King v. Mitchell et al
Filing
27
MEMORANDUM OPINION (c/m to Plaintiff 8/30/17 sat). Signed by Judge Deborah K. Chasanow on 8/30/2017. (sat, Chambers)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
:
ROBERT JOSEPH KING
:
v.
:
Civil Action No. DKC 16-3804
:
DENNIS SCHRADER,1 et al.
:
MEMORANDUM OPINION
Presently pending and ready for resolution are a motion to
substitute parties filed by Plaintiff Robert King (“Plaintiff”)
(ECF No. 7), and a motion to dismiss filed by Defendants Dennis
Schrader, John Robison, Thomas Lewis, Inna Taller, Aram Faramarz
Mokhtari Aria, Wayne Noble, and Chandra Wiggins (“Defendants”).
(ECF No. 8).
The issues have been briefed, and the court now
rules, no hearing being deemed necessary.
For
the
following
reasons,
the
motion
Local Rule 105.6.
to
dismiss
will
be
granted, and the motion to substitute parties will be denied as
moot.
1
On July 1, 2017, Dennis Schrader became the Acting
Secretary of the Maryland Department of Health and is
substituted
as
the
proper
defendant
pursuant
to
Fed.R.Civ.P.25(d).
I.
Background
Factual Background2
A.
Plaintiff
Center
is
a
(“Perkins”),
Maryland
Department
patient
a
of
at
Clifton
psychiatric
Health.
T.
hospital
(ECF
No.
Perkins
operated
1
Parties,
Hospital
by
the
¶
2).3
Perkins operates a work adjustment program (“WAP”) which places
patients at jobs and pays them the current minimum wage of $8.75
per hour.
(Statement of Facts, ¶ 2).
On March 18, 2016, Plaintiff filed a grievance with Perkins
stating that he “had waited for seven or eight months” without
receiving a job from WAP and alleging that he “was, for some
reason, being discriminated against.”
3).
On
March
29,
Defendant
Noble,
(Statement of Facts, ¶
a
member
of
Plaintiff’s
treatment team, responded to the grievance and explained that
Plaintiff had not received a job placement because Plaintiff was
2
Unless otherwise noted, the facts outlined here are set
forth in the complaint and construed in the light most favorable
to Plaintiff.
Although the complaint refers to purportedly
attached
exhibits,
the
document
originally
submitted
by
Plaintiff to the court did not contain any attached exhibits.
Because Defendants referred to those exhibits in their papers,
the court assumed that the copy of the complaint served on them
did contain the exhibits, and so counsel were directed to
provide copies to the court. Defendants did so in ECF No. 23.
Plaintiff takes issue with some of those attachments and
provided the court with the versions he contends are correct.
(ECF No. 25.)
3
The complaint begins numbering the paragraphs in each
section with number 1. Thus, the name of the section as well as
the number of the paragraph will be provided.
2
struggling to control his behavior and his treatment team did
not
believe
(Statement
placing
of
Facts,
him
in
¶
a
job
5).
At
would
that
help
time,
his
Noble
recovery.
said
the
treatment team determined the best course of action would be to
wait for Plaintiff to show a better ability to “manage his anger
and frustration” before placing him in a job.
(Id.).
On April 5, Defendant Wiggins, an employee of WAP, told
Plaintiff he had been placed in a job with the horticulture
program.
(Statement
of
Facts,
¶
6).
The
two
discussed
Plaintiff’s schedule and when he would be available to work.
Wiggins informed Plaintiff that he would also need to speak with
Carol Adams, the program supervisor.
(Id.).
The next day Ms.
Adams and Plaintiff met, and Ms. Adams informed Plaintiff that
he would need a doctor’s note to participate in the program due
to his urinary incontinence.
(Statement of Facts, ¶ 7).
On April 7, Plaintiff met with his treatment team, and they
informed him that he would be limited to five hours of work per
week and that if his disabilities interfered with the job, then
he would not be allowed to work.
(Statement of Facts, ¶ 10).
On April 12, however, Wiggins told Plaintiff that he would “not
be working in Horticulture.”
explained
that
the
(Statement of Facts, ¶ 16).
treatment
team
did
not
believe
She
the
horticulture program was an appropriate placement for Plaintiff.
3
(Id.).
Wiggins offered Plaintiff a job in Perkins’ canteen.
(ECF No. 25-7).4
B.
In
Procedural History
mid-April
2016,
Plaintiff
filed
a
grievance
alleging
that he was being denied an opportunity to work because of his
disability.
(ECF
grievance.
No.
25-8,
2-3).5
at
Perkins
Facts, ¶ 21).
November
Defendants,
a
of
Hygiene,
in
alleged
they
(Statement of
On August 31, the EEOC dismissed his complaint
and issued a right to sue notice.
Secretary
the
On August 7, Plaintiff filed a complaint with the
Equal Employment Opportunity Commission (“EEOC”).
On
denied
21,
variety
the
their
Plaintiff
of
Maryland
his
brought
Perkins’
and
rights
this
officials
Department
individual
violated
(Statement of Facts, ¶ 22).
of
and
Health
official
under
action
against
the
and
then-
capacities.
Mental
the
Americans
He
with
Disabilities Act (“ADA”), 42 U.S.C. § 12101, et seq., because:
(1) they terminated his job in the horticulture program due to
his urinary incontinence; (2) they refused to offer a reasonable
4
Ms. Wiggins states that Plaintiff accepted the canteen
position.
Plaintiff’s complaint is unclear about whether he
accepted the canteen position.
The complaint does note that
there would be a similar lack of restroom access there.
(ECF
No. 1, Statement of Facts, ¶ 25). In a later filing, Plaintiff
asserts that he worked in the canteen for one day. (ECF No. 101, at 5).
5
The grievance also alleged retaliation for filing a
previous grievance. (ECF No. 25-8, at 2-3). Plaintiff did not
allege retaliation before this court.
4
accommodation (access to restroom facilities) that would allow
him to work in the horticulture program; and (3) they refused to
hire him to work elsewhere in Perkins (other than horticulture
or the canteen) because of his disability.
Questions, ¶¶ 1-3).
(ECF No. 1, Federal
Plaintiff sought compensatory and punitive
damages, declaratory and injunctive relief, and his release from
Perkins.
(Id.).
On January 9, Plaintiff moved to substitute
Dennis Schrader, the then-Secretary of the Maryland Department
of Health and Human Hygiene, for Van T. Mitchell, the former
Secretary
Hygiene.
On
of
the
Maryland
Department
of
January
31,
2017,
Defendants
(ECF No. 8).
moved
Human
Defendants replied.
to
dismiss
for
Plaintiff submitted his
response in opposition and three supplements.
II.
and
(ECF No. 7).
failure to state a claim.
14; 16).
Health
(ECF Nos. 10; 13;
(ECF No. 12.)
Standard of Review
The purpose of a motion to dismiss under Rule 12(b)(6) is
to test the sufficiency of the complaint.
Presley v. City of
Charlottesville, 464 F.3d 480, 483 (4th Cir. 2006).
A complaint
need only satisfy the standard of Rule 8(a)(2), which requires a
“short and plain statement of the claim showing that the pleader
is
entitled
to
relief.”
“Rule
8(a)(2)
still
requires
a
‘showing,’ rather than a blanket assertion, of entitlement to
relief.”
Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 n.3
5
(2007).
That showing must consist of more than “a formulaic
recitation
of
the
elements
of
a
cause
of
action”
or
assertion[s] devoid of further factual enhancement.”
Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009) (citations omitted).
stage,
all
considered
well-pleaded
as
true,
allegations
Albright
v.
in
a
Oliver,
complaint
510
U.S.
“naked
At this
must
266,
be
268
(1994), and all factual allegations must be construed in the
light
most
favorable
to
the
plaintiff.
See
Harrison
v.
Westinghouse Savannah River Co., 176 F.3d 776, 783 (4th Cir.
1999) (citing Mylan Labs., Inc. v. Matkari, 7 F.3d 1130, 1134
(4th Cir. 1993)).
In evaluating the complaint, unsupported legal
allegations
not
need
be
accepted.
Revene
Comm’rs, 882 F.2d 870, 873 (4th Cir. 1989).
v.
Charles
Cty.
Legal conclusions
couched as factual allegations are insufficient, Iqbal, 556 U.S.
at 678, as are conclusory factual allegations devoid of any
reference to actual events, United Black Firefighters v. Hirst,
604
F.2d
844,
(4th
847
Cir.
1979);
see
also
Francis
v.
Giacomelli, 588 F.3d 186, 192 (4th Cir. 2009).
Pro se pleadings are liberally construed and held to a less
stringent standard than pleadings drafted by lawyers.
Erickson
v. Pardus, 551 U.S. 89, 94 (2007) (quoting Estelle v. Gamble,
429 U.S. 97, 106 (1976)); Haines v. Kerner, 404 U.S. 519, 520
(1972).
pleadings
Liberal construction means that the court will read the
to
state
a
valid
claim
6
to
the
extent
that
it
is
possible to do so from the facts available; it does not mean
that the court should rewrite the complaint to include claims
Barnett v. Hargett, 174 F.3d 1128, 1132 (10th
never presented.
Cir. 1999).
That is, even when pro se litigants are involved,
the court cannot ignore a clear failure to allege facts that
support a viable claim.
Weller v. Dep’t of Soc. Servs., 901
F.2d 387, 391 (4th Cir. 1990); Forquer v. Schlee, No. RDB–12–969,
2012 WL 6087491, at *3 (D.Md. Dec. 4, 2012) (“[E]ven a pro se
complaint must be dismissed if it does not allege a plausible
claim
for
relief.”
(citation
and
internal
quotation
marks
omitted)).
III. Analysis
A.
Motion to Substitute Parties
Plaintiff moved to substitute Dennis Schrader for Van T.
Mitchell
because,
at
time,
and
“Department
Mental
of
Hygiene
Health
and
the
to
name
the
Mental
of
Health
the
–
Mental
Department
Department
Hygiene
and
the
Since the motion to substitute parties was filed, the
changed
of
was
Hygiene.
legislature
Department
Schrader
for
Health
Maryland
Dennis
Secretary
Maryland
the
that
of
of
Health,
Renaming,”
2017
Maryland Laws Ch. 214 (S.B. 82), and Dennis Schrader’s position
has
changed
Schrader,
from
Secretary
Maryland
to
Acting
Department
Secretary.
of
Dennis
Health,
http://msa.maryland.gov/msa/mdmanual/16dhmh/html/msa14162.html
7
R.
(last visited Aug. 25, 2017).
As such, Plaintiff’s motion to
substitute parties is denied as moot.
Fed.R.Civ.P.
25(d),
capacity
Acting
as
Dennis
Nevertheless, pursuant to
Schrader
Secretary
of
is
the
substituted
Maryland
in
his
Department
of
Health.
B.
Motion to Dismiss
1.
Individual Capacity Claims
Plaintiff
brings
ADA
claims
against
Defendants
individual capacities. (ECF No. 1, at 3).
dismissed
because
“the
ADA
does
not
in
their
These claims will be
authorize
individuals for violating its provisions.”
suit
against
Altevorgt v. Kirwan,
No. WDQ–11–1061, 2012 WL 135283, at *5 (D.Md. Jan. 13, 2012);
Jones
v.
Sternheimer,
387
F.App'x
366,
(4th
368
Cir.
2010)
(“Title VII, the ADA, and the ADEA . . . do not provide for
causes
of
action
against
defendants
in
their
individual
capacities.”); Baird ex rel. Baird v. Rose, 192 F.3d 462, 471-72
(4th Cir. 1999).
2.
Official Capacity Claims - Damages
Plaintiff’s
complaint
seeks
compensatory
and
punitive
damages against Defendants in their official capacities.
No. 1, at 4).
(ECF
Official capacity claims are properly construed
as “a suit against the official’s office” and as such are “no
different from a suit against the State itself.”
Will v. Mich.
Dep’t of State Police, 491 U.S. 58, 71 (1989).
For a suit to
8
proceed against a state, either the state must have consented to
being sued or Congress must have validly abrogated the states’
Eleventh Amendment immunity.
Port Auth. Trans-Hudson Corp. v.
Feeney, 495 U.S. 299, 304 (1990).
Maryland did not consent to
suits
Md.
under
the
ADA.
McCray
v.
Dep’t
of
Transp.,
Md.
Transit Admin., 741 F.3d 480, 483 (4th Cir. 2014).
In
enacting
the
ADA,
Congress
validly
abrogated
states’
immunity for claims brought under Title II of the ADA but not
for claims brought under Title I.
Tennessee v. Lane, 541 U.S.
509, 533-34 (2004); Bd. of Trs. of Univ. of Al. v. Garrett, 531
U.S. 356, 360 (2001).
Title I of the ADA prohibits employment
discrimination whereas Title II prohibits discrimination in the
provision
of
public
services.
42
U.S.C.
§§
12112,
12132.
Plaintiff does not identify explicitly the Title of the ADA he
claims was violated, but he and Defendants refer exclusively to
employment issues.
If the claim is employment based, Plaintiff
cannot rely on Title II.
See Reyazuddin v. Montgomery Cty., 789
F.3d 407, 420-21 (4th Cir. 2015).
Although there is a dearth of precedent addressing whether
a patient committed to a state mental hospital performing work
in or through the hospital is an employee for the purposes of
the ADA, many courts have examined whether prisoners performing
work in or through the prison are employees for the purposes of
9
related
employment
rights
statutes.6
Courts
have
stated
generally that prisoners working directly for a prison pursuant
to
a
state
law
requiring
them
to
work
are
not
employees
protected under employment rights statutes, but may be entitled
to
employee
protections
when
work
is
optional
and
done
for
See Moyo v. Gomez, 32 F.3d 1382, 1385 (9th
economic reasons.
Cir. 1994), amended, 40 F.3d 982 (9th Cir. 1994) (“[I]nmates
performing
training,
work
or
assignments
that
resemble
that
work
include
release
compensation
rather
than
or
forced
labor, are employees entitled to Title VII protection.”); Watson
v. Graves, 909 F.2d 1549, 1554-56 (5th Cir. 1990) (concluding
that inmates who worked for the sheriff in an unauthorized work
release program and not as part of their sentence were employees
for the purposes of the Fair Labor Standards Act (“FLSA”)).
In
these situations, there is a “‘bargained-for exchange of labor’
for mutual economic gain that occurs in a true employer-employee
relationship.”
Harker v. State Use Industries, 990 F.2d 131,
133 (4th Cir. 1993).
On the other hand, when work is part of a punishment or
done for rehabilitative purposes, a prisoner does not establish
an
employer-employee
relationship.
6
See
Castle
v.
Eurofresh,
Statutory definitions are sufficiently similar under the
ADA, Title VII, and the ADEA that courts can rely on cases
arising under any.
Reynolds v. Am. Nat’l Red Cross, 701 F.3d
th
143, 155 (4 Cir. 2012).
10
Inc., 731 F.3d 901, 907 (9th Cir. 2013) (holding that a prison
inmate was not an employee for the purposes of Title I of the
ADA because the inmate was obligated to work as a condition of
his confinement);
Harker, 990 F.2d at 133 (holding a prison
inmate working in a prison shop was not an employee under FLSA
because the work was performed “as a means for rehabilitation
and job training.”); Williams v. Mease, 926 F.2d 994, 997 (10th
Cir. 1991) (concluding a prisoner did not have rights as an
employee under the Age Discrimination in Employment Act (“ADEA”)
or Title VII because his relationship with the prison “[arose]
out of his status as an inmate, not an employee.”).
Indeed, in
situations where a prison work program serves rehabilitative and
educational
participate
violation.
purposes,
because
of
refusing
a
to
allow
disability
a
could
prisoner
to
be
a
II
Title
Pa. Dep’t of Corr. v. Yeskey, 524 U.S. 206 (1998).
Similarly, a patient working in a mental hospital is an
employee
when
the
patient
can
choose
performs the work for economic gain.
State
Indus.,
952
F.
Supp.
652,
whether
to
work
and
See McCaslin v. Cornhusker
655-57
(D.
Neb.
1996)
(collecting cases concerning whether prisoners were entitled to
employee
protections).
allegations
in
the
In
this
complaint,
case,
according
participation
in
WAP
mandatory, and not all patients are able to participate.
who do participate receive minimum wage.
11
to
the
is
not
Those
The complaint contains
no
allegations
opportunities.
that
WAP
provided
educational
or
vocational
Although not alleged in the complaint, Plaintiff
asserts that the State of Maryland considers WAP participants
“contractual employees.”
does
not
provide
(ECF No. 10-1, at 5).
educational
or
rehabilitative
Because WAP
services
and
instead provides an opportunity to work for patients who choose
to do so, a patient performing work through WAP is an employee
for purposes of Title I.
See Baker v. McNeil Island Corr. Ctr.,
859 F.2d 124, 128 (9th Cir. 1988) (finding an inmate could be an
employee if the job was optional and not required as part of his
sentence).
Plaintiff’s
complaint
thus
raises
a
claim
of
disability discrimination in violation of Title I of the ADA.
See § 12112(b)(5)(B).
Because
Congress
did
not
abrogate
the
states’
Eleventh
Amendment immunities for suits under Title I, Plaintiff cannot
recover damages, either compensatory or punitive, and his claim
for monetary relief must be dismissed.
See Bd. of Trs. of Univ.
of Al., 531 U.S. at 360.
3.
Declaratory Relief
Plaintiff requests a “declaratory judgment” but does not
specify what the judgment should say.
complaint
Twombly,
“requires
550
U.S.
more
at
than
555.
(ECF No. 1, at 24).
labels
The
and
conclusions[.]”
complaint
“sufficient facts under a cognizable legal theory.”
12
A
must
contain
Jarallah v.
Thompson, 123 F.Supp.3d 719, 729 (D.Md. 2015).
Courts are not
“required to construct a party’s legal argument for him.”
v. Endicott, 998 F.2d 411, 417-18 (7th Cir. 1993).
Small
In this case,
the complaint would require judicial reconstruction plausibly to
state a claim for declaratory relief, and, therefore, it must be
dismissed.7
4.
Injunctive Relief
While a suit for damages is foreclosed, a private person
may
still
seek
injunctive
relief
Garrett, 531 U.S. at 374, n. 9.
under
Title
I
of
the
ADA.
Even if Plaintiff has stated an
ADA claim,8 he has not stated a sufficient claim for injunctive
relief.
Plaintiff’s complaint broadly requests “[i]njunctive
relief” but does not specify the type of injunction sought (ECF
No. 1, at 24).
(He also separately seeks release from Perkins,
which will be discussed in the next section.) In construing pro
se complaints, “[d]istrict judges are not mind readers. Even in
the
case
construct
of
pro
full
se
litigants,
blown
claims
they
from
cannot
be
sentence
expected
to
fragments[.]”
7
Even if the complaint were read to request a declaration
related to the alleged ADA violations, sovereign immunity
prevents a declaration that state officials “violated federal
law in the past[.]”
Puerto Rico Aqueduct & Sewer Auth. v.
Metcalf & Eddy, Inc., 506 U.S. 139, 146 (1993); see Green v.
Mansour, 474 U.S. 64, 73 (1985). Thus, Plaintiff’s request for
declaratory relief would still be dismissed.
8
Defendants argue that Plaintiff has not and cannot state a
viable claim under the ADA.
The court need not address those
arguments at this time.
13
Beaudett v. City of Hampton, 775 F.2d 1274, 1278 (4th Cir. 1985).
Plaintiff
has
not
specified
the
injunction
he
seeks
or
the
behavior he wants enjoined, or why any such relief would be
available under the ADA.
complaint
relief.
does
not
Without this information, Plaintiff’s
state
a
cognizable
claim
for
injunctive
It is not at all clear that, absent the availability of
money damages or unconditional release, Plaintiff would seek to
pursue an ADA claim.
Out of an abundance of caution, Plaintiff
will be given a brief period to amend the complaint, if he
wishes to pursue the limited type of injunctive relief that may
be sought.
5.
Unconditional Release
Plaintiff requests his unconditional release from Perkins.
Plaintiff’s
complaint
contains
no
facts
explaining
why
his
release from Perkins is necessary or how it relates to his ADA
claims.
Plaintiff
In
his
response
suggests
his
to
Defendants’
relief
could
be
motion
a
to
judicial
dismiss,
remedy
pursuant to Section 3-119 of the Maryland Criminal Procedure
Article (ECF No. 10-1, at 13), but Section 3-119 only governs
the method of applying for a release.
The standard for release
is that a person would not be a “danger . . . to self or to the
person or property of others if discharged.”
Crim. Pro. § 3-114.
Md.Code Ann.,
His pleading contains no facts that relate
14
to
this
standard,
and,
therefore,
his
request
for
an
unconditional release is dismissed.
6.
Attorney’s Fees
The ADA allows a prevailing party to receive reasonable
fees.
42 U.S.C. § 12205.
Plaintiff is not a prevailing party
and is therefore not entitled to Attorney’s fees.
See § 12205;
Farrar v. Hobby, 506 U.S. 103, 111 (1992).
IV.
Conclusion
For the foregoing reasons, the motion to substitute parties
filed by Plaintiff will be denied, (ECF No. 7), and the motion
to dismiss filed by Defendants will be granted.
A separate
order will follow.
/s/
DEBORAH K. CHASANOW
United States District Judge
15
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