Lyons et al v. Hologic, Inc. et al
Filing
170
Judge Allison D. Burroughs: MEMORANDUM AND ORDER entered. Summary judgment is DENIED as to Rita Melkonian, Tricia Willard, and Karen Ensley, and GRANTED IN PART and DENIED IN PART as to Nerissa Burke.SO ORDERED. Associated Cases: 1:22-cv-11895-ADB, 1:22-cv-12194-ADB(McManus, Caetlin)
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
SHELLEY EVERS, CHRISTINA
PATRAS, RITA MELKONIAN, and
TRICIA WILLARD,
Plaintiffs,
v.
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*
*
*
*
*
*
*
*
Civil Action No. 22-cv-11895-ADB
HOLOGIC, INC.,
Defendant.
JULIE BLOCK, NERISSA BURKE, and
KAREN ENSLEY,
Plaintiffs,
Civil Action No. 22-cv-12194-ADB
v.
HOLOGIC, INC.,
Defendant.
MEMORANDUM AND ORDER
BURROUGHS, D.J.
Plaintiffs Rita Melkonian (“Melkonian”), Tricia Willard (“Willard”), Nerissa Burke
(“Burke”), and Karen Ensley (“Ensley”) (collectively “Plaintiffs”) were each diagnosed with
mammary/ductal carcinoma, a form of breast cancer. Each underwent a partial mastectomy,
sometimes referred to as a lumpectomy or breast conservation surgery, to remove cancerous
lesions. During those surgeries, Plaintiffs were implanted with a BioZorb marker, a device used
to identify breast tissue surrounding the excised cancer tissue to help calibrate for radiation
targeting. After the procedures, each Plaintiff alleges that she experienced injuries, which they
attribute to the negligence of Defendant Hologic, Inc. (“Hologic”) in the manufacture and
distribution of the BioZorb device. In the complaints in this case, Plaintiffs each allege four
causes of action against Hologic: Negligent Failure to Warn (Count I); Negligent Design Defect
(Count II); Breach of Implied Warranty of Merchantability (Count III); and Negligence (Count
IV). [See Case No. 22-cv-12194 (“Block”), ECF No. 121 at 12–20 (“Block First Amended
Complaint” or “Block FAC”); Case No. 22-cv-11895 (“Evers”), ECF No. 139 at 13–21 (“Evers
Second Amended Complaint” or “Evers SAC”)].
Plaintiffs are just four of more than eighty plaintiffs, spread across eighteen cases
currently pending before the Court,1 who allege negligence by Hologic in connection with the
design and marketing of BioZorb. The Court has entered case management and bellwether
orders in the cases, pursuant to which the parties are permitted to file initial motions for
summary judgment limited to the applicability of learned-intermediary doctrine, which can
disprove the element of causation in failure-to-warn claims involving medical devices. See, e.g.,
[Evers, ECF No. 84 at 7]. Hologic has moved for summary judgment on Plaintiffs’ failure to
warn, general negligence, and breach of warranty claims (Counts I, III and IV) under that
doctrine. For the reasons set forth below, the motions for summary judgment are DENIED on
1
The cases are Evers v. Hologic, No. 22-cv-11895; Block v. Hologic, No. 22-cv-12194;
Chambers v. Hologic, No. 23-cv-10260; Shirkey v. Hologic, No. 23-cv-10579; Stine v. Hologic,
No. 23-cv-10599; Baker v. Hologic, No. 23-cv-10717; Slater v. Hologic, No. 23-cv-10888;
Rivera v. Hologic, No. 23-cv-11012; English v. Hologic, No. 23-cv-11512; Webb v. Hologic,
No. 23-cv-11823; Price v. Hologic, No. 23-cv-12011; Heffner v. Hologic, No. 23-cv-12278;
Blanchenay v. Hologic, No. 23-cv-12458; Austin v. Hologic, No. 23-cv-12651; Swafford v.
Hologic, No. 23-cv-12687; Bonvillain v. Hologic, No. 23-cv-12833; Ciers v. Hologic, No. 23cv-13215; Broeder v. Hologic, No. 24-cv-10823; Galaini v. Hologic, No. 24-cv-11939.
2
all counts as to Rita Melkonian, Tricia Ward, and Karen Ensley, and GRANTED on Counts I,
III and IV as to Nerissa Burke.2
I.
BACKGROUND
A.
Factual Background
The BioZorb marker is an implantable device approved by the FDA to assist in postlumpectomy radiation treatment of breast cancer. See, e.g., [Melkonian Responsive Statement of
Undisputed Facts (“RSUF”) ¶¶ 1–2]. The BioZorb consists of a spiral-shaped bioabsorbable
spacer that holds six titanium clips. [Id. ¶¶ 2–3]. Although BioZorb markers come in a range of
sizes, the parties agree that the image below depicts an accurate visual representation of the
device.
See, e.g., [id. ¶ 2].
Hologic’s motions also contend that Plaintiffs have inadequately pled their design defect claims
(Count II). See, e.g., [Burke MSJ at 13]. Pursuant to the Court’s bellwether order, however,
these arguments are not ripe for summary judgment. See [Evers, ECF No. 84 at 7]. In any
event, as the Court permitted Plaintiffs to amend their design defect claims and has invited
Hologic to file motions to dismiss, see [Evers, ECF No. 168; Block, ECF No. 142], the Court
will DENY Hologic’s motions for summary judgment as to the design defect claims without
prejudice.
2
3
The BioZorb was approved by the Food and Drug Administration (“FDA”) as a Class II
medical device to mark sites where cancerous lesions have been surgically removed to facilitate
targeted future radiation treatment. [Melkonian RSUF ¶¶ 1, 3–4]. The device is intended to
dissolve into the body during a process Hologic calls “resorption.” [Id. ¶ 4].
According to the BioZorb’s Instructions for Use (“IFU”) in effect at the time of the
Plaintiffs’ operations, the resorption process may take “one or more years.” [Melkonian RSUF
¶ 4]. Specifically, the IFU advised that “the spacer material retains its functional integrity for
approximately [two] months, while complete resorption may require up to one or more years.”
[Id.; Evers SAC Ex. 1]. The IFU expressly warns of the following risks and contraindications:
The Marker should not be placed in a tissue site with clinical
evidence of infection . . . The marker should only be used by
physicians trained in surgical techniques. The physician is
responsible for its proper clinical use. The Marker is shipped sterile;
do NOT re-sterilize any portion of the Marker. The Marker is for
SINGLE USE only. Do NOT use if the package is open or damaged,
or if the temperature indicator has a black center. Use the Marker
prior to the expiry date shown on the product label.
[ECF No. 11-1 at 2].
Plaintiffs were diagnosed with breast cancer and had surgery between 2018 and 2019,
during which each was implanted with a BioZorb marker. [Melkonian RSUF ¶¶ 5–6; Willard
RSUF ¶¶ 5–6; Ensley RSUF ¶¶ 5–6; Burke RSUF ¶¶ 5–6]. Details concerning each Plaintiff’s
treatment and details of their physicians’ deposition testimony are set forth below.
1.
Rita Melkonian
Rita Melkonian was diagnosed with breast cancer in her left breast in May 2018.
[Melkonian RSUF ¶ 5]. On August 9, 2018, Dr. Lisa Bailey, a surgical oncologist specializing
in breast cancer treatment, performed a partial mastectomy and sentinel node excision on
4
Melkonian at Alta Bates Summit Medical Center in Oakland, California. [Id. ¶ 6]. Prior to the
procedure, Dr. Bailey explained to Melkonian that she intended to use a BioZorb device during
Melkonian’s procedure. [Bailey Dep. at 58:18–59:3]. Melkonian testified that Dr. Bailey told
her the device “w[ould] be absorbed within six months to a year.” [Melkonian Dep. at 126:8].
Dr. Bailey did not specifically recall discussing an absorption timeline with Melkonian,
explaining that she “would normally not say that.” [Bailey Dep. at 62:17–18]. Dr. Bailey
testified that she typically advised her patients that “BioZorb would reabsorb gradually” and
could not recall whether she had “ever give[n] [patients] a time frame.” [Melkonian RSUF
¶ 16].Approximately two and a half years after surgery, in March 2021, Melkonian noticed a
nodule in her breast that caused a “pulling” sensation at her nipple. [Melkonian Responsive
Statement of Additional Undisputed Facts (“RSAF”) ¶ 3]. Melkonian testified that she feared
the nodule was a recurrence of breast cancer. [Id.]. In May 2021, she received an examination
and ultrasound by another physician, Dr. Natalie Marshall. [Evers, ECF No. 81-7 at 1]. Dr.
Marshall’s patient report stated that, based on a “compar[ison] to prior imaging studies,” the
“BioZorb markers ha[d] rearranged in a somewhat linear configuration, the most anterior of
which [were] in the palpable area of concern.” [Id.]. Dr. Marshall also noted “fat necrosis
calcification associated with the more posterior markers.” [Id.]. At a September 3, 2021
follow-up appointment based on a referral from Dr. Marshall, another physician, Dr. Elizabeth
Peralta, reported that Melkonian presented with “tenderness under the surgical scar where the
fragmented BioZorb is palpable in a superficial plane.” [Evers, ECF No. 81-8 at 1]. Melkonian
reported pain “even with light touch such as clothing.” [Id.]. Dr. Peralta’s report indicates that
Melkonian was considering having the BioZorb surgically removed, see [id.], although she
ultimately elected not to undergo further surgery, see [Melkonian Dep. at 246:7–12].
5
Dr. Bailey’s 2024 deposition included the following exchange between her and counsel
for Hologic:
Q: Doctor, did you ever review the complaint that was filed . . . by
the plaintiffs in this case?
A: I don’t recall, but I don’t believe so.
Q: Doctor, given everything that you know today about BioZorb,
do you continue to believe that using the BioZorb was the
appropriate option for you to use with Rita Melkonian at the time
of her surgery?
A: Yes.
[Bailey Dep. at 106:1–10].
Hologic’s counsel then asked Dr. Bailey about hypothetical additional warnings that
Hologic could have included in the IFU:
Q: If the BioZorb instructions for use indicated that one of the risks
associated with using the BioZorb would be a risk of pain, would
you still have used the BioZorb?
A: Well, I would — I generally review whatever literature there is,
and I think it would depend on more specifics about risks.
Q: Okay. And when you say “more specifics about risks,” what do
you mean?
A: Well, you have to look at all of the risks. So if a hundred percent
of the patients had pain, then that would be an issue, obviously. So
you just — you know, I would always review whatever literature
there was and look at risk/benefit for the patient.
[Bailey Dep. at 107:6–20]. Dr. Bailey then testified that, although she did not specifically recall
reviewing the BioZorb IFU, she “generally” would do so before using a prescription device. [Id.
at 109:2–5]. Hologic ended its questioning after that. [Id. at 109:11–12].
6
2.
Tricia Willard
Tricia Willard was diagnosed with cancer in her left breast in September 2019. [Willard
RSUF ¶ 5]. On October 29, 2019, Dr. Lindsay Hardley performed a partial mastectomy on
Willard at Parkview Packnett Family Cancer Institute in Fort Wayne, Indiana. [Id. ¶ 6].
Dr. Hardley testified that prior to the procedure, she told Willard that she intended to use
a BioZorb device in Willard’s breast during surgery and advised her that she may be able to feel
the BioZorb device in her breast. Willard, however, testified that Dr. Hardley said she would not
be able to feel it. [Willard RSUF ¶ 17; Willard Dep. at 64:25–65:3]. Willard also testified
during her deposition in this case that Dr. Hardley told her the BioZorb would resorb in about a
year, although Hardley testified that she “never gave [her] patients [an] expectation of a specific
time frame.” [Id. ¶ 19].
According to Willard’s testimony, around February 2020, she felt a painful lump in her
breast, which diagnostic imaging determined to be near the BioZorb site. [Willard Dep. at
104:5–23, 109:8–11]. Willard discussed removing the BioZorb with Dr. Hardley, who
recommended waiting for the marker to resorb. [Id. at 132:2–8]. A physician providing a
second opinion also recommended against surgical removal. [Id. at 27:1–10, 132:6–11].
In her deposition in this case, Dr. Hardley was asked whether a variety of warnings
would have affected her decision to use BioZorb to treat Willard and, in general, testified that
such warnings would not have affected her recommendation. For example, when counsel for
Hologic asked whether an IFU that “had specifically stated that patients could feel the device or
may be able to palpate the device” would “have changed [her] decision to use the BioZorb for
Ms. Willard,” Dr. Hardley responded “no.” [Willard RSUF ¶ 22]. Counsel for Hologic also
asked Hardley whether she believed that, even if BioZorb took more than two years to resorb,
7
“for the right patient, the benefits of the BioZorb could outweigh the potential side effects or
risks.” [Id. ¶ 23]. Dr. Hardley said “[y]es.” [Id.]. She also testified that notwithstanding
Willard’s allegations, she continued to believe that she had made the “right decision” by using
BioZorb as part of Willard’s treatment.3 [Id. ¶ 24].
3.
Karen Ensley
Plaintiff Karen Ensley was diagnosed with cancer in her right breast in September 2018.
[Ensley RSUF ¶ 5]. On October 4, 2024, Dr. Jennifer McAlister performed a partial mastectomy
on Ensley’s right breast at UNC Health Pardee Hospital in Henderson, North Carolina, during
which McAlister implanted a BioZorb device. [Id. ¶ 6]. After the procedure, Ensley underwent
radiation treatment. [Id. ¶ 7].
Dr. Hardley engaged in several colloquies with Hologic’s attorney on this point, as described
below.
3
Q: Based on everything you have heard today regarding Ms.
Willard’s medical records and her allegations in this litigation, do
you continue to believe that you made the right decision for Ms.
Willard when you implanted a BioZorb?
A: Yes.
Q: Okay. And given everything you’ve heard today regarding Ms.
Willard’s allegations and what we’ve seen in the medical records,
do you continue to stand by your decision to use the BioZorb for
Ms. Willard?
A: Yes.
[Willard RSUF ¶ 24]. After Willard’s attorney questioned Dr. Hardley, on redirect she testified
as follows:
Q: Is there anything you heard today, including from Mr. Cowper in
his questions, that changes your prior testimony that you stand by
your decision to use the BioZorb for Ms. Willard?
A: No, it does not change it.
[Id. ¶ 25].
8
In 2021, Ensley developed a new mass in her right breast. See [McAlister Dep. at
148:21–149:2]. By February 2022, Dr. McAlister determined that the mass had grown larger
and more palpable. [Id. at 60:4–21]. Dr. McAlister performed an excisional biopsy procedure in
March 2022, [id. at 151:12–18], which identified necrotic fat tissue, [id. at 62:4–18], and fragile,
solid, white debris around the area of the BioZorb, [id. at 65:7–9]. McAlister testified that the
pathology report did not indicate that the BioZorb remained present in Ensley’s breast at the time
of the biopsy, but Ensley testified that she understood that McAlister had excised remnants of the
BioZorb during the biopsy. [Ensley RSUF ¶ 20; Ensley Dep. at 41:12–16].
In her deposition in this case, Dr. McAlister provided testimony regarding her
understanding of the risks associated with Ensley’s procedure. She testified that she understood
“chronic pain” beyond “normal postoperative pain,” swelling, scarring, and fat necrosis can be
risks associated with lumpectomy procedures. [Ensley RSUF ¶¶ 9, 11–12, 14, 17]. She also
testified that she understood that the BioZorb device could be palpable to a patient and could
take longer than eighteen months to resorb, but that she believed that the device was nevertheless
appropriate for use in Ensley’s treatment. [Id. at ¶¶ 19, 21]. Hologic’s counsel also asked
McAlister whether a warning in the IFU pertaining to scar tissue, palpability, or necrosis would
have affected her decision to use the BioZorb with Ensley, and she testified that it would not
have. [Id. ¶¶ 23–24]. McAlister ceased using BioZorb after she determined through clinical
experience that it associated with firm masses that were difficult to distinguish from malignant
masses during subsequent exams. [McAlister Dep. at 78:15–24].
4.
Nerissa Burke
Nerissa Burke was diagnosed with cancer in her right breast in July 2018. [Burke RSUF
¶ 6]. On August 9, 2018, Dr. Paul Williams performed a partial mastectomy procedure on Burke
9
at Heart of Florida Regional Medical Center, after which Burke underwent radiation therapy.
[Id. ¶¶ 7–8]. Although Williams testified that he did not discuss using a BioZorb with Burke
prior to the procedure, he decided to use the device during the procedure to reduce cosmetic
deformity in Burke’s breast.4 [Williams Dep. at 43:6–12, 90:18–25]. Dr. Williams testified that
he informed Burke that he had placed a BioZorb after the procedure. [Id. at 49:10–12]. Burke
testified that although Dr. Williams had told her that the BioZorb would dissolve in one year or
less, [Burke Dep. at 175:7], around the beginning of 2020, she could still feel the BioZorb in her
breast and could visualize the shape of the device through her skin when looking in the mirror.
[Id. at 146:10–147:4]. Williams testified that he was also able to visualize the device through her
skin. [Williams Dep. at 73:14–74:15]. He explained that as her breast tissue healed from
surgery and radiation, the BioZorb had become visible and was pressing against her skin. [Id. at
74:2–15].
During Dr. Williams’s deposition, he testified that he believed he had made the right
clinical decision in using a BioZorb during Burke’s procedure. [Burke RSUF ¶ 19]. Burke
strongly preferred a lumpectomy to a mastectomy, and Williams understood, at the time, that the
BioZorb was the only clinical treatment option to avoid a significant structural and cosmetic
deformity in Burke’s breast. [Id. ¶¶ 15, 18]. He was not questioned specifically about whether a
stronger warning by Hologic would have changed his decision.
4
Burke testified that Dr. Williams told her he would use a marker prior to her procedure, though
she could not recall whether he identified the device as a BioZorb device. [Burke Dep. at
141:17–20]. To the extent the difference in their testimony gives rise to a factual dispute, neither
party identifies the factual dispute as material.
10
B.
Procedural History
On November 4, 2022, Melkonian and Willard, along with co-plaintiffs whose summary
judgment proceedings are not addressed in this order, sued Hologic in Middlesex County
Superior Court. [Evers, ECF No. 1]. Hologic moved for removal on November 10, 2022, [id.],
and on December 9, 2022, Plaintiffs agreed to sever and remand a single non-diverse plaintiff
and otherwise consented to removal, [Evers, ECF No. 10].5 Burke, Ensley, and their
co-plaintiffs filed an initial complaint in this Court making substantively identical allegations on
December 23, 2022. [Block, ECF No. 1].
Plaintiffs’ operative complaints set forth the following allegations. Count I alleged that
Hologic breached its duty to warn users about foreseeable risks, specifically arguing that Hologic
was liable because “the IFU failed to include warnings” concerning four risks:
1. that “the BioZorb device may not ever dissolve in the breast and [may] need to be
surgically removed”;
2. that “a radiologist might need to use a higher energy electron therapy which can cause
scarring on the breast”;
3. that “the device could migrate in the breast and cause a painful lump and scarring”; and,
4. that “the device could protrude from the breast creating a hole in the breast, [and] could
be expelled from the breast which can lead to drainage and infection.”
[Evers, ECF No. 11 ¶ 63; Block, ECF No. 1 ¶ 47]. Plaintiffs asserted design defect, negligence,
and breach of implied warranty claims. [Evers, ECF No. 11 ¶¶ 67–97; Block, ECF No. 1 ¶¶ 51–
81]. After Hologic answered, [Evers, ECF No. 15; Block, ECF No. 22], with the agreement of
the parties, the Court ordered phased discovery and summary judgment proceedings, with the
initial discovery process limited to core document discovery and depositions of Plaintiffs and
5
On remand, the Middlesex County Superior Court found that the learned intermediary doctrine
did not support awarding summary judgment to Hologic. Lyons v. Hologic, Inc., No. 2281-cv4312, slip op. at 2 (Mass. Super. Ct. filed July 10, 2024).
11
their implanting physicians, as necessary to evaluate the applicability of the learned-intermediary
doctrine to the causation analysis of each Plaintiff’s claim. See [Evers, ECF Nos. 22, 84].
Hologic moved for summary judgment on the basis of the learned intermediary doctrine against
Tricia Willard on February 14, 2024, [Evers, ECF No. 72]; Nerissa Burke on February 20, 2024,
[Block, ECF No. 71]; Rita Melkonian on February 21, 2024, [Evers, ECF No. 78]; and Karen
Ensley on February 22, 2024, [Block, ECF No. 77]. Plaintiffs timely opposed, and Hologic
replied.
II.
DISCUSSION
A.
Legal Standard
A movant can obtain summary judgment only by demonstrating “that there is no genuine
dispute” between the parties “as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a). To prevail, a moving defendant must first show “an
absence of evidence to support the nonmoving party’s case.” Pleasantdale Condos., LLC v.
Wakefield, 37 F.4th 728, 733 (1st Cir. 2022) (quoting Brennan v. Hendrigan, 888 F.2d 189, 191
(1st Cir. 1989)). “This burden can be satisfied in two ways: (1) by submitting affirmative
evidence that negates an essential element of the non-moving party’s claim or (2) by
demonstrating that the non-moving party failed to establish an essential element of its claim.”
Nantucket Residents Against Turbines v. U.S. Bureau of Ocean Energy Mgmt., 675 F. Supp. 3d
28, 46 (D. Mass. 2023).
“The burden then shifts to the nonmovant to establish the existence of a genuine issue of
material fact.” Pleasantdale, 37 F.4th at 733 (citation omitted). The Court must construe “the
record and all reasonable inferences therefrom in the light most hospitable” to the nonmoving
party. Id. (quoting Houlton Citizens’ Coal. v. Town of Houlton, 175 F.3d 178, 184 (1st Cir.
12
1999)). Still, the Court will not let a case proceed to trial based only on a nonmovant’s “bald
assertions, empty conclusions, [or] rank conjecture.” Hoover v. Hyatt Hotels Corp., 99 F.4th 45,
57 (1st Cir. 2024). Instead, where (as here) “the nonmovant bears the ultimate burden of proof”
concerning the issue on which summary judgment is sought, the nonmovant “must present
definite, competent evidence to rebut the motion for summary judgment.” Pleasantdale, 37 F.4th
at 733 (quoting Mesnick v. Gen. Elec. Co., 950 F.2d 816, 822 (1st Cir. 1991)).
B.
Learned Intermediary Doctrine
Under settled principles of negligence, a seller or manufacturer is “subject to liability for
harm to persons . . . caused by the seller’s failure to provide a warning after the time of sale or
distribution of a product if a reasonable person in the seller’s position would provide such a
warning.” Restatement (Third) of Torts: Products Liability § 10 (Am. L. Inst. 1998). Although
the seller’s duty to warn typically runs to the user, in prescription drug and medical device cases,
the duty to warn “traditionally has required warnings directed to health-care providers and not to
patients.” Id. § 6 cmt. b; see also id. § 6(d)(1). “The duty then devolves on the health-care
provider to supply to the patient such information as is deemed appropriate under the
circumstances so that the patient can make an informed choice as to therapy.” Id. § 6 cmt. b.
The key variation among states for purposes of the present motions is whether each state
applies a “rebuttable presumption . . . that had there been an adequate warning, the doctor would
have heeded it.” Motus v. Pfizer, Inc., 196 F. Supp. 2d 984, 991 (C.D. Cal. 2001). This heeding
presumption is “a burden-shifting device that makes it easier for a plaintiff to prove causation.”
Id. Where it applies, “once the plaintiff establishes that the manufacturer provided inadequate
warnings, the burden shifts to the defendant to show that an adequate warning would not have
affected the doctor’s conduct in prescribing the drug.” Id. If the manufacturer fails to make that
13
showing, then “the presumption satisfies the plaintiff’s burden of demonstrating that the
inadequate warning was the proximate cause of the ingestion of the drug.” Id. (quoting Williams
v. Lederle Labs., 591 F. Supp. 381, 386 (S.D. Ohio 1984)). “By contrast, in states that have not
adopted the rebuttable presumption, the plaintiff in a [medical device] case bears the full burden
of proving through affirmative evidence that the inadequate warning was the proximate cause of
the injury, or, in other words, that an adequate warning to the prescribing physician would have
altered the physician’s conduct.” Id. (quoting Windham v. Wyeth Labs., Inc., 786 F. Supp. 607,
612 (S.D. Miss. 1992)). Two of the states relevant to these motions have adopted a heeding
presumption, see Kovach v. Caligor Midwest, 913 N.E.2d 193, 199 (Ind. 2009); Garside v. Osco
Drug, Inc. 976 F.2d 77, 81 (1st Cir. 1992) (applying Massachusetts law), while the other two do
not, see Corbo v. Taylor-Dunn Mfg. Co., No. A135393, 2014 WL 576268, at *13 (Cal. Ct. App.
Feb. 14, 2014) (“California does not recognize the heeding presumption.”); Salinero v. Johnson
& Johnson, 995 F.3d 959, 964–65 (11th Cir. 2021) (“[A] plaintiff must show that her treating
physician would not have used the product had adequate warnings been provided.” (citation
omitted)); Richardson v. Smith & Nephew Richards, Inc., No. 5:95-cv-00068, 1998 WL
1166780, at *5 (E.D.N.C. Sept. 22, 1998), aff’d and adopted, 1999 WL 1132962 (E.D.N.C. Jan.
10, 1999) (similar).
C.
Conflict of Laws
The Court must first determine which state law governs Hologic’s liability.6 Plaintiffs
contend that Massachusetts law should govern this entire case, no doubt hoping to gain the
As noted above, Massachusetts differs from each relevant state’s law, with the exception of
Indiana, to the extent that it applies a heeding presumption in failure-to-warn cases.
Accordingly, there is a real conflict between the contending states’ laws that the Court must
6
14
benefit of its heeding presumption. Hologic insists that the law of the states where each Plaintiff
was injured should control: California for Melkonian’s claims, Florida for Burke’s claims, North
Carolina for Ensley’s claims, and Indiana for Willards’s claims.7 The Court concludes that the
law of the place of injury should apply to each of their cases. 8
Sitting in diversity, this Court applies the choice of law rules of Massachusetts to
determine which state’s law should decide liability. Cheng v. Neumann, 106 F.4th 19, 25 (1st
Cir. 2024) (“[F]ederal courts sitting in diversity apply the substantive law of the forum state, . . .
including its conflict of laws rules.” (quoting Smith v. Prudential Ins. Co. of Am., 88 F.4th 40,
49 (1st Cir. 2023))).
Massachusetts follows a “functional approach” to conflict of laws issues in personal
injury cases that reflects the approach set forth in the Restatement (Second) of Conflict of Laws
(hereinafter “Restatement”). See McKee v. Cosby, 874 F.3d 54, 60 (1st Cir. 2017) (describing
the Restatement as “an ‘obvious source of guidance’ for choice of law questions.” (quoting
Bushkin Assocs. v. Raytheon Co., 473 N.E.2d 662, 668 (Mass. 1985))). In general, the
Restatement provides that the “law of the state where the injury occurred” should “determine[]
the rights and liabilities of the parties, unless, with respect to the particular issue, some other
state has a more significant relationship under the principles stated in § 6 to the occurrence and
the parties.” Robidoux v. Muholland, 642 F.3d 20, 25 (1st Cir. 2011) (quoting Restatement
resolve. See Smith v. Prudential Ins. Co. of Am., 88 F.4th 40, 49 (1st Cir. 2023) (quoting In re
Pioneer Ford Sales, Inc., 729 F.2d 27, 31 (1st Cir. 1984)).
Plaintiffs do not dispute Hologic’s factual assertion that each Plaintiffs’ injuries occurred at the
location where they were implanted with the BioZorb device, and the Court therefore assumes
Plaintiffs have conceded this fact.
7
8
In their respective opposition filings, Plaintiffs each present identical arguments in favor of
application of Massachusetts law, so the Court addresses their arguments collectively.
15
§ 146). In other words, Section 146 creates a presumption in favor of the law of the place of
injury. See Dagi v. Delta Air Lines, 352 F. Supp. 3d 116, 124 n.6 (D. Mass. 2018) (describing
Massachusetts law); Murthy v. Abbott Bioresearch Ctr., Inc., No. 080328, 2009 WL 3233360,
at *1 (Mass. Super. Ct. Jan. 13, 2009); Kramer v. Acton Toyota, Inc., No. 993733, 2004 WL
2697284, at *3 (Mass. Super. Ct. Nov. 2, 2004); cf. Mason v. S. New Eng. Conf. Ass’n of
Seventh-Day Adventists, 696 F.2d 135, 138 (1st Cir. 1982) (same, discussing application of
§ 146 under Maine law). Following that presumption, the Court should apply Massachusetts law
only if Massachusetts bears a relationship to Hologic, Plaintiffs, and their injuries that is more
significant than that of the place of the plaintiffs’ respective injuries.
Section 6 of the Restatement lays out seven principles for evaluating the significance of
each state’s relationship to the case:
(a) the needs of the interstate and international systems, (b) the
relevant policies of the forum, (c) the relevant policies of other
interested states and the relative interests of those states in the
determination of the particular issue, (d) the protection of justified
expectations, (e) the basic policies underlying the particular field of
law, (f) certainty, predictability and uniformity of result, and (g)
ease in the determination and application of the law to be applied.
Robidoux, 642 F.3d at 25 (quoting Restatement § 6).
In addition, when applying Massachusetts conflict of laws principles to product liability
cases, the First Circuit examines the following contacts, which are relevant in all tort cases under
Section 145(2) of the Restatement:
(a) the place where the injury occurred, (b) the place where the
conduct causing the injury occurred, (c) the domicile, residence,
nationality, place of incorporation and place of business of the
parties, and (d) the place where the relationship, if any, between the
parties is centered.
16
Id. at 25–26 (quoting Restatement § 145(2)). “Though these sections identify as many as eleven
relevant factors, the four highlighted by the First Circuit are paramount to the analysis and are
often determinative.” Daley v. Mira, No. 18-cv-10353, 2023 WL 3605438, at *3 (D. Mass. May
23, 2023); see also Cohen v. McDonnell Douglas Corp., 450 N.E.2d 581, 583–85 (Mass. 1983);
Burleigh v. Alfa Laval, Inc., 313 F. Supp. 3d 343, 353–59 (D. Mass. 2018). The Court therefore
begins its analysis with those factors.
The place of injury “usually” prevails over the location of the negligent conduct, even
though decisions about “the applicable law become[] more difficult in situations where, as here,
the defendant’s conduct and the resulting injury occurred in different states.” Burleigh, 313
F. Supp. 3d at 353 (internal quotation marks omitted) (quoting Restatement § 145 cmt. e). That
is particularly so when the plaintiff has a “settled relationship” with the place of injury. Id.
(quoting Restatement § 146 cmt. e); Cohen v. McDonnell Douglas Corp., 450 N.E.2d 581, 586
(Mass. 1983) (same). A “settled relationship” with the place of injury exists if the plaintiff “is
domiciled or resides there or because he does business there.” Cohen, 450 N.E.2d at 586. By
contrast, “the law of the place of injury might not play an important role ‘when the place of
injury’ is ‘fortuitous,’ such as in a car accident when the non-resident plaintiffs are ‘merely
passing through’ the state where the accident occurred.” Burleigh, 313 F. Supp. 3d at 353–54
(quoting Kramer, 2004 WL 2697284, at *3).
It is undisputed that the Plaintiffs’ injuries occurred outside of Massachusetts, even
though Hologic’s alleged negligence in developing BioZorb took place within the state.
[Melkonian RSUF ¶ 6; Ensley RSUF ¶ 6; Willard RSUF ¶ 6; Burke RSUF ¶ 7]. Despite
Hologic’s connection to the forum state, Plaintiffs’ have established settled relationships with
their respective places of injury, as each Plaintiff except for Ensley is domiciled in the same
17
place as her state of injury.9 No Plaintiff contends that they bear any comparable relationship to
Massachusetts. Consequently, Massachusetts’s conflict-of-laws principles favor the law of the
place of injury. Although Massachusetts has an interest in regulating the conduct of its resident
defendants, including Hologic, the place of the injury and domicile of the injured “reduce the
comparative weight” of Massachusetts’s interest. Burleigh, 313 F. Supp. 3d at 355.
To the extent Plaintiffs and Hologic share any relationship relevant to the Restatement
analysis, it is centered in the states where they were implanted with the BioZorb, not in
Massachusetts. In “failure to warn and product design defect case[s],” it is not unusual for the
Plaintiff to “lack any ‘preexisting relationship’” to the Defendant. Burleigh, 313 F. Supp. 3d at
355 (quoting La Plante v. Am. Honda Motor Co., Inc., 27 F.3d 731, 741–42 (1st Cir. 1994)).
Thus, any relationship Plaintiffs share with Hologic flows through the implanting physicians,
each of whom bore “settled relationship[s]” to California, Indiana, North Carolina, and Florida
— not Massachusetts. Cohen, 450 N.E.2d at 586 (“settled relationship” with the place of injury
exists if the plaintiff “is domiciled or resides there or because he does business there”).
In addition, “section 146 requires considering whether a state other than [the place of
injury] has a more significant relationship under the principles in section six [of the Restatement]
with respect to the occurrence and the parties vis-à-vis the particular issue.” Burleigh, 313
9
Ensley is a citizen of South Carolina, although her injury occurred in North Carolina. See
[ECF No. 121 ¶¶ 19–20]. The learned intermediary doctrine in North and South Carolina
appears to be identical in all material respects; in particular, neither state applies a heeding
presumption to failure-to-warn claims. Compare Richardson, 1998 WL 1166780, at *5
(applying North Carolina law), with Odom v. G.D. Searle & Co., 979 F.2d 1001, 1003 (4th Cir.
1992) (applying South Carolina law). And in any event, Ensley makes no argument that her
South Carolina domicile weighs in favor of applying Massachusetts law.
18
F. Supp. 3d at 355. Plaintiffs invoke just two of the seven factors relevant under § 6 in
attempting to refute this conclusion: the justified expectations of the parties, and the ease in the
determination and application of the law to be applied. See, e.g., [Willard Opp. at 6–7 (first
quoting Fresenius Granuflo/NaturaLyte Dialysate Prods. Liab. Litig., 76 F. Supp. 3d 294, 301
(D. Mass. 2015); then quoting Elliston v. Wing Enters., 146 F. Supp. 3d 351, 354 (D. Mass.
2015))]. Each of the cases relied on by Plaintiffs, however, arises from conflicts between
statutes of limitations, a question on which Massachusetts presumptively applies forum law, not
the law of the place of injury, as distinct from its approach to product liability claims. Compare
Elliston, 146 F. Supp. 3d at 353 (presuming “[t]he forum will apply its own statute of
limitations” (quoting Restatement § 142(2))), with Robidoux, 642 F.3d at 25 (presuming that “in
personal injury cases, ‘the local law of the state where the injury occurred determines the rights
and liabilities of the parties’” (quoting Restatement § 146)). In light of these well-settled
principles, the Court is unconvinced that Plaintiffs had a justified expectation that forum law
would determine liability on their failure-to-warn claims. Nor does the Court believe it is
appropriate to apply Massachusetts law out of mere convenience. Cf. Fresenius, 76 F. Supp. 3d
at 300 (“[T]he law of the MDL forum itself is not necessarily the proper source for choice of law
standards.”).
Based on the foregoing, the Court agrees with Hologic that the state where each
Plaintiff’s injury occurred will provide the negligence standards to be applied in determining
Hologic’s liability.
D.
Rita Melkonian
Rita Melkonian’s claims are governed by California law. Under California’s learnedintermediary doctrine, “manufacturers have a duty to warn physicians, but not the physicians’
19
patients, about certain risks accompanying use of . . . medical devices.” Himes v. Somatics,
LLC, 549 P.3d 916, 922 (Cal. 2024) (citation omitted). A manufacturer must warn physicians of
“any non-negligible risks that are generally unknown to the medical community,” in order to
“allow the health-care provider, and thereby the patient, to make an informed choice whether to
utilize the . . . device.” Id. (quoting Restatement (Third) of Torts § 6 cmt. d). If a manufacturer
has adequately warned the physician, then the duty falls on the physician to advise the patient as
necessary “so that the patient can make an informed choice as to therapy.” Id. (quoting
Restatement (Third) of Torts § 6 cmt. b). Thus, to prevail on summary judgment, Melkonian
must identify a genuine dispute of material fact as to whether Hologic’s alleged failure to warn
her physician “was a substantial factor in causing [her] injury.” Id. at 925.
In California, a plaintiff can demonstrate causation on a failure-to-warn claim by showing
that an adequate warning would have caused the physician to change their recommendation to
use the device. Himes, 549 P.3d at 922. “California does not recognize the heeding
presumption,” Corbo, 2014 WL 576268, at *13, so the burden of producing evidence that could
allow a jury to find that Dr. Bailey would not have recommended BioZorb in the face of a
stronger warning rests with Melkonian. Hologic contends that Melkonian has failed to identify
evidence indicating that there is a triable issue as to whether Dr. Bailey would have changed her
recommendation in the face of an adequate warning. A “product defect claim based on
insufficient warnings cannot survive summary judgment if stronger warnings would not have
altered the conduct of the prescribing physician.” Himes v. Somatics, LLC, No. 21-55517, 2022
WL 989469, at *2 (9th Cir. Apr. 1, 2022) (citation omitted).
Even if, however, Hologic is correct that Melkonian has not identified any evidence
indicating Dr. Bailey would have changed her recommendation despite receiving a stronger
20
warning, under California law, Melkonian can still prevail by showing “the physician would
have communicated the stronger warning to the patient and,” even if the physician still endorsed
the device for treatment, “an objectively prudent person in the patient’s position would have
thereafter declined.” Himes, 549 P.3d at 926. In other words, even if no reasonable jury could
find that Dr. Bailey would have changed her recommendation, Melkonian may still defeat
summary judgment if the record shows that (a) Melkonian’s surgeon would have relayed the
warning to Melkonian, and (b) an “objectively prudent person in the patient’s position would
have declined treatment” in light of the risks notwithstanding the doctor’s recommendation. Id.
at 930.
Hologic contends that “there is no testimony from [Dr. Bailey] that she would have
communicated any additional or different risk information about the BioZorb to [Melkonian] if
presented with a different warning,” [Evers, ECF No. 157 at 1], but the Court concludes that Dr.
Bailey’s deposition creates a genuine dispute of material fact. Although Dr. Bailey testified that
she advised Melkonian that “BioZorb would reabsorb gradually” and could not recall whether
she had communicated to Melkonian or other patients a specific timeframe, Melkonian testified
that Dr. Bailey told her the device “w[ould] be absorbed within six months to a year.”
[Melkonian RSUF ¶ 16]. Melkonian’s testimony is consistent with the resorption time contained
in the IFU, and Dr. Bailey testified that she likely would have reviewed the IFU before using the
BioZorb. [Bailey Dep. at 109:4–5]. Drawing reasonable inferences in Melkonian’s favor, the
Court believes a reasonable jury could conclude that if Dr. Bailey had relayed the risk
information to Melkonian concerning resorption time and other serious risks of complication
associated with surgery, she would have relayed these risks to Melkonian, even if she ultimately
recommended the use of the BioZorb to Melkonian. Hologic does not suggest or dispute that
21
such information could have changed Melkonian’s decision to allow Dr. Bailey to use BioZorb.
See [Evers, ECF No. 157 at 1]. Thus, Hologic has not carried its initial burden of production as
to the second avenue of causation under California law.
In sum, summary judgment on Count I as to Rita Melkonian is DENIED. To the extent
Hologic seeks summary judgment on Counts III and IV on the basis of the learned intermediary
doctrine, summary judgment is DENIED. To the extent Hologic seeks summary judgment as to
any count on a basis other than the learned intermediary doctrine, such request is outside the
scope of the pending motions and is DENIED.
E.
Tricia Willard
Tricia Willard’s claims are governed by Indiana law. Under Indiana law, a product may
be defective if the seller does not “properly package or label the product to give reasonable
warnings of danger about the product . . . when the seller, by exercising reasonable diligence,
could have made such warnings or instructions available to the user or consumer.” See Kaiser v.
Johnson & Johnson, 947 F.3d 996, 1015 (7th Cir. 2020). “Under Indiana’s learned-intermediary
doctrine, a medical-device manufacturer can discharge this duty by providing adequate warnings
to physicians.” Id. “[M]anufacturers of prescription medical products have a duty only to warn
physicians, rather than patients, of the risks associated with the use of the product.” Minisan v.
Danek Med., Inc., 79 F. Supp. 2d 970, 978 (N.D. Ind. 1999). In addition, Indiana law does not
hold a manufacturer liable “if the plaintiff’s physician independently knew of the risks” that
allegedly caused the plaintiffs’ injuries “and failed to advise the plaintiff” about them. Minisan,
79 F. Supp. 2d at 978.
Indiana recognizes a “presumption that an adequate warning would be heeded.” Kovach,
913 N.E.2d at 199 (quoting Ortho Pharm. Corp. v. Chapman, 388 N.E.2d 541, 555 (Ind. Ct. App.
22
1979)). In other words, “the plaintiff is not required to establish that he would have read the
warning and taken the steps to avoid injury.” Id. (citing Nissen Trampoline Co. v. Terre Haute
First Nat’l Bank, 332 N.E.2d 820, 826–27 (Ind. Ct. App. 1975)). Although the ultimate burden
of proving causation remains with the plaintiff, see Roberts v. Wabash Life Ins. Co., 410 N.E.2d
1377, 1383 (Ind. Ct. App. 1980), the heeding presumption requires the defendant to produce
“evidence that an adequate warning would not have been heeded,” In re Fosamax Prod. Liab.
Litig., 688 F. Supp. 2d 259, 266 (S.D.N.Y. 2010) (applying Indiana law). At summary
judgment, the heeding presumption requires a defendant moving for summary judgment to
produce evidence “establish[ing] that the only reasonable conclusion a trier of fact could draw
from the record evidence is that Plaintiff’s treating physician would not have changed h[er]
course of treatment had [s]he been adequately warned.” Id.; see also Kovach, 913 N.E.2d at 198
(explaining that “where reasonable minds cannot disagree as to causation-in-fact, the issue may
become a question of law for the court”). Thus, a “party seeking summary judgment on the issue
of proximate cause faces a difficult burden.” Fosamax, 688 F. Supp. 2d at 266.
Hologic assumes for purposes of its motion that its warnings were inadequate, but
nevertheless urges the Court to grant summary judgment based on Dr. Hardley’s deposition
testimony. [Evers, ECF No. 73 at 13]. In particular, Hologic points to the following questions
and answers:
Q: Based on everything you have heard today regarding Ms.
Willard’s medical records and here allegations in this litigation, do
you continue to believe that you made the right decision for Ms.
Willard when you implanted BioZorb?
A: Yes.
Q: Okay. And given everything you’ve heard today regarding Ms.
Willard’s allegations and what we’ve seen in the medical records,
do you continue to stand by your decision to use the BioZorb for
Ms. Willard?
A: Yes.
23
...
Q: Is there anything you heard today, including from Mr. Cowper
in his questions, that changes your prior testimony that you stand by
your decision to use the BioZorb for Ms. Willard?
A: No, it does not change it.
[Willard RSUF ¶¶ 24–25].
Hologic contends that this testimony overcomes the heeding presumption and warrants
summary judgment because a reasonable jury could only conclude that even having received
adequate warnings, Dr. Hardley would have still used a BioZorb to treat Willard. The Court
disagrees, however, because the above testimony does not pertain to what Dr. Hardley would
have done in the face of a warning that adverted to the injury Willard actually experienced.
Hologic’s burden under Indiana law is to “establish that the only reasonable conclusion the trier
of fact could draw from the record evidence is that Plaintiff’s treating physician would not have
changed h[er] course of treatment had [s]he been adequately warned.” Fosamax, 688
F. Supp. 2d at 266. Willard testified that despite being told the BioZorb would resorb in
approximately one year,10 more than two years after surgery, the BioZorb had not resorbed and
remained palpable and painful. [Willard Dep. at 104:5–23, 109:8–11]. Immediately before the
testimony cited by Hologic, defense counsel asked Dr. Hardley several questions that elicited
10
Dr. Hardley contests whether she provided a specific timeframe, but she also testified that it
was her recollection that Hologic representatives said the resorption time was one year. [Willard
RSUF ¶ 19]. The record would permit a jury to find Willard more credible than Dr. Hardley on
this point, and on summary judgment, the Court must draw that inference in Willard’s favor. In
any event, “[t]o allow summary judgment this court would have to weigh the credibility of the
respective deponents and other evidence and to balance the strengths of the parties' proofs to
arrive at a factual conclusion. Summary judgment is not the proper vehicle for that kind of a
determination on a material fact.” Penney v. Deutsche Bank Nat’l Tr. Co., No. 16-cv-10482,
2018 WL 3651349, at *5 (D. Mass. Aug. 1, 2018) (quoting N. Ins. Co. of N.Y. v. AGA Food
Serv. Inc., No. 08-cv-11089, 2011 WL 761507, at *4 (D. Mass. Feb. 24, 2011)).
24
testimony concerning what she would have done if faced with a warning that addressed those
complications:
Q: Okay. If the BioZorb label had stated specifically that for some
patients, [the] resorption period has been reported as longer than two
years, would that have changed your decision to use the BioZorb for
Ms. Willard?
A: I’m not sure.
[Hardley Dep. at 211:18–23]. This statement was consistent with previous testimony, where she
stated that she “didn’t expect that [resorption would take two years] based on the information
that [she] was given when [she] started using the BioZorb. [She] was under the impression it
would be a year.” [Id. at 108:13–21].
This question elicited the only testimony Dr. Hardley provided on the potential effect of a
stronger warning in the Hologic IFU on her treatment of Willard. Dr. Hardley’s equivocation on
this question undercuts the notion “that the only reasonable conclusion the trier of fact could
draw from the record evidence is that Plaintiff’s treating physician would not have changed h[er]
course of treatment had [s]he been adequately warned.” Fosamax, 688 F. Supp. 2d at 266. The
testimony Hologic relies on in support of its motion — in particular, Dr. Hardley’s admission
that she “continue[s] to stand by” her decision to use BioZorb on Willard — does not provide a
basis to conclude otherwise. Given that Dr. Hardley was “not sure” whether she “would have
changed [her] decision to use BioZorb for Ms. Willard,” a reasonable jury could infer that her
subsequent statement that she “stood by” her decision to do so in 2019 simply meant that in the
absence of any such warning, she believes she rendered appropriate treatment. The record
therefore does not foreclose the conclusion that Dr. Hardley would not have used or
recommended BioZorb on Tricia Willard in the face of a stronger warning. Nor does the record
indicate that Dr. Hardley “independently knew of the risks” that allegedly caused the Plaintiff’s
25
injuries “and failed to advise” her about them. Minisan, 79 F. Supp. 2d at 978. Rather, Dr.
Hardley testified only that she was aware that a risk of chronic pain was associated with breast
conservation surgery in general. [Willard RSUF ¶ 8].
Accordingly, Hologic has failed to overcome its burden of production, and summary
judgment on Count I as to Tricia Willard is DENIED. To the extent Hologic seeks summary
judgment on Counts III and IV on the basis of the learned intermediary doctrine, summary
judgment is also DENIED. To the extent Hologic seeks summary judgment as to any count on a
basis other than the learned intermediary doctrine, such request is outside the scope of the
pending motions and is DENIED.
F.
Karen Ensley
Karen Ensley’s claims are governed by the laws of North Carolina, where she was
implanted with BioZorb and began to suffer from the injuries she alleges the device caused. In
North Carolina, a plaintiff alleging a failure to warn ultimately bears the burden of showing that
“the defendant unreasonably failed to provide an adequate warning, such failure was the
proximate cause of the plaintiff’s damages, and the product posed a substantial risk of harm
without an adequate warning either at the time of or after leaving the manufacturer’s control.”
Asby v. Medtronic, Inc., 673 F. Supp. 3d 787, 794 (E.D.N.C. 2023) (quoting Carlson v. Bos. Sci.
Corp., 856 F.3d 320, 324 (4th Cir. 2017)). In North Carolina, the learned intermediary doctrine
expressly applies to pharmaceutical manufacturers. See N.C. Gen. Stat. Ann. § 99B-5. North
Carolina state courts have not addressed whether the doctrine also applies to medical device
manufacturers, but each federal court to confront the question has presumed that a North
Carolina court would apply the doctrine to medical device manufactures as well. See id.; Teague
v. Johnson & Johnson, Inc., 578 F. Supp. 3d 743, 750 (E.D.N.C. 2022); Smith v. Ethicon, Inc.,
26
No. 20-cv-00212, 2020 WL 3256926, at *2 (M.D.N.C. June 16, 2020); Carlson v. Bos. Sci.
Corp., Nos. 5:15-cv-00057, 3:15-cv-00211, 2015 WL 5732107, at *2 (W.D.N.C. Sept. 30, 2015).
The Court is aware of no North Carolina decision applying a heeding presumption. See, e.g.,
Richardson v. Smith & Nephew Richards, Inc., No. 5:95-cv-00068, 1998 WL 1166780, at *5
(E.D.N.C. Sept. 22, 1998), aff’d and adopted, No. 5:95-cv-00068, 1998 WL 1132962 (E.D.N.C.
Jan. 10, 1999) (no heeding presumption).
Hologic contends that not only did Ensley fail to produce testimony that would allow a
jury to find in her favor on causation, but Dr. McAlister also specifically testified that stronger
warnings would not have made a difference in her treatment of Ensley. For example, defense
counsel engaged in the following colloquy:
Q: If the BioZorb IFU had . . . said something in there that . . .
palpability . . . could be a risk of implanting the BioZorb in there,
would that have changed your decision to use the BioZorb with
Ms. Ensley?
A: No, because I discuss that routinely with patients.
Q: Okay. And if --- if the IFU had said something about scar
tissue or fat necrosis being a risk, would that have changed your
decision to use BioZorb with Ms. Ensley?
A: No.
[Ensley RSUF ¶¶ 23-24]. On the basis of this testimony, Hologic maintains that Dr. McAlister
acknowledged that stronger warnings in the IFU would not have changed her decision to use the
BioZorb.
Ensley disagrees, observing that Dr. McAlister also testified that a warning that the
BioZorb could have taken up to five years to dissolve “may” have changed her decision to use it.
See [McAlister Dep. at 170:6–11; Ensley Opp. at 11]. In addition, Ensley contends that because
Dr. McAlister no longer uses the BioZorb because of scarring tendencies she observed over
several years of use, the Court should credit Dr. McAlister’s “current actions and beliefs
27
regarding BioZorb” over “speculative testimony about what she might have done five years
ago.” [Ensley Opp. at 12].
The Court concludes that a genuine dispute of material fact exists as to whether Dr.
McAlister would have changed her decision to use BioZorb in the face of a stronger warning
about the risk of scar tissue formation. Hologic contends that “[w]hat matters for the learned
intermediary doctrine is whether different warnings would have made a difference to Dr.
McAlister’s treatment of the Plaintiff, not whether the doctor would have made a different
decision in hindsight based on her own particular clinical experience.” [Ensley Reply at 6
(emphasis in original)]. Although Dr. McAlister testified that such a warning would not have
affected her decision to use BioZorb, the Court nonetheless agrees with Ensley that Dr.
McAlister’s subsequent decision not to use the device as a consequence of that risk undermines
her testimony. Although “a party cannot raise a genuine dispute merely ‘by relying on the hope
that the jury will not trust the credibility of the witness,’” courts may find that credibility creates
a triable issue where, as here, the non-movant points to “affirmative evidence” demonstrating
contradiction in the summary-judgment record. Nunes v. Mass. Dep’t of Corr., 766 F.3d 136,
142 (1st Cir. 2014) (citation omitted)). Particularly when the Court affords Ensley the benefit of
all reasonable doubts and inferences, as it must at this stage, the conflict Ensley identifies in Dr.
McAlister’s testimony creates a triable issue of fact on causation. Accordingly, summary
judgment on Count I as to Ensley is DENIED. To the extent Hologic seeks summary judgment
on Counts III and IV on the basis of the learned intermediary doctrine, summary judgment is
DENIED for the same reasons. To the extent Hologic seeks summary judgment as to any count
on a basis other than the learned intermediary doctrine, such request is outside the scope of the
pending motions and is DENIED.
28
G.
Nerissa Burke
To prevail on a failure to warn claim under Florida law, a “plaintiff must show (1) that
the product warning was inadequate; (2) that the inadequacy proximately caused her injury; and
(3) that she in fact suffered an injury from using the product.” Eghnayem v. Bos. Sci. Corp., 873
F.3d 1304, 1321 (11th Cir. 2017). In cases involving medical devices, a device manufacturer
satisfies its duty to warn users if it provides “adequate warning[s] to the [prescribing physician].”
Salinero v. Johnson & Johnson, 995 F.3d 959, 964 (11th Cir. 2021) (quoting Buckner v. Allergan
Pharms., Inc., 400 So. 2d 820, 823 (Fla. 5th DCA 1981)). The prescriber serves as “a ‘learned
intermediary’ between the manufacturer and the consumer, weigh[ing] the potential benefits [of
a device] against the dangers in deciding whether to recommend [it] to meet the patient’s needs.”
Felix v. Hoffman-LaRoche, Inc., 540 So.2d 102, 104 (Fla. 1989). Florida has not adopted a
heeding presumption, so Burke must produce evidence that her implanting surgeon, Dr.
Williams, would not have used the BioZorb had the manufacturer provided adequate warnings.
See Eghnayem, 873 F.3d at 1321 (“[T]o satisfy the causation element, a plaintiff must show that
her treating physician would not have used the product had adequate warnings been provided.”).
Burke never attempted to put that question to Dr. Williams during his deposition, and
Burke does not point to any other evidence in the record that would permit a jury to conclude
that an adequate warning concerning the symptoms she experienced would have changed Dr.
Williams’ decision to use the BioZorb as part of her treatment. Rather, Burke contends that
summary judgment is inappropriate because Dr. Williams did not “unequivocally testif[y]” that
he still “would have used the [BioZorb on Burke] had he been adequately warned about the
specific risks” that caused her injuries. [Burke Opp. at 11]. Burke appears to have been under
the impression, as reflected in her opposition to summary judgment, that Massachusetts law and
29
its heeding presumption apply to this case, thereby placing the burden on Hologic to produce
evidence that Dr. Williams would not have changed his use of the BioZorb in the face of a
stronger warning.11 See [id.]. But under Florida law, the reverse is true: to survive summary
judgment, Burke must come forth with evidence that would permit a jury to conclude Dr.
Williams would not have used the BioZorb had he received an adequate warning. See
Eghnayem, 873 F.3d at 1321. Burke has simply pointed to no evidence that would permit such a
verdict, nor does the Court’s independent review of the Williams deposition reveal any.12
“[T]here can be ‘no genuine issue as to any material fact,’ since a complete failure of proof
concerning an essential element of the nonmoving party’s case necessarily renders all other facts
immaterial.” Celotex Corp. v. Catrett, 477 U.S. 317, 317 (1986). Nor do Burke’s conclusory
challenges to Dr. Williams’s credibility suggest otherwise. A non-movant’s “mere challenge to
the credibility of [the evidence relied on by the movant] without any supporting evidence does
not create a genuine issue of material fact.” Moreau v. Local Union No. 247, International
Brotherhood of Firemen & Oilers, 851 F.2d 516, 519 (1st Cir. 1988). As a consequence, Burke
has failed to identify a genuine dispute of material fact as to causation on her failure to warn
claim, and summary judgment on Count I as to Nerissa Burke is GRANTED. Summary
judgment as to Counts III and IV is GRANTED IN PART to the extent such claims are
For the same reason, the Court takes no position on Burke’s contention that, under
Massachusetts law, Dr. Williams’s credibility as to his hindsight opinion would present a jury
question. See [Block, ECF No. 93 at 11–12 (citing Garside v. Osco Drug Inc., 976 F.2d 77, 83
(1st Cir. 1992))].
12
Burke also contends that “Hologic failed to warn Heart of Florida,’’ the hospital at which
Burke was implanted with BioZorb, “of the risks associated with BioZorb in the device’s IFU,”
and that “[h]ad the hospital been adequately warned, it may not have approved BioZorb . . . ,
thus preventing Dr. Williams from using the device.” [Burke Opp. at 13]. But Burke points to
no case under Florida law that places such a duty on medical device manufacturers.
11
30
premised on a failure to warn and DENIED IN PART, to the extent such claims are premised on
a design defect theory of liability.
III.
CONCLUSION
Summary judgment is DENIED as to Rita Melkonian, Tricia Willard, and Karen Ensley,
and GRANTED IN PART and DENIED IN PART as to Nerissa Burke.
SO ORDERED.
September 26, 2024
/s/ Allison D. Burroughs
ALLISON D. BURROUGHS
U.S. DISTRICT JUDGE
31
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