Students for Fair Admissions, Inc. v. President and Fellows of Harvard College et al

Filing 611

NOTICE by Students for Fair Admissions, Inc. Admitted Exhibit List (Mortara, Adam)

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
BOSTON DIVISION
STUDENTS FOR FAIR ADMISSIONS, INC.,
Plaintiff,
v.
PRESIDENT AND FELLOWS OF HARVARD
COLLEGE,
Defendant.

Civil Action No. 1:14-cv-14176-ADB

SFFA’S NOTICE OF FILING ADMITTED EXHIBIT LIST
Plaintiff Students for Fair Admissions, Inc. submits the attached list of exhibits that were
admitted into evidence during trial.

Dated: November 5, 2018

Respectfully submitted,
/s/ Adam K. Mortara
Adam K. Mortara
J. Scott McBride
Krista J. Perry
Bartlit Beck LLP
54 West Hubbard Street, Suite 300
Chicago, IL 60654
312.494.4400
[e-mail]
[e-mail]
[e-mail]
John M. Hughes
Katherine L.I. Hacker
Meg E. Fasulo
Bartlit Beck LLP
1801 Wewatta Street, Suite 1200
Denver, CO 80202
303.592.3100
[e-mail]
[e-mail]
[e-mail]
William S. Consovoy
Thomas R. McCarthy
Michael H. Park
J. Michael Connolly
CONSOVOY MCCARTHY PARK PLLC
3033 Wilson Boulevard, Suite 700
Arlington, Virginia 22201
703.243.9423
[e-mail]
[e-mail]
[e-mail]
[e-mail]
Patrick Strawbridge BBO #678274
CONSOVOY MCCARTHY PARK PLLC
Ten Post Office Square
8th Floor South PMB #706
Boston, MA 02109
617.227.0548
[e-mail]

2

Paul M. Sanford BBO #566318
BURNS & LEVINSON LLP
One Citizens Plaza, Suite 1100 Providence,
RI 02903
617.345.3000
[e-mail]
[e-mail]
Attorneys for Plaintiff Students for Fair Admissions, Inc.

3

CERTIFICATE OF SERVICE
I hereby certify that this document, filed through the ECF system will be sent electronically
to the registered participants as identified in the Notice of Electronic Filing (NEF) and paper copies
will be sent to those indicated as non-registered participants on this 5th day of November, 2018.

/s/ Adam K. Mortara

4

2/20/2013 Admissions and Financial Aid at Harvard College

2/00/13

2/20/2013 Donahue Email to Fitzsimmons re: two possible meetings

2/20/2013 Bever Email to Hansen re: Admissions power point

2/21/2013 Hansen Email to Bever re: Admissions power point

2/26/2013 Hansen Email to Yong re: Admissions Data

4/15/2013 Bever Email to Fitzsimmons re: Follow-up

4/22/2013 Bever Email to Fitzsimmons re: Exhibits on admissions and financial aid

P12

P13

P14

P15

P16

P17

P19

P21

1 of 20

4/30/2013 Bever Email to Driver-Linn re: Updated memo and exhibits

P25

Bever

Driver-Linn

4/30/2013

P24

Bever Letter to Fitzsimmons re: Harvard College Admissions and Low Income
Students

4/29/2013

P23

Bever

Fitzsimmons

Fitzsimmons

Bever

Hansen

Bever

Fitzsimmons

Driver-Linn

Fitzsimmons

Fitzsimmons

Fitzsimmons

Fitzsimmons

Admitted Through

Bever Letter to Fitzsimmons re: Harvard College Admissions and Low Income
Students

Admissions and Financial Aid at Harvard College

2/14/2013 Admissions Part II - Subtitle

P9

Reading Procedures, Class of 2018

Description

8/14/2013 Searches 2013 - Class of 2018

Date

P2

P1

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

10/18/2018

10/19/2018

10/18/2018

10/17/2018

10/17/2018

10/19/2018

10/24/2018

10/18/2018

10/17/2018

10/19/2018

10/17/2018

10/24/2018

10/15/2018

10/16/2018

Admitted

Sealed

6/3/2013

9/9/2013

10/7/2013 Bever Email to Driver-Linn re: Admissions simulation power point

10/8/2013 Meeting Invite re: Fisher v. University of Texas Discussion #2

7/10/2014 Bever Email to Driver-Linn re: Agenda for Khurana

8/28/2014 Bever Email to Ortiz re: SAT distribution data

8/29/2014 Bever Email to Ortiz re: Updated SAT distribution

5/21/2013 Letter to Erica re: follow-up to Fitz's question

P29

P34

P35

P36

P41

P43

P44

P46

2/2/2011

2 of 20

Faust Memo to Members of the Corporation re: Proposed Changes in
Admissions Policy

1/29/2014 Yong Email to Fitzsimmons re: 2019 search

P57

P62

10/31/2013 Lavoie Email to Fitzsimmons, et al. re: Search, Video & UMRP Email Reports

Searches 2012 - Class of 2017

Meeting Invite re: Fisher v. University of Texas Discussion

Bever Email to Fitzsimmons re: Low income demographics

P55

P50

5/30/2013 Demographics of Harvard College Applicants

P28

Bever Email to Fitzsimmons re: Admissions memo

5/1/2013

P26

Description

Date

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

Faust

Fitzsimmons

Fitzsimmons

Fitzsimmons

Hansen

Bever

Fitzsimmons

Bever

Bever

Bever

Driver-Linn

Fitzsimmons

Fitzsimmons

Fitzsimmons

Admitted Through

11/1/2018

10/18/2018

10/15/2018

10/17/2018

10/24/2018

10/18/2018

10/18/2018

10/19/2018

10/18/2018

10/18/2018

10/26/2018

10/17/2018

10/17/2018

10/17/2018

Admitted

Sealed

4/3/2018

12/24/2013 Applicant File from Suncoast Community High School

1/1/2014

P111

P112

P116

Applicant File from Johns Creek High School

Fish Email to Fitzsimmons re: Hi, Bill

11/15/2013 Cheever Email to Bouchard re: applicant

P106

3 of 20

Outline with Handwritten Notes re: Diversity and Admissions

P99

6/11/2013 Ellwood Email to Fitzsimmons re: My Hero

Handwritten Notes

P96

P104

Handwritten Notes

4/24/2014 Cheng Email to Boutte-Thompson re: Updating Intranet

P88

P95

8/24/2013 Ortiz Email to McGrath re: Diversity Training

P81

Harvard College Personal Interview Report

4/24/2014 Interviewer Handbook 2013-2014

P72

P75

7/13/2015 Reading Procedures, Class of 2019

P71

Description

9/10/2013 Admissions Calendar 2013-2014

Date

P68

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

Arcidiacono

Arcidiacono

Fitzsimmons

Fitzsimmons

Fitzsimmons

Ray

Howrigan

Howrigan

Fitzsimmons

Ortiz

Ray

Walsh

Looby

Yong

Admitted Through

10/25/2018

10/25/2018

10/17/2018

10/17/2018

10/17/2018

10/24/2018

10/26/2018

10/26/2018

10/15/2018

10/26/2018

10/24/2018

10/26/2018

10/18/2018

10/23/2018

Admitted

Sealed

Sealed

Unredacted Version
Sealed

Unredacted Version
Sealed

Unredacted Version
Sealed

Sealed

11/5/2013 Yong Email to Fitzsimmons, et al. re: one pager

11/26/2013 Class of 2018 - EA Applicants

12/2/2013 Early Action Admits 2017 vs 2018

12/2/2013 Yong Email to Fitzsimmons re: stats

12/5/2013 Class of 2018 - EA Applicants

12/6/2013 Early Action Admits 2017 vs 2018

12/10/2013 Early Action Admits 2017 vs. 2018

12/13/2013 Early Action Admits 2017 vs. 2018 Chart

1/2/2014

1/5/2014

1/7/2014

1/13/2014 Applicants 2017 vs. 2018

P148

P149

P150

P152

P153

P154

P155

P156

P157

P158

P159

P161

Yong Email to Banks re: EA Stats

Applicants 2017 vs. 2018 Chart

Applicants 2017 vs. 2018 Chart

3/19/2013 Howrigan Email to Yong re: one pager

P147

Description

1/15/2014 Applicant File Suncoast Community High School

Date

P117

Exhibit

4 of 20

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

Yong

Yong

Yong

Yong

Yong

Yong

Yong

Yong

Yong

Yong

Yong

Yong

Yong

Arcidiacono

Admitted Through

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/25/2018

Admitted
Sealed

Sealed

3/14/2014 Applicants 2017 vs. 2018 Chart

3/17/2014 McGrath Email to Yong re: 0317 stats

3/18/2014 Applicants 2017 vs. 2018 Chart

5/5/2014

5/7/2014

5/21/2014 Applicants 2017 vs. 2018 Chart

6/27/2014 Applicants 2017 vs. 2018 Chart

8/27/2014 Applicants 2017 vs. 2018 Chart

1/14/2014 Projected Targets for the Class of 2018

5/31/2017 Area Assignments, Meeting Schedules

P164

P165

P167

P168

P169

P170

P171

P172

P177

P181

Class of 2018 Admits

3/15/2013 Class of 2017 - Docket Lop List

11/28/2012 The Myth of American Meritocracy by Ron Unz

P182

P200

P218

Applicants 2017 vs. 2018 Chart

Yong Email to Banks re: one pager

McGrath Email to Yong re: stats for monday

3/2/2014

P163

Description

Date

Exhibit

5 of 20

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

Fitzsimmons

Ray

Yong

Ortiz

Fitzsimmons

Yong

Yong

Yong

Yong

Yong

Yong

Yong

Yong

Fitzsimmons

Admitted Through

10/17/2018

10/24/2018

10/23/2018

10/26/2018

10/26/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/15/2018

Admitted

Sealed

12/20/2012 McGrath Email to Vidra re: From Robert Dujarric re: Asian-American applicants

12/27/2012 Pacholok Email re: Ron Unz

1/8/2013

1/19/2013 Fitzsimmons Email to McGrath , et al. re: Draft statements

1/21/2013 Email to Pacholok re: Unz/David Brooks Articles

1/23/2013 Yong Email to Zupan re: The orchid that

7/24/2013 McGrath Email re: Wait-List Applicant Offered a "Z"

P225

P227

P230

P234

P236

P238

P257

4/7/2014

4/8/2014

4/22/2014 Cheng Email to Vidra re: Tonight's wrap up re: alum dinner

P279

P280

P282

Weaver Email re: Chronicle of Higher Education Article

6 of 20

2/11/2014 Clagett Email to Cheng re: a minute of your time

P268

Jiang Letter to Faust re: Bessie Jiang

1/26/2014

P265

Lewis Email to McGrath re: Utah Schools Committee - Results of Ranking
Session

Yong Email to Howrigan re: RO data

11/30/2012 McGrath Email to Gilman re: Asian-American Quotas at Ivy League Universities

P220

Description

11/30/2012 Stone Email to Cheng re: Harvard Women's Ice Hockey

Date

P219

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

Cheng

Weaver

McGrath

Cheng

McGrath

McGrath

Yong

Fitzsimmons

Yong

Fitzsimmons

Fitzsimmons

McGrath

McGrath

Cheng

Admitted Through

10/26/2018

10/26/2018

10/19/2018

10/26/2018

10/19/2018

10/19/2018

10/23/2018

10/17/2018

10/23/2018

10/17/2018

10/17/2018

10/19/2018

10/19/2018

10/26/2018

Admitted

Sealed

Sealed

Sealed

Sealed

Sealed

Description

11/00/15

P301

4/00/18

4/15/2014 McGrath Email to Balian re: stats

P316

P319

Demographic Breakdown of Applicants and Matriculants

The Chronicle: Affirmative-Action Foe Plans Campaigns Against 3 Universities

4/7/2014

4/19/2012 McGrath Letter re: admissions process

P326

P340

P461

7 of 20

Demographic Makeup of Applicants, Admits, and Matrics - New Methodology
vs. IPEDS

P324

Report of the Committee to Study Race-Neutral Alternatives

3/20/2018 Smith Memo re: Committee to Study Race-Neutral Alternatives

Report of the Committee to Study the Importance of Student Body Diversity

P312

P302

12/10/2014 Lutz Memo re: Diversity Committee

P300

Report of the College Working Group on Diversity and Inclusion

6/13/2014 Farzan Email to Ryan, et al. re: Ryan Committee

P299

McGrath

Weaver

Yong

Fitzsimmons

Yong

Fitzsimmons

Smith

Khurana

Khurana

Driver-Linn

Driver-Linn

Bever

5/30/2014

P288

Memo from Driver-Linn to Khurana re: Harvard College Projects from the
Office of Institutional Research

4/29/2014
McGrath

Yong

Admitted Through

Bernhard Email to McGrath re: letter to President Faust from high school
student re: admissions diversity

4/23/2014 Cheng Email to Yong re: Intranet forms

Date

P287

P283

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

10/19/2018

10/26/2018

10/23/2018

10/26/2018

10/23/2018

10/16/2018

10/23/2018

10/23/2018

10/23/2018

10/19/2018

10/19/2018

10/19/2018

10/19/2018

10/23/2018

Admitted

Sealed

2/2/2012

4/10/2013 Hibino Email to Fitzsimmons re: No subject

P509

P516

ALDC Admit Rates by Academic Rating

ALDC Interview Stats

Share Admits/Rejects Within Each Rating

Share Admits/Rejects Within Each Rating

P618

P619

P620

P621

4/29/2013 Heenan Email to Driver-Linn re: two quick things

P604

Academic Decile Intervals

9/22/2012 Howrigan Email to Cheng re Interview Friday

P581

P617

4/23/2014 Yong Email to Cheng re Intranet forms

Email re R/A Reading

P579

P580

Statement of Findings

P555

Quay Letter to Merhill re: Complaint

8/21/2018 Harvard Admissions Lawsuit Website: Key Points

P467

Description

8/16/2018 Harvard Office of Institutional Research Website

Date

P465

Exhibit

8 of 20

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

Arcidiacono

Arcidiacono

Arcidiacono

Arcidiacono

Arcidiacono

Fitzsimmons

Cheng

Cheng

Cheng

Fitzsimmons

Fitzsimmons

Fitzsimmons

Fitzsimmons

Bever

Admitted Through

10/25/2018

10/25/2018

10/25/2018

10/25/2018

10/25/2018

10/19/2018

10/26/2018

10/26/2018

10/26/2018

10/15/2018

10/17/2018

10/15/2018

10/15/2018

10/18/2018

Admitted

Sealed

Share Applicants by Academic Index

Share Applicants by Academic Index

Share Applicants by Academic Index

Number and Share of Applicants with Personal Rating 2 or Higher

Share of Applicants with Personal Rating 2 or Higher

Number and Share of Applicants with Personal Rating 2 or Higher

Share of Applicants with Personal Rating 2 or Higher

Reading Procedures - Class of 2023

Share of Applicants/Admits for ALDCs

P625

P626

P627

P628

P629

P630

P631

P633

P634

P657

8/20/2018

9 of 20

Mascolo Email to Fitzsimmons and McGrath re Message from
"RNP002673BF8318"

8/13/2018 McGrath Email to Mascolo re Proposed changes to reading instructions

Share Applicants by Academic Index

P624

P656

Share Admits/Rejects Within Each Rating

P623

Description

Share Admits/Rejects Within Each Rating

Date

P622

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

McGrath

McGrath

Arcidiacono

Arcidiacono

Arcidiacono

Arcidiacono

Arcidiacono

Arcidiacono

Arcidiacono

Arcidiacono

Arcidiacono

Arcidiacono

Admitted Through

11/1/2018

11/1/2018

11/1/2018

10/25/2018

10/25/2018

10/25/2018

10/25/2018

10/25/2018

10/25/2018

10/25/2018

10/25/2018

10/25/2018

10/25/2018

10/25/2018

Admitted

Sealed

Personal Ratings

Description

Reading Procedures - Class of 2023

9/12/2018 McGrath Email to Mascolo re Reading instructions

Reading Procedures - Class of 2023

P741

P749

10 of 20

10/5/2018 Mascolo Email to admfao_officers-list re Updated reading instructions

Reading Procedures - Class of 2023

P723

P722

P721

9/19/2018 Mascolo Email to admfao_officers-list re Reading instructions

Athletic

P708

P720

Extracurricular, Community Employment, Family Commitments

P707

Mascolo Email to Fitzsimmons and McGrath re Potential changes to reading
instructions

Coding Guidelines for Summary Sheets

7/23/2018

6/12/2018 Mascolo Email to Bryan re All staff retreat follow-up

Reading Procedures - Class of 2023 (native version)

9/12/2018 Mascolo Email to Fitzsimmons and McGrath re Reading instructions

Date

P706

P705

P696

P660

P659

P658

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

McGrath

McGrath

McGrath

McGrath

McGrath

McGrath

McGrath

McGrath

McGrath

McGrath

McGrath

McGrath

McGrath

McGrath

Admitted Through

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

11/1/2018

Admitted

Sealed

Kahlenberg Models

Kahlenberg Simulations

Harvard's Admitted Class of 2019

Simulation A

Simulation A (Kahlenberg Simulation 4)

Simulation B

Simulation B (Card Simulation 4x)

Simulation C

Simulation C (Kahlenberg Simulation 6)

Simulation D

Simulation D (Kahlenberg Simulation 7)

Smith Committee

PD23

PD24

PD25

PD26

PD27

PD28

PD29

PD30

PD31

PD32

PD33

PD34

McGrath Email to Mascolo re Reading instructions

11 of 20

9/7/2018

P767

Description

8/13/2018 McGrath Email to Mascolo re Proposed changes to reading instructions

Date

P755

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

McGrath

McGrath

Admitted Through

10/30/2018

10/30/2018

10/30/2018

10/30/2018

10/30/2018

10/30/2018

10/30/2018

10/30/2018

10/30/2018

10/30/2018

10/30/2018

10/30/2018

11/1/2018

11/1/2018

Admitted

Sealed

Discussion Guide to the 2012 Casebook, Harvard College Admissions

7/4/1905

2/2/2012

8/1/2012

7/1/2014

DX024

DX025

DX026

DX027

DX030

Select Topics in Casework and Diversity, Asian American and Black Populations:
Implications for Admissions

DX019

12 of 20

African-American applicants/admits/matriculants for classes of 1980-2018

Email from Sally Donahue to Staff, "FW: HFAI/First Gen presentation"

Brief of Brown Univ. et. al., Fisher v. Univ. of Texas at Austin, No. 11-345

Letter from Heather Quay to Nicole Merhill, "Complaint No. 01-11-2078"

Reading Procedures, Class of 2017

Yong

Kim

Faust

McGrath

McGrath

Ray

McGrath

Khurana

Report of the College Working Group on Diversity and Inclusion, Harvard
University

2015

DX013

DX016

Faust

Email from Drew Faust to William Fitzsimmons, "Invitation to Serve on
University-wide Committee"

5/27/2014

DX012

Fitzsimmons

Interviewer Handbook, 2013-2014

Ray

McGrath

McGrath

Admitted Through

DX005

Admissions Staff Orientation Schedule, Fall 2013

DX004

9/6/2013

New Staff Training Binder

DX003

2012 Casebook

7/4/1905

DX002

Description

Arcidiacono demonstratives

Date

PD38

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

10/23/2018

10/24/2018

11/1/2018

10/19/2018

10/22/2018

10/24/2018

10/22/2018

10/23/2018

11/1/2018

10/17/2018

10/24/2018

10/22/2018

10/22/2018

10/30/2018

Admitted

Sealed

Smith

Memorandum from President Faust and Dean Smith to Members of the
Corporation, "Proposed Changes in Admissions Policy"

2/2/2011

1/1/1996

DX039

DX040

3/14/2014 Memorandum from William Fitzsimmons to Staff, "Final Choices"

DX056

6/9/2017

6/7/1977

DX055

DX060

Brief of Harvard Univ. et. al., Grutter v. Bollinger, No. 02-241, submitted for the
U.S. Supreme Court’s October 2002 Term

2/1/2003

DX053

13 of 20

Memorandum from Michael Smith to Rakesh Khurana and William Fitzsimmons,
"Committee to Study Race-Neutral Alternatives"

Brief of Columbia Univ. et. al., The Regents of the University of California v.
Allan Bakke, No. 76-811

Docket binder "P, R, & S Dockets- Official #1 Class of 2018"

Coordinator Manual, Harvard Admissions Officer Undergraduate Minority
Recruitment Program

DX050

7/4/1905

12/4/2001 Letter from Thomas Hibino to Lawrence Summers, "Complaint No. 01-01-2029"

DX044

DX047

Fitzsimmons

Demographic Breakdown of Applicants, Admits, and Matriculants, Class of 20002017

DX042

Khurana

Fitzsimmons

Fitzsimmons

Faust

Fitzsimmons

Banks

Fitzsimmons

Fitzsimmons

Harvard Admissions Calendar, 2013-2014

Faust

DX041

President's Report, 1993-1995, Harvard University

Ray

Select Topics in Casework and Diversity

DX036

Yong

Asian-American applicants/admits/matriculants for classes of 1980-2018

Yong

Admitted Through

DX033

Description

Hispanic applicants/admits/matriculants for classes of 1980-2018

Date

DX031

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

10/23/2018

10/18/2018

10/18/2018

11/1/2018

10/18/2018

10/24/2018

10/18/2018

10/18/2018

10/18/2018

11/1/2018

10/23/2018

10/24/2018

10/23/2018

10/23/2018

Admitted

Sealed

Sealed

Drew Faust, "Response to the Report of the Task Force on Inclusion and
Belonging," Harvard University, Office of the President

DX083

"Mission Vision and History," Harvard College,
https://college.harvard.edu/about/mission-and-vision

DX109

14 of 20

Kim

"How Aid Works," Harvard College Griffin Financial Aid Office,
https://college.harvard.edu/financial-aid/how-aid-works

DX106

Khurana

Kim

"First Generation Students," Harvard College Admissions & Financial Aid,
https://college.harvard.edu/admissions/hear-our-students/first-generationstudents

DX103

6/8/2018

Faust

"Charge for the Presidential Task Force on Inclusion and Belonging," Harvard
University, https://inclusionandbelongingtaskforce.harvard.edu/task-forcecharge

DX100

Fitzsimmons

"1,962 admitted to Class of '22," Harvard Gazette,
3/28/2018 https://news.harvard.edu/gazette/story/2018/03/1962-admitted-to-harvardcollege-class-of-22/

Smith

Smith

Smith

DX097

Agenda of the Committee to Study Race-Neutral Alternatives, April 6, 2018

Agenda of the Committee to Study Race-Neutral Alternatives, February 15, 2018

DX082

DX084

Faust

Agenda of the Committee to Study Race-Neutral Alternatives, January 8, 2018

DX081

3/26/2018

Smith

Agenda of the Committee to Study Race-Neutral Alternatives, November 2, 2017

DX080

Smith

Agenda of the Committee to Study Race-Neutral Alternatives, October 26, 2017

Smith

Admitted Through

DX079

Description

Agenda of the Committee to Study Race-Neutral Alternatives, August 23, 2017

Date

DX076

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

10/23/2018

10/24/2018

10/24/2018

11/1/2018

10/18/2018

10/23/2018

11/1/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

10/23/2018

Admitted

Sealed

2018 Application Selected by Harvard

2019 Application Selected by Harvard

2019 Application Selected by Harvard

2019 Application Selected by SFFA

Domestic applicants, admitted students, and admission rates at Harvard by year

Cumulative distribution of applicants’ predicted probability of admission

DX262

DX276

DX293

DX527

DX669

DX670

15 of 20

2018 Application Selected by Harvard

DX195

DX174

Descriptor PLUS™ Cluster Description Guide, College Board,
http://media.collegeboard.com/digitalServices/pdf/miscellaneous/ClusterDescri
ptionGuide.pdf
Peter Arcidiacono et al., “The Economic Returns to an MBA,” International
6/30/1905
Economic Review 49(3), 2008, pp. 873–899

7/3/1905

Curriculum Vitae for Ruth Simmons

DX134

DX139

Curriculum Vitae for David Card

DX133

Card

Card

Kim

Fitzsimmons

McGrath

Banks

Ray

Arcidiacono

Kahlenberg

Simmons

Card

Kahlenberg

“Top Colleges Doing the Most for the American Dream,” New York Times,
5/25/2017 https://www.nytimes.com/interactive/2017/05/25/sunday-review/opinion-pelltable.html

DX119

Admitted Through
Kim

Description

"Net Price Calculator," Harvard College Griffin Financial Aid Office,
https://college.harvard.edu/financial-aid/net-price-calculator

Date

DX111

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

10/31/2018

10/30/2018

10/24/2018

10/18/2018

10/22/2018

10/24/2018

10/24/2018

10/26/2018

10/22/2018

10/30/2018

10/30/2018

10/22/2018

10/24/2018

Admitted

Sealed

Sealed

Sealed

Sealed

Sealed

Sealed

Card

Card

Card

Card
Card
Card

Admission rates for applicants who are not athletic recruits, lineage applicants, on
Dean's or Director's Interest List, or children of Harvard faculty and staff
(ALDCs)

Intended Careers for Asian-American and White Applicants

Intended concentrations for Asian-American and White applicants

ALDC attributes for Asian-American and White applicants

Primary extracurricular activity by race

Mother's and Father's occupation by race

Average marginal effect of Asian-American ethnicity in Prof. Card’s model after
parental occupation variables are modified to address Prof. Arcidiacono’s
critiques

Average marginal effect of Asian-American ethnicity and confidence intervals in
Prof. Card’s model

Distribution of, and average marginal effect of Asian-American ethnicity in Prof.
Card’s model for, female applicants and applicants from California

Average marginal effect of Asian-American ethnicity on profile ratings in Prof.
Arcidiacono’s models

DX674

DX677

DX678

DX679

DX680

DX681

DX683

DX685

DX686

DX688

16 of 20

Card

Probability of admission for applicant with four profile ratings of 2 relative to
applicant with three profile ratings of 2 and an athletic rating of 3 or worse

DX673

Card

Card

Card

Card

Card

Applicants and admitted students by profile ratings combination

Card

Admitted Through

DX672

Description

Test Scores, GPAs, and Ratings of Applicants and Admitted Students

Date

DX671

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

10/31/2018

10/30/2018

10/30/2018

10/31/2018

10/31/2018

10/31/2018

10/30/2018

10/31/2018

10/31/2018

10/30/2018

10/30/2018

10/30/2018

10/30/2018

Admitted

Sealed

Card

Card

Card
Card
Card

Card
Card

Card

Average marginal effect of Asian-American ethnicity in Prof. Card’s model, Prof.
Arcidiacono’s model, and several sensitivity analyses

Average marginal effect of Asian-American ethnicity in Prof. Card’s model, Prof.
Arcidiacono's model, and several sensitivity analyses when recruited athletes are
excluded

Average marginal effect of Asian-American ethnicity in Prof. Card’s model,
interacting ALDC attributes with race

Average marginal effect of Asian-American ethnicity in Prof. Card’s model,
excluding indicator for staff interview

Average marginal effect of Asian-American ethnicity in Prof. Card’s model,
interacting disadvantaged status with race

Standard Error and Pseudo R-Squared for Card and Arcidiacono Models

Proportion of applicants by intended concentration

The number of Harvard applicants receiving an application fee waiver and
identified as "disadvantaged" varies over time

Predicted probability of admission for ALDC and non-ALDC applicants with the
effect of ALDC attributes set to zero and Proportion of ALDC, LDC, and nonALDC applicants receiving ratings of 1 or 2

Share of admitted students in ALDC categories

DX695

DX696

DX697

DX698

DX699

DX702

DX703

DX704

DX705

DX706

17 of 20

Card

Average marginal effect of Asian-American ethnicity in Prof. Card’s model with
profile ratings adjusted to remove what Prof. Arcidiacono claims to be racial
effects

DX694

Card

Card

Card

Variables used in Card and Arcidiacono preferred logit models

Card

Admitted Through

DX693

Description

Share of applicants in top deciles of the nonacademic admissions index and with
top non-academic, school support, and alumni ratings

Date

DX692

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

10/30/2018

10/30/2018

10/30/2018

10/30/2018

10/31/2018

10/31/2018

10/31/2018

10/30/2018

10/30/2018

10/30/2018

10/31/2018

10/30/2018

10/31/2018

Admitted

Sealed

Card
Card
Card
Card
Card
Card

Card

Card

Card

Average sum of profile ratings for Asian-American and White applicants
described as “Standard Strong”

Annual percentage change in White, Asian-American, African-American, and
Hispanic proportion of admitted and matriculating students

Asian-American, African-American and Hispanic shares of applicants and
admitted students to the classes of 1980 – 2019

Pseudo R-Squared values of admissions models containing various controls

Change in the explanatory power of Prof. Card’s model of admissions when the
effects of different variables are removed

Average marginal effect of various factors, by admissions index decile

Simulated racial composition of the admitted class, after eliminating the
consideration of race, lineage, athleticrecruit status, whether an applicant's parents
are Harvard faculty and staff, and the Dean’s and Director’s interest lists

Estimated change in racial composition, characteristics, and financial need of
Harvard’s admitted class after removing consideration of race, increasing
preference for lower-SES applicants, and eliminating practices alleged to benefit
White applicants

Estimated change in racial composition, characteristics, and financial need of
Harvard’s admitted class after removing consideration of race, increasing
preference for lower-SES applicants, eliminating practices alleged to benefit
White applicants, and eliminating consideration of standardized test scores

DX709

DX711

DX713

DX715

DX716

DX718

DX720

DX721

DX722

18 of 20

Card

Share of applicants who received staff interviews who are in ALDC Categories

Card

Admitted Through

DX708

Description

Average marginal effect of Asian-American ethnicity on likelihood of admission
for LDC
applicants, from Prof. Arcidiacono’s preferred model

Date

DX707

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/30/2018

Admitted

Sealed

Card
Card
Faust

Mr. Kahlenberg’s Simulations 1 through 7: Impact on class quality, composition,
and/or characteristics

Academic qualifications, profile ratings, and demographic profile of transfer
applicants

Report of the Task Force on Inclusion and Belonging, Harvard University, Office
of the President

DX728

DX729

DX730

DX740

19 of 20

Card

Share of applicants and admitted students by race and matriculation rates by race
before and after changes to early admission policy

DX727

McGrath

Card

Share of applicants, applicants applying for financial aid, and admitted students by
race, and matriculation rates by race, before and after changes to financial aid
policies

DX726

Reading Procedures, Class of 2021

Card

Estimated change in racial composition, characteristics, and financial need of
Harvard’s admitted class after removing consideration of race, increasing
preference for lower-SES applicants, eliminating practices alleged to benefit
White applicants, eliminating consideration of standardized test scores, doubling
number of disadvantaged applicants, and admitting an equal number of students
from each neighborhood cluster

DX742

Card

Racial composition of top students from each high school and comparison of
admitted class of 2019 to top students at high schools

DX725

7/10/1905

Card

Number of Harvard admitted students compared to the total number of U.S. high
schools and total number of ZIP codes

DX724

Admitted Through

Card

Description

DX723

Date

Estimated change in racial composition, characteristics, and financial need of
Harvard’s admitted class after removing consideration of race, increasing
preference for lower-SES applicants, eliminating practices alleged to benefit
White applicants, eliminating consideration of standardized test scores, and
doubling number of disadvantaged applicants

Exhibit

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

11/1/2018

11/1/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

10/31/2018

Admitted

Sealed

Org Collab. Unlearning Misogyny Event Flyer

AO31

Feb. 28

Fuerza Latina Mission Statement

AO28

3/26/2018 Cherry Blossom Study Break Flyer

Application file for Sarah Fransis Cole

SA4

AO17

Application file for Itzel Libertad Vasquez-Rodriguez

SA3

10/23/2017 Anti-black Racism in Asian Community Event Flyer

Application file for Thang Quoc Diep

SA2

AO6

Application file for Sally Chen

SA1

2016-2017 ABHW Survival Guide Manual

Racial Composition of ALDCs

DX746

AO4

Reading Procedures, Class of 2022

DX744

Description

Reading Procedures, Class of 2020

Date

DX743

Exhibit

20 of 20

SFFA v. Harvard, Case No. 1:14-cv-14176
Admitted Exhibits

Ho

Nunez

Ho

Ho

Trice

Kim

Kim

Fitzsimmons

Bever

McGrath

McGrath

Admitted Through

10/29/2018

10/29/2018

10/29/2018

10/29/2018

10/29/2018

10/24/2018

10/24/2018

10/18/2018

10/19/2018

11/1/2018

11/1/2018

11/1/2018

Admitted

Sealed

Sealed

Sealed

Sealed

Sealed