Dean v. Commissioner, Social Security
Filing
26
ORDER Granting 18 Commissioner's Motion for Summary Judgment; Affirming the Commissioner's judgment; Closing case. Signed by Magistrate Judge Stephanie A Gallagher on 3/26/2015. (c/m 3/26/2015 nd2s, Deputy Clerk)
UNITED STATES DISTRICT COURT
DISTRICT OF MARYLAND
CHAMBERS OF
STEPHANIE A. GALLAGHER
UNITED STATES MAGISTRATE JUDGE
101 WEST LOMBARD STREET
BALTIMORE, MARYLAND 21201
(410) 962-7780
Fax (410) 962-1812
March 26, 2015
Woodrow Dean
28 Weber St.
Cumberland, MD 21502
Gabriel R. Deadwyler
Social Security Administration
6401 Security Blvd Rm 617
Baltimore, MD 21235
RE:
Woodrow Dean v. Commissioner, Social Security Administration;
Civil No. SAG-14-1127
Dear Mr. Dean and Counsel:
On April 9, 2014, Plaintiff Woodrow Dean, who appears pro se, petitioned this Court to
review the Social Security Administration’s final decision to deny his applications for Disability
Insurance Benefits and Supplemental Security Income. (ECF No. 1). I have considered the
Commissioner’s Motion for Summary Judgment, and both filings from Mr. Dean, one of which
was filed in opposition to the Commissioner’s motion.1 (ECF Nos. 16, 18, 25). I also carefully
reviewed the entire file, which includes other correspondence from Mr. Dean. See, e.g., (Tr.
248-52). I find that no hearing is necessary. See Loc. R. 105.6 (D. Md. 2014). This Court must
uphold the decision of the agency if it is supported by substantial evidence and if the agency
employed proper legal standards. See 42 U.S.C. §§ 405(g), 1383(c)(3); Craig v. Chater, 76 F.3d
585, 589 (4th Cir. 1996). Under that standard, I will grant the Commissioner’s motion. This
letter explains my rationale.
Mr. Dean protectively filed his applications for benefits on June 25, 2010, alleging a
disability onset date of November 28, 2009. (Tr. 89, 170-77). His applications were denied
initially and on reconsideration. (Tr. 103-14). A hearing, at which Mr. Dean was represented by
counsel, was held on August 21, 2012, before an Administrative Law Judge (“ALJ”). (Tr. 4578). Following the hearing, the ALJ determined that Mr. Dean was not disabled within the
meaning of the Social Security Act during the relevant time frame. (Tr. 12-36). The Appeals
1
After the Commissioner filed her Motion for Summary Judgment on October 23, 2014, a Rule 12/56 letter was
mailed to Mr. Dean, advising him of the potential consequences of failure to oppose the Commissioner’s motion.
(ECF No. 19). In response, Mr. Dean filed a Motion to Appoint Counsel, which was denied, but Mr. Dean was
afforded 60 days to find an attorney. (ECF Nos. 20, 21). When Mr. Dean was unable to locate counsel, he
requested and was granted an additional extension of time to respond to the Commissioner’s motion. (ECF No. 24).
Woodrow Dean v. Commissioner, Social Security Administration
Civil No. SAG-14-1127
March 26, 2015
Page 2
Council denied Mr. Dean’s request for review, (Tr. 1-10), so the ALJ’s decision constitutes the
final, reviewable decision of the agency.
The ALJ found that Mr. Dean suffered from the severe impairments of history of thoracic
compression fractures, status-post remote motor vehicle accident, left and right shoulder
tendinopathy, left olecranon bursitis, hyperlipidemia, status-post traumatic brain injury, dyslexia,
and specific spelling difficulty. (Tr. 17). Despite these impairments, the ALJ determined that
Mr. Dean retained the residual functional capacity (“RFC”) to:
perform light work as defined in 20 CFR 404.1567(b) and 416.967(b) involving
occasional balancing, stooping, kneeling, crouching, crawling and climbing ramps
and stairs. The claimant cannot climb ladders, ropes or scaffolds or reach
overhead using the left upper extremity. He should [sic] in environments without
concentrated exposure to hazards, such as work at unprotected heights or work
near dangerous moving machinery. He is restricted to simple, routine, repetitive
work tasks.
(Tr. 21). After considering the testimony of a vocational expert (“VE”), the ALJ determined that
Mr. Dean could perform jobs existing in significant numbers in the national economy and that,
therefore, he was not disabled. (Tr. 31-32).
I have carefully reviewed the ALJ’s opinion and the entire record. See Elam v. Barnhart,
386 F. Supp. 2d 746, 753 (E.D. Tex. 2005) (mapping an analytical framework for judicial review
of a pro se action challenging an adverse administrative decision, including: (1) examining
whether the Commissioner’s decision generally comports with regulations, (2) reviewing the
ALJ’s critical findings for compliance with the law, and (3) determining from the evidentiary
record whether substantial evidence supports the ALJ’s findings). For the reasons described
below, substantial evidence supports the ALJ’s decision.
The ALJ proceeded in accordance with applicable law at all five steps of the sequential
evaluation. The ALJ ruled in Mr. Dean’s favor at step one, and determined that he had not
engaged in substantial gainful activity since his alleged onset date. (Tr. 17); see 20 C.F.R.
§404.1520(a)(4)(i). At step two, the ALJ considered the severity of each of the impairments that
Mr. Dean claimed prevented him from working. See 20 C.F.R. § 404.1520(a)(4)(ii). As noted
above, the ALJ concluded that several of Mr. Dean’s impairments were severe. (Tr. 17). After
finding at least one of Mr. Dean’s impairments severe, the ALJ continued with the sequential
evaluation and considered, at step four, whether Mr. Dean’s impairments limited his ability to
work.
At step three, the ALJ determined that Mr. Dean’s impairments did not meet the specific
requirements of, or medically equal the criteria of, any listings. (Tr. 17-21). The ALJ
considered the specific requirements of Listing 1.04, which pertains to disorders of the spine, and
Listing 1.02, involving major dysfunction of a joint. See 20 C.F.R. Pt. 404, Subpt. P, App. 1, Pt.
1 §1.04; (Tr. 18). The ALJ found that Mr. Dean did not have any of the requisite criteria,
Woodrow Dean v. Commissioner, Social Security Administration
Civil No. SAG-14-1127
March 26, 2015
Page 3
including nerve root compression, spinal arachnoiditis, or lumbar spinal stenosis, and also did
not display ineffective ambulation, significant motor weakness, or an inability to perform fine
and gross movements effectively. Mr. Dean suggests that there has been insufficient objective
testing, as a result of his lack of insurance, to determine whether or not he suffers from some of
the relevant conditions, but in light of his physical examinations which do not evidence the
required functional limitations, I find no error in the ALJ’s conclusions. A claimant bears the
burden of demonstrating that his impairment meets or equals a listed impairment. Kellough v.
Heckler, 785 F.2d 1147, 1152 (4th Cir. 1986). For a claimant to establish that his impairment
meets or equals a liting, it must “meet all of the specified medical criteria. An impairment that
manifests only some of those criteria, no matter how severely, does not qualify.” Sullivan v.
Zebley, 493 U.S. 521, 530 (1990) (emphasis in original). Notably, no medical source has opined
that Mr. Dean’s impairments met any physical listing, and I agree that no listings are met.
With respect to Mr. Dean’s alleged mental impairments, the ALJ further considered
whether the criteria of Listing 12.04 (affective disorders) or Listing 12.09 (substance addiction
disorders) were satisfied. (Tr. 18-21). In a thorough analysis, the ALJ cited to both testimonial
and medical evidence to support the conclusions that Mr. Dean suffered from no restriction in
activities of daily living or social functioning, moderate difficulties in concentration, persistence,
or pace, and no episodes of decompensation. Id. Again, then, I agree that no listings are met.
In considering Mr. Dean’s RFC, the ALJ summarized Mr. Dean’s subjective complaints
of pain affecting his back, shoulders, left arm, elbow, and bilateral knees, and difficulties with
confrontational behavior and poor memory as a result of the pain. (Tr. 21-22). The ALJ also
provided a detailed review of the medical records. (Tr. 22-26). The ALJ noted that, while Mr.
Dean’s thoracic compression fractures from 1979 have healed, he continues to suffer from back
pain. (Tr. 24). However, the ALJ further noted the very mild objective findings on X-ray and
the limited findings on physical examination pertaining to Mr. Dean’s back symptoms. (Tr. 2425). The ALJ also evaluated Mr. Dean’s bursitis in his shoulder, and determined that he would
be unable to use his left arm for overhead reaching. (Tr. 25). Finally, the ALJ acknowledged
Mr. Dean’s recent report of pain and stiffness in his hands. However, the ALJ noted a lack of
objective findings or physical examination results to corroborate any manipulative limitations.
(Tr. 25). With respect to the alleged mental impairments, the ALJ summarized the results of the
consultative neuropsychological evaluation, which did reflect the periodic need to be redirected
as a result of becoming tangential. (Tr. 25). However, the ALJ noted that Mr. Dean “had no
visible difficulty sustaining his attention for tasks during the two several hour sessions.” (Tr.
26). The ALJ further summarized the results of the Wechsler Adult Intelligence Scale, noting
that Mr. Dean’s “recognition was typically better than recall indicating that repetition was the
key for his learning.” (Tr. 26). Finally, the ALJ discussed in detail the reasons supporting the
conclusion that Mr. Dean could sustain the required concentration and persistence necessary to
perform simple, routine, and repetitive work tasks. (Tr. 27). Thus, I find that the ALJ’s opinion
suffices under the standard enunciated in Mascio v. Colvin, No. 13-2088, 2015 WL 1219530 (4th
Cir. Mar. 18, 2015).
Woodrow Dean v. Commissioner, Social Security Administration
Civil No. SAG-14-1127
March 26, 2015
Page 4
My review of the ALJ’s decision is confined to whether substantial evidence, in the
record as it was reviewed by the ALJ, supports the decision, and whether correct legal standards
were applied. Richardson v. Perales, 402 U.S. 389, 390, 404 (1971). Even if there is other
evidence that may support Mr. Dean’s position, I am not permitted to reweigh the evidence or to
substitute my own judgment for that of the ALJ. Hays v. Sullivan, 907 F.2d 1453, 1456 (4th Cir.
1990). In considering the entire record, I find the ALJ’s RFC determination was supported by
substantial evidence.
Next, at step four, the ALJ determined that, pursuant to her RFC assessment, Mr. Dean
was unable to perform his past relevant work as an administrative assistant or in automobile
sales. (Tr. 30). Accordingly, the ALJ proceeded to step five, where she considered the impact of
Mr. Dean’s age and level of education on his ability to adjust to new work. (Tr. 31-32). Relying
on the Medical-Vocational Guidelines, 20 C.F.R. Pt. 404, Subpt. P, App. 2 § 202.14, the ALJ
correctly found that an individual closely approaching advanced age, with at least a high school
education and a light RFC, is not disabled per se. (Tr. 31). Since Mr. Dean’s RFC assessment
contained additional limitations which impeded his ability to perform all or substantially all of
the requirements of light work, however, the ALJ asked the VE whether jobs existed in the
national economy that were suited to Mr. Dean’s particular assessment. (Tr. 73-75). The VE
testified that a person with Mr. Dean’s RFC would be capable of performing the jobs of office
helper, assembler, and mail clerk. Id. Based on the VE’s testimony, the ALJ concluded that Mr.
Dean is capable of successfully adjusting to other work that exists in significant numbers in the
national economy. (Tr. 31-32). I find that the ALJ’s determination was supported by substantial
evidence.
For the reasons set forth herein, the Commissioner’s Motion for Summary Judgment
(ECF No. 18) is GRANTED. The Commissioner’s judgment is AFFIRMED pursuant to
sentence four of 42 U.S.C. § 405(g). The clerk is directed to CLOSE this case.
Despite the informal nature of this letter, it should be flagged as an opinion and docketed
as an order.
Sincerely yours,
/s/
Stephanie A. Gallagher
United States Magistrate Judge
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