Riley v. Kijakazi
Filing
18
MEMORANDUM OPINION. Signed by Magistrate Judge Charles D. Austin on 5/13/2024. (bw5s, Deputy Clerk)
UNITED STATES DISTRICT COURT
DISTRICT OF MARYLAND
CHAMBERS OF
101 WEST LOMBARD STREET
BALTIMORE, MARYLAND 21201
(410) 962-7810
CHARLES D. AUSTIN
UNITED STATES MAGISTRATE JUDGE
MDD_CDAChambers@mdd.uscourts.gov
May 13, 2024
LETTER TO ALL COUNSEL OF RECORD
David R. v. Martin O’Malley, Commissioner, Social Security Administration 1
Civil No. 23-1164-CDA
Re:
Dear Counsel:
On May 5, 2023, Plaintiff David R. (“Plaintiff”) petitioned this Court to review the Social
Security Administration’s (“SSA’s” or “Commissioner’s” or “Defendant’s”) final decision to deny
Plaintiff’s claim for Social Security benefits. ECF 1. This case was then referred to me with the
parties’ consent. See 28 U.S.C. § 636; Loc. R. 301 (D. Md. 2023). I have considered the record
in this case (ECF 10) and the parties’ briefs (ECFs 13, 15 & 17). I find that no hearing is necessary.
See Loc. R. 105.6 (D. Md. 2023). This Court must uphold the decision of the SSA if it is supported
by substantial evidence and if the SSA employed proper legal standards. See 42 U.S.C. §§ 405(g),
1383(c)(3); Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996). Under that standard, I will
REVERSE the Commissioner’s decision and REMAND the case to the Commissioner for further
consideration. This letter explains why.
I.
PROCEDURAL BACKGROUND
Plaintiff filed a Title II application for Disability Insurance Benefits (“DIB”) on December
4, 2015, alleging a disability onset of July 1, 2014. Tr. 201-11. Plaintiff’s claims were denied
initially and on reconsideration. Tr. 76-78, 140-41. On March 13, 2019, an Administrative Law
Judge (“ALJ”) held a hearing. Tr. 41-65. Following the hearing, on March 26, 2019, the ALJ
determined that Plaintiff was not disabled within the meaning of the Social Security Act 2 during
the relevant time frame. Tr. 20-35. The Appeals Council denied Plaintiff’s request for review of
the decision. Tr. 11-16. Plaintiff then petitioned this Court for review, and on July 26, 2021, this
Court remanded the case to the Commissioner. Tr. 809-13. The Appeals Council, on November
9, 2021, vacated the unfavorable decision and remanded the case back to a different ALJ for further
proceedings. Tr. 814-19. On August 17, 2022, the new ALJ heard Plaintiff’s case and determined,
on September 6, 2022, that Plaintiff was not disabled within the meaning of the Social Security
Act. Tr. 676-96. That decision constitutes the final, reviewable decision of the SSA. Sims v.
1
Plaintiff filed this case against Kilolo Kijakazi, the Acting Commissioner of Social Security, on
May 5, 2023. ECF 1. Martin O’Malley became the Commissioner of Social Security on December
20, 2023. Accordingly, Commissioner O’Malley has been substituted as this case’s Defendant
pursuant to Federal Rule of Civil Procedure 25(d). See Fed. R. Civ. P. 25(d).
2
42 U.S.C. §§ 301 et seq.
David R. v. O’Malley
Civil No. 23-1164-CDA
May 13, 2024
Page 2
Apfel, 530 U.S. 103, 106–07 (2000); see also 20 C.F.R. § 422.210(a).
II.
THE ALJ’S DECISION
Under the Social Security Act, disability is defined as the “inability to engage in any
substantial gainful activity by reason of any medically determinable physical or mental impairment
which can be expected to result in death or which has lasted or can be expected to last for a
continuous period of not less than 12 months[.]” 42 U.S.C. § 423(d)(1)(A); 20 C.F.R.
§§ 404.1505(a), 416.905(a). The ALJ is required to evaluate a claimant’s disability determination
using a five-step sequential evaluation process. See 20 C.F.R. §§ 404.1520, 416.920. “Under this
process, an ALJ evaluates, in sequence, whether the claimant: ‘(1) worked during the alleged
period of disability; (2) had a severe impairment; (3) had an impairment that met or equaled the
requirements of a listed impairment; (4) could return to [their] past relevant work; and (5) if not,
could perform any other work in the national economy.’” Kiser v. Saul, 821 F. App’x 211, 212
(4th Cir. 2020) (citation omitted) (quoting Hancock v. Astrue, 667 F.3d 470, 472 (4th Cir. 2012)).
Here, at step one, the ALJ determined that Plaintiff “did not engage in substantial gainful
activity during the period from his alleged onset date of June 3, 2013 through his date of last
insured of March 31, 2017[.]” Tr. 682. At step two, the ALJ found that Plaintiff suffered from
the severe impairments of “obesity; right inguinal hernia mesh repair; a mental impairment
variously diagnosed as bipolar disorder, bipolar disorder [not otherwise specified] NOS, bipolar
affective disorder, bipolar [one] disorder without psychotic features, borderline personality
disorder, adjustment disorder, anxiety, depression, [post-traumatic stress disorder] PTSD, major
depressive disorder, and generalized anxiety disorder; and fibromyalgia[.]” Tr. 682. The ALJ also
determined that Plaintiff suffered from the non-severe impairments of “[b]ilateral cervical
radiculopathy, vitamin D deficiency, and abnormal lipids.” Tr. 682. The ALJ mentioned that
Plaintiff suffered from appendicitis in April of 2015, and later underwent surgery to excise a large
suture needle and a coiled foreign body in August of 2015. Tr. 682. At step three, the ALJ
determined that Plaintiff “does not have an impairment or combination of impairments that meets
or medically equals the severity of one of the listed impairments in 20 CFR Part 404, Subpart P,
Appendix 1.” Tr. 682. Despite these impairments, the ALJ determined that Plaintiff retained the
residual functional capacity (“RFC”) to:
perform light work as defined in 20 CFR 404.1567(b) except the claimant can lift
or carry 10 pounds frequently or 20 pounds occasionally, sit 6 hours in an 8 hour
day, stand and/or walk 6 hours in an 8 hour day. The claimant can perform simple
1-4 step, routine, repetitive tasks in a low stress work environment, defined as
requiring only occasional decision making and occasional changes in the work
setting, with only occasional contact with co-workers and supervisors and no
contact with the general public, and which would not require a fast pace or
production quotas such as would customarily be found on an assembly line.
Tr. 684. The ALJ determined that Plaintiff was unable to perform past relevant work as a Cashier
David R. v. O’Malley
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Page 3
(DOT 3 #211.462-010) but could perform other jobs that existed in significant numbers in the
national economy. Tr. 694. Therefore, the ALJ concluded that Plaintiff was not disabled. Tr. 696.
III.
LEGAL STANDARD
The scope of the Court’s review is limited to determining whether substantial evidence
supports the ALJ’s factual findings and whether the decision was reached through the application
of the correct legal standards. See Coffman v. Bowen, 829 F.2d 514, 517 (4th Cir. 1987). “The
findings of the [ALJ] . . . as to any fact, if supported by substantial evidence, shall be conclusive .
. . .” 42 U.S.C. § 405(g). Substantial evidence is “evidence which a reasoning mind would accept
as sufficient to support a particular conclusion.” Laws v. Celebrezze, 368 F.2d 640, 642 (4th Cir.
1966). It is “more than a mere scintilla . . . and somewhat less than a preponderance.” Id. In
conducting the “substantial evidence” inquiry, my review is limited to whether the ALJ analyzed
the relevant evidence and sufficiently explained their findings and rationale in crediting the
evidence. See, e.g., Sterling Smokeless Coal Co. v. Akers, 131 F.3d 438, 439–40 (4th Cir. 1997);
DeLoatche v. Heckler, 715 F.2d 148, 150 (4th Cir. 1983) (“Judicial review of an administrative
decision is impossible without an adequate explanation of that decision by the [ALJ].”).
IV.
ANALYSIS
Plaintiff’s only argument on appeal is that the ALJ’s RFC is unsupported by substantial
evidence. ECF 13, at 8. Plaintiff avers that the ALJ’s decision lacked the required narrative
explanation when the ALJ limited Plaintiff to no fast pace or production quotas. ECF 13, at 10.
Defendant counters that the ALJ properly accounted for Plaintiff’s moderate CPP limitation when
determining the RFC. ECF 15, at 6.
When a claimant possesses a mental impairment, an ALJ is required to make “‘a specific
finding as to the degree of limitation in each of’ the four areas of functional limitation listed in [20
C.F.R.] § 404.1520a(c)(3).” Patterson v. Comm’r of Soc. Sec. Admin., 846 F.3d 656, 659 (4th Cir.
2017) (quoting 20 C.F.R. § 404.1520a(e)(4)). One of these four areas—concentration, persistence,
and pace (“CPP”)—concerns “the abilities to focus attention on activities and stay on task ageappropriately.” 20 C.F.R. pt. 404, subpt. P, app. 1 § 12.00(E)(3). A “moderate” limitation in CPP
means that a claimant’s ability to sustain CPP “independently, appropriately, effectively, and on a
sustained basis is fair.” Id. § 12.00(F)(2)(c).
“[O]nce an ALJ has made a . . . finding that a claimant suffers from moderate difficulties
in [CPP], the ALJ must either include a corresponding limitation in [their] RFC assessment, or
3
The “DOT” is the Dictionary of Occupational Titles. “The Dictionary of Occupational Titles,
and its companion, Selected Characteristics of Occupations Defined in the Revised Dictionary of
Occupational Titles . . . , are [SSA] resources that list occupations existing in the economy and
explain some of the physical and mental requirements of those occupations. U.S. Dep’t of Labor,
Dictionary of Occupational Titles (4th ed. 1991); U.S. Dep’t of Labor, Selected Characteristics of
Occupations Defined in the Revised Dictionary of Occupational Titles (1993).” Pearson v. Colvin,
810 F.3d 204, 211 n.1 (4th Cir. 2015).
David R. v. O’Malley
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explain why no such limitation is necessary.” Talmo v. Comm’r, Soc. Sec. Admin, No. ELH-142214, 2015 WL 2395108, at *3 (D. Md. May 19, 2015) (citing Mascio v. Colvin, 780 F.3d 632
(4th Cir. 2015)), report and recommendation adopted, (D. Md. June 5, 2015). An ALJ may not
account for a claimant’s moderate CPP limitations by restricting the RFC to simple, routine tasks
or unskilled work without explaining why such provisions adequately address the claimant’s CPP
limitations. See Mascio, 780 F.3d at 638; Shinaberry v. Saul, 952 F.3d 113, 121-22 (4th Cir. 2020).
However, an ALJ may accommodate a claimant’s moderate CPP limitations by assigning
persuasive value to a medical opinion that “provide[s] substantial support for” the ALJ’s CPPrelated RFC provisions. Sizemore v. Berryhill, 878 F.3d 72, 81 (4th Cir. 2017).
Here, at step three, the ALJ determined that Plaintiff had a “moderate” CPP limitation.
Tr. 684. To support this determination, the ALJ noted that Plaintiff “reported having insomnia,
[sic] anxiety, and depression and getting lost on public transportation[.]” Tr. 684. The ALJ also
stated that Plaintiff “watched YouTube videos, but he was not allowed to do his own shopping
because he purchased the wrong things; [and Plaintiff] did not have the mental capacity for
financial management[.]” Tr. 684. Based on this limitation, the ALJ concluded that Plaintiff could
“perform simple 1-4 step, routine, repetitive tasks in a low stress work environment . . . which
would not require a fast pace or production quotas such as would customarily be found on an
assembly line.” Tr. 684. The ALJ did not specifically state whether this restriction intended to
accommodate the moderate CPP limitation. Even assuming it was so intended, the ALJ did not
provide an explanation as to how the restriction from working at a production-rate pace addresses
Plaintiff’s moderate CPP limitations.
The Court agrees with Plaintiff that this lack of explanation warrants remand. A claimant’s
RFC represents “the most [she] can still do despite [her] limitations.” 20 C.F.R. § 404.1545(a)(1).
“‘[A] proper RFC analysis’ proceeds in the following order: ‘(1) evidence, (2) logical explanation,
and (3) conclusion.’” Dowling v. Comm’r, Soc. Sec. Admin., 986 F.3d 377, 388 (4th Cir. 2021)
(quoting Thomas v. Berryhill, 916 F.3d 307, 311 (4th Cir. 2019)). Social Security Ruling 4 (“SSR”)
96-8P details the steps an ALJ must take when assessing a claimant’s RFC. See generally SSR
96-8P, 1996 WL 374184 (S.S.A. July 2, 1996). Specifically, the ruling provides that “[t]he RFC
assessment must include a narrative discussion describing how the evidence supports each
conclusion, citing specific medical facts (e.g., laboratory findings) and nonmedical evidence (e.g.,
daily activities, observations).” Id. at *7. Here, the ALJ did not provide such narrative discussion
to support the RFC’s production-pace restriction.
Defendant disagrees and argues that the ALJ properly supported their conclusion. ECF 15,
at 3. Defendant concedes that remand is necessary when courts are left to guess about the basis
4
“Social Security rulings constitute the [SSA’s] interpretations of the statute it administers and of
[the SSA’s] own regulations.” Chavez v. Dep’t of Health & Hum. Servs., 103 F.3d 849, 851 (9th
Cir. 1996) (citation omitted). While SSR 96-8P and other Social Security rulings “do not have the
force of law, they are entitled to deference unless they are clearly erroneous or inconsistent with
the law.” Pass v. Chater, 65 F.3d 1200, 1204 n.3 (4th Cir. 1995) (citing Quang Van Han v. Bowen,
882 F.2d 1453, 1457 (9th Cir. 1989)).
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May 13, 2024
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for the ALJ’s reasoning. ECF 15, at 9. Here, the ALJ’s decision, as it stands, lacks the necessary
basis to support the limitation. The ALJ did not assign persuasive value to any medical opinion
that can be construed as the basis for the ALJ’s reasoning. See Tr. 689-94 (holding limited to no
weight for multiple provider opinions that found a moderate CPP). Without assigning persuasive
value to these medical opinions, they cannot provide substantial support for the ALJ’s CPP-related
RFC provisions. See Sizemore, 878 F.3d at 81. Defendant argues that Dr. Barbara Lewis’s medical
opinion accounted for Plaintiff’s moderate CPP limitation. ECF 15, at 12. Upon review, the ALJ
determined that Dr. Lewis’s opinion received only “some weight” but did not delineate which
aspect of the doctor’s opinion the ALJ found persuasive. Tr. 690. The ALJ only explained that
Dr. Lewis’s “opinion predates the amended alleged onset date . . . .” This leaves the Court to guess
which aspect of the opinion the ALJ considered to be persuasive, if any.
Defendant points to, among other things, the ALJ’s “detailed and accurate consideration of
Plaintiff’s relevant longitudinal history” which sufficiently explains the conclusion to restrict
Plaintiff from production-pace work. ECF 15, at 15. Even if the evidence may support the
conclusion that a restriction from production-pace work accommodates Plaintiff’s moderate CPP
limitations, SSR 96-8P requires an ALJ to provide a discussion containing evidence that supports
the ALJ’s conclusions. Specifically, it requires the ALJ to “describ[e] how the evidence supports
each” of the ALJ’s conclusions. SSR 96-8P, 1996 WL 374184, at *7 (emphasis added). By failing
to specifically address how the evidence supports the inclusion of a production-pace restriction,
the ALJ contravened SSR 96-8P. Defendant’s argument is therefore unavailing.
Having determined that the ALJ erred in assessing the RFC, the Court must also determine
whether the error warrants remand. Ordinarily, remand of an SSA decision for legal error is
unwarranted unless a plaintiff shows that the error was harmful. See Josiah T. v. Comm’r, Soc.
Sec. Admin., No. SAG-20-3572, 2022 WL 684944, at *2 (D. Md. Mar. 8, 2022) (citing Shinseki v.
Sanders, 556 U.S. 396, 409 (2009)). Plaintiff does not address whether the error he alleges was
harmful. See generally ECF 13. Nevertheless, remand is appropriate where “inadequacies in the
ALJ’s analysis frustrate meaningful review.” Mascio, 780 F.3d at 636 (citation omitted). Without
the proper explanation, there is no “accurate and logical bridge from the evidence” to the
conclusion, and remand is necessary. Mascio, 780 F.3d at 638; see Stacy C. v. Kijakazi, No. CBD20-2833, 2022 WL 814292, at *3 (D. Md. Mar. 17, 2022) (noting that without a proper narrative
discussion, “it is impossible for the Court to determine whether the decision was based on
substantial evidence.”). Here, given the lack of a narrative discussion and the lack of any record
evidence that might shed light on the appropriateness of a production-pace restriction, the Court is
“left to guess” about how the ALJ determined that a production-pace restriction could
accommodate Plaintiff’s moderate CPP limitations. Id. at 637. Indeed, the ALJ’s lack of
explanation leaves the Court unable to determine whether the ALJ’s production-pace restriction
was even intended to accommodate Plaintiff’s CPP limitations. For these reasons, remand is
necessary. See id.
On remand, the ALJ must either: (1) provide a narrative discussion that explains how the
RFC addresses Plaintiff’s moderate CPP limitations or (2) explain why no RFC limitation is
necessary to address these limitations. See Talmo, 2015 WL 2395108, at *3; Mascio, 780 F.3d at
David R. v. O’Malley
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Page 6
638. In remanding for further explanation, the Court expresses no opinion as to whether the ALJ’s
conclusion that Plaintiff is not entitled to benefits is correct.
V.
CONCLUSION
For the reasons set forth herein, pursuant to sentence four of 42 U.S.C. § 405(g), the SSA’s
judgment is REVERSED due to inadequate analysis. The case is REMANDED for further
proceedings in accordance with this opinion. The clerk is directed to CLOSE this case.
Despite the informal nature of this letter, it should be flagged as a Memorandum Opinion.
A separate implementing Order follows.
Sincerely,
/s/
Charles D. Austin
United States Magistrate Judge
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