United States Securities and Exchange Commission v. Delphi Corporation et al

Filing 375

Amendment to 333 Partial JUDGMENT- Liability Only - As to J.T. Battenberg,III and Paul Free entered on March 08, 2011 Signed by District Judge Avern Cohn. (JOwe)

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION

U.S. SECURITIES AND
EXCHANGE COMMISSION,
Plaintiff,
Case No. 06-14891
Hon: AVERN COHN

-vsJ.T. BATTENBERG, III and
PAUL FREE,
Defendants.
________________________________________/

AMENDMENT TO PARTIAL JUDGMENT
ENTERED MARCH 08, 2011 (DOC. 333)
The Partial Judgment - Liability Only - As to J.T. Battenberg, III And Paul Free (Doc.
333), entered March 08, 2011, is amended as to defendant, Paul Free, only as follows:
The United States Securities And Exchange Commission, plaintiff, having withdrawn
its claim that Paul Free, defendant, violated Section 17(a)(2) of the Securities Act of 1933,
it is
HEREBY ORDERED, ADJUDGED AND DECREED that, as to defendant, Paul
Free:
Bank One - Precious Metals (PGM) Transaction
He did not violate Section 17(a)(2) of the Securities Act of 1933.
BBK - Cores and Batteries Transaction
He did not violate Section 17(a)(2) of the Securities Act of 1933.

EDS - $20 Million Dollar Transaction
He did not violate Section 17(a)(2) of the Securities Act of 1933.

S/Avern Cohn
AVERN COHN
UNITED STATES DISTRICT JUDGE

Dated: October 12, 2011

I hereby certify that a copy of the foregoing document was mailed to the attorneys of record
on this date, October 12, 2011, by electronic and/or ordinary mail.

S/Julie Owens
Case Manager, [phone]

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