Amgen Inc. v. F. Hoffmann-LaRoche LTD et al

Filing 376

APPENDIX/EXHIBIT re #338 Memorandum in Support of Motion, to Compel Production of Documents Improperly Withheld on Grounds of Privilege [Appendix C] by F. Hoffmann-LaRoche LTD, Roche Diagnostics GmbH, Hoffmann LaRoche Inc.. (Rizzo, Nicole)

Case 1:05-cv-12237-WGY

Document 376

Filed 04/13/2007

Page 1 of 16

UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS AMGEN INC., Plaintiff, v. F. HOFFMANN-LA ROCHE LTD, ROCHE DIAGNOSTICS GmbH, and HOFFMANN-LA ROCHE INC. Defendants. ) ) ) ) ) ) ) CIVIL ACTION No.: 05-CV-12237WGY ) ) [NON-REDACTED VERSION] ) ) ) )

APPENDIX C TO DEFENDANTS' MEMORANDUM IN SUPPORT OF ITS MOTION TO COMPEL PRODUCTION OF DOCUMENTS IMPROPERLY WITHHELD ON GROUNDS OF PRIVILEGE This document is filed pursuant to the Court's Order of April 4, 2007 (denying Amgen's motion to file its own privilege log under seal on the grounds that "The Privilege Log Itself . . . is Public."). It consists of an unredacted version of Appendix C to Defendants' Memorandum (Docket No. 338) in Support of Defendant's Motion (Docket No. 336) to Compel Production of Documents Improperly Withheld on Grounds of Privilege. Dated: April 13, 2007 Boston, Massachusetts Respectfully submitted, F. HOFFMANN-LA ROCHE LTD, ROCHE DIAGNOSTICS GMBH, and HOFFMANN-LA ROCHE INC. By their attorneys, /s/ Nicole A. Rizzo___________ Nicole A. Rizzo (BBO# 663853) BROMBERG & SUNSTEIN LLP 125 Summer Street Boston, MA 02110 Tel. [phone] [e-mail]
03099/00501 642745.2

Cerleln Produots sndPhsrmaollutloalComposttons ContaInIng

In the MiJtte' of Reoemblnant Human EiyhropoletIn, U.S.lnt'I Trade Comm'n Inv. No. 337-TA.S6a
ComplaInant Amgen Inc.'e Privileged Documenta Llat

Memo rCQsrdlng law 01 Canadian conflct procedIngs w1lh

attorney notes thereon reflectng manlallmpresslomi
re ørdln tame.

EnUre Document

8Ilon71Handwrtten notes roflectlng teclnloal analysis ofMlyøko's
"pui1ncallori or Human

Egrle
ErythropoIetin- prepared at request

Case 1:05-cv-12237-WGY

99 053a9-99 05395

of consel for use In I'nderlnli IØOlI16rvC8l.

¡entire Document

7/1S/19801
Ch.rnl'k

SI.g.'
Corr..pond,n", p!Odln¡ l.ga'advCl, and ioqueellng

9916596

Hibønnin
d'OiMII.
inention dlscloaure.

Infrmall'n to proe oddll,n.1 f.g.l.d~"". regamlng

Hil

K.llnowld

Tentf
R. SI.g.1
I

IEnUre Document

7/2/1980 ~ I

GOldwasser I
Corrspondence requesting regal advice rogardlng

AC

99 16597
IEntlre Ooo.ment
AC

Goldwasser lnvonUon and flcenslng, àttch toprtvlleged

Document 376

document no. 9918598,
( Gpldw....r (
Kung

8122ÆiBO ,
Chømtck d'OiNU. Hubemian
Kallnowsld
HI1

R. Slogol

Corrpondence provldlng: lsgal advlce regardIng Goldwasser InvenUon encillcenslng.

9916595.99165961

IEntlre Document
COl'spondence provldlng legal advlce regarding

1/2811982 I

R. Slagel

9918594

Te ntz Golden Sigal Ullmann

Gofdsser Invention and licensing,

Hubonan
Cla!!s
'aYlnskv
I I I

Filed 04/13/2007

lenUre Oo",meni

eeNFl13ENM:ß;I!O'lIVI!R13Eft.
Page 1

Page 2 of 16

In t1ø Mllst of
ComplaInant Amgen Inc:a Prlvlleged Documonla LIst

Cørta/n Produèfs and Phørmacsutcal Compoaltlona ContaTnlng RacombTnanf Human EryhropoIetIn. U.S, IntI Tradø Comm'n Jnv, No. 337.TA.S66

Corro8pondanco provldlng-Ioga) advtce regardIng

Golden Sigel Ullmann
GOldwasserllMnUon andllcanslng.

Huberan
Close
Correøpond&iei-1fm ~-atontcóunsBI for collaborBtor
AC

Case 1:05-cv-12237-WGY

Entire Document

1128/1983

Röban SeIgel

WeIil

ã:en
O.S.Slg.l
roftoctngfdlicuatlng 18gs1 atrateov reardng fknllng.
JoE. Ullmenn MFS e. Goldwassor

9904756

C.Kartakl W.J.Clo.e
T.L.WèlsB
J.E. UJmRn

Entire Doeuenl
AC

Document 376

11./1983

M.S.k
egns

ge 04744

CorrapoJKenCl enåoslngdraft patent appflóBiföñ-iiÜ'requesting Intormatlonnecosiary to rendørtnø of legal advlc& rolisrdlnfuirollBcullon 01 U;8. Serlal No. 483.724.

Entire Document
AC
9917940.99 17946

f.¡,
reared forlenal aeNlC8a.

Am.en l...l

Handwitton notee andinlG'ilneatlona made on Kelier ot 81:a .Seoondaryatclroi of protslna and peptldea ln

amphlphllcenvlroenti. raflecUng lechnlcal analysis
EnUre Doa.ment
AC
90 04760

2J19B3

M.Sek

egne

Corrspondence frm paent counsel requaUng
InformaUon required to .ronder legDIaervlca8 regardIng

prsecon of Egr10 pa,ent appllcaUon, enclosIng: copy of søøllcallon Serlal No."S3.724.

Entire Document
AC

211983
.Wãfit

M.Sek

,'Corrspndenee frm patent counsel reportng on legal .eM"' aM raqua"'ni InrormaUon rsqulra410 rand.. ruMor l'g.leOlco. ragiidlni praieoulon or Egno .
sppllOlllon, on~oilng copl.. oiippliOlUon and i..lgnmonl
(OF4IXecuOI'.

Filed 04/13/2007

0094750

Entire Oooument

GGFlN-rlAldEO'TO PR&TEOn~
Page 2

Page 3 of 16

In the Mlttter of Cer/aln Product and Pharmac.utlcol Compositons ContalnlngR.comblnant Human Eryhropoietin, U.S. IntI Trade Comm'n Inv. No. 337-TA.56B

ComplaInant Amg.n In.... PrivIl.g.d Do.um.nlø List
t.1i'W.

Comi8ponden~ prOldin~ logal advIce andrequ8sUog InformaUonAiitrctona from client-required to render legal
aervcoalassl6fnco regardIng proiecuUon of Egrlø U.S.
Sorial No. 04S3.7204. .

;~~lItt~

.'''M~tè'B

.¡Wi""
~~~~f.:~ri~1l(

Entlro Document
AC

Case 1:05-cv-12237-WGY

8/111983

M.Bllk
WaIst
88rveesJasalatanco røgarcl.ng prosoeuUon of foreign

Corrspodenco from palent counsel requÐStlng InformaUonlnallUcllOnl from ellanl requld 10 rendar 'ogal

99 04756

countol'iirt to U.S. Serfal No. .iB3,72.
Handwr11en noteii IlfJectQ' Jegil

1114/19'3
IidvlC8 and Informø.Uon

EnUre Document

MFa
AC

ÐO 01013.99

required for rondortng logll advice In coeollon wllh Un

01016,

palantappllcUonl, dalad 11.1Hhnd 11-16083, (2
Welit
InronnaUotin.\trctool from clIent requred to rendÐr I6gBI

9916710.9915712
Entire Oocument
AC

i29øi
8énieesJitalatanc. regørelng ptOheuon offorlgn
counterpart to U.s. Sorlal No..lB3;724. HandWltl6n dtat!on list Wllti notaa renactng attrney montall
ImprssIons about rererencai from E'gi1e pàtent appUcatlol1

M;Sak

coDles) Comapondence frm patent coun.al raqualUng

99 04755

Document 376

19.3-84

En!fre Document
AC

MOGMa

98 0100Ml9 01012
Entlro Document

round In fila for U.S. AppHeatlon SOliDI No. li81,024.
COmpllatlon ofjotual abstrctiwith altomay handwinon

198J.84

MFa

S.Marquez

AC

9900210.99
00283,
99 00288-19 00633~

nolas lInd hlghUghtng, renectng fegal analyïila and attorney: mental lmprosslons provldad tQ Amgen reating to Un U.S. Selial No. 675.298.
HondrfUen moma proYldlng legatadvtce regarding .

19B;l84

Entire Document
AC

MOGMa

9901012
Entire Document
AC

Euipoan Palent App/lcaUonSartal No, 83;79, round In me

1/16/1984

Egrto

MFa

for U.S. A Ucatlo Sa a oes 024. COmi'poMenø frm ç!le 0 pi ent coun'el pro dine
lnformøllonnnitrctlonifor regil.orvcea and roqLtøB~ng
legi'advlca end iiNI..e "glrilng prOleculion of U,S.

Filed 04/13/2007

99 04754

Serfal No. 403.724.

EnUre Document

CQNFlEl\JSdEliT T-G PfWYERDER
Paga 3

Page 4 of 16

In the Malter of
ComplaInant Amgen Inc.'s Prlvllsged Documents LIst
",.~_,~..-.,~~-,~.p...
~ SD:;~\;T.""'~"_~;7;';':

Cerlaln Product and PharmaceutIcal CompositIons ContaIning RecombInant Human Eryhropoietin, U.S. Int'l Trade Comm'n Inv. No. 33T.TA.566

....m.ia~'i¡',.

CoTtspondonce from patent Cöuneel req'uÐstlng

InformaUanJnstrCUona fro elenlrequlrøcl to render tegal
servClalaaalatance regardng proll'cuUon of Egrle U.S.

Selial No.40a.12.
WeIst
AC

EntIre Oocumenl

Case 1:05-cv-12237-WGY

I7:WI9..
Corspondence frm patent counsel reporting on legal

M.aak
aelVcea regarding prosecuIon offorølgn counli:rpart to
E1i1a U.S. Serfal No, 483.124.
Exrpt ar draft Un palonl sppUcaUon,lnCludlna handwi1tlen

..04752
Entire Document
.. 01025

2/1984
AC

MFa
ø.ttmoy nolatlons. reneCllng fegaliidvlce snd analya1s

J. Browno

Entire Document
AC

21119B4
prosac:an o/U.s. Un PalantAppl109U.n No. 861.024. (2

MFa
coi:!aal
MOGMB
advlce regardIng proa8cullon of Egrfe EPO Palent

Welit
Comispondence frm tarolon pøtent counsel prodIng legal
ApolleaUonNo. B4 300993.3. LeltrnlecUng lognl strtegy anCi advfco, provklnø draft of
palsnt apptrcaUon and roquaallng commonts to formulate

Dradød IDAmasn. Corrspondunc: prcvldlng legal advlcø In eonnecUon wIth

.901007.

..18708
EnUra Document

2/10/1984

FOlTlllter BoehmBrl
Lln

AC

.904.1...904.20
Entlro Docuont
AC

Document 376

2/15/1984

MFa

9901022
Entire Document
AC

leiialadVce.
W(I!sl

2/17/1984

MFB

Corrspondoneo pro\llng legal advl cocerning
prosec:on ofUn Palanl Appl109Uon Sanal No. 561.024.

..01006. .915707-916706
EnUre Document
AC

Including attached abstract of S. l.rHuang (Blophyslcal
Joumiil. Vol. 45.15800 No. 21. (2coPlesl Redacton of mquet for legaladvlea raported In minutes of
admltslrUve meBlIng. (RedacUon made In Amgen 1/.
MUiUplo parnoraphs

312/1984
Binder Slobblng Welsl

Rathmann

A 42889-A 42SQO

4191984

J. Brown

MF

Chunalllt~aUan from docuent nos. 5048274:9.) Corrspndoncø from foreIgn piitcnt ngont providIng logal

AC

9904916
nUm QQr;mfln'

6~vl'" fIali!lnn pro"",lIon of ~nn. ~PQ Palonl
lo9llon No. M 0006'

Filed 04/13/2007

.(GNFlBEAl,'¡UIBdi:ST'lß'e'f\Rfll
Page 4

Page 5 of 16

/n the MaUar of CertaIn Products and Pharmaceutca/Composltons ContaInIng RecombfnanlHumanEryhropolelln. U.5,lnl'l Trade Comm'n Inv. No. 337-TA.588
Complainant

Amiien Inc.'. Privllaged Documents LIBt

6/13/1994

A. Mondolson

Klrln Breery

Com:8pondlincöproVidlng and requóstlng liigat ad'oco f8Qllldlna Ear1ø and Un tlstemB'PPllcatlons. (3 copies' Legal opInIon regardIng Klif-Amgan Sh8l'holders'

Case 1:05-cv-12237-WGY

Agre.ment. (2 coplea)
Kllln

AC
I

9916351..99 16354, 99 14220.99 14223
-lE-iiJre Document
99 16365.g9

6113/1984

MfB
Waist Mendelson

Leg.ioplnlon ie.l1lng tllli to P'llnt .ppllcaUona of

Ai;
I

K1rinlAmgon,lncludlng .llehod ."Ianmen! documenl, (2

copl..)
K.nlkl

16387,
9914224-9 14239

6/13/1911

J. Marcua

G elnder
by MUlfck. Posler fh. 12 CODlell

Poron of C0lT1pond9nCf relalllg-ïo-ïeg8i repreïi-entatlon

Entire Document
AC AC
99 18345.

6/13/1994

MusiCk Paolof &

Gerrtt
Peelerfl. (2 copIes)

Amgon
Corrspondence regarding 'egalnipresenlatlon by MUSICk,

99 14214 9fl16346.99
18349.

Entire Document

9914216-9914218
I Y Kílttiäma
I Corrspondence frm foreIgn

Document 376

6113/1984

We!iit

6/1994
MFB MFB

SctuChim1

CDlBDOndence reaa-n:lna Kfin-Amasnaørøement.

6111984

Forrster
300693.3.
SChuchard

J.MBI'a

CorrsDondence reaarolnaUn patent 8lslanment.
patent COUnsel reportng on

Ai;
AC AC

Boahmort

9914240 9901"29 9904915

Entire Document Entire Document Entire Document

legel.eiva and providing I.gnl .dl/cø regaring

prosècuUon or Egrle &0 Palent ApjDcaUon No. 84

7ßJ1984
Binder

MFB

entire Document
AC
I

9901071A
enure Oocumont
AC
I

71J21984

Riithann

Caruers
Stabblna Vapnek We/st

Corrspondence regarding legal seNlcas regardIng Un oalen! 8811Qnment Redacton:ot legal advce cocernIng palentabllty of Un

Invntion. (Redacllon made In Amgen v. Chugsl ß(lgatlon

A 42895

from doo.enlnoi. 5G4383~O.)
MtJllple pQnHlIlPf1$

Filed 04/13/2007

G9NflÐSN'AlIIEOT rG PReTEST-Pili OROER
Page 7

Page 6 of 16

tn the Metter of
ComplainantAmgøn Ine:. PrIvllegod Doeumonts LIBt

Certsln Produat and PharmaoøUlloal CompositIons Contelnlng Reoomb/nøn/Humsn Eryhropoietin, U.S.lnt'I Trade Comm'n Inv. No. 337.TA.saa

IEntlre Document
I

Case 1:05-cv-12237-WGY

8/28/1984 I
R.O. W.I.L I

MFa
AD

corrspondence reporting on legal servce! and legal advtce rendered retalln; to proaecullon of Egrlø patent

9905054
I Enllra Documont

alil'lleaUonlitJarian.
I
I

"91.ÜI§84
AD
aeices regardrng prosecuon of Japanese patent
oppllcallon b...d on Egrt. POT Appllcallon No. 84103152-

I

K. Onoderii
CGmulpondenc providin InformaUOn require for legal

MFa

sa 05041.

99 05053
Enllm OOCUffont

,; Conl.a\
MFa
cmsÐculon 0 Earle~DsteritliriÒloBllon nJBDDn.

9113/1984.- Kyowo Paia.i.no

comi.portd~~~ ",qu..ili; la;.lod~%",I.lln; to

AC
AD AD

99 05051-19 05052
entire Document

LawOmce
MFa
Request forlaglJ.idriu wltraapeet to Un CIP (of 0.165
OIPÌ ooolleallon. (2 ""i..i.

9/131J984
G,B. Rathmann

Wolst

F.f(Un
Com.pond..co pro,dln;,o;.!adVlca "'Ialln; 10 roieculcn ofEario natant anDtlcaUon In Jman.
Corspondenca provding legal ad'Jcerelating 10 ¡:roucuon of Japeinøaø palønt eippUeallon baaed on Egrte
POT IinnUcatlon. "2 conles)-

9912279, 9915110
9905049.99 05050

EnUre Document

911411984

K, Onodera

MFa MFa MFa
:"1.01 .oollcatlon. -(2 coDI..l
K. Onodem

Document 376

EnUre Cocumanl
AD

9/J7/1984

Kyowa Palent end

Lo Omce

9903040, 9905047
IEntlre Document
AD

91211184 I

K. OnodÐro

Corrspondence reflecting patent atrtegy and requssllng

99 05039,
99 05045
Enl1re Document
AD AD

fegal adcerelalln-g to prosocUon of Egite Japanese

9/21/1984 I
MFa
appllcaUon,

MFa

99 05048

Entire Document

912/1984 I

MFa

COI1SpondenCE pro~lng lagal advli; reløUng 10 Irirosocuon of Etìrte- Datan lrinlfeaon In Jaøan. Legal advice end requ9lf for samo, regurding i:raR pUleo!

9915124-9915160
EnUreOocumont
AD

J. Browno

attched tDcovsr shoet from J. Broe.
9S 04733
EnllroO¡)tnrn~i

Filed 04/13/2007

912511984 .1

MFa

Atø.rroy noii. mgenlln9 m,!~~g wllltllønl ""9çt"Ologal adVlco "o.mln. U.B. BO¡l.! ti.. 48a,724,

GGNfl9l:lldi:a; T-a PRGTVERPaga 9

Page 7 of 16

In the Met/ør of
ComplaInant Amgen Inco'a PrivIleged Dooumanta LIat

Celtaln Products and PhanTacautlcal Compoaltlons Containing Recomblnønt Human EtYhropoletln. U.5.lnt'l Trada Comm'n Inv. No. 337- TA-568

Letter from Clunael to palent coun6el requesUng Inforallon mqulrd to render legal servIces ragørdlng
Entire Oocumonl
AC

Case 1:05-cv-12237-WGY

101'1984
Kobayaøhl
prodIng legel advice, and renedlng communlCGtlona

MFa

R.O.Wallll

Ø:sliinmont to Klrln-Amaon. (3 conlosl Cor5poni:onee requeillng Intont11lIon requIred for

99 00155-99 00159,
99 1555a.59 151

cancemlng patent elmtegy Qr Un patent appllcatton!. (2 caiiIes)
R,D.Woist
COrrtipondOr1 refayng InformBUon requlriid rerlogol seMen In conecton wlltiLln appRc:aUonl. (2 coplos)
AC

10/211984

MFa

99 00150.99

00151, 99 15675.99 15675

IEntlre Document
I

i0J:S/1984 I --- Morimoto

R~Ö~-Wei5t

i

MFa
- Corrapoionce raqueiung legäradvlce concernIng Un

AC

I

9900146,
99 15671
IEntlre Document
AC

K.Onedere
patent applreaUonl, WIth endoaelf prtvUeged documont n08.

99 00147.. ge 00149. 2 co aD
1

Document 376

10/11984 I
MFa
Corrpondence requeBUng legal advlco and relayIng InformIon niqulred forlegtil advice and aervcea

Kl~n

-I
concernIng patent ¡mieClllon of UnàpplteatIons. (2
co le8

9900147-99
00149, 99 15672.99 15674

If:ntlro Document
Aë99 OOUi2-99

I0I2/J984 -'-.--MFB
I

KObaY88hl - -1--

R.D. WeiiC

Corrspondence reøl-ng: legal advice and Infonnatlon In connacon with tin patent applications. (2 copIes)

00154,

9915677.9915682!
IEnUre Document

iOl6If9B41
-,-- . Monmoto
I

MFa
od~co. (2 colo,)

R.O.Welst

lCorriipõrienciÚilnaeu communlctlons concerning
pateni sttegy of Un patent applications, and relaylng legal

AC

99 00143-99 00145,

99 1566ß.9 15610

l0/2611984 I
I

J. F.nno -1Un

J.Bn:wnu

Memo providIng lnforratlon reqUIre for rtmdorlng of ll"al

~Cl9916229 cument t roDo A
Entire Document

Jolmon
R8l1m.no 51.bbln.
WaIst

idvl", by M. 80i.m.n, E'q. ina ren.olln. le..liiMça
rendere by M. Boiem8n,

Filed 04/13/2007

CONAOSNnAL SUBdeø~R~TtOTI~RÐER
PagB11

Page 8 of 16

Car/aln Produets and Pharmacoutlcøl Composltlona ContaInIng Rocomblnont Human ErhropoIetin, U.S.lnt'l Trad. Comm'n Inv. No. 337. TA.568
Complainant Amgan Inc.'a PrIvileged Documenle LIat

tn tho Mattr of

Correspondonce provliflnglagaladvlCE and renectlng legal

strtegmgardlna Maruama at aL patent applicatIon.

Case 1:05-cv-12237-WGY

II-J3/198S

H. Svendsen

MFa
corr:~i~ndenC8 proVldlng legal adVice røg~~ln:nl: !l\

entire Documont

111181198.

Kobayashi
MFa

Norw Ian Pèlønt AnnllliUon No. 882364. 2 co las
R.D,Welsl
; u aniln Qnce_ r8quoiUnoiagai ~~~:; andservc8B t~r:8~~dMsn"'s'",à eta1. Dstent II lcallon.
Oiaa Costa

AC
AC AC

9904122,
00 1667~

Entlro Document
----

Ð9 05101)9905109
Entire Document

~i1911985

MFa

R,WsI,1
K. Morimoto
CorrspOndenct provIdIng ¡rigal advlcerelliUng to Lln Portugu..s PstsntApplloaUon No, 81213, (3 cople,)

11/191198' I
I

MFa
R,Wcliit
I

K. Morimoto
Corrspondonco provldlng tegal advce and reportng on
lÐG8~~,~~C8S relating to Un PortugUlS& palent appl/cl1on.

0004171, 0910112, 0016703
00 0~170,

IEnUre Document

AC

I1l2j/19.5 I
I

J.Brown

MFB I
R.D.Welst
MFa
I

3ce at .

0910110,
99 15792
99 045061

Document 376

121111198.

MFB

CorrpOndence frm foreign patent counsel proVldlngfogal Legal advfce regarding Un Chlnsie patent application.

AC AC
AC

Entire Cocument EntIre Document

9018217
Entire Document

121131198. I
I

Eltaburu

C0lTspondenc8 proding legal advice and requestlng fnstrcUons required for furter lagat servIces fn connection
wfth prosecuon of Un Spanlah Patent AppllcaUon No.

9904314

538519.
¡ I

1211611985 I

lSG
WeIst

Morioto

.Entlre Document

Corrspondence regarding Patent No. 4155a.006 from patent couniiel to clIent provldlng tegal advlce. (2 copleii)

AC

99 04697..99 0469B:

195-86
Undy MessIna
1",0

MFB

Draft patent claIms 1.Bfor Un patent appllcaUon.

Entire Documont
AC

9900115-9900116

1986

MFa

Attorney n~i:~~ardlnøprfQr Pl1t mieç~t~~ legaJ adVIce for
In Ó"'.. ; ...ó'.o~";;;:,¡, 675 9B.

ACI
AC

EnUre DOCment

Filed 04/13/2007

19'6

MFa

9900074. 9915703

enUro Document

¡Allomey nol.. and InielinOBon' i.lI.Clng I.g.i .nely'" and mentallmprall10nll on copy of-Ral Iniulln Genii: Coniiwc:fon of Pfasmlda Ccntolnfng tho CodIng
SSQueneos. Ullrich 11181. 16117n7.
I

9911~aa0911494
I

IEntlro Document

OGNFlGENTli. SliedE6T-a-PREI'Ie6'iVlRe

Page 9 of 16

Page 40

In tho Matter of Corl.ln Products andPharmacoutlcal ComposlUons Containing RaoomblnantHumanEryhropo/otln, u.s. lntl Trodo Comm'n Inv, No. 337.TA.66B
Complainant Amgon lno.'a PnvIlagad Dooumonto LI8t

Mamoprovldtng Information for'attorney use In rendering
regal adVice regarding patent mBters, prepared In

contempliiUon otiiUgatlon.

EnUre Document

Case 1:05-cv-12237-WGY

1112/1987 I
I

Y. Kø.waguU

MFa
'A¡plloallon No. 80003/88. (2 capl..)
MOGMa
Patent AøøireatJon No. 210.801.

AC

9903214-9
03219,
99 17764.99177611

Corrspom1e:nce from foreIgn palent counsol proVIding iegal advice reQ8rding prosecuUon of Un Japanese Patent

Entire Documont
AC

11124/1987 I A,J.I'¡¡¡ic& Son

Corropon-di;i-,-ce pi'VtingTeoal advlce relaUng to responding tooffcø aelon Isiued tn' Un New Zoeland

9903939
EnUre Documenl

i iliil9B7 .1 Joan KOD Leo 8i

MFa
connucton with prosocuon of Un "Korean Patent. AøDlIcotlon No. 1923/1984. Facelmlleot prposed draft dalm111.i15 and tables for Un
Jupanøae putent appUcatlon, røftøctng løgaiilrtøoy and

corrspondence ceparton legal ,ørveai rendsfOd In

AC

9903507
EnUre Oocumant

Parteii

Document 376

i ifi411987
advlceof cosel.

MF
MOGMa
CorrspondanC4HSgarlng Un NswZeslaml Palent
AppDeation No. 210,501 Bnd requestlng IGgal adVice reQanflnQ same.
Boron, Michael F

AC

9913477-3913479
Eotlni Document
AC
99 149110V

1112411987

O. C. Calhoun

EnUre Document

AUomey-dlGnl privllegod comunlçaUon between
counsel and clent reflec:g legaladvlco regardIng

Joon Kao Loo &

(Marshall 0 Toolo Gerstein Murray &

99 025506-99

1112ltg87 P.artnora
MFa

ai",oll

proseC1Uon of Un KOrEan aøpßcaon.

Entire Document

l2Ilf1987

J. Brown

Lotter providing and roQU9Sitg legal advlce ragarcUng

AC 9901596,
9916078

Filed 04/13/2007

Europo,.Pat.nIAppllcalion No, 843081154.7. (2 capi..)

~
Page 67

Entire Oocum(lnt

Page 10 of 16

OQNFGSN:lAL SUBJEEl'l TO I'ROTEOTNE GRDER-

In the Matter of
Complainant Amgan Inc.'a Prlvllogod Documonta LIat

Case 1:05-cv-12237-WGY

Cartaln Products and Phannacautlcal Camposillons Canftlnlng Rocomblnant Human Eiyhropolstln, U.S.lnt'l Trade Comm'n Inv. No. 337- TA.6GB

Document 376 Filed 04/13/2007

"~eElFleeN-r1AHl:ilrEPRGìEly¡RÐER
Page 75

Page 11 of 16

In the Maller of Cartaln Pradu.ts and Pharma.eutl.1l1 Compostt.ons Contiilnlng Re.omblnantHuman Eryropoietin, U.S.lntl Trade Comm'n Inv. No. 337.TA.SS8
ComplaInantAmgen Inc:. PrIvIleged Documents List

Case 1:05-cv-12237-WGY

EnUre Document

Kabays,hl. Mas8akl

(Klrtn eromy
Company Ltd.. shørfng a common

tnlerest prega
,wlt Amgon Inc.

8orun, MIchel F

(Memh,1I 0 Teale Gerite!" Murr &. Park, Kyung J

andlor Klr1n-mgen Attomey.ent prllslJed communIcation between
Ino.);Od,e, Sleven M ocn'ø1and dl'nt ..ftedlng leg,lad'o01 rog'rdlii
AC

e.025447-.
025447 IEnUre Document

7nlliaSe
prdlng inoration for use In proVldlng legal advice, prøpatl for nugaUQn purposes, '"dudes attached dmf
exbfl refJectng legal advlce and strategy regarding same.

Blcknel &&Ko
:Amaen I rosecUUon of Un Korei".. noitlan. EQrfe corrspOndence requeirng legal a lAce snd 18 cei, and

Document 376

112/19.9

Ra ph smalling John McoonatCl

ACIW

99 07026.99 07030

Errlro Document

113111989

pwe
M;piirk&Son
KobaYashi

Cortspondenee(2 copIes) prdlng legaladvfcoanc

AC I 9903877.99
03SaO,

Cd,o
O. Boehnen

reectng patont stratagy regarding prosecuan ofUn New
IZealand Palent AppUcaUon No. 210.501, IncldIng fax cove

e9171IO.e917712

113111989

M.Merz

sheet (1 copy), Mamomndtim providing fogal advfce reardIng prfor art
named In Defendant' 35 U.S.C. §28 noUcè In Amgen Y.

ACmP 991146J.99114n~ ~ lerrlro Documsn!
EnUre Document

Filed 04/13/2007

Aug-1I9

Egde

Chug.1 nUg,Uon.lncludlng copy of nollca with h,ndwdllen notation!:. Handwrtten notei reOQ~rng løsallii:u1eG propiired at iiUQrneya faqua:ll for UIlØ In Am;.n v. Otmgii E1oston

WP 199 08754.99 067571
nlfrß POOlJm1mt

Au¡.B9

egd.

¡iii*n.

AO/W- T 09 01OB3
entire Oocumønt

HandWllUn nol,. "naOlng ¡agAI'~'lagy ral.Ung to Amnan v. Chuiuit Boiton IllasUon

CElÐE/-SUBde~YlÐER
Page 94

Page 12 of 16

In the Matler of CertaIn Products and PharmaceutIcal Composftons Contaln)ngRecomblnantHuman ÊrYhropoletln, U.S. Int'I Trada Comm'n Inv. No. 337.TA.868
ComplaInant Amgen 'I"C.'8 PrlvIlaged Documents List

Case 1:05-cv-12237-WGY

5(14/1992

J. Browne

S.Watt
Rodaclon of rGquest forlegal siMco relaUng to patenlbllUy Issues frm 5-19.2 PDT minutes' . 2 .
AC
AC

LoUar provldlng and (equeallng lagal adVlCê tegardlng EP Palent No. 148 605, IncludIng concernIng legal ra resenlaUon wllh fax covershoaL

EnUre Document
AM 47 57296

5/2011992

Ban-David
GEN

Paragraph
99 03045.

9902954
IEnure Document

5/20/1992
GEN
AC
Un Jsrun Patent AppUeaUon No. 100,935,Incfdfng

Ben-avld
RIchard Orochala

Corrspondenco from foreign patent counsel reportng on legala8rvcos mimIng to proaecuUon of Isreli Patent A llcallon No. 96561. 2 co las Correspondence.reportng.on legal servces rendered for
du Ileato co of res onB9 dated 1)1312. 2 co res Corrspondence diSCUSSin UUgaUoli.relatad techIcal
project prepared In antlclpatkn 01 nUgaUon.

9903131. 9 9 1 5 6 9 3 .9 9 1 8 8 9 6
Entire Document
99 05549-99 05550
¡

.:i:¡iOJl992

Wa"

Sfi911992
Corriipondonce prciilnii and niquB&.ung legal advice

ChInese Piitnnt
mInt! to ChIone at9ntA lIcatton No. S5106191.4. CompUaUon of drafts or: Memorandum of consultant (2
copIes): NoUce of MoUon of K1ifn-Agen: and Affdnvit In

E."

Odre MFa

ACf
AC

Entlre Document
99 04406

Document 376

A ani
connecon wllh recation proceedIng In Sout Afrca
ardln South Afrlcan Palent No. 8419625.

Jun.92

Entire Document
WP

9 9 1 3 1 7 9 .9 9 1 3 2 6 3
EnUre Document

61i1992

Forrater Kelley

Corrspondence mfiacUg requaat for logal advice and
reporting on regal seNfcoa rag-orolno EP (UK) 148 605

AC

9 9 1 1 2 6 4 .9 9 1 1 2 6 5
jEntlre Document
AC

6!Jïl992

Wa"
Odre

J. Bron
R.Mlnler
EP 148 60S. (3 coDla'1

re IstraUon.

Corrpondence raqueaUng legal advlco rogardlng

6//1992

R.Oroc:ala

Supplemontal ProcUon Cor11ncates for EP 148 a05 In France.
Corrspondence provklng legal atvico and requesting legal
servce reQardlng øuppfomentiuy protecUon certßcates ror

9911236
IEnUre Document
AC

99 16769,

9918778,
99 16790
tEnUro Documont

Filed 04/13/2007

GeNFIBEN'AL SUEldEG'rß&'F'FRElER
Page 173

Page 13 of 16

CertaIn Products and Phannaceutlcal ComposltlOmtConlalnlno RecombInant Human Erýhropoletln, U.S.lnl'l Trade Comm'n Inv, No, 337.TA.56B
ComplaInant Amgon Inc.'s PrIvileged Documents List

Iii the Mattr of

Case 1:05-cv-12237-WGY

Undate
AC
Atcomoy nates refleCtin ëoTïuniëei-iion w1(h dlent

-MOGMa
AC
AC

Entire Documont
99 04167~Ð9 0476a

Undated

MFa

Entire Document

Undaed
Attomoy noiesrenactg menlallmpfQsslons of art

MOGMB

reøsrdlna U.S. Seril No.4a3.724.
prouced In'connecton wli renderfng fegal advleo concemlmiU.s.SBrJl No.4e3.724. ______
DraftdedaraUon (3 coplas) Incuding atlomey's handwrtlen noto reftocUng legal analysa In patent prosecutlon of U.S.
Ssrlal No. 463.724.

9904769
EnUre Ooc;manl

9904nO
Entire Oo~monl
19904771-9904776
.

Undated
AC

MOGMa

Undated
Hanlfwrllten noleson filii copy of appllcatlon reflectng

MOGMa

Entire Documont
AC
I AM 27 052635.

Document 376

attomey mÐnlallmprSllona,
Legal advice concerning iialent laws. In Japan.
G. Rath-roaM N. Stabbing

Und&wd

Kyowa Pal.ntandJ ~- MOGMa

AM 27052646-M 27 052646 EnUro Oocumenl

_law Ofce
O. Vapnek

AC~

99 05038
EnUre Document

Undate
F.K.Un
S. Suggs

Analysis ar EPQ gene l18quencøa Gntmed "AmIno Adds Sequence of Human EPOand DNA Sequonce of Human EPO Gena (Comparlson Between Genetics Instltuto and

we

18913053.9913065

KJrln)t prepare In anticipation ofnllgaUon.
EnUre Document

Undated

MFa
RedacUonofaftmey analyalaOf refarence proctueod at A
198967. reflecUna !eoal analvahi. Orans of Un U.S. patent applIcation "ReCombinant Melhods

MFa

AC AC

A 198957

Undated

MFa

and Mai.rlal. Appli.d 10 Miaobl.i Expr."lon of
e to olaHn. float e 81 anal sit an advIce.
AnOm.y WOr1na.coplo. 0 ci. ffO from n .S. Palont
Applloallon 8.d'l No.. 075,90; 861,024: 082,105:

Filed 04/13/2007

i'nd,lod

MFB

Entire _Q()CIrneni

AC

9815088.9916116:
Entire Document

8S5.841. refleclfrø leoal straleav and analvals.

COItIiUs.&i;G-Ro:~ERPage 521

Page 14 of 16

In the Mattsr óf

CertaTn Producls and PharmaceutlcaT ComposllTons ContsTnlngRsoomblnanl Human EryhropoTsiTn, U.S. Int'! Trade Comm'n Inv. No. 337-TA.566
ComplaInant

Amgen Ino"e PrIvUegedDooumsnm List
'rJ¥ËE'tã~i~~~~~~!

ACNf
9911SG1.99 11676,

9916189.9916203
EnUre Document

Case 1:05-cv-12237-WGY

Undted
;Attorrl3Y flotations nlJatlng to cartflcale Qr CQrrecUo"Jffõ - - ACIW
Palent No. 04 703 oDe.

MFa

9912046-9912210
EnUre Document

Undlted

MFa

AttorneY' notes and IntGrllnaationalndlcatlng mflntal AC

9912280-9912264

Undated

MFa

impressions and legal analysis of article 'lsolalJon of a Genomic Clona for Bovine PanClaUe Tl'psln lnhlbl!or by USfng a Unlquo-eauenco Synthetic ONA Piebe,. by Anderton and Klooston. AUomBY noles IndIcatIng mentallmpresslon$ and legal

analyls of abatriid from Blood. Vol. 625) 1985 no. 392,

112..
Attomii nolea and Intoi1lnaallons reflectlno mental ImpressIons and 10gBI analysis of artcle "Te Use of
SynlhaUc Ollgonucleotldes ss Hybr1dlutlon Prbes~ R.

Document 376

Undited

MFa

Undtted

MFa

Broca Walleeo 61al. Hindwrtlon notos rsfløctng Bnatysla of poor art for use In
render1ng 18galurvcea regarding prosocutlon of Un U.S. aiiølleaUon. Himdwr1tfon notea reRocflng 18g818nal)sl$ and mental ImpressIons on ~18olallon of ø. cONA Clone...As A Detection Probe/, used to render legal advles relating to Un U.S.

Undsted

MFa

Undate

Amgcn Legat

Draft patent applicatIon regarding matod of stabIHzlng EPol wllh commonls, aU reflcllng legal advice of patent counsfll.

patent applications. _

Filed 04/13/2007

Undaled

MFB

Himdwtlttn nDtøtfona røflDctlng legal amilysls of Jayo lit al.

reerence.

CGNFlSi:NTL SUBdEG1-GROTECTI'!¡;ROER
Page 523

Page 15 of 16

DATE

AUTOR
RECIPIEtCOPIED

DESCRIPT10N
BATES BEGIN
I i

STATUS

Anerson, Semna: Bacleldll Miirk
Bames.Laurn; Be)'lr. Valerio; CiingllloaG, CNp; C3i1n, Kon: Cartor,

LiuinlCartor.S1optn;Chan,Rliri;
Chl!, Ken: Cho. Bll Co, Manu;
COLWn, HoleM; Comscc, Tom: Oavario,

Mglla: 08900$, Mal) Jo; Elginor, Julo:
G~It'olo. 511nd; Gìles¡ile, Rodne;
Purcel, Rober; Sli SIlII KIm.

I i

2SJan2005.26

Jiin

Glvons, l(olth; Harbur. UnoO; Hul'molo, Jon:liadl,Cimoroaginot,Jutlir

EmllØJehgorequesllnglegnlodvlcofl\lliroing

,

200.
Scott; Hnyii!l. Tlm; Hltkiin, Pam StiumøV,Dro&r
lAC
i I , ! ! í ¡

Cohn. Helone

rouctii1êllMttralonv-

;99009633

(CanilnUè Holloway, Maggio; Howand,

Lynn;li.if.CamoroJflijo,Jari
Jolmn. Stovon; JmliLynt K.loiire,

V1ok:K...rbn.Blll;Kelin,Mara:Koller,
Bill; Khan, lrfn; KIm, JcM; Krishnn,

i i ¡ I ,

Mahlsh: loh, Viel; Lyom, Ale~ Mart,
Jim; McCrmick, Dan Mesa, Gabrlol;

MIral.llli: Milctll, Dan; Mootl, Nanc
! ! i I i

Murhy, Rail Mylrs Barbnn Nabts1,
Osamii; Nledoalr, Jaye; Nofi:ger, Sal'ii;
Nolel\Jaclo; MllJi:i: Pero;t Novo;t

Case 1:05-cv-12237-WGY

I

Kathy, SøatKfM, Marla:ine; Sli, Su:an Sti, GleMa. LAW: Shum,
Ooioor, S1olnblirg, Tabiilhi Stovori, Be: Winn,

Krlstlin;Pu1l,RoboitSwlfl,AnYan
Heøroen. JulIo; WaUae

25 Jnn 2005.26 JM
Dm Woitr, Jim; Yang, AJox; YoimonHvooallolm:ZnvllZ,Joff

Pur,Roblin;StSu.Kim,
l'malkt s1ritliliy

200.
A9l1tSrlan. Artn;61/kott Neal;BouUbce, Paula:Clihi. Coro;Fony, £Uzabath;Kellor,

Cohon. HeloM

Jolm Izidi, Ca~ aglncr, Julo: Shiiy,Diiidor

I Eml oxeh':f~oqiies"ng legil edvC( rO\l4l1i-1II I ' AC I

99069833

Document 376

Ara:PedørsJ~Rcttstn,
CMs:Skttl.eru, EriSwocnoy, LflMln:Tuet BomaWlitalnrd Wood
Asadoinn. Atln;Bli\, Nonl;80\tboo. PlIu1n;Cu, Coo;Forr, E1lmblilh:Ktler.

BiIlKcio,ChlY;LyoAliçMathe,
I

4/19100

Hatllnmd

Eml rommGlino loaladvce Moiirdna Roc 1'e1OO51AC
¡ i I I ,

990715&3

Ana:Pedor, JonuAobnlt
Chrs;SlruUeru, Erik;Swe,
ltnnnTucr, Bono:Whllelord, Wená
AsadQuil8l Al1in;81/kett NGll:BQullbe,

BlI;Kok, QiLyoiu, A1eiçMathow,
I

411912004

Amn Emo!ayOl
Paula:Chiu. CoIi;Ferr, £fWlbrrh;KeUer, am;Koldno, Chis;Lyo, AlliicMaihiiw,

Noles ""m5\lnn lol' adv rogaroln\1 Aocle aClioniAC

!99071584
; i I I ! I

Filed 04/13/2007

41191204

A..on Employo

AriiPedelliin,Jonas;Robl1$on, Chrls;Skulloru, Eiik;S'of\, LoannTucor, Bomlo:woford, Wonå

Noles mnuostln leonl advcø mniinn Rothe acio(l AC AediiixEmaHÐxdangønilJeçtingio9nladv~ol

j990715ß7

51101005

Fomkur,Scotl

Piidoton.Jona' Pørmltor, Roger Nabul, O:illma; Ch, Ray: Aners Sorona; Dava, Anela; Vulho, Reilo;
Johmon. Holly: VllIllai:, Bnrt Corad,

COtJotnntøqoollhemforn:gatdingproll miinclllll\attli~

AC

i (AM4"- \9119S9&

121&'5
PlIrkr
aush,Gmham

Tmnk RaMO

Dmh Pfl$onlationttqllstlng

and ttlloc:lng

liigiil

""æm
I

lhlvlirrrkll

stralélY

'"
PnliioniifomfoetingloçlitiidvlCBofcounelnn(l ImnumthnilorrcioardlooRochlaction5
AC

99073432 99069834

Page 16 of 16

101300

ILVO_ Alex: RtlndiiH, Maii

A