Greene v. Ablon
Filing
185
Judge Denise J. Casper: ORDER entered. MEMORANDUM AND ORDER - MGH's motion for preliminary injunction, D. 155, is GRANTED insofar as Greene is hereby enjoined from representing that he or any entity now affiliated with him has an ownership inte rest in the CPS Marks. Greene is also hereby enjoined from using the CPS Marks in relation to goods and/or services relating to a method of treating children and adolescents with behavioral difficulties without written permission from MGH. This injunction will remain in effect until further order by the Court. MGH's motion for specific performance, D. 162, is DENIED as moot.(Hourihan, Lisa)
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
__________________________________________
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ROSS GREENE,
)
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Plaintiff,
)
)
v.
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Civil Action No. 09-10937-DJC
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J. STUART ABLON and
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GENERAL HOSPITAL CORPORATION,
)
also known as
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MASSACHUSETTS GENERAL HOSPITAL, )
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Defendants.
)
__________________________________________)
MEMORANDUM AND ORDER
CASPER, J.
I.
December 17, 2012
Introduction
The Court recited the factual and procedural background of this case at length in its
recent memorandum and order resolving the defendants’ separate motions for partial summary
judgment, Greene v. Ablon, No. 09-10937-DJC, 2012 WL 4104792 at *2-7 (D. Mass. Sept. 17,
2012) (“Greene I”), and will not repeat that history here.
Defendant General Hospital
Corporation d/b/a Massachusetts General Hospital (“MGH”) has now moved for preliminary
injunction to prevent Plaintiff Ross Greene (“Greene”) from using or representing ownership in
the marks “Collaborative Problem Solving” and “The Collaborative Problem Solving Approach”
(collectively, the “CPS Marks”). Def. Mot., D. 155 at 1. Alternatively, MGH has moved for an
order of specific performance. Def. Mot., D. 162 at 1.1 For the reasons stated below, the Court
1
The relief requested in these motions is similar but not identical. Compare D. 155
Exh. A (requesting an order stating that “Ross W. Greene, his agents, servants, employees,
attorneys, and any person or entity acting in active concert or participation with any of the
1
GRANTS MGH’s motion for preliminary injunction, D. 155, subject to the terms in this order
and DENIES its motion for specific performance, D. 162, as moot.2
II.
Discussion
A.
Procedural Developments Since The Court’s Order on Summary Judgment
On September 17, 2012, the Court granted partial summary judgment in MGH’s favor,
ruling inter alia that MGH owns the CPS Marks. D. 152. On October 18th, MGH moved for a
preliminary injunction, D. 155, asserting this ruling as a basis for granting injunctive relief
against Greene to prevent him from claiming ownership rights to or using the CPS Marks.3 After
the Court issued an order on November 1st “not[ing] the imminent trial date [then scheduled for
December 3rd] and deferring a ruling on the motion for a preliminary injunction,” D. 160, MGH
filed a motion for specific performance “as an alternative to its request for a preliminary
injunction inasmuch as irreparable harm is not a requisite to the issuance of an order for specific
performance,” D. 162 at 1. The Court granted the parties’ joint motion to continue trial to
January 14, 2013 for reasons unrelated to this motion, D. 168, and heard argument on December
aforementioned persons or entities, are hereby enjoined from using without MGH’s prior written
approval the [CPS Marks] in relation to goods and/or services relating to a method of treating
children and adolescents with behavioral difficulties, and from representing that any of the
aforementioned persons or entities has any ownership interests in the CPS Marks”) with D. 162
at 1 (requesting an order directing that Greene “specifically perform his contractual obligations
under the terms of its [sic: his] employment contract with MGH by refraining from (i) using the
CPS Marks to promote his services or (ii) representing that he, or any person or entity affiliated
with him, has an ownership interest in the CPS Marks”). Neither motion is “directed to the socalled ‘Think:Kids Marks’” also at issue in this lawsuit. D. 155 at 1 n.2; see D. 162 at 1.
2
In deciding this matter, the Court has reviewed the parties’ motion papers, D. 155-157,
162-63, 172, the parties’ status filings, D. 159, 161, 177, 179 and the letters filed after oral
argument by MGH and Greene. D. 181-182.
3
Although MGH also asserts that it “has established a sufficient basis to obtain summary
judgment or a directed verdict as to liability on its Lanham Act claim,” D. 156 at 2, the Court
does not reach this argument.
2
4th related to several outstanding pre-trial matters including MGH’s motion for preliminary
injunction, D. 180.
B.
Standard for Preliminary Injunction
In deciding whether to grant a preliminary injunction, the Court evaluates “(1) the
plaintiff’s likelihood of success on the merits; (2) the potential for irreparable harm in the
absence of an injunction; (3) whether issuing an injunction will burden [Greene] less than
denying an injunction would burden [MGH]; and (4) the effect, if any, on the public interest.”
González-Droz v. González-Colon, 573 F.3d 75, 79 (1st Cir. 2009) (quoting Bos. Duck Tours,
LP v. Super Duck Tours, LLC, 531 F.3d 1, 11 (1st Cir. 2008)). A preliminary injunction is an
“extraordinary remedy that may only be awarded upon a clear showing that the plaintiff is
entitled to such relief.” Winter v. Natural Res. Def. Council, Inc., 555 U.S. 7, 22 (2008) (citing
Mazurek v. Armstrong, 520 U.S. 968, 972 (1997)).
C.
MGH Has Already Succeeded on the Merits Relevant to the Relief Sought
In its motion for a preliminary injunction, MGH seeks an order enjoining Greene from
(1) claiming any ownership interest in the CPS Marks, and (2) using the CPS Marks in relation to
goods and/or services relating to a method of treating children and adolescents with behavioral
difficulties. The Court has already determined that MGH has total ownership of the CPS Marks.
Greene I at *20 (holding that “MGH is entitled to summary judgment as to its claims that, by the
terms of Greene’s various employment contracts and the 1995 and 2002 IP Policies imported
therein, any ownership interest Greene or the CPS Institute might otherwise have in the CPS
Marks . . . belongs to MGH, not Greene or the CPS Center”).
Greene argues in opposition to the motion for preliminary injunction that MGH must
demonstrate a likelihood of success that the CPS Marks are protectable under § 1125(a) of the
3
Lanham Act. D. 157 at 1. Greene’s position is that whether the injunctive remedy now sought
by MGH is available depends on whether MGH has shown a high likelihood of success on its
counter claim for trademark infringement. Id. at 2-3 (framing argument as whether MGH has
“establish[ed] a claim for infringement” and whether MGH can prove that its marks “are entitled
to trademark protection”). But the Court need not reach the issue of MGH’s likelihood of
success on MGH’s counterclaims regarding “Common Law Trademark Infringement” (Count 1),
“Violation of the Lanham Act – 15 U.S.C. § 1125 (a)” (Count 2), or “Unfair Competition”
(Count 3). MGH Ans., D. 19 at 24-26. The Court considers MGH’s motion solely upon the first
basis for relief asserted by MGH; namely, this Court’s prior ruling that MGH owns the CPS
Marks (Count 4).
MGH’s present ability to prevent Greene from claiming any ownership interest in the
CPS Marks or from using the CPS Marks in relation to goods and/or services relating to a
method of treating children and adolescents with behavioral difficulties is a consequence of the
Court’s earlier ruling that “any ownership interest Greene . . . might otherwise have . . . belongs
to MGH.” Id. This is not a matter of trademark infringement, but of the rights that Greene
surrendered to MGH as a result of his prior employment contracts that incorporated two versions
of the MGH Intellectual Property Policy (“IP Policy”). In other words, whether MGH can
successfully bring a trademark infringement suit against Greene or anyone else is a different
matter from whether Greene contractually is restricted from using or claiming ownership of the
marks, where Greene’s employment contract incorporates the language that all trademarks “shall
be owned” by MGH, 1995 IP Policy, D. 97-6 at 10, 2002 IP Policy, D. 97-7 at 13.
The case of Murphy Door Bed Co. v. Interior Sleep Sys., Inc., 874 F.2d 95, 101-03 (2nd
Cir. 1989) is instructive. There, a manufacturer of “Murphy” beds sued a former distributor for
4
breach of contract, trade mark infringement and unfair competition. Id. at 97. The Second
Circuit reversed the district court’s holding that there had been trademark infringement where as
a matter of law the Murphy term was “generic” and thus not subject to trademark protection.4 Id.
at 97, 101. But the Second Circuit affirmed the district court’s grant of an injunction enjoining
the defendant’s use of the “Murphy” term where the defendant “had contracted to refrain from
use of the Murphy name in the event of a termination of the distribution agreement and did not
so refrain.” Id. at 102 (citing Overhead Door Corp. v. Nathanson, 291 F. Supp. 961, 963
(W.D.N.C. 1968) (noting that “[m]ost things which people contract not to do . . . are lawful
things which but for the contract they might do freely”) (emphasis in original)). In other words,
Murphy is an example of a court enjoining a party from using a mark as a matter of contract law
without resting its decision on whether the mark was entitled to trademark protection. Id. This
Court finds the Murphy court’s reasoning persuasive.5
In Murphy, the court cited the language in a distributorship agreement where the
defendant “agree[d] to discontinue the use of the [mark]” on termination of the agreement. Id. at
98. Here, the operative language in Greene’s employment contracts is that he agreed to give up
4
“Trademark law categorizes proposed marks along a spectrum of distinctiveness, based
on their capacity to serve such a source-identifying function. A mark is classified as: (1) generic
(least distinctive), (2) descriptive, (3) suggestive, (4) arbitrary, or (5) fanciful (most distinctive).”
Boston Duck Tours, LP v. Super Duck Tours, LLC, 531 F.3d 1, 12 (1st Cir. 2008) (citing Two
Pesos, Inc. v. Taco Cabana, Inc., 505 U.S. 763, 769 (1992).
5
Greene asserts that the Court cannot “enjoin Dr. Greene from using the marks—even as
a matter of contract law—without first establishing that the unregistered [m]arks are entitled to
trademark protection,” D. 177 ¶ 3 (citing Borinquen Biscuit Corp. v. M.V. Trading Corp., 443
F.3d 112, 116 (1st Cir. 2006)) and that it is “not enough that MGH owns the [m]arks,” id. (citing
R.R. Salvage of Conn., Inc. v. R.R. Salvage, Inc., 561 F. Supp. 1014, 1019 (D.R.I. 1983)), since
“MGH must show the [m]arks distinguish its own services from those of another,” id. (citing
Boustany v. Bos. Dental Grp., Inc., 42 F. Supp. 2d 100, 105 (D. Mass. 1999). The Court has
reviewed those cases and notes that none of them involved parties bound by a contract, unlike
the situation in Murphy, 874 F.2d at 98-100 and unlike the situation presented here.
5
whatever ownership rights he had in the CPS Marks to MGH.6 Greene I at *15-17 (holding that
“any ownership interest Greene might otherwise have in the CPS marks belongs to MGH”). The
language that Greene accepted in exchange for his employment divested Greene of any
ownership in the CPS Marks and recognized MGH’s ownership of those marks. That agreement
and the Court’s subsequent ruling regarding same provides the basis for MGH’s continued
ability to prevent Greene from claiming ownership of the marks and from being able to use the
marks.
That MGH can now prevent Greene from claiming ownership of the marks is readily
apparent from the Court’s holding in Greene I. Id. at *17 (holding that “any ownership interest
Greene might otherwise have in the CPS marks belongs to MGH, not Greene”). That Greene is
also precluded from using the marks without approval from MGH flows directly from Greene’s
contractual recognition of MGH’s ownership. This is apparent when one considers what it
means to own a trademark. “To say one has a ‘trademark’ implies ownership and ownership
implies the right to exclude others. If the law will not protect one’s claim of right to exclude
others from using an alleged trademark, then he does not own a ‘trademark,’ for that which all
are free to use cannot be a trademark.” J. Thomas McCarthy, McCarthy on Trademarks and
6
As described in Greene I at *13-14, Greene was bound by language “[u]nder the 1995
IP Policy [that] ‘[t]rademarks shall be owned by MGH if they are created by Members in the
course of their employment or affiliation with an Institution or if they are used to identify any
product or service originating with or associated with an Institution,’ 1995 IP Policy § 14.0, D.
97-6 at 10 . . . [and language under the 2002 IP Policy that] ‘[t]rademarks shall be owned by an
Institution if they are created by Members in the course of their employment or affiliation with
an Institution, if they are used to identify any product or service originating with or associated
with an Institution, or pertain to significant Institutional Activities.’ 2012 IP Policy § 14.0, D.
97–7 at 13.” Greene I at *15. The Court found that MGH owned the CPS Marks where they
“were repeatedly used to identify the services provided by MGH's Collaborative Problem
Solving Institute.” Id. at *17. The Court also held that MGH owned the CPS Marks where they
“pertain[ed] to significant activities that clearly received both financial support from MGH and
received outside funding that was subsequently administered by MGH.” Id.
6
Unfair Competition § 16:35 (4th ed. 1999 & Supp. 2012) (hereinafter “McCarthy”) (quoting In
re Deister Concentrator Co., 289 F.2d 496, 501 n.5 (C.C.P.A. 1961)). In other words, by
Greene’s contractual recognition of MGH’s ownership, Greene has necessarily consented to
MGH’s right to exclude Greene.
That result holds even where Greene no longer is employed by MGH, where Greene’s
past recognition of MGH’s ownership rights logically must survive beyond his termination from
MGH. To hold otherwise would undermine the parties’ contract, where MGH could enjoy the
whole panoply of ownership rights with respect to Greene while Greene was an employee, but
what it means to “own” the CPS Marks would change if Greene was no longer employed. That
result would be untenable.
Accordingly, where this Court has already ruled that MGH owns the CPS Marks, MGH
has succeeded on the merits of its claim for declaratory judgment, see 28 U.S.C. § 2202 (2006)
(enabling a court to effect “necessary or proper relief based on a declaratory judgment”), and the
Court concludes that MGH has satisfied its showing of likelihood of success on the merits for the
purposes of its motion for preliminary injunction.
D.
Other Factors to Grant Preliminary Injunction
Having found that MGH has satisfied the first factor for preliminary injunction, the Court
addresses the remaining factors warranting preliminary injunction. See, e.g., State Farm Mut.
Auto. Ins. Co. v. Am. Rehab & Physical Therapy, Inc., 376 Fed. Appx. 182, 184 (3rd Cir. 2010)
(evaluating all four factors even where movant “undoubtedly has prevailed on the merits of its
case”). Here, MGH would face irreparable harm as a result of Greene’s continued use of the
CPS Marks. Any such use in ways not authorized by MGH may damage MGH’s reputation and
goodwill. See Ross-Simons of Warwick, Inc. v. Baccarat, Inc., 102 F.3d 12, 20 & n.7 (1st Cir.
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1996) (holding that damage to reputation and goodwill was sufficient to justify preliminary
injunctive relief). Namely, Greene is currently using the CPS Marks in ways not directed by
MGH and not under its auspices, despite its ownership of same. The balance of equities also
favor MGH where Greene’s continued use of the marks is in direct contravention of his
contractual obligations to MGH, where Greene has contractually recognized that MGH has the
exclusive ownership of the CPS Marks. Because Greene is bound by the effects of his earlier
contractual undertaking, an injunction will burden Greene less than denying an injunction would
burden MGH. Finally, “the grant of this preliminary injunction is in the public’s interest, as ‘the
public has an interest in the enforcement of judgments.’” Tennenbaum Capital Partners v.
Kennedy, No. 09-mc-194, 2012 WL 748256 at *4 (E.D. Pa. Feb. 10, 2012) (quoting State Farm,
376 Fed. Appx. at 184) (granting preliminary injunction to enforce award of summary judgment)
adopted by Tennenbaum Capital Partners v. Kennedy, No. 09-194, 2012 WL 748303 at *1 (E.D.
Pa. Mar. 7, 2012).
E.
Conclusion
An injunction must be narrowly tailored to eliminate only the specific harm alleged. See
E. & J. Gallo Winery v. Gallo Cattle Co., 967 F.2d 1280, 1297-98 (9th Cir. 1992) (modifying
injunction to remove restrictions on the use of trademarked terms).
MGH’s motion for
preliminary injunction, D. 155, is GRANTED insofar as Greene is hereby enjoined from
representing that he or any entity now affiliated with him has an ownership interest in the CPS
Marks. Greene is also hereby enjoined from using the CPS Marks in relation to goods and/or
services relating to a method of treating children and adolescents with behavioral difficulties
without written permission from MGH. This injunction will remain in effect until further order
by the Court. MGH’s motion for specific performance, D. 162, is DENIED as moot.
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So Ordered.
/s/ Denise J. Casper
United States District Judge
9
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