Thompson v. Simpler et al
Filing
42
MEMORANDUM OPINION. Signed by Judge Richard D. Bennett on 5/5/2016. (c/m 5/6/16 bmhs, Deputy Clerk)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
EMANUEL M. THOMPSON, et al.,
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Plaintiffs,
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v.
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ANDREW PRETZELLO, et al.,
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Defendants.
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Civil Action No. RDB-15-1302
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MEMORANDUM OPINION
The present action consists of two consolidated cases.1 In the first case, Plaintiff
Emmanuel Thompson (“Thompson”) brings this action against Defendants Andrew
Pretzello (“Pretzello”) and the United States Nuclear Regulatory Commission (the “NRC”)
(collectively, “Defendants”),2 alleging violations of Title VII of the Civil Rights Act of 1964,
42 U.S.C. §§ 2000e et seq. (“Title VII”), 42 U.S.C. § 1981, 42 U.S.C. § 1983, and the Freedom
of Information Act, 5 U.S.C. § 552 (“FOIA”). In the second case, Plaintiff Karl McDonald
(“McDonald”) asserts identical claims and facts to those levied by Thompson.
Both
McDonald and Thompson (collectively, “Plaintiffs”), proceeding pro se, claim they suffered
discrimination on the basis of their race while stationed, through their employment with
GS4 American’s Waken Hut Service (“Waken Hut”), at Defendant NRC. Due to the
1 The consolidated actions are Thompson v. Simpler, et al., RDB-15-1302, and McDonald v. Simpler, et al., GJH-151343, the latter of which by Order of October 1, 2015 was consolidated under RDB-15-1302 and closed. The
Clerk of the Court was instructed that Karl McDonald be listed as a second plaintiff in the present case. Both
plaintiffs are pro se.
2 Thompson originally named Scott Williamson (“Williamson”) and Gary Simpler (“Simpler”) as additional
defendants. Thompson then stipulated to Williamson’s dismissal with prejudice (ECF No. 4), and this Court
granted Simpler’s Motion to Dismiss (ECF No. 17) on November 25, 2015. Accordingly, Counts I, II, V and
VI as to those defendants have been previously DISMISSED.
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common questions of law and fact, this Court consolidated the cases on October 2, 2015,
pursuant to Rule 42(a) of the Federal Rules of Civil Procedure. See Order, ECF No. 21.
Presently pending before this Court is Defendants’ Motion to Dismiss and for
Summary Judgment (ECF No. 30).3 The parties’ submissions have been reviewed and no
hearing is necessary. See Local Rule 105.6 (D. Md. 2014). For the reasons stated below,
Defendants Andrew Pretzello and United States Nuclear Regulatory Commission’s Motion
to Dismiss and for Summary Judgment (ECF No. 30), construed as a Motion to Dismiss, is
GRANTED. Plaintiffs’ Complaints are thus DISMISSED in their entirety.
BACKGROUND
This Court accepts as true the facts alleged in Plaintiffs’ Complaints.4 See Asiz v.
Alcolac, Inc., 658 F.3d 388, 390 (4th Cir. 2011). This Court also recognizes that Plaintiffs are
pro se and has accorded their pleadings liberal construction. See Erickson v. Pardus, 551 U.S.
89, 94 (2007).
I.
Alleged Discriminatory Conduct
Plaintiffs allege that they suffered discrimination on the basis of their race while
stationed, through their employment with GS4 American’s Waken Hut Service (“Waken
3 In the pending Motion, construed as a motion to dismiss, Defendants Pretzello and NRC move to dismiss
only Plaintiff Thompson’s Complaint. Generally, the consolidation of cases “is permitted as a matter of
convenience and economy in administration, [but] . . . does not merge the suits into a single cause, or change
the rights of the parties, or make those who are parties in one suit parties in another.” Intown Props. Mgmt., Inc.
v. Wheaton Van Lines, Inc., 271 F.3d 164, 168 (4th Cir. 2001) (quoting Johnson v. Manhattan Ry. Co., 289 U.S.
479, 496-97 (1933)). Yet, in the interests of judicial economy and convenience, a party need not file a
dispositive motion in each action. Weststeyn Dairy 2 v. Eades Commodities Co., 280 F. Supp. 2d 1044, 1074 (E.D.
Cal. 2003). As Thompson and McDonald assert identical allegations against the remaining Defendants, this
Court will construe Defendants’ Motion to Dismiss as addressed to both pro se Plaintiffs.
4 Apart from recounting specific personal information, the Thompson and McDonald Complaints are
identical. This Court will thus refer only to the Thompson Complaint in discussing the Plaintiffs’ allegations.
2
Hut”), at Defendant NRC. At the time of the alleged discriminatory conduct,5 Thompson
and McDonald were employed as security professionals by Waken Hut but stationed at the
NRC. Thompson Compl. ¶ 3, ECF No. 1. Beginning in 2008, Simpler was allegedly
assigned to the Plaintiffs’ work location as the “Contracting Officer Technical
Representative.” Id. ¶ 5. Plaintiffs are African-American, whereas Simpler is Caucasian.
Plaintiffs allege that Simpler made repeated racially-charged derogatory remarks directed at
the Plaintiffs and other African-American employees from 2009 to 2010. Id. ¶¶ 6, 8, 9, 10.
Defendant Pretzello, the Deputy Director of the Division of Facilities and Security at
Defendant NRC, was allegedly Simpler’s supervisor and “responsible for [Simpler’s] hiring
and/or maintenance of his employment” during all periods relevant to Plaintiffs’ claims. Id.
¶ 7.
In response to Simpler’s alleged actions, Plaintiffs filed a written complaint of racial
discrimination in January 2010.6 Id. ¶ 10. Later that month, McDonald attended a meeting
with Branch Chief Darlene Fenton (“Branch Chief Fenton”) and two other individuals. Id. ¶
11. At the meeting, McDonald described Simpler’s alleged discriminatory actions in detail.
Id. A meeting was then held to discuss the discrimination allegations, at which the Waken
Hut management team and Pretzello were present. Id. Thompson and McDonald allege
that, despite these meetings, no action was taken against Simpler. Id. ¶ 12.
Plaintiffs claim that Simpler continued to make racially-charged derogatory comments
to them. Id. ¶ 13. Thompson and McDonald consequently filed another written complaint
5 Thompson was employed by Waken Hut and assigned to the NRC from 2004-2011. Thompson Compl. ¶
3, ECF No. 1. Thompson was discharged on September 15, 2011. Id. ¶ 14. McDonald was employed by
Waken Hut and assigned to the NRC from 1997-2011. McDonald Compl. ¶¶ 14, 15, Member Action ECF
No. 1. McDonald was also discharged on September 15, 2011. Id. at ¶ 15.
6 Plaintiffs do not specify if the written complaint was filed with the NRC or Waken Hut.
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in April 2011 and met with Branch Chief Fenton to discuss their complaint. Id. Branch
Chief Fenton then allegedly told the Plaintiffs that she would terminate Simpler.
Id.
Plaintiffs assert that “upper level management” at NRC, including Pretzello, blocked
Simpler’s termination. Id. Subsequently, Branch Chief Fenton was allegedly “removed,
relocated, and/or terminated.” Id. On September 15, 2011, Plaintiffs were discharged for
alleged “timesheet falsification.” Id. ¶ 14. Plaintiffs contend that this justification was mere
pretext for their wrongful termination, which they claim was a result of their “rightful
opposition to [Simpler’s] racial discrimination.” Id. ¶ 15.
II.
Freedom of Information Act (“FOIA”) Request
Pursuant to Plaintiffs’ allegations of Simpler’s discriminatory conduct, the NRC
Officer of Inspector General (“NRC OIG”) initiated an investigation to create a report on
the matter (“OIG Report”). Defs.’ Mot. to Dismiss 3, ECF No. 30. On May 9, 2014,
during the separate litigation Plaintiffs initiated against Waken Hut, McDonald, through
counsel, requested “access to the report and any accompanying documents, information
and/or tangible items that were used in preparation and/or dissemination of the report,
pursuant to the Freedom of Information Act.” Defs.’ Mot. to Dismiss Ex. B, ECF No. 30-3
(Copy of FOIA Request).7 The FOIA request was denied under 5 U.S.C. § 552(b)(7)(A),
7 In reviewing a Motion to Dismiss, this Court “may properly take judicial notice of matters of public record .
. . [and] consider documents attached to the complaint, as well as those attached to the motion to dismiss, so
long as they are integral to the complaint and authentic.” Philips v. Pitt County Mem’l Hosp., 572 F.3d 176, 180
(4th Cir. 2009) (citing Hall v. Virginia, 385 F.3d 421, 424 (4th Cir. 2004) (“[W]hen a defendant attaches a
document to its motion to dismiss, ‘a court may consider it in determining whether to dismiss the complaint
[if] it was integral to and explicitly relied on in the complaint and [if] the plaintiffs do not challenge its
authenticity.’”) (quoting Phillips v. LCI Int’l Inc., 190 F.3d 609, 618 (4th Cir. 1999))). As such, this Court takes
judicial notice of Exhibits B (ECF No. 30-3), C (ECF No. 30-4), D (ECF No. 30-5), E (ECF No. 30-6), F
(ECF No. 30-7), G (ECF No. 30-8), I (ECF No. 30-9), and J (ECF No. 30-10) of Defendants Motion to
Dismiss. The documents chronicle the Plaintiffs’ FOIA requests and are thus integral to their present request
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which provides a disclosure exemption where the requested information could interfere with
an enforcement proceeding. Defs.’ Mot. to Dismiss Ex. C, ECF No. 30-4 (Copy of FOIA
Response). McDonald twice appealed the denial of his request, however these appeals were
also denied on July 11, 2014. Defs.’ Mots. to Dismiss Exs. D, F, ECF Nos. 30-5 & 30-7
(Copies of Appeal Letters). Upon McDonald’s third appeal of the request denial, the NRC
OIG had concluded its investigation; thus, the disclosure exemption no longer applied.
The NRC subsequently produced the “releasable portions” of the OIG Report, redacting
any identifying information of “the target, all third-party witnesses, and the investigatory
officers.” Defs.’ Mot. to Dismiss Exs. I, J, ECF Nos. 30-9 & 30-10 (Copies of Appeal
Determination Letter, Redacted NRC OIG Report). McDonald and Thompson now seek
the disclosure of the redacted individuals’ names.
STANDARDS OF REVIEW
I.
Rule 12(b)(1) of the Federal Rules of Civil Procedure
A motion to dismiss under Rule 12(b)(1) of the Federal Rules of Civil Procedure for
lack of subject matter jurisdiction challenges a court’s authority to hear the matter brought
by a complaint. See Davis v. Thompson, 367 F. Supp. 2d 792, 799 (D. Md. 2005). This
challenge under Rule 12(b)(1) may proceed either as a facial challenge, asserting that the
allegations in the complaint are insufficient to establish subject matter jurisdiction, or a
factual challenge, asserting “that the jurisdictional allegations of the complaint [are] not
true.” Kerns v. United States, 585 F.3d 187, 192 (4th Cir. 2009) (citation omitted). A plaintiff
for disclosure of the redacted individuals’ identifying information. Plaintiffs do not dispute the authenticity of
the attached documents.
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carries the burden of establishing subject matter jurisdiction. Lovern v. Edwards, 190 F.3d
648, 654 (4th Cir. 1999).
With respect to a facial challenge, a court will grant a motion to dismiss for lack of
subject matter jurisdiction “where a claim fails to allege facts upon which the court may base
jurisdiction.” Davis, 367 F. Supp. 2d at 799. Where the challenge is factual, “the district
court is entitled to decide disputed issues of fact with respect to subject matter jurisdiction.”
Kerns, 585 F.3d at 192. “[T]he court may look beyond the pleadings and ‘the jurisdictional
allegations of the complaint and view whatever evidence has been submitted on the issue to
determine whether in fact subject matter jurisdiction exists.’” Khoury v. Meserve, 268 F. Supp.
2d 600, 606 (D. Md. 2003) (citation omitted). The court “may regard the pleadings as mere
evidence on the issue and may consider evidence outside the pleadings without converting
the proceeding to one for summary judgment.” Velasco v. Gov’t of Indonesia, 370 F.3d 392, 398
(4th Cir. 2004); see also Sharafeldin v. Md. Dept. of Pub. Safety & Corr. Services, 94 F. Supp. 2d
680, 684–85 (D. Md. 2000).
II.
Rule 12(b)(6) of the Federal Rules of Civil Procedure
In a ruling on a motion to dismiss, this Court must accept the factual allegations in
the plaintiff’s complaint as true and construe those facts in the light most favorable to the
plaintiffs. See, e.g., Edwards v. City of Goldsboro, 178 F.3d 231, 244 (4th Cir. 1999). Moreover, a
pro se litigant’s complaint should not be dismissed unless it appears beyond doubt that the
litigant can prove no set of facts in support of his claim that would entitle him to relief.
Gordon v. Leeke, 574 F.3d 1147, 1151 (4th Cir. 1978). Yet, a plaintiff’s status as pro se does not
absolve him of the duty to plead adequately. See Stone v. Warfield, 184 F.R.D. 553, 555 (D.
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Md. 1999) (citing Anderson v. Univ. of Md. Sch. Of Law, 130 F.R.D. 616, 617 (D. Md. 1989),
aff’d, 900 F.2d 249, 1990 WL 41120 (4th Cir. 1990)).
Under Rule 8(a)(2) of the Federal Rules of Civil Procedure, a complaint must contain
a “short and plain statement of the claim showing that the pleader is entitled to relief.” Fed.
R. Civ. P. 8(a)(2). Rule 12(b)(6) of the Federal Rules of Civil Procedure authorizes the
dismissal of a complaint if it fails to state a claim upon which relief can be granted. The
purpose of Rule 12(b)(6) is “to test the sufficiency of a complaint and not to resolve contests
surrounding the facts, the merits of a claim, or the applicability of defenses.” Presley v. City of
Charlottesville, 446 F.3d 480, 483 (4th Cir. 2006). The Supreme Court’s recent opinions in Bell
Atlantic Corp. v. Twombly, 550 U.S. 544 (2007), and Ashcroft v. Iqbal, 556 U.S. 662 (2009),
“require that complaints in civil actions be alleged with greater specificity than previously
was required.” Walters v. McMahen, 684 F.3d 435, 439 (4th Cir. 2012) (citation omitted).
ANALYSIS
It appears that only Counts Three and Seven of Plaintiffs’ Complaints are directed at
Defendant Pretzello, while Counts Four, Eight, and Nine are directed solely at Defendant
NRC.8 In Counts Three, Seven, Eight, and Nine, Plaintiffs allege Defendants violated 42
U.S.C. § 1981 and 42 U.S.C. § 1983 by endorsing Simpler’s “racially oppressive and offensive
conduct” in failing to act despite knowledge of such racially discriminatory conduct. In
Count Four, Plaintiffs seek an order pursuant compelling Defendant NRC to produce the
complete report stemming from its investigation into Simpler’s alleged discriminatory
conduct.
8 Accordingly, Counts One, Two, Four, Five, Six, and Eight are DISMISSED with respect to Pretzello, and
Counts One, Two, Three, Five, Six, and Seven are DISMISSED as to the NRC.
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Defendants move to dismiss the counts on several grounds. Defendants first argue
that, to the extent Plaintiffs invoke Title VII of the Civil Rights Act of 1964, 42 U.S.C. §
2000e, et seq. (“Title VII”), any Title VII claims must be dismissed due to Plaintiffs’ failure to
exhaust available administrative remedies. Defendants next contend that neither 42 U.S.C. §
1981 nor 42 U.S.C. § 1983 applies to the federal government, and thus they provide no form
of relief against the federal government or its officials. Even if the 42 U.S.C. § 1983 claim is
construed as a Bivens claim,9 it is barred by the applicable statute of limitations. Finally, with
respect to McDonald’s request for disclosure of the NRC Office of Inspector General’s
Report 13-029 (“OIG Report”), Defendants argue that the request should be denied as
Plaintiffs further only private interests in obtaining the information. Each argument will be
addressed in turn.
I.
Title VII Claims
As a preliminary matter, Defendants argue any claim by Plaintiffs under Title VII
must be dismissed for a failure to exhaust administrative remedies.10 Prior to filing a Title
VII claim in federal court, “a plaintiff must first exhaust his administrative remedies by filing
a charge of discrimination with the EEOC [United States Equal Employment Opportunity
Commission].” Edelman v. Lynchburg College, 228 F.3d 503, 506 (4th Cir. 2000). A failure by
the plaintiff to exhaust administrative remedies concerning a Title VII claim “deprives the
federal courts of subject matter jurisdiction over the claim.” Jones v. Calvert Group, Ltd., 551
F.3d 297, 300 (4th Cir. 1999). As the United States Court of Appeals for the Fourth Circuit
9 Bivens v. Six Unknown Named Narcotic Agents, 403 U.S. 388 (1981).
10 Although Plaintiffs do not reference Title VII in any individual count against the Defendants, they contend
generally that the cause of action is brought pursuant to Title VII.
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has explained, a federal discrimination claim brought by a private party cannot be heard in
federal court “until the EEOC has conducted an investigation and determined the validity of
the claim.” Davis v. North Carolina Dep’t of Corr., 48 F.3d 134, 138 (4th Cir. 1995). The
plaintiff bears the burden of proving subject matter jurisdiction. Smith v. Wash. Metro Area
Transit Auth., 290 F.3d 201, 205 (4th Cir. 2002).
In this case, Plaintiffs have failed to exhaust available administrative remedies with
the EEOC regarding the alleged discriminatory action. See 29 C.F.R. § 1614. Although
Plaintiffs appear to have properly exhausted administrative remedies with the EEOC for
their suit against Waken Hut, they offer no facts indicating that they have similarly complied
with respect to the present Defendants. Plaintiffs claim that they “received a right to sue
letter [presumably from the EEOC] on February 6, 2014,” but they do not attach the letter
in question, nor any other proof of their alleged EEOC complaint. Thompson Compl. ¶ 21.
As Plaintiffs bear the burden of proving subject matter jurisdiction, they must do more than
simply state that they complied. Absent such proof, this Court lacks jurisdiction over any
Title VII claims asserted against Pretzello or the NRC.11
II.
42 U.S.C. §§ 1981, 1983 Claims
Defendants next argue that Plaintiffs’ claims under 42 U.S.C. § 1981 and 42 U.S.C. §
1983 should be dismissed because neither statute applies to the federal government, thereby
providing no avenue for relief against the federal government or its officials. Defendants are
correct—neither § 1981 nor § 1983 applies to individuals acting under color of federal law.
11 Alternatively, Defendants argue Plaintiffs’ Title VII claims fail because (1) only federal employees are
protected from discrimination under Title VII and Plaintiffs are not federal employees and (2) neither the
NRC nor Pretzello are proper defendants under Title VII. Because this Court lacks subject matter
jurisdiction due to Plaintiffs’ failure to exhaust administrative remedies, this Court need not consider
Defendants’ alternative arguments.
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Instead, both statutes target individuals acting under color of state law. In Middlebrooks v.
Leavitt, 525 F.3d 341, 349 (4th Cir. 2008), the Fourth Circuit stated unequivocally that § 1981
does not “provide a remedy against federal officials.”
This Court reached a similar
conclusion in Durham v. Rapp, 64 F. Supp. 3d 740, 746 (D. Md. 2014). In Durham, this Court
distinguished between federal officials acting under color of state law and federal officials
acting under federal law, noting that, unlike the former, the latter are not subject to suit under
§ 1983. Id.; see also Chin v. Wilhelm, 291 F. Supp. 2d 400, 404 (D. Md. 2003) (federal employee
acting under color of federal law, rather than state law, not subject to suit under § 1983).
Here, Pretzello, as the Deputy Director of the Division of Facilities and Security for
the NRC, was a federal employee acting under color of federal law during relevant time period.
Furthermore, as a division of the federal government, the NRC cannot be a state entity
subject to suit under either § 1981 or § 1983. Plaintiffs offer no facts showing that either
Defendant is an employee or a part of any state government to which § 1981 or § 1983
applies. Plaintiffs have thus failed to state a claim for which relief may be granted under
either statute.
III.
Bivens Claim
In the alternative, Defendants contend that, to the extent Plaintiffs’ § 1983 claims are
construed under Bivens v. Six Unknown Named Narcotics Agents, 403 U.S. 388 (1981), any such
claim would be time-barred by the applicable statute of limitations.12 This argument is
properly considered under Rule 12(b)(1) of the Federal rules of Civil Procedure, as the
12 Plaintiffs neither cite to nor appear to raise any arguments regarding Bivens. In construing their pro se
pleadings liberally, however, this Court will assume Plaintiffs intended to assert a Bivens claim against the
Defendants.
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expiration of the limitations period precludes this Court from exercising subject matter
jurisdiction over the affected claim. In Bivens, the United States Supreme Court established a
private cause of action for victims of constitutional violations committed by federal actors.
403 U.S. at 388. This right is essentially “the federal analog to suits brought against state
officials under . . . 42 U.S.C. § 1983.” Hartman v. Moore, 547 U.S. 250, 254 n.2 (2006)
(internal citations omitted). As such, courts generally apply § 1983 law to actions pursued
under Bivens. See, e.g., Butz v. Economou, 438 U.S. 478 (1978).
Although § 1983 does not specify a limitations period, this Court must look to
Maryland law for the appropriate statute of limitations. Grattan v. Burnett, 710 F.2d 160, 162
(4th Cir. 1983); see also Arawole v. Gaye, Civ. A. No. PJM-02-167, 2002 WL 32356684, at *1
(D. Md. Feb. 5, 2005), aff’d 46 F. App’x 206 (explaining that courts apply the § 1983
limitations period to actions arising under Bivens). This Court, applying Maryland law,
accordingly employs the three-year statute of limitations for civil actions, Md. Code Ann.,
Cts. & Jud. Proc. § 5-101. Arawole, 2002 WL 32356684, at *1. In contrast to the derivation
of the statute of limitations from state law, the time of accrual of a civil rights action is a
question of federal law. Cox v. Stanton, 529 F.2d 47, 50 (4th Cir. 1975); Arawole, 2002 WL
32356684, at *1 (“Although the state statute of limitations applies, the time of accrual of the
action is a federal question.”). As the Fourth Circuit explained in Cox, the limitations period
begins to accrue when the plaintiff knows or has reason to know of the injury that is the
basis of the action. Cox, 529 F.2d at 50 (citing Young v. Clinchfield R.R. Co., 288 F.2d 499, 503
(4th Cir. 1961)).
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In this case, any Bivens-related claims by Plaintiffs are time-barred under Maryland’s
statute of limitations. At the latest, Plaintiffs’ cause of action began to accrue on September
15, 2011—the date of their discharge—which constitutes Simpler’s (and, therefore, Pretzello
and the NRC’s) final alleged discriminatory act against Plaintiffs during their employment.
See Bireline v. Seagondollar, 567 F.2d 260, 263 (4th Cir. 1977) (concluding that the plaintiff’s
cause of action against her employer for discrimination accrued on or before the date she
was given a termination notice and noting that under applicable federal law, the time of
accrual is that point in time when the plaintiff knows or has reason to know of the injury
which is the basis of the action). Under the applicable three-year statute of limitations,
Plaintiffs were thus required to file any action by September 15, 2014. Yet, Thompson and
McDonald filed their Complaints some eight months later, on May 6, 2015 and May 11,
2015, respectively. They thus fail to state a claim for relief under Bivens.13
IV.
FOIA Request Denial Claim
Finally, Defendants argue that Plaintiffs’ request for the NRC OIG Report should be
denied because Plaintiffs’ request furthers only private interests in obtaining that
information. The purpose of the Freedom of Information Act, 5 U.S.C. § 522 (“FOIA”) is
to serve as a “policy of broad disclosure of Government documents in order to ensure an
informed citizenry, vital to the functioning of a democratic society.” F.B.I. v. Abramson, 456
U.S. 615, 621 (1982) (internal quotation marks and citations omitted). The Fourth Circuit
has recognized that although FOIA “generally mandates disclosure of information contained
in public records, it also ‘expressly recognizes that public disclosure is not always in the
13 Once again, Defendants assert several alternative arguments, none of which needs be considered in light of
the expiration of the statute of limitations.
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public interest,’” Casa De Maryland, Inc. v. U.S. Dep’t of Homeland Sec., 409 F. App’x 697, 699
(4th Cir. 2011) (quoting Spannaus v. United States Dep’t of Justice, 813 F.2d 1285, 1288 (4th Cir.
1987) (internal citation omitted)), since “legitimate governmental and private interests could
be harmed by release of certain types of information,” Casa De Maryland, 409 F. App’x at 699
(quoting FBI v. Abramson, 456 U.S. 615, 621 (1982)). To balance these concerns, Congress
crafted nine exemptions to FOIA. 5 U.S.C. § 552(b).
Of relevance to this case, FOIA Exemption 7(C) “excuses from disclosure ‘records
or information compiled for law enforcement purposes’ if their production ‘could
reasonably be expected to constitute an unwarranted invasion of personal privacy.’” National
Archives and Records Admin. v. Favish, 541 U.S. 157, 160 (2004) (quoting § 552(b)(7)(C)). To
determine whether Exemption 7 applies, courts must use a balancing approach that weighs
individual privacy interests against the public interest in disclosure. United States Dep’t of
Justice v. Reporters Comm. for Freedom of the Press, 489 U.S. 749, 762 (1989). The concern for
individual privacy interests recognizes that “individuals such as subjects, witnesses,
informants, and government employees have a substantial interest in nondisclosure of their
identities and connection with particular investigations.” Baltimore Sun v. U.S. Marshals Serv.,
131 F. Supp. 2d 725, 728 (D. Md. 2001). Indeed, “unless access to names and addresses of
private individuals appearing in files within the ambit of Exemption 7(C) is necessary . . . to
confirm or refute compelling evidence that the agency is engaged in illegal activity, such
information is exempt from disclosure.” Id. (quoting SafeCard Servs., Inc. v. SEC, 926 F.2d
1197, 1206 (D.C. Cir. 1991)). In contrast, the “public interest in disclosure” looks to “the
extent to which disclosure would serve the ‘core purpose of the FOIA,’ which is
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‘contributing significantly to public understanding of the operations or activities of the
government.’” U.S. Dep’t of Def. v. Fed. Labor Relations Authority, 510 U.S. 487, 495 (1994)
(quoting Freedom of the Press, 489 U.S. at 775).
Thompson and McDonald seek the disclosure of the individuals’ whose names were
redacted from the NRC OIG Report. These individuals, however, have a substantial interest
in the nondisclosure of their identifying information, as such information could conceivably
affect their professional and personal reputations. In response, Plaintiffs simply assert that
“any alleged privacy interests that serves [sic] as the basis for [the NRC’s] failure to produce
the sought-after information is outweighed by the relevance of the misconduct report to the
instant matter.”
Thompson Compl. 11. They do not explain how such “relevance”
promotes the “public understanding of the operations or activities of the government.”
Rather, it appears that Plaintiffs’ sole interest in the disclosure of the redacted individuals’
identifying information is to further their claims in the present suit. They do not explain how
this suit will contribute to public knowledge. Given the sensitivity of the privacy interests,
the redacted NRC OIG Report is sufficient to inform the public of the allegations of
misconduct and subsequent investigation. As Thompson and McDonald show no public
interest in disclosing the redacted individuals’ names, their request for disclosure of the
unredacted report is denied.
In sum, even under the liberal construction accord to pro se plaintiffs, Thompson and
McDonald fail to present any facts or arguments showing that they are entitled to relief
against Defendants Pretzello and the NRC. Counts Three and Seven, the sole remaining
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counts against Pretzello, are thus dismissed. Similarly, Counts Four, Eight, and Nine, the
sole remaining counts against the NRC, are also dismissed.
CONCLUSION
For the reasons stated above, Defendants Andrew Pretzello and United States
Nuclear Regulatory Commission’s Motion to Dismiss and for Summary Judgment (ECF No.
30), construed as a Motion to Dismiss, is GRANTED. Plaintiffs’ Complaints are thus
DISMISSED in their entirety.
A separate Order follows.
Dated:
May 5, 2016
/s/
Richard D. Bennett
United States District Judge
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