Akwei v. Burwell
Filing
31
MEMORANDUM OPINION (c/m to Plaintiff 6/23/16 sat). Signed by Judge Deborah K. Chasanow on 6/23/2016. (sat, Chambers)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
:
ADOTE G. AKWEI
:
v.
:
Civil Action No. DKC 15-1095
:
SYLVIA MATHEWS BURWELL,
Secretary, Department of Health :
and Human Services
MEMORANDUM OPINION
Presently
pending
and
ready
for
resolution
in
this
employment discrimination case is a motion to dismiss or, in the
alternative,
for
summary
judgment
filed
by
Defendant
Sylvia
Mathews Burwell, Secretary of the United States Department of
Health and Human Services (“Defendant”).
(ECF No. 19).
The
issues have been fully briefed, and the court now rules, no
hearing being deemed necessary.
following
reasons,
Defendant’s
Local Rule 105.6.
motion
to
dismiss
For the
or,
in
the
alternative, for summary judgment will be granted.
I.
Background
A.
Factual Background
Unless
undisputed
otherwise
and
noted,
construed
in
the
facts
outlined
the
light
most
Plaintiff Adote Akwei (“Plaintiff”).
discussed
in
Christian
male
the
of
analysis
African
favorable
are
to
Additional facts will be
section.
descent,
here
Plaintiff,
worked
in
the
a
black,
Office
of
Acquisitions (“OA”) at the National Institutes of Health (“NIH”)
as
a
government
contractor
employed
by
Interior
Systems
Incorporated Professional Services (“ISI”) from July 2006 until
April 2011.
(ECF Nos. 19-1, at 3; 25-2, at 1).
Until June
2008, Plaintiff was working as a “Clerk/Typist” and was one of
several
contractors
within
the
OA.
In
June
2008,
the
NIH
restructured the OA, converting all but one contractor position
to federal government employee positions.
(ECF No. 19-6 ¶ 3).
Plaintiff was selected for the one remaining contractor position
and began working at the reception desk in the OA front office.
(Id.
¶ 4).
After the reorganization, Plaintiff’s title was
initially a “Junior Quality Assurance Specialist, but it was
changed to a “Clerk/Typist/Program Analyst” in September 2010.
(ECF Nos. 19-12; 19-22).
In this most recent role, Plaintiff’s
expected job duties were to: organize and complete all clerical
typing duties as assigned; keep office files and task orders
updated
and
prepare
reports
as
required;
take
messages
for
personnel and assist management with clerical and typing needs;
act as time keeper; procure and maintain office supplies; and
“other duties as required.”
For
the
first
two
(ECF No. 19-2, at 2).
years
Plaintiff
worked
at
the
OA
reception desk, Melissa Richardson served as the OA Director.
(See ECF No. 25-13, at 2-3).
In an affidavit submitted as part
of the Equal Employment Opportunity Commission’s (the “EEOC”)
2
investigation into Plaintiff’s allegations, Ms. Richardson noted
that she “had no problems with [Plaintiff’s] work because he was
able to perform the tasks [she] assigned to him,” which included
answering
phones
and
greeting
visitors,
picking
up
and
distributing the mail, filing documents, gathering and collating
documents for Freedom of Information Act requests, delivering
packages to offices, gathering supply orders, and “other related
administrative
support
operation of OA.”
activities
necessary
(ECF No. 25-13, at 4).
to
assist
the
Ms. Richardson,
recognizing that Plaintiff’s new role included “evolving tasks”
of increased complexity, suggested to Plaintiff’s supervisor at
ISI that Plaintiff enroll in various training classes that would
assist him in performing his new job functions.
(Id.).
After Ms. Richardson was reassigned in January 2010, Pat
Rice became the Acting Director of the OA.
25-13,
at
3).
According
to
Mr.
(See 19-4, at 1-2;
Rice,
Plaintiff’s
job
description required significantly more than the receptionist
and
administrative
support
(ECF No. 19-4, at 3).
duties
Plaintiff
was
performing.
Mr. Rice believed that Plaintiff “did not
demonstrate these skills nor did he complete any tasks related
to the majority of these requirements[,] requiring others to
perform these tasks.”
(Id.).
Accordingly, Mr. Rice suggested
to Plaintiff and Robert England, Plaintiff’s supervisor at ISI,
that Plaintiff take training courses offered by the NIH or ISI.
3
(Id. at 5).
Plaintiff asserts that he was denied training that
he requested in July 2010.
(ECF No. 25-2, at 20).
Despite
several suggestions by Mr. Rice and Mr. England that he take
additional training, Plaintiff did not enroll in any of the
suggested substantive training courses.1
Plaintiff contends that
Mr. Rice made multiple derogatory remarks about him and his
performance.
Specifically, Mr. Rice asked Plaintiff to speak
more loudly and clearly on the phone, and Plaintiff alleges that
Mr. Rice noted that he could not understand Plaintiff due to his
accent.
(ECF No. 19-3, at 3).
overheard
Mr.
Rice
tell
Plaintiff also avers that he
another
employee,
[Plaintiff] cannot amount to anything.”
“You
know
(Id. at 9).
that
Ericka
Mack, one of Plaintiff’s colleagues avers that Mr. Rice told her
that
Plaintiff’s
“lacked
a
appearance
believed
employment
was
terminated
sufficient
level
of
skill
to
‘face
of
the
the
fact
be
referred
the
“to
to
Mr.
Rice,
that
other
did
office,’”
everyday rather than business casual.”
According
and
because
not
which
[Plaintiff]
Plaintiff
have
Ms.
wore
the
Mack
jeans
(ECF No. 19-7, at 4).
employees
complained
about
Plaintiff’s work because they were taking on tasks originally
1
Although Plaintiff attaches training certificates to his
response, they are for basic introductory trainings, including
information security awareness, diversity awareness, and sexual
harassment prevention trainings from 2007 through 2009.
(ECF
No. 25-14).
These trainings, while undeniably important, are
not the type of trainings that Mr. Rice encouraged Plaintiff to
take in order to enhance his substantive skills.
4
assigned to Plaintiff.
(ECF No. 19-4, at 3-4).
Mr. Rice also
believed that Plaintiff was overusing the Internet for personal
use;
furthermore,
communication
phone
line.
he
skills,
(Id.
was
unsatisfied
particularly
at
4).
in
with
answering
Plaintiff
also
Plaintiff’s
the
main
often
OA
played
religious music at his desk, which Mr. Rice requested he not do
during business hours.
On February 23, 2011, Mr. Rice requested a meeting with Mr.
England “to discuss the work performance of [Plaintiff].”
No. 19-16).
(ECF
According to Mr. England, Mr. Rice “stated that
even though [Plaintiff] is at the front desk, his duties require
more than him just answering the phone and that he should be
performing other duties as well.”
Plaintiff
to
convey
Mr.
suggestions for improvement.
Rice’s
(Id.).
Mr. England met with
concerns
(ECF No. 19-17).
and
to
provide
On March 28, Mr.
Rice and other supervisors at the NIH requested another meeting
with
Mr.
England
performance.
not
been
any
to
discuss
(ECF No. 19-18).
substantial
Plaintiff’s
continued
poor
Mr. Rice “stated that there had
improvement”
in
Plaintiff’s
work
performance and he had not signed up for any training classes.
(Id.).
Plaintiff’s NIH supervisors believed that “they were not
getting the work or the value from the position that is required
to support the office and the Director” and that “they needed
someone with greater skill sets with Microsoft Office Suite and
5
handling front desk duties.”
(Id.).
According to Mr. England,
“NIH
longer
needed
stated
that
[Plaintiff].”
they
no
(Id.).
Following
this
the
meeting,
removed Plaintiff from the position at the NIH.
at 3).
services
Mr.
of
England
(ECF No. 19-8,
Because ISI had no other open contractor positions, it
terminated Plaintiff’s employment.
B.
Procedural History
On April 27, 2011, Plaintiff contacted an Equal Employment
Opportunity (“EEO”) counselor at the United States Department of
Health and Human Services (“HHS”), the department of which the
NIH is a part.
formal
EEO
complaint
discrimination
wrongful
(ECF No. 19-23).
based
asserting
on
termination;
environment
due
to
On July 4, Plaintiff filed a
race,
following
religion,
denial
Mr.
the
of
Rice’s
and
national
training;
derogatory
claims
origin:
hostile
comments
of
work
about
Plaintiff’s accent and lack of competence; and discriminatory
restriction on playing religious music.
(ECF No. 19-24).
After
conducting an investigation and reviewing the record, the HHS
EEO office determined that Plaintiff “has not met his burden of
persuasion to show by a preponderance of the evidence that he
was discriminated against or subjected to harassment based on
his race, national origin[, or] religion.”
16).
Plaintiff
affirmed
the
HHS
appealed
EEO
the
decision
determination
6
and
(ECF No. 19-25, at
to
the
denied
EEOC,
which
Plaintiff’s
request for reconsideration on February 25, 2015.
(ECF Nos. 19-
26; 19-27).
On
April
16,
Plaintiff,
proceeding
pro
se,
filed
a
complaint in this court asserting discrimination and harassment
claims under Title VII of the Civil Rights Act of 1964 (“Title
VII”), 42 U.S.C. § 2000e et seq.
(ECF No. 1).
After multiple
motions to extend time, Defendant filed the pending motion to
dismiss or, in the alternative, for summary judgment.
19).
(ECF No.
Plaintiff responded (ECF No. 25), and Defendant replied
(ECF No. 28).
II.
Standard of Review
Defendant has moved to dismiss or, in the alternative, for
summary judgment.
Ordinarily, a court cannot consider matters
outside the pleadings or resolve factual disputes when ruling on
a Rule 12(b)(6) motion to dismiss.
510 F.3d 442, 450 (4th Cir. 2007).
See Bosiger v. U.S. Airways,
If the court does consider
matters outside the pleadings, “the motion must be treated as
one for summary judgment under Rule 56,” and “[a]ll parties must
be given a reasonable opportunity to present all the material
that is pertinent to the motion.”
Fed.R.Civ.P. 12(d); see also
Finley Lines Joint Protective Bd. Unit 200 v. Norfolk S. Corp.,
109 F.3d 993, 997 (4th Cir. 1997) (“[A] Rule 12(b)(6) motion to
dismiss supported by extraneous materials cannot be regarded as
one
for
summary
judgment
until
7
the
district
court
acts
to
convert the motion by indicating that it will not exclude from
its
consideration
materials.”).
of
the
motion
the
supporting
extraneous
Here, both parties submit extraneous materials,
and Plaintiff had notice of a potential conversion to summary
judgment by virtue of the motion filed by Defendant.
See Warner
v. Quilo, No. ELH-12-248, 2012 WL 3065358, at *2 (D.Md. July 26,
2012) (“When the movant expressly captions its motion ‘in the
alternative’ as one for summary judgment, and submits matters
outside the pleadings for the court’s consideration, the parties
are deemed to be on notice that conversion under Rule 12(d) may
occur[.]”) (quoting Laughlin v. Metro. Wash. Airports Auth., 149
F.3d 253, 261 (4th Cir. 1998)).
Accordingly, Defendant’s motion
will be treated as one for summary judgment.
Summary judgment is appropriate under Fed.R.Civ.P. 56(a)
when there is no genuine dispute as to any material fact, and
the moving party is plainly entitled to judgment in its favor as
a matter of law.
242,
249
(1986),
In Anderson v. Liberty Lobby, Inc., 477 U.S.
the
Supreme
Court
of
the
United
States
explained that, when considering a motion for summary judgment,
the “judge’s function is not himself to weigh the evidence and
determine the truth of the matter but to determine whether there
is a genuine issue for trial.”
A dispute about a material fact
is genuine “if the evidence is such that a reasonable jury could
return a verdict for the nonmoving party.”
8
Id. at 248.
Thus,
“the judge must ask himself not whether he thinks the evidence
unmistakably favors one side or the other but whether a fairminded jury could return a verdict for the [nonmoving party] on
the evidence presented.”
Id. at 252.
In undertaking this inquiry, a court must view the facts
and the reasonable inferences drawn therefrom “in the light most
favorable to the party opposing the motion.”
Matsushita Elec.
Indus. Co. Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986)
(quoting
United
States
v.
Diebold,
Inc.,
369
U.S.
654,
655
(1962)); see also EEOC v. Navy Fed. Credit Union, 424 F.3d 397,
405 (4th Cir. 2005).
evidence
is
not
sufficient to preclude an order granting summary judgment.
See
Liberty
in
The mere existence of a “scintilla” of
support
Lobby,
477
of
U.S.
the
at
nonmoving
252.
A
party’s
“party
case
cannot
create
a
genuine dispute of material fact through mere speculation or
compilation of inferences.”
Shin v. Shalala, 166 F.Supp.2d 373,
375 (D.Md. 2001) (citation omitted).
Indeed, this court has an
affirmative obligation to prevent factually unsupported claims
and defenses from going to trial.
F.2d
774,
778–79
(4th
Cir.
1993)
See Drewitt v. Pratt, 999
(quoting
Felty
v.
Graves–
Humphreys Co., 818 F.2d 1126, 1128 (4th Cir. 1987)).
Although pro se litigants are to be given some latitude,
the above standards apply to everyone.
Thus, as courts have
recognized repeatedly, even a pro se party may not avoid summary
9
judgment
by
arguments.
relying
on
bald
assertions
and
speculative
See Smith v. Vilsack, 832 F.Supp.2d 573, 580 (D.Md.
2011) (citing cases).
III. Analysis
A.
Employer-Employee Relationship
As a threshold matter, Defendant contends that Plaintiff’s
claims must be dismissed because Plaintiff was not an employee
of the NIH but was rather an employee of ISI.
13-21; 28, at 2-7).2
employee
of
ISI,
but
(ECF No. 19-1, at
Plaintiff does not dispute that he was an
asserts
that
employee relationship with the NIH.
he
also
had
an
employer-
(ECF No. 25-2, at 3).
In
effect, Plaintiff contends that the NIH was a joint employer
with ISI.
“An entity can be held liable in a Title VII action only if
it
is
an
‘employer’
of
the
complainant.”
Butler
v.
Automotive Indus. of Am., Inc., 793 F.3d 404, 408 (4th
2015).
Drive
Cir.
Even if an entity is not a plaintiff’s formal employer,
2
Defendant frames the discussion regarding the employeremployee
relationship
as
one
implicating
subject
matter
jurisdiction. This court has held, however, that a defendant’s
status as a plaintiff’s employer for purposes of Title VII “is
better suited to a Rule 12(b)(6) [or summary judgment] analysis,
as the question implicates the merits of [a] plaintiff’s claim.”
Gilbert v. Freshbikes, LLC, 32 F.Supp.3d 594, 600 (D.Md. 2014);
see also Murphy-Taylor v. Hofmann, 968 F.Supp.2d 693, 724 (D.Md.
2013) (“[A] defendant’s qualification as the ‘employer’ of a
Title VII plaintiff constitutes a substantive ‘element of [the]
plaintiff’s claim for relief, not a jurisdictional issue.’”
(quoting Arbaugh v. Y & H Corp., 546 U.S. 500, 516 (2006)).
10
it may be an “employer” under the joint employer doctrine if it
exercises “sufficient control of the terms and conditions of
[the plaintiff’s] employment.”
Id. (internal quotation marks
omitted) (citing Torres-Negron v. Merck & Co., 488 F.3d 34, 40
n.6 (1st Cir. 2007)).
In Butler, the United States Court of
Appeals for the Fourth Circuit held that the joint employer
doctrine
applies
to
actions
brought
under
Title
VII,
and
“multiple entities may simultaneously be considered employers.”
Id.
at
409-10.
employment
The
doctrine
Fourth
“prevents
Circuit
those
reasoned
who
that
effectively
the
joint
employ
a
worker from evading liability by hiding behind another entity,
such as a staffing agency.”
Id. at 410.
In determining whether an entity is an employer under the
joint employer doctrine, the Fourth Circuit has directed that
district courts look at the following factors:
(1)
authority to hire and fire the individual;
(2)
day-to-day
supervision
of
the
individual,
including
employee discipline;
(3)
whether the putative employer furnishes the equipment
used and the place of work;
(4)
possession of and responsibility over the individual’s
employment records, including payroll, insurance, and
taxes;
11
(5)
the length of time during which the individual has
worked for the putative employer;
(6)
whether the putative employer provides the individual
with formal or informal training;
(7)
whether the individual’s duties are akin to a regular
employee’s duties;
(8)
whether
the
individual
is
assigned
solely
to
the
putative employer; and
(9)
whether the individual and putative employer intended
to enter into an employment relationship.
Id. at 414.3
element
of
None of these factors are dispositive, and the
control
remains
the
“principal
guidepost”
determining if an entity is a plaintiff’s “employer.”
in
Id.
Three factors are the most important.
The first factor, which entity or entities
have
the
power
to
hire
the
putative
employee,
is
important
to
determining
ultimate control.
The second factor, to
what extent the employee is supervised, is
useful
for
determining
the
day-to-day,
practical control of the employee.
The
third factor, where and how the work takes
place, is valuable for determining how
similar the work functions are compared to
those of an ordinary employee.
3
Defendant’s motion cites to factors from outdated case
law.
As the Fourth Circuit noted in Butler, such factors
“include considerations that are irrelevant to the joint
employment context.”
Butler, 793 F.3d at 414.
Defendant,
perhaps recognizing the same, focuses her reply on the
appropriate Butler factors. (ECF No. 28, at 3-7).
12
Id.
at
414-15.
Conversely,
the
ninth
factor
regarding
the
subjective intent of the parties “ordinarily will be of minimal
consequence.”
Id.
at
414
n.12.
Applying
the
factors,
particularly the three key factors, illustrates that, at least,
there is a factual dispute as to whether the NIH was Plaintiff’s
“employer.”
As
to
authority
the
to
first
hire
factor,
and
fire
although
ISI
Plaintiff,
had
the
the
NIH
ultimate
played
significant role in Plaintiff’s selection and removal.
a
The NIH
determined what positions would be filled by contractors and
what the requirements for such positions were.
(See ECF No. 28,
at 14 (noting that “only NIH is in a position to assess” if the
requirements for a position are being met)).
Plaintiff could
not have worked in his position without approval of officials at
the NIH.
See Crump v. TCoombs & Assocs., LLC, No. 2:13-cv-707,
2015 WL 5601885, at *19 (E.D.Va. Sept. 22, 2015) (holding that
the first factor indicated that the Navy was the plaintiff’s
employer
because
[p]laintiff,
[as]
“the
.
.
Navy
.
it
had
set
some
the
role
in
hiring
qualifications”
the
for
the
position).
Similarly, there is evidence that individuals at the NIH,
such
as
Mr.
Rice,
were
Plaintiff’s employment.
instrumental
in
the
termination
of
The NIH requested two meetings with Mr.
England to discuss concerns with Plaintiff’s performance.
13
(ECF
Nos. 19-16; 19-18).
Plaintiff’s employment was terminated only
after NIH officials informed Mr. England that “they no longer
needed
the
services
of
[Plaintiff].”
(ECF
No.
19-18).
In
Butler, 793 F.3d at 415, the defendant sent an e-mail to the
contracting company “directing that [the plaintiff] be added to
the list for replacement.”
The contracting company then, “after
a delay,” terminated the plaintiff.
Id.
The Fourth Circuit
determined that “[a]lthough [the contracting company] was the
entity that formally fired [the plaintiff], [the defendant] had
effective control over [the plaintiff’s] employment.”
Id.; see
also Crump, 2015 WL 5601885, at *19 (noting that “the record
establishe[d] that the Navy had at least partial authority to
terminate Plaintiff’s work [with a contracting company] because
the Navy retained the authority to report [the contractor’s]
misconduct or deficiencies”).
Accordingly, as in Butler and
Crump, the first factor narrowly favors a finding that the NIH
was Plaintiff’s employer.
The second factor, whether the purported employer engaged
in
“day-to-day
supervision
of
employees,
including
employee
discipline,” seeks to assess “to what extent the employee is
supervised, [which] is useful for determining the day-to-day,
practical control of the employee.”
Although
Defendant
contends
that
Butler, 793 F.3d at 414.
Plaintiff
was
“supervised,
evaluated[,] and disciplined by ISI according to ISI’s employee
14
handbook,” there is evidence that NIH officials also exercised
significant day-to-day supervision over Plaintiff.
Plaintiff
provided administrative support for NIH employees, and his tasks
were directed and coordinated by his NIH supervisors.
Nos. 19-4, at 4; 19-7, at 3).
(See ECF
Plaintiff received “on-the-job
training multiple times from Delois Holloway,” an NIH employee.
(ECF No. 19-4, at 3).
Although Plaintiff formally requested
leave from Mr. England at ISI, he was required to “coordinate”
his request for leave with his NIH supervisors, and at times
received direct “approval” from them.
Finally,
Defendant’s
position
to
requirements
assess”
representation
whether
supports
the
(ECF No. 25-27, at 1, 4).
that
Plaintiff
notion
“only
is
that
the
NIH
meeting
NIH
is
his
in
a
job
supervised
Plaintiff’s day-to-day performance.
Unsurprisingly, Defendant does not discuss the third factor
of “whether the putative employer furnishes the equipment used
and the place of work,” which “is valuable for determining how
similar the work functions are compared to those of an ordinary
employee.”
Butler, 793 F.3d at 414-15.
Plaintiff worked at the
NIH and “worked side by side” with NIH employees.
Id. at 415.
When Plaintiff did not complete his tasks to the satisfaction of
his NIH supervisors, other NIH employees stepped in to do so.
(ECF No. 19-4, at 3-4).
Plaintiff sat at an NIH desk, answered
the NIH phone, and used NIH supplies.
15
Accordingly, “there was
little or no effective difference between the work performed” by
Plaintiff and NIH employees.
Butler, 793 F.3d at 415.
Keeping in mind that the first three factors “are the most
important,” the remaining factors further illustrate that, at
least, there is a dispute as to whether the NIH was Plaintiff’s
employer.
because
The
ISI
fourth
maintained
factor
weighs
possession
and
of
Defendant
responsibility
and taxes.
The fifth factor, the length of time Plaintiff has
worked
the
employer.
indicates
that
the
payroll,
over
employment
NIH,
including
favor
Plaintiff’s
for
records,
of
in
NIH
was
insurance,
Plaintiff’s
The Eastern District of Virginia, when applying this
factor, noted that a one-year duration is “relatively short.”
Crump, 2015 WL 5601885, at *22.
favors
a
non-employer
“entered
almost
into
a
a
yearly
new
Defendant contends that this
relationship
contract
basis.”
for
(ECF
because
the
[Plaintiff’s]
No.
19-1,
at
NIH
and
position
19).
ISI
on
Although
Plaintiff’s employment was subject to renewal of his contract,
he worked for the NIH, and the OA in particular, for nearly five
years.
The sixth factor regarding which entity provides training
cuts
both
provide
ways.
Although
Plaintiff
formal
it
was
training,
ISI’s
Ms.
official
Holloway
policy
to
provided
Plaintiff with “on-the-job training,” and there were training
courses available to Plaintiff at the NIH, in which Mr. Rice,
16
Ms. Holloway, and Mr. England “encouraged” Plaintiff to enroll.
(ECF Nos. 19-4, at 3-5; 19-5, at 3; 19-8, at 3).
The seventh
and
Plaintiff’s
eighth
Butler
factors,
which
assess
whether
duties are “akin to a regular employee’s duties” and if he was
“assigned solely to” the NIH weigh in favor of an employeremployee relationship.
the
OA
Plaintiff was assigned only to NIH, and
specifically.
Moreover,
Plaintiff’s
tangential or peripheral to [the NIH].”
work
“was
not
Butler, 793 F.3d at
415.
Rather, Plaintiff performed many of the same tasks as
those
performed
employees.
by
administrative
assistants
who
were
NIH
The ninth factor regarding the subjective intentions
of the parties is inconclusive, and in any event, is “of minimal
consequence in the joint employment analysis.”
Accordingly,
there
is
evidence
that
Id. at 414 n.12.
the
Butler
factors
support a finding that the NIH was Plaintiff’s “employer” for
Title VII purposes, and Defendant is not entitled to summary
judgment on this ground.
contractor,
the
Fourth
Although Plaintiff was technically a
Circuit’s
test
“specifically
aims
to
pierce the legal formalities of an employment relationship to
determine the loci of effective control over an employee, while
not
discounting
employer
who
those
exercises
formalities
actual
entirely.
control
could
liability by hiding behind another entity.”
17
Otherwise,
avoid
Title
Id. at 415.
an
VII
B.
Discrimination Claims
Title VII prohibits discrimination based on an employee’s
personal characteristics such as “race, color, religion, sex, or
national origin.”
42 U.S.C. § 2000e-2(a); Univ. of Texas Sw.
Med. Ctr. v. Nassar, 133 S.Ct. 2517, 2525 (2013).
To survive a
motion for summary judgment, a plaintiff must provide evidence
of
intentional
discrimination
through
one
of
two
avenues
of
proof: (1) direct or circumstantial evidence that discrimination
motivated the employer’s adverse employment decision; or (2) the
McDonnell Douglas “pretext framework” that requires a plaintiff
to show that “the employer’s proffered permissible reason for
taking an adverse employment action is actually a pretext for
[discrimination].”
Hill
v.
Lockheed
Martin
Logistics
Mgmt.,
Inc., 354 F.3d 277, 285 (4th Cir. 2004) (en banc) (citing Texas
Dep’t of Comm. Affairs v. Burdine, 450 U.S. 248, 252-53 (1981);
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 807 (1973)).
Direct evidence is “evidence of conduct or statements that
both reflect directly the alleged discriminatory attitude and
that bear on the contested employment decision.”
Cas.
Ins.
Co.,
435
F.3d
quotation marks omitted).
510,
520
(4th
Cir.
Warch v. Ohio
2006)
(internal
“Only the most blatant remarks, [the
intent of which] could be nothing other than to discriminate . .
.
constitute
Takyiwaa
direct
Shalom
v.
evidence
Payless
of
discrimination.”
Shoesource
18
Worldwide,
Nana-Akua
Inc.,
921
F.Supp.2d 470, 484 (D.Md. 2013) (citation and internal quotation
marks omitted).
Here, Plaintiff does not put forth any such
direct
and
evidence,
thus
must
proceed
under
the
McDonnell
Douglas burden-shifting framework.
Under
the
McDonnell
Douglas
framework,
once
a
plaintiff
meets his initial burden of establishing a prima facie case for
discrimination, “the burden shifts to the employer to articulate
a
legitimate,
nondiscriminatory
employment action.”
Id. at 285.
reason
for
the
adverse
If the employer meets this
burden of production, “the burden shifts back to the plaintiff
to prove by a preponderance of the evidence that the employer’s
stated reasons ‘were not its true reasons, but were a pretext
for discrimination.’”
Id. (quoting Reeves v. Sanderson Plumbing
Prods., Inc., 530 U.S. 133, 143 (2000)).
“The final pretext
inquiry merges with the ultimate burden of persuading the court
that
[the
plaintiff]
has
been
the
victim
of
intentional
discrimination, which at all times remains with the plaintiff.”
Merritt v. Old Dominion Freight Line, Inc., 601 F.3d 289, 294
(4th Cir. 2010) (internal quotation marks omitted).
1.
Wrongful Termination
To establish a prima facie case of wrongful termination,
Plaintiff must show that: (1) he is a member of a protected
class;
(2)
he
suffered
adverse
employment
action,
which
is
satisfied by his termination; (3) he was performing his job
19
duties
at
a
level
that
met
his
employer’s
legitimate
expectations at the time of the adverse employment action; and
(4)
the
position
qualified
remained
applicants
open
outside
or
the
was
filled
protected
by
similarly
class.
Bonds
v.
Leavitt, 629 F.3d 369, 386 (4th Cir. 2011) (citing Hill, 354 F.3d
at 285).
Defendant
argues
that
Plaintiff
“fails
to
allege
satisfactory job performance as required to satisfy the third
element
of
Plaintiff
a
has
prima
facie
provided
no
case.”
(ECF
evidence
No.
supporting
19-1,
his
at
25).
conclusory
assertions that his job performance met the NIH’s legitimate
expectations.
Plaintiff’s
own
view
of
his
performance
is
irrelevant.
See Hawkins v. PepsiCo, Inc., 203 F.3d 274, 280 (4th
Cir. 2000).
Similarly, the views of Ms. Richardson, Plaintiff’s
former supervisor are of little relevance, particularly because
Plaintiff’s job description and duties had changed since she was
Plaintiff’s supervisor.
description,
required
more
which
Mr. Rice believed that the new job
contained
than
the
“Performance
basic
level
of
Analyst”
administrative
receptionist duties that Plaintiff was performing.
4,
at
3).
employees
On
multiple
completing
occasions
Plaintiff’s
Mr.
work,
duties,
Rice
and
he
and
(ECF No. 19-
observed
believed
other
that
Plaintiff did not demonstrate skills or complete tasks related
to
the
majority
of
his
job
20
requirements.
(Id.
at
4).
Plaintiff’s
colleagues
support
Mr.
Rice’s
contention
that
Plaintiff was failing to perform satisfactorily and up to Mr.
Rice’s expectations for the position.
7, at 3).
(ECF Nos. 19-5, at 3; 19-
Mr. Rice attempted to work with Plaintiff to improve
his performance.
Although Mr. Rice, Mr. England, and others
urged Plaintiff to enroll in training classes, Plaintiff never
enrolled.
Mr.
England
also
met
with
Plaintiff
to
discuss
specific areas of improvement, but Mr. Rice saw no improvement a
month later.
Plaintiff
(See ECF Nos. 19-16; 19-17; 19-18).
has
failed
to
establish
a
prima
Accordingly,
facie
case
of
discriminatory termination because he has not shown that he was
meeting the NIH’s legitimate performance expectations.
Even assuming Plaintiff could establish a prima facie case
of wrongful termination, he has failed to show that Defendant’s
nondiscriminatory
reason
Defendant
that
because
asserts
“there
had
for
termination
Plaintiff’s
not
been
any
was
employment
substantial
pretextual.
was
terminated
improvement
in
[Plaintiff’s] work performance,” Plaintiff had not signed up for
training classes, and Plaintiff’s supervisors at the NIH felt
that “they were not getting the work or the value from the [new]
position
that
Director.”
meeting
under
a
is
(ECF
certain
required
No.
job
previous
to
19-18).
Thus,
performance
job
support
even
if
expectations
description,
21
the
Mr.
Rice
office
and
Plaintiff
or
the
were
expectations
and
other
NIH
officials believed that Plaintiff had not taken the necessary
steps
to
fulfill
the
requirements
description for the position.
of
the
most
recent
job
According to Ms. Mack, another OA
employee, Mr. Rice “wanted someone in the position who ha[d]
more advanced computer skills” as well as the ability to perform
quality assurance or program analyst duties “such as data calls,
audit review and analysis.”
(ECF No. 19-7, at 3).
“A plaintiff demonstrates pretext by showing the employer’s
proffered nondiscriminatory reason is a lie and the real reason
is based on discriminatory intent.”
(citation
and
internal
quotation
Smith, 832 F.Supp.2d at 584
marks
omitted).
Plaintiff
appears to contend that Defendant’s reasons for his termination
are pretextual because Mr. Rice commented on Plaintiff’s accent
and because Mr. Rice told a colleague that Plaintiff “did not
have the appearance to be the face of the office.”
(ECF No. 25-
2, at 27).
It is disputed whether Mr. Rice referred to Plaintiff’s
accent when discussing his performance.
Plaintiff avers that
Mr. Rice told him that people could not understand him on the
phone
because
proficiency.
of
his
accent
and
(ECF No. 19-3, at 8).
alleged
lack
of
English
According to Mr. Rice, he
never mentioned Plaintiff’s accent, but asked him to speak more
clearly and loudly when answering the telephone.
at 5).
(ECF No. 19-4,
Even if Mr. Rice referenced Plaintiff’s accent, such a
22
remark, made in the context of Mr. Rice’s legitimate assessment
of a critical aspect of Plaintiff’s job, does not show pretext
for discrimination.
F.Supp.2d
684,
See E.E.O.C. v. Orkin Exterminating Co., 63
692
(D.Md.
1999)
(noting
that
an
adverse
employment action may permissibly be “based upon an employee’s
accent
if
that
accent
‘interferes
materially
with
job
performance’” (quoting Fragante v. City and Cnty. Of Honolulu,
888 F.2d 591, 596 (9th Cir. 1989))).
In addition, Mr. Rice’s
purported statement that Plaintiff did not have the appearance
to
be
the
“face
of
the
office”
is
an
incomplete
quotation.
Plaintiff’s colleague, Ms. Mack, avers that Mr. Rice told her
that
he
was
terminating
Plaintiff
because
he
“lacked
a
sufficient level of skill and did not have the appearance to be
the ‘face of the office,’” which Ms. Mack believed referred “to
the
fact
that
[Plaintiff]
business casual.”
wore
jeans
everyday
(ECF No. 19-7, at 4).
rather
than
In light of the
evidence regarding Plaintiff’s job performance, this statement
does
not
establish
that
Defendant’s
legitimate,
nondiscriminatory reason for terminating Plaintiff’s employment
was a pretext for discrimination.
2.
Restriction on Playing Music
Plaintiff alleges that he was discriminated against based
on
his
religion
because
Mr.
Rice
restricted
his
playing
of
religious music while his colleagues were allowed to play music
23
in their offices.
Defendant counters that Mr. Rice put the
restriction in place due to Plaintiff’s location at the front
reception
purpose.
desk
and
not
for
any
prohibited
discriminatory
“Courts have recognized that employees may utilize two
theories in asserting religious discrimination claims.
theories
are
denominated
as
the
‘failure to accommodate theories.’”
‘disparate
These
treatment’
and
Chalmers v. Tulon Co. of
Richmond, 101 F.3d 1012, 1017 (4th Cir. 1996) (citation omitted).
Although it is not clear under which theory Plaintiff brings his
religious discrimination claim, Plaintiff fails to establish a
prima facie case under either.
a.
Disparate Treatment
To succeed on a disparate treatment claim, a plaintiff must
“demonstrate that [the NIH] treated [him] differently than other
employees
because
of
[his]
religious
beliefs.”
Adams
v.
Trustees of the Univ. of N.C.-Wilmington, 640 F.3d 550, 558 (4th
Cir. 2011) (internal quotation marks omitted) (citing Chalmers,
101
F.3d
employee
at
1017).
under
this
“The
evidentiary
theory
mirror
burdens
those
placed
placed
on
on
the
employees
alleging employment discrimination based on race or sex,” and a
plaintiff can satisfy this burden either by presenting direct
evidence of discrimination or by utilizing the McDonnell Douglas
burden-shifting framework.
Chalmers, 101 F.3d at 1017.
24
“As with sex, race, color, and national origin, a plaintiff
claiming
religious
discrimination
adverse employment action.”
under
Title
VII
must
show
Ali v. Alamo Rent-A-Car, Inc., 8
F.App’x 156, 158 (4th Cir. 2001); see also Adams, 640 F.3d at
558.
For
disparate
action
is
a
treatment
discriminatory
claims,
act
that
an
adverse
adversely
“terms, conditions, or benefits” of employment.
Allen
&
Hamilton,
Typically,
an
Inc.,
adverse
368
F.3d
employment
371,
375
action
employment
affects
the
James v. Booz(4th
includes
Cir.
2004).
“discharge,
demotion, decrease in pay or benefits, loss of job title or
supervisory
responsibility,
or
reduced
opportunities
for
promotion.”
Boone v. Gordin, 178 F.3d 253, 255 (4th Cir. 1999).
Here, Mr. Rice’s request that Plaintiff restrict the hours he
could
play
music
at
the
reception
desk
was
not
an
adverse
employment action, and there is no indication that Plaintiff was
fired
or
otherwise
disciplined
for
playing
religious
music.
Accordingly, Plaintiff is unable to establish a prima facie case
of disparate treatment.4
4
Defendant asserts that Plaintiff was restricted from
playing
music
because
Mr.
Rice
believed
that
it
was
unprofessional to have music playing at the OA’s front reception
desk.
Even if Plaintiff could establish a prima facie case of
disparate treatment, he has failed to show that this nondiscriminatory reason was a pretext for discrimination.
25
b.
Failure to Accommodate
To establish a prima facie failure to accommodate claim, a
plaintiff
must
show
that:
“(1)
he
or
she
has
a
bona
fide
religious belief that conflicts with an employment requirement;
(2) he or she informed the employer of this belief; and (3) he
or
she
was
conflicting
Fibers
&
employment
Textiles
(citation
argues
disciplined
and
that
failure
to
requirement.”
Co.,
internal
playing
for
515
F.3d
quotation
religious
comply
E.E.O.C.
307,
marks
music
312
with
v.
(4th
Firestone
Cir.
omitted).
was
not
a
the
2008)
Defendant
“bona
fide
religious belief” and that Plaintiff was not “disciplined or
discharged for failure to comply” with Mr. Rice’s restrictions.
The Fourth Circuit has held that although “an employer has
a
duty
to
employer
accommodate
does
not
an
have
a
employee’s
duty
to
religious
accommodate
beliefs,
an
the
employee’s
Dachman v. Shalala, 9 F.App’x 186, 192 (4th Cir.
preferences.”
2001) (citing Tiano v. Dillard Dep’t Stores, Inc., 139 F.3d 679,
682 (9th Cir. 1998)).
her
employer’s
refusal
In Dachman, the plaintiff asserted that
to
allow
her
to
leave
work
early
on
Fridays to purchase challah bread for observance of the Sabbath
was
a
failure
to
accommodate
her
religious
beliefs.
The
district court held that she “failed to establish that she had a
bona
ride
employer’s
religious
leave
belief
restriction
that
because
26
conflict[ed]”
the
purchase
with
of
her
challah
bread was not “mandatory” for her religious observance.
v. Shalala, 46 F.Supp.2d 419, 439 (D.Md. 1999).
Dachman
The Fourth
Circuit affirmed, noting that the plaintiff’s desire to pick up
challah bread on Friday afternoons “was simply her preference
and not a religious requirement.”
Dachman, 9 F.App’x at 192.
Here, Plaintiff does not allege, and has put forth no evidence
showing, that playing religious music during work hours is a
religious
requirement.
establish
the
first
Accordingly,
element
of
a
Plaintiff
prima
has
to
failure
facie
failed
to
accommodate case.
Moreover,
“[i]n
a
traditional
accommodation
case,
a
plaintiff brings suit because [he] has suffered some discipline
because of a conflict between [his] employment obligations and
[his] religious practices.
. . .
[T]he discipline at issue is
usually ‘discharge, demotion, decrease in pay or benefits, loss
of
job
title
or
opportunities.’”
F.Supp.2d
389,
supervisory
Abdelkader
395
(D.Md.
v.
2011)
responsibility,
or
Sears,
&
Roebuck
(citations
reduced
Co.,
omitted)
780
(quoting
Boone, 178 F.3d at 255).
That is, to satisfy the third element
of
a
a
prima
facie
case,
plaintiff
must
show
that
he
was
disciplined in some way connected to his religious belief.
In
Abdelkader, the plaintiff asserted that she was required to work
certain
religious
Fridays
even
though
observance.
The
she
requested
district
27
court
Fridays
held
off
for
that
the
plaintiff
failed
to
establish
a
prima
facie
failure
to
accommodate case because she was not “coerced” into working on
Fridays
and
she
was
not
disciplined
refusal to work on Fridays.
or
terminated
for
her
Id.; see Mehar v. 7-Eleven, Inc.,
No. AW-06-1776, 2007 WL 8045972, at *5 (D.Md. May 29, 2007)
(holding that because the plaintiff did not leave work to attend
a religious ceremony, “she was not disciplined for her failure
to
comply”
with
accommodation
disciplined
the
claim
or
company
policy,
fails”).
terminated
and
Here,
for
playing
“her
religious
Plaintiff
was
religious
not
music.
Conversely, Mr. Rice requested that Plaintiff limit the hours he
played
religious
complied.
music
at
the
reception
desk
and
Plaintiff
Accordingly, Plaintiff cannot establish a prima facie
case for failure to accommodate.
3.
Denial of Training
Plaintiff alleges that he was discriminated against by Mr.
Rice when he was denied training in July 2010.
1).
Defendant
counters
claim is time-barred.
that
Plaintiff’s
(ECF No. 1, at
denial
of
(ECF No. 19-1, at 21-22).
Prior
to
pursuing
Title
VII
discrimination and retaliation claims in
district court, a federal employee must
timely exhaust all available administrative
remedies. See 42 U.S.C. § 2000e-16(c); 29
C.F.R. § 1614.407; Blount v. Shalala, 32
F.Supp.2d. 339, 341 (D.Md. 1999).
EEOC
regulations
require
a
federal
employee
complaining of discrimination in employment
28
training
to initiate contact with an EEO counselor
within 45 days of the alleged discriminatory
act, or in the case of a personnel action,
within 45 days of the effective date of the
action.
29 C.F.R. Part 1614.105(a)(1).
A
complainant’s failure to make this contact
within the 45-day window is tantamount to
failure to timely exhaust all administrative
remedies.
This failure ordinarily results
in
dismissal
of
a
complaint
of
discrimination. See e.g. Jakubiak v. Perry,
On the
101 F.3d 23, 26-27 (4th Cir. 1996).
other hand, the timely filing of a complaint
with the EEOC is not a jurisdictional
requirement and the Government’s argument of
untimeliness may be subject to the doctrine
of equitable estoppel. Zografov v. Virginia
Medical Center, 779 F.2d 967, 969 (4th Cir.
1985). However, the Government will only be
estopped from asserting the time limit as a
defense if plaintiff provides proof of
affirmative misconduct on the part of the
agency which prevented an employee from
timely filing a complaint.
Id.; Nealon v.
th
Stone, 958 F.2d 584, 589 (4 Cir. 1992).
Blount v. Dep’t of Health & Human Servs., 400 F. Supp.2d 838,
840-41 (D.Md. 2004),
aff’d sub nom. Blount v. Thompson, 122
F.App’x 64 (4th Cir. 2005).
Here, Plaintiff did not initiate
contact with an EEO counselor until April 2011, well over 45
days after he was allegedly denied training.
Plaintiff asserts
that “[w]hen he spoke to [his] colleagues nobody knew [he] was
entitled to file a complaint under Title VII” because he was a
contractor.
(ECF
No.
25-2).
These
assertions
do
not
affirmatively allege misconduct on behalf of the NIH sufficient
to invoke equitable estoppel.
Accordingly, Defendant’s motion
29
for summary judgment will be granted as to Plaintiff’s denial of
training claim.
C.
Hostile Work Environment
Plaintiff
contends
that
he
was
harassed
because
of
Mr.
Rice’s “use of derogatory comments about [Plaintiff’s] accent,
purported lack of proficiency and lack of competence.”
1,
at
1).
Defendant
argues
that
Plaintiff
has
(ECF No.
failed
to
establish a prima facie case because he has not shown that Mr.
Rice’s conduct was motivated by race or national origin and
because the conduct was not sufficiently severe.
(ECF No. 19-1,
at 37-42).
To
establish
a
prima
facie
case
of
hostile
work
environment, a plaintiff must show that there is: (1) unwelcome
conduct; (2) that is based on the plaintiff’s race [or national
origin]; (3) which is sufficiently severe or pervasive to alter
the
plaintiff’s
conditions
of
employment
and
to
create
an
abusive work environment; and (4) which is imputable to the
employer.
Boyer-Liberto v. Fontainebleau Corp., 786 F.3d 264,
277 (4th Cir. 2015); Okoli v. City Of Baltimore, 648 F.3d 216,
220 (4th Cir. 2011).
sufficiently
Courts determine whether an environment is
hostile
or
abusive
by
looking
at
all
of
the
circumstances, “including the frequency of the discriminatory
conduct; its severity; whether it is physically threatening or
humiliating,
or
a
mere
offensive
30
utterance;
and
whether
it
unreasonably interferes with an employee’s work performance.”
Faragher v. City of Boca Raton, 524 U.S. 775, 787-88 (1998)
(citation and internal quotation marks omitted).
Although
Title
VII
“surely
prohibits
an
employment
atmosphere that is permeated with discriminatory intimidation,
ridicule, and insult, it is equally clear that Title VII does
not
establish
a
general
civility
code
for
the
American
E.E.O.C. v. Sunbelt Rentals, 521 F.3d 306, 315 (4th
workplace.”
Cir. 2008) (citations and internal quotation marks omitted).
determining
whether
the
offending
conduct
was
In
sufficiently
severe or pervasive, the court must consider: “(1) the frequency
of the discriminatory conduct; (2) its severity; (3) whether it
is physically threatening or humiliating, or a mere offensive
utterance; and (4) whether it unreasonably interferes with an
employee’s work performance.”
Smith v. First Union Nat. Bank,
202 F.3d 234, 242 (4th Cir. 2000); see also Sunbelt Rentals, 521
F.3d at 315.
Plaintiff must show not only that he subjectively
believed that his workplace environment was hostile, but also
that an objective, reasonable person would have found it to be
hostile.
Sunbelt Rentals, 521 F.3d at 315.
“The behavior need
not be both severe and pervasive: the more severe the conduct,
the
less
pervasive
the
plaintiff
need
prove
that
it
is.”
Williams v. Silver Spring Volunteer Fire Dept., 86 F.Supp.3d
31
398,
413
(D.Md.
2015)
(citing
Reed
v.
Airtran
Airways,
531
F.Supp.2d 660, 669 n.15 (D.Md. 2008)).
Even
if
Plaintiff
could
establish
that
Mr.
Rice’s
comments were based on Plaintiff’s race or national origin, the
isolated comments do not meet the “high bar in order to satisfy
the severe or pervasive test.”
315-16.
Sunbelt Rentals, 521 F.3d at
The comments were not pervasive and were related to
Plaintiff’s performance.
In short, Mr. Rice’s conduct falls far
short of establishing an objectively severe or pervasive hostile
work environment.
See Khoury v. Meserve, 268 F.Supp.2d 600, 614
(D.Md. 2003) (holding that a plaintiff’s allegations that her
supervisor
“yelled
at
[her],
told
her
she
was
incompetent,
pushed her down in her chair, and blocked the door to prevent
[her] from leaving while he continued to hell at her” were not
sufficient
to
Accordingly,
establish
Defendant
a
is
hostile
work
entitled
to
environment
summary
claim).
judgment
on
Plaintiff’s hostile work environment claim.
IV.
Conclusion
For the foregoing reasons, Defendant’s motion to dismiss
or, in the alternative, for summary judgment will be granted.
separate order will follow.
/s/
DEBORAH K. CHASANOW
United States District Judge
32
A
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