Norgren Automation Solutions, LLC v. PHD, Inc.
Filing
53
OPINION AND ORDER OVERRULING PLAINTIFFS OBJECTION 44 , AND ADOPTING REPORT AND RECOMMENDATION OF SPECIAL MASTER ON PATENT CLAIM CONSTRUCTION 43 . Signed by District Judge Gershwin A. Drain. (KWin)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
NORGREN AUTOMATION
SOLUTIONS, LLC,
Case No. 14-cv-13400
Plaintiff,
UNITED STATES DISTRICT COURT JUDGE
GERSHWIN A. DRAIN
v.
PHD, INC.,
UNITED STATES MAGISTRATE JUDGE
MONA K. MAJZOUB
Defendant.
/
OPINION AND ORDER OVERRULING PLAINTIFF’S OBJECTION [44], AND
ADOPTING REPORT AND RECOMMENDATION OF SPECIAL
MASTER ON PATENT CLAIM CONSTRUCTION [43]
I. INTRODUCTION
On September 3, 2014, Norgren Automation Solutions, LLC (“Norgren” or “Plaintiff”)
commenced this patent infringement suit against PHD, Inc. (“PHD” or “Defendant”). The Court
referred this matter to Special Master Richard D. Grauer for a Report and Recommendation
regarding the appropriate construction of the patent claim terms at issue. See Dkt. No. 37. On
June 22, 2015, the Special Master submitted his Report and Recommendation [43] with a
recommended claim construction. On July 2, 2015, Norgren filed Objections to the Report and
Recommendations of the Special Master [44]. This matter is now fully briefed. After conducting
a de novo review of the Report and Recommendation, the Court finds that oral argument will not
aid in the resolution of this matter. Thus, the Court cancels the September 29, 2015 hearing. See
E.D. Mich. L.R. 7.1(f)(2). For the reasons discussed herein, the Court will OVERRULE
Norgren’s Objections [44], and ACCEPT and ADOPT the Special Master’s Report and
Recommendation [43]. See 28 U.S.C. § 636(b)(1). The Court’s reasoning is set forth below.
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II. BACKGROUND
A. The Patents-in-Suit
Norgren accuses PHD of infringing two patents: (1) United States Reissued Patent No.
RE39,786 (“the ‘786 Patent”) and (2) United States Reissued Patent No. RE41,223 (“the ‘223
Patent”). See Dkt. No. 1. Both the ‘786 Patent and the ‘223 Patent (collectively “the patents-insuit”) have their origin in a single patent application filed on January 7, 1998, which matured
into United States Patent No. 6,079,896 (“the ‘896 Patent”) granted on June 27, 2000. See Dkt.
No. 43 at 6; Dkt. No. 40 at 5. Pursuant to 35 U.S.C. § 251, the ‘786 Patent and the ‘223 Patent
were each later “reissued” from the ‘896 Patent at Norgren’s request on August 21, 2007 and
April 13, 2010, respectively. See Dkt. Nos. 40-2, 40-3.
Both patents-in-suit are entitled “Clamp With Improved Internal Cam Action.” Dkt. Nos.
40-2, 40-3. As reissued, the patents-in-suit contain different claims. However, both patents relate
to a “clamping apparatus” that moves objects from one location to another in manufacturing
environments. See id. (“A clamping apparatus, for use with an actuator, has a housing with a
guide track mounted on or formed in the housing.”). Specifically, Norgren alleges that PHD is
infringing claims 7, 15, 18, 21-23, 27-35, and 39-42 of the ‘786 Patent, and claims 10-12, 17, 21,
22, 25-28, and 31 of the ‘223 Patent. See Dkt. No. 1.
B. The Claims
Pursuant to the Special Master’s recommendation, Norgren reduced the number of
asserted patent claims to the following ten representative claims: claims 15, 21, 27, 28, and 32 of
the ‘786 Patent, and claims 11, 21, 22, 25, 26 of the ‘223 Patent. See Dkt. No. 40 at 6, n.2.
Additionally, the Special Master instructed each party not to submit more than five claim terms
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for construction by the Court. In response, the parties submitted a list of “Joint Claim
Construction Terms” that were disputed, including the following terms for construction:
(1) “. . . having a guide track . . .[;]”
(2) “. . . defined on opposing inner surfaces; . . .[;]”
(3) “. . . a cam / a single cam . . .[;]”
(4) “. . . an actuator / a fluid linear reciprocal actuator / a linear reciprocal, power
operated, actuator . . .[;]”1
(5) “said clamping apparatus comprising: a support structure;” and
(6) “. . . means for encasing . . .”
Dkt. No. 38 at 3-8 (emphasis in original).
C. Special Master’s Report and Recommendation
The Special Master reviewed the briefs and exhibits of the parties and concluded that oral
argument was not needed pursuant to Rule 7.1(f)(2) of this Court’s Local Rules. See Dkt. No. 43
at 2. Thereafter, the Special Master put forth a comprehensive recommendation covering (1) the
permissible number of patent claims that Norgren may assert, (2) the permissible number of
claim terms that each party may submit for construction by the Court, and (3) the proper
construction for the disputed claim terms. See generally Dkt. No. 43.
Norgren objects to the following finding by the Special Master regarding the construction
of the single claim term “actuator” as applied to all of the asserted claims:
1
There was initially much debate about these three terms being construed as one claim term. Norgren contended
“that the noted claim terms are separate and distinct from one another, thereby establishing three (3) different claim
terms for construction which would make for a total of seven (7) claim terms” and requested “Defendant’s claim
terms be reduced to five (5).” Dkt. No. 38 at 2. The Special Master directly addressed this point in his Report and
Recommendation noting that “for purposes of [his] claim construction analysis, the three claim forms of this group
distill down to ‘actuator,’ ‘fluid actuator,’ and ‘power operated actuator.’” Dkt. No. 43 at 17. The Special Master
noted that Norgren’s argument that good cause should be shown for all seven terms was “without merit” after reexplaining his instructions for a good cause showing. See id. at 16 n.3. While Norgren ultimately disputes the
construction of the single claim term actuator as applied to all of the asserted claims, it appears Norgren does not
dispute the Special Master’s decision to begin with the one-word claim limitation “actuator” before moving on to the
other two disputed “actuator” claim terms. See Dkt. No. 44 at 4 (“Norgren’s objection is limited to the construction
of the single claim term “actuator” as applied to all of the asserted claims.”). Accordingly, the Court will deem this
matter settled and address the Special Master’s decision to determine whether the other two disputed “actuator”
claim terms presented non-duplicative and dispositive issues.
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3. The claim term “actuator” as it appears in every asserted claim is construed to
mean “fluid-powered actuator.” Specifically,
(a) In independent claims 15 of the ‘786 Patent and 11 of the ‘223 Patent,
“actuator” means “fluid-powered actuator.”
(b) In independent claims 21 and 32 of the ‘786 Patent, “fluid linear
reciprocal actuator” means “ linear reciprocal, fluid-powered, actuator.”
(c) In independent claims 21 and 26 of the ‘223 Patent, “linear reciprocal,
power operated, actuator” means “linear reciprocal, fluid-powered,
actuator.”
Dkt. No. 43 at 3 (emphases in original) (internal citations omitted). The parties do not dispute the
Special Master limiting Norgren to ten patent claims it may assert, see Dkt. No. 34 at 3-6;
limiting the parties to five claim terms for construction by the Court, see id.; (3) recommending
that “means for encasing” means “a cover or side plate,” id. at 37-39; and (4) recommending that
the remaining disputed claims do not require construction by the Court, see id. at 40-52.
III. LEGAL STANDARD
Pursuant to Rule 53 of the Federal Rules of Civil Procedure, this Court is required to
conduct a de novo review of those portions of the Special Master’s Report to which objections
have been filed. See FED. R. CIV .P. 53(f)(3); see also Hochstein v. Microsoft Corp., 730
F.Supp.2d 714, 717 (E.D. Mich. 2010), aff'd 430 F. App’x 898 (Fed. Cir. 2011) (citing FED. R.
CIV. P. 53(f) to note that “[t]he Court reviews de novo factual findings and legal conclusions of
the Special Master to which a specific objection has been made.”). There is an exception to a de
novo review where the parties have agreed that the Special Master’s findings shall be final or that
review shall be for clear error. See FED. R. CIV .P. 53(f)(3). If no such agreement is had, the
Court conducts a de novo review of those portions to which objections have been filed so that the
Court may “‘accept, reject, or modify, in whole or in part the finding or recommendations’” of
the Special Master. Chrimar Systems, Inc. v. Foundry Networks, LLC, No. 06–13936, 2010 WL
3431569, at * 2 (E.D. Mich. Aug. 30, 2010) (quoting 28 U.S.C. § 636(b)(1)).
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IV. DISCUSSION
Here, the parties did not stipulate to the finality of the Special Master’s Report and did
not agree to clear error review. Cf. FED. R. CIV .P. 53(f) (3). Accordingly, Norgren is within its
right to object to the Special Master’s recommendation “that the claim term ‘actuator’ be given
the construction ‘fluid-powered actuator[.]’” Dkt. No. 44 at 4. Norgren does not disagree with
the Special Master’s finding that the specifications of the ‘786 and ‘223 Patents alone do not
support restricting the term “actuator” to a specific-type of actuator. See id. at 4-5 (referencing
Dkt. No. 43 at 23-24). Instead, Norgren focuses on the Special Master’s conclusion regarding the
prosecution history of the ‘786 Patent arguing that “the Special Master’s construction of ‘fluidpowered actuator’ simply goes too far without sufficient support for doing so.” Id. at 5. Since
Norgren specifically focuses on the Special Master’s use of the prosecution history to reach his
conclusion, the Court will focus its de novo review on that portion of the Special Master’s
analysis in reaching his conclusion. See FED. R. CIV .P. 53(f)(3).
A determination of infringement requires a two-step analysis. Gentry Gallery, Inc. v.
Berkline Corp., 134 F.3d 1473, 1476 (Fed. Cir. 1998). “First, the claim must be properly
construed to determine its scope and meaning. Second, the claim as properly construed must be
compared to the accused device or process.” Id . Claim construction is an issue of law. Markman
v. West View Instruments, Inc., 517 U.S. 370, 388-90, 116 S.Ct. 1384, 134 L.Ed.2d 577 (1996).
In interpreting claims, a court “should look first to the intrinsic evidence of record, i.e., the patent
itself, including the claims, the specification and, if in evidence, the prosecution history.”
Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996).
Absent an express intent to impart a novel meaning, “terms in a claim are to be given
their ordinary and accustomed meaning.” Renishaw PLC v. Marposs Societa' per Azioni, 158
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F.3d 1243, 1249 (Fed. Cir. 1998). This is because it is the claims that measure the invention. SRI
Int'l v. Matsushita Elec. Corp., 775 F.2d 1107, 1121 (Fed.Cir.1985). Accordingly, claim
construction always begins with the language of the claim and asks “how a person of ordinary
skill in the art understands a claim term.” Phillips v. AKW Corp., 415 F.3d 1303, 1317 -18 (Fed.
Cir. 2005). A “person of ordinary skill in the art is deemed to read the claim term not only in the
context of the particular claim in which the disputed term appears, but in the context of the entire
patent, including the specification.” Id. at 1313. It is “improper to read [a claim] term to
encompass a broader definition” than the ordinary and customary meaning revealed by the
context of the intrinsic record. Nystrom v. TREX Co., 424 F.3d 1136, 1145 (Fed. Cir. 2005).
Indeed, “[c]laims cannot be of broader scope than the invention set forth in the specification.” Id.
The prosecution history “inform[s] the meaning of the claim language by demonstrating
how the inventor understood the invention and whether the inventor limited the invention in the
course of prosecution, making the claim scope narrower than it would otherwise be.” Phillips,
415 F.3d at 1317. The “purpose of consulting the prosecution history in construing a claim is to
exclude any interpretation that was disclaimed during prosecution[:] . . .
[W]here the patentee has unequivocally disavowed a certain meaning to obtain his
patent, the doctrine of prosecution disclaimer attaches and narrows the ordinary
meaning of the claim congruent with the scope of the surrender. Such a use of the
prosecutions history ensures that claims are not construed one way in order to
obtain their allowance and in a different way against accused infringers.
Chimie v. PPG Indus., 402 F.3d 1371, 1384 (Fed. Cir. 2005) (emphasis added). Thus, pursuant to
the Federal Circuit, a statement made by the patentee during prosecution history of a patent in
the same family as the patent-in-suit can operate as a disclaimer. Microsoft Corp. v. Multi-Tech
Sys., Inc., 357 F.3d 1340, 1350 (Fed. Cir. 2004) (finding that statement made during prosecution
of related patent operated as a disclaimer with respect to a later-issued patent).
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The crux of Norgren’s objection is that “the prosecution history is ambiguous at best and
fails to show that Norgren clearly and unmistakably disavowed the ordinary and customary
meaning of the claim term ‘actuator’” Dkt. No. 44 at 7. After reviewing the prosecution history,
the Court disagrees.
In this case, a patent examiner rejected the patentee’s assertion that “actuator” in asserted
Claim 15 of the ‘786 Patent had its origin in Claim 11, amongst others, of the application
pursuant to “35 U.S.C. 102(b) as being anticipated by Kraft U.S. patent 886,003.” See Dkt. No.
42-4 at ¶5. In response to the Office Action, the patentee sent an Amendment to the examiner in
an attempt to overcome the examiner’s rejection. See generally Dkt. No. 42-5. In the response,
the patentee stressed that the rejected claims were allowable because the actuators of the subject
patent application concerned power-operated clamps with fluid-operated actuators:
The device in the subject application relates to a power clamp or gripper that is
actuated by a conventional fluid operated cylinder actuator.
The power linear actuators and the structural integrity of the clamps make for a
rather heavy and expensive device that is not easily disassembled. Such powered
clamps provide gripping forces that extend well beyond ‘ordinary requirements.’
The subject application has been currently classified in Classes 403/322.3;
269/32; 403/31. These classifications relate to pneumatic or hydraulic means, or
both, for holding and releasing and/or applying forces between a pair of jaws.
Clearly, the actuation of a fluid actuator for engaging the jaws is nowhere related
to the device described in the Kraft reference.
The subject application utilizes fluid-operated actuators that provide quick
actuation with high clamping and actuation forces. Therefore, Applicant has
amended claims 21-42 to include fluid-operated actuators.
Therefore, in light of the fact that the subject application relates to power fluid
actuators for actuating jaws in an industrialized environment . . . it is readily
apparent that one skilled in the power fluid actuation art would not look to the art
surrounding the device described in Kraft to resolve their problems, thereby
making Kraft non-analogous art.
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Id. at 21-22 (emphasis added). As the Special Master noted, these clear and unmistakable
“‘power’ and ‘power-fluid’-based arguments were urged as a reason why all of the rejected
claims were patentable, not just those claims that specifically called for that particular type of
actuator.” Dkt. No. 43 at 25; cf. Dkt. No. 42-5 at 22 (“[I]n light of the fact that the subject
application relates to power fluid actuators. . . .”).
Despite the clear and unmistakable arguments put forth regarding a power-fluid based
actuator when prosecuting the ‘786 Patent, Norgren argues that there is “conflicting evidence in
the present record as to whether the term ‘actuator’ was intended to be limited to a ‘fluidpowered actuator’ or that fluid-power actuators were merely a type of actuator that could be
used.” Dkt. No. 44 at 8 (referencing Absolute Software, Inc. v. Stealth Signal, Inc., 659 F.3d
1121, 1136 (Fed. Cir. 2011), and that case’s contention that the Federal Circuit has “found that
use of the phrase ‘present invention’ or ‘this invention’ is not always so limiting, such as where
the references to a certain limitation as being the ‘invention’ are not uniform, or where other
portions of the intrinsic evidence do not support applying the limitation to the entire patent.”).
To this point, Norgren emphasizes that during the prosecution of the ‘223 Patent, the
patentee continued to argue for claims that did not include the “fluid-powered actuator”
limitation. See Dkt. No. 47 at 7 (referencing Dkt. No. 42-6 at 11). However, when prosecuting
the ‘223 Patent, the patentee again noted that the application related to a fluid-operated actuator:
The device in the present application relates to a power clamp or gripper, that can
be actuated by a conventional fluid-operated cylinder actuator.
A power operated linear actuator provides these devices with quick and powerful
forces for actuating and locking the pivot arms of the gripper.
The power operated linear actuators and the structural integrity of the clamps
make for a rather heavy and expensive device that is not easily disassembled.
Such power operated clamps provide gripping forces that extend well beyond
‘ordinary requirements.’
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The present application has been currently classified in Classes 403/322.3;
269/32; 403/31. These classifications relate to pneumatic or hydraulic means, or
both, for holding and releasing and/or applying forces between a pair of jaws.
Clearly, the actuation of a power operated actuator for engaging the jaws is
nowhere related to the device described in the Kraft reference.
The present application uses power operated actuators that provide quick
actuation with high clamping and actuation forces. Therefore, Applicant has
added claims 21-31 to include power operated actuators.
Dkt. No. 42-6 at 11-12. As the Special Master pointed out, the prosecution of the ‘223 Patent, by
itself, does not provide sufficient basis for further restriction of “powered actuator” to “fluidpowered actuator.” See Dkt. No. 43 at 32. However, as a whole, this Court finds that the intrinsic
evidence in the prosecution history of the patents-in-suit supports construing the term “actuator”
to mean “fluid-powered actuator.”
Here, the patentee’s statement that “[t]he device in the subject application relates to a
power clamp or gripper that is actuated by a conventional fluid operated cylinder actuator[,]”
Dkt. No. 42-5 at 21, could not be clearer. Cf. Dkt. No. 42-6 at 11 (“The device in the present
application relates to a power clamp or gripper, that can be actuated by a conventional fluidoperated cylinder actuator.”). These statements were “made in an official proceeding in which
the patentee had every incentive to exercise care in characterizing the scope of its invention.”
Microsoft Corp., 357 F.3d at 1350. As the Federal Circuit has indicated “[t]he public is entitled
to take the patentee at his word[.]” Honeywell Int'l, Inc. v. ITT Indus., Inc., 452 F.3d 1312, 1318
(Fed. Cir. 2006); see also Gillette Co. v. Energizer Holdings, Inc., 405 F.3d 1367, 1374 (Fed.
Cir. 2005) (holding party to their “blatant admission” to support a claim construction).
Moreover, the Court would be remiss not to note that these patents share a familial
relationship, as they both emanated from the ‘896 Patent and each relate to the same “clamping
apparatus” that moves objects from one location to another in manufacturing environments.
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Notably, the patent specifications for both patents-in-suit unambiguously state that the actuator is
a fluid cylinder. See Dkt. No. 40-2 at 10 (stating in the Summary of Invention for the ‘786 Patent
that “[t]he present invention relates to a clamping apparatus having a conventional fluid operated
cylinder actuator.”) (emphasis added); Dkt. No 40-3 at 10 (stating the exact same in the
Summary of Invention for the ‘223 Patent); see also 40-2 at 10 (stating in the Summary of
Invention for the ‘786 Patent that “[t]he fluid actuator drives the roller or cam follower
reciprocally between the first and second positions in order to move the clamp arm from the
clamped position to the released position.”); Dkt. No. 40-3 at 10 (stating the exact same in the
Summary of Invention for the ‘223 Patent). Critically, no other type of actuator is described
anywhere in the patents-in-suit nor in the prosecution history of the patents-in-suit.
This is critical because it undermines Norgren’s position that there is conflicting evidence
in the present record as to whether the term “actuator” was intended to be limited to a “fluidpowered actuator” or whether fluid-powered actuators were merely a type of actuator that could
be used. For example, when trying to emphasize that the fluid-powered actuator was merely a
type of actuator that could be used, Norgren emphasizes that during the prosecution of the ‘223
Patent the patentee indicated that “[t]he device in the present application relates to a power
clamp or gripper, that can be actuated by a conventional fluid-operated cylinder actuator.” Dkt.
No. 42-6 at 11. Norgren emphasizes that the patentee indicated “the clamp ‘can’ be actuated by a
conventional fluid-operated actuator as opposed to must be actuated by a conventional fluidpowered actuator.” Dkt. No. 47 at 7 (emphasis in original) (internal citations omitted). However,
this argument does not hold water because the patentee only instructed the public that the subject
invention involved a fluid operated cylinder actuator. See Laitram Corp. v. Morehouse Indust.,
Inc., 143 F.3d 1456, 1462 (Fed. Cir. 1998) (explaining the general idea that disavowal takes
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place once the applicant places the argument in the public record, as it reflects what the applicant
believes its claims mean: “Regardless of the examiner’s motives, arguments made during
prosecution shed light on what the applicant meant by its various terms.”).
In both the patents-in-suit, the patentee indicated that the subject application was
classified “in Classes 403/322.3; 269/32; 403/31” and that those classifications “relate to
pneumatic or hydraulic means, or both, for holding and releasing and/or applying forces between
a pair of jaws[.]” Dkt. No 42-5 at 22; Dkt. No. 42-6 at 12. In prosecuting the ‘786 Patent, the
patentee then argued in no uncertain terms that the application only related to a hydraulic means
as the patentee indicated that “[c]learly, the actuation of a fluid actuator for engaging the jaws is
nowhere related to the device described in the Kraft reference” and the patentee clarified that
“the subject application utilizes fluid-operated actuators.” Dkt. No 42-5 at 22.
That the patentee later spoke in broad terms is of no consequence, especially considering
the fact that this Court finds the later prosecution history does not conflict with the
characterization of a fluid operated cylinder actuator. See Southwall Technologies, Inc. v.
Cardinal IG Co., 54 F.3d 1570, 1579 (Fed. Cir. 1995) (citing Fonar Corp. v. Johnson &
Johnson, 821 F.2d 627, 632, 3 USPQ2d 1109, 1113 (Fed. Cir. 1987), cert. denied, 484 U.S.
1027, 108 S.Ct. 751, 98 L.Ed.2d 764 (1988), to state: “[C]laim terms must be interpreted
consistently.”); see also Autogiro Co. of Am. v. United States, 384 F.2d 391, 404 (Ct. Cl. 1967)
(“Claim differentiation is a guide, not a rigid rule. If a claim will bear only one interpretation,
similarity will have to be tolerated.”).2
2
Indeed, a “fluid-powered actuator” is a type of “powered actuator.” The Court simply disagrees with Norgren’s
contention that “[a] competitor would [] quickly realize that Norgren intended to provide coverage for various types
of actuators, including fluid-powered actuators.” Dkt. No. 44 at 9. Competitors could have come to the conclusion
that Norgren intended to provide coverage for various types of actuators if the patentee did not expressly disavow
other types of actuators by limiting the scope of the actuator at issue to a fluid-powered actuator. The way the
patentee presented his arguments to overcome the examiner’s rejection simply eliminated any reasonable ambiguity
that one can reach. After stating explicitly in the prosecution of the ‘786 Patent that “[t]he device in the subject
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The patentee’s “explicit[] characteriz[ation of] an aspect of his invention in a specific
manner to overcome prior art” leads this Court to find that the patentee limited “the meaning of a
claim term by making a clear and unmistakable disavowal of scope during prosecution.” Purdue
Pharma L.P. v. Endo Pharm. Inc., 438 F.3d 1123, 1136 (Fed. Cir. 2006) (citations omitted). The
Federal Circuit has made it clear that it is entirely appropriate to limit claims when required by
the prosecution history. Cultor Corp. v. A.E. Staley Mfg. Co., 224 F.3d 1328, 1330 (Fed. Cir.
2000) (“Whether a claim must, in any particular case, be limited to the specific embodiment
presented in the specification, depends in each case on the specificity of the description of the
invention and on the prosecution history.”); Watts v. XL Sys., 232 F.3d 877, 881-83 (Fed. Cir.
2000) (ruling that prosecution history supported limiting construction to preferred embodiments);
Alloc, Inc. v. ITC, 342 F.3d 1361, 1368-1371 (Fed. Cir. 2003) (ruling prosecution history
supported limiting construction to preferred embodiments).3
application . . . is actuated by a . . . fluid operated cylinder actuator,”—which, for all intents and purposes is a
“powered actuator”—the patentee asserted in the prosecution of the ‘223 Patent that “[t]he device in the present
application . . . can be actuated by a conventional fluid-operated cylinder actuator.” This merely reaffirmed that the
device is a powered actuator that was powered by a fluid-operated cylinder actuator. The patentee did not state “the
device in the present application can be actuated by fluid-operated cylinder actuators and air-operated cylinder
actuators or other variants of pneumatic actuators. Instead, the patentee was specific; just as he was specific
previously when he stated that the actuator is powered, and it is powered by a fluid-operated cylinder actuator. As
mentioned above, it is “improper to read [a claim] term to encompass a broader definition” than the ordinary and
customary meaning revealed by the context of the intrinsic record. See Nystrom, 424 F.3d at 1145.
3
Indeed, the very authority relied upon by Norgren supports the notion that Norgren should be estopped from using
a broader claim than “fluid-powered actuator.” See Intervet Am., Inc. v. Kee-Vet Labs., Inc., 887 F.2d 1050, 1054
(Fed. Cir. 1989) (citing Graver Tank & Mfg. Co. v. Linde Air Prods. Co., 339 U.S. 605, 70 S.Ct. 854, 94 L.Ed. 1097
(1950), to note that “[t]here are, of course, situations in which what an attorney says or does during prosecution may
be held against a patentee on the theory of estoppel. For example, when a patentee attempts to expand the literal
meaning of a claim under the patent law doctrine of equivalents and the prosecution history shows that the expanded
scope would be inclusive of subject matter the attorney had represented to the examiner was not intended to be
included in order to get the claim allowed, the patentee may be estopped to contend otherwise.”). Though Norgren
may disagree, that is exactly what was done here; the patentee limited the scope of the term to fluid-powered
actuators to get the claim allowed. See Dkt. No. 42-5 at 21 (explaining in multiple iterations that “the distinctions
between the subject matter surrounding the Kraft reference and that of the subject application are rather striking[,]
after stating “[t]he device in the subject application relates to a power clamp or gripper that is actuated by a
conventional fluid-operated cylinder actuator.”). Accordingly, Norgren will be estopped from contending otherwise.
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The Court reiterates that “any statement of the patentee in the prosecution of a related
application as to the scope of the invention [is] relevant to claim construction[.]”Microsoft Corp.,
357 F.3d at 1350. Here “the relevance of the statement made in this instance is enhanced by the
fact that it was made in an official proceeding in which the patentee had every incentive to
exercise care in characterizing the scope of its invention.” Id. “[T]he prosecution history of one
patent is relevant to an understanding of the scope of a common term in a second patent
stemming from the same parent application.” Id. at 1349 (citing, inter alia, Jonsson v. Stanley
Works, 903 F.2d 812, 818 (Fed. Cir. 1990)); see also Laitram Corp., 143 F.3d at 1460 n. 2
(applying the prosecution histories of two sibling patents, which shared a common written
description, to one another).
Taking these standards into consideration, the Court finds that the claim construction
established for “actuator” as it appears in claim 15 of the ‘786 Patent and claim 11 of the ‘223
Patent must hold for “actuator” in every other claim of both patents because the patentee
explicitly disavowed a broad construction of the term “actuator” in favor of a “fluid-powered
actuator” and “claim terms must be interpreted consistently.” Southwall Technologies, Inc., 54
F.3d at 1579; cf. Snow v. Lake Shore & Mich. S. Ry. Co., 121 U.S. 617, 629–30, 7 S.Ct. 1343, 30
L.Ed. 1004 (1887) (“It is not admissible to adopt the argument made on behalf of the appellants,
that this language is to be taken as a mere recommendation by the patentee of the manner in
which he prefers to arrange these parts of his machine. There is nothing in the context to indicate
that the patentee contemplated any alternative for the arrangement of the piston and pistonrod.”). Accordingly, the Court will overrule Norgren’s objection that the claim term “actuator” as
it appears in every asserted claim should not be construed to mean “fluid-powered actuator.”
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V. CONCLUSION
Having conducted a de novo determination of those portions of the Reports and
Recommendations to which objection is made, the Court HEREBY OVERRULES Norgren’s
Objections [44], and ACCEPTS and ADOPTS the claim constructions and other
recommendations recommended by the Special Master in his Report and Recommendation [43].
IT IS HEREBY ORDERED that
1. Norgren must limit the total number of claims asserted in this lawsuit to ten.
Norgren may, in the future, upon a showing of good cause (e.g., cancellation of a
selected claim in a USPTO proceeding, or newly discovered evidence) replace
any of the selected ten claims with a comparable number of substitute claims, or
add additional claims upon a showing that such claims present unique
infringement or validity issues.
2. Each party may submit no more than five claim terms for construction by the
Court. If any party believes that there are claim terms in addition to the five herein
allowed for submission to the Court, it can include a maximum of three additional
terms with its submissions, along with a showing of why and how the proposed
construction of each additional term is potentially dispositive of claim validity or
infringement and presents issues non-duplicative of those raised by the other five
claim terms.
3. The claim term “actuator” as it appears in every asserted claim is construed to
mean “fluid-powered actuator.” Specifically,
(a) In independent claims 15 of the ‘786 Patent and 11 of the ‘223 Patent,
“actuator” means “fluid-powered actuator.”
(b) In independent claims 21 and 32 of the ‘786 Patent, “fluid linear
reciprocal actuator” means “linear reciprocal, fluid-powered, actuator.”
(c) In independent claims 21 and 26 of the ‘223 Patent, “linear reciprocal,
power operated, actuator” means “linear reciprocal, fluid-powered,
actuator.”
4. The claim term “means for encasing” in claim 15 of the ‘786 Patent means “a
cover or side plate.”
5. The claim term “guide track” in independent claim 15 of the ‘786 Patent and
independent claims 11 and 26 of the ‘223 Patent does not require construction by
the Court.
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6. The claim term “opposing [or opposed] inner surfaces” in independent claim 15
of the ‘786 Patent and independent claims 11 and 26 of the ‘223 Patent does not
require construction by the Court.
7. The claim term “cam” in independent claim 15 of the ‘786 Patent and
independent claims 11, 21 and 26 of the ‘223 Patent, and the claim term “single
cam” in claims 21and 32 of the ‘786 Patent do not require construction by the
Court.
8. The claim term “support structure” in independent claim 21 of the ‘223 Patent
does not require construction by the Court.
IT IS SO ORDERED.
Dated: September 28, 2015
Detroit, MI
/s/Gershwin A Drain
HON. GERSHWIN A. DRAIN
United States District Court Judge
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