Hinton v. Colvin
Filing
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REPORT AND RECOMMENDATIONS re 11 MOTION for Summary Judgment filed by Sheldon Scot Hinton, 17 MOTION for Summary Judgment filed by Carolyn W. Colvin. Signed by Magistrate Judge Stephanie A Gallagher on 10/4/2017. (jnls, Deputy Clerk)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
SHELDON SCOT HINTON,
Plaintiff,
v.
NANCY A. BERRYHILL,
Acting Commissioner of Social Security,
Defendant.
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Civil Case No.: MJG-16-4043
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REPORT AND RECOMMENDATIONS
Pursuant to Standing Order 2014-01, the above-captioned case has been referred to me to
review the parties’ dispositive motions and to make recommendations pursuant to 28 U.S.C. §
636(b)(1)(B) and Local Rule 301.5(b)(ix). [ECF No. 3]. I have considered the parties’ crossmotions for summary judgment and the related filings. [ECF Nos. 11, 13, 17]. I find that no
hearing is necessary. See Loc. R. 105.6 (D. Md. 2016). This Court must uphold the decision of
the Agency if it is supported by substantial evidence and if the Agency employed proper legal
standards. See 42 U.S.C. § 405(g); Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996). Under
that standard, I recommend that Mr. Hinton’s motion be denied, that the Commissioner’s motion
be granted, and that the Commissioner’s judgment be affirmed pursuant to sentence four of 42
U.S.C. § 405(g).
Mr. Hinton protectively filed a claim for Disability Insurance Benefits (“DIB”) on
October 4, 2012, alleging a disability onset date of November 7, 2011. (Tr. 145-46). His claim
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was denied initially and on reconsideration. (Tr. 90-93, 97-88). A hearing was held on May 4,
2015, before an Administrative Law Judge (“ALJ”). (Tr. 30-59). Following the hearing, the
ALJ determined that Mr. Hinton was not disabled within the meaning of the Social Security Act
during the relevant time frame. (Tr. 13-29). The Appeals Council (“AC”) denied Mr. Hinton’s
request for review, (Tr. 1-6), so the ALJ’s decision constitutes the final, reviewable decision of
the Agency.
The ALJ found that Mr. Hinton suffered from the severe impairments of “residuals of
lumbar fusion surgery and a disorder of the right shoulder.”
(Tr. 18).
Despite these
impairments, the ALJ determined that Mr. Hinton retained the residual functional capacity
(“RFC”) to:
perform light work as defined in 20 CFR 404.1567(b) except he can no more than
occasionally push and/or pull bilaterally; no more than occasionally operate foot
controls bilaterally; never climb ladders, ropes, and scaffolds, or crawl; no more
than occasionally climb ramps and stairs, stoop, kneel, and crouch; no more than
frequently reach bilaterally, but never reach overhead with the right shoulder, and
no more than occasionally reach overhead with the left shoulder; and he must
avoid exposure to workplace hazards being unprotected machinery and
unprotected heights.
(Tr. 20). After considering the testimony of a vocational expert (“VE”), the ALJ determined that
Mr. Hinton could perform jobs existing in significant numbers in the national economy and
therefore was not disabled. (Tr. 23-24).
Mr. Hinton raises two primary arguments on appeal: (1) that the ALJ failed to properly
weigh the medical opinion evidence; and (2) that the ALJ erred in assessing his credibility. Each
argument lacks merit and is addressed below.
First, Mr. Hinton contends that the ALJ failed to give proper weight to the opinions of his
treating physician, Dr. Steadman. [ECF No. 11-1, at pp. 9-12]. Generally, a treating physician’s
opinion is given controlling weight when two conditions are met: (1) it is well-supported by
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medically acceptable clinical laboratory diagnostic techniques; and (2) it is consistent with other
substantial evidence in the record.
404.1527(d)(2).
See Craig, 76 F.3d at 590; see also 20 C.F.R. §
However, where a treating source’s opinion is not supported by clinical
evidence or is inconsistent with other substantial evidence, it should be accorded significantly
less weight. Craig, 76 F.3d at 590. If the ALJ does not give a treating source’s opinion
controlling weight, the ALJ will assign weight after applying several factors, such as the length
and nature of the treatment relationship, the degree to which the opinion is supported by the
record as a whole, and any other factors that support or contradict the opinion. 20 C.F.R. §§
404.1527(c)(1)-(6). The Commissioner must also consider, and is entitled to rely on, opinions
from non-treating doctors. See SSR 96-6p, 1996 WL 374180, at *3 (S.S.A. July 2, 1996) (“In
appropriate circumstances, opinions from State agency medical and psychological consultants
and other program physicians and psychologists may be entitled to greater weight than the
opinions of treating or examining sources.”).
Contrary to Mr. Hinton’s argument, the ALJ properly evaluated Dr. Steadman’s opinions.
Dr. Steadman opined that Mr. Hinton suffered from “extensive degeneration of his lumbar discs,
several herniated discs causing nerve root compression, lumbar spondylosis and extensive facet
arthropathy.” (Tr. 528). Dr. Steadman also opined that Mr. Hinton had “chronic low back pain,
muscle spasms and limited range of motion related to his condition.” Id. Based on his findings,
Dr. Steadman opined that Mr. Hinton “could sit for only one hour in an eight-hour workday,
stand and/or walk for one hour in an eight-hour workday, would have to get up every fifteen
minutes and move around, and never lift more than twenty pounds, push, pull, kneel, bend, and
stoop.” (Tr. 22); see (Tr. 493-99). Furthermore, Dr. Steadman opined on December 5, 2013, and
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again on May 1, 2015, that Mr. Hinton was “permanently disabled due to [an] inability to sit,
stand, or walk for prolonged periods.” (Tr. 22); see (Tr. 500, 528).
The ALJ assigned Dr. Steadman’s opinions “little” weight because they were inconsistent
with the medical evidence. (Tr. 22). In particular, the ALJ noted that Dr. Steadman’s opinions
were “inconsistent with the objective clinical findings of Dr. Weingart in July 2014.” Id. Based
on his observations during examinations on April 18, 2013, and on May 30, 2013, Dr. Weingart
noted that Mr. Hinton was “making progress” and that his preoperative symptoms were
“dramatically better.” (Tr. 347); see (Tr. 21). Moreover, during a follow-up appointment on
June 19, 2013, Dr. Weingart noted that Mr. Hinton “states he is doing well and rarely needs to
take his pain medication” and “denies any weakness, numbness and tingling and states he is able
to ambulate without difficulty.” (Tr. 415); see (Tr. 21). After examination on July 10, 2014, Dr.
Weingart observed that Mr. Hinton had “full power in all four extremities” and deemed Mr.
Hinton “clinically stable.” (Tr. 22); see (Tr. 529). The ALJ concluded that Dr. Steadman’s
“findings regarding [Mr. Hinton’s] status post back surgery are not as credible as those of Dr.
Weingart, the claimant’s treating neurosurgeon.” (Tr. 22). These inconsistencies, in addition to
others cited by the ALJ, provide sufficient justification for the ALJ’s decision to accord “little”
weight to Dr. Steadman’s opinions.
Mr. Hinton also argues that the ALJ failed to consider the factors outlined in 20 C.F.R. §§
404.1527(c)(1)-(6) when assigning weight to Dr. Steadman’s opinions. The regulations require
an ALJ to assess several factors when determining what weight to assign to the medical opinions
presented. 20 C.F.R. § 404.1527(c). These factors include: the examining relationship between
the physician and the claimant; the treatment relationship between the physician and the
claimant; the specialization of the physician; the consistency of a medical opinion with the
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record as a whole; and the extent to which a medical opinion is supported by evidence. 20
C.F.R. §§ 404.1527(c)(1)-(5).
Upon review of the record, I find that the ALJ properly
considered the factors required under the regulations. Specifically, the ALJ cited Dr. Steadman’s
medical records, which denote her status as Mr. Hinton’s treating physician, and indicate that she
has treated Mr. Hinton since May 18, 2011. (Tr. 21). The ALJ then found that Dr. Steadman’s
opinions were inconsistent with the medical evidence. (Tr. 22). Citing Dr. Steadman’s lack of
specialization, the ALJ further opined that Dr. Steadman’s findings were less credible than those
of Mr. Hinton’s treating neurosurgeon, Dr. Weingart. Id. Considering the entirety of the ALJ’s
analysis, I find that the ALJ properly applied the regulations in assigning weight to Dr.
Steadman’s opinions, and that her findings are supported by substantial evidence.
Second, Mr. Hinton contends that the ALJ failed to properly evaluate his credibility. “In
determining the credibility of the individual’s statements, the adjudicator must consider the
entire case record, including the objective medical evidence, the individual’s own statements
about symptoms, statements and other information provided by treating or examining physicians
. . . and any other relevant evidence in the case record.” SSR 96-7P, 1996 WL 374186, at *1
(S.S.A. July 2, 1996).
An ALJ, however, cannot rely exclusively on objective evidence to
undermine a claimant’s subjective assertions of disabling pain. See Lewis v. Berryhill, 858 F.3d
858, 866 (4th Cir. 2017) (holding that the ALJ improperly discounted the claimant’s subjective
complaints “based solely on the lack of objective evidence” supporting the claimant’s
assertions).
Contrary to Mr. Hinton’s contention, the ALJ properly evaluated his credibility. First,
the ALJ correctly cited to Mr. Hinton’s refusal to take pain medication as evidence that his pain
was not as severe as he alleged. The ALJ opined that Mr. Hinton’s “disinterest in seeking out
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modalities by which to better manage his pain levels” indicated that “his symptoms were better
controlled than he has alleged.” (Tr. 22-23). See Mickles v. Shalala, 29 F.3d 918, 930 (4th Cir.
1994) (“[A]n unexplained inconsistency between the claimant’s characterization of the severity
of her condition and the treatment she sought to alleviate that condition is highly probative of the
claimant’s credibility”); see also Groves v. Colvin, Civil No. JKS-13-083, 2014 WL 900818, at
*4 (D. Md. March 6, 2014) (concluding that the claimant’s “fear of addiction does not justify her
selective refusal to take certain medications as prescribed”); Muir v. Astrue, Civil No. Civ. SKG11-2041, 2013 WL 140779, at *8 (D. Md. Jan. 3, 2013) (“Use of only over-the-counter pain
medication is viable evidence that a plaintiff’s testimony regarding her pain was not credible.”).
Furthermore, the ALJ opined that Mr. Hinton’s subjective evidence of pain was undercut
by her observations during the hearing. The ALJ noted that Mr. Hinton “testified that he could
sit for only ten to fifteen minutes, but was able to sit for approximately twenty-seven minutes
during the hearing without a break.” (Tr. 23). Moreover, the ALJ noted that Mr. Hinton
“testified about right upper extremity limitations, while simultaneously lifting his right arm
above shoulder to level to demonstrate.” Id. Finally, the ALJ cited Mr. Hinton’s examination
records, which revealed a “lack of follow-up treatment after his surgery, and the normal clinical
findings following surgery.”
Id.
Ultimately, the ALJ’s detailed evaluation of the record
evidence against Mr. Hinton’s statements regarding his symptoms amply supports the ALJ’s
conclusion that Mr. Hinton’s alleged limitations were not entirely credible. Thus, the ALJ
properly evaluated Mr. Hinton’s credibility, and supported her findings with substantial
evidence.
CONCLUSION
For the reasons set forth above, I respectfully recommend that:
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1. the Court DENY Plaintiff’s Motion for Summary Judgment [ECF No. 11];
2. the Court GRANT Defendant’s Motion for Summary Judgment [ECF No. 17]; and
3. the Court CLOSE this case.
Any objections to this Report and Recommendations must be served and filed within
fourteen (14) days, pursuant to Federal Rule of Civil Procedure 72(b) and Local Rule 301.5(b).
NOTICE TO PARTIES
Failure to file written objections to the proposed findings, conclusions, and
recommendations of the Magistrate Judge contained in the foregoing report within fourteen (14)
days after being served with a copy of this report may result in the waiver of any right to a de
novo review of the determinations contained in the report and such failure shall bar you from
challenging on appeal the findings and conclusions accepted and adopted by the District Judge,
except upon grounds of plain error.
Dated: October 4, 2017
/s/
Stephanie A. Gallagher
United States Magistrate Judge
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