Jackson v. Colvin
Filing
22
MEMORANDUM OPINION and ORDER re 15 MOTION for Summary Judgment in a Social Security Appeal, 20 MOTION for Summary Judgment . Signed by Magistrate Judge Patricia T. Morris. (KCas)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MICHIGAN
NORTHERN DIVISION
VALERIE DARLENE JACKSON,
Plaintiff,
CASE NO. 1:16-cv-14404
MAGISTRATE JUDGE PATRICIA T. MORRIS
v.
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
___________________________/
MAGISTRATE JUDGE’S OPINION AND ORDER ON CROSS MOTIONS FOR
SUMMARY JUDGMENT (Docs. 15, 20)
I.
RECOMMENDATION
In light of the entire record in this case, I suggest that substantial evidence supports
the Commissioner’s determination that Jackson is not disabled. Accordingly, IT IS
RECOMMENDED that Jackson’s Motion for Summary Judgment, (Doc. 15), be
DENIED, the Commissioner’s Motion, (Doc. 20), be GRANTED, and this case be
AFFIRMED.
II.
REPORT
A.
Introduction and Procedural History
This is an action for judicial review of a final decision by the Commissioner of
Social Security denying Plaintiff Valerie Darlene Jackson’s (“Jackson”) claims for
disability benefits under the Disability Insurance Benefits (“DIB”) program of Title II, 42
U.S.C. § 401 et seq., and the Supplemental Security Income Benefits (“SSI”) program of
Title XVI, 42 U.S.C. § 1381 et seq. (Doc. 1). The case is before the undersigned magistrate
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judge pursuant to the parties’ consent under 28 U.S.C. § 636(c), E.D. Mich. LR 72.1(b)(3),
and by Notice of Reference. (Docs. 14, 16). The matter is currently before the Court on
cross-motions for summary judgment. (Docs. 15, 20).
On December 2, 2013, Jackson filed an application for DIB alleging a disability
onset date of January 1, 1980. (Tr. 152-58). She followed this with an application for SSI
on December 21, 2013, alleging the same disability onset date. (Tr. 159-67). The
Commissioner denied her claims. (Tr. 51, 65). Jackson then requested a hearing before an
Administrative Law Judge (“ALJ”), which occurred on May 12, 2015, before ALJ
Frederick McGrath. (Tr. 36-50). At the hearing, she amended her alleged onset date to June
1, 2014. (Tr. 38). The ALJ’s written decision, issued June 5, 2013, found Jackson not
disabled. (Tr. 20-35). On October 27, 2016, the Appeals Council denied review, (Tr. 1-6),
and Jackson filed for judicial review of that final decision on December 19, 2016. (Doc.
1).
B.
Standard of Review
The district court has jurisdiction to review the Commissioner’s final administrative
decision pursuant to 42 U.S.C. § 405(g). The district court’s review is restricted solely to
determining whether the “Commissioner has failed to apply the correct legal standard or
has made findings of fact unsupported by substantial evidence in the record.” Sullivan v.
Comm’r of Soc. Sec., 595 F App’x. 502, 506 (6th Cir. 2014) (internal quotation marks
omitted). Substantial evidence is “more than a scintilla of evidence but less than a
preponderance; it is such relevant evidence as a reasonable mind might accept as adequate
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to support a conclusion.” Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 241 (6th Cir. 2007)
(internal quotation marks omitted).
The Court must examine the administrative record as a whole, and may consider
any evidence in the record, regardless of whether it has been cited by the ALJ. See Walker
v. Sec’y of Health & Human Servs., 884 F.2d 241, 245 (6th Cir. 1989). The Court will not
“try the case de novo, nor resolve conflicts in the evidence, nor decide questions of
credibility.” Cutlip v. Sec’y of Health & Human Servs., 25 F.3d 284, 286 (6th Cir. 1994).
If the Commissioner’s decision is supported by substantial evidence, “it must be affirmed
even if the reviewing court would decide the matter differently and even if substantial
evidence also supports the opposite conclusion.” Id. at 286 (internal citations omitted).
C.
Framework for Disability Determinations
Under the Act, “DIB and SSI are available only for those who have a ‘disability.’”
Colvin v. Barnhart, 475 F.3d 727, 730 (6th Cir. 2007). “Disability” means the inability
to engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which
can be expected to result in death or which has lasted or can be
expected to last for a continuous period of not less than [twelve]
months.
42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A) (DIB); 20 C.F.R. § 416.905(a) (SSI). The
Commissioner’s regulations provide that disability is to be determined through the
application of a five-step sequential analysis:
(i) At the first step, we consider your work activity, if any. If
you are doing substantial gainful activity, we will find that you
are not disabled.
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(ii) At the second step, we consider the medical severity of your
impairment(s). If you do not have a severe medically
determinable physical or mental impairment that meets the
duration requirement . . . or a combination of impairments that
is severe and meets the duration requirement, we will find that
you are not disabled.
(iii) At the third step, we also consider the medical severity of
your impairment(s). If you have an impairment(s) that meets or
equals one of our listings in appendix 1 of this subpart and
meets the duration requirement, we will find that you are
disabled.
(iv) At the fourth step, we consider our assessment of your
residual functional capacity and your past relevant work. If you
can still do your past relevant work, we will find that you are
not disabled.
(v) At the fifth and last step, we condiser our assessment of your
residual functional capacity and your age, education, and work
experience to see if you can make an adjustment to other work.
If you can make an adjustment to other work, we will find that
you are not disabled. If you cannot make an adjustment to other
work, we will find that you are disabled.
20 C.F.R. §§ 404.1520, 416.920; see also Heston v. Comm’r of Soc. Sec., 245 F.3d 528,
534 (6th Cir. 2001). “Through step four, the claimant bears the burden of proving the
existence and severity of limitations caused by [his or] her impairments and the fact that
she is precluded from performing [his or] her past relevant work.” Jones v. Comm’r of Soc.
Sec., 336 F.3d 469, 474 (6th Cir. 2003). The burden transfers to the Commissioner if the
analysis reaches the fifth step without a finding that the claimant is not disabled. Combs v.
Comm’r of Soc. Sec., 459 F.3d 640, 643 (6th Cir. 2006). At the fifth step, the Commissioner
is required to show that “other jobs in significant numbers exist in the national economy
that [the claimant] could perform given [his or] her RFC [residual functional capacity] and
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considering relevant vocational factors.” Rogers, 486 F.3d at 241 (citing 20 C.F.R. §§
416.920(a)(4)(v), (g)).
Under the authority of the Social Security Act, the SSA has promulgated regulations
that provide for the payment of disabled child’s insurance benefits if the claimant is at least
eighteen years old and has a disability that began before age twenty-two (20 C.F.R.
404.350(a) (5) (2013). A claimant must establish a medically determinable physical or
mental impairment (expected to last at least twelve months or result in death) that rendered
her unable to engage in substantial gainful activity. 42 U.S.C. § 423(d)(1)(A). The
regulations provide a five-step sequential evaluation for evaluating disability claims. 20
C.F.R. § 404.1520.
D.
ALJ Findings
Following the five-step sequential analysis, the ALJ found Jackson not disabled.
(Tr. 23-31). At Step One, the ALJ found that Jackson last met the insured status
requirements of the Social Security Act on December 31, 2017, and had not engaged in
substantial gainful activity in the interval between her alleged onset date of June 1, 2014
and her date last insured. (Tr. 25). At Step Two, the ALJ concluded that the following
impairments qualified as severe: degenerative disc disease and arthritis of L5, chronic
edema of the legs and chronic obstructive pulmonary disease, and obesity. (Tr. 25). The
ALJ also decided, however, that none of these met or medically equaled a listed impairment
at Step Three. (Tr. 26). Thereafter, the ALJ found that Jackson had the residual functional
capacity (“RFC”) to perform light work except
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the claimant should never climb ladders, ropes, and scaffolds. This claimant
is precluded from work around unprotected heights and dangerous machinery.
In addition, this claimant should not engage in repetitive stooping and
squatting. Further, this claimant should avoid concentrated exposure to fumes,
odors, dust, gas, and chemicals.
(Tr. 26). At Step Four, the ALJ found Jackson incapable of performing her past relevant
work. (Tr. 29). Proceeding to Step Five, the ALJ determined that jobs existed in significant
numbers in the national economy that Jackson could perform. (Tr. 29-31).
E.
Administrative Record
1.
Medical Evidence
The Court has reviewed Jackson’s medical record. In lieu of summarizing her
medical history here, the Court will make references and provide citations to the record as
necessary in its discussion of the parties’ arguments.
2.
Application Reports and Administrative Hearing
i.
Function Report
On January 27, 2014, Jackson filled out a Function Report. (Tr. 289-96). She
described her condition as “[s]evere hip, knee and back pain, not allowing me to work,
stand[] or sit over 5 [hours] per shift. Calling off frequently due to pain, if or when working
more than 2 days at a time. Not being able to work fast or keep up with the rest of the crew
members, limiting my assignments to accommodate my pain (hip, knees and back). [A]lso
not being able to be around fumes, dust or anything that will flare up my asthma/COPD.”
(Tr. 289). She added that flare-ups occurred “frequently” due to climbing stairs, pushing
carts, lifting more than ten pounds, chemicals, running, or walking fast. (Id.). On occasion,
her knees would also “give out causing me to fall sometime up or downstairs.” (Id.). “The
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pain [is] so severe I cry or can’t sleep, toss and turn in my sleep causing me to lose rest . .
. .” (Tr. 290). These issues interfered with her ability to dress, bathe, care for her hair, use
the toilet, or use “soaps, deodorants, perfumes, shower gels,” and other similar products.
(Id.). She prepared “[q]uick meals” because she could not stand for long, and “mostly
use[d] [a] slow cooker for meals so I won’t stand over the stove long.” (Tr. 291). She
cooked “every 3rd day,” and it took her “up to 2 [hours]” to do so. (Id.).
Her conditions also interrupted her ability to do chores. She would “[c]lean in
spurts” but “get tired fast . . . .” (Id.). General tidying, laundry and dish washing often took
more than an hour, and sometimes up to three hours. (Id.). Her brothers helped her
accomplish these tasks. (Id.). She could not lift “over 10 [pounds]” because it would “hurt
my hips, knees, and back, . . .” (Id.). Leaving also proved difficult, and thus she left home
“only to work and grocery shop.” (Tr. 292). She would either walk, ride along in a car, or
use public transportation; she did not own a driver’s license. (Id.). She shopped once a
month for “[g]roceries, toiletries, [and] health [and] beauty aids.” (Id.). She retained the
capacity to pay bills, count change, handle a savings account, and use a checkbook/money
orders. (Id.).
Cooking used to be a hobby, but because it was difficult for her to do at the time of
writing, she limited her activities to online games and “watching true stories” on a daily
basis. (Tr. 293). She also spoke with others “every day on the phone.” (Id.). She sometimes
took someone with her to the grocery store “to help [with] my bags depending on how
many I have and how much pain I’m in.” (Id.). She did not engage in “social activity,”
however, because her “hips won’t let me do extra things . . . .” (Tr. 294). Prompted to mark
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abilities with which she encountered difficulty, she marked: lifting squatting, bending,
standing, reaching, walking, sitting, kneeling, stair climbing, and completing tasks. (Id.).
She could walk up to a block before needing to stop “until I get my breath, or until the pain
stop [sic] shooting through my hips.” (Id.). Nor did she handle stress well, because
“depression sets in sometime[s],” and “I get discouraged at that point.” (Tr. 295).
Closing the form, she wrote “I have no medical insurance or money to pay to see a
[doctor]. So basic[al]ly I take the pain and use pain patches given to me by friends. . . . My
asthma meds are given to me through the E.R.” (Tr. 296).
ii.
Jackson’s Testimony at the Administrative Hearing
At the outset, Jackson’s counsel clarified that she was amending her onset date to
June 1st, 2014, and noted that she was fired from her “janitorial work” due to an inability
“to do the physical demands.” (Tr. 38). Counsel then questioned Jackson as to the specific
physical problems interfering with her work. (Tr. 39). She summarized the issue as
affecting “[w]alking, bending and handling the chemicals, which caused my asthma
attacks, sitting for long periods of time, swelling, back pain, all that with my limitations.”
(Tr. 40). She noted that she was prescribed a cane by a doctor, and had used it “for seven
months” preceding the hearing. (Id.). She suffered “chronic edema” in both legs, which
caused daily issues and required leg elevation. (Id.). She elevated her feet for two to three
hours each day. (Tr. 40-41). “[B]ecause of the back pain, I can’t exercise, and the
overexertion usually flares my asthma up, so that limits me to my exercising.” (Tr. 41).
She treated her asthma with a nebulizer “every six hours per day.” (Id.). Still, she endured
frequent shortness of breath. (Tr. 42).
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In November 2014, her radiculopathy led her to the emergency room in Michigan.
(Tr. 42-43). At the time, she was homeless and living in Georgia. “I sleep wherever I can.
Relatives, sometime[s] I sleep on the subway, I just ride the bus. My brother was letting
me stay with him for about six months, I guess, and that resource exhausted. I stayed with
a cousin for about three months, and that resource exhausted.” (Tr. 43). Asked about what
she needed and could not get medically, she listed “meds I’m not receiving, my asthma
medicine, my COPD medicine and my pain management meds. I was requested to have
[an] MRI done on my shoulder and I’m not able to get that done because of I don’t have
medical. Physical therapy is suggested, and I’m not able to do that, because of no medical
insurance.” (Tr. 44). She predicted an ability to lift more than ten pounds once a day, but
not more than that. (Id.). Flare-ups in her hands sometimes occurred as frequently as twice
a week and could last for an entire day. (Id.). To avoid swelling in her legs, she alternated
between sitting and standing. (Tr. 45). If a job required her to stand longer than two hours
out of an eight-hour day, she would “call in sick or leave early” about “half the month, . .
.” (Id.).
iii.
The VE’s Testimony at the Administrative Hearing
In his first and only hypothetical, the ALJ asked the VE to assume an individual
“limited to light, unskilled work. No climbing ladders, ropes, and scaffolds, no work
around unprotected heights or dangerous machinery. No repetitive stooping and squatting
requirements, avoid concentrated exposure to fumes, odors, dust, gases, and chemicals.
Based on those limitations and those limitations alone, would there be any jobs in existence
for such a limited individual?” (Tr. 47-48). The VE indicated that jobs existed in the
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national economy for such a person, including: “office helper”—with 1,600 regional job
availabilities and 74,000 national job availabilities—“ticket seller”—with 943 regional job
availabilities and 32,287 national job availabilities—and “photocopying machine
operator”—with 796 regional job availabilities and 38,000 national job availabilities. (Tr.
48).
F.
Governing Law
The ALJ must “consider all evidence” in the record when making a disability
decision. 42 U.S.C. § 423(d)(5)(B). The regulations carve the evidence into various
categories, “acceptable medical sources” and “other sources.” 20 C.F.R. § 404.1513.
“Acceptable medical sources” include, among others, licensed physicians and licensed or
certified psychologists. Id. § 404.1513(a). “Other sources” include medical sources who
are not “acceptable” and almost any other individual able to provide relevant evidence. Id.
§ 404.1513(d). Only “acceptable medical sources” can establish the existence of an
impairment. SSR 06-03p, 2006 WL 2329939, at *2 (Aug. 9, 2006). Both
“acceptable”
and non-acceptable sources provide evidence to the Commissioner, often in the form of
opinions “about the nature and severity of an individual’s impairment(s), including
symptoms, diagnosis and prognosis, what the individual can still do despite the
impairment(s), and physical and mental restrictions.” Id.. When “acceptable medical
sources” issue such opinions, the regulations deem the statements to be “medical opinions”
subject to a multi-factor test that weighs their value. 20 C.F.R. § 404.1527. Excluded from
the definition of “medical opinions” are various decisions reserved to the Commissioner,
10
such as whether the claimant meets the statutory definition of disability and how to measure
his or her RFC. Id. § 404.1527(d).
The ALJ must use a six-factor balancing test to determine the probative value of
medical opinions from acceptable sources. 20 C.F.R. § 404.1527(c). The test looks at
whether the source examined the claimant, “the length of the treatment relationship and the
frequency of examination, the nature and extent of the treatment relationship,
supportability of the opinion, consistency of the opinion with the record as a whole, and
specialization of the treating source.” Wilson v. Comm’r of Soc. Sec., 378 F.3d 541, 544
(6th Cir. 2004); see also 20 C.F.R. § 404.1527(c). ALJs must also apply those factors to
“other source” opinions. See Cruse v. Comm’r of Soc. Sec., 502 F.3d 532, 540-42 (6th Cir.
2007); SSR 06-03p, 2006 WL 2329939, at *2 (Aug. 9, 2006).
Certain opinions of a treating physician, in contrast, receive controlling weight if
they are “well-supported by medically acceptable clinical and laboratory diagnostic
techniques” and are “not inconsistent with the other substantial evidence in [the] case
record.” 20 C.F.R. § 404.1527(d)(2); see also Wilson, 378 F.3d at 544. The only opinions
entitled to dispositive effect deal with the nature and severity of the claimant’s
impairments. 20 C.F.R. § 404.1527(d); SSR 96-2p, 1996 WL 374188, at *1-2 (July 2,
1996). Therefore, the ALJ does not owe a treating opinion deference on matters reserved
to the Commissioner. 20 C.F.R. § 404.1527(d); SSR 96-2p, 1996 WL 374188, at *1-2 (July
2, 1996). The ALJ “will not give any special significance to the source of an opinion”
regarding whether a person is disabled or unable to work, whether an impairment meets or
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equals a Listing, the individual’s RFC, and the application of vocational factors. 20 C.F.R.
§ 404.1527(d)(3).
The regulations mandate that the ALJ provide “good reasons” for the weight
assigned to the treating source’s opinion in the written determination. 20 C.F.R. §
404.1527(c)(2); see also Dakroub v. Comm’r of Soc. Sec., 482 F.3d 873, 875 (6th Cir.
2007). Therefore, a decision denying benefits
must contain specific reasons for the weight given to the treating source’s
medical opinion, supported by the evidence in the case record, and must be
sufficiently specific to make clear to any subsequent reviewers the weight
the adjudicator gave to the treating source’s opinion and the reasons for that
weight.
SSR 96-2p, 1996 WL 374188, at *5 (July 2, 1996); see also Rogers, 486 F.3d at 242. For
example, an ALJ may properly reject a treating source opinion if it lacks supporting
objective evidence. Revels v. Sec’y of Health & Human Servs., 882 F. Supp. 637, 640-41
(E.D. Mich. 1994), aff’d, 51 F.3d 273 (Table), 1995 WL 138930, at *1 (6th Cir. 1995).
An ALJ must analyze the credibility of the claimant, considering the claimant’s
statements about pain or other symptoms with the rest of the relevant evidence in the record
and factors outlined in Social Security Ruling 96-7p, 1996 WL 374186 (July 2, 1996).
Credibility determinations regarding a claimant’s subjective complaints rest with the ALJ.
See Siterlet v. Sec’y of Health & Human Servs., 823 F.2d 918, 920 (6th Cir. 1987).
Generally, an ALJ’s credibility assessment can be disturbed only for a “compelling
reason.” Sims v. Comm’r of Soc. Sec., 406 F. App’x 977, 981 (6th Cir. 2011); Warner v.
Comm’r of Soc. Sec., 375 F.3d 387, 390 (6th Cir. 2004).
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The Social Security regulations establish a two-step process for evaluating
subjective symptoms, including pain. 20 C.F.R. § 404.1529; SSR 96-7p, 1996 WL 374186,
at *2 (July 2, 1996). The ALJ evaluates complaints of disabling pain by confirming that
objective medical evidence of the underlying condition exists. The ALJ then determines
whether that condition could reasonably be expected to produce the alleged pain or whether
other objective evidence verifies the severity of the pain. See 20 C.F.R. § 404.1529; SSR
96-7p, 1996 WL 374186, at *2 (July 2, 1996); Stanley v. Sec’y of Health & Human Servs.,
39 F.3d 115, 117 (6th Cir. 1994). The ALJ ascertains the extent of the work-related
limitations by determining the intensity, persistence, and limiting effects of the claimant’s
symptoms. SSR 96-7p, 1996 WL 374186, at *2 (July 2, 1996).
While “objective evidence of the pain itself” is not required, Duncan v. Sec’y of
Health & Human Servs., 801 F.2d 847, 853 (6th Cir. 1986) (quoting Green v. Schweiker,
749 F.2d 1066, 1071 (3d Cir. 1984)) (internal quotation marks omitted), a claimant’s
description of his or her physical or mental impairments alone is “not enough to establish
the existence of a physical or mental impairment,” 20 C.F.R. § 404.1528(a). Nonetheless,
the ALJ may not disregard the claimant’s subjective complaints about the severity and
persistence of the pain simply because they lack substantiating objective evidence. SSR
96-7p, 1996 WL 374186, at *1 (July 2, 1996). Instead, the absence of objective confirming
evidence forces the ALJ to consider the following factors:
(i)
(ii)
(iii)
(iv)
[D]aily activities;
The location, duration, frequency, and intensity of . . . pain;
Precipitating and aggravating factors;
The type, dosage, effectiveness, and side effects of any medication .
. . taken to alleviate . . . pain or other symptoms;
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(v) Treatment, other than medication, . . . received for relief of . . . pain;
(vi) Any measures . . . used to relieve . . . pain.
20 C.F.R. §§ 404.1529(c)(3), 416.929(c)(3); see also Felisky v. Bowen, 35 F.3d 1027,
1039-40 (6th Cir. 1994); SSR 96-7p, 1996 WL 374186, at *3 (July 2, 1996). Furthermore,
the claimant’s work history and the consistency of his or her subjective statements are also
relevant. 20 C.F.R. § 404.1527(c); SSR 96-7p, 1996 WL 374186, at *5 (July 2, 1996).
The claimant must provide evidence establishing her RFC. The statute lays the
groundwork for this, stating, “An individual shall not be considered to be under a disability
unless he [or she] furnishes such medical and other evidence of the existence thereof as the
Secretary may require.” 42 U.S.C. § 423(d)(5)(A); see also Bowen, 482 U.S. at 146 n.5.
The RFC “is the most he [or she] can still do despite his [or her] limitations,” and is
measured using “all the relevant evidence in [the] case record.” 20 C.F.R. § 404.1545(a)(2).
A hypothetical question to the VE is valid if it includes all credible limitations developed
prior to Step Five. Casey v. Sec. of Health & Human Servs., 987 F.2d 1230, 1235 (6th Cir.
1993); Donald v. Comm’r of Soc. Sec., No. 08-14784-BC, 2009 WL 4730453, at *7 (E.D.
Mich. Dec. 9, 2009).
G.
Analysis
Jackson furnishes two general arguments for remand in the instant Motion: (1) the
ALJ improperly evaluated the medical sources of record, (Doc. 15 at ID 555-61), and (2)
the ALJ’s credibility analysis is fatally flawed, (Doc. 15 at ID 562-65). I address each
argument in turn.
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1.
The Weight Accorded Medical Sources
Evaluating medical source statements requires considering factors such as the nature
of the source’s examining relationship with the client, 20 C.F.R. § 416.927(c)(1), the
source’s treatment relationship with the client, id. § (c)(2), the supportability of the source’s
opinion, id. § (c)(3), the consistency of the opinion with the record as a whole, id. § (c)(4),
whether the source is a specialist opining on areas within her specialty, id. § (c)(5), as well
as “any factors” the claimant or others “bring to [the Commissioner’s] attention, or of
which [the Commissioner] is aware, which tend to support or contradict the opinion,” id §
(c)(6). The ALJ “will always give good reasons. . . for the weight” given a “treating
source’s opinion.” Id § (c)(2) (emphasis added). The ALJ, however, need not give ‘good
reasons’ with respect to ‘other sources’—rather, he “generally should explain the weight
given to opinions from . . . ‘other sources,’ or otherwise ensure that the discussion of the
evidence in the determination or decision allows a claimant or subsequent reviewer to
follow the adjudicator’s reasoning, when such opinions may have an effect on the outcome
of the case.” SSR 06-03p, 2006 WL 2329939, at *6 (S.S.A. Aug. 9, 2006). There remains
an important “distinction between what an adjudicator must consider and what the
adjudicator must explain.” Id.
In the instant case, Jackson divides her challenge into three parts: (i) Dr. Hussain
was a treating source entitled to more weight than he received, (Doc. 15 at ID 556-59); (ii)
Dr. Shelby-Lane should have received less weight than Dr. Hussain, (Doc. 15 at ID 55960); and (iii) the ALJ failed to indicate consideration of the state agency medical consultant
opinions on record, (Doc. 15 at ID 561).
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i.
Dr. Hussain
Jackson first contends that the ALJ failed to properly consider Dr. Hussain’s
opinion, which, if given more weight, would have resulted in a finding of disability because
Jackson “would have gridded out . . . under the Medical-Vocational Guidelines.” (Doc. 15
at ID 558). The opinion deserved more weight, she suggests, because Dr. Hussain was a
treating physician and objective evidence in the record validated his conclusions. (Doc. 15
at ID 558).
At the outset, I note that the ALJ proved overly generous in regarding Dr. Hussain’s
opinion as that of a treating source, as Jackson visited him only once. (Tr. 464-66). “A
single examination does not suffice to create a treating relationship.” Luteyn v. Comm’r of
Soc. Sec., 528 F.Supp.2d 739, 743 (W.D. Mich. 2007) (citing Kornecky v. Comm’r of Soc.
Sec., 167 F App’x. 496, 506 (6th Cir. 2006) (“A plethora of decisions unanimously hold
that a single visit does not constitute a treating relationship.”)). And in any case, the ALJ
provided ‘good reasons’ to discredit the opinion, observing that Dr. Hussain appeared to
rely on Jackson’s subjective symptoms, and not on clinical findings. (Tr. 29); (Tr. 464-65)
(highlighting almost no abnormalities in the physical exam, aside from tenderness to
palpation). Indeed, because Dr. Hussain’s medical source statement is in check-box format,
it is an impotent addition to the record with little to no persuasive value—to hold otherwise
would neglect its glaring lack of narrative analysis. See, e.g., Ellars v. Comm’r of Soc. Sec.,
No. 15-4039, 2016 WL 2610234 at *2 (6th Cir. 2016) (“[T]he administrative law judge
properly gave a check-box form little weight where the physician provided no explanation
for the restrictions entered on the form and cited no supporting objective medical
16
evidence.”); see also Hernandez v. Comm’r of Soc. Sec., 644 F. App’x 468, 474-75 (6th
Cir. 2016) (“Even if the ALJ erred in failing to give good reasons for not abiding by the
treating physician rule, it was harmless error because the [medical source statement] here
is ‘weak evidence at best’ and meets our patently deficient standard.”); accord Mason v.
Shalala, 994 F.2d 1058, 1065 (3d Cir. 1993) (“Form reports in which a physician’s
obligation is only to check a box or fill in a blank are weak evidence at best.”). The fact
that certain evidence consistent with Dr. Hussain’s findings exists in the record remains
immaterial, because the ALJ provided ‘good reasons’ for discounting his opinion and this
Court may not reweigh the evidence. E.g., Albanna v. Comm’r of Soc. Sec., No. 15-CV14264, 2016 WL 7238925, at *12 (E.D. Mich. Nov. 22, 2016), report and recommendation
adopted, No. 15-14264, 2016 WL 7210715 (E.D. Mich. Dec. 13, 2016) (“Arguments which
in actuality require ‘re-weigh[ing] record evidence’ beseech district courts to perform a
forbidden ritual.” (quoting DeLong v. Comm’r of Soc. Sec. Admin., 748 F.3d 723, 726 (6th
Cir. 2014))).
In other words, the reasons supplied in the ALJ’s review certainly find support in
the record and communicate with sufficient clarity the weight given his opinion, as well as
the reasons for that weight.
ii.
Dr. Shelby-Lane
Jackson next attacks the ALJ’s handling of Dr. Shelby-Lane’s opinion. She contends
that “other evidence in the record suggests greater limitations,” including a CT scan from
February 2014. (Doc. 15 at ID 560). This argument proves unavailing. The ALJ did not
discuss Dr. Shelby-Lane’s opinion in extreme detail, but he discussed results from her
17
examination, (Tr. 26-27), and specified that great weight was to be accorded her opinion
in light of its “consisten[cy] with the evidence of record,” (Tr. 29). Throughout the
decision, he discussed the objective evidence at length, including much of the evidence
post-dating Dr. Shelby-Lane’s consultative examination. (Tr. 26-29) (referring repeatedly
to exhibits 9F, 10F, and 11F). He also explicitly mentions and discusses the February 2014
CT scan Jackson refers to in her motion. (Tr. 27) (“Imaging of the claimant’s lumbar spine
dated February 5, 2014 revealed degenerative changes, greatest at L4-L5 and L5-S1.”
(citing (Tr. 429))). Accordingly, the ALJ made no error in assigning Dr. Shelby-Lane’s
opinion great weight, and remand is unwarranted on this ground. Cf. Kornecky, 167 F.
App’x at 507 (finding “no reason to depart from the usual harmless-error rule” where an
ALJ “failed to explain why he favored several examining physicians’ opinions over
another’s”).
iii.
State Agency Medical Consultant Opinions
Jackson also urges remand on the ground that “the ALJ does not mention” opinions
from the State Agency Medical Consultants, Dr. Blake and Dr. Mahmood. (Doc. 15 at ID
561) (referring to (Tr. 52-64, 66-78)). She summarizes these opinions as limiting her to
“light work, with the limitation that she should avoid exposure to fumes, odors, dusts, and
gases.” (Id.). Although she concedes that “[t]he ALJ added [these] limitations based on
other medical evidence,” she maintains that “he never discussed what weight he gave to
these opinions, so it is not possible to determine if he found [Jackson] limited to light work
based on his own examination of the record or the [state agency] opinions.” (Id.). This
concession undermines her argument, as it admits that the ALJ’s error—assuming one
18
exists—worked no harm upon her case. See Rabbers v. Comm’r of Soc. Sec., 582 F.3d 647,
654 (6th Cir. 2009) (“[I]f an agency has failed to adhere to its own procedures, we will not
remand for further administrative proceedings unless ‘the claimant has been prejudiced on
the merits or deprived of substantial rights because of the agency’s procedural lapses.’”);
cf., e.g., Murphy v. Comm’r of Soc. Sec., No. CIV.A. 13-11795, 2014 WL 2558685, at *8
(E.D. Mich. Apr. 30, 2014), report and recommendation adopted, No. 13-11795, 2014 WL
2558686 (E.D. Mich. June 6, 2014) (“While the ALJ should have discussed Dr. Douglass’
opinion, the Court finds his failure to explicitly explain the weight given to this opinion
was harmless error, as the ALJ’s RFC assessment clearly is consistent with Dr. Douglass’
opinion.”). As such, the Court should not remand on this ground, as any error in failing to
mention the state agency opinions was harmless.
2.
Credibility
Jackson next posits that the ALJ did not properly engage in the two-pronged test for
gauging a claimant’s evaluation of pain. (Doc. 15 at ID 562-65). She suggests the ALJ
discredited her testimony for two invalid reasons: (i) her activities of daily living could not
be objectively verified, and (ii) she failed to visit a “free or subsidized clinic.” (Doc. 15 at
ID 562). In her view, the ALJ failed to supply adequate evidentiary discussion to enable
review of his former reasoning, (Doc. 15 at ID 563-64), and when coupled with his further
failure “to consider her poverty in connection with treatment options,” (Doc. 15 at ID 565),
these errors demand remand. Neither contention has any merit.
Jackson is correct that an ALJ must not disregard “[a]n individual’s statements
about the intensity and persistence of pain or other symptoms or about the effect the
19
symptoms have on his or her ability to work . . . solely because they are not substantiated
by objective medical evidence.” SSR 96-7p, 1996 WL 374186, at *1 (S.S.A. July 2, 1996).
That is not, however, the only reason the ALJ provided. The ALJ also mentioned Jackson’s
lack of compliance “in taking prescribed medications,” a record full of “routine and/or
conservative” treatment without “surgical intervention or even a referral to a specialist,”
and a failure to “exhaust all efforts to seek treatment, . . .” (Tr. 28). Although he did not
include cohesive discussion of the contrary objective evidence at this juncture, he did so
elsewhere. (Tr. 26-27). The record validates the ALJ’s findings. (Tr. 346, 348, 351, 368,
372, 388-89, 404-07, 416, 420-22, 427-31, 434-35, 461-63, 484-86) (mild objective
findings); (Tr. 359, 394-95, 398, 408-10, 443-45, 456, 465-66) (conservative treatment
record).
As noted, Jackson also takes issue with weighing her failure to seek medical
attention whatsoever in light of her poverty. Indeed, “a failure to seek examination or
treatment may say little about a claimant’s truthfulness” in some instances, such as when
that failure can be traced or attributed to a mental impairment. Strong v. Soc. Sec. Admin.,
88 F. App’x 841, 846 (6th Cir. 2004); see also Blankenship v. Bowen, 874 F.2d 1116, 1124
(6th Cir. 1989) (“Appellant may have failed to seek psychiatric treatment for his mental
condition, but it is a questionable practice to chastise one with a mental impairment for the
exercise of poor judgment in seeking rehabilitation. . . . [T]his should not be a determinative
factor in a credibility assessment.”). However, “[t]he issue of poverty as legal justification
for failure to obtain treatment does not arise unless a claimant is found to be under a
disabling condition.” Strong, 88 F. App’x at 846 (citing McKnight v. Sullivan, 927 F.2d
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241, 242 (6th Cir. 1990)). In Strong, the Sixth Circuit confirmed that a failure to seek
treatment may rightly reflect poorly on a claimant’s credibility:
[T]o the extent that the ALJ may have considered the absence of
contemporaneous evidence in evaluating Claimant’s credibility as to his
allegedly disabling pain, this was not improper. In the ordinary course, when
a claimant alleges pain so severe as to be disabling, there is a reasonable
expectation that the claimant will seek examination or treatment. A failure to
do so may cast doubt on a claimant’s assertions of disabling pain.
Id. As such, the ALJ’s consideration of that factor here does not warrant a finding of any
error that would require remand.
Put simply, the ALJ supplied a cohesive rationale for his adverse credibility
determination, buttressed by substantial evidence, and this Court should not disturb it. See
generally Jones v. Comm’r of Soc. Sec., 336 F.3d 469, 476 (6th Cir. 2003) (“Upon review,
we are to accord the ALJ’s determinations of credibility great weight and deference
particularly since the ALJ has the opportunity, which we do not, of observing a witness’s
demeanor while testifying.” (citing Walters v. Comm’r of Soc. Sec., 127 F.3d 525, 528 (6th
Cir. 1997))).
H.
Conclusion
For the reasons stated above, the Court RECOMMENDS that Jackson’s Motion
for Summary Judgment, (Doc. 15), be DENIED, the Commissioner’s Motion, (Doc. 20),
be GRANTED, and this case be AFFIRMED.
III.
REVIEW
Pursuant to Rule 72(b)(2) of the Federal Rules of Civil Procedure, “[w]ithin 14
days after being served with a copy of the recommended disposition, a party may serve and
21
file specific written objections to the proposed findings and recommendations. A party may
respond to another party’s objections within 14 days after being served with a copy.” Fed.
R. Civ. P. 72(b)(2); see also 28 U.S.C. § 636(b)(1). Failure to file specific objections
constitutes a waiver of any further right of appeal. Thomas v. Arn, 474 U.S. 140 (1985);
Howard v. Sec’y of Health & Human Servs., 932 F.2d 505 (6th Cir. 1991); United States
v. Walters, 638 F.2d 947 (6th Cir. 1981). The parties are advised that making some
objections, but failing to raise others, will not preserve all the objections a party may have
to this Report and Recommendation. Willis v. Sec’y of Health & Human Servs., 931 F.2d
390, 401 (6th Cir. 1991); Dakroub v. Detroit Fed’n of Teachers Local 231, 829 F.2d 1370,
1373 (6th Cir. 1987). Pursuant to E.D. Mich. LR 72.1(d)(2), a copy of any objections is to
be served upon this magistrate judge.
Any objections must be labeled as “Objection No. 1,” “Objection No. 2,” etc. Any
objection must recite precisely the provision of this Report and Recommendation to which
it pertains. Not later than 14 days after service of an objection, the opposing party may file
a concise response proportionate to the objections in length and complexity. Fed. R. Civ.
P. 72(b)(2); E.D. Mich. LR 72.1(d). The response must specifically address each issue
raised in the objections, in the same order, and labeled as “Response to Objection No. 1,”
“Response to Objection No. 2,” etc. If the Court determines that any objections are without
merit, it may rule without awaiting the response.
s/ Patricia T. Morris
Patricia T. Morris
United States Magistrate Judge
Date: October 19, 2017
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CERTIFICATION
I hereby certify that the foregoing document was electronically filed this date
through the Court’s CM/ECF system which delivers a copy to all counsel of record.
Date: October 19, 2017
By s/Kristen Castaneda
Case Manager
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