Battle v. Burwell
Filing
102
MEMORANDUM OPINION AND ORDER granting 93 Motion for Summary Judgment; JUDGMENT in favor of Thomas E. Price, M.D. against Jeffery Battle; directing the Clerk to close this case. Signed by Judge Paul W. Grimm on 4/25/2018. (jf3s, Deputy Clerk)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
Southern Division
JEFFERY BATTLE,
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Plaintiff,
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v.
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THOMAS E. PRICE,1
DEPARTMENT OF HEALTH &
HUMAN SERVICES, NATIONAL
INSTITUTES OF HEALTH,
Case No.: PWG-14-2250
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Defendant.
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MEMORANDUM OPINION AND ORDER
Jeffery Battle, an African American male, initiated this lawsuit against his former
employer, the U.S. Department of Health and Human Service’s National Institutes of Health (the
“Agency”), in 2014. ECF No. 1. He alleged various forms of perceived discrimination and
retaliation under Title VII, including events beginning a few months after he amended an Equal
Employment Opportunity (“EEO”) complaint in October 2011 and continuing throughout a two
and a half year period in which Battle continued to file and amend EEO complaints, which led
him to believe that the acts were retaliatory. The alleged retaliatory acts included the Agency’s
failure to select him for a position; its requirement that he participate in procurement activities
that Battle believed violated federal regulations, and his supervisor’s response to his refusal to
participate; and the revocation of his duties as a Team Lead. He also challenged his supervisor’s
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Defendant notes that “Thomas E. Price, M.D., is now the Secretary of the Department of Health
and Human Services,” such that, “[p]ursuant to Rule 25(d) of the Federal Rules of Civil
Procedure, Secretary Price should be substituted for former Secretary Sylvia Mathews Burwell
as the defendant in this matter.” Def.’s Mot. 1 n.1, ECF No. 93. The Clerk shall change the
name on the docket accordingly.
handling of his request for reasonable medical accommodations, insofar as she allegedly did not
report the results of an ergonomic study and then sent a report regarding his request that he
viewed as “false and deceptive.” Additionally, he alleged that the Agency retaliated when his
supervisor failed to acknowledge a project he completed and, consequently, gave him a lower
performance evaluation for 2012; placed him on a performance improvement plan and then
administrative leave with pay; denied him a pay increase; and ultimately terminated his
employment. Also, he claimed that charging him with being away without leave and issuing him
a Letter of Reprimand were retaliatory acts, as were his supervisor’s yelling at him on one
occasion and the Director of Contracting sending him a “hostile and threatening” email.
After filing two amendments to his Complaint, Battle’s allegations of discrimination
based on race, gender and disability; hostile work environment; and retaliation based on the
termination of his employment still failed to state a claim, and I dismissed them in response to
the Agency’s Motion to Dismiss or, in the Alternative, for Summary Judgment, treated as a
motion to dismiss. Sept. 19, 2016 Mem. Op. & Order, ECF No. 51. Only his retaliation claim
(except insofar as it was based on the termination of his employment) survived the Agency’s
motion. In concluding that Battle had pleaded a claim for retaliation, I considered the whole
picture, in which Battle alleged that he repeatedly took EEO action and then (often within one or
two months of that action) repeatedly experienced employment actions that either were adverse
in and of themselves or cumulatively would have dissuaded an employee from taking further
EEO action. Yet, I ruled that some of the employer’s alleged actions were not, on their own,
adverse employment actions, and some were not temporally linked to Battle’s protected activity.
Sept. 19, 2016 Mem. Op. & Order 29.
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Now that discovery has concluded, the Agency has moved for summary judgment on
what remains of the retaliation claim. ECF No. 93. The parties fully briefed the motion. ECF
Nos. 93, 97, 101. A hearing is not necessary. See Loc. R. 105.6. Because the undisputed
material facts show that the Agency is entitled to judgment as a matter of law, I will grant its
motion and close this case.
Standard of Review
Summary judgment is proper when the moving party demonstrates, through “particular
parts of materials in the record, including depositions, documents, electronically stored
information, affidavits or declarations, stipulations . . . , admissions, interrogatory answers, or
other materials,” that “there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a), (c)(1)(A); see Baldwin v. City of
Greensboro, 714 F.3d 828, 833 (4th Cir. 2013). If the party seeking summary judgment
demonstrates that there is no evidence to support the nonmoving party’s case, the burden shifts to
the nonmoving party to identify evidence that shows that a genuine dispute exists as to material
facts. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 585–87 & n.10
(1986). The existence of only a “scintilla of evidence” is not enough to defeat a motion for
summary judgment. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251 (1986). Instead, the
evidentiary materials submitted must show facts from which the finder of fact reasonably could
find for the party opposing summary judgment. Id. The Court considers the undisputed facts, and
to the extent there is a genuine dispute of material fact, “this Court reviews the facts and all
reasonable inferences in the light most favorable to the nonmoving party.” Downing v. Balt. City
Bd. of Sch. Comm’rs, No. RDB-12-1047, 2015 WL 1186430, at *1 (D. Md. Mar. 13, 2015)
(citing Scott v. Harris, 550 U.S. 372, 378 (2007)).
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Discussion
Title VII “prohibits an employer from taking an adverse employment action against any
employee ‘because he has opposed any practice made an unlawful employment practice.’”
EEOC v. Navy Fed. Credit Union, 424 F.3d 397, 405 (4th Cir. 2005) (quoting 42 U.S.C.
§ 2000e–3(a)). When the record lacks direct evidence of retaliation, as is the case here, the
plaintiff may prove that retaliation occurred using the burden-shifting framework established in
McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Foster v. Univ. of Md.–E. Shore, 787
F.3d 243, 249–50 (4th Cir. 2015). Under the McDonnell Douglas framework, “the plaintiff first
must establish a prima facie case” of retaliation. Id. at 250. To do so, the plaintiff must prove:
“‘(1) that []he engaged in a protected activity,’ as well as ‘(2) that h[is] employer took an adverse
employment action against h[im],’ and ‘(3) that there was a causal link between the two events.’”
Boyer–Liberto v. Fontainebleau Corp., 786 F.3d 264, 281 (4th Cir. 2015) (en banc) (quoting
Navy Fed. Credit Union, 424 F.3d at 405–06).
Then, if the plaintiff has established a prima facie case, “the burden shifts to the
[employer] to show that its purportedly retaliatory action was in fact the result of a legitimate
non-retaliatory reason.” Foster, 787 F.3d at 250. The employer’s “burden is one of production,
not persuasion.” Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 142 (2000). Finally,
“[i]f the employer sets forth a legitimate, non-retaliatory explanation for the action, the plaintiff
then must show the employer’s proffered reasons are pretextual or his claim will fail.” Price v.
Thompson, 380 F.3d 209, 212 (4th Cir. 2004), abrogated on other grounds by Foster, 787 F.3d
243.
That is, he “must establish ‘both that the [employer’s] reason was false and that
[retaliation] was the real reason for the challenged conduct.’” Foster, 787 F.3d at 252 (quoting
Jiminez v. Mary Wash. Coll., 57 F.3d 369, 378 (4th Cir. 1995)).
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Thus, “[i]t is not enough . . . to dis believe the employer; the factfinder must believe the
plaintiff’s explanation of intentional discrimination [or retaliation].” Reeves, 530 U.S. at 147
(quoting St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502, 519 (1993)). Even so, “a prima facie
case and sufficient evidence to reject the employer’s explanation may permit a finding of
liability,” given that “once the employer’s justification has been eliminated, [retaliation] may
well be the most likely alternative explanation, especially since the employer is in the best
position to put forth the actual reason for its decision.” Id. at 147, 149. But,
This is not to say that such a showing by the plaintiff will always be adequate to
sustain a jury’s finding of liability. Certainly there will be instances where,
although the plaintiff has established a prima facie case and set forth sufficient
evidence to reject the defendant’s explanation, no rational factfinder could
conclude that the action was discriminatory [or retaliatory]. For instance, an
employer would be entitled to judgment as a matter of law if the record
conclusively revealed some other, nondiscriminatory reason for the employer’s
decision, or if the plaintiff created only a weak issue of fact as to whether the
employer’s reason was untrue and there was abundant and uncontroverted
independent evidence that no discrimination had occurred.
Id. at 148.
I will consider each of the allegedly retaliatory actions that Battle identifies in turn.
1. Failure to Select Battle for Director of Contracting Position
Battle unsuccessfully applied for the Director of Contracting position.
Instead, an
applicant named Sharon Bruce was selected, which Battle claims was an adverse employment
action taken in retaliation for his protected activity. Second Am. Compl. ¶ 13, ECF No. 32.
Without challenging whether Battle can demonstrate a prima facie case, the Agency asserts that
it had a “legitimate, non-retaliatory reason for not selecting Plaintiff for the Director of
Contracting position”; it did not select him because “he was not the best qualified.” Def.’s Mem.
14. Thus, Battle must show pretext. See Foster, 787 F.3d at 252; Price, 380 F.3d at 212. To
demonstrate pretext in an employer’s reason for not selecting a candidate for a position, a
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plaintiff must “either ‘… show[] that he was better qualified, or . . . amass[] circumstantial
evidence that otherwise undermines the credibility of the employer’s stated reasons.’” Popoli v.
Bd. of Trs. of Harford Cmty. Coll., No. JFM-16-00452, 2017 WL 4457153, at *3 (D. Md. Oct. 4,
2017) (quoting Heiko v. Colombo Sav. Bank, F.S.B., 434 F.3d 249, 259 (4th Cir. 2006)). Battle
attempts both to show that he was better qualified and to show that the Agency’s reasons for
selecting Bruce were not credible.
Notably, under the first approach, the burden is on Battle to “show[] that [his]
qualifications were so plainly superior that the employer could not have preferred another
candidate.” Id. (quoting Dennis v. Columbia Colleton Med. Ctr., Inc., 290 F.3d 639, 648 n.4 (4th
Cir. 2002)) (emphasis added); see Featherson v. Montgomery Cty. Pub. Sch., 739 F. Supp. 1021,
1028 (D. Md. 1990). Therefore, the Agency need not “objectively prove the person hired was
more qualified than the plaintiff,” as the Court is not a “super-personnel department” and does
not “determin[e] whether [an employer’s] perception of an employee’s qualifications is
erroneous.” Popoli, 2017 WL 4457153, at *3 (quoting Evans v. Techs. Applications & Servs.
Co., 875 F. Supp. 1115, 1120 (D. Md. 1995), aff’d sub nom. Evans v. Techs. Applications &
Serv. Co., 80 F.3d 954 (4th Cir. 1996)). Also, “[w]here the employer has identified multiple
reasons for preferring one candidate over another, the employee cannot prove pretext by carving
out a subset of reasons and then comparing himself against that subset.” Camacho v. Colvin, No.
JKB-13-1303, 2015 WL 5439032, at *6 (D. Md. Sept. 15, 2015); see also Hux v. City of Newport
News, Va., 451 F.3d 311, 315 (4th Cir. 2006) (“[I]n a suit alleging failure to promote, a plaintiff
seeking to rebut an employer’s reliance on inferior job qualifications cannot simply compare
herself to other employees on the basis of a single evaluative factor artificially severed from the
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employer’s focus on multiple factors in combination.”). And, “the plaintiff’s perceptions of his
own qualifications are irrelevant.” Popoli, 2017 WL 4457153, at *3.
As for what qualifications are relevant, the Court considers “the criteria the employer
deemed relevant to the position in question.” Id.; see also Heiko, 434 F.3d at 259. Here, the job
announcement listed the relevant qualifications as:
Completion of all mandatory training prescribed by the head of the agency for
progression to GS-13 or higher level contracting positions, including at least 4years experience in contracting or related positions.
A 4-year course of study leading to a bachelor’s degree, that included or was
supplemented by at least 24 semester hours in any combination of the following
fields: accounting, business, finance, law, contacts [sic], purchasing, economics,
industrial management, marketing, quantitative methods, or organization and
management.
...
[O]ne year of specialized experience and/or educational requirements listed below
for each grade level you are applying for.
You must demonstrate in your resume at least one (1) year of qualifying
experience equivalent to at least the GS-14 level in the Federal Government.
Examples of qualifying experience include: supervisory/leadership
experience as, or similar to that of, a Section Head or Team Leader; ability to
sell ideas, to persuade audiences and to deal effectively with resistance to
proposed plans and ideas (remaining open and giving adequate consideration
to alternative plans and ideas); with demonstrating a mastery knowledge
sufficient to provide technical pre-solicitation, solicitation, proposal
evaluation, negotiation, award post-award administration and close-out; and
experience communicating effectively and efficiently, both orally and in
writing.
Also, experience in processes related to procurement of real estate,
architecture and engineering, construction, facilities operations and/or
maintenance.
Job Announcement, Jt. Rec. 1109.
Battle does not dispute that Bruce met the training requirements and had experience in
contracting.
See Pl.’s Am. Opp’n 6–7; Dep’t of Defense Acquisition Corps – Certif. of
Admission, Jt. Rec. 1165 (noting that Bruce was “employed in a position at the grade of GS/GM-
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13 or above”; had a bachelor’s degree; had “24 semester hours (or the equivalent) of study from
an accredited institution of higher education from . . . accounting, business finance, law,
contracts, purchasing, economics, industrial management, marketing, quantitative methods,
and[/or] organization and management”; and had “four years’ experience in an acquisition
position . . . or in a compatible position”). And, Battle acknowledges that, in an affidavit
submitted with regard to one of his EEO complaints, his former supervisor, Daniel Wheeland
(who was on the interview panel for the Director of Contracting position), stated that Battle “did
well” in his interview but the interview panel “selected another candidate because there was a
consensus that the selected candidate was the best qualified applicant.” Wheeland Aff. for EEO
Compl., Jt. Rec. 921.
According to Wheeland, “although [Battle] demonstrated strong qualifications, the
selected applicant had stronger experience as a manager and in the administration of design and
construction contracts.” Id. Battle argues that the Court should discredit this evidence because it
is unsupported and other evidence is, in his view, to the contrary. Pl.’s Am. Opp’n 6–7.
Weaving together his arguments of his superior qualifications and the lack of credibility in the
Agency’s reasons for selecting Bruce, Battle insists that his “qualifications per the selection
criteria were superior to Ms. Bruce’s qualifications” because, despite Wheeland’s “conclusory”
assertion, “Ms. Bruce’s resume shows absolutely no experience in Architect Engineering and
Construction contracts,” whereas “Mr. Battle does have design and construction experience as a
supervisor and has developed multiple construction services procurement awards while
employed at NIH” and he “included his experience in ‘Architect – Engineering and
Construction’ in his resume.” Id. The Agency views the evidence differently, insisting that “Mr.
Wheeland’s own testimony,” along with “Ms. Bruce’s résumé, college transcripts, and training
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and certification documentation . . . substantiate Ms. Bruce’s exemplary qualifications for the
position.” Def.’s Reply 2.
On the record before the Court, which includes all of the evidence the Agency cites,
Battle has not shown that he was “so plainly superior that the employer could not have preferred
[Bruce].” Popoli, 2017 WL 4457153, at *3. In his Request to Appoint Sharon Bruce to Fill the
Position of Supervisory Contract Specialist (“Request to Appoint Bruce”), Jt. Rec. 2497–2500,
Wheeland stated that the interview panel for the position “concluded that Ms. Sharon Bruce
possessed the knowledge, skills and abilities required to provide leadership, management and
oversight of all acquisition contracting programs for ORF; and it was the consensus of all
members of the selection panel that Ms. Bruce was the most qualified candidate.” Id. at 2498.
As for her qualifications, he said:
Ms. Bruce is a career Contract Specialist with a Bachelor’s Degree with a
Major in Business Administration and a Minor in Human Resource Management.
She has a Master’s in Business Administration (MBA) from Strayer University,
having majored in Acquisition. Ms. Bruce had a career involving increasing
responsibilities as a Contract specialist and eventually leading other Contract
Specialists. Of all candidates, she had the best combination of relevant
acquisition experience, leadership experience and management acumen. . . .
Ms. Bruce had more knowledge than other applicants in the area of
Architect-Engineering and Construction contracts. As these are the types of
contracts that set apart the ORF Consolidated Operations Acquisitions Center
(COAC) [to which she was applying] from the others, the selection panel felt that
the ideal candidate should have experience in these areas in order to be effective
in leading this COAC to heightened states of mission accomplishment,
compliance and overall professionalism. Although she has most recently been
working in the area of Information Technology project acquisition, her design and
construction experience is relevant and provided her sufficient competencies to
either know the answers or to know where to obtain them.
...
. . . Ms. Bruce worked for the U.S. Army Corps of Engineers where she
served as the Chief of the Civil Contracting Branch. She was responsible for
managing and overseeing the acquisition and procurement activities on a daily
basis. Ms. Bruce provided guidance and mentored a team of seven; and
successfully lead the team in awarding several contracts exceeding $32 million.
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Id. at 2499.
It is true that Ms. Bruce’s resume does not mention design, engineering, and construction
work in particular, but it does state that she worked as Chief of the Civil Contracting Branch of
the U.S. Army Corps of Engineers, Bruce Resume, Jt. Rec. 1155, which is a federal agency that
provides engineering services, including design, construction, and maintenance, see
http://www.usace.army.mil/About.aspx; see also Fed. R. Evid. 201(b)(2) (the Court may
judicially notice facts that “can be accurately and readily determined from sources whose
accuracy cannot reasonably be questioned”). In the interview, the candidates were asked to
speak about their “background and experience as they relate to this position,” which gave her the
opportunity to elaborate on this experience. See Wheeland Aff. for EEO Compl., Jt. Rec. 922.
Wheeland stated that Bruce’s “answers to the questions were higher in quality than the other
candidates.” Id. at 921. And, her paperwork and interview responses led the panel to conclude
that her “design and construction experience . . . provided her sufficient competencies to either
know the answers or to know where to obtain them.” Request to Appoint Bruce, Jt. Rec. 2499.
Therefore, the Agency’s stated reason for selecting Bruce, based on both her management
experience and her experience with design and construction contracts, is credible, and Battle has
not shown otherwise.
Moreover, the qualifications required “specialized experience and/or educational
requirements.” Job Announcement, Jt. Rec. 1109 (emphasis added). Bruce’s resume stated that,
in October 2009, she completed a course in “Architect-Engineer Contracting.” Bruce Resume,
Jt. Rec. 1157. Further, given that the Agency gave more than one reason for preferring Bruce,
and Battle has not shown that either reason was not credible so as to prove pretext based on
Wheeland’s statements as circumstantial evidence undermining the Agency’s credibility, Battle
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cannot rely only on Bruce’s experience in design and construction contracts relative to his own,
while ignoring Bruce’s management skills. See Hux, 451 F.3d at 315; Camacho, 2015 WL
5439032, at *6.
As for Battle’s insistence that he clearly was the better candidate, it is true that Battle’s
“Summary Rating” as a Contract Officer in 2009 was “Exceptional” (the highest category), and
for 2010 and 2011, his “Summary Rating” in a supervisory role was “Fully Successful” (the
second highest of four categories). Performance Plans, Jt. Rec. 264, 309, 2112. Also, his rating
in “Design & Construction Management Process Refinement” in 2010 was “Fully Successful.”
Id. at 315. And, he had experience “supervis[ing], direct[ing] and coordinat[ing] the [National
Institutes of Health’s] Contracting Officer’s daily contract activities, [and] approv[ing] and
assign[ing] work.” Battle Resume, Jt. Rec. 1128. Additionally, he was “Skilled in ArchitectEngineering and Construction,” and had received training in that area. Id. at 1128, 1132.
But, these achievements do not show that the Agency could not have preferred Bruce
based on her qualifications, given the strength of her qualifications as described above and in
further detail in her lengthy resume and previous evaluations. See Bruce Resume, 1154–59,
1166–69. Consequently, Battle has not demonstrated pretext by either means, and the Agency is
entitled to summary judgment on Battle’s retaliation claim insofar as it is based on his nonselection for the Director of Contracting position. See Heiko, 434 F.3d at 259–61 (concluding
that, where plaintiff showed that he “had comparatively greater [relevant] experience” and higher
performance evaluations, that the chosen candidate was “comparative[ly] unfamiliar[] with the
computer programs critical to th[e] department,” and that he “was on the rise” at the company,
previously receiving one promotion after another, “the plaintiff ha[d] made a strong showing that
his qualifications [we]re demonstrably superior” and thereby “provided sufficient evidence that
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the employer’s explanation may be pretext for discrimination”); Dennis, 290 F.3d at 648 n.4;
Popoli, 2017 WL 4457153, at *3.
2. Actions Regarding Building 10 Loading Docks Contract
a. Request to sign
Battle alleges that the Agency retaliated again him with regard to how it handled a
contract “for the Operation and Maintenance of Building 10 Loading Docks, for the National
Institutes of Health” (the “Contract”). Battle Supp. Aff. for EEO Compl., Jt. Rec. 395; Second
Am. Compl. ¶ 14. Specifically, in Fall 2011, Christine Carter-Kurant, who was Branch Chief at
the time, “asked [Battle] to sign [the] contract,” even though he “did not develop” the Contract.
Battle Dep. 26:5–14, 30:4–5, Jt. Rec. 2443, 2444; see Contract, Jt. Rec. 657–604 (listing Battle
as Contracting Officer; unsigned). The parties agree that it was Carter-Kurant who developed
the Contract and that she was not a federal employee at the time she developed it. Pl.’s Am.
Opp’n 10–11; Rice Second Supp. Aff. for EEO Compl., Jt. Rec. 821; see Emails (email from
Richard Wells (who is listed as Contracting Officer’s Technical Representative on contract)
stating that Carter-Kurant “oversaw th[e] process” of “develop[ing] the Technical Evaluation
Report” for the “Loading Dock” Contract).
Battle contends, without support, that he “was NOT the Contracting Officer of record
here,” that Carter-Kurant was not authorized to develop the contract, and that she “had affixed
Mr. Battle’s name to the contract . . . without authorization.” Pl.’s Am. Opp’n 10–12. In
contrast, the Agency relies on a sworn statement from Pat Rice, who was the Acting Director of
Contracting at the time, and who stated that Ms. Anazette Andrews originally was “assigned . . .
as the Contracting Officer” for the Contract but, because “she did not have the warrant capacity
to execute the action” (that is, sign the Contract), Rice “called [Battle] into [his] office and
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informed him that given the potential dollar amount of the action, that he was to be the
Contracting Officer as he has unlimited warrant authority.” Rice Second Supp. Aff. for EEO
Compl., Jt. Rec. 821. Additionally, Rice stated that “Ms. Carter-Kurant had worked on this
contract when she was a Contract Specialist Contractor . . . along with another Contract
Specialist contractor, Mr. Eugene Garrett,” and “it is normal business practice for a Contract
Specialist and/or Contract-Specialist Contractor to work on developing contract requirements.”
Id. Battle does not offer even a scintilla of evidence to the contrary. Thus, the unrebutted
evidence shows that not only was Carter-Kurant’s role in developing the Contract proper, but
also it was proper to ask Battle, as the Contracting Officer, to sign the contract. See id.
According to Battle, the request that he sign the Contract was an adverse employment
action because, “[i]f [he] signed a contract [he] did not develop [he] could lose [his] warrant and
get fired,” Battle Dep. 27:4–5, Jt. Rec. 2443, whereas “[i]f he did not sign the improper contract
he would be accused of not doing his job and or not following his supervisor’s directives,” which
he insists “is exactly what happened,” Pl.’s Am. Opp’n 11. Battle asserts that Carter-Kurant
“could [have] cite[d] him for failure to perform his job if he didn’t sign.” Id. at 14 (emphasis
added). But, significantly, Battle does not offer any evidence that the Agency treated his failure
to sign the Contract as a failure to perform his job satisfactorily. Moreover, the Agency provided
unrebutted evidence, in the form of Rice’s sworn statement, that, when Carter-Kurant asked
Battle “to review and execute the contract” and Battle “became defensive and stated he had no
knowledge of the contract in general as he was not involved with the writing and solicitation
process,” Carter-Kurant found someone else to review and sign the Contract. Id. at 822. Thus,
even if it would have been improper for Battle to have signed the Contract, given that Battle has
not offered any evidence of adverse ramifications—or even threat of such consequences—for his
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refusal to sign the Contract, he cannot establish that such a request to sign a Contract would
dissuade a reasonable worker from making a complaint against an employer. See Burlington N.,
548 U.S. at 68. Consequently, this action on its own is not an adverse employment action. See
id. And, even in conjunction with the other alleged actions, a reasonable factfinder could not
conclude that a request with no threat of negative results would tend to discourage a reasonable
employee from filing a complaint. Accordingly, the Agency is entitled to summary judgment on
Battle’s retaliation claim to the extent that it is based on the request that he sign the contract. See
Smith v. Vilsack, 832 F. Supp. 2d 573, 585–86 (D. Md. 2011).
b. Response to Refusal to Sign
Battle also alleges that, in response to his refusal to sign the Contract, Carter-Kurant
“began screaming and yelling at him, and assaulted him by swinging a large and dense contract
file, about 4” inches thick with the consistency of a large brick, in Mr. Battle’s face, close
enough to injure his face and eyes . . . .” Pl.’s Am. Opp’n 10; see Second Am. Compl. ¶ 14. The
Agency asserts that he failed to raise the alleged physical assault before the EEOC and therefore
failed to exhaust the claim. See Def.’s Mem. 16. And, it contends that Battle does not respond
to this argument, see Def.’s Reply 5 n.5, but that is not true: Battle counters that he did exhaust
the claim, noting that “[i]n his deposition during the EEO process,” he testified about the file’s
proximity to his face. Pl.’s Am. Opp’n 15 n.5.
In a Title VII action, a plaintiff may bring “[o]nly those . . . claims stated in the initial
charge, those reasonably related to the original [EEOC] complaint, and those developed by
reasonable investigation of the original complaint.” Jones v. Calvert Group, Ltd., 551 F.3d 297,
300 (4th Cir. 2009) (quoting Evans v. Techs. Applications & Serv. Co., 80 F.3d 954, 963 (4th
Cir. 1996)). Notably, “[t]he Fourth Circuit has ‘found exhaustion where . . . both the EEOC
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charge and the complaint included claims of retaliation by the same actor, but involved different
retaliatory conduct.’ ” Thoopsamoot v. Reg’l Servs. Ctr., No. PWG-13-1663, 2014 WL 1120239,
at *6 (D. Md. Mar. 19, 2014) (quoting Sydnor v. Fairfax Cty., Va., 681 F.3d 591, 594 (4th Cir.
2012)). In Thoopsamoot, the plaintiff’s EEOC charge identified three discriminatory acts as
bases for her discrimination and retaliation claims, and then before this Court the plaintiff
alleged additional discriminatory acts as bases for her discrimination and retaliation claims. Id.
This Court concluded that the plaintiff’s “new claims of discrimination and retaliation,” which
“involve[d] “ ‘the same actor, but . . . different . . . conduct,’ . . . reasonably follow[ed] from the
facts alleged in Plaintiff’s EEOC complaint.” Id. (quoting Sydnor, 681 F.3d at 594).
Here, Battle raised the issue of Carter-Kurant yelling at him before the EEOC when he
complained about her request that he sign the purportedly improper Contract. See Battle Supp.
Aff. for EEO Compl, Jt. Rec. 395–97. Battle’s allegation that Carter-Kurant also shook a large
binder at him involves the same actor, is “reasonably related to the original [EEOC] complaint,”
and could be “developed by reasonable investigation of the original complaint.” See Jones, 551
F.3d at 300. Therefore, Battle exhausted his administrative remedies for this claim. See id.; see
also Sydnor, 681 F.3d at 594; Evans, 80 F.3d at 963; Thoopsamoot, 2014 WL 1120239, at *6.
Nonetheless, what Battle clearly alleges—and what the facts viewed in the light most
favorable to Battle show—is that Carter-Kurant’s alleged verbal and physical assault was in
response to Battle’s refusal to sign the Contract. See Second Am. Compl. ¶ 14 (“Mr. Battle
refused to sign the unauthorized contract, and Christine Carter-Kurant began screaming and
yelling at him, and swung a large and dense contract file, about 4” inches thick with the
constancy of a large brick, in Mr. Battle’s face, close enough to cause injury to his face and
eyes.”); Battle Dep. 30:15–31:15, Jt. Rec. 2444 (stating that the assault “happen[ed] in
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connection with [his] refusal to sign the contract” and that, after he refused to sign, he “asked
[Eugene] Garrett to watch Ms. [Carter-Kurant] to see what she would do because [he] knew she
would be angry that [he] would not sign this contract,” so he “asked [Garrett] to watch her to see
what she would do”). Consequently, Carter-Kurant’s alleged assault was causally linked to his
refusal to sign.
While Battle may have believed that he was opposing an unlawful activity by refusing to
sign the Contract, he does not allege that he believed (nor could he have reasonably believed)
that asking him to sign the Contract was “unlawful pursuant to Title VII,” which only protects
against discrimination. See Olekanma v. Wolfe, No. DKC 15-0984, 2017 WL 4222630, at *6 (D.
Md. Sept. 22, 2017) (noting that, for a Title VII retaliation claim, “the actions complained about
need to be actions made unlawful pursuant to Title VII” (emphasis added) (citing Boyer–Liberto
v. Fontainebleau Corp., 786 F.3d 264, 282 (4th Cir. 2015) (en banc)); see also Perry v.
Maryland, No. MJG-17-3619, 2018 WL 1183656, at *5 (D. Md. Mar. 7, 2018) (“Section 704(a)
of Title VII provides that an employee engages in protected activity when she ‘oppose[s] any
practice made an unlawful employment practice by this subchapter’ or ‘has made a charge,
testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under
this subchapter.’ 42 U.S.C. § 2000e–3(a). . . . To decide whether a plaintiff has engaged in a
protected activity, courts must first consider ‘whether the employee “communicates to her
employer a belief that the employer has engaged in ... a form of employment discrimination.”’
Bowman v. Balt. City Bd. of Sch. Comm’rs, 173 F. Supp. 3d 242, 248 (D. Md. 2016).” (emphasis
added)); see also E.E.O.C. v. Navy Fed. Credit Union, 424 F.3d 397, 406 (4th Cir. 2005)
(“[P]rotected oppositional activities may include ‘staging informal protests and voicing one’s
own opinions in order to bring attention to an employer’s discriminatory activities,’ [Laughlin v.
16
Metro. Wash. Airports Auth., 149 F.3d 253, 259 (4th Cir. 1998)], as well as ‘complain[ts] . . .
about suspected violations,’ Bryant v. Aiken Reg’l Med. Ctrs., Inc., 333 F.3d 536, 543–44 (4th
Cir. 2003).” (emphasis added)). Thus, what Battle has shown is that the alleged assault was
causally linked to something other than protected activity. Therefore, he cannot prevail on his
retaliation claim insofar as it is based on the alleged assault. See Boyer–Liberto, 786 F.3d at 281.
3. Revocation of Team Lead Duties
Battle claims that the Agency retaliated against him by revoking his Team Lead duties.
Second Am. Compl. ¶ 21. Because there was no temporal proximity between this and any of
Battle’s protected activities, Battle cannot establish a prima facie case of retaliation based on this
action alone. See Sept. 19, 2016 Mem. Op. & Order 29. At most, this action could be part of a
series of actions that would have dissuaded an employee from taking further EEO action, if the
Agency does not have a legitimate, non-discriminatory reason for it, or if Battle can show that
the proffered reason is pretextual. See id.
The Agency argues that “Ms. Bruce had legitimate, non-retaliatory reasons for relieving
Plaintiff of his team lead duties: Plaintiff’s performance was woefully deficient and Plaintiff
agreed with the decision.” Def.’s Mem. 16. In support, the Agency relies on an affidavit that
Bruce provided to the EEOC and a memorandum that she wrote to Battle when she reinstated his
Team Lead duties six months later. See id. at 17 (citing Bruce Aff. for EEO Compl., Jt. Rec.
1810, 1815; Bruce Mem. to Battle, Jt. Rec. 2102). In her affidavit, Bruce described Battle’s
“inability to do his job,” stating that, at his January 2012 performance appraisal for 2011, she
“told him that [she] was very concerned about his performance and that he was not meeting the
standards for getting things done on time. [She] was concerned that he was not going to be able
to bring his performance up and continue in a satisfactory manner.” Bruce Aff. for EEO Compl.,
17
Jt. Rec. 1810; see also id. at 1815 (noting that Battle “was struggling with his current
performance just doing routine contracting assignments”). Six months after the performance
appraisal, in her memorandum to Battle, Bruce stated that, “[d]uring the closeout of [his] 2011
rating,” Battle had “acknowledged that [he was] having difficulty completing [his] work.” Bruce
Mem. to Battle, Jt. Rec. 2102.
In January 2012, Bruce only had worked with Battle for three months, and she noted that
“there [was] a difference between the tasks performed by the Team Lead and tasks outlined in
his position description.” Bruce Aff. for EEO Compl., Jt. Rec. 1810; see also id. at 1815. Bruce
suggested that, “instead of being a Team Lead, he should focus on bringing his performance up.”
Id. at 1810. According to Bruce, Battle “agreed that this was a wonderful idea.” Id.; see also id.
at 1815 (stating that Battle and Bruce “made a joint decision to relieve [Battle] of [his] team lead
duties”). According to Bruce, “[i]t was an attempt to provide [Battle] time to get himself
together and get focused while [Ms. Bruce] figured out the Team Lead positions.” Id. at 1810.
Then, in the July 2012 memorandum, Bruce stated that, when they met in January with
regard to his performance, they “went over [his] Critical Elements and [she] told [him] that [she]
was not checking any of the Leader boxes as there was confusion on [her] part regarding the
distinction between a Lead Contract Specialist and a Team Leader.” Bruce Mem. to Battle, Jt.
Rec. 2102. Bruce had informed Battle that she “would seek clarification on the matter,” and in
July, apparently having received that clarification, she amended his performance plan to “reflect
appropriate Team Lead duties,” even though she still had concerns about his performance. Id.
Battle insists that “Ms. Bruce was not telling the truth” and that he “never agreed to be
removed from his duties as Team Leader.” Pl.’s Am. Opp’n 16, 17. In his view,
18
It belies credibility that someone who “was struggling with his current
performance” and “having difficulty completing [his] work” would be able to
make such a dramatic turnaround just six months later such that these issues
cleared up all together and reinstatement was warranted. It is more likely that the
removal was a pretense, and that the stated reasons were a pretextual cover up for
defendant’s retaliatory intent.
Id. at 17. But, Battle, who could have provided an affidavit in support of his recollection of
events, does not identify any evidence that supports his assertion that the Agency’s reason was
false. Thus, he clearly has not provided “sufficient evidence to reject the employer’s explanation
[and] permit a finding of liability.” See Reeves, 509 U.S. at 149.
Further, the evidence does not show that Battle was reinstated as a Team Lead because,
as he asserts, he “ma[d]e such a dramatic turnaround” in his performance in six months. See
Pl.’s Am. Opp’n 17. Rather, Bruce reinstated the Team Lead duties as “appropriate” for his
position, despite her continued concerns with his performance. See Bruce Mem. to Battle, Jt.
Rec. 2102; see also Bruce Aff. for EEO Compl., Jt. Rec. 1810. And, the evidence is unrebutted
that Bruce removed the Team Lead duties to enable Battle to focus on other requirements of his
position while she clarified which of the Team Lead duties actually applied. This is a legitimate,
non-retaliatory reason, and Battle has failed to show pretext. Therefore, the Agency is entitled to
summary judgment on Battle’s retaliation claim insofar as it is based on the removal of the Team
Lead duties. See Foster, 787 F.3d at 252; Price, 380 F.3d at 212.
4. Failure to Report Results of Ergonomic Study
Battle claims that “his supervisor [did] not report[] the results of his ergonomic study to
the NIH Office of Medical Services [‘OMS’] and Employee Relations,” causing a delay that
“result[ed] in his medical condition worsening.” Second Am. Compl. ¶ 17; Pl.’s Am. Opp’n 17.2
2
The Agency argues that Battle stated during his deposition that “he was no longer asserting that
claim.” Def.’s Mem. 17. It is true that, in his deposition, Battle stated that he was “guessing”
19
I already noted that “[t]he failure to report an ergonomic study cannot be viewed as an adverse
employment action as it did not affect his employment status,” and this action was not
temporally proximate to any of Battle’s protected activities. Sept. 19, 2016 Mem. Op. & Order
24, 29. Thus, again, this action alone is insufficient to prevail on a retaliation claim, and at most,
it could be part of a series of actions that would have dissuaded an employee from taking further
EEO action, if the Agency does not have a legitimate, non-discriminatory reason for it, that is not
pretextual. See id.
The first reason that the Agency provides is that Bruce never received the study, Def.’s
Reply 6, but according to Battle, “Ms. Bruce was not telling the truth” when she said that she
“never received the results or the evaluation of his ergonomic study,” as he “forwarded the
results of his ergonomic study to Ms. Bruce” on March 13, 2012, Pl.’s Am. Opp’n 17. The
Agency insists that none of the emails that Battle cites included the actual study. Def.’s Reply 7.
Not so. A March 13, 2012 email in which Battle wrote: “Ms. Bruce, Ergonomic Study history
attached. Thank you, Jeff,” included an attachment titled “Ergonomic Study Jeff Battle.pdf.” Jt.
Rec. 1851.
The Agency contends that, regardless of whether Bruce actually received the study, she
had a second “legitimate, non-retaliatory reason for not sending [the study] to OMS: it was up to
Plaintiff, not Ms. Bruce, to provide documentation to OMS in support of his request for
accommodation.” Def.’s Reply 7. The Agency cites a June 12, 2013 affidavit in which Bruce
stated that Battle asked to telework and requested reasonable accommodations on November 7,
2011, and Carter-Kurant (his supervisor at the time) “requested additional information” by letter
that this claim “was removed from [his] complaint . . by the judge or something.” Battle Dep.
42:18 – 43:5, Jt. Rec. 2447. In his Opposition, Battle insists that he “misspoke at deposition and
misunderstood whether th[is] claim was previously dismissed.” Pl.’s Am. Opp’n 17.
20
dated November 15, 2011. Bruce Aff. for EEO Compl., Jt. Rec. 1808. Bruce asserted that her
own “role was to make sure he got the documentation that Ms. Carter-Kurant asked for and it
was his responsibility to submit it forward. It was not supposed to go to [Bruce]. It was to be
sent to Occupational Medical Service.” Id. Battle submitted the documentation to OMS, and
OMS reviewed it. Id.
Then, on January 9, 2012 Bruce “asked Battle for additional clarifying information.” Id.
Significantly, she wrote to him:
The review provided by the Occupational Medical Service (OMS) of
documentation indicates that you do suffer from a chronic medical condition that
episodically limits your ability to sit or stand for long periods and bend forward.
It doesn’t indicate how often you suffer these limitations, how this condition and
your episodic restrictions impact your ability to perform the full range of your
duties or how your requested accommodation of telework would assist you in
being able to perform the job and/or address your limitations or restrictions.
I am giving you an opportunity to provide additional clarifying medical
information to the OMS which addresses the specific issues above. I am also
specifically interested in understanding if assistive devices such as a chair, height
adjustable desk, a sit/stand computer workstation, in addition to leave, when
needed, would address your needs . . . .
When providing additional medical information, it should be dated on
your medical provider’s letterhead or stationery and contain his/her original
signature. OMS will examine the documentation and provide management with a
review.
You failed to follow Ms. Carter-Kurant’s instructions regarding the
ergonomic assessment and you did not contact the Agency’s Industrial Hygienist
[to schedule an ergonomic assessment]. As such, I am scheduling an assessment
for you. I will notify you of the time and date of such. The Industrial Hygienist
will also provide management with a review of the ergonomic assessment.
Jan. 9, 2012 Ltr. to Battle, Jt. Rec. 1844 (emphasis added); see also Bruce Aff. for EEO Compl.,
Jt. Rec. 1809 (“[M]y letter[] directed him to submit [the paperwork] to the Occupational Medical
Services.”).
Based on this unrebutted evidence, it clearly was Battle’s—not Bruce’s—
responsibility to provide the additional information, including the ergonomic study, to OMS. See
Jan. 9, 2012 Ltr. to Battle, Jt. Rec. 1844; Bruce Aff. for EEO Compl., Jt. Rec. 1809.
21
Consequently, Bruce had a legitimate, non-retaliatory reason for not forwarding the study to
OMS, and Battle has not shown that her reason was pretextual. Accordingly, the Agency is
entitled to summary judgment on Battle’s retaliation claim to the extent that it is based on the
failure to forward the ergonomic study. See Foster, 787 F.3d at 252; Price, 380 F.3d at 212.
5. False and Deceptive Report
Battle claims that, on April 12, 2013, his “supervisor developed a false and deceptive
report that was forwarded to the Office of Medical Services regarding his request for a
reasonable medical accommodation.” Second Am. Compl. ¶ 20; see Pl.’s Am. Opp’n 18. The
Agency initially argued that it is entitled to summary judgment on this claim because “there is no
evidence that any such ‘false and deceptive report’ exists.” Def.’s Mem. 18. According to the
Agency, Battle testified at his deposition “that he was blind copied on an e-mail from [his
supervisor Robin] Shafer to the . . . OPM[] in which Ms. Shafer provided false and deceptive
information to be included in OPM’s memorandum to the OMS regarding Plaintiff’s request for
reasonable accommodations,” but he “could not recall what was ‘false or deceptive’ about the
information without having the document in front of him,” and the document was not available at
the deposition. Id. Then, when the Agency asked Battle to produce it, Plaintiff’s counsel stated
that he “ha[d] not located the false and deceptive report that was forwarded to the Office of
Medical Services.” Id. Battle counters that he had testified that the letter was “referenced in
[his] discovery,” and he now states that “[t]he deceptive letter in question was submitted to the
Defendant in the response to Request for Documents, during discovery.” Pl.’s Am. Opp’n 19 n.6
(citing Battle Dep. 53:21, Jt. Rec. 2449; Pl.’s Disc. Resp., Jt. Rec. 2506–07).
It is true that, at his deposition, Battle testified that he could not “recall without having
the document in front of [him] that was forwarded,” and that the document was “referenced in
22
[his] discovery,” and Defense counsel “ask[ed] that [he] either direct [her] by Bates number or, if
it hasn’t been produced, produce a copy of this memo.” Battle Dep. 52:13 – 57:21, Jt. Rec.
2449–50. Battle did neither. But, he did testify that the Agency was “trying to lead a doctor into
taking their position that [his] reasonable accommodation was a need and not a want according
to what they were not reporting within the language,” Id. at 56:16–24, Jt. Rec. 2450 (emphasis
added). According to Battle, if he “needed” the accommodation, as opposed to simply wanting
it, he “could be fired.” Id. at 58:2–3, Jt. Rec. 2451. He insists that he did not need to telework;
his request to telework “was just a general request because telework was being offered to
everybody else,” and he wanted to be able to telework also. Id. at 58:3–59:3, Jt. Rec. 2451.
In the email he now cites, Heather Defibaugh, an NIH employee and Labor Relations
Specialist, wrote to Dr. Schmitt, Director of OMS (see Def.’s Reply 8 & n.7), stating “on behalf
of management” that “Jeffrey Battle ha[d] renewed his request for Telework as a reasonable
accommodation,” and explaining that “Management ha[d] been working with Mr. Battle on this
accommodation request attempting to determine if there are alternative accommodations, which
would allow him to perform the essential duties of his position during his tour of duty.” Jt. Rec.
2506.
She asked the doctor to “provide insight” as to whether “the medical information
submitted [was] sufficient to certify that no assistive devices or other arrangements would be
effective in accommodating Mr. Battle” and whether “Telework [was] the only accommodation
that w[ould] allow him to perform the essential functions of his position during his tour of duty.”
Id.
Preliminarily, this email correspondence would be more accurately characterized as an
inquiry than a report. Moreover, insofar as it reports any information, it is consistent with the
unrebutted evidence on the record before me that Battle, even by his own testimony, sought to
23
telework as a “reasonable accommodation” and his employer wanted to know whether
alternative accommodations would suffice. See Battle Dep. 58:12–13, Jt. Rec. 2451 (“I was not
allowed to telework, so I asked for it under a reasonable accommodation.”); Jan. 9, 2012 Ltr. to
Battle, Jt. Rec. 1844 (“I am also specifically interested in understanding if assistive devices such
as a chair, height adjustable desk, a sit/stand computer workstation, in addition to leave, when
needed, would address your needs.”). Accordingly, it was sent for legitimate, non-retaliatory
reasons, and Battle has not shown pretext. Therefore, the Agency is entitled to summary
judgment on Battle’s retaliation claim insofar as it is based on this allegedly “false and
deceptive” report. See Foster, 787 F.3d at 252; Price, 380 F.3d at 212.
6. Failure to Acknowledge Project Completion and Consequently Lower Performance
Rating, Performance Improvement Plan, Placement on Administrative Leave with
Pay, and Denial of Pay Increase
Battle alleges that his supervisor refused to acknowledge that he completed a project that
he was assigned (called a “Justification for Other than Full and Open Competition” (“JOFOC”))
and, as a result, gave him a lower 2012 performance rating on January 31, 2013; placed him on a
Performance Improvement Plan (“PIP”) on April 29, 2013; placed him on administrative leave
with pay on August 15, 2013; and denied him a within-grade pay increase on August 23, 2013.
Second Am. Compl. ¶¶ 18, 21, 24, 26. Because there was no temporal proximity between the
alleged refusal to acknowledge his project completion, the denial of a pay increase, or the
placement on administrative leave and any of Battle’s protected activities, and placement on a
PIP is not an adverse employment action, Battle cannot establish a prima facie case of retaliation
based on any of these actions alone. See Sept. 19, 2016 Mem. Op. & Order 29; Wonasue v.
Univ. of Md. Alumni Ass’n, 984 F.Supp.2d 480, 492 (D. Md. 2013) (“[N]one of the following
constitutes an adverse employment action in a retaliation claim: . . . issuing a personal
24
improvement plan . . . .”); Rice v. Howard Cty. Gov’t, No. ADC-16-3498, 2017 WL 6547994, at
*13 (D. Md. Dec. 19, 2017) (same)
The Agency argues that, even if Battle can establish a prima facie case of retaliation
based on these actions collectively, its legitimate non-retaliatory reason for down-rating his 2012
performance evaluation, placing him on a PIP, denying him a pay increase, and placing him on
administrative leave with pay “was that Plaintiff had significantly deficient job performance
during 2012 and 2013.” Def.’s Mem. 23. As for failing to acknowledge the JOFOC that Battle
argues was complete in May 2012, see Pl.’s Opp’n 22–23, the Agency contends that it simply
was not complete as of May 2012, Def.’s Reply 12–13. Battle insists that, when “Ms. Robin
Shafer stated, ‘he did not complete the JOFOC in May,[’]” she “was not telling the truth,” and the
Agency “used this fabrication as a pretextual reason for downgrading the Plaintiff[’s] 2012 final
performance.”
Pl.’s Opp’n 22–23.
Likewise, he argues that that the lower performance
evaluation was, in turn, pretext for the denial of a within-grade pay increase.
Id. at 22.
According to Battle, “the completed JOFOC” that he “developed and signed” and which has “an
initial date of May” appears at Jt. Rec. 1931. Id. Certainly, the JOFOC at pages 1931–39 of the
Joint Record states that the “Date Received in OAMP” was “05/09/12,” but it also includes
“Dates of Additional Information 01/15/13” and lists the “Date Resubmitted to OAMP” as
“01/21/13.”
Jt. Rec. 1931.
Thus, it is unclear from these entries when the JOFOC was
“complete,” but the fact that further actions in connection with the JOFOC took place after May,
2012, undermines Battle’s contention that it was completed in 2012.
Further, other unrebutted evidence establishes that the JOFOC was not complete in May
2012. In Bruce’s June 12, 2013 Affidavit, she stated that Battle “struggle[ed] with doing a
justification for the HCA (JOFOC),” and that she “provided him with a copy of [her] notes and
25
told him to rewrite the justification and give it to [her] . . . so that the document could be sent to
the reviewer on Friday, May 25, 2012 . . . .” Bruce Aff. for EEO Compl., Jt. Rec. 1810. The
version of the JOFOC that she sent to the reviewer on May 25, 2012, which she attached to her
Affidavit, was not yet signed. Id., Jt. Rec. 1872–81. According to Bruce, “Mr. Battle began the
HCA JOFOC in November 2011,” and “[t]he type of HCA JOFOC Mr. Battle was working on
must be posted to the web within a reasonable amount of time after the issuance of a contract.”
Id., Jt. Rec. 1814. She said that “[t]he contract award date was March 1, 2012,” but “[t]he HCA
JOFOC was not completed until January 2013” and not posted to the internet until January 31,
2013, eleven months after the contract award date. Id. And, in a November 20, 2012 email to
Battle, Shafer wrote: “Jeff – could you please send me the latest version that you and Mr. Dillon
[the reviewer] were on with the JOFOC? . . . I am trying to summarize everything so we can get
this completed.” Jt. Rec. 1940. Moreover, the JOFOC that Battle himself cites is signed by
Battle on December 28, 2012 and by others on dates ranging from December 28, 2012 to January
29, 2013. JOFOC, Jt. Rec. 1938–39. Clearly, the JOFOC was not complete in May, nor even six
months later in November; Battle did not sign it until the end of December 2012, and it was not
posted to the internet, as required, until the end of January 2013.
Viewed in the light most favorable to Battle, he may have completed his work on the
JOFOC on December 28, 2012, when he signed it. Even viewing the evidence most favorably to
Battle, the Agency did not fail to acknowledge Battle’s completion of the JOFOC in May (or any
time prior to December 28, 2012), because he had not yet completed it, and Battle’s failure to
complete the JOFOC in a timely manner was not pretext for giving him a lower performance
rating; it was a legitimate, non-retaliatory reason.
Further, Battle’s failure to complete the
JOFOC, along with his other performance deficiencies discussed previously in Section 3,
26
Revocation of Team Lead Duties, provided a legitimate, non-retaliatory basis for placing him on
a PIP and then administrative leave with pay and for denying him a within-grade pay increase.
As proof of pretext regarding the lower 2012 performance rating and the PIP, Battle also
contends that his “supervisors did not follow NIH policy as regards to their actions toward him.”
Pl.’s Opp’n 21. Specifically, he insists that his supervisors, Bruce and Shafer, “were not the
reviewers of Mr. Battle’s workloads in 2012 and 2013”; rather, his “subordinates reviewed his
work.” Id. (citing Jt. Ex. 1511). But, according to Bruce, Battle’s colleague simply provided
“common practice reviews e.g. making sure documents are there, everything is signed and
dated,” and did not provide “an assessment,” whereas Shafer, as his supervisor, “review[ed] his
work and his rating was based on her evaluation of his work” and “not based on the[] reviews
[provided by his colleagues].” Bruce Supp. Aff. for EEO Compl., Jt. Rec. 1965–66. Indeed, the
exhibit Plaintiff cites is the Report of Investigation, in which the investigator noted that Bruce
stated that, “while [Battle’s] subordinates may have conducted common practice reviews of his
work, they are not an evaluation of his work,” and that Battle’s “performance evaluation was
based on Ms. Shafer’s evaluation of his work.” Report of Investigation, Jt. Rec. 1511 (also
noting that Shafer stated that, “consistent with the office’s peer review process, [Battle’s]
subordinates reviewed his work only if he brought it to them and the work was within their
warrant level”). Battle does not offer any evidence to the contrary. Thus, the undisputed
evidence does not show that his supervisors violated policy in evaluating him.
Battle also insists that, in violation of policy, “he was not placed on a PIP until April 29,
2013, after fully one quarter of the next appraisal year had passed” after he received an
“unsatisfactory” 2012 rating,” even though “NIH policy guidelines . . . state, ‘the employee must
first be afforded a reasonable opportunity period, through a Performance Improvement Plan.”
27
Pl.’s Opp’n 21 (citing Jt. Rec. 2421 (HHS.gov Performance Management Appraisal Program)).
Yet, the delay in implementation of Battle’s PIP did not eliminate the “reasonable opportunity
period” Battle claims that he was denied; the Performance Management Appraisal Program that
he cites requires that an employee be under a performance plan for at least ninety days before
being rated. See Performance Mgmt. Appraisal Prog., Jt. Rec. 2421; Defibaugh Aff. for EEO
Compl., Jt. Rec. 2017 (“He was placed on a 2013 Performance Management Appraisal Plan
when the PIP was issued. An employee only has to be put on a Plan for ninety days to be rated
so receiving it in April does not compromise his ability to be rated for the 2013 rating year.”).
April 29, 2013 was well over ninety days before the end of 2013, and it was over ninety days
before Battle was placed on administrative leave on August 15, 2013. Further, the delay here
was reasonable and non-retaliatory, as Shafer was getting guidance from Human Resources on
how to implement the PIP. Shafer Aff. for EEO Compl., Jt. Rec. 1996 (“I had to work through
Human Resources to get the performance plan done. The PIP lays out which parts of his last
performance evaluation plan he was not successful on and gives specifics on how to improve. I
had to make sure I had addressed his deficiencies appropriately and come up with a plan so that
he could improve.”); Defibaugh Aff. for EEO Compl., Jt. Rec. 2017 (“The PIP is a
comprehensive plan to help the employee improve. These take time to prepare. As such,
sometimes the issuance of the PMAP and PIP are delayed. This type of delay is not atypical.
Every employee usually has a gap of some sort between their old and new plan.”).
Consequently, the Agency has shown legitimate, non-retaliatory reasons for its actions and Battle
has not shown pretext.
With regard to placement on paid administrative leave, as best I can discern, Battle
argues that it is evident that the action was pretextual because he was denied access to email
28
while on administrative leave. Pl.’s Opp’n 23 (citing Jt. Rec. 2007, 2009). While it is true that
he was told not to “access his NIH voice mail or any NIH systems . . . (including the NIH email
system . . . ),” Shafer Supp. Aff. for EEO Compl., Jt. Rec. 2007–08, this instruction was given
because “Mr. Battle had been disruptive with personal issues” in emails that he sent, id. at 2009.
Moreover, it is unclear how denial of access to email while on administrative leave establishes
that the leave itself was pretextual. Thus, the Agency has demonstrated a legitimate, nonretaliatory reason for placing Battle on paid administrative leave, and Battle has not shown
pretext. Therefore, Battle cannot prevail on his retaliation claim based on the alleged failure to
acknowledge his project completion, his lower performance rating, his placement on a PIP, or his
placement on paid administrative leave, and the Agency is entitled to judgment as a matter of
law. See Foster, 787 F.3d at 252; Price, 380 F.3d at 212.
7. Letter of Reprimand and Absent Without Leave (“AWOL”) Designation
Battle claims that, on March 13, 2013, he was charged with having been absent without
leave (“AWOL”) for two hours in February 2013 and received a letter of reprimand. Second Am.
Compl. ¶ 19. Neither aspect of this claim constitutes an adverse employment action. See Rice v.
Howard Cty. Gov’t, No. ADC-16-3498, 2017 WL 6547994, at *13 (D. Md. Dec. 19, 2017)
(“[N]one of the following constitutes an adverse employment action in a retaliation claim: . . .
considering the employee ‘AWOL’; or issuing . . . ‘a formal letter of reprimand.’” (quoting
Wonasue v. Univ. of Md. Alumni Ass’n, 984 F. Supp. 2d 480, 492 (D. Md. 2013) (quoting Rock v.
McHugh, 819 F. Supp. 2d 456, 470-71 (D. Md. 2011)))); Coates v. Vilsack, No. PWG-12-1787,
2015 WL 1013402, at *6 (D. Md. Mar. 6, 2015) (“[N]either the letter of reprimand nor the letter
of proposed suspension is an adverse employment action on its own.”); Muldrow v. Blank, No.
PWG-13-1200, 2014 WL 938475, at *10 (D. Md. Mar. 10, 2014) (noting that neither “‘a formal
29
letter of reprimand,’ or ‘a proposed termination’” qualifies as “an adverse employment action in
a retaliation claim” (quoting Rock v. McHugh, 819 F. Supp. 2d 456, 470–71 (D. Md. 2011))).
Moreover, the Agency has provided a legitimate, non-retaliatory reason for these actions, and
Battle has not shown pretext. Battle was appropriately considered AWOL and reprimanded for
leaving work without informing a supervisor because he had, indeed, left work without
informing a supervisor; he only had informed Mary Grasson, who reported to him, that “his back
was hurting and that he was leaving for the day.” Grasson Aff. for EEO Compl., Jt. Rec. 2022–
23; Shafer Aff. for EEO Compl., Jt. Rec. 1993; Ltr. of Reprimand, Jt. Rec. 2133. Battle fails to
rebut this undisputed evidence to show that the Agency’s reason was pretextual. See Pl.’s Opp’n
19–20. Accordingly, he cannot prevail on his retaliation claim on these grounds, and the Agency
is entitled to judgment as a matter of law.
8. Shouting and Yelling; Hostile Email
Only two bases for Battle’s retaliation claim remain. First, Battle claims that, on July 9,
2013, during a meeting, his supervisor shouted at him and yelled, “Blow me.” Second Am.
Compl. ¶ 23. Second, Battle claims that, at the conclusion of a sexual harassment investigation,
Plaintiff received a “hostile and threatening” e-mail from the Director of Contracting. Id. ¶ 22.
The shouting and crude language, as well as the email, insofar as he is complaining about the use
of abusive language, are not adverse employment actions. See Burlington N. & Santa Fe Ry. v.
White, 548 U.S. 53, 68 (2006) (noting that “the ordinary tribulations of the workplace, such as
the sporadic use of abusive language” are insufficient to prove material adversity (quoting
Faragher v. Boca Raton, 524 U.S. 775, 788 (1998))); Bowen v. Md. Dep’t of Pub. Safety & Corr.
Servs., No. RDB-17-1571, 2018 WL 1784463, at *8 (D. Md. Apr. 12, 2018) (concluding that
“being ‘screamed and yelled at’ by her supervisor” was not an adverse employment action
30
because it “did not adversely affect the terms, conditions, or benefits of her employment”);
Cepada v. Bd. of Educ. of Balt. Cty., 814 F. Supp. 2d 500, 515 (D. Md. 2011) (concluding that
“allegations that [plaintiff] was yelled at for complaining about his discriminatory treatment and
‘criticized’ for contacting his State Delegate are not materially adverse actions”). And, the
shouting and the sending of the email, both of which occurred in July 2013, lack temporal
proximity to any of Battle’s protected activity. See Sept. 19, 2016 Mem. Op. & Order 29.
Moreover, taking the email (a July 18, 2013 email from Bruce to Battle) and Battle’s
deposition testimony in the light most favorable to Battle, a reasonable jury still could not find
that the email was hostile or threatening. See Email, Jt. Rec. 2494; Battle Dep. 69:23–70:3, Jt.
Rec. 2453–54 (identifying this email as the allegedly hostile email). The email stated, in its
entirety:
Jeff,
I have researched the matter that you raised in your email dated July 15,
2013. Based on my inquiries, I have found no merit to your claims. At this time,
you will not be moved out of ORF, OA. While you stated that there was a
witness or witnesses to this event [the alleged shouting and yelling referenced
above], you did not provide name(s). In order for me to do a more comprehensive
review of this issue, the name(s) of the individual(s) would be needed. Should
you choose to provide the name(s) of the witness(es), please advise and I will
look into the matter further.
Secondly, in your email dated July 15, 2013, you raise medical issues such
as panic attacks and depression. Given this information, I will be working with
Human Resources to request medical documentation from you. Please expect that
request in the near future.
Jt. Rec. 2494. Battle testified:
I perceive[d] the content of this email [as] hostile and threatening according to the
entirety of the situation, not just the mere words within this email. The context of
what I had reported and the way she came back with I’ll be working with human
resources to request medical documentation. I had reported that I had been
harassed, shouted blow me at, screamed at for a half hour. Sharon Bruce, instead
of addressing that issue, she appeared to be turning this back at me in a
threatening way.
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Battle Dep. 70:11-21, Jt. Rec. 2454. But, Bruce explained that she could not investigate further
because Battle would not identify the witness(es) who he claimed overheard the incident; she
referred to Human Resources with regard to a separate matter—the medical issues that Battle had
raised. Thus, she did not ignore his claims or “turn[] this back at [him].” Moreover, there was
nothing that a reasonable jury could find threatening or hostile in the email, even taken in the
context in which Battle asks that it be considered. Thus, neither of the remaining bases for
retaliation is sufficient on its own for Battle to prevail on his retaliation claim. Nor could a
reasonable jury find that the cumulative effect of these two actions forms a pattern of behavior
that would dissuade an employee from taking further EEO action. See Smith v. Vilsack, 832 F.
Supp. 2d 573, 585–86 (D. Md. 2011). In sum, Battle cannot prevail on his retaliation claim on
any of the bases he raised. See id.; Foster, 787 F.3d at 252; Price, 380 F.3d at 212. I will grant
the Agency’s motion.
ORDER
Accordingly, it is, this 25th day of April, 2018 hereby ORDERED that
1. The Agency’s Motion for Summary Judgment, ECF No. 93, IS GRANTED;
2. Judgment IS ENTERED in the Agency’s favor on the one remaining claim in this case,
for retaliation under Title VII; and
3. The Clerk SHALL CLOSE this case.
/S/
Paul W. Grimm
United States District Judge
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