Maye v. Klee et al
ORDER Overruling Defendants' 77 130 Objections. Signed by District Judge Thomas L. Ludington. (Sian, M)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MICHIGAN
Case No. 14-cv-10864
Honorable Thomas L. Ludington
PAUL KLEE, et al.,
ORDER OVERRULING DEFENDANTS’ OBJECTIONS
On February 25, 2014, Plaintiff Derrick Maye, an inmate at Cooper Street Correctional
Facility, filed suit against various prison personnel, alleging they violated his First and
Fourteenth Amendments. Maye claims that Defendants denied him permission to participate in
the Muslim festival of Eid-Ul-Fitr, withheld religious materials, prevented him from filing
administrative grievances, and retaliated against him for filing grievances. After Defendants’
motion for summary judgment was granted in part and denied in part, Plaintiff was appointed
counsel on May 29, 2015. See ECF No. 58. Plaintiff then filed a first amended complaint on
October 24, 2015 after obtaining the Court’s permission. See ECF Nos. 74, 75.
supplemented his amended complaint on February 3, 2016. See ECF No. 99.
After the close of discovery, on July 15, 2016 Defendants and Plaintiff filed motions for
summary judgment. See ECF Nos. 111, 112. In part, Defendants argued that summary judgment
was appropriate as to all of Plaintiff’s claims for money damages because Plaintiff had only sued
Defendants in their official capacities. See ECF No. 111.1 In response Plaintiff moved to file a
Defendants also moved to dismiss Plaintiff’s claim under the Religious Land Use and Institutionalized Persons Act
(“RLUIPA”) and his claim for injunctive relief since Plaintiff is no longer housed at the facility where his claims
arose. See ECF No. 111. The parties have since stipulated to the dismissal of those claims. See ECF No. 127.
second amended complaint, seeking to clarify his intent to sue Defendants in their individual
capacities as well as their official capacities. See ECF No. 117. After holding a hearing, on
December 12, 2016 Magistrate Judge Stephanie Dawkins Davis granted Plaintiff’s motion for
leave to amend his complaint, and denied Defendants’ motion for summary judgment as moot.
See ECF No. 128. The magistrate judge determined that, based on Plaintiff’s first amended
complaint and the course of proceedings, Defendants were on notice that they were being sued in
their individual capacities. Defendants have timely objected.
The decision and order of a non-dispositive motion by a magistrate judge will be upheld
unless it is clearly erroneous or contrary to law. See 28 U.S.C. § 636(b)(1)(A); Fed. R. Civ. P.
72(a); Massey v. City of Ferndale, 7 F.3d 506, 509 (6th Cir. 1993). A district judge shall
consider such objections and may modify or set aside any portion of the magistrate judge’s order
found to be clearly erroneous or contrary to law. Fed. R. Civ. P. 72(a). “The ‘clearly erroneous’
standard applies only to the magistrate judge’s factual findings; legal conclusions are reviewed
under the plenary ‘contrary to law’ standard . . . . Therefore, [the reviewing court] must exercise
independent judgment with respect to the magistrate judge’s conclusions of law.” Haworth, Inc.
v. Herman Miller, Inc., 162 F.R.D. 289, 291 (W.D. Mich. 1995) (citing Gandee v. Glaser, 785 F.
Supp. 684, 686 (S.D. Ohio 1992)). “An order is contrary to law when it fails to apply or
misapplies relevant statutes, case law, or rules of procedure.” Ford Motor Co. v. United States,
2009 WL 2922875, at *1 (E.D. Mich. Sept. 9, 2009)).
Defendant currently has two separate objections pending. The first, an objection to the
magistrate judge’s order allowing Plaintiff to file an amended complaint after he obtained
counsel in October of 2015, was never addressed by this Court. See ECF No. 77. The second is
an objection to the magistrate judge’s recent order allowing Plaintiff to amend his complaint to
clarify his individual capacity claims. See ECF No. 130. Each objection will be addressed in
In his initial complaint, Maye brought allegations against thirteen Defendants, only six of
which were identified by name: Warden Paul Klee, Deputy Warden Sherman Campbell, Deputy
Warden Lee McRoberts, Resident Unit Manager Brian Evers, Assistant Resident Unit Supervisor
Ronald Nichols, and Chaplain Joseph Serafin. The rest of the Defendants were identified as
John Does 1-6 and Jane Doe. On April 30, 2014, the six named Defendants filed a motion for
summary judgment, asserting that they were entitled to qualified immunity. On January 20,
2015, the magistrate judge then presiding over the case, Judge Michael Hluchaniuk, issued a
report recommending that Defendants’ motion for summary judgment be granted in part and
denied in part. Magistrate Judge Hluchaniuk determined that: (1) Warden Paul Klee was entitled
to summary judgment because he was not personally involved in the matters at issue; (2) Deputy
Warden Campbell, Deputy Warden McRobert, Brian Evers, and Ronald Nichols were entitled to
summary judgment because their actions did not rise to the level of constitutional concerns; and
(3) Chaplain Serafin was not entitled to qualified immunity because there is a question of fact
regarding whether he violated Maye’s clearly established constitutional right. The magistrate
judge’s report was adopted by this Court on February 25, 2015. See ECF No. 51.
After obtaining counsel, on July 27, 2015 Plaintiff moved to amend his complaint. See
ECF No. 63. Plaintiff’s proposed amended complaint clarified and added claims against Warden
Joe Barrett, Deputy Warden Willie Riley, and Chaplain Will Taylor for their roles in denying
Plaintiff the right to celebrate Eid Ul-Fitr with a feast in 2014 and for denying Maye the
opportunity to partake in the one-hour religious service for Eid Ul-Fitr. The proposed amended
complaint also added claims against Michael Martin, the special activities coordinator for the
MDOC, who allegedly instructed defendant Serafin to deny Plaintiff and other Muslims from the
Nation of Islam the right to take part in the Eid Ul-Fitr festivities in 2013. Finally, the proposed
amended complaint alleged that Cooper Street Facility officials sent Plaintiff letters in June 2015
advising him that they intended to refuse an Eid Ul-Fitr feast for 2015. Apparently, MDOC
officials followed through with this plan and denied Plaintiff’s request to participate in the feast
despite his counsel’s intervention and assurances from MDOC’s counsel that this would not
In opposing Plaintiff’s motion to amend, Defendants argued that Plaintiff had failed to
exhaust his administrative remedies against Martin and Riley. Defendants also argued that
Plaintiff’s proposed claim regarding the 2015 Eid Ul-Fitr feast raised issues already addressed by
the court in the case of Dowdy et al v. Caruso, Case No. 06-11765 (E. D. Mich. 2006), and that
his proposed claims would therefore be futile. In reply, Plaintiff argued that he had exhausted
his remedies to the extent he was permitted to do so and that his claims raise different issues than
those addressed by the Dowdy court.
By an order dated October 14, 2015 the magistrate judge granted in part and denied in
part Plaintiff’s motion for leave to amend. See ECF No. 74. The magistrate judge found
Defendant’s argument that Plaintiff had not sufficiently exhausted his claims against Martin and
Riley to be without merit after determining that under Jones v. Bock, 549 U.S. 199 (2007)
Plaintiff had provided prison officials with adequate notice of the issues he was grieving. The
magistrate judge determined that Plaintiff had not sufficiently exhausted his claims against
proposed defendants Warden Barrett and Chaplain Thomas, but noted that Plaintiff was free to
file a motion to supplement his complaint under Rule 15(d) once the claims had been exhausted.
The magistrate judge further determined that Dowdy did not preclude plaintiffs from seeking
individualized relief in separate lawsuits.
Defendants objected to the magistrate judge’s order on October 28, 2015. See ECF No.
77. Defendants first argue that the magistrate judge clearly erred in allowing Plaintiff to add a
claim against Michael Martin, the special activities coordinator for the MDOC. Specifically,
Defendants argue that the magistrate judge erred in relying on the Supreme Court’s opinion in
Jones v. Bock, 549 U.S. 199 (2007). The analysis in Jones was grounded in the Prison Litigation
Reform Act (“PLRA”), 42 U.S.C. § 1997e(a). The Court then found that while “[t]he PLRA
requires exhaustion of ‘such administrative remedies as are available,’ … nothing in the statute
imposes a ‘name all defendants’ requirement….” Jones, 549 U.S. at 217. The Court also noted
that the MDOC grievance policy did not require prisoners to name each individual, but required
only that prisoners be as specific as possible. Id. The Court continued:
The level of detail necessary in a grievance to comply with the grievance
procedures will vary from system to system and claim to claim, but it is the
prison’s requirements, and not the PLRA, that define the boundaries of proper
exhaustion. As MDOC’s procedures make no mention of naming particular
officials, the Sixth Circuit’s rule imposing such a prerequisite to proper
exhaustion is unwarranted.
Id. at 218. The Court concluded that “exhaustion is not per se inadequate simply because an
individual later sued was not named in the grievance.” Id. at 219.
Defendants argue that the MDOC grievance policy has been updated to require
identification of each alleged defendant. In support of this argument, Defendants point to a
provision holding that a grievance may be rejected by the Grievance Coordinator if “[t]he
grievant did not attempt to resolve the issue with the staff member involved prior to filing the
grievance unless prevented by circumstances beyond his/her control….” See PD 03.02.130. It is
unclear how this provision would alter the analysis in Jones, as it governs circumstances where a
grievance is insufficient for prison consideration; it does not govern when an exhaustion attempt
is insufficient for the purpose of a federal lawsuit. Defendants concede that Martin was retired at
the time Plaintiff became aware of Martin’s alleged involvement in the matter. As noted by the
magistrate judge, Plaintiff probably could not be aware of every person involved in the decisionmaking process denying his participation in the Eid feasts. The magistrate judge did not commit
clear error in determining that Plaintiff’s exhaustion attempts were sufficient to place Defendants
on notice of the nature of his grievances.
Defendants next argue that the magistrate judge erred in finding that Dowdy did not bar
Plaintiff’s proposed claim challenging the denial of an Eid Ul-Fitr feast. In reaching this
conclusion, the magistrate judge quoted an order issued in Dowdy, in which the court stated that
“relief is not available under the settlement agreement or judgment on an individualized basis
based on what a class member says is affecting the entire class.” The magistrate therefore did not
err in finding that Dowdy did not preclude Plaintiff from seeking individualized relief for
Defendants’ alleged actions regarding the Eid Ul-Fitr feast. Defendants’ first objections will be
In their second objection, Defendants argue that the magistrate judge erred in allowing
Plaintiff to amend his complaint to clarify his individual capacity claims. Under Federal Rule of
Civil Procedure 15, a court should “freely give leave” to amend “when justice so requires.” FED.
R. CIV. P. 15(a)(2). “[T]he thrust of Rule 15 is to reinforce the principle that cases should be
tried on their merits rather than the technicalities of pleadings.” Moore v. City of Paducah, 790
F.2d 557, 559 (6th Cir. 1986) (internal citations and quotations omitted). Factors that courts
should consider when determining whether to grant leave to amend include “[u]ndue delay in
filing, lack of notice to the opposing party, bad faith by the moving party, repeated failure to cure
deficiencies by previous amendments, undue prejudice to the opposing party, and futility of
amendment….” Hageman v. Signal L.P. Gas, Inc., 486 F.2d 479, 484 (6th Cir. 1973). “Decisions
as to when justice requires amendment are left to the sound discretion of the trial judge[.]”
Robinson v. Michigan Consol. Gas Co. Inc., 918 F.2d 579, 591 (6th Cir. 1990).
Defendants argue that Plaintiff’s motion for leave to amend should have been denied as
untimely. The Sixth Circuit has held that to deny a motion to amend as untimely, a court must
also find “at least some significant showing of prejudice to the opponent.” Moore, 790 F.2d at
562. “[D]elay alone, regardless of its length is not enough to bar [amendment] if the other party
is not prejudiced.” Ziegler v. Aukerman, 512 F.3d 777 at 786 (6th Cir. 2008) (citing Moore, 790
F.2d at 560, 562). “Prejudice” in the context of Rule 15 means more than the inconvenience of
having to defend against a claim. See Monahan v. N.Y.C. Dept. of Corr., 214 F.3d 275, 284 (2d
The magistrate judge determined that Defendants would not be prejudiced by the
amendment because the course of proceedings demonstrated that they were on notice that
Plaintiff had attempted to sue them in their individual capacities. Defendants argue that this
constitutes a clear error of law because the “course of proceedings” test – used to determine
whether § 1983 defendants have notice of a plaintiff’s attempt to hold them personally liable –
only applies where no explicit statement appears in the pleadings. See Shepherd v. Wellman, 313
F.3d 963, 967-68 (6th Cir. 2002). Defendants argue that Plaintiff explicitly stated that he was
only suing Defendants in their official capacities through paragraph 10 of his complaint.
Paragraph 10 states, “[t]he Court has personal jurisdiction over Defendants as the Defendants are
being sued in their official capacities and for their intentional actions which form the basis for
the claims in the Supplemental Amended Complaint.” See Supp. Am. Compl. ¶ 10, ECF No. 99
(emphasis added). The magistrate judge determined that the phrase “and for their intentional
actions,” together with the facts that Defendants were individually named and Plaintiff sought
monetary damages, rendered the pleadings sufficiently ambiguous to apply the course of
proceedings test. Under clear error review, the magistrate judge’s finding of ambiguity must
Defendants next argue that application of the “course of proceedings” shows that “the
balance tips in the Defendants’ favor that Maye only sued them in their official capacity.” See
Objections p. 4, ECF No. 130. In finding that the course of proceedings weighed in favor of
Plaintiff, the magistrate judge noted that Defendants had specifically challenged Plaintiff’s
attempt to seek money damages and had raised qualified immunity as a defense. The magistrate
judge had broad discretion in weighing these factors. The fact that this Court could have
weighed factors differently is insufficient to warrant reversal under clear error review.
Defendants’ objections will therefore be overruled.
Accordingly, it is ORDERED that Defendants’ Objections, ECF Nos. 77, 130, are
s/Thomas L. Ludington
THOMAS L. LUDINGTON
United States District Judge
Dated: February 1, 2017
PROOF OF SERVICE
The undersigned certifies that a copy of the foregoing order was served
upon each attorney or party of record herein by electronic means or first
class U.S. mail on February 1, 2017.
s/Michael A. Sian
MICHAEL A. SIAN, Case Manager
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