Ortiz v. Commissioner of Social Security
Filing
19
District Judge Timothy S Hillman: ORDER entered denying 12 Motion for Judgment on the Pleadings and granting 17 Motion for Order Affirming Decision of Commissioner. (Castles, Martin)
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
__________________________________________
)
NILSA YOLANDA ORTIZ,
)
Plaintiff,
)
)
v.
)
)
)
COMMISSIONER OF SOCIAL SECURITY, )
Defendant.
)
__________________________________________)
CIVIL ACTION
No. 13-40001-TSH
ORDER
January 26, 2015
HILLMAN, D.J.
Background
Nilsa Yolanda Ortiz (“Ortiz”) has brought this action pursuant to section 205(g) of the
Social Security Act, 42 U.S.C. §405(g)(“Act”) seeking judicial review of a final decision made
by the Commissioner of the Social Security Administration (“Commissioner”) denying her
application for Social Security disability benefits. Ortiz has filed Plaintiff=s Motion For
Judgment (Docket No. 12). Defendant, Commissioner of Social Security, has filed Defendant’s
Motion for an Order Affirming the Decision of the Commissioner (Docket No. 17).
Procedural History
In or about March 2009, Ortiz filed applications with the Social Security Administration
(ASSA@) for Social Security disability benefits (“DBI”) and supplemental security income
(“SSI”)(Tr., at pp. 161-62, 165-171)1, alleging she had been disabled since February 1, 20082.
1
2
14, 33).
A transcript of the official record has been filed under seal with the court, (Docket No. 8)(“Tr.”)
At the hearing, Ortiz amended her claim to allege that her disability began on January 1, 2010. (Tr., at pp.
Ortiz alleged that she was limited in her ability to work due to degenerative disc disease of the
lumbar spine, diabetes mellitus, asthma, obesity, right elbow epicondylitis, acute sarcoidosis,
vision problems related to her diabetes, depression and right shoulder impairment3. Pl’s Brief in
Sup. Of Mot. for J. (Docket No. 12-1), at the fourth page. The claim was denied on the grounds
that Ortiz is not disabled within the meaning of the Act. Ortiz seeks reversal of the
Commissioner’s decision on the grounds that the findings of the Administrative Law Judge
(“ALJ”) are not supported by the substantial evidence in the record. The Commissioner asserts
that the ALJ’s decision is supported by substantial evidence on the record and therefore, should
be affirmed.
Background
Summary of Ortiz’s Educational and Occupational History
Ortiz was 45 years old at the time that the ALJ denied her claim for SSI and DBI. She has
a high school education and completed one year of college. Her past relevant work included
employment at a recycling company as a separator/reclaimer, van driver, machine operator and
sales clerk (Tr., at pp. 36-40, 43, 195, 236). Ortiz testified she last worked in 2007, but felt she
was capable of working through 2008 (Id., at p. 44). She remained insured for purposes of the
Title II disability insurance program through June 30, 2011 (Id., at pp. 172-175)
Summary of Medical History
In December 2009, when seen at University of Massachusetts Medical Center/Memorial
Campus for an initial visit, Ortiz reported no current complaints and indicated her blood sugar
levels were well controlled. (Id., at p. 436). Examination findings at this time were generally
3
Ortiz did not specify the nature of her disability in her application. (Tr., at pp. 161-62). In the Disability
Report submitted to the SSA by Ortiz, she indicated the illnesses, injuries and conditions limiting her ability to work
as” diabetes and asthma.” (Tr., at p. 179). She further stated that her these conditions limited her ability to work
because she cannot work in dusty areas. (Id.)
2
normal. (Id.) The doctor who examined her, Dr. Rosa, discussed with her the need to exercise
and lose weight to help control her diabetes and hypertension, as well as the need to stop
smoking (Ortiz indicated she was not ready to stop smoking).
In January 2010, Ortiz reported elevated blood sugar levels despite maintaining a
relatively healthy diet and increased hearing loss over the preceding three months (Id., at 437).
In-office testing indicated seemingly significant bilateral hearing loss. (Id.) In February 2010, it
was noted that Ortiz had been taking her insulin incorrectly at home, and she was given
additional instructions on proper administration of insulin (Id, at 438).
In March 2010, Ortiz told Dr. Rosa that testing had shown total hearing loss in her left
ear (Id., at p. 439). Dr. Rosa noted that she had lost 10 pounds and encouraged her to continue
losing weight (Id.). Ortiz continued to have diabetic kidney problems (Id.). In April 2010, Ortiz
reported a two-week history of ankle pain and swelling (Id., at p. 440). Her weight was stable
(Id.). She said her morning blood sugar levels were generally in the low 100s (Id.). Later that
month, Dr. Rosa stated that plaintiff’s ankle swelling had resolved after a medication adjustment
and that she was doing well now (Id., at 442). Ortiz told Dr. Rosa that she had no complaints
and felt great, but had recently developed a cold (Id.).
In May 2010, Ortiz reported she felt well overall, but had just developed bilateral neck
swelling (Id., at p. 443). The examining nurse diagnosed mumps (Id.). In June 2010, Dr. Rosa
noted that testing had ruled out mumps and that the gland swelling was likely due to a viral
infection (Id., at p. 444). Ortiz was diagnosed as suffering from an acute sinus infection. (Id.)
In August 2010, Ortiz reported that she had felt unwell since gland swelling had begun
eight weeks previously and had lost 30 pounds (Id. at p. 446). Blood sugars had been low, but
were now well-controlled (Id). It was noted that she had been hospitalized for pneumonia and a
3
lung CT had shown possible malignancy or sarcoidosis (Id.). Later that month Dr. Rosa noted
that when hospitalized, Ortiz had also been suffering from acute kidney failure (Id., at p. 449).
Blood pressure was still low (Id.). Ortiz reported that she continued to suffer from fever, chills
and a poor appetite, and had lost another seven pounds (Id.). Dr. Rosa noted that a lung tissue
biopsy had ruled out malignancy, but was consistent with sarcoidosis (Id.). On August 23, 2010,
Dr. Rosa wrote a letter “To whom it may concern,” indicating that Ortiz’s health had recently
deteriorated, that she could not currently work, and it was unlikely she would be able to work in
the future (Id., at p. 416). Dr. Rosa did not elaborate as to a diagnosis or provide any basis for
his conclusion that Ortiz would be unable to work in the future. (Id.)
In September 2010, Ortiz told Dr. Rosa that she had been doing very well; she had
recently flown to Puerto Rico for the funeral of a brother and was feeling much stronger and no
longer suffered from fever, chills, nausea or vomiting (Id., at p. 451). She had regained a little
weight, but found it difficult to get up and down the stairs at her home, as she lived on the third
floor (Id.). She reported feeling down, lacking energy, and not enjoying things, but had no
suicidal thoughts (Id.). Dr. Rosa described her as “[w]ell-appearing” and characterized her
sarcoidosis as stable (Id.). Ortiz indicated that her blood sugar was under control; she thought her
improved diet and weight loss had helped with her blood sugar control (Id.).
In November 2010, Ortiz told Dr. Rosa that she was feeling better and stronger (Id., at
453). Tests showed no signs of malignancy and were consistent with Dr. Rosa’s working
diagnosis of sarcoidosis. (Id.) In December 2010, Dr. Smyrnios noted that symptoms associated
with Ortiz’s lymph swelling were essentially resolved. Ortiz reported she was feeling a lot better
(Id., at p. 478).
In January 2011, Ortiz told Dr. Rosa that her blood sugar levels were under
4
control, her appetite was good, and she was regaining some weight. She said that she felt well
overall (Id., at 454). She was having trouble getting to sleep due to the feeling of pins and
needles in her legs; Dr. Rosa felt this was due to diabetic neuropathy and prescribed nortriptyline
(Id.). Dr. Rosa noted that Dr. Newman, Ortiz’s pulmonary specialist, did not want to start
prednisone treatment for sarcoidosis until a repeat CT scan was performed, because her
symptoms were improving (Id.).
In March 2011, plaintiff told Dr. Rosa that she was feeling much stronger, but was
having some right shoulder pain (Id., at p. 455). She had gained another 20 pounds and had been
re-started on insulin, due to increased blood sugar levels (Id.). Ultrasound had shown multiple
thyroid nodules, generally stable since a 2009 ultrasound (Id.). A CT scan had shown lymph
nodes had decreased in size and Dr. Newman had decided not to prescribe prednisone treatment
(Id.).
In April 2011, plaintiff reported that physical therapy had helped with her shoulder pain,
but that it was still so severe that it made it difficult to do things around her house (Id, at p. 457).
NSAIDs (non-steroid anti-inflammatory drugs) and Tylenol provided only minimal relief (Id.).
On examination, Ortiz could not raise her right arm above 90 degrees and showed reduced
flexion and extension of the shoulder joint (Id.). A shoulder x-ray was unremarkable (Id). Dr.
Rosa diagnosed likely osteoarthritis (Id).
In May 2011, Ortiz reported some improvement in her shoulder pain, but said it still
interfered with her ability to sleep at night (Id., at p. 458). She said she did not have any
weakness or numbness in her arm and hand (Id.). In June 2011, Ortiz said she still had
significant shoulder pain (Id., at 459). Dr. Goss, the orthopedist she had seen, had diagnosed a
“frozen shoulder” and recommended home physical therapy, a recommendation that Ortiz was
5
not pleased with (Id). Pulmonary function testing in June 2011 yielded normal results (Id. at p.
485).
Medical Expert Opinions
In May 2009, Dr. Poirier, a physician who reviewed Ortiz’s records, conducted and
residual functional capacity (“RFC”) assessment and concluded that Ortiz was able to perform
light work that did not require exposure to concentrated levels of pulmonary irritants. She could
occasionally lift 20 pounds, frequently lift 10 pounds, could stand and/or walk with normal
breaks for a total of 6 hours in an 8 hour day, could sit with normal breaks for about 6 hours in
an 8 hour day, and was not limited in regard to pushing or pulling. He also found that Ortiz could
frequently climb ramps/stairs, balance, stoop, crouch, and crawl and could occasionally kneel
and that she had not established any visual or communicative (hearing or speaking) limitations.
Finally, he found that she had no limitations with regard to environmental factors such as cold,
head, wetness, humidity, noise or vibration, but that she had to avoid concentrated exposure to
fumes, odors, dusts, gases, poor ventilation, etc. (Id., at pp. 241-248). In October 2009, Dr.
Narayan, who reviewed Ortiz’s updated medical records, concurred with the earlier RFC
assessment (Id., at p. 249).
The ALJ’s Findings.
The ALJ determined that Ortiz had not been under a disability within the meaning of the
Act from February 1, 2008 through August 31, 2011 (date that ALJ’s decision issued).
Following is a summary of the ALJ’s findings (See Tr., at pp. 8-23):
1) Ortiz meets the insured status requirements of the Act through June 1,
2011.
2) Ortiz had not engaged in substantial gainful activity since January 1,
2010.
6
3) Ortiz has the following severe impairments: degenerative disc disease
of the lumbar spine, asthma, obesity, diabetes mellitus, right elbow epicondylitis,
calcaneal spurs to the right foot, sarcoidosis and some vision problems related to
her diabetes.
4) Ortiz does not have an impairment or combination of impairments that
meets or medically equaled the severity of one of the listed impairments set forth
in the applicable sections of the Code of Federal Regulations.
5) Considering the entire record, Ortiz has a RFC to perform sedentary
work, including lifting ten pounds, standing and walking two hours, and sitting
six hours during an eight-hour workday. She is limited to: indoor work, with no
concentrated exposure to dust, fumes, strong odors, temperature or humidity
extremes; frequent, but less than constant push/pull type activities; no more than
occasional overhead reaching or forward reaching beyond arm’s length; and
would need a position which does not require close visual acuity.
6) Ortiz’s RFC prohibits her from returning to past work.
7) Given Ortiz’s age (she is defined as a younger individual), education,
work experience and RFC, there are jobs that exist in significant numbers in the
national economy that she could perform.
In making his, findings, the ALJ considered all of Ortiz’s reported symptoms and the
extent to which they can reasonably be accepted as consistent with the objective medical
evidence in the record. The ALJ undertook the required two-step process in evaluating Ortiz’s
credibility, that is, he first determined whether there was an underlying medically determined
impairment (i.e., one that can be shown by medically acceptable clinical and laboratory
diagnostic techniques), that could reasonably be expected to produce her pain or other
symptoms. He then evaluated the intensity, persistence, and limiting effects of her symptoms to
determine the extent to which they limit her functioning.
The ALJ noted that in her disability report, Ortiz stated that she can no longer work due
to her diabetes and asthma. In a function report, she reported that she had no problem sleeping,
was capable of all personal care needs, could provide for her children, prepare meals, perform
7
household chores at her own pace, use public transportation, walk and go out alone, shop and
drive. She did report that she had problems lifting more than ten pounds, walking more than
three blocks and climbing stairs. When she was interviewed in the SSA field office, no signs of
difficulty in sitting, standing, walking or breathing were observed. She told the interviewer she
wanted to work, but was having difficulty in finding employment. In a disability appeal report,
however, Ortiz stated her asthma was getting worse and causing problems breathing and her
right arm was out of place and painful.
At the hearing, Ortiz testified she suffered from asthma, back pain, right shoulder
difficulties and had been diagnosed with sarcoidosis. She also had diabetes mellitus and was
obese. She further testified that she had difficulty climbing the stairs and had lost her driver’s
license due to her vision problems. She also testified that she could use public transportation,
and had not required any surgery for her shoulder problems (although it did cause her to sleep
poorly at night). She could do household chores and shop with help from her daughters. She
had started to use a cane in August 2010 due to left leg problems and balance issues.
The ALJ found that Ortiz’s impairments could reasonably be expected to cause the
alleged symptoms, but that her statements about the intensity, persistence and limiting effects of
her symptoms were not credible to the extent they were inconsistent with the RFC assessment.
He summarized the medical evidence which supported these findings: Ortiz’s examinations
from September 2010 through June 2011 show continued medical improvement with Ortiz
reporting that she was progressively feeling better and stronger; her blood sugars were better; she
was gaining weight (she had suffered a rapid, significant weight loss when feeling poorly); and
her appetite was back to normal. Her only consistent complaint was right shoulder pain, which
8
affected her ability to sleep and raise arm over her head. The shoulder pain improved over time,
but remained persistent. No other physical issues were noted in her records.
Essentially, based on the medical records, the ALJ found that while Ortiz suffered from
numerous impairments and that, at times, her medical condition had been poor, her condition had
stabilized significantly over time. The ALJ determined that Ortiz was capable of work, albeit
with slightly more limitations than those determined by the state agency medical consultants. In
making this determination, the ALJ gave no weight to Dr. Rosa’s August 2010 assessment that
Ortiz was unable to work because it was inconsistent with Ortiz’s medical history and appeared
to be based on subjective allegations rather than objective findings. He also found that the
purpose of Dr. Rosa’s assessment appeared to be designed to increase the probability of
collecting disability benefits.
The ALJ concluded that Ortiz’s allegations of pain and limitation are credible only to the
extent that she is limited to modest “exertional/non-exertional [sic.]” limitations and that the
record does not bear out a debilitating degree of functional limitations which would eliminate her
ability to work on a continuous basis. More specifically, he found that while Ortiz appears
sincere, in light of reports from treating and examining sources, as well as her ability to perform
a wide range of daily activities, she is not incapacitated to the extent alleged. He also determined
that the RFC assessment is supported by the medical record and that the conditions and
reasonable limitations associated with her medical impairments are adequately addressed
thereby.
9
Discussion
Standard for Entitlement to Disability Insurance Benefits
To qualify for disability insurance benefits, a claimant must demonstrate that s/he is
disabled within the meaning of the Act. The term “disability” as the defined in the Act is the
“inability to engage in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to result in death or which has lasted or
can be expected to last for a continuous period of not less than twelve months.” 42 U.S.C.
'1382c(a)(3)(A). The impairment(s) must be severe enough to prevent the claimant from
performing not only his or her past work, but also any substantial gainful work existing in the
national economy. 42 U.S.C. '423(d)(2)(A); 20 C.F.R 404.1560(c)(1). In making such
determination, the ALJ must assess the claimant’s RFC in combination with the “vocational
factors, [including the claimant=s] age, education, and work experience.” 20 CFR '
404.1560(c)(1).
To determine disability, the ALJ evaluates the claimant’s application utilizing the
following five-step analysis: 1) if the applicant is engaged in substantial gainful work activity,
the application is denied; 2) if the applicant does not have, or has not had within the relevant
time period, a severe impairment or combination of impairments, the application is denied; 3) if
the impairment meets the conditions for one of the “listed” impairments in the Social Security
regulations, then the application is granted; 4) if the applicant's “residual functional capacity’ is
such that he or she can still perform past relevant work, then the application is denied; [and] 5) if
the applicant, given his or her residual functional capacity, education, work experience, and age,
is unable to do any other work, the application is granted. Seavey v, Barnhart, 276 F.3d 1, 5 (1st
Cir. 2001). It is the applicant’s burden to show at Step 4 that s/he is not able to do past relevant
10
work as the result of a “significant limitation;” if the claimant meets his/her burden, “the
Commissioner then has the burden at Step 5 of coming forward with evidence of specific jobs in
the national economy that the applicant can still perform.” Id.; see also 42 U.S.C. 423(d)(5)(A)
(“An individual shall not be considered to be under a disability unless he furnishes such medical
and other evidence of the existence thereof as the [ALJ] may require.”). It should also be noted
that “[a]ll five steps are not applied to every applicant, as the determination may be concluded at
any step along the process”. Seavey, 276 F.3d at 5.
Court’s Review Of Commissioner’s Decision
Pursuant to the Act, this Court may affirm, modify or reverse the Commissioner’s final
decision, with or without remanding the case for rehearing. 42 U.S.C. ' 405(g). This Court
reviews the Commissioner’s final decision to determine whether: (i) the correct legal standard
was applied, and (ii) the decision was supported by substantial evidence. Id., at 9; see also 42
U.S.C. '405(g). While the Court’s review of questions of law is de novo, the Court defers to the
Commissioner’s findings of fact, so long as they are supported by substantial evidence. Seavey,
276 F.3d at 9, 10. Substantial evidence is that which “a reasonable mind might accept as
adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420
(1971); see also Ortiz v. Sec’y of Health & Human Servs., 955 F.2d 765, 769 (1st Cir. 1991)(even
if administrative record could support multiple conclusions court must uphold Commissioner’s
findings “if a reasonable mind, reviewing the evidence in the record as a whole, could accept it
as adequate to support his conclusion.”)
In applying the “substantial evidence” standard, the Court must bear in mind that it is the
province of the ALJ, not the Court, to find facts, decide issues of credibility, draw inferences
from the record, and resolve conflicts in the evidence. Ortiz, 955 F.2d at 769. Ultimately, the
11
Court may affirm, modify, or reverse the Commissioner’s decision, with or without remanding
the cause for a rehearing, 42 U.S.C '405(g)4, but reversal is warranted only if the ALJ committed
a legal or factual error in evaluating a claim or if the record contains no “evidence rationally
adequateY. to justify the conclusion.” Roman-Roman v. Commissioner of Social Security, 114.
Fed. App’x. 410, (1st Cir. 2004); see also Manso-Pizarro v. Sec’y of Health and Human
Services, 76 F. 3d. 15 (1st Cir. 1996).
Whether the Commissioner’s Decision Should be Affirmed
The ALJ undertook to apply the required five step sequential analysis. At Step 3, the ALJ
determined that Ortiz’s physical impairments, considered individually or together, did not meet
or medically equal a Alisted@ impairment. At step 4, the ALJ determined that based on her RFC,
Ortiz could not perform her past relevant work. At step 5 the ALJ determined that given Ortiz’s
age, education, work experience and RFC, she is capable performing work that exists in
significant numbers in the national economy.
Ortiz asserts that the ALJ’s decision that she has a RFC for sedentary work is not
supported by substantial evidence in the record. More specifically, she argues that the ALJ: (1)
failed to properly assess her credibility and (2) erred by analyzing her impairments individually
rather than considering the combined effect of her multiple impairments. Ortiz also asserts that
the ALJ erred by finding that there exist substantial number of jobs in the economy that she can
perform. The Commissioner, on the other hand, argues that the ALJ’s finding regarding Ortiz’s
credibility should be upheld because he set forth an adequate basis for them and there is adequate
support in the record to support such findings. The Commissioner further argues that the record
4
Section 405(g) provides that “[t]he [district] court shall have power to enter, upon the pleadings and
transcript of the record, a judgment affirming, modifying, or reversing the decision of the Commissioner of Social
Security, with or without remanding the cause for a rehearing. The findings of the Commissioner of Social Security
as to any fact, if supported by substantial evidence, shall be conclusive.”
12
supports the ALJ’s findings that Ortiz retains the ability to do sedentary work, with limitations,
and that the record supports the ALJ’s finding that there are adequate jobs existing in the national
economy which she can perform.
Whether There Is Substantial Evidence In The Record To Support The ALJ’s Finding That Ortiz
Has A RFC For Sedentary Work
Whether the ALJ erred in assessing Ortiz’s Credibility
Ortiz argues that the ALJ failed to carry out an adequate credibility assessment as
required by the Commissioner and Avery v. Sec'y of Health & Human Servs., 797 F.2d 19, 22 (1st
Cir. 1986). The ALJ found Ortiz’s testimony concerning the intensity, persistence and limiting
effects of her symptoms were not credible to the extent that her statements were inconsistent
with her stated RFC. (Tr., at pp. 28-29). The First Circuit has noted, “that complaints of pain
need not be precisely corroborated by objective findings, but they must be consistent with
medical findings.” Dupuis v. Sec’y of Health and Human Servs., 869 F.2d 622, 623 (1st Cir.
1989). Additionally, the ALJ’s determination concerning a claimant’s complaints of pain and
external limitations “must be supported by substantial evidence and the ALJ must make specific
findings as to the relevant evidence [s/he] considered in determining to disbelieve the
[claimant]”. DaRosa v. Sec’y of Health and Human Servs., 803 F. 2d 24, 26 (1st Cir. 1986). In
Ortiz’s case, the ALJ fully considered the medical record as a whole and was sufficiently specific
as to why, although he found her sincere, he did not give weight to her statements, i.e., why he
found that Ortiz’s statements “concerning the intensity, persistence and limiting effects of these
symptoms are not credible”. (See Tr., at pp. 18-20).
This is a difficult case, both for the ALJ and reviewing court. The difficulty comes
because there was a period in or around the mid-2010 when Ortiz appears to have suffered a
13
dramatic health crisis which essentially rendered her temporarily disabled. Indeed, in August
2010, Dr. Rosa wrote an assessment stating that Ortiz was unable to work. However, the medical
reports from September 2010 forward, show marked and progressive improvement in Ortiz’s
health and ability to engage in daily activities. Indeed, with the exception of her shoulder, her
health stabilized with treatment and her being compliant with her medication (particularly her
insulin). Based on the medical evidence as well as other documentary evidence in the record
reflected above, I find that there is more than adequate evidence in the record to support the
ALJ’s findings that neither the objective medical evidence, nor the evidence regarding Ortiz’s
daily activities support her subjective complaints. Therefore, the court will not disturb the ALJ=s
credibility determination.5
Whether The ALJ Properly Assessed Ortiz’s Impairments
The ALJ determined that Ortiz has the following severe impairments: degenerative disc
disease of the lumbar spine, asthma, obesity, diabetes mellitus, right elbow epcondylitis,
calcaneal spurs to the right foot, sarcoidosis and some vision problems related to her diabetes.
Ortiz asserts that she also claimed further impairments based on depression and pain in her right
shoulder. She also asserts that when he determined she had a RFC for sedentary work, the ALJ
erred by analyzing each of her impairments individually, rather than evaluating the combined
effect of these “severe” impairments.
5
To the extent that Ortiz is suggesting that the ALJ erred by refusing to give any weight to Dr. Rosa’s
August 2010 assessment that she is unable to work, her argument is futile. The ALJ has the discretionary power to
discount medical opinions that are inconsistent with the majority of medical evidence in the record. Keating v. Sec’y
of Health and Human Servs., 848 F.2d 271, 276 (1st Cir. 1988); see also, Haidas v. Astrue, 2010 WL 1408618
(D.Mass. Mar. 31, 2010)(citing Morales v. Comm’r of Soc. Sec., 2 Fed. App’x 34, 36 (1st Cir. 2001)). While Ortiz
may not have been able to work in August 2010, the medical evidence in the record clearly does not support a
finding that Ortiz was unable to perform any work in January 1, 2010 (her alleged onset date), or that she was unable
to perform any work from September 10, 2010 going forward.
14
Having reviewed the record, I am satisfied that in assessing Ortiz’s RFC, the ALJ
considered the combined effect of those aforementioned sever impairments which he found Ortiz
suffered for at least a twelve month continuous period. The ALJ did not consider Ortiz’s
depression and right shoulder pain, which she raised for the first time at the hearing (Tr., at pp.
45, 51) as disabling. The ALJ recognized that Ortiz has a remote history depression, which was
not established as a disabling condition for a period of greater than twelve months. He further
found there is no longitudinal history of mental health treatment, few references to depression in
her medical notes, and that she is regularly described as alert and oriented and pleasant with
normal mood and affect (Tr., at p. 20). The substantial evidence in the record supports these
findings. Therefore, the ALJ did not err by determining that Ortiz does not suffer from any
mental health impairment which needs to be accommodated. The ALJ also found that her right
shoulder issues had not been established for twelve continuous months. (Id., p. 21). He noted
that in any event, the limitations he was imposing to accommodate her right elbow issues would
be adequate to address any limitations necessary for her right shoulder pain. (Id.). For these
reasons, I find that the ALJ’s finding that Ortiz has a RFC for sedentary work is supported by the
substantial evidence in the record.
Whether the ALJ erred by finding that there are sufficient jobs in the national economy
which Ortiz can perform
Ortiz asserts that the ALJ’s findings that there exist jobs that exist in significant numbers
that she can perform given her RFC is not supported by substantial evidence in the record. Ortiz
argues that the ALJ erred in the hypothetical proposed to the vocational expert (“VE”) because
he failed to include limitations based on her depression and hearing loss. This assertion is a nonstarter. As I have previously stated, there was substantial evidence in the record to support the
15
ALJ’s decision that depression was not a severe impairment and/or that Ortiz had not suffered
from depression for a continuous twelve month period. As to her hearing loss, the ALJ found
that this alleged impairment also did not meet the durational requirement. (Tr., at p. 21). This
finding is also supported by substantial evidence in the record. In any event, the VE testified that
considering the limitations imposed by all of Ortiz’s severe impairments and assuming that she
would have to use a cane for balance, there would still be a significant number of jobs in the
local and national economy which Ortiz could perform. (Id., at pp. 56-58). More specifically,
the VE testified that the following positions would be available: sorter (400 in Massachusetts,
20,000 nationally), packaging (300 in Massachusetts, 10,000 nationally) and small parts
assembler (400 in Massachusetts and 50,000 nationally). If the individual had to use a cane to
balance whenever standing, the VE testified that the jobs available would be reduced by twentyfive percent (25%). (Id., at pp. 56-58).6
When asked whether an individual with Ortiz’s impairments who was likely, on up to
three occasions a month, arrive late to work, leave early, or miss work without calling in due to
pain, side effects of pain medication and/or emotional consternation, the VE testified that such an
individual would not be employable (Id., at p. 58). However, there is no evidence in the record to
support a finding that Ortiz suffered any such affects. Simply, put there is substantial evidence
in the record to support the ALJ’s finding that there are a significant number of jobs in the
national economy which Ortiz could perform.
6
Ortiz’s assertion that there are not a significant number of jobs in the economy appears to be based on a
misapprehension of the record. She argues that if you consider the restrictions required by her asthma, i.e.., that she
cannot work around cardboard and the like, then the VE testified that the number of jobs available would be reduced
by an additional fifty percent (50%), such that the VE’s original job estimates must actually be reduced by almost
seventy-five percent (75%) when you also consider her balance issues. Ortiz misinterprets the VE’s testimony—the
VE testified that she had already reduced the original number of sedentary jobs that would available to Ortiz by fifty
percent (50%) given the environmental and other limitations required by her impairments. (Tr., at pp. 59-60).
16
Conclusion
For the foregoing reasons,
Plaintiff=s Motion For Judgment (Docket No. 12) is denied and Defendant=s Motion for
an Order Affirming the Decision of the Commissioner (Docket No. 17) is allowed.
/s/ Timothy S. Hillman
TIMOTHY S. HILLMAN
DISTRICT JUDGE
17
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?