actionable under
Title VII.” Id. at 315-16 (brackets and internal citations omitted). “Importantly, however, an
isolated incident of harassment can amount to discriminatory changes in the terms and conditions
of employment, if that incident is extremely serious.” Boyer-Liberto v. Fontainebleau Corp.,
786 F.3d 264, 277 (4th Cir. 2015) (en banc) (internal quotation marks and brackets omitted).
Ms. Testerman points to the following as evidence of a hostile work environment: (1) Mr.
Janiski’s description of Ms. Testerman’s work team as “a boy’s club,” (May 2010 ER Case
Closure Report 2); (2) the anonymous text messages Ms. Testerman received, (Testerman Aff. ¶
7); (3) Ms. Testerman’s observation of Mr. Hoeck watching her arrive for work in the morning,
(id. ¶ 8); (4) the incident involving a court record concerning Ms. Testerman’s domestic dispute,
(id. ¶ 9); (5) the menopause comment, (id. ¶ 10); and (6) Ms. Roberts’s declaration suggesting
she was terminated for rebuffing a coworker’s advances,8 (Roberts Decl., ECF No. 54-1).9
8
Ms. Roberts, Ms. Testerman’s former coworker, asserts that a male coworker on the night shift “made it known
that he was ‘interested’ in [her] (in other words, in a ‘dating’ way).” (Roberts Decl. ¶ 4, Pl.’s Suppl. Resp., ECF No.
54-1.) When she was promoted to the day shift, she says she told her supervisor, who she “believe[s] was Michael
Hoeck,” about her issues with the male coworker, but the supervisor told this coworker of her complaints, and then
“wrote [her] up for baseless or trumped-up infractions.” (Id. ¶¶ 5-6.) Ultimately, Ms. Roberts says she was
terminated due to the actions of her supervisor and the male coworker. (Id. ¶ 7.) The Company disputes both the
content and evidentiary value of the declaration, and offers the affidavit of Ms. Roberts’s former supervisor, Mr.
12
None of the individual incidents Ms. Testerman complains of was so “odious” that, on its
own, a reasonable jury could find that it established a hostile work environment. See BoyerLiberto, 786 F.3d at 280 (holding that a supervisor’s use of the slur “porch monkey” twice in a
24-hour period could establish a hostile work environment). Ms. Testerman has not presented
evidence as to the frequency of much of the conduct she viewed as harassment. Even assuming
it was relatively frequent, however, it was not overtly sexual, did not involve touching or
physically threatening behavior, and did not directly interfere with the performance of her job
duties. Though “a woman’s work environment can be hostile even if she is not subjected to
sexual advances or propositions,” Smith v. First Union Nat. Bank, 202 F.3d 234, 242 (4th Cir.
2000), Ms. Testerman has not produced evidence to show that her work environment was
“consumed by remarks” or actions “that intimidate, ridicule, and maliciously demean the status
of women,” id. And while the Fourth Circuit has not limited viable hostile work environment
claims to the “precise behaviors . . . alleged to have occurred” in previous cases, Walker, 775
F.3d at 209, the conduct alleged here does not approach the severity of that described in recent
Fourth Circuit cases allowing hostile work environment claims to survive summary judgment.
See, e.g., id. at 205 (the plaintiff’s coworker made vulgar “sex-based comments to her and other
co-workers on a near-daily basis”); Okoli v. City Of Baltimore, 648 F.3d 216, 220 (4th Cir. 2011)
(the plaintiff’s supervisor forcibly kissed her, sexually propositioned her, and repeatedly asked
Ritterpusch. Mr. Ritterpusch says he terminated Ms. Roberts in 2006 for issues including excessive absenteeism,
tardiness, and improper payroll data entry, and that Mr. Hoeck was not a supervisor while Ms. Roberts worked at the
Company. (Ritterpusch Aff. ¶¶ 3-4, Def.’s Resp. to Pl.’s Suppl. Resp., ECF No. 55-1.) Though evidence that a
plaintiff’s coworkers “experienced treatment similar to that claimed by” the plaintiff may be admissible where that
evidence is relevant, Ziskie v. Mineta, 547 F.3d 220, 225-26 (4th Cir. 2008), the fact that Ms. Roberts’s declaration
includes no information as to when the conduct at issue occurred (and that it was at least several years before the
conduct at issue in this case) renders that declaration irrelevant and lacking evidentiary value. Even if it were
marginally relevant, however, it would not change the court’s analysis or conclusions.
9
Ms. Testerman, apparently, does not suggest that the fan drawing should be viewed as evidence of a hostile work
environment.
13
her sexually charged questions); Hoyle v. Freightliner, LLC, 650 F.3d 321, 326-27 (4th Cir.
2011) (the plaintiffs’ coworkers placed sexually provocative photographs throughout the
workplace, and affixed a tampon to her key ring).
Viewed in its totality, the evidence here would not allow a reasonable jury to find that the
harassment in Ms. Testerman’s work environment was severe or pervasive. Accordingly, the
court will grant the Company’s motion for summary judgment as to Ms. Testerman’s hostile
work environment claims.
II.
Title VII Retaliation
Ms. Testerman also asserts retaliation claims under both Title VII’s anti-retaliation
provision, 42 U.S.C. § 2000e-3(a), and Md. Code Ann., State Gov’t § 20-606.10 She argues she
was disciplined, and ultimately terminated, in retaliation for asserting her rights under those
statutes. Title VII bars discrimination against an employee “because [s]he has opposed any
practice made an unlawful employment practice by this subchapter, or because [s]he has made a
charge, testified, assisted, or participated in any manner in an investigation, proceeding, or
hearing under this subchapter.” 42 U.S.C. § 2000e-3(a). “To survive an employer’s motion for
summary judgment” on a Title VII retaliation claim, “a plaintiff must show direct evidence of a
Title VII violation, or establish a prima facie case that raises an inference of illegal conduct.”
Romeo v. APS Healthcare Bethesda, Inc., 876 F. Supp. 2d 577, 587 (D. Md. 2012). Ms.
Testerman does not put forth direct evidence that she was retaliated against for an impermissible
purpose, and therefore must establish a prima facie case.
To state a prima facie case of retaliation under Title VII, a plaintiff must show that (1)
10
The parties appear to agree that the court may look to federal law to assess Ms. Testerman’s state law retaliation
claim. See Chappell v. S. Md. Hosp., Inc., 578 A.2d 766, 773 (Md. 1990).
14
she engaged in a protected activity, such as filing a complaint with the EEOC; (2) the employer
acted adversely against her; and (3) the protected activity was causally related to the employer’s
adverse action. Okoli, 648 F.3d at 223. “[W]hen a plaintiff has established a prima facie case of
retaliation, the burden shifts to the defendant to articulate a legitimate, non-retaliatory reason for
the adverse employment action.” EEOC v. Navy Fed. Credit Union, 424 F.3d 397, 407 (4th Cir.
2005). “If the defendant carries this burden, the presumption of retaliation falls, and the plaintiff
bears the ultimate burden of proving that the defendant’s non-retaliatory reason for the adverse
employment action was pretextual.” Id. “A plaintiff meets the burden of demonstrating pretext
by showing that the employer’s proffered explanation is ‘unworthy of credence’ or by offering
circumstantial evidence sufficiently probative of the issue of retaliation.” Vicino v. Maryland,
982 F. Supp. 2d 601, 613 (D. Md. 2013) (quoting Price v. Thompson, 380 F.3d 209, 212 (4th Cir.
2004)).
Ms. Testerman’s relevant disciplinary incidents are as follows: (1) “coaching” relating to
the attendance policy on August 4, 2010, (see Written Helpful Advisory Talk); (2) a “written
helpful advisory talk” for an “incidental absenteeism” rate of 2.31%, which was above the
Company’s 1% target, on October 14, 2010, (id.); (3) a written warning on November 19, 2010,
for an incidental absenteeism rate of 2.86%, (Written Warning); (4) the December 2010 forklift
crash, (Incident Analysis); (5) the December 2011 dropped boxes, (Menon Aff. ¶ 2; December
2011 ER Case Closure Report); (6) the December 2011 “miss-shipment,” (Menon Aff. ¶ 3); (7)
the improper pallet movement in February 2012 that nearly caused another “miss-shipment,” (id.
¶ 4); (8) Ms. Testerman’s use of a Company computer to “run a transaction report” on the pallet,
despite having been told by Ms. Kaba that she should conduct company business only on
15
company time, (id. ¶ 5); and (9) Ms. Testerman’s termination on February 13, 2012,
(Termination Letter).
The Company does not dispute that Ms. Testerman engaged in protected activity, or that
the disciplinary incidents described above qualify as adverse action. Rather, the Company
argues that Ms. Testerman cannot establish either a causal connection between her filing of an
EEOC charge and her discipline or termination, or that the Company’s proffered reasons for her
discipline and termination were pretextual.
First, as to the causation argument, the Company points out that it did not receive notice
of Ms. Testerman’s EEOC charge until December 9, 2010, (see Notice of Charge of
Discrimination, Def.’s Ex. 20, ECF No. 35-22), which was after both her “written helpful
advisory talk” for a high rate of unexcused absences on October 14, 2010, and her written
warning for the same issue on November 19, 2010. The Company says that absent its knowledge
of the EEOC charge, Ms. Testerman cannot show a causal connection between the charge and
either disciplinary event. See Dowe v. Total Action Against Poverty in Roanoke Valley, 145 F.3d
653, 657 (4th Cir. 1998) (“Since, by definition, an employer cannot take action because of a
factor of which it is unaware, the employer’s knowledge that the plaintiff engaged in a protected
activity is absolutely necessary to establish the third element of the prima facie case.”). The
Company also argues that Ms. Testerman cannot show that “the desire to retaliate was the but-for
cause of the challenged employment action.” Univ. of Texas Sw. Med. Ctr. v. Nassar, 133 S. Ct.
2517, 2528 (2013).11
11
The Fourth Circuit recently clarified that Nassar’s but-for causation standard does not apply to the causation
element of a prima facie case of retaliation. Foster v. Univ. of Md.-Eastern Shore, 787 F.3d 243, 251 (4th Cir.
2015). Instead, because the McDonnell Douglas burden-shifting framework already requires a plaintiff to offer
proof at the pretext stage sufficient for a reasonable jury to find that retaliation was a but-for cause of the challenged
16
Although protected activity includes more than the filing of an EEOC charge, Ms.
Testerman does not argue that her complaints to the Company regarding the behavior she
perceived as sexual harassment constituted the protected activity for which she was retaliated
against. Rather, she focuses only on evidence that she believes demonstrates the Company’s
knowledge of her intent to pursue legal action. She first points to the “progress notes” of Margie
Brumwell, the Company’s nurse. (Progress Notes, Pl.’s Ex. 19, ECF No. 45-19.) These notes
include a notation made by Ms. Brumwell on September 7, 2010, indicating that Ms. Testerman
told her “she will get an attorney.” (Id. at 2.) But this statement was made in the context of a
discussion concerning FMLA leave, and therefore cannot establish the Company’s knowledge of
protected activity under Title VII.
Ms. Testerman next points to two interactions she had with one of the Company’s
supervisors, Clarence White. (See Testerman Aff. ¶ 12; Suppl. Testerman Dep. 256-59.) In the
first interaction, which Ms. Testerman says occurred “in approximately October 2010,” Ms.
Testerman complained to Mr. White “about the harassment by male co-workers.” (Testerman
Aff. ¶ 12.) Mr. White said he would “request more information,” and asked Ms. Testerman “to
come up with a plan” for her “employment goals[.]” (Id.) In the second interaction, which Ms.
Testerman says occurred “in early November 2010,” Mr. White “told [her] that he could no
longer help [her] because [she] had filed a legal action,” (id.), in which she had alleged “the
warehouse was not a friendly environment for women,” (Suppl. Testerman Dep. 256).
Ms. Testerman’s interactions with Mr. White suggest that the Company may have been
aware of her intent to pursue legal action against it as of early November 2010, but not before
then. Thus, the Company is correct that Ms. Testerman has failed to show the Company’s
adverse employment action, “Nassar does not alter the legal standard for adjudicating a McDonnell Douglas
retaliation claim.” Id. at 252.
17
knowledge of her intent to pursue legal action for alleged sexual harassment when she received
the “written helpful advisory talk” on October 14, 2010. As Ms. Testerman herself testified, she
did not file her EEOC charge until October 15, 2010, the day after she received this discipline.
(Id. at 257.) As to her written warning for incidental absenteeism on November 19, 2010,
however, Ms. Testerman’s interaction with Mr. White in early November 2010 is sufficient to
establish the Company’s knowledge of her intent to pursue legal action.
Although Ms.
Testerman does not explain how the Company could have learned of that intent before receiving
the EEOC’s notice of charge on December 9, 2010, she was clear in her deposition that Mr.
White told her the Company knew she “had filed some sort of legal action” alleging that “the
warehouse was not a friendly environment for women.” (Id. at 256.)
But this alone is not enough to allow her Title VII retaliation claim to proceed.
The
Company has offered legitimate, non-discriminatory explanations for both the written warning
(i.e., Ms. Testerman’s incidental absenteeism rate) and termination (i.e., the various disciplinary
incidents leading up to her termination). Ms. Testerman’s only argument in response is that the
Company’s claim that it lacked knowledge of Ms. Testerman’s legal action until December 9,
2010, is false, and this falseness “colors all of the other disciplinary actions and establishes facts
from which the jury could infer pretext[.]” (Pl.’s Br. 22, ECF No. 45.) Although the Company
was aware of Ms. Testerman’s complaints of general mistreatment, its claimed lack of
knowledge as to her legal action is not so egregious as to allow a jury to infer pretext. Ms.
Testerman has not put forth enough evidence, therefore, for a reasonable jury to determine that
the Company’s explanations are unworthy of credence. And even assuming arguendo that Ms.
Testerman’s argument was enough to establish pretext, there is simply not enough evidence for a
18
reasonable jury to find that the Company’s desire to retaliate against Ms. Testerman for her
exercise of protected activity under Title VII was a cause of her discipline or subsequent
termination, which did not occur until February 2012. Accordingly, the Company’s motion for
summary judgment on Ms. Testerman’s retaliation claims under Title VII and Maryland law will
be granted.
III.
FMLA Interference
The Company also has moved for summary judgment on Ms. Testerman’s FMLA
interference claim. The FMLA is intended to allow “employees to take reasonable leave for
medical reasons[.]” 29 U.S.C. § 2601(b)(2). When it applies, it “entitles eligible employees to
take up to twelve weeks of unpaid leave in any twelve-month period for qualifying medical or
family reasons, see 29 U.S.C. § 2612(a)(1), and ensures that these employees will be restored to
their same or an equivalent position upon returning to work, see id. § 2614(a)(1).” Rhoads v.
FDIC, 257 F.3d 373, 381-82 (4th Cir. 2001). Claims of alleged violations of the FMLA’s
“prescriptive” rights (FMLA provisions that require employers to undertake certain actions and
create entitlements for employees) are “known as ‘interference’ or ‘entitlement’ claims[.]”
Yashenko v. Harrah’s NC Casino Co., LLC, 446 F.3d 541, 546 (4th Cir. 2006). Such claims
“arise under 29 U.S.C.A. § 2615(a)(1), which states that ‘[i]t shall be unlawful for any employer
to interfere with, restrain, or deny the exercise of or the attempt to exercise, any right provided
under this subchapter.’” Id. (quoting 29 U.S.C. § 2615(a)(1)).
“An employee is mandated to provide notice to her employer when she requires FMLA
leave.” Rhoads, 257 F.3d at 382. “When the approximate timing of the need for leave is not
foreseeable, an employee must provide notice to the employer as soon as practicable . . . .” 29
19
C.F.R. § 825.303(a). This notice must “provide sufficient information for an employer to
reasonably determine whether the FMLA may apply to the leave request,” such as information
concerning a health condition that “renders the employee unable to perform the functions of the
job . . . .” Id. § 825.303(b). “[T]he employee need not expressly assert rights under the FMLA
or even mention the FMLA” when providing notice. Id. However, “[a]n employee has an
obligation to respond to an employer’s questions designed to determine whether an absence is
potentially FMLA-qualifying.” Id.
Relatedly, “[a]n employer has discretion to require that an employee’s leave request ‘be
supported by a certification issued by the health care provider of the . . . employee[.]’” Rhoads,
257 F.3d at 383 (alteration in original) (quoting 29 U.S.C. § 2613(a)). A certification must be
both “complete and sufficient.” 29 C.F.R. § 825.305(c); see also 29 U.S.C. § 2613(b) (setting
out the circumstances under which a certification “shall be sufficient”).
A certification is
insufficient if “the information provided is vague, ambiguous, or non-responsive.” 29 C.F.R. §
825.305(c).
If the certification is insufficient, the employer must “state in writing what
additional information is necessary,” and “provide the employee with seven calendar days
(unless not practicable under the particular circumstances despite the employee’s diligent good
faith efforts) to cure any such deficiency.” Id. If the deficiency is “not cured in the resubmitted
certification, the employer may deny the taking of FMLA leave . . . .” Id.; see also id. §
825.303(b) (“Failure to respond to reasonable employer inquiries regarding the leave request
may result in denial of FMLA protection if the employer is unable to determine whether the
leave is FMLA-qualifying.”).
On several occasions, Ms. Testerman complained to the Company about her difficulty
20
working when the temperature inside the warehouse became particularly hot. On August 10,
2010, she submitted to the Company an “Employee Incident Report” concerning a health
incident that occurred on July 21, 2010. (Employee Incident Report.) In a letter attached to that
document, she described the incident as follows:
For the last (3) weeks or so temperatures and humid[it]y both outside and
inside the un[-air]conditioned warehouse I work in have been excessive. My
job responsibilities require an (8) hr shift on a standup that puts off
considerable heat from a battery that is right next to your body in a semi
enclosed area. Between equipment heat and excessive temperatures and
humidity in the warehouse my body has been fighting heat exposure.
While operating the standup once the temperature and humid[it]y increases
(usually around 9:00 – 10:00 a.m.) I feel hot, sweat profusely, my face flushes
to a bright red, my stomach starts cramping and I feel sick to my stomach, and
begin having diarreaha [sic]. Once I start having these symptoms if I exert
myself in any way I start feeling light headed and my heart rates increase.
Short breaks do help, but once I return to my duties the symptoms return.
(Id. at 2.) In a separate letter also attached to the Employee Incident Report, Ms. Testerman
wrote the following:
On Wednesday July 21, 2010 I requested permission from Mike York to leave
work at 10:00 a.m. It was extremely warm and humid that day and I started
feeling very ill after my normal shift on the standup. I returned to work
although I continued to feel sick. Symptoms included: light head[ed]ness,
profuse sweating, skin chafing from constant sweating and wet clothes,
diarreaha [sic], and nasausness [sic].
(Employee Incident Report 3; see also Testerman Dep. 57-58 (describing incident).)
On August 12, 2010, Ms. Testerman spoke with Ms. Kaba, who told her “to take
advantage of the Gatorade and Kool pops that [the Company] made available” and “take breaks
as necessary.” (Kaba Aff. ¶ 9.) Also on August 12, Ms. Testerman saw Dr. Kleeman, the
Company’s doctor. (See Medical Notes 2.) She brought with her a note from her physician, Dr.
Clark, dated August 6, 2010, and stating the following:
21
This employee is suffering from heat related illness during her time at work. I
suspect that she will need breaks during the day. As well she has a muscle
strain that will be aggravated by strenuous activity. She is not disabled from
any job but decreased exposure to heat and a position where she is not
repeatedly stepping would be advisable.
(Id. at 4.)12 Dr. Kleeman’s notes from this encounter indicate that he asked Ms. Testerman “to
have her physician give [the Company] a list of any medical conditions that might be effected
[sic] by excessive heat or present . . . difficulty tolerating heat.” (Id. at 2.)
On August 26, 2010, Ms. Testerman returned to Dr. Kleeman with a note from another
physician, Dr. Omolara Olowoyeye, dated August 16, 2010, and stating the following:
This employee is suffering from heat related illness during her time at work.
The patient has Diabetic Mellitus Type II and the excessive heat conditions at
work may destabilize her autonomic regulation of heat. She will benefit from
breaks during the day and to regular hydration as well. Additionally, she has a
muscle strain that will be aggravated by strenuous activity. She is not disabled
from any job but decreased exposure to heat and a position where she is not
repeatedly stepping would be advisable.
(Id. at 3.) The letter further sought to excuse Ms. Testerman from work from August 15, 2010,
through August 22, 2010, for medical reasons. (Id.)13 Dr. Kleeman’s notes from the August 26
encounter recognize the physician’s recommendations, but also state that “[a] discussion with
[Ms. Testerman’s] manager indicates that water and Gatorade are available for hydration, that
fans are available for cooling and her job does not require repeated stepping.” (Id. at 1.) The
notes conclude as follows:
Anna was advised that her medical condition is not unique and she needs the
same assist[ance] of fluids and ventilation as the rest of her coworkers. She
alleges that she does not receive an equal opportunity to rotate positions and be
in a ventilated area. Anna does not need to return [to meet Dr. Kleeman]
12
This reference to “muscle strain” apparently refers to groin pain Ms. Testerman was experiencing. (See
Testerman Dep. 61.) Ms. Testerman does not suggest that her muscle strain was related to the heat.
13
The Company’s attendance summary for Ms. Testerman records August 17, 2010, through August 20, 2010, as
“[s]ick [d]ays,” and September 1, 2010, as “[a]bsence [u]npaid.” (Employment and Absence Summary.)
22
unless there is a changed [sic] in her medical condition.
(Id.)
On August 27, 2010, Ms. Testerman gave the Company the FMLA certification Dr. Clark
had completed for her.
(FMLA Certification.)
As noted above, Dr. Clark stated in that
certification that Ms. Testerman had “unstable autonomic regulation of heat” causing “[e]xtreme
heat intolerance” that rendered her “[u]nable to function in extreme heat.” (Id. at 2, 3.) Dr.
Clark estimated that Ms. Testerman was likely to have two flare-ups per month, each lasting two
days. (Id. at 3.)14
On August 30, 2010, Ms. Brumwell (the Company’s nurse) provided a written response
to Ms. Testerman that stated the following:
The certification you have provided is not complete and sufficient to determine
whether the FMLA applies to your leave request. You must provide the
following information no later than 9/10/10, unless it is not practicable under
the particular circumstances despite your diligent good faith efforts, or your
leave may be denied.
Need your doctor to specify what they consider “extreme [h]eat” to be. I will
need a specific temperature or temperature range for heat in the building, not
the temperature forecast for outside[.]
(FMLA Emails 2.)
Later that day, Ms. Testerman sent an email to Ms. Brumwell apparently refusing to seek
clarification from her doctor as to what temperature range constituted the “extreme” heat that
would preclude Ms. Testerman from working. (See id. at 1 (stating “[t]hese forms should be
sufficient as completed”).)
In an email she sent Ms. Brumwell later that afternoon, Ms.
Testerman indicated she was changing doctors and therefore “wish[ed] to withdraw the FMLA
forms [she] submitted from Dr. Clark” because she planned to ask her new doctor to “fill out the
14
Ms. Testerman apparently sought intermittent leave. See 29 C.F.R. § 825.202.
23
FMLA forms . . . .” (Id. at 4.) On September 16, 2010, however, she sent Ms. Brumwell another
email, this time indicating that her endocrinologist was “unable to clarify the temperature range”
the Company had requested, and seeking to “resubmit Dr. Clark’s FMLA forms for approval . . .
.” (Id. at 5.)15 In her deposition, Ms. Testerman testified that she “repeatedly” asked the
Company “what the inside temperatures were so that [she] could go back to [her] doctor and
discuss the temperatures and the effect it [sic] had” on her. (Testerman Dep. 95.) She clarifies
this point in her affidavit, stating that she sought information on temperatures inside the
warehouse from Ms. Kaba, Dr. Kleeman, Ms. Brumwell, and “the individual who kept the
records of the temperature logs,” but none of them gave her the information. (Testerman Aff. ¶
11.)
These facts are insufficient to allow Ms. Testerman to prevail on her FMLA claim. The
Company was permitted to ask Ms. Testerman to obtain medical clarification as to what
temperatures constituted the “extreme heat” that could trigger her medical condition, and it was
Ms. Testerman’s responsibility to furnish a complete and sufficient certification demonstrating
she required FMLA leave. Whether heat is “extreme” can depend on the individual, the nature
of the work, and the baseline temperatures in the work environment. Under these circumstances,
therefore, the term “extreme heat” can reasonably be viewed as vague, and vague information in
an FMLA certification renders it insufficient. See 29 C.F.R. § 825.305(c). The Company gave
Ms. Testerman more than the required seven days to cure the deficient certification. (FMLA
Emails 2.); see 29 C.F.R. § 825.305(c). Ms. Testerman, however, was unable to provide the
additional information, as she was required to do. See id. § 825.305(d) (“It is the employee’s
15
Ms. Testerman also testified that this doctor “did not feel [she] needed FMLA leave for [her] diabetes . . . .”
Testerman Dep. 123.
24
responsibility [] to furnish a complete and sufficient certification . . . .”). Instead, Ms. Testerman
informed the Company that her endocrinologist was “unable to clarify the temperature range” the
Company needed to determine if FMLA leave was applicable, (FMLA Emails 5), and, as the
Company later learned, that same doctor “did not feel [Ms. Testerman] needed FMLA leave for
[her] diabetes,” (Testerman Dep. 123). Ms. Testerman also testified in her deposition that no
other doctor said she needed FMLA leave for any other serious condition. (Testerman Dep.
123.) Accordingly, the Company acted permissibly when it denied Ms. Testerman FMLA leave
after she was unable to furnish a sufficient certification from a doctor detailing what temperature
range would be “extreme.”
Ms. Testerman argues that the Company was required under 29 C.F.R. § 825.307(a) to
contact Dr. Clark for the clarification it sought, rather than seek it from Ms. Testerman. But that
regulation authorizes an employer to seek clarification “to understand the meaning of a
response” from the employee’s health care provider only where the FMLA certification is
already “complete and sufficient.” Id. As described above, the Company reasonably viewed Dr.
Clark’s certification as insufficient because, in this context, “extreme heat” is vague. Therefore
this provision did not apply to Ms. Testerman’s situation.
Accordingly, even viewing the facts in the light most favorable to Ms. Testerman, no
reasonable jury could find the Company interfered with Ms. Testerman’s FMLA rights.
Ultimately, Ms. Testerman was unable to provide the information the Company properly
requested in order to determine whether she was entitled to FMLA leave in August 2010.16 The
Company’s motion for summary judgment on Ms. Testerman’s FMLA interference claim will be
16
Ms. Testerman was absent for 189 days in 2011, or 73 percent of the year. (Employment and Absence Summary.)
Much of this period was covered by workers’ compensation benefits or FMLA leave. (Id.; see also Kaba Aff. ¶¶ 2123.)
25
granted.17
IV.
FMLA Retaliation
Ms. Testerman also alleges that the Company retaliated against her for asserting her
FMLA rights, and the Company has moved for summary judgment on that claim. In addition to
its “prescriptive rights and protections, the [FMLA] also contains proscriptive provisions that
protect employees from discrimination or retaliation for exercising their substantive rights under
the FMLA.” Yashenko, 446 F.3d at 546. Specifically, 29 U.S.C. § 2615(a)(2) states that “[i]t
shall be unlawful for any employer to discharge or in any other manner discriminate against any
individual for opposing any practice made unlawful by this subchapter.” The FMLA also bars
employers from “discharg[ing] or in any other manner discriminat[ing]” against someone who
“has filed any charge” under the FMLA. Id. § 2615(b)(1). A regulation adds that employers
may not “retaliat[e] against an employee . . . for having exercised or attempted to exercise
FMLA rights.” 29 C.F.R. § 825.220(c). These provisions “provide[ ] a cause of action for
retaliation.” Dotson v. Pfizer, Inc., 558 F.3d 284, 295 (4th Cir. 2009).
“FMLA claims arising under the retaliation theory are analogous to those derived under
17
In its reply, the Company belatedly asserts that Ms. Testerman failed to show that she had a serious medical
condition that would qualify her for FMLA leave. The Company did not raise this argument in its opening brief,
and it is therefore waived. Even if it were not waived, however, the argument would fail. An eligible employee is
entitled to FMLA leave when a “serious health condition” makes her unable to “perform the functions” of her
position. 29 U.S.C. § 2612(a)(1)(D). The FMLA defines “serious health condition” to include “continuing
treatment by a health care provider.” Id. § 2611(11). A regulation clarifies that chronic serious health conditions
fall within this definition, and defines such a condition as one that
(1) Requires periodic visits for a treatment by a health care provider;
(2) Continues over an extended period of time (including recurring episodes of a single
underlying condition); and
(3) May cause episodic rather than a continuing period of incapacity (e.g., asthma, diabetes,
epilepsy, etc.).
29 C.F.R. § 825.115(c). Dr. Clark’s certification set out the dates of numerous visits by Ms. Testerman, described
the duration of Ms. Testerman’s diabetic condition as “lifetime,” and indicated that her condition would cause
episodic flare-ups that prevent her from performing her job functions. (FMLA Certification.) Dr. Clark thus
certified Ms. Testerman as having a serious health condition within the meaning of the FMLA, and the fact that Dr.
Clark did not use the term “serious health condition” is irrelevant.
26
Title VII and so are analyzed under the burden-shifting framework” of McDonnell Douglas.
Yashenko, 446 F.3d at 550-51. Thus, to succeed on a retaliation claim, a plaintiff “must first
make a prima facie showing ‘that [s]he engaged in protected activity, that the employer took
adverse action against h[er], and that the adverse action was causally connected to the plaintiff’s
protected activity.’” Id. at 551 (citation omitted). If the plaintiff puts forth enough evidence to
establish a prima facie case of retaliation and the employer offers a non-discriminatory
explanation for her termination, the plaintiff bears the burden of showing that the employer’s
proffered explanation is a pretext for FMLA retaliation. Id.
Ms. Testerman appears to argue that the Company retaliated against her for asserting her
FMLA rights by disciplining her for a high rate of incidental absenteeism and then, a year and a
half later, terminating her. Even assuming she could establish a prima facie case, however, her
FMLA retaliation claim fails for the same reason her Title VII retaliation claim fails: she has
offered nothing to suggest the Company’s proffered explanations for either the discipline or
termination were pretextual, and she has not presented enough evidence for a reasonable jury to
find that retaliatory animus was a but-for cause of the discipline or termination. Accordingly, the
court will grant the Company’s motion for summary judgment on Ms. Testerman’s FMLA
retaliation claim.
V.
ADA Failure to Accommodate
The Company also has moved for summary judgment on Ms. Testerman’s claim that the
Company discriminated against her on the basis of disability in violation of the ADA. The ADA
makes it illegal for an employer to “discriminate against a qualified individual on the basis of
disability . . . .” 42 U.S.C. § 12112(a). A plaintiff seeking to establish a prima facie case for
27
failure to accommodate under the ADA must show that (1) she had a disability within the
meaning of the ADA; (2) her employer had notice of her disability; (3) with reasonable
accommodation she could perform the essential functions of the position; and (4) the employer
refused to make such accommodations. Wilson v. Dollar Gen. Corp., 717 F.3d 337, 345 (4th
Cir. 2013) (quoting Rhoads, 257 F.3d at 387 n.11). This court will assume Ms. Testerman had a
disability within the meaning of the ADA18 and the Company had notice of her disability.19
Viewing the facts in the light most favorable to the nonmoving party, as this court is required to
do at the summary judgment stage, there still is not sufficient evidence to show the Company
failed to engage in the required interactive process or refused to provide a reasonable
accommodation.20 See Wilson, 717 F.3d at 346. Accordingly, the Company’s motion for
summary judgment will be granted as to Ms. Testerman’s ADA claim for failure to
accommodate.
ADA
regulations
provide
that,
“[t]o
determine
the
appropriate
reasonable
accommodation, it may be necessary for the covered entity to initiate an informal, interactive
process with the individual with a disability in need of the accommodation.” 29 C.F.R. §
1630.2(o)(3).
“The duty to engage in an interactive process to identify a reasonable
accommodation is generally triggered when an employee communicates to his employer his
18
The ADA defines “disability” to include “a physical or mental impairment that substantially limits one or more
major life activities . . . .” 42 U.S.C. § 12102(1)(A). Because “diabetes substantially limits endocrine function,” 29
C.F.R. § 1630.2(j)(3)(iii), it will “virtually always be found to impose a substantial limitation on a major life
activity,” id. § 1630.2(j)(3)(ii), and is thus nearly always a “disability” under the ADA.
19
For example, Ms. Testerman disclosed to the Company in 2005 on a health questionnaire that she had diabetes,
(ECF No. 45-2), and her doctor described her as having “Diabetic Mellitus Type II,” (Medical Notes 3).
20
The Company also argues that Ms. Testerman abandoned her ADA claim when, during her deposition (at which
time she was unrepresented), she was asked whether she was “bringing a claim that [she was] discriminated against
due to an alleged disability,” and responded that she was “not filing a claim for that.” (Testerman Dep. 199-200.)
Ms. Testerman responds that she did not intend to abandon her ADA claim. Rather, she says she confused her ADA
claim with her disability claim addressed by the Maryland Workers’ Compensation Commission. (Testerman Aff. ¶
14.) Particularly given the fact that Ms. Testerman was unrepresented when she was deposed, the court will decline
to find that this single statement constituted a waiver of her ADA claim.
28
disability and his desire for an accommodation for that disability.” Wilson, 717 F.3d at 346-47.
The duty is triggered “even if the employee fails to identify a specific, reasonable
accommodation.” Jacobs v. N.C. Admin. Office of the Courts, 780 F.3d 562, 581 (4th Cir. 2015).
Responsibility for identifying a reasonable accommodation, however, is shared between the
employer and employee. See May v. Roadway Express, Inc., 221 F. Supp 2d 623, 627-28 (D.
Md. 2002) (citing Loulseged v. Akzo Nobel Inc., 178 F.3d 731, 736 (5th Cir. 1999)).
Furthermore, a party that obstructs or delays the interactive process, or simply fails to
communicate, is not acting in good faith to find a solution. See EEOC v. Fed. Express Corp., 513
F.3d 360, 375 n.11 (4th Cir. 2008); see also Bultemeyer v. Fort Wayne Cmty. Schs., 100 F.3d
1281, 1285 (7th Cir. 1996).
As an initial matter, Ms. Testerman’s failure to accommodate claim is relevant only to
the summer months, and concerns only the summer of 2010. The health issues Ms. Testerman
complained of resulted from a combination of her diabetes and the summer heat. (Medical Notes
3.) And Ms. Testerman was out on leave in the summer of 2011, (Employment and Absence
Summary), and was terminated before the summer of 2012, (Termination Letter). Therefore,
only the accommodations that the parties discussed in the summer of 2010 are relevant to this
claim.
Ultimately, even viewing the evidence in the light most favorable to her, Ms. Testerman
has not shown that the Company did not engage in the interactive process in good faith or
provide Ms. Testerman with a reasonable accommodation for her diabetes. Ms. Testerman failed
to provide the Company the specific temperature range at which her health would be affected
while working in the warehouse during the summer, and she failed to identify any specific
29
accommodations other than fans, breaks, and hydration—all of which the Company reasonably
provided. And the Company actively followed up on Ms. Testerman’s complaints by attempting
to determine the causes of her problems and whether there were reasonable solutions to them.
For example, the Company conducted two investigations into Ms. Testerman’s complaints
during the summer of 2010, one by Ms. Soler in May and one by Ms. Kaba in August. (See May
2010 ER Case Closure Report; Kaba Aff. ¶¶ 9, 10, 11, 13.) And when Ms. Testerman brought in
a doctor’s note explaining she could not work in “extreme heat,” the Company reasonably
requested clarification from Ms. Testerman—information her doctor could not provide. (FMLA
Emails 2, 5.)
Furthermore, the Company responded to the specific accommodations Ms.
Testerman did propose. In particular, she asked for a fan and breaks, and was given both.21 It is
true that her coworkers may have made it difficult for Ms. Testerman to use the fan, (Sontag
Assessment, Def.’s Ex. 5, ECF 35-7; August 2010 ER Case Closure Report), but the Company
had made the fan available and it investigated the coworker issues, and ultimately Ms. Testerman
was able to use the fan (Sontag Assessment; Testerman Dep. 73, 131). And Ms. Testerman may
have been reluctant to take breaks, (Testerman Dep. 66), but she was specifically told by her
supervisor that she was allowed to, (Sontag Assessment; Testerman Dep. 71, 131).
There is not sufficient evidence to show the Company failed to engage in an interactive
process in good faith and, as a result, failed to provide Ms. Testerman a reasonable
accommodation. Accordingly, the Company’s motion will be granted as to Ms. Testerman’s
claim for failure to accommodate under the ADA.
VI.
ADA Retaliation
Ms. Testerman’s final claim is that the Company retaliated against her in violation of the
21
Gatorade and Kool pops were made available to all employees. (Kaba Aff. ¶ 9.)
30
ADA, and the Company also has moved for summary judgment on this claim. ADA’s antiretaliation provision provides that “[n]o person shall discriminate against any individual because
such individual has opposed any act or practice made unlawful by this chapter or because such
individual made a charge . . . under this chapter.” 42 U.S.C. § 12203(a). “To establish a prima
facie retaliation claim under the ADA, a plaintiff must prove (1) [s]he engaged in protected
conduct, (2) [s]he suffered an adverse action, and (3) a causal link exists between the protected
conduct and the adverse action.” Reynolds v. Am. Nat. Red Cross, 701 F.3d 143, 154 (4th Cir.
2012).
The Company’s primary argument is that Ms. Testerman has not produced evidence
sufficient to establish a causal link between her request for an accommodation and her
termination. The Company is correct. Ms. Testerman’s health issues and request for a fan
occurred in the summer of 2010, but she was not terminated until February 13, 2012. Ms.
Testerman has offered no other evidence to establish the requisite causal link. Absent more, this
gap is too long to infer causation. See, e.g., Causey v. Balog, 162 F.3d 795, 803 (4th Cir. 1998)
(“A thirteen month interval between the charge and termination is too long to establish causation
absent other evidence of retaliation.”).
Accordingly, the Company’s motion for summary
judgment will be granted as to this claim.
CONCLUSION
For the reasons stated above, the Company’s motion for summary judgment will be
granted. A separate order follows.
September 29, 2015
Date
/S/
Catherine C. Blake
United States District Judge
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