Ratcliff v. Baltimore County Police Department et al
Filing
22
MEMORANDUM OPINION. Signed by Judge George Levi Russell, III on 8/6/2019. (c/m 8/6/19 bas, Deputy Clerk)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
CASEY EDWARD RATCLIFF,
*
Plaintiff,
*
v.
*
BALTIMORE COUNTY POLICE
DEPARTMENT, et al.,
Civil Action No. GLR-18-1650
*
*
Defendants.
*****
MEMORANDUM OPINION
THIS MATTER is before the Court on Defendants the Baltimore County Police
Department (“BCPD”), Lieutenant Craig Mitchell (“Lieutenant Mitchell”), Officer
Christopher Stallings (“Officer Stallings”), and Office Darren Brusio’s (“Officer Brusio”)
(collectively, without BCPD, “Officer Defendants”) Motion to Dismiss or, in the
Alternative, for Summary Judgment (ECF No. 17). The Motion is ripe for disposition, and
no hearing is necessary. See Local Rule 105.6 (D.Md. 2018). For the reasons outlined
below, the Court will grant the Motion.
I.
BACKGROUND1
On March 13, 2018 at 1:07 a.m., Officer Jason Lentz (“Officer Lentz”)2 arrested
Plaintiff Casey Edward Ratcliff at the Red Roof Inn in Timonium, Maryland. (Compl. at
Unless otherwise noted, the facts outlined here are set forth in Ratcliff’s Complaint
(ECF No. 1). To the extent the Court discusses facts that Ratcliff does not allege in his
Complaint, they are uncontroverted and the Court views them in the light most favorable
to Ratcliff. The Court will address additional facts when discussing applicable law.
2
Ratcliff does not name Officer Lentz as a Defendant in this case.
1
2, ECF No. 1; see also Defs.’ Mot. Dismiss Summ. J. [“Defs.’ Mot.”] Ex. 1, ECF No. 175; Brusio Aff. ¶ 8, ECF No. 17-2).3 Officer Lentz took Ratcliff to Precinct #7 in
Cockeysville, Maryland for booking. (Brusio Aff. ¶ 8). An unspecified officer “handcuffed
[Ratcliff] to a pipe” in the booking room. (Compl. at 3). The booking room was “very
cold,” but Ratcliff was not allowed to wear his coat, nor was he provided with a blanket.
(Id.).
Officer Stallings, who was the booking and processing officer, informed Ratcliff
that he was switching on his body camera before he uncuffed Ratcliff from the pipe. (Id.).
Officer Stallings left shackles on his legs, despite Ratcliff’s “large painful wounds on both
legs from knee to ankle.” (Id.). While he was standing for his mugshots, Ratcliff “began to
feel very dizzy.” (Id.). Ratcliff informed Stallings that he was dizzy and that he believed
he was going to “pass out” or suffer a seizure and needed to sit down. (Id.). Officer Stallings
“ordered [Ratcliff] to remain standing and continue in the process.” (Id.). Ratcliff tried to
comply and remained standing, but he “had to brace [himself] against the wall at least
once.” (Id.). Ratcliff again asked Officer Stallings if he could sit down and Officer Stallings
ordered him to stay standing. (Id.).
Ratcliff “reluctantly” began the fingerprinting process. (Id. at 4). At the finger print
scanning machine, Ratcliff told Officer Stallings that he was dizzy, he was going to fall,
and he needed to sit, but Officer Stallings denied his request to sit down. (Id.). Ratcliff then
“had a seizure while standing next to Officer Stallings and fell to the ground striking [his]
Citations to the Complaint refer to the pagination the Court’s Case Management
and Electronic Case Files (“CM/ECF”) system assigned.
3
2
head on the bare concrete floor.” (Id.). Although he was close enough to Officer Stallings
during fingerprinting for Officer Stallings to hold and control his hands to obtain the
fingerprints, Officer Stallings made no attempt to catch him or cushion his fall, despite
“ample and timely warnings of [Ratcliff’s] imminent fall.” (Id.). Lieutenant Mitchell
entered the room to ask what had happened. (Id.). “[Officer] Stallings stated to [Lieutenant]
Mitchell that [Ratcliff] had told him that [he] would fall and then [he] did.” (Id.). Lieutenant
Mitchell asked Officer Stallings whether he tried to catch Ratcliff, and Officer Stallings
replied that he had not. (Id.).
Ratcliff “asked for medical attention and an ambulance was called.” (Id.). Ratcliff’s
“head was throbbing” as he laid on the cold floor and he was “going in and out of
consciousness” until he was transported by ambulance to the Greater Baltimore Medical
Center (“GBMC”) emergency room. (Id. at 4–5). Both of Ratcliff’s legs remained shackled
despite the pain the shackles caused to his leg wounds and his “requests to remove or
adjust” them.4 (Id. at 5). When Baltimore County Detention Center officers took Ratcliff
into custody, they shackled only one of his legs to the hospital bed. (Id.). Ratcliff was
hospitalized at GBMC for one week. (Id.). He now suffers “recurring headaches, neck pain,
and pain in [his] shoulders” that he “did not have before this fall.” (Id.).
On June 4, 2018, Ratcliff, proceeding pro se, filed a verified Complaint. (ECF No.
1). Ratcliff states that he “believe[s] [that his] civil rights were violated,” but he does not
state which ones. (Id.). He seeks “financial compensation for violation of [his]
4
Ratcliff does not identify to whom he made these requests. (See Compl. at 5).
3
constitutional rights, negligence on the part of the police, and pain and suffering in the
amount of 1 million dollars plus all related cost, fees, medical bills, etc.” (Id. at 7).
On September 14, 2018, Defendants filed a Motion to Dismiss or, in the Alternative,
for Summary Judgment. (ECF No. 17). Ratcliff filed an Opposition on September 21, 2019.
(ECF No. 19). To date, the Court has no record that Defendants filed a Reply.
II.
A.
DISCUSSION
Conversion of Defendants’ Motion
Defendants style their Motion as a motion to dismiss under Rule 12(b)(6) or, in the
alternative, for summary judgment under Rule 56. A motion styled in this manner
implicates the Court’s discretion under Rule 12(d). See Kensington Vol. Fire Dep’t, Inc. v.
Montgomery Cty., 788 F.Supp.2d 431, 436–37 (D.Md. 2011), aff’d sub nom. Kensington
Volunteer Fire Dep’t, Inc. v. Montgomery Cty., 684 F.3d 462 (4th Cir. 2012). Under Rule
12(d), when “matters outside the pleadings are presented to and not excluded by the court,
the [Rule 12(b)(6) ] motion must be treated as one for summary judgment under Rule 56.”
The United States Court of Appeals for the Fourth Circuit has articulated two requirements
for proper conversion of a Rule 12(b)(6) motion to a Rule 56 motion. First, that the “parties
be given some indication by the court that it is treating the 12(b)(6) motion as a motion for
summary judgment” and second, “that the parties first ‘be afforded a reasonable
opportunity for discovery.’” Greater Balt. Ctr. for Pregnancy Concerns, Inc. v. Mayor of
Baltimore, 721 F.3d 264, 281 (4th Cir. 2013) (quoting Gay v. Wall, 761 F.2d 175, 177 (4th
Cir. 1985)).
4
When the movant expressly captions its motion “in the alternative” as one for
summary judgment and submits matters outside the pleadings for the court’s consideration,
the parties are deemed to be on notice that conversion under Rule 12(d) may occur. See
Moret v. Harvey, 381 F.Supp.2d 458, 464 (D.Md. 2005). “[T]he party opposing summary
judgment ‘cannot complain that summary judgment was granted without discovery unless
that party had made an attempt to oppose the motion on the grounds that more time was
needed for discovery.’” Harrods Ltd. v. Sixty Internet Domain Names, 302 F.3d 214, 244
(4th Cir. 2002) (quoting Evans v. Techs. Applications & Serv. Co., 80 F.3d 954, 961 (4th
Cir. 1996)). Rule 56(d) provides that the Court may deny or continue a motion for summary
judgment “[i]f a nonmovant shows by affidavit or declaration that, for specified reasons, it
cannot present facts essential to justify its opposition.” “[T]he failure to file an affidavit
under Rule 56[(d)] is itself sufficient grounds to reject a claim that the opportunity for
discovery was inadequate.” Nguyen v. CNA Corp., 44 F.3d 234, 242 (4th Cir. 1995)
(quoting Paddington Partners v. Bouchard, 34 F.3d 1132, 1137 (2d Cir. 1994)).
Here, Ratcliff was on notice that the Court might resolve Defendants’ Motion under
Rule 56 because they styled their Motion in the alternative for summary judgment and
presented extensive extra-pleading material for the Court’s consideration. See Moret, 381
F.Supp.2d at 464. Ratcliff does not submit a Rule 56(d) affidavit, nor does he otherwise
request additional time for discovery. Because the Court considers Defendants’ extrapleading materials in resolving Defendants’ Motion, the Court construes their Motion as a
motion for summary judgment.
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B.
Standard of Review
In reviewing a motion for summary judgment, the Court views the facts in a light
most favorable to the nonmovant, drawing all justifiable inferences in that party’s favor.
Ricci v. DeStefano, 557 U.S. 557, 586 (2009); Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 255 (1986) (citing Adickes v. S.H. Kress & Co., 398 U.S. 144, 158–59 (1970)).
Summary judgment is proper when the movant demonstrates, through “particular parts of
materials in the record, including depositions, documents, electronically stored
information, affidavits or declarations, stipulations . . . admissions, interrogatory answers,
or other materials,” that “there is no genuine dispute as to any material fact and the movant
is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a), (c)(1)(A). Significantly, a
party must be able to present the materials it cites in “a form that would be admissible in
evidence,” Fed.R.Civ.P. 56(c)(2), and supporting affidavits and declarations “must be
made on personal knowledge” and “set out facts that would be admissible in evidence,”
Fed.R.Civ.P. 56(c)(4).
Once a motion for summary judgment is properly made and supported, the burden
shifts to the nonmovant to identify evidence showing there is genuine dispute of material
fact. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586–87 (1986).
The nonmovant cannot create a genuine dispute of material fact “through mere speculation
or the building of one inference upon another.” Othentec Ltd. v. Phelan, 526 F.3d 135, 141
(4th Cir. 2008) (quoting Beale v. Hardy, 769 F.2d 213, 214 (4th Cir. 1985)).
A “material fact” is one that might affect the outcome of a party’s case. Anderson,
477 U.S. at 248; see also JKC Holding Co. v. Wash. Sports Ventures, Inc., 264 F.3d 459,
6
465 (4th Cir. 2001) (citing Hooven-Lewis v. Caldera, 249 F.3d 259, 265 (4th Cir. 2001)).
Whether a fact is considered to be “material” is determined by the substantive law, and
“[o]nly disputes over facts that might affect the outcome of the suit under the governing
law will properly preclude the entry of summary judgment.” Anderson, 477 U.S. at 248;
accord Hooven-Lewis, 249 F.3d at 265. A “genuine” dispute concerning a “material” fact
arises when the evidence is sufficient to allow a reasonable jury to return a verdict in the
nonmoving party’s favor. Anderson, 477 U.S. at 248. If the nonmovant has failed to make
a sufficient showing on an essential element of her case where she has the burden of proof,
“there can be ‘no genuine [dispute] as to any material fact,’ since a complete failure of
proof concerning an essential element of the nonmoving party’s case necessarily renders
all other facts immaterial.” Celotex Corp. v. Catrett, 477 U.S. 317, 322–23 (1986).
C.
Analysis
In his Complaint, Ratcliff alleges violations of unspecified constitutional rights, but
he clarifies in his Opposition that he brings his claims under the Eighth and Fourteenth
Amendments. Ratcliff also brings state law medical negligence claims. The Court first
addresses Ratcliff’s claims against BCPD.
1.
Baltimore County Police Department
Defendants argue that Ratcliff’s claims against BCPD must be dismissed because
BCPD, as a department within Baltimore County, is not an independent legal entity that
may be sued in its own name. The Court agrees.
Maryland substantive law determines whether an entity possesses the legal capacity
to be sued. See Chrysler Credit Corp. v. Superior Dodge, Inc., 538 F.2d 616, 617–18 (4th
7
Cir. 1976). Under § 9-201(2) of the Local Government Article of the Maryland Code,
charter counties of Maryland, such as Baltimore County, may “sue and be sued.” Section
103 of the Baltimore County Charter provides, in part: “The corporate name shall be
‘Baltimore County, Maryland,’ and it shall thus be designated in all actions and
proceedings touching its rights, powers, properties, liabilities and duties.” The BCPD is a
department within Baltimore County government. Thus, BCPD is not amenable to suit in
its own name. See Farmer v. Baltimore Cty. Dep’t of Corrs., No. CCB-11-2126, 2012 WL
3155650, at *3 (D.Md. July 31, 2012) (“The Baltimore County Department of Corrections
is a department within Baltimore County’s administrative structure and consequently not
subject to suit in its own name.”); see also Ashburn v. Anne Arundel Cty., 510 A.2d 1078,
1079 (Md. 1986) (noting the circuit court had determined “Anne Arundel County Police
Department was not a separate legal entity” subject to suit); Cty. Council for Montgomery
Cty. v. Supervisor of Assessments of Montgomery Cty., 332 A.2d 897, 901 (Md. 1975)
(“County Council” is not a separate legal entity that can sue or be sued). The Court will,
therefore, grant Defendants’ Motion to the extent it seeks to dismiss BCPD as a Defendant.
2.
Officer Defendants
Defendants raise two principle arguments for granting summary judgment in Officer
Defendants’ favor: (1) Ratcliff fails to establish a violation of his constitutional rights under
either the Eighth Amendment or the Fourteenth Amendment; and (2) Ratcliff fails to
establish a state law medical negligence claim.5
5
Defendants also contend that Officer Defendants are entitled to public official
immunity. Because the Court concludes that Ratcliff fails to establish his federal
8
a.
Federal Constitutional Claims
The Court evaluates claims of pretrial detainees, like Ratcliff, regarding conditions
of confinement under the Due Process Clause of the Fourteenth Amendment rather than
under the Eighth Amendment’s proscription against cruel and unusual punishment. See
Bell v. Wolfish, 441 U.S. 520, 535 & n.16 (1979); Martin v. Gentile, 849 F.2d 863, 870
(4th Cir. 1988). “The constitutional protections afforded a pre-trial detainee as provided by
the Fourteenth Amendment are co-extensive with those provided by the Eighth
Amendment.” Barnes v. Wilson, 110 F.Supp.3d 624, 629 (D.Md. 2015) (citing Bell, 441
U.S. at 535); see Brown v. Harris, 240 F.3d at 388 (“[T]he State does not acquire the power
to punish with which the Eighth Amendment is concerned until after it has secured a formal
adjudication of guilt in accordance with due process of law.” (quoting Ingraham v. Wright,
430 U.S. 651, 671 n.40 (1977))).
i.
Deliberate Indifference to Medical Needs
A prison official violates a pretrial detainee’s Fourteenth Amendment rights when
the official is deliberately indifferent to the detainee’s serious medical needs. See Young,
238 F.3d at 575 (“[D]eliberate indifference to the serious medical needs of a pretrial
detainee violates the due process clause.”); see also Hill v. Nicodemus, 979 F.2d 987, 991
(4th Cir. 1992) (adopting the standard of “deliberate indifference” with respect to the level
of care owed to a pretrial detainee under the Fourteenth Amendment); Gordon v. Kidd, 971
F.2d 1087, 1094 (4th Cir. 1992) (“Pretrial detainees, like inmates under active sentence,
constitutional claims and, as a result, declines to exercise supplemental jurisdiction over
his state law medical negligence claims, the Court does not address this argument.
9
are entitled to medical attention, and prison officials violate detainees’ rights to due process
when they are deliberately indifferent to serious medical needs.”); Belcher v. Oliver, 898
F.2d 32, 34 (4th Cir. 1990) (“The Fourteenth Amendment right of pretrial detainees, like
the Eighth Amendment right of convicted prisoners, requires that government officials not
be deliberately indifferent to any serious medical needs of the detainee.” (citing Martin,
849 F.2d 871)).
“The necessary showing of deliberate indifference can be manifested by prison
officials in responding to a prisoner’s medical needs in various ways, including
intentionally denying or delaying medical care, or intentionally interfering with prescribed
medical care.” Formica v. Aylor, 739 F.App’x 745, 754 (4th Cir. 2018). Critical to the
Court’s inquiry are the two prongs of the deliberate indifference analysis. First, deliberate
indifference to a serious medical need requires proof that, objectively, the plaintiff was
suffering from a serious medical need. See Farmer v. Brennan, 511 U.S. 825, 837 (1984).
Second, there must be proof that, subjectively, the defendant was aware of the need for
medical attention but failed either to provide it or to ensure that the needed care was
available. See id.
“[T]he objective component of an Eighth Amendment claim based on a deprivation
of medical attention is satisfied only if the medical need of the prisoner is ‘serious.’”
Shakka v. Smith, 71 F.3d 162, 166 (4h Cir. 1995) (internal quotation marks omitted)
(quoting Hudson v. McMillian, 503 U.S. 1, 8 (1992)). A serious medical need is “one that
has been diagnosed by a physician as mandating treatment or one that is so obvious that
even a lay person would easily recognize the necessity for a doctor’s attention.” Iko v.
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Shreve, 535 F.3d 225, 241 (4th Cir. 2008) (quoting Henderson v. Sheahan, 196 F.3d 839,
846 (7th Cir. 1999)).
The subjective component requires a determination whether the defendant acted
with “a sufficiently culpable state of mind.” Wilson v. Seiter, 501 U.S.294, 298 (1991); see
Farmer, 511 U.S. at 839–40. In order “[t]o show an Eighth Amendment violation, it is not
enough that an official should have known of a risk; he or she must have had actual
subjective knowledge of both the inmate’s serious medical condition and the excessive risk
posed by the official’s action or inaction.” Lightsey, 775 F.3d at 178. “Actual knowledge
or awareness on the part of the alleged inflicter . . . becomes essential to proof of deliberate
indifference ‘because prison officials who lacked knowledge of a risk cannot be said to
have inflicted punishment.’” Brice v. Va. Beach Corr. Ctr., 58 F.3d 101, 105 (4th Cir. 1995)
(quoting Farmer, 511 U.S. at 844).
Here, the evidence in the record reflects that Officers Brusio and Lentz were
dispatched in separate police cars to the Red Roof Inn on March 13, 2018, after the
Baltimore County 911 dispatch center received a report that Ratcliff was staying there.
(Defs.’ Mot. Ex. 2, ECF No. 17-6). Officer Brusio was the primary officer assigned to serve
the arrest warrant on Ratcliff. (Brusio Aff. ¶ 9). Officer Lentz drove Ratcliff to Precinct #7.
(Id. ¶ 8; see also Defs.’ Mot. Ex. 1)
Officer Stallings assumed custody of Ratcliff for completing the arrest and booking
procedure. (See Stallings Aff. ¶¶ 6–7, ECF No. 17-4). Officer Stallings activated his body
camera while he read screening questions to Ratcliff; he did not activate his body camera
when fingerprinting Ratcliff. (Id. ¶ 25). While Officer Stallings was photographing
11
Ratcliff, “Ratcliff said something about being ‘dizzy’ or ‘falling.’” (Id. ¶ 8). Officer
Stallings avers that he told Ratcliff that “he could sit down” or they “could get the photo
and fingerprints done as quickly as possible so that he could sit down” and that Ratcliff
“did not object to finishing the processing procedure.” (Id. ¶ 9).
After Officer Stallings finished photographing Ratcliff, they moved to the live scan
machine. (Id. ¶ 10). Officer Stallings states that he “had only scanned a couple of fingers
when Mr. Ratcliff said he might fall. Immediately . . . and before I could react, his whole
body moved forward very fast, he hit his head on the live scan[,] and then fell backward to
the floor.” (Id. ¶ 11). Officer Stallings avers that he “grabbed onto” Ratcliff as he fell to
the floor, but that he “could not catch his full body weight.” (Id. ¶ 12). Officer Stallings
further avers that he saw Ratcliff fall and land “on his back and shoulders” and that he “did
not strike his head on the floor.” (Id.). Officer Stallings suspected Ratcliff “may have had
a seizure,” but observed no signs of a seizure after Ratcliff was on the floor. (Id. ¶ 13).
Officer Stallings states that Ratcliff “did not exhibit any physical indication of a serious
medical issue that would cause him to fall” and that Ratcliff “did not request any medical
attention.” (Id. ¶ 14). In addition, “Ratcliff did not speak or complain of any injury while
he was lying on his side on the floor prior to the arrival of medical personnel” and Officer
Stallings “did not observe and blood or injury to [Ratcliff’s] head.” (Id. ¶ 15). The desk
officer “immediately called for a medic unit to respond” and Officer Brusio responded to
assist Ratcliff “within seconds of the incident occurring.” (Id. ¶ 17; Brusio Aff. ¶ 15).
Officer Stallings placed a blanket under Ratcliff’s head to make him more comfortable
12
until medical personnel arrived and also covered him with another blanket. (Stallings
Aff. ¶ 19).
Officer Brusio states that at approximately 2:10 a.m. he heard a sound he describes
as a “whoa” come from the prisoner processing room. (Brusio Aff. ¶ 11, ECF No. 17-2).
Officer Brusio walked from his desk to the entrance of the prisoner processing room where
he witnessed Ratcliff collapse in front of the fingerprinting machine. (Id. ¶¶ 11–12). Officer
Brusio saw Ratcliff’s lower body go down first and saw him fall on his back. (Id. ¶ 12).
According to Officer Brusio, Ratcliff did not bang his head on the floor as Ratcliff
contends. (Id.). Brusio avers that he observed no sign of injury to Ratcliff’s head, nor did
he hear him cry out in pain when he fell. (Id. ¶ 16). In addition, Officer Brusio states that,
before Ratcliff fell, he “was not aware that [Ratcliff] had any medical issues that needed
immediate treatment” and that Ratcliff “never asked [him] for medical treatment prior to
his fall.” (Id. ¶¶ 21–22) Officer Brusio states that he followed the ambulance to GBMC,
stayed with Ratcliff in the emergency room until his shift was over, and, pursuant to BCPD
policy, Ratcliff was leg-shackled and one arm was handcuffed to the bed railing. (Id. ¶ 18).
Lieutenant Mitchell also “heard a commotion” coming from the booking room at
approximately 2:10 a.m. on March 13, 2018. (Mitchell Aff. ¶ 8, ECF No. 17-3). When
Lieutenant Mitchell “immediately responded” to the booking area, he saw Ratcliff lying
on the floor with Officer Stallings kneeling beside him. (Id. ¶ 9). He observed that the desk
officer had called for an ambulance and that Ratcliff “was conscious and breathing.”
(Id. ¶¶ 12–13). Lieutenant Mitchell observed no blood or injury to Ratcliff’s head.
(Id. ¶ 15). According to Lieutenant Mitchell, Ratcliff never told him he needed medical
13
treatment and prior to Ratcliff’s suspected seizure and fall, Mitchell not aware that Ratcliff
had any medical issues. (Id. ¶¶ 17–18). Officer Stallings told Mitchell that while holding
Ratcliff’s hand and rolling his fingers on the fingerprinting machine, Ratcliff began to fall
and that he held on to Ratcliff’s arm to help him to the floor. (Id. ¶¶ 10–11). Paramedics
transported Ratcliff from Precinct #7 at 2:35 a.m. on March 13, 2018. (Id. ¶¶ 12, 16).
Officers Stallings and Brusio completed the required BCPD Sick or Injured
Form # 273 (“Form # 273”) to document the incident. (Stallings Aff. ¶¶ 23–24; Brusio
Aff. ¶ 20). Officer Stallings completed the top portion of the Form #273 while at the
precinct. (Stallings Aff. ¶ 23; Brusio Aff. ¶ 19). On the portion of the form captioned
“circumstances surrounding the injury/illness” Officer Stallings wrote: “Body started to
shake then fell to the floor/assisted subject to the floor.” (Stallings Aff. ¶ 24; Defs.’ Mot.
Ex. 4 [“Form #273”], ECF No. 17-8). Officer Brusio completed the bottom half of
Form # 273 at the hospital, writing in the “Remarks” section: “Subject had large open
wound to his lower right leg from previous motorcycle accident before being arrested.
Accident occurred one year ago.” (Brusio Aff. ¶ 20; Form #273).
The medical records the Emergency Medical Services (“EMS”) responders who
treated Ratcliff completed indicate that Ratcliff denied having any pain, “advised having
felt lightheaded which was normal just prior to a seizure,” and reported his last seizure was
over a year previous despite being unmedicated. (Defs.’ Mot. Ex. 3 [“EMS Report”] at 1,
ECF No. 17-7). The EMS responders observed that Ratcliff’s head and face were normal;
the physical examination revealed no head trauma (“atraumatic”) and his neurological
14
signs were normal. (Id. at 2). Ratcliff was alert and oriented to person, place and time, and
his judgment and thought content was normal. (Id.).
The CT scan of Ratcliff’s head performed at GBMC on March 13, 2018, found no
acute intracranial abnormalities. (Defs.’ Mot. Ex. 5 at 5, ECF No. 17-9). More specifically,
the results revealed no evidence of “acute cortical infarction” or hemorrhage, mass effect
or edema or skull fracture or acute or significant intracranial abnormalities. (Id.). Ratcliff’s
discharge records indicate that he was not prescribed treatment for a head injury. (See id.).
Ratcliff was, however, admitted to GBMC for chronic bilateral “infected chronic
leg wounds and MRSA, E.Coli, and Pseudomonas,” as a result of injuries he incurred a
year before in a motorcycle accident. (Id. at 1, 5, 7). Ratcliff told medical staff that his
wound had been treated two weeks before at another hospital, but that he had not complied
with the recommendations to take oral antibiotics or follow up with IV antibiotics in the
infusion clinic. (Id. at 5–6). GBMC treated Ratcliff’s wounds, and he was discharged on
March 18, 2018. (Id. at 1).
To establish that Officer Defendants acted with deliberate indifference, Ratcliff
must show they were aware he was suffering from a serious medical need and failed either
to provide or to ensure that the needed care was available. See Farmer, 511 U.S. at 837.
Here, Ratcliff produces no evidence that he asked Officer Brusio or Lieutenant Mitchell
for medical treatment or that either of them was aware that he had complained of dizziness.
Nor were they aware of his leg wounds. (Brusio Aff. ¶¶ 21–22; Mitchell Aff. ¶¶ 17–18
(each stating he was unaware Ratcliff had any medical issues requiring treatment before
the fall). Thus, Ratcliff fails to create a genuine dispute of material fact as to whether
15
Officer Brusio or Lieutenant Mitchell were aware of any serious medical need Ratcliff may
have had.
Officer Stallings acknowledges that Ratcliff said something to him about being
dizzy when he was being photographed. Officer Stallings avers that he gave Ratcliff the
option of sitting down or finishing the process as quickly as possible, to which Ratcliff
expressed no objection.6 Ratcliff acknowledges that he “reluctantly began the process of
fingerprinting.” (Compl. at 4). Prior to falling, however, Ratcliff had not exhibited any
serious medical issues that needed immediate attention, nor had he requested medical
attention from Officer Stallings. (Stallings Aff. ¶ 14). After Ratcliff fell and his need for
immediate medical need became known, the desk officer at Precinct #7 called 911 for an
ambulance. Further Officer Stallings covered Ratcliff with a blanket and provided another
blanket to cushion his head and neck, and stayed with him until emergency medical
providers arrived to transport him to the hospital. Such facts do not support a claim of
deliberate indifference.
In his Opposition, which Ratcliff does not support with exhibits or affidavits,
Ratcliff asserts that Officer Defendants’ Affidavits contradict one another, and that his case
should proceed to trial. Ratcliff observes that Officer Stallings stated in his Affidavit that
he grabbed on to Ratcliff as he went to the ground; whereas Lieutenant Mitchell states in
his Affidavit that Officer Stallings had told him that Ratcliff “just fell or went down.” (Pl.’s
6
In his verified Complaint and unverified Opposition, Ratcliff disputes this fact,
stating that Officer Stallings ordered him to remain standing. (Compl. at 4; Pls.’
Opp’n ¶ 4B, ECF No. 19). This factual dispute is not material, however, to whether Officer
Stallings was aware that Ratcliff had an objectively serious medical condition.
16
Opp’n ¶ 4C). Ratcliff notes that Officer Brusio made no mention of Officer Stallings
helping or cushioning him from the fall. But the variations in the Affidavits do not create
a genuine dispute of material fact as to whether Officer Defendants were aware of Ratcliff’s
serious medical needs prior to his fall. Moreover, there is objective evidence to support
Officer Stallings’ and Officer Brusio’s accounts; the hospital report found no evidence to
support Ratcliff’s claim he suffered a head injury. Further, Officer Stallings’ ineffective
attempt or lack of attempt to break Ratcliff’s fall stops far short of demonstrating the
reckless disregard required to satisfy the subjective standard for deliberate indifference.
In sum, viewing the facts in the light most favorable to Ratcliff, he fails to meet his
burden to show that Officer Defendants acted with deliberate indifference to his serious
medical needs. Accordingly, the Court will grant Defendants’ Motion as to this claim.
ii.
Excessive Force Claim
Construing his Complaint liberally, as the Court is obligated to do for pro se litigants
like Ratcliff, he also alleges a constitutional claim under the Fourteenth Amendment for
the use of the shackles around his legs. Ratcliff’s claim regarding the shackles also fails for
at least three reasons.
First, Ratcliff does not identify the police officer who allegedly shackled him at the
precinct. Officer Stallings, who was booking officer, denies shackling Ratcliff’s legs and
states further that he was unaware of his leg wounds prior to Ratcliff completing his
screening questions. (Stallings Aff. ¶ 16). Ratcliff does not present any evidence to rebut
Officer Stallings’ assertions. Second, Ratcliff does not identify to whom he directed his
request for an adjustment of his shackles at GBMC. Officer Brusio states that Ratcliff was
17
shackled and handcuffed at GBMC in compliance with BCPD policy. Third, to the extent
Ratcliff suggests his shackling amounted to excessive force in violation of his rights under
the Fourteenth Amendment, he does not allege, nor does he provide evidence of Officer
Defendants’ express intent to punish him or that the restriction was not reasonably related
to a legitimate nonpunitive governmental objective. See Kingsley v. Hendrickson, 135
S.Ct. 2466, 2473–74 (2015) (noting that a “pretrial detainee can prevail by providing only
objective evidence that the challenged governmental action is not rationally related to a
legitimate governmental objective or that it is excessive in relation to that purpose”). The
rational objectives, which the Court infers from the evidence in the record, are to protect
hospital patients and employees and to prevent an inmate’s escape inmate.
Under these circumstances, even when the facts are viewed in the light most
favorable to Ratcliff, he fails to meet his burden to establish that Officer Defendants
unlawfully inflicted punishment. Accordingly, the Court will grant Defendants’ Motion as
to this claim.
b.
Medical Negligence Claims
“Federal courts are courts of limited jurisdiction.” Home Buyers Warranty Corp. v.
Hanna, 750 F.3d 427, 432 (4th Cir. 2014) (quoting Kokkonen v. Guardian Life Ins. Co. of
Am., 511 U.S. 375, 377 (1994)). There are three principal bases for subject-matter
jurisdiction in federal court: (1) federal-question jurisdiction7; (2) diversity jurisdiction; (3)
and supplemental jurisdiction. Typically, federal courts retain jurisdiction over state claims
7
See 28 U.S.C. § 1331 (2018).
18
based on diversity jurisdiction, which exists when there is an amount in controversy
exceeding $75,000, exclusive of interests and costs, and complete diversity of citizenship.
See 28 U.S.C. § 1332(a) (2018).
District courts may also retain jurisdiction over state claims based on the doctrine
of supplemental jurisdiction. Under this doctrine, when a district court has original
jurisdiction, it will also have jurisdiction “over all other claims that are so related to claims
in the action within such original jurisdiction that they form part of the same case or
controversy.” 28 U.S.C. § 1367(a) (2018). District courts may decline to exercise
supplemental jurisdiction over a state claim if “the district court has dismissed all claims
over which it has original jurisdiction.” 28 U.S.C. § 1367(c)(3) (2018). District courts
“enjoy wide latitude” in making this determination. Shanaghan v. Cahill, 58 F.3d 106, 110
(4th Cir. 1995). When “the federal claim is dismissed early in the case, the federal courts
are inclined to dismiss the state law claims without prejudice rather than retain
supplemental jurisdiction.” Carnegie Mellon Univ. v. Cohill, 484 U.S. 343, 350 (1988)
(citing United Mine Workers of America v. Gibbs, 383 U.S. 715, 726–27 (1966)).
Here, because the Court will dismiss all of Ratcliff’s § 1983 claims—the claims
over which it has original jurisdiction—the Court declines to exercise supplemental
jurisdiction over his state law claims. Accordingly, the Court will dismiss Ratcliff’s state
law medical negligence claims without prejudice. He may re-file them in state court if he
so chooses.
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III.
CONCLUSION
For the foregoing reasons, the Court will grant Defendants’ Motion to Dismiss or,
in the Alternative, for Summary Judgment, construed as a motion for summary judgment.
The Court will dismiss Ratcliff’s state law claims without prejudice. A separate Order
follows.
August 6, 2019
Date
___________/s/________________
George L. Russell, III
United States District Judge
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