Toy v. Saul
Filing
18
LETTER OPINION. Signed by Magistrate Judge Timothy J. Sullivan on 1/11/2022. (dg3s, Deputy Clerk)
Case 8:20-cv-02852-TJS Document 18 Filed 01/11/22 Page 1 of 4
UNITED STATES DISTRICT COURT
DISTRICT OF MARYLAND
CHAMBERS OF
TIMOTHY J. SULLIVAN
UNITED STATES MAGISTRATE JUDGE
6500 Cherrywood Lane
Greenbelt, Maryland 20770
Telephone: (301) 344-3593
January 11, 2022
LETTER TO COUNSEL:
RE:
Jennifer T. v. Kilolo Kijakazi, Acting Commissioner of Social Security
Civil No. TJS-20-2852
Dear Counsel:
On October 1, 2020, Plaintiff Jennifer T. petitioned this Court to review the Social Security
Administration’s final decision to deny her claim for Disability Insurance Benefits (“DIB”). ECF
No. 1. The parties have filed cross-motions for summary judgment. ECF Nos. 14 & 17. These
motions have been referred to the undersigned with the parties’ consent pursuant to 28 U.S.C.
§ 636 and Local Rule 301.1 Having considered the submissions of the parties, I find that no hearing
is necessary. See Loc. R. 105.6. This Court must uphold the decision of the agency if it is supported
by substantial evidence and if the agency employed the proper legal standards. 42 U.S.C.
§§ 405(g), 1383(c)(3); Mascio v. Colvin, 780 F.3d 632, 634 (4th Cir. 2015). Following its review,
this Court may affirm, modify, or reverse the Commissioner, with or without a remand. See 42
U.S.C. § 405(g); Melkonyan v. Sullivan, 501 U.S. 89 (1991). Under that standard, I deny both
motions and remand the case for further proceedings. This letter explains my rationale.
Jennifer T. filed her application for DIB on January 5, 2017. Tr. 15. She alleged a disability
onset date of December 1, 2015. Id. Her application was denied initially and upon reconsideration.
Id. At her request, an administrative hearing was held on September 25, 2019, before an
Administrative Law Judge (“ALJ”). Tr. 31-58. In a written decision dated November 22, 2019, the
ALJ found that Jennifer T. was not disabled under the Social Security Act. Tr. 15-24. The Appeals
Council denied Jennifer T.’s request for review, making the ALJ’s decision the final, reviewable
decision of the agency. Tr. 1-6.
The ALJ evaluated Jennifer T.’s claim for benefits using the five-step sequential evaluation
process set forth in 20 C.F.R. § 404.1520. At step one, the ALJ found that Jennifer T. had not
engaged in substantial gainful activity since December 1, 2015, the alleged onset date. Tr. 17. At
step two, the ALJ found that Jennifer T. suffered from the severe impairment of “degenerative disc
disease status post lumbar spine fusion.” Id. At step three, the ALJ found Jennifer T.’s
impairments, separately and in combination, failed to meet or equal in severity any listed
impairment as set forth in 20 C.F.R., Chapter III, Pt. 404, Subpart P, App. 1 (“Listings”). Tr. 19.
The ALJ determined that Jennifer T. retained the residual functional capacity (“RFC”) to:
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This case was originally assigned to Judge Boardman. On June 30, 2021, it was reassigned
to Judge Coulson. On November 30, 2021, it was reassigned to me.
Case 8:20-cv-02852-TJS Document 18 Filed 01/11/22 Page 2 of 4
perform sedentary work as defined in 20 CFR 404.1567(a) meaning she can lift 10
pounds occasionally, 5 pounds frequently, stand 2 hours in an 8-hour workday, and
sit 6 hours in an 8-hour workday. She can occasionally climb stairs, stoop, and
balance. She can never kneel, crouch, crawl, or climb ladders. She can have no
exposure to hazards such as heights or moving parts. She can have occasional
exposure to extremes of cold and to wetness.
Tr. 19.
At step four, the ALJ determined that Jennifer T. is unable to perform any past relevant
work. Tr. 22. At step five, relying on testimony provided by a vocational expert (“VE”), and
considering the claimant’s age, education, work experience, and RFC, the ALJ determined that
there are jobs that exist in significant numbers in the national economy that Jennifer T. can
perform, including inspector, assembler, and toy stuffer. Tr. 23. Accordingly, the ALJ found that
Jennifer T. was not disabled under the Social Security Act. Id.
Jennifer T. alleges that the ALJ made the following errors that warrant remand: (1) the ALJ
failed to properly evaluate the opinions of the claimant’s treating physician; (2) the ALJ failed to
consider the cumulative effects of the claimant’s impairments in formulating the RFC; and (3) the
ALJ improperly evaluated the claimant’s subjective complaints.
Jennifer T. argues that the ALJ improperly evaluated the opinion of her treating physician,
Dr. Mruthyunjaya Gonchigar. ECF No. 14-1 at 5-11. Dr. Gonchigar stated that he treated Jennifer
T. from September 2015 through August 2019 (the date that Dr. Gonchigar submitted his opinion).
Tr. 1001, 1004. Dr. Gonchigar opined that Jennifer T.’s pain was incapacitating, that physical
activities like walking, standing, and bending “greatly increases pain,” and that Jennifer T.’s
medication would severely limit her ability to perform work. Tr. 1000. Dr. Gonchigar stated that
Jennifer T. would miss approximately 15-20 days of work per month. Id. He opined that Jennifer
T.’s symptoms include “[c]onstant aching pain ranging from 5-8/10 on numeric scale 0-10,” which
is accompanied by weakness and numbness that radiates down her legs. Tr. 1001. Dr. Gonchigar
stated that Jennifer T. would only be capable of walking up to one city block at a time, could only
sit for five minutes at a time, and could only stand for 10 minutes at a time. Tr. 1002. In an eighthour day, Dr. Gonchigar stated that Jennifer T. would only be able to sit or walk for less than two
hours, and would need to take daily unscheduled breaks lasting from 30 minutes to two hours. Tr.
1003. Dr. Gonchigar also opined about a number of functional limitations Jennifer T. has because
of her pain. Tr. 1004.
The ALJ summarized Dr. Gonchigar’s opinion (Tr. 21-22), but gave the opinion “little
weight” because it “is more restrictive than what is supported by the preponderance of record
evidence and thus, it is not consistent with the preponderance of record evidence.” Tr. 22. By way
of example, the ALJ noted that Jennifer T. had “negative bilateral straight leg raise,” “normal
sensation to light touch and temperature in her upper and lower extremities,” “5 out of 5 strength
in her upper and lower extremities,” a normal gait, and that her neck had full range of motion.” Id.
The ALJ did not otherwise explain why Dr. Gonchigar’s opinion was assigned little weight.
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Case 8:20-cv-02852-TJS Document 18 Filed 01/11/22 Page 3 of 4
Because Jennifer T.’s claim was filed before March 27, 2017, the “treating physician” rule
still applies. 20 C.F.R. § 404.1527 (explaining how opinions from medical providers, including
treating sources, are evaluated for claims filed before March 27, 2017). For claims filed before
March 27, 2017, an ALJ must “give more weight to medical opinions from [a claimant’s] treating
sources, since these sources are likely to be the medical professionals most able to provide a
detailed, longitudinal picture of [a claimant’s] medical impairment(s) and may bring a unique
perspective to the medical evidence that cannot be obtained from the objective medical findings
alone or from reports of individual examinations.” Arakas v. Comm’r, Soc. Sec. Admin., 983 F.3d
83, 108-09 (4th Cir. 2020) (quoting 20 C.F.R. § 404.1527(c)(2)). An ALJ must give “controlling
weight” to the opinion of a treating physician regarding the nature and severity of an impairment
if “that opinion is (1) well-supported by medically acceptable clinical and laboratory diagnostic
techniques and (2) not inconsistent with the other substantial evidence in the record.” Id. (internal
quotation marks omitted). An ALJ is permitted to give little or no weight to the opinion of a treating
physician if there is persuasive contrary evidence, see Hunter v. Sullivan, 993 F.2d 31, 35 (4th Cir.
1992), but the ALJ must discuss any contrary evidence with specificity so that a reviewing court
can conduct a meaningful review. Monroe v. Colvin, 826 F.3d 176, 191 (4th Cir. 2016). Even if
an ALJ determines that a treating physician’s opinion is not entitled to controlling weight, the ALJ
must still “determine the appropriate weight to be accorded to the opinion by considering ‘all of
. . . the factors’ listed in the regulation, which include the length of the treatment relationship,
consistency of the opinion with the record, and the physician’s specialization.” Id. (quoting 20
C.F.R. § 404.1527(c)); Dowling v. Comm’r of Soc. Sec. Admin., 986 F.3d 377, 384-85 (4th Cir.
2021) (determining that, if a treating source’s opinion is not entitled to controlling weight, the ALJ
“must consider each of the following factors to determine the weight the opinion should be
afforded: (1) the ‘[l]ength of the treatment relationship and the frequency of examination’; (2) the
‘[n]ature and extent of the treatment relationship’; (3) ‘[s]upportability,’ i.e., the extent to which
the treating physician ‘presents relevant evidence to support [the] medical opinion’;
(4) ‘[c]onsistency,’ i.e., the extent to which the opinion is consistent with the evidence in the
record; (5) the extent to which the treating physician is a specialist opining as to ‘issues related to
his or her area of specialty’; and (6) any other factors raised by the parties ‘which tend to support
or contradict the medical opinion’”)
The ALJ’s failure to explain how Dr. Gonchigar’s opinions were evaluated, either under
the treating physician rule, or under the factors listed in § 404.1527(c), frustrates judicial review
of whether the ALJ’s conclusions are supported by substantial evidence. See Cumbee v. Kijakazi,
No. 7:20-CV-59-FL, 2021 WL 4447625, at *7 (E.D.N.C. Sept. 28, 2021) (citing Radford v. Colvin,
734 F.3d 288, 296 (4th Cir. 2013)). Even assuming that the ALJ properly declined to give
controlling weight to Dr. Gonchigar’s opinion, the ALJ was still required to evaluate the opinion
under the six factors in § 404.1527(c). The ALJ’s opinion only discusses, at most, the
“supportability” and “consistency” factors, and it is not apparent whether or how the ALJ
“meaningfully considered each of the factors before deciding how much weight to give the
opinion.” See Dowling, 986 F.3d at 385. The Acting Commissioner concedes this point. ECF No.
17-1 at 6 (explaining that “to be clear, the ALJ did not address all factors listed in 20 C.F.R.
§ 404.1527(c)”).
The Acting Commissioner argues that remand is not warranted because any error by the
ALJ is harmless. ECF No. 17-1 at 7. The Acting Commissioner points to the absence of evidence
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in the record of a substantial treating relationship between Dr. Gonchigar and Jennifer T., a point
that the ALJ did not address. Id. at 8. The Acting Commissioner also argues that even if the ALJ
had considered the “nature and extent of the treatment relationship,” this factor would not have
supported giving the opinion more than “little weight.” Id. The Court declines to apply the Acting
Commissioner’s harmless error analysis. As in Dowling, the ALJ in this case failed to comply with
the agency’s regulations regarding the evaluation of medical opinion evidence. “[I]t is an elemental
principle of administrative law that agency determinations must ‘be made in accordance with
certain procedures which facilitate judicial review.’” Dowling, 986 F.3d at 386 (quoting Patterson
v. Comm’r of SSA, 846 F.3d 656, 662 (4th Cir. 2017)). “One such procedure is Section
404.1527(c)’s requirement that ALJs consider each of the enumerated factors before assigning less
than controlling weight to a medical opinion from a treating physician.” Id. “Here, the ALJ
neglected to even acknowledge the existence of those factors, much less engage in a meaningful
discussion of them, so as to facilitate judicial review.” Id. Accordingly, remand is warranted. The
Court declines to address Jennifer T.’s remaining arguments.
Accordingly, both parties’ motions for summary judgment (ECF Nos. 14 & 17) are
DENIED. Pursuant to sentence four of 42 U.S.C. § 405(g). the Acting Commissioner’s judgment
is REVERSED IN PART due to inadequate analysis. The case is REMANDED for further
proceedings in accordance with this opinion. The Clerk is directed to CLOSE this case.
Sincerely yours,
/s/
Timothy J. Sullivan
United States Magistrate Judge
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