Banks v. Broadwater et al
Filing
84
MEMORANDUM OPINION. Signed by Chief Judge Deborah K. Chasanow on 7/26/11. (sat, Chambers)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
:
ANTONIO DEVIN BANKS
:
v.
:
Civil Action No. DKC 09-0589
:
JERRY BROADWATER, et al.
:
MEMORANDUM OPINION
Presently pending and ready for resolution in this prisoner
civil
rights
alternative,
Gaughan.
action
for
is
a
summary
motion
judgment
(ECF No. 77).
to
dismiss
filed
by
or,
Defendant
in
the
Melissa
The issues are fully briefed and the
court now rules pursuant to Local Rule 105.6, no hearing being
deemed
necessary.
For
the
reasons
that
follow,
Defendant’s
motion will be granted.
I.
Background
A.
Procedural Background
On March 6, 2009, the clerk received for filing a pro se
complaint pursuant to 42 U.S.C. § 1983 submitted by Plaintiff
Antonio
(“WCI”).1
Banks,
an
inmate
at
Western
Correctional
Institution
Plaintiff alleged that correctional officers Jerry
Broadwater, Russell Gover, William Logsdon, and Robert Huff used
1
Plaintiff has since been transferred to the Correctional
Mental Health Center in Jessup, Maryland.
(ECF No. 82, at 3
n.4).
excessive force and denied him medical care in violation of the
Eighth Amendment.
or,
alternatively,
denied.
The defendants responded by moving to dismiss
for
summary
judgment.
That
motion
was
Counsel was appointed for Plaintiff.
On August 18, 2010, Plaintiff’s counsel filed a verified
amended
complaint,
naming
three
additional
defendants
–
two
correctional officers, “Lieutenant Yates” and “Officer Stott,”
and “Medical Technician Phoebe,” whose proper name the parties
now agree is Melissa Gaughan (hereinafter, “Defendant”).
No. 65).2
(ECF
As to each defendant, the amended complaint alleged
violations of the Eighth Amendment and Articles 16 and 25 of the
Maryland Declaration of Rights.
The correctional officer defendants answered the amended
complaint on December 16, 2010, denying all allegations.
No. 72).
(ECF
Defendant responded, on March 7, 2011, by filing the
pending motion to dismiss or, in the alternative, for summary
judgment.
B.
(ECF No. 77).
Factual Background
The following facts relate to the claims against Defendant
Gaughan
only.
Unless
otherwise
noted,
they
are
either
undisputed or uncontroverted.
2
The clerk will be directed to correct Ms. Gaughan’s name
on the docket.
The defendants other than Ms. Gaughan will be
referred
to,
collectively,
as
the
“correctional
officer
defendants.”
2
On December 23, 2007, at shortly after 5:00 p.m., Officer
Broadwater approached Plaintiff’s cell and directed him “to pass
[his] food tray through the feed-up slot in the cell door.”
(ECF
No.
65
¶
39).
When
Plaintiff
complied,
the
officer
“grabbed [] Plaintiff’s hands, pulled [them] towards himself,
and
with
great
force
and
violence
closed
the
slot
upwards,
catching Plaintiff’s right hand with the slot door and causing
agonizing pain[.]”
(Id. at ¶ 41).
The force of the blow
“partially severed one of [] Plaintiff’s fingernails” and caused
his finger to bleed profusely.
asked
Officer
present,
to
Broadwater
“take
(Id. at ¶¶ 43, 44).
and
[him]
Officer
to
the
Logsdon,
medical
Plaintiff
who
was
also
department”
for
treatment, but the officers “walked away from Plaintiff’s cell,
without responding.”
(Id. at ¶¶ 45, 46).
Shortly thereafter,
Lieutenant Yates approached Plaintiff’s cell.
Plaintiff “showed
[Lieutenant] Yates his bloody finger” and asked to be “taken to
the medical department for treatment.”
(Id. at ¶ 49).
Rather
than provide assistance, the lieutenant “mock[ed]” Plaintiff and
walked away.
At
arrived
(Id. at ¶ 51).
approximately
on
prisoners.”
7:30
Plaintiff’s
(Id.
at
p.m.,
tier
¶
“to
54).
Defendant
dispense
and
Officer
medications
Defendant
was
a
Stott
to
the
“Certified
Medication Aide” (ECF No. 77-2, Gaughan decl., at ¶ 1) employed
by
Correctional
Medical
Services,
3
Inc.
(“CMS”),
a
private
corporation under contract with the State of Maryland to provide
medical services to inmates.
She was “neither authorized nor
trained to administer any . . . medical or nursing treatment”
and “[i]f an inmate asked [her] for any treatment other than
medications,
[she]
would
ask
the
tier
officer
registered nurse on duty to evaluate the inmate.”
¶ 4).
to
call
the
(ECF No. 77-2
According to Plaintiff, both Defendant and Officer Stott
“ignored”
“refused
his
to
medication.”
Officer
request
provide
for
“medical
[him]
with
attention”
[his]
and
previously
Defendant
prescribed
(ECF No. 65 ¶¶ 55, 56).3
Logsdon
provided
Plaintiff
medication at approximately 8:00 p.m.
with
his
prescribed
(Id. at ¶ 57).4
Plaintiff
again asked Officer Logsdon “to secure medical attention for
[his] partially severed fingernail,” but the officer “laughed
and walked away.”
(Id. at ¶ 58).
Officers Yates, Gover, and
Logsdon returned about fifteen minutes later, and Officer Gover
“cleaned up the blood on the tier in front of Plaintiff’s cell.”
(Id.
at
¶
60).
Once
again,
Plaintiff
requested
medical
attention and was ignored.
3
Defendant asserts in her declaration that
recollection of these events. (ECF No. 77-2 ¶ 3).
4
she
has
no
In his opposition papers, Plaintiff does not contend that
Defendant is liable for the thirty-minute delay in receiving his
prescribed medication.
4
At 12:45 the following morning, i.e., approximately five
hours after Plaintiff asked Defendant for medical attention, a
nurse responded to his “sick-call request.”
(ECF No. 77-3,
Declaration of Dr. Isaias Tessema, at ¶ 3; ECF No. 77-4, medical
records, at 01).
Plaintiff was taken to the infirmary where the
nurse observed “a small avulsed area on the nail of [his] right
ring finger” and “slight bleeding and . . . swelling,” but also
that Plaintiff had “good range of motion” in all fingers and “no
crepitus of his fingers or hand.”
(ECF No. 77-3 ¶ 3).
The
nurse cleaned the wound, applied antibiotic ointment and a gauze
dressing, and gave Plaintiff ibuprofen for pain.
II.
(Id.).5
Standard of Review
Defendant has moved to dismiss for failure to state a claim
under Fed.R.Civ.P. 12(b)(6) or, in the alternative, for summary
judgment under Fed.R.Civ.P. 56.
A court considers only the
pleadings when deciding a Rule 12(b)(6) motion.
Where, as here,
the parties present matters outside of the pleadings and the
court considers those matters, the motion is treated as one for
summary judgment.
See Fed.R.Civ.P. 12(b); Gadsby by Gadsby v.
5
Although “the fingernail on Plaintiff’s right ring finger
[eventually] fell off” and Plaintiff “remained in some pain for
the next several months” (ECF No. 65 ¶¶ 64, 65), a January 30
follow-up examination by a CMS nurse noted “no redness,
swelling, or drainage” and “good range of motion in the finger”
(ECF No. 77-3 ¶ 7).
5
Grasmick, 109 F.3d 940, 949 (4th Cir. 1997); Paukstis v. Kenwood
Golf & Country Club, Inc., 241 F.Supp.2d 551, 556 (D.Md. 2003).
It is well established that a motion for summary judgment
will be granted only if there exists no genuine issue as to any
material fact and the moving party is entitled to judgment as a
matter of law.
See Fed.R.Civ.P 56(a); Celotex Corp. v. Catrett,
477 U.S. 317, 322 (1986); Emmett v. Johnson, 532 F.3d 291, 297
(4th Cir. 2008).
In other words, if there clearly exist factual
issues “that properly can be resolved only by a finder of fact
because
they
may
reasonably
be
resolved
party,” summary judgment is inappropriate.
in
favor
of
either
Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 250 (1986); see also JKC Holding Co.
LLC v. Washington Sports Ventures, Inc., 264 F.3d 459, 465 (4th
Cir. 2001).
When ruling on a motion for summary judgment, the court
must construe the facts alleged in the light most favorable to
the party opposing the motion.
See Scott v. Harris, 550 U.S.
372, 377 (2007); Emmett, 532 F.3d at 297.
A party who bears the
burden of proof on a particular claim must factually support
each element of his or her claim.
at 323.
See Celotex Corp., 477 U.S.
“[A] complete failure of proof concerning an essential
element . . . necessarily renders all other facts immaterial.”
Id.
Thus, on those issues on which the nonmoving party will
have the burden of proof, it is his or her responsibility to
6
confront the motion for summary judgment with an affidavit or
other
similar
evidence
in
order
to
show
the
existence
of
a
genuine issue for trial.
See Anderson, 477 U.S. at 254; Celotex
Corp., 477 U.S. at 324.
“A mere scintilla of proof, however,
will
not
Jenney,
suffice
327
F.3d
to
prevent
307,
314
summary
(4th
Cir.
judgment.”
2003).
Peters
There
must
v.
be
“sufficient evidence favoring the nonmoving party for a jury to
return a verdict for that party.”
Anderson, 477 U.S. at 249.
“If the evidence is merely colorable, or is not significantly
probative, summary judgment may be granted.”
Id. at 249-50
(citations omitted).
III. Analysis
Plaintiff alleges that, by ignoring his request for medical
treatment related to his injured finger, Defendant violated his
rights under the United States and Maryland Constitutions to be
free from cruel and unusual punishment.
There is no dispute
that, as an employee of CMS, Defendant was a state actor for
purposes
of
§
1983.
The
Eighth
Amendment
applies
to
state
actors via the Due Process Clause of the Fourteenth Amendment.
See Farmer v. Kavanagh, 494 F.Supp.2d 345, 353 n.25 (D.Md. 2007)
(citing
Wilson
v.
Seiter,
501
U.S.
294,
296-97
(1991)).
Articles 16 and 25 of the Maryland Declaration of Rights are
construed in pari materia with the Eighth Amendment, see Brooks
v. State, 104 Md.App. 203, 213 n.2 (1995) (citing Harris v.
7
State, 312 Md. 225, 237 n.5 (1988)); thus, Plaintiff’s claims
under those provisions need not be considered separately from
his federal constitutional challenge.
It is undisputed that Defendant was not, herself, qualified
to
render
medical
assistance
to
Plaintiff.
When
an
inmate
requested such assistance, her role was limited to “ask[ing] the
tier officer to call the registered nurse on duty to evaluate
the inmate.”
(ECF No. 77-2 ¶ 4).
There is also no dispute that
Plaintiff was evaluated and treated by a nurse approximately
five hours after he requested Defendant’s assistance; indeed,
Plaintiff “does not challenge the adequacy of the medical care”
provided.
claim
(ECF No. 82, at 6-7).
presented
is
that
Thus, the only substantive
Defendant’s
failure
to
report
his
request for medical assistance to “the tier officer” constitutes
cruel
and
unusual
punishment
in
violation
of
the
Eighth
“unnecessary
and
wanton
Amendment.
The
Eighth
Amendment
prohibits
infliction of pain” by virtue of its prohibition against cruel
and unusual punishment.
(1976).
See Gregg v. Georgia, 428 U.S. 153, 173
To establish a claim for denial of medical care under
the Eighth Amendment, the plaintiff must demonstrate that the
actions of the defendant, or the defendant’s failure to act,
amounted to deliberate indifference to a serious medical need.
See Estelle v. Gamble, 429 U.S. 97, 106 (1976).
8
Deliberate indifference claims have both an objective and
subjective component.
167 (4th Cir. 1998).
See Johnson v. Quinones, 145 F.3d 164,
First, the plaintiff must prove that the
medical condition or injury at issue was objectively serious.
Id.;
see
also
Hudson
v.
McMillian,
Estelle, 429 U.S. at 105.
503
U.S.
1,
9
(1992);
The plaintiff must also satisfy the
subjective component by showing that the defendant acted with
deliberate indifference, i.e., that she was both “aware of facts
from which the inference could be drawn that a substantial risk
of
serious
inference.”
harm
exists”
and
that
she,
in
fact,
“dr[e]w
the
Farmer v. Brennan, 511 U.S. 825, 837 (1994).
Plaintiff
cannot
establish
either
component
here.
A
“‘serious medical need’ is ‘one that has been diagnosed by a
physician as mandating treatment or one that is so obvious that
even a lay person would easily recognize the necessity for a
doctor’s attention.’”
Iko v. Shreve, 535 F.3d 225, 241 (4th Cir.
2008) (quoting Henderson v. Sheahan, 196 F.3d 839, 846 (7th Cir.
1999)).
time
As Plaintiff’s injury had not yet been diagnosed at the
Defendant
allegedly
ignored
his
request
for
medical
attention, the relevant inquiry is whether the severity of his
injury – later diagnosed as “a small avulsed area on the nail of
[his]
right
ring
finger,”
with
some
degree
of
bleeding
swelling (ECF No. 77-3 ¶ 3) – was sufficiently obvious.
and
Courts
considering cases involving similar injuries have answered that
9
question in the negative.
See, e.g., Thomas v. Nassau Co. Corr.
Ctr., 288 F.Supp.2d 333, 338 (E.D.N.Y. 2003) (“an injured hand
is not a serious enough condition to satisfy the first prong of
the test”); Sonds v. St. Barnabas Hosp. Corr. Health Servs., 151
F.Supp.2d 303, 311 (S.D.N.Y. 2001) (“a cut finger, even where
skin is ripped off, . . . does not, as a matter of law, qualify
as an injury severe enough to justify civil rights relief”).
Plaintiff argues that “[e]xtreme pain may make a medical
condition sufficiently serious,” adding that “[a]nyone who has
ever
lost
a
fingernail
painful it is.”
due
to
blunt
(ECF No. 82, at 8).
force
trauma
knows
how
Be that as it may, the
“serious injury” prong is an objective inquiry, as the cases
cited by Plaintiff make clear.
F.3d
550,
553
(2nd
Cir.
See Hathaway v. Coughlin, 99
1996)
(“Objectively,
the
alleged
deprivation must be sufficiently serious, in the sense that a
condition of urgency, one that may produce death, degeneration,
or
extreme
pain
exists.”)
(emphasis
added;
internal
marks
omitted); Reed v. McBride, 178 F.3d 849, 852 (7th Cir. 1999)
(“[a] condition is objectively serious if failure to treat [it]
could result in further significant injury or unnecessary and
wanton
infliction
omitted).
of
pain”)
(emphasis
added;
internal
marks
In other words, the degree of pain that Plaintiff
subjectively
experienced,
by
itself,
is
not
relevant
–
particularly where, as here, there is no evidence suggesting
10
that the defendant inflicted the injury or had any knowledge of
the
manner
perspective
in
which
that
is
it
was
relevant,
inflicted.
moreover,
plaintiff, but of the defendant.
The
is
not
subjective
that
of
the
See Iko, 535 F.3d at 241 (the
defendant must have “actual knowledge of the risk of harm to the
inmate” and “recognize[] that [her] actions were insufficient to
mitigate the risk of harm to the inmate arising from his medical
needs”).
The
subjective
component
of
the
deliberate
indifference
analysis “sets a particularly high bar to recovery,” id. (citing
Grayson
v.
Peed,
195
F.3d
692,
695
Plaintiff has failed to meet that bar.
(4th
Cir.
1999)),
and
Even assuming that his
injury was objectively serious and that Defendant ignored his
request for medical attention, there is nothing in the record
suggesting that Defendant had specific knowledge of a risk of
harm to Plaintiff.
It may be reasonably inferred that there was
some amount of blood on the floor in front of Plaintiff’s cell
at
the
time
Defendant
passed
by,
but
it
is
not
enough
for
Plaintiff to show that Defendant should have noticed the blood
and inferred that Plaintiff’s injury called for prompt medical
attention.
See Iko, 535 F.3d at 241 (“actual knowledge of the
risk of harm to the inmate is required”) (citing, inter alia,
Parrish ex rel. Lee v. Cleveland, 372 F.3d 294, 303 (4th Cir.
2004)
(“It
is
not
enough
that
11
the
officers
should
have
recognized [a substantial risk of harm]; they actually must have
perceived
the
risk.”)
(emphasis
in
original)).
Unlike
his
request for treatment from Lieutenant Yates, to whom he “showed
. . . [the] bloody finger” (id. at ¶ 49), Plaintiff does not
suggest that Defendant ever saw his finger or that he told her
the nature of his injury.
In fact, his claim that Defendant
“ignored” his request for “medical attention” (ECF No. 65 ¶ 55)
is not inconsistent with Defendant’s assertion that she does
“not
recall
[Plaintiff]
bleeding fingernail.”
The
record
ever
complaining
of
a
broken
and
Defendant
had
(ECF No. 77-2 ¶ 3).
further
reflects
that
even
if
recognized that Plaintiff had a serious injury, she could only
have “ask[ed] the tier officer to call the registered nurse on
duty to evaluate the inmate.”
(Id. at ¶ 4).
It is unknown who
“the tier officer” was on the night in question, but Plaintiff
asserts that five correctional officers on the tier were already
aware of his request for medical attention – including Officer
Stott, who came on the tier at the same time as Defendant.
Thus, it appears doubtful that Defendant’s report to “the tier
officer” would have done anything to mitigate a risk of harm to
Plaintiff.
The
Fourth
Circuit
has
recognized
that
deliberate
indifference can be shown where medical treatment is delayed for
non-medical reasons, see Hunt v. Sandhir, M.D., 295 Fed.Appx.
12
584, 586 (4th Cir. 2008) (per curiam) (citing Monmouth County
Corr. v. Lanzaro, 834 F.3d 326, 346-47 (3rd Cir. 1987)), but
Plaintiff has not even suggested a non-medical reason Defendant
had for allegedly delaying his treatment.
failure
to
report
approximately
the
five
injury
hours.
At most, Defendant’s
resulted
Considering
the
in
a
delay
relatively
of
minor
nature of Plaintiff’s injury, that time period is too brief to
support an Eighth Amendment claim.
Cf. Hunt, 295 Fed.Appx. at
586 (finding nine-day delay in treating a fractured elbow, based
on
non-medical
reasons,
sufficient
to
support
a
deliberate
indifference claim) (citing Hunt v. Dental Dep’t., 865 F.2d 198,
201 (9th Cir. 1989) (failure to treat dental problems for three
months); H.C. ex rel. Hewett v. Jarrard, 786 F.2d 1080, 1086-87
(11th
Cir.
1986)
(three-day
delay
in
medical
treatment
for
shoulder injury); Fields v. Gander, 734 F.2d 1313, 1314 (8th Cir.
1984) (failure to treat an infected tooth causing severe pain
for twelve days)).
Moreover, it is undisputed that Plaintiff’s
“sick-call request” was submitted at some point and that a nurse
responded
and
provided
Plaintiff preferred.
adequate
treatment,
albeit
later
than
His complaint that he was not treated more
promptly sounds in the nature of a disagreement with the prison
staff’s assessment of the severity of his injury.
It is well-
settled that such a disagreement does not constitute an Eighth
Amendment claim.
See Wright v. Collins, 766 F.2d 841, 850 (4th
13
Cir. 1985) (“Disagreements between an inmate and a physician
over the inmate’s proper medical care do not state a § 1983
claim unless exceptional circumstances are alleged.”).
In sum, Plaintiff cannot establish, on this record, that
Defendant
need.
IV.
was
deliberately
indifferent
to
a
serious
medical
Accordingly, Defendant is entitled to summary judgment.
Conclusion
For the foregoing reasons, Defendant’s motion for summary
judgment will be granted.
A separate order will follow.
________/s/_________________
DEBORAH K. CHASANOW
United States District Judge
14
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