Amgen Inc. v. F. Hoffmann-LaRoche LTD et al

Filing 1318

Final Proposed Jury Instructions by Amgen Inc.. (Gottfried, Michael)

Download PDF
Amgen Inc. v. F. Hoffmann-LaRoche LTD et al Doc. 1318 Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 1 of 64 UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS AMGEN INC., Plaintiff, v. F. HOFFMANN-LA ROCHE LTD, a Swiss Company, ROCHE DIAGNOSTICS GMBH, a German Company, and HOFFMANN LA ROCHE INC., a New Jersey Corporation, Defendants. ) ) ) ) ) ) ) ) ) ) ) ) ) ) Civil Action No.: 1:05-CV-12237 WGY AMGEN INC.'S [PROPOSED] REVISED FINAL JURY INSTRUCTIONS Dockets.Justia.com Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 2 of 64 TABLE OF CONTENTS Page I ­ IX PRELIMINARY INSTRUCTIONS ............................................................................... 1 X. INTRODUCTION................................................................................................ 2 A. B. C. XI. XII. ROLE OF THE JURY [MODIFIED]................................................................ 3 EVIDENCE .................................................................................................. 5 DELIBERATIONS....................................................................................... 10 BURDENS OF PROOF [MODIFIED] ............................................................ 12 CLAIMS OF THE PATENTS-IN-SUIT.......................................................... 14 A. B. C. D. E. A. B. C. D. E. F. G. H. A. B. C. D. E. F. G. H. I. J. K. L. M. N. O. CONSTRUCTION OF THE CLAIMS ............................................................ 15 INDEPENDENT AND DEPENDENT CLAIMS................................................ 16 PROCESS AND SOURCE LIMITATIONS IN PRODUCT CLAIMS ................. 17 "COMPRISING" CLAIMS .......................................................................... 18 LIMITATIONS OF THE CLAIMS AT ISSUE ................................................. 19 INFRINGEMENT GENERALLY [MODIFIED] .............................................. 20 DOCTRINE OF EQUIVALENTS [MODIFIED] .............................................. 25 INFRINGEMENT OF OPEN-ENDED OR "COMPRISING" CLAIMS.............. 26 INFRINGEMENT OF DEPENDENT CLAIMS................................................ 26 INFRINGEMENT OF PROCESS CLAIMS UNDER 35 U.S.C. §271(G).......... 26 INFRINGEMENT AND IMPROVEMENTS TO PATENTED INVENTION ......... 27 DETERMINATION OF INFRINGEMENT ..................................................... 28 INDUCEMENT ........................................................................................... 28 PRESUMPTION OF VALIDITY ................................................................... 29 PATENT VALIDITY - GENERALLY ........................................................... 31 PRIOR ART: DEFINITION [MODIFIED]..................................................... 32 CONCEPTION AND REDUCTION TO PRACTICE [MODIFIED].................... 34 PRIOR ART ­ PRIOR INVENTION [MODIFIED] ......................................... 36 PRIOR ART: PRINTED PUBLICATION ...................................................... 38 PRIOR ART: PRIOR KNOWLEDGE OR USE BY ANOTHER IN THE UNITED STATES ....................................................................................... 39 ANTICIPATION [MODFIIED] ..................................................................... 40 ANTICIPATION ­ EFFECT OF PROCESS OR SOURCE LIMITATIONS [MODIFIED] .............................................................................................. 42 ANTICIPATION ­ PURIFIED COMPOUNDS................................................ 43 OBVIOUSNESS [MODIFIED] ...................................................................... 44 OBVIOUSNESS: SCOPE AND CONTENT OF THE PRIOR ART ...................... 48 OBVIOUSNESS: DIFFERENCES BETWEEN THE INVENTIONS OF THE CLAIMS AND THE PRIOR ART ................................................................... 48 OBVIOUSNESS: LEVEL OF ORDINARY SKILL............................................ 48 OBVIOUSNESS: MOTIVATION TO COMBINE............................................ 48 -i- XIII. INFRINGEMENT [MODIFIED] ..................................................................... 20 XIV. VALIDITY.......................................................................................................... 29 Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 3 of 64 TABLE OF CONTENTS (continued) Page P. OBVIOUSNESS: OBJECTIVE INDICATIONS CONCERNING OBVIOUSNESS ........................................................................................... 48 XV. Q. OBVIOUSNESS: SUMMARY....................................................................... 48 R. OBVIOUSNESS-TYPE DOUBLE PATENTING ............................................. 48 S. WRITTEN DESCRIPTION [MODIFIED] ...................................................... 49 T. ENABLEMENT .......................................................................................... 51 INEQUITABLE CONDUCT [MODIFIED] ................................................... 54 A. B. C. MATERIALITY.......................................................................................... 56 INTENT ..................................................................................................... 58 BALANCING OF MATERIALITY AND INTENT ........................................... 59 MPK 133519-3.041925.0023 ii AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 4 of 64 I ­ IX PRELIMINARY INSTRUCTIONS Not relevant for final instructions. MPK 133519-3.041925.0023 1 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 5 of 64 X. INTRODUCTION1 I am going to explain to you in detail the law which you must follow in this case. When I'm done explaining the law we'll take a break. Then the lawyers will get a chance to give their closing arguments to talk about the evidence and certain conclusions within the legal framework as I describe it. So we start this morning with my explanation as to the law which governs this particular case. You must listen carefully now because you are required to apply and follow my instructions on the law. You can ask questions, but please keep your questions until you go back into your deliberation room and talk among yourselves so that collectively you form a question. When deliberating, if you don't understand any aspect of the law, write out your question and there will be a court security officer outside the door here. Give the question to the court security officer, and if I believe I can clarify the question, we'll have you back in the courtroom and I will explain it better. Do not hesitate to do that. If justice is to be done here you must understand and apply the law in the case, and it is my job to teach and explain the applicable law to you. I start my charges by a brief explanation of what our separate roles are, the nature of the evidence that has been presented, the tools you have to work with, and what the law is that governs this case. Sources & Authorities Jury Instructions in Read Corp. v. Powerscreen of America, Inc., Civ. Action No. 96-11025WGY ("Read Corp. Instructions"), p. 3. Proposed Instructions I - IX relate to pre-trial instructions and have not been included in these post-trial instructions. The numbering system of Amgen's original instructions has been retained. [Dkt. #918] Where Amgen has made a material change to the instruction, it is designated as "modified." 2 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY 1 MPK 133519-3.041925.0023 Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 6 of 64 A. ROLE OF THE JURY [MODIFIED] You are the judges of the facts. Though I will necessarily have to make mention of evidence and mention of particular witnesses, that's only to remind you of testimony or evidence that may bear on certain aspects of the case. You are the judges of the evidence. I have nothing to say about the facts of the case. Now, you're going to judge the evidence as I said at the beginning of the case fairly and impartially without any bias or prejudice, without any sympathy for anyone, without any desire that anyone be punished or have revenge. Carefully and coolly sift through this evidence to see that justice may be done. Your verdict must be unanimous. We're going to ask you certain questions that can be answered yes or no. So you must be unanimous as to a yes, and you must be unanimous as to a no. Unanimous means that you all come genuinely to agree. And you'll deliberate. Not that seven of you think this and the other couple go along with it. It must be a genuinely unanimous verdict. And your verdict must be concentrated entirely on the evidence. You can listen to the lawyers to better understand the evidence. You may look at the demonstrative aids to better understand the evidence. But the evidence is what governs and you, and you alone, decide what you believe about the evidence. Now, I am the judge of the law. I simply mean to point out to you that in this courtroom I am the one who has the responsibility of teaching you the law. We make a careful record of what I've said. And that's the fair way. You cannot quarrel with the law as I explain it to you. I am going to tell you who has to prove what in this case. I am going to tell you the burden of proof that each side bears. But you can't add to the parties' burden. Likewise, you can't subtract from their burden. When I say they've got to prove something, then they have to prove that. You can't say, well, forget about that because this or that, something else is proved. I'll tell you what has to be proved, what the burden of proof is, and what the standard of proof is to meet that burden. Listen to my whole charge start to finish. Don't seize on one part of it and say "Aha, MPK 133519-3.041925.0023 3 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 7 of 64 the case turns on this or that." Listen to the whole charge and consider all aspects of the charge together. Likewise, don't think that because I charge you as to all aspects of the case that I think anything is proved or not proved. I have nothing to say about that. I simply am trying to build for you a complete mental framework so that you will understand the law which you have to follow. That's my role. Finally, as I told you during this trial, my role is also to decide what remedy will be available, if any. You should not speculate about any remedy in this case, or what effect any remedy might have in this case. You should not consider issues of whether patients will or will not have access to MIRCERA, or whether patients should or should not have a choice between Amgen's products and Roche's product (such considerations should not enter your deliberations on any issue in this case). I alone will make that determination. That's my role. Now, I emphasize that you must confine your analysis to the evidence. So let's take a moment and go over the evidence in this case, not witness by witness, but rather type by type, so that you know what tools you have. Source & Authorities Read Corp. Instructions, pp. 4-6. MPK 133519-3.041925.0023 4 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 8 of 64 B. EVIDENCE The first category of evidence for you to consider is the testimony of the witnesses. You have the power to believe everything that any witness said to you here from the witness stand. Equally, you have the power to disbelieve and disregard everything a witness said as though that witness never testified. Between those two extremes you have the power to believe some things a witness says but to disbelieve other things the witness says. You are not prevented from reaching a verdict because one witness has testified to one version of an event and another witness has testified to another version of the same event. You believe one or believe the other. You can decide where the truth lies. How do you do it? You use your common sense as reasonable men and women. You may use everything you know about the witness. What was the opportunity of the witness to observe, to comprehend, to understand, to recall those matters about which the witness testified? Is the testimony of the witness backed up, or corroborated, by other evidence in the case? Is it backed up by exhibits or depositions or any other evidence in the case? Or, does the other evidence in the case undercut, or take away from the testimony of the witness who was before you? How did the witness impress you testifying on the witness stand? How did the witness respond to questions both on direct and on cross-examination? In short, you can sum up a witness' testimony and as reasonable men and women you can decide what you believe. Source & Authorities Read Corp. Instructions, pp. 4-6. MPK 133519-3.041925.0023 5 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 9 of 64 1. Expert Witnesses Some witnesses have been allowed to give their opinion about certain things. The law provides that when a witness has background, experience, and training that the judges and juries don't have, we'll let that witness render his or her opinion to the jury to aid the jury in doing their function. Like any other witness, your powers with respect to opinions given by these witnesses are no different. That is, if I've allowed you to hear an opinion you may believe it; but equally you may disregard it. You may decide that's just not believable, that's not credible. Or you could believe part of what a witness says and disbelieve other parts of an opinion given by a witness. It's left to your good judgment. I suggest to you that in evaluating any opinion given by any expert witness you want to look at what underlies their opinion. What was the witness relying on? How did the witness come to that opinion? Both by their experience, generally having nothing to do with this case, but also what do they know about things having to do with this case upon which their opinion rests. You're the judge of that. So with respect to opinions you may believe them, you may disbelieve them or you may believe them in part. Sources & Authorities Read Corp. Instructions pp. 7-8. MPK 133519-3.041925.0023 6 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 10 of 64 2. Testimony by Deposition Now, not all the witnesses in this case testified live here in court. Some witnesses, because of geographical distance from here, or for whatever other reason, testified by way of videotaped deposition or lawyers reading portions of a deposition. The fact that a witness testifies by way of deposition does not make that witness any more believable or less believable than a witness testifying in court. Like any other testimony in the case, you may believe it, disbelieve it, or believe parts of it. Now, with respect to witnesses who testified by way of deposition, you listened very carefully to their testimony, and you should compare that testimony with the testimony of other witnesses, including testimony in other depositions. It's evidence in the case. You may believe it, disbelieve it, or believe part of it. Sources & Authorities Read Corp. Instructions, pp. 9-10. MPK 133519-3.041925.0023 7 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 11 of 64 3. Exhibits In this case there are a large number of exhibits. And shortly after we send you out, once the arguments are over, when we send you out to begin your deliberations, those exhibits will be brought into the jury room. Exhibits are like the testimony of witnesses and your powers are exactly the same. That is, you may read, look at or view an exhibit. If it persuades you of some aspect of the case, that's perfectly appropriate because it's evidence. But equally, if you don't find an exhibit believable, either because you think it is not genuine, or if you believe that even though this may be genuine, it is either inaccurate or it doesn't help you, disregard it. That's your power. You are the judges of the facts. And as with any other evidence in the case you can take part of an exhibit and say, well, this is persuasive, but another part is not persuasive. Sources & Authorities Read Corp. Instructions pp. 9-10. MPK 133519-3.041925.0023 8 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 12 of 64 4. Withdrawn. Stipulations MPK 133519-3.041925.0023 9 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 13 of 64 C. DELIBERATIONS Now, that's the body of evidence that you have in this case. A few words about what you do with it, how you analyze it. You use your common sense. You don't check your common sense at the door to the jury room. Rather, I charge you to apply your common sense to the evidence in this case to the end that justice may be done. At the same time, you don't go in there and guess or speculate. You can use your common sense as reasonable men and women and draw what are called reasonable inferences. Now, a reasonable inference is a logical deduction. It's common sense. And I'm going to give you an example that has nothing to do with this case to illustrate what a reasonable inference is and also to illustrate how far you can take it. Let's say we have a witness and she testifies that she's walking along a road and she looks out and there's a field of tall grass. She sees that the grass is knocked down in an irregular course through the field. And suppose you believe that testimony. From that alone you could infer that something went through the field. I mean, it just doesn't happen that grass falls down along a path unless something knocks it down. It isn't all fallen down in a windstorm, it's fallen down in a course through the field. So it's a reasonable inference that something went through the field. We don't have a witness who saw that something go through the field, but there's a reasonable inference something went through that field. Now that is a reasonable inference. But unless you had other evidence from some other source in the case you wouldn't know what went through the field. A child. An adult. A big animal. A small animal. You just wouldn't know. That would be guessing. The reasonable inference, if you believe the witness I gave you as an example, is something went through the field. But you can't guess what went through the field unless there's other evidence. Guessing about what went through the field would be speculation ­ not a reasonable inference. Okay, we've talked about our roles and the tools that you have to resolve the case. I want to say a few words about what's not evidence in the case, not to emphasize it but just to point out to you what's not evidence in the case. MPK 133519-3.041925.0023 10 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 14 of 64 You're not going to judge this case in any way, shape or form based upon how you react to the lawyers as human beings, or how you judge them as speakers or presenters of witnesses. They've done their job, and they will later on this morning keep doing it for their respective clients. You've got to focus on the evidence. The lawyers are not sources of the evidence. And your reaction to them plays no role. Equally important. If you somehow think that I think something about this case based upon the manner in which I have presided over it, I most earnestly instruct you to disregard it, I don't. And I tell you candidly I have no idea how this case will come out. This, however, I tell you and this I believe passionately. I believe in the jury system. I believe that you will do justice in this case. But I, clear as I am about constantly saying I am the judge of the law, I have nothing to say about the facts of this case. I believe that you will justly and impartially decide the facts in this case. Now let's get to it. Sources & Authorities Read Corp. Instructions pp. 13-14. MPK 133519-3.041925.0023 11 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 15 of 64 XI. BURDENS OF PROOF [MODIFIED] In this case, as with all other cases, facts must be proved by a required standard of evidence, known as the "burden of proof." It's not a question of how much evidence there is on one side or the other, it's a question of what you believe the evidence proves and whether evidence that convinces you unanimously that the party that has the burden of proof on an issue has met that burden. In a patent infringement case such as this, there are two different burdens of proof that are used, which I mentioned at the beginning of the trial. The first burden of proof standard, called the "clear and convincing evidence" standard, applies to Roche's claim that the patents are invalid. Clear and convincing evidence is evidence which produces in your mind an abiding conviction that the truth of the factual contentions is highly probable. As I have said repeatedly, this standard applies to the defendant Roche's invalidity defenses. As I instructed you at the start of the case, Roche has to make things clear to you. If it is not clear to you, then you cannot declare the patents invalid. Roche also has got to present convincing evidence that the claims are invalid. Convincing evidence leaves you with the abiding conviction that the truth of the factual contentions is highly probable. The second burden of proof standard, called "fair preponderance of the evidence" standard, applies to Amgen's claims that Roche infringes Amgen's patent claims. A "fair preponderance of the evidence" means that you must be persuaded that it is more likely to be true than something else. In other words, if evidence regarding infringement by Amgen was placed on a scale, you must find that the scale tips in favor of Amgen by just the slightest bit in order for Amgen to meet its burden on its infringement case. You may have heard of a burden of proof that is used in criminal cases called "beyond a reasonable doubt." That requirement is the highest burden of proof. It applies to criminal cases, and not to civil cases like this patent infringement case. Therefore, put "beyond a reasonable doubt" out of your mind. MPK 133519-3.041925.0023 12 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 16 of 64 Sources & Authorities Read Corp. Instructions pp.15-16; Fed. Cir. Bar Assoc. Model Patent Jury Instruction 1.1; Pfizer, Inc. v. Apotex, Inc. 480 F.3d 1348, 1360 (Fed. Cir. 2007). MPK 133519-3.041925.0023 13 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 17 of 64 XII. CLAIMS OF THE PATENTS-IN-SUIT As I told you at the beginning of the trial, the claims of a patent are the numbered sentences at the end of the patent. The claims describe the inventions made by the inventor and describe what the patent owner owns and what the patent owner may prevent others from doing. Claims may describe products, such as machine or chemical compounds, or processes for making or using a product. Claims are usually divided into parts or steps, called elements or "limitations." For example, a claim that covers the invention of a table may recite the tabletop, four legs and the glue that fastens the legs to the tabletop. The tabletop, legs and glue are each a separate element of the claim. Source & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 7. MPK 133519-3.041925.0023 14 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 18 of 64 A. CONSTRUCTION OF THE CLAIMS I will instruct you now about the meaning of some of the claim language. In deciding whether or not an accused process or product infringes a patent, the first step is to understand the meaning of the words used in the patent claims. It is my job as Judge to determine what the patent claims mean and to instruct you about that meaning. You must accept the meanings I give you and use them when you decide whether or not the patent is infringed, and whether or not it is invalid. At the start of the trial, I instructed you about the meaning of the words of the claims and the different types of claims that are at issue in this case. I will now review those instructions with you again. It may be helpful to refer to the copy of the '933 patent that you have been given as I discuss the claims at issue here as well as the glossary in your juror notebook with the construction of the claims. The claims are at the end of the '933 patent, starting in column 38. The claims of the '933 patent, the '868 patent, the '698 patent, the '349 patent and the '422 patent that are at issue in this case are shown on the verdict form. [Read constructions from juror notebook glossary] Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 7.1; Markman v. Westview Instruments, Inc., 517 U.S. 370, 384-91 (1996). MPK 133519-3.041925.0023 15 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 19 of 64 B. INDEPENDENT AND DEPENDENT CLAIMS Patent claims may exist in two forms, referred to as independent claims and dependent claims. An independent claim does not refer to any other claim of the patent. Thus it is not necessary to look at any other claim to determine what an independent claim covers. Claim 3 of the '933 patent, for example, is an independent claim. A dependent claim refers to at least one other claim in the patent. A dependent claim includes each of the elements of the other claim or claims to which it refers, as well as the additional elements recited in the dependent claim itself. Therefore, to determine what a dependent claim covers, it is necessary to look at both the dependent claim and the other claim or claims to which it refers. For example, claims 7, 8 and 9 of the '933 patent are dependent claims because they each refer to previous claims in the patent. To determine what dependent claim 7 covers, for example, the words of either claims 3, 4, 5, or 6 must be read together along with the words of claim 7. Here, Amgen is only asserting claim 7 as it depends from claim 3. So you must read the words of claim 7 together with the words of claim 3. You need not consider claim 7 as it depends from claims 4, 5, or 6. Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 7.2; 35 USC § 112 ¶ 4 (1984); Globetrotter Software, Inc. v. Elan Computer Group, Inc., 236 F.3d 1363, 1369-70 (Fed. Cir. 2001). MPK 133519-3.041925.0023 16 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 20 of 64 C. PROCESS AND SOURCE LIMITATIONS IN PRODUCT CLAIMS Sometimes a product may best be described by the process by which it is made, or by the source from which it is derived, instead of by describing its structure or chemical characteristics. Claims which describe a product by describing the process by which it is made are called "product-by-process" claims. Claims 3, 7-9, 11, 12 and 14 of the '933 patent are product-byprocess claims or depend from product-by-process claims. Claims which describe a product by reference to the source from which the product is obtained are called "source" claims. Claim 1 of the '422 patent is a product claim with a source element. (The "purified from mammalian cells grown in culture" element of '422 Claim 1 "only speaks to the source of the EPO and does not limit the process by which the EPO is expressed.") Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instructions 7.3; Vanguard Prods. Corp. v. Parker Hannifin Corp., 234 F.3d 1370, 1372-73 (Fed. Cir. 2000); Exxon Chem. Patents, Inc. v. Lubrizol Corp., 64 F.3d 1553, 1557-58 (Fed. Cir. 1995); Amgen Inc. v. Hoechst Marion Roussel, 314 F.3d 1313, 1329 (Fed. Cir. 2003). MPK 133519-3.041925.0023 17 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 21 of 64 D. "COMPRISING" CLAIMS The beginning words, or preamble, of a patent claim may use the words "comprising," "comprising the steps of" or "comprises." "Comprising" means "including" or "containing." A claim that uses the word "comprising" or "comprises" is not limited to products or processes having only the elements or steps that are recited in the claim, but also covers products or processes that have additional elements or steps beyond those stated in the claim. Let's take the example of a claim to a table. If the claim recites a table "comprising" a tabletop, four legs and glue, the claim will cover structures that contain other structures, such as a fifth leg or wheels on the legs. Source & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 7.4; Vehicular Techs. Corp. v. Titan Wheel Intl, Inc., 212 F.3d 1377, 1382-83 (Fed. Cir. 2000); Georgia-Pacific Corp. v. United States Gypsum Co., 195 F.3d 1322, 1327-29 (Fed. Cir. 1999). MPK 133519-3.041925.0023 18 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 22 of 64 E. LIMITATIONS OF THE CLAIMS AT ISSUE I have now instructed you as to the types of claims at issue in this case. I have already provided you with a glossary defining the meaning of the words used in the patent claims at issue. You must use the definitions I provided to you in your consideration of infringement and invalidity issues. The construction of certain claim terms is supplied in your juror notebooks. Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 7.8. MPK 133519-3.041925.0023 19 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 23 of 64 XIII. INFRINGEMENT [MODIFIED] A. INFRINGEMENT GENERALLY [MODIFIED] This is the test for infringement: does the alleged infringing product contain every element of the patent claim? If only one element of the claim is missing from the accused product or process, there is no infringement, even if all the other elements of the claim are present. If the accused product contains other things beyond the elements of the claim, or if the accused process includes other steps beyond those stated in the claim, it still infringes so long as the accused product or process has every element or step of the claim. If the accused product or process is improved, made better or more sophisticated, it still infringes so long as it has every element or step of the claim. Miss an element and there is no infringement. But add to the elements or make the elements better, and there is still infringement so long as Roche's MIRCERA has every element of an Amgen patent claim. To prove infringement, it is Amgen's burden to prove by a fair preponderance of the existence that MIRCERA or the process by which MIRCERA is made includes every element of an Amgen product or process claim. Amgen's burden is not clear and convincing proof. Rather, it is by a fair preponderance of the evidence. On all the evidence you believe does the evidence tend to prove that it is more likely than not that Roche's MIRCERA product infringes every element of the claim? That's infringement. When you get to the dependent claims, you must consider both the referenced claim and the dependent claim together. If you find that that referenced claim is infringed, you still must separately determine whether the claim which depends from it will also be infringed. You have to go back to the referenced claim, and consider every element of the referenced claim plus the dependent claim. Sources & Authorities MPK 133519-3.041925.0023 20 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 24 of 64 Ethos Techs., Inc., v. RealNetworks, Inc., No. 02-11324 (4/12/06 Trial Tr. at 2694:21-2697:16; 2710:2-11); Read Corp. Instruction, p. 26; Fed. Cir. Bar. Assoc Model Patent Jury Instruction 8.10. 1. Proposed Instruction for Infringement of '933 Claims 3, 7-9, 11 and 12 '933 claims 3, 7-9, 11 and 12 are product-by-process claims or depend from product-byprocess claims. A product-by-process claim describes a product by reference to the process by which the product is made, not by reference to the particular structure or function of the claimed product. In order for MIRCERA to infringe a product-by-process claim, you must find that Amgen has proved by a fair preponderance of the evidence that MIRCERA contains the claimed product made by the same process described in the claim. The fact that MIRCERA may contain additional elements, including elements not made by the process recited in the claims, does not mean that MIRCERA does not infringe the claim. Like a product claim, a product-by-process claim is still infringed by a product that meets every element of claim, even if the accused product also contains elements beyond those stated in the claim. Sources & Authorities: Fed. Cir. Bar Assoc. Model Patent Jury Instructions 8.9; Atl. Thermoplastics Co. v. Faytex Corp., 970 F.2d 834, 837 (Fed. Cir. 1992); Scripps Clinic & Research Found. v. Genentech, Inc., 927 F.2d 1565, 1583 (Fed. Cir. 1991); Northern Telecom Ltd. v. Samsun Elec. Co., 215 F.3d 1281 (Fed. Cir. 2000); Suntiger, Inc. v. Scientific Research Funding Group, 189 F.3d 1327, 1336-37 (Fed. Cir. 1999); A.B. Dick Co. v. Burroughs Corp., 713 F.2d 700, 703 (Fed. Cir. 1983); Amstar Corp. v. Envirotech Corp., 730 F.2d 1476, 1482-83 (Fed. Cir. 1984); Stiftung v. Renishaw PLC, 945 F .2d 1173, 1177-79 (Fed. Cir. 1991) 2. Proposed Instruction for Infringement of '868 Claims 1-2, '698 Claims 6-9, and '349 Claim 7 '868 claims 1 and 2, '698 claims 6-9, and '349 claim 7 are process claims. Amgen contends that Roche will infringe the asserted process claims by practicing these patented processes for making EPO in Germany, and then importing the EPO product produced by those processes into the United States. To determine infringement of the asserted process claims, you must first determine whether Roche's process for making EPO in Germany satisfies all of the elements of the asserted MPK 133519-3.041925.0023 21 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 25 of 64 process claims. The fact that MIRCERA may contain elements beyond those contained in the product of Amgen's claimed process, or that Roche uses steps beyond those recited in a patented process claim to produce MIRCERA, does not mean that Roche's process does not satisfy all of the elements of an asserted process claim. An accused process that uses every step of the claimed process infringes the claim regardless of whether other steps are used as well, or the imported product contains additional elements or features beyond those produced by the claimed process. If you find that Roche's process for making EPO satisfies every element of an asserted process claim, you must then determine whether the EPO product of the claimed process is materially changed by Roche prior to its importation of MIRCERA into the United States. If you find, for example, that the EPO product contained in MIRCERA is materially changed by the attachment of polyethylene glycol, then Roche will not infringe the asserted process claim. A material change is a significant change to the structure and properties of the EPO product, which changes the basic utility of the EPO product. The attachment of additional structure to the EPO product of the claimed process is not a material change to the product of the process unless it changes the structure and properties of the EPO product in a way that alters the basic utility of the EPO product. Even a significant change to the structure and properties of the EPO product will not be a "material change" if it would not be possible or commercially viable to make MIRCERA but for the use of Amgen's patented process. You must also determine whether the EPO contained in MIRCERA is a trivial and nonessential component of MIRCERA. If you find that it is, then Roche will not infringe the asserted process claim. Therefore, in order to find that Roche will infringe an asserted process claim, you must find that (1) Roche's process for making MIRCERA in Germany includes every element of an asserted process claim, (2) the EPO product of the claimed process is not materially changed by Roche, and (3) the EPO product in MIRCERA is not a trivial and non-essential component of MIRCERA. MPK 133519-3.041925.0023 22 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 26 of 64 Sources & Authorities 35 U.S.C. 271(g); A.B. Dick Co. v. Burroughs Corp., 713 F.2d 700, 703 (Fed. Cir. 1983); Amstar Corp. v. Envirotech Corp., 730 F.2d 1476, 1482-83 (Fed. Cir. 1984); Oki America, Inc. v. Advanced Micro Devices, Inc. No. C-04-3171, 2006 WL 2711555 (N.D. Ca., Sept. 21, 2006); Eli Lilly & Co. v. American Cyanamid, 82 F.3d 1568, 1571, 1573, 1575 (Fed. Cir. 1996). 3. Proposed Instruction for Infringement of '933 Claims 11 and 14 The act of encouraging or inducing others to infringe a patent is called "inducing infringement." In this case, Amgen asserts that Roche will induce others to infringe the methods of treatment claimed in claims 11 and 14 of the '933 patent as soon as it receives regulatory approval to sell MIRCERA in the United States. There can be no inducement of infringement unless someone will directly infringe the patent. Thus, in order to prove that Roche will induce another person to infringe '933 claims 11 and 14, Amgen must prove by a fair preponderance of the evidence that another person will directly infringe claims 11 or 14 and that Roche will induce that infringement. A person induces patent infringement if he or she purposefully causes, urges or encourages another to perform an act that infringes a patent claim and knows or should have known that his or her actions would induce actual infringement. Inducing infringement cannot occur unintentionally. Amgen asserts that Roche will induce infringement of '933 claims 11 and 14. Amgen must prove by a fair preponderance of the evidence that: Roche has or will encourage or instruct another person to use the method described in `933 claim 11 or 14. Roche knows of the '933 patent. Roche knows or should know that its encouragement or instructions will induce others to use MIRCERA in a manner that will infringe `933 claim 11 or 14. The other person will use MIRCERA to perform the method described in '933 claim 11 or 14. MPK 133519-3.041925.0023 23 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 27 of 64 Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 8.12, 8.12.1; 35 U.S.C. § 271(b) (1984); Aro Mfg. Co. v. Convertible Top Replacement Co., 365 U.S. 336, 340-41 (1961); DSU Medical Corp. v. JMS Co., Ltd., 471 F.3d 1293 (Fed. Cir. 2006) (en banc); Arthur A. Collins, Inc. v. N. Telcom Ltd., 216 F.3d 1042, 1049 (Fed. Cir. 2000); Porter v. Farmers Supply Serv., Inc., 790 F.2d 882, 884-86 (Fed. Cir. 1986); Micro Chem., Inc. v. Great Plains Chem. Co., 194 F.3d 1250, 1261 (Fed. Cir. 1999); Chiuminatta Concrete Concepts, Inc. v. Cardinal Indus., Inc., 145 F.3d 1303, 1311-12 (Fed. Cir. 1998); Joy Tchs., Inc. v. Flakt, Inc., 6 F.3d 770, 774-76 (Fed. Cir. 1993); DSU Medical Corp. v. JMS Co. , 471 F.3d 1293, 1306 (Fed. Cir. 2006). MPK 133519-3.041925.0023 24 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 28 of 64 B. DOCTRINE OF EQUIVALENTS2 [MODIFIED] The law says this: A copier who changes the invention a bit may still be guilty of infringement. And that's known as infringement by the doctrine of equivalents. If you build what's really the equivalent of the patented invention, the law will hold that to be an infringement. What must you do? You must look at the claim again. We always start with the claim. And then ask yourselves this. If there is a particular element in the claim that is literally missing in Roche's MIRCERA, there may still be infringement under the doctrine of equivalents. Ask yourself with respect to each claim element, considered separately, whether Roche's MIRCERA product contains the claimed element or an equivalent thereto that performs substantially the same function, in substantially the same way, to achieve substantially the same result, as the claimed element. If Amgen persuades you by a fair preponderance of the evidence that MIRCERA does, then MIRCERA infringes by the doctrine of equivalents. Sources & Authorities Read Corp. Instructions, pp. 28-29; Graver Tank & Mfg. Co. v. Linde Air Prods. Co., 339 U.S. 605, 609 (1950). This instruction expands on the previous subsection B regarding the necessity for every claim element must be present, either literally or under the doctrine of equivalents. 25 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY 2 MPK 133519-3.041925.0023 Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 29 of 64 C. INFRINGEMENT OF OPEN-ENDED OR "COMPRISING" CLAIMS This instruction has been incorporated into subsection A. D. INFRINGEMENT OF DEPENDENT CLAIMS This instruction has been incorporated into subsection A. E. INFRINGEMENT OF PROCESS CLAIMS UNDER 35 U.S.C. §271(G) This instruction has been incorporated into subsection A MPK 133519-3.041925.0023 26 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 30 of 64 F. INFRINGEMENT AND IMPROVEMENTS TO PATENTED INVENTION Roche contends that MIRCERA and the process by which it is produced constitute improvements to the inventions claimed in the Lin patents. Proof of this fact does not necessarily mean that MIRCERA or the process by which it is produced does not infringe Amgen's asserted patent claims. If MIRCERA contains every element of an asserted product or product-by-process claim, it infringes that claim regardless of whether it contains additional elements beyond those stated in the claim, or improves upon the invention described in the claim. Similarly, if the process by which Roche produces MIRCERA includes steps beyond those stated in the claim, it still nonetheless infringes the claim if it uses every step stated in the claim. Roche may infringe Amgen's patents, whether or not Roche has a patent on MIRCERA. Improvements may be separately patentable, yet still infringe another's patent. The tests for infringement remain as I have instructed you. As long as you find that MIRCERA or the process by which it is produced include every element of at least one of the asserted patent claims, either literally or under the doctrine of equivalents, then you must find that the patent claim(s) will be infringed, despite what Roche contends to be improvements. Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 8.11; Temco Elec. Motor Co. v. Apco Mfg. Co., 275 U.S. 319 (1928); Nat'l Presto Indus., Inc. v. W. Bend Co., 76 F.3d 1185, 1191-92 (Fed. Cir. 1996); Zygo Corp. v. Wyko Corp., 79 F.3d 1563, 1570 (Fed. Cir. 1996); Hoechst Celanese Corp. v. BP Chems. Ltd., 78 F.3d 1575, 1582 (Fed. Cir. 1996); Stiftung v. Renishaw, PLC, 945 F.2d 1173, 1179 (Fed. Cir. 1991); Atlas Powder Co. v. E. I. Du Pont de Nemours & Co., 750 F.2d 1569, 1580-81 (Fed. Cir. 1984). MPK 133519-3.041925.0023 27 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 31 of 64 G. DETERMINATION OF INFRINGEMENT This instruction has been incorporated into subsection A. H. INDUCEMENT This instruction has been incorporated into subsection A. MPK 133519-3.041925.0023 28 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 32 of 64 XIV. VALIDITY Each patent claim is presumed to be valid. Roche has the burden to prove to you by clear and convincing evidence that each of the asserted patent claims is invalid. In addition to the presumption of validity, when no prior art other than that which was considered by the United States Patent Office examiner is relied on by a challenger, the challenger has the added burden of overcoming the deference that is due to United States Patent Office examiners, who are presumed to have properly performed their job and to have some expertise in doing so. A. PRESUMPTION OF VALIDITY Under the law, each of Amgen's patent claims is presumed to be valid, and Roche, the party attacking the validity of the patent claims, has the burden of proving invalidity by clear and convincing evidence. This is a higher burden of proof than Amgen bears for proving infringement. The presumption of validity is strong and relates to each patent as a whole, no matter what grounds Roche seeks to invalidate the patents. This means that, because the United States Patent Office issued the patents-in-suit, the law presumes that each invention claimed in each patent was new, useful and constituted an advance which was not, at the time of the invention, obvious to one of ordinary skill in the art. Because the Patent Office issued multiple patents to Amgen for its inventions, the presumption of validity means that the law presumes that each of those patents was not obvious over one another. It also means that the patent and each claim is presumed to comply with the patent laws' written description, enablement, and definiteness requirements. If you find that the United States Patent Office considered the prior art references asserted by Roche as a basis for invalidity, then Roche has the added burden of overcoming the deference that is due to a qualified government agency presumed to have properly done its job. When considering if Roche has met its burden of proving invalidity by clear and convincing evidence, you must consider each asserted claim of each of Dr. Lin's patents separately. You must presume that each claim of each patent (whether in independent, dependent, or multiply dependent form) is valid independently of what you find as to the validity MPK 133519-3.041925.0023 29 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 33 of 64 of any other claim of each patent. You must presume that dependent or multiply dependent claims are valid even if they depend upon a claim you find to be invalid. In assessing Roche's invalidity defenses, you must take into consideration this presumption. To determine validity, you must decide whether all the evidence introduced by both sides established that Roche has carried its burden to persuade you by clear and convincing evidence that each asserted claim in each patent-in-suit can no longer be accepted as valid. Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 10.1; 35 U.S.C. §§ 282; See American Hoist & Derrick Co. v. Sowa & Sons, 725 Fed. Cir. 2d 1350, 1359 (Fed. Cir. 1984); Morton Int'l v. Cardinal Chem. Co., 5 F.3d 1464, 1471-2 (Fed. Cir. 1993); Mendenhall v. Cedar Rapids Inc, 5 F.3d 1557, 1563-64 (Fed. Cir. 1993); Avia Group Int'l. Inc. v. L.A. Gear Cal., 853 F.2d 1557, 1567 (Fed. Cir. 1988); DMI, Inc. v. Deere & Co., 802 F.2d 421, 427 (Fed. Cir. 1986); Stratoflex, Inc. v. Aeroquip Corp., 713 F.2d 1530, 1534 (Fed. Cir. 1983); Amgen, Inc. v. Hoechst Marion Roussel, Inc., 126 F.Supp.2d 69, 105 (D. Mass 2001). MPK 133519-3.041925.0023 30 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 34 of 64 B. PATENT VALIDITY - GENERALLY For Roche to prove that an asserted claim is invalid, Roche must prove that the invention as claimed in the patent does not meet certain requirements under the patent laws. These requirements require that the invention recited in the claim be new, useful, and non-obvious. The terms "new," "useful" and "non-obvious" have special meanings under the patent laws. I will explain these terms to you as we discuss Roche's grounds for asserting invalidity of the patents-in-suit. In addition, a patent claim must meet three additional requirements to be valid. First, the patent specification must provide a complete written description of the claimed invention. Second, the patent specification must enable one skilled in the art to make and use the claimed invention. Third, the claims of the patent must be sufficiently definite. I will discuss each requirement in more detail as they specifically relate to this case. In this case, Roche has challenged the validity of the patents-in-suit on some but not all of these grounds. To successfully challenge the validity of an asserted patent claim, Roche must prove, by clear and convincing evidence, that the claim is invalid, and it must do so on a claimby-claim basis. Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 10.1; 35 U.S.C. §§ 101, 102, 103 and 112; See Morton Int'l v. Cardinal Chem. Co., 5 F.3d 1464, 1471-2 (Fed. Cir. 1993); Mendenhall v. Cedar Rapids Inc, 5 F.3d 1557, 1563-64 (Fed. Cir. 1993); Avia Group Int'l. Inc. v. L.A. Gear Cal., 853 F.2d 1557, 1567 (Fed. Cir. 1988); DMI, Inc. v. Deere & Co., 802 F.2d 421, 427 (Fed. Cir. 1986); Stratoflex, Inc. v. Aeroquip Corp., 713 F.2d 1530, 1534 (Fed. Cir. 1983); Amgen, Inc. v. Hoechst Marion Roussel, Inc., 126 F.Supp.2d 69, 105 (D. Mass 2001). MPK 133519-3.041925.0023 31 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 35 of 64 C. PRIOR ART: DEFINITION [MODIFIED] Under the patent laws, a person is entitled to a patent only if the invention claimed in the patent is new and not obvious in light of what came before the date the invention was made. That which came before the date of invention is referred to as the "prior art". In order to be prior art, it must have been publicly available, without restriction, to the segment of the public that was most likely to make use of the prior art's contents. Private or secret knowledge, such as knowledge confidentially disclosed within a small group, is not part of the prior art because it is not part of the general knowledge in the field. Roche is relying on various items of prior art to show that Amgen's patents are invalid. Roche must prove by clear and convincing evidence that the items it asserts are prior art fall within one or more of the different categories of prior art recognized by the patent laws. These categories include: First, anything that was publicly known or used in the United States by someone other than the inventor before the inventor made the invention. Second, anything that was in public use or on sale in the United States more than one year before the application for the patent was filed. Third, anything that was patented or described in a printed publication anywhere in the world before the inventor made the invention, or more than one year before the application for the patent was filed. Fourth, whether the invention at issue in this case was invented by another person in this country before the inventor made the invention, if the other person did not abandon, suppress or conceal his or her prior invention. Fifth, anything that was described in a patent that issued from a patent application filed in the United States or certain foreign countries before the inventor made the invention. Let me pause for a moment. I've been talking about prior art. Art that is dated after Amgen's invention date is not prior art and cannot be used to prove prior art. You should not 32 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY MPK 133519-3.041925.0023 Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 36 of 64 consider such art when determining the issues of anticipation and obviousness. You should further keep in mind that the '008 patent cannot be prior art as a matter of law. And work by Amgen employees on the inventions is also not prior art. As to the other references or work that that you have heard about during this case, it is up to you to determine whether they are prior art. That's factual. Just because they've called these things out as prior art, and I made mention of them, that's just to focus you. It's up to you to decide whether they're prior art. That's factual, not for me to decide. It is Roche's burden to show by clear and convincing evidence that prior to the date of Dr. Lin's inventions, the asserted reference was in the prior art as defined by any one of the definitions I just mentioned. Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 10.6.1; 35 U.S.C. 102; 35 U.S.C.§ 103(c). MPK 133519-3.041925.0023 33 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 37 of 64 D. CONCEPTION AND REDUCTION TO PRACTICE [MODIFIED] The date on which the inventor made the invention is called the "date of invention." In this case, the claims of the patents define several different inventions, each of which may have different dates of invention. The date of an invention is the first date it was conceived if it is followed by a diligent reduction to practice. Here, Amgen contends that the dates of the DNA sequence of human EPO was conceived and reduced to practice no later than October 1983 and that all of Dr. Lin's other inventions were conceived and reduced to practice before September 1984. Consequently, you must separately consider as to each claimed invention, the date of that invention, and thus the date before which a reference may qualify as prior art. There are two parts to the making of an invention. When the inventor first has a complete idea of the invention, it is called the "conception" of the invention. A conception of an invention is complete when the inventor has formed the idea of how to make and use every aspect of the claimed invention, and all that is required is that the invention be made without the need for any further inventive effort. The actual making of the invention is referred to as "reduction to practice." An invention is said to be "reduced to practice" when it is made and shown to work for its claimed purpose. Sometimes, it is impossible to have full conception of an idea until it is actually reduced to practice. This situation is known as the doctrine of simultaneous conception and reduction to practice and is especially likely to occur in the unpredictable arts such as biology. This doctrine may apply to product claims or to process and product-by-process claims. SOURCES & AUTHORITIES: Fed. Cir. Bar Assoc. Model Patent Jury Instruction 10.6.1; Mycogen Plant Sci., Inc. v. Monsanto Co., 243 F.3d 1316, 1330 (Fed. Cir. 2001); Singh v. Brake, 222 F.3d 1362, 1366-70 (Fed. Cir. 2000); Genentech Inc. v. Chiron Corp., 220 F.3d 1345, 1351 (Fed. Cir. 2000); Bruning v. Hirose, 161 F.3d 681, 684-85 (Fed. Cir. 1998); Cooper v. Goldfarb, 154 F.3d 1321, 1326-31 (Fed. Cir. 1998); Hyatt v. Boone, 146 F.3d 1348, 1352-55 (Fed. Cir. 1998); Estee Lauder Inc. v. L'Oreal, S.A., 129 F.3d 588, 592-93 (Fed. Cir. 1997); Mahurkar v. C.R. Bard, Inc., 79 F.3d 1572, 1577MPK 133519-3.041925.0023 34 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 38 of 64 79 (Fed. Cir. 1996); Burroughs Wellcome Co. v. Barr Labs., 40 F.3d 1223, 1228 (Fed. Cir. 1994); Griffith v. Kanamaru, 816 F.2d 624, 626 (Fed. Cir. 1987); Bey v. Kollonitsch, 806 F.2d 1024, 1026 (Fed. Cir. 1986); Morgan v. Hirsch, 728 F.2d 1449, 1452 (Fed. Cir. 1984); Amgen, Inc. v. Chugai Pharma. Co., 927 F.2d 1200, 1205-06 (Fed. Cir. 1991). MPK 133519-3.041925.0023 35 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 39 of 64 E. PRIOR ART ­ PRIOR INVENTION [MODIFIED] An invention made by another person before the inventor made the invention claimed in the patent may be prior art to the claimed invention, unless that other person abandoned, suppressed or concealed his or her invention. As a general rule, the first person to reduce an invention to practice is said to be the first inventor. An invention is reduced to practice either when a patent application is filed or when the invention is made and shown to work for its intended purpose. Thus, if another person reduces to practice an invention before the inventor on the patent, then the reduction to practice by the other person will be prior art to the patent claims. This showing of invention by another person must be corroborated by independent evidence. Let's consider an example. Mr. Smith has a patent on a table. He reduced his table to practice on April 1. Ms. Jones invents the same table. She built her table on March 1, one month before Mr. Smith reduced his table to practice. Ms. Jones' invention of the table is prior art to Mr. Smith's patent claims because Ms. Jones reduced her table to practice one month before Mr. Smith's reduction to practice. The final requirement for a prior invention to be prior art is that the prior inventor did not abandon, suppress or conceal his or her invention. Generally, an invention was not abandoned, suppressed or concealed if the invention was made public, sold or offered for sale, or otherwise used for a commercial purpose. The filing of a patent application that discloses the invention is evidence that the invention was not abandoned, suppressed or concealed. Sources & Authorities Dow Chem. Co. v. Astro-Valcour, Inc., 267 F.3d 1334,1341-43 (Fed. Cir. 2001); Apotex USA, Inc. v. Merck & Co., 254 F.3d 1031 (Fed. Cir. 2001); Mycogen Plant Sci., Inc. v. Monsanto Co., 243 F.3d 1316, 1330 (Fed. Cir. 2001); Singh v. Brake, 222 F.3d 1362, 1366-70 (Fed. Cir. 2000); Genentech Inc. v. Chiron Corp., 220 F.3d 1345, 1351 (Fed. Cir. 2000); Bruning v. Hirose, 161 F.3d 681, 684-85 (Fed. Cir. 1998); Cooper v. Goldfarb, 154 F.3d 1321, 1326-31 (Fed. Cir. 1998); Hyatt v. Boone, 146 F.3d 1348, 1352-55 (Fed. Cir. 1998); Estee Lauder Inc. v. L'Oreal, S.A., 129 F.3d 588, 593 (Fed. Cir. 1997); Mahurkar v. C.R. Bard, Inc., 79 F.3d 1572, 1577-79 (Fed. Cir. 1996); Checkpoint Sys, v. United States Int'l Trade Comm'n, 54 F.3d 756, 761-63 (Fed. Cir. 1995); Innovative Scuba Concepts, Inc. v. Feder Indus., Inc., 26 F.3d 1112, 1115-16 MPK 133519-3.041925.0023 36 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 40 of 64 (Fed. Cir. 1994); Griffith v. Kanamaru, 816 F.2d 624, 626 (Fed. Cir. 1987); Bey v. Kollonitsch, 806 F.2d 1024, 1026 (Fed. Cir. 1986); Dunlop Holdings Ltd. v. Ram Golf Corp., 524 F.2d 33, 34 (7th Cir. 1975); Palmer v. Dudzik, 481 F.2d 1377, 1385-87 (C.C.P.A. 1973); Gould v. Schawlow, 363 F.2d 908 (C.C.P.A. 1966). MPK 133519-3.041925.0023 37 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 41 of 64 F. PRIOR ART: PRINTED PUBLICATION Printed publications from anywhere in the world are prior art if the printed publications were published, either before the inventor made the claimed invention or more than one year before Dr. Lin filed his original priority patent application for the issued patent. A document is a printed publication if it was reasonably accessible to that portion of the public most likely to use it. It is not necessary that the publication be available to every member of the public. Thus, publications may include not only such things as books, periodicals or newspapers, but also publications that are not as widely available to the public, such as trade catalogues, journal articles or scholarly papers that are distributed or available to those skilled in the field of the invention. However, unpublished or concealed writings are not printed publications and, therefore, are not part of the prior art. The date that a printed publication becomes prior art is the date that it becomes available to the public. Published patent applications are printed publications as of their publication dates. If a printed publication was published more than one year before the priority application was filed, then the publication would be prior art, regardless of the date of invention for the patent claims. Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 10.6.7; 35 U.S.C. §§102(a)-(b); Mahurkar v. C.R. Bard, Inc., 79 F.3d 1572, 1576 (Fed. Cir. 1996); N. Telecom, Inc. v. Datapoint Corp., 908 F.2d 931, 936-37 (Fed. Cir. 1990); In re Cronyn, 890 F.2d 115, 1159-61 (Fed. Cir. 1989); Constant v. Advanced Micro-Devices, Inc., 848 F.2d 1560, 1568-69 (Fed. Cir. 1988); In re Hall, 781, F.2d 897-899 (Fed. Cir. 1986); Mass. Inst. of Tech. v. AB Fortia, 774 F.2d 1104, 1108-09 (Fed. Cir. 1985); In re Wyer, 655 F.3d 221, 225 (C.C.P.A. 1981). MPK 133519-3.041925.0023 38 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 42 of 64 G. PRIOR ART: PRIOR KNOWLEDGE OR USE BY ANOTHER IN THE UNITED STATES Knowledge or use in the United States of a patented invention can be prior art to the patent claims. The knowledge or use will be prior art if it meets the following requirements. First, the knowledge or use must be by someone other than the inventor. Second, the knowledge or use must be before the inventor's date of invention. Third, the knowledge or use must be in the United States. Prior knowledge or use outside the United States cannot be relied upon to invalidate a patent claim. Fourth, the knowledge or use must have been public. Private or secret knowledge or use by someone other than the inventor is not prior art. Sources & Authorities Fed. Cir. Bar Assoc. Model Patent Jury Instruction 10.6.4; 35 U.S.C. §102(a); Woodland Trust v. Flowertree Nursery, Inc., 148 F.3d 1368, 1370 (Fed. Cir. 1998); Ecolochem, Inc., v. S. Cal. Edison Co., 227 F.3d 1361, 1369 (Fed. Cir. 2000). MPK 133519-3.041925.0023 39 AMGEN PROPOSED JURY INSTRUCTIONS CIVIL ACTION NO. 1:05-CV-12237 WGY Case 1:05-cv-12237-WGY Document 1318 Filed 10/09/2007 Page 43 of 64 H. ANTICIPATION [MODFIIED] Roche contends that claims 3, 7-9, 11, 12 & 14 of the `933 Patent are invalid under the doctrine of anticipation. A person or party cannot obtain a patent on an invention if someone else has already made the same invention. In other words, in order to qualify as patentable, an invention must be new. If an invention is not new, we say that it was "anticipated" by the prior art. An invention that is anticipated by prior art is not entitled to patent protection. A party challenging the validity of a patent must prove anticipation by clear and convincing evidence. A claim is anticipated only if each and every element as set forth in the claim is disclosed, either expressly or inherently, in a single prior art reference. To establish that an element of a claim is inherent in the prior-art reference, even if not explicitly set forth, the evidence must make it clear that the missing descriptive matter is necessarily present in the thing described in the prior art, and that it would be recognized to have been present in the prior art by persons of ordinary skill in that art at the time of Amgen's invention. A mere possibility or probability that the missing element is present in a prior art embodiment is not sufficient to prove that it was inherently present. In order for you to conclude that something not expressly described in a prior art reference was present in that prior art reference at the time of the invention, it must be necessarily present. That it, it must necessarily and naturally result from the operation of the prior art reference as taught by the reference. To establish that a prior art reference anticipates a claimed invention, the prior art reference must also enable one of ordinary skill in the art to make and use an embodiment of the claimed invention without undue experimentation. What does "enabled" mean? It means that the prior art reference must provide sufficient guidance for one of ordinary skill in the art at the time of the invention to

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?