Hill v. Colvin
Filing
29
MEMORANDUM OPINION. Signed by Judge Deborah K. Chasanow on 8/15/2016. (sat, Chambers)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
:
JONATHAN JAY HILL
:
v.
:
Civil Action No. DKC 15-1027
:
CAROLYN W. COLVIN
:
MEMORANDUM OPINION
This
case
DiGirolamo
was
for
referred
pretrial
to
Magistrate
management
and
Judge
a
Thomas
Report
and
Recommendation for disposition, which Judge DiGirolamo issued on
June
8,
2016.
(“Plaintiff”)
(ECF
filed
Recommendation.
Plaintiff’s
No.
22).
Plaintiff
Jonathan
Jay
Hill
Report
and
an
(ECF
objection
objection
to
the
No.
25).
the
following
will
be
For
overruled,
and
the
reasons,
Report
and
Recommendation will be adopted.
I.
Background
Additional factual background may be found in the Report
and Recommendation.
(ECF No. 22, at 2-9).
Plaintiff suffered a
cerebrovascular accident, or a stroke, on May 19, 2012, which
Plaintiff contends prevented him from working.
(Id.
at 3).
Plaintiff protectively filed for disability insurance benefits
and supplemental security income on May 29, 2013.
application
was
denied
initially
and
on
After his
reconsideration,
Plaintiff requested a hearing before an administrative law judge
(“ALJ”).
Following
the
hearing,
the
ALJ
issued
a
decision
finding that Plaintiff was not disabled under the definitions of
the Social Security Act.
(ECF No. 11-3, at 21-31).
Plaintiff’s
request for review from the appeals council was denied, and the
ALJ’s decision became the final decision of the Commissioner.
On April 10, 2015, Plaintiff filed a complaint in this
court
seeking
review
of
the
ALJ’s
decision.
(ECF
No.
1).
Plaintiff moved for summary judgment or, in the alternative, to
remand.
(ECF
No.
17).
Defendant
Carolyn
W.
Colvin
(“Defendant”) filed a motion for summary judgment (ECF No. 18),
and Plaintiff responded (ECF No. 21).
On June 8, 2016, Judge
DiGirolamo issued a Report and Recommendation recommending that
this court grant Defendant’s motion, deny Plaintiff’s motion,
and affirm the ALJ’s decision.
(ECF No. 22).
On June 24,
Plaintiff filed an objection to the Report and Recommendation
(ECF No. 25), and Defendant responded (ECF No. 28).
Plaintiff
argues that Judge DiGirolamo did “not address at all the ALJ’s
failure
to
consider”
certain
medical
entries
in
the
record.
(ECF No. 25, at 8).
II.
Standard of Review
A.
Review of Magistrate Judge’s Report and Recommendation
Pursuant to 28 U.S.C. § 636, a district judge may designate
a
magistrate
judge
to
conduct
2
hearings
and
report
proposed
findings of fact and recommendations for action on a dispositive
motion.
Thereafter,
A
party
who
is
aggrieved
by
a
magistrate judge’s report and recommendation
as to a dispositive motion must file
“specific written objections to the proposed
findings
and
recommendations”
within
fourteen days. Fed.R.Civ.P. 72(b)(2). The
district judge must then “determine de novo
any
part
of
the
magistrate
judge’s
disposition that has been properly objected
to.” Fed.R.Civ.P. 72(b)(3).
But, the Court
“need only conduct a de novo review of those
portions of the Magistrate Judge’s Report
and Recommendation to which objection is
made.”
Chavis v. Smith, 834 F.Supp. 153,
154 (D.Md. 1993).
As to those portions of
the report for which there is no objection,
the district court “must ‘only satisfy
itself that there is no clear error on the
face of the record in order to accept the
recommendation.’”
Diamond v. Colonial Life
& Acc. Ins. Co., 416 F.3d 310, 315–16 (4th
Cir. 2005) (quoting Fed.R.Civ.P. 72 advisory
committee note), cert. denied, 546 U.S. 1091
(2006).
Baltimore Line Handling Co. v. Brophy, 771 F.Supp.2d 531, 534-35
(D.Md. 2011).
Here, Plaintiff’s objection contends:
Respectfully, the Magistrate Judge’s
Report and Recommendation fails to address
Plaintiff’s primary argument that the ALJ
decision
failed
to
consider
numerous
critical pieces of medical evidence and
explain how, if at all, that evidence was
evaluated in concluding that the opinion of
treating psychiatrist Milan Joshi, M.D.’s
opinion was entitled to “no weight” and that
“the medical evidence . . . does not
substantiate disabling limitations.”
In
particular, the Magistrate Judge’s Report
and Recommendation simply addresses the
medical evidence in general terms without
3
considering any specific medical
ignored by the ALJ’s decision.
(ECF No. 25, at 1).
entries
In short, Plaintiff argues that the ALJ
impermissibly ignored pieces of material evidence regarding his
medical condition.
review
of
regarding
the
the
Thus, the undersigned will conduct a de novo
portions
ALJ’s
of
the
assessment
Report
of
and
evidence.
Recommendation
The
remaining
sections of the Report and Recommendation will be assessed for
clear error.
B.
Federal Court Review of ALJ Decision
The United States Court of Appeals for the Fourth Circuit
recently
summarized
the
standard
of
review
courts
reviewing an ALJ’s decision in a Social Security case:
Our review of the decision of the [ALJ]
in an action involving disability benefits
is quite limited. We must uphold the ALJ’s
factual findings if they are supported by
substantial evidence and reached by applying
the correct legal standard.
Hancock v.
Astrue, 667 F.3d 470, 472 (4th Cir. 2012).
“Substantial
evidence
is
such
relevant
evidence as a reasonable mind might accept
as adequate to support a conclusion.” Craig
v. Chater, 76 F.3d 585, 589 (4th Cir. 1996)
(internal
citations
omitted)
(quotation
marks omitted). It “consists of more than a
mere scintilla of evidence but may be less
than a preponderance.”
Smith v. Chater, 99
th
F.3d 635, 638 (4 Cir. 1996).
When we review whether substantial
evidence supports the findings of the ALJ,
“we do not undertake to reweigh conflicting
evidence, make credibility determinations,
or substitute our judgment for that of the
[ALJ].”
Johnson v. Barnhart, 434 F.3d 650,
4
use
when
653 (4th Cir. 2005) (internal citations and
quotation
marks
omitted).
“Where
conflicting evidence allows reasonable minds
to differ as to whether a claimant . . . is
disabled,
the
responsibility
for
that
decision falls on [the ALJ].”
Craig, 76
F.3d at 589.
“[T]he substantial evidence
standard ‘presupposes . . . a zone of choice
within which the decisionmakers can go
either way, without interference by the
courts. An administrative decision is not
subject
to
reversal
merely
because
substantial evidence would have supported an
opposite decision.’”
Clarke v. Bowen, 843
th
F.2d 271, 272–73 (8
Cir. 1988) (quoting
Baker v. Heckler, 730 F.2d 1147, 1150 (8th
Cir. 1984)) (internal citation omitted).
Dunn v. Colvin, 607 F.App’x 264, 266 (4th Cir. 2015) (omissions
and alterations in original).
III. Analysis
Plaintiff contends that the Report and Recommendation does
not adequately address the ALJ’s alleged failure to consider
certain medical entries, which Plaintiff believes establishes he
was disabled.
objects
to
the
(See ECF No. 25, at 8).
fact
that
the
ALJ
Specifically, Plaintiff
“afford
no
weight”
to
an
assessment made by Dr. Milan Joshi, who averred that Plaintiff
was unable to function at work from January to July 2013.
at 3).
In his decision, the ALJ explained:
The undersigned afforded no
Joshi’s assessment, as it is
with the medical evidence of
Joshi’s own treatment notes.
in January 2013, Dr. Joshi
claimant a [global assessment
(“GAF”)] score of 75, which
5
weight to Dr.
not consistent
record or Dr.
For example,
assigned the
of functioning
represents no
(Id.
more than a slight impairment in social,
occupational, or school functioning, with
transient
and
expectable
reactions
to
psychological stressors if symptoms are
present.
The claimant’s score on the Minimental state examination during that time
period
was
30/30,
suggesting
normal
cognition.
Dr. Joshi’s notes from that
time-period state that the claimant was much
improved on his current medications.
In
March 2013, Dr. Joshi assigned the claimant
a GAF score of 65, which represents only
some mild symptoms or some difficulty in
social, occupational, or school functioning,
but generally functioning pretty well.
In
July 2013, Dr. Joshi assigned the claimant a
GAF score of 60, which represents moderate
symptoms or moderate difficulty in social,
occupational, or school functioning, but
this is the same month that the claimant
felt well enough to begin part-time work, as
discussed above.
(ECF
No.
11-3,
at
28
(citations
omitted)).
The
ALJ
then
discussed other medical and opinion evidence, determining that
Plaintiff
“had
the
residual
functional
capacity
to
perform
sedentary work . . . except [Plaintiff] can occasionally climb
ramps, stairs, ropes, ladders, and scaffolds, balance, stoop,
kneel, crouch, and crawl; and he is limited to simple, routine,
repetitive tasks with no production rate for pace of work.”
(Id. at 25-29).
Plaintiff
contends
that
the
“ALJ’s
decision
fails
to
mention or consider in any way” some of Dr. Joshi’s notes.
(See
ECF
that
No.
25,
at
4-5).
For
example,
Dr.
Joshi
noted
Plaintiff was depressed and asserted that he was “not back to
6
his baseline level of functioning” and did not go on a family
vacation because “he did not want to deal with people.”
5).
Moreover,
according
to
Plaintiff,
the
ALJ
(Id. at
failed
to
consider several pieces of evidence regarding Plaintiff’s mental
and cognitive difficulties, including those that indicate that
Plaintiff suffered from at least a “mild cognitive-communication
deficit.”
(Id. at 5-7).
Plaintiff argues that such pieces of
evidence “are supportive of Dr. Joshi’s assessment.
They also
weigh against the conclusion in the ALJ’s decision that ‘the
medical
evidence
limitations.’”
.
.
.
does
not
substantiate
disabling
(Id. at 7 (quoting ECF No. 11-3, at 27)).
A review of the record shows that the ALJ’s decision was
based
on
“substantial
deference.
evidence”
and
should
be
afforded
See Dunn, 607 F.App’x at 271 (“We must defer to the
ALJ’s assignments of weight unless they are not supported by
substantial evidence.”).
While
the
Commissioner’s
decision
must
“contain a statement of the case, in
understandable language, setting forth a
discussion of the evidence, and stating the
Commissioner’s determination and the reason
or reasons upon which it is based,” 42
U.S.C. § 405(b)(1), “there is no rigid
requirement that the ALJ specifically refer
to every piece of evidence in his decision.”
Dyer v. Barnhart, 395 F.3d 1206, 1211 (11th
Cir. 2005).
Reid v. Commissioner of Social Sec., 769 F.3d 861, 865 (4th Cir.
2014).
As
Judge
DiGirolamo
noted,
7
the
ALJ
described
with
particularity the reasons why he gave Dr. Joshi’s opinion no
weight, most notably that it was contradicted by more persuasive
evidence.
(“[I]f
a
evidence
(ECF No. 22, at 18-19); see Craig, 76 F.3d at 590
physician’s
or
if
it
opinion
is
is
not
inconsistent
supported
with
by
other
clinical
substantial
evidence, it should be accorded significantly less weight.”).
Plaintiff has not articulated, beyond merely listing the
pieces of evidence he believes the ALJ failed to consider, how
such
evidence
would
have
changed
the
decision.
That
is,
Plaintiff has not shown that the purported unconsidered evidence
so undermines the evidence cited in the decision as to put into
question whether the ALJ’s decision was supported by substantial
evidence.
See Dunn, 607 F.App’x at 271 (“Simply stated, there
is more than a ‘scintilla of evidence’ in the record supporting
the ALJ’s conclusion that Dr. Swing’s opinion is incongruent
with both his own treatment notes and some of the other medical
evidence in the record.”).
contends
went
unconsidered
Much of the evidence that Plaintiff
by
the
ALJ
suggests
“occasional” lapses in Plaintiff’s progress.
at 5-7).
showing
“mild”
or
(See ECF No. 25,
Such evidence is countered by substantial evidence
continued
progress
discussed by the ALJ.
and
increased
functionality,
(ECF No. 11-3, at 27-29).
as
Moreover, as
in Reid, the ALJ “stated that the whole record was considered,
8
and absent evidence to the contrary, [the court] take[s] [him]
at [his] word.”
Reid, 769 F.3d at 1211.
Finally, the two cases Plaintiff cites in his brief do not
counsel a different outcome.
751
(4th
Cir.
2015),
the
In Fox v. Colvin, 632 F.App’x 750,
Fourth
Circuit
directed
that
the
district court remand the case for further proceedings because
the ALJ’s opinion “failed to provide sufficient reasoning to
allow for meaningful judicial review.”
Unlike here, however,
the ALJ in Fox “fail[ed] to provide any explanation” for his
determination and made only “a cursory and conclusory analysis”
without providing “any reason” for his decision.
Id. at 756.
The Fourth Circuit noted:
When denying an application, “[T]he notice
of
the
determination
or
decision
must
contain specific reasons for the weight
given to the treating source’s medical
opinion, supported by the evidence in the
case
record,
and
must
be
sufficiently
specific to make clear to any subsequent
reviewers the weight the adjudicator gave to
the treating source’s medical opinion and
the reasons for that weight.”
Id.
(quoting SSR 96-2p, 61 Fed.Reg. 34,490, 34,492 (July 2,
1996)).
Similarly, in Raeke v. Commissioner, Social Sec., No.
GLR-15-1726, 2016 WL 892856, *2 (D.Md. Mar. 9, 2016), Magistrate
Judge Stephanie A. Gallagher held that the ALJ’s decision lacked
the required specificity.
In Raeke, the ALJ gave less weight to
a physician’s opinion because the opinion was contrary to his
9
treatment notes.
Judge Gallagher held that the treatment notes
actually were unclear and “could be deemed to support either
position.”
Id.
Judge Gallagher recommended remanding the case
because the ALJ failed to cite specific evidence undermining the
physician’s
opinion
treatment notes.
beyond
Id.
the
incomplete
reference
to
the
Here, on the other hand, the ALJ based
his determination not only on Dr. Joshi’s treatment notes, but
also on several pieces of other evidence that undermine Dr.
Joshi’s opinion.
Unlike in Fox and Raeke, the ALJ has put forth
numerous specific reasons for his determination.
Plaintiff’s
overruled.
is
no
objection
to
the
Report
and
Accordingly,
Recommendation
is
Because a review of the record indicates that there
clear
error
in
the
portions
of
the
Report
and
Recommendation to which Plaintiff did not object, the Report and
Recommendation will be adopted in its entirety.
IV.
Conclusion
For
the
foregoing
reasons,
the
court
will
overrule
Plaintiff’s objection and adopt the Report and Recommendation by
separate order.
/s/
DEBORAH K. CHASANOW
United States District Judge
10
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?