Securities and Exchange Commission v. Caplitz et al

Filing 46

Judge Mark L. Wolf: ENDORSED ORDER entered granting 45 Motion to Stay The Stipulated Preliminary Injunction is appropriate and acceptable to the court. Having balanced the competing considerations, the court finds that defendants' request fo r a stay of the case pending resolution of the referenced criminal case is also justified. See SEC v. Dresser Industries, 628 F.2d 1368 (D.C. Cir. 1980); Microfinancial, Inc. Premier Holidays International, 385 F. 3d 72 (1st Cir. 2004). Therefore, it is hereby Ordered that: (1) this Motion is ALLOWED; (2) the Stipulated Preliminary Injunction is ENTERED; (3) the June 6, 2013 hearing is CANCELLED; and (4) defendants shall confer with the SEC and inform the court when the related criminal case is resolved. (Hohler, Daniel)

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~~ j .L. ~G~ ~~ Case 1:13-cv-10612-MLW Document 45 Filed 05/07/13 Page 1 of 4 ! 8~~~ B!)l V u 1' .;] ~ r-J\.;. to \1 ., ~ ~ ~ (i ) Plaintiff, J tt ~ ~ \~~ ~~)l1J A ~ ~.g ~ l .... -0 ~ , ~ Defendants, and OSALIND HERMAN, et aI., Relief Defendants. Nl ) ~ GREGG D. CAPLITZ, et aI., ~ 0:.... ~ ~ "I 1 Ib • ' J\) ti ~ ~ ~ l\', ~ V, ) .n-~1 ~ 8~ ~ ~ ~ ~! t ~ Ur"' c tI tl DISTRICT OF MASSACHUSETTS 0 ; ~ v, d~ ~ ~ ~ ~ j I- -t: '; UNITED STATES DISTRICT COURT SECURITIES AND E X C H A N G E ) ~ ~ f~ C.A. No. 13-10612-MLW ~ ~ ~ r ~ ~ \~ '\ .$ ~ l -Q ~ j .J ~ 01 0 ~ ~ ~ ~ ~ ~~ ,; .J ) ~~~ MOTION TO STAY AND FOR ENTRY OF STIPULATED PRELIMINARY INJUNCTION ,,~~~ \ ..... ! Defendants Gregg Caplitz and Insight Onsite Strategic Management, LLC and Relief Finance Experts, Inc., (co lIectively "Defendants"), by and through undersigned counsel, : 2~ respectfu 11y request that this Honorab Ie Court enter a stay order with respect to the above- 0, ~ ~! S·captioned proceedings to extend through the conclusion of the related criminal case currently ~ ~, \I~ f f ~ ~r. ~ 6' f ~\l~ s s 1s ~ Defendants Rosalind Herman, Brain Herman, Brad Herman, Charlene Herman, and The Knew ~ ~ ~ '1 s\ '"tI ~~j ~ ~ 1 ~ 60 COMMISSION s: j ~" I 'pending against Defendant Caplitz and Relief Defendant Rosalind Herman. Defendants and ";l'Plaintiff Securities and Exchange Commission (the "SEC") also request that the Court enter the ~~ 1: ~ ~ ~ o~ t OJ 1}- r l ~ j .9 J1~ t \iJ 3 "'~« ~" ~ ,j - ~ . t· ~ '" ~ ~ ?~.iJ "froposcd stipulated Preliminary Injunction, attached hereto. ~ ; . . ' q~ 1 ~, S~ As grounds therefor, the Defendants note that Mr. Caplitz and Ms. Herman have both ~! 11{. "W - 5 . -; .: e, ~ ~ ~ been charged by way of a Second Supersed ing Indictment with, inter alia, Investment Adviser ~ ~ c f-- + J~ Fraud, in violation of 15 U.S.c. §§80b-6(l), 80b-6(2), 80b-6(4), and 80b-17; False Filing with ~ J t t J' S~ S: e6 <2-' J ~-~ ~ ~'of" '"" \Ii ~~~~ " '" '-J ')

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