Watkins v. Healy et al
Filing
55
OPINION AND ORDER Denying Defendant Robert H. Healy's 49 Motion for Reconsideration. Signed by District Judge Matthew F. Leitman. (HMon)
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
LEDURA WATKINS,
Plaintiff,
Case No. 17-cv-13940
Hon. Matthew F. Leitman
v.
ROBERT H. HEALY, et al.,
Defendants.
__________________________________________________________________/
OPINION AND ORDER DENYING DEFENDANT ROBERT H. HEALY’S
MOTION FOR RECONSIDERATION (ECF NO. 49)
In 1976, Plaintiff Ledura Watkins was convicted of first-degree murder in
state court and sentenced to life in prison without the possibility of parole. In 2017,
the state trial court vacated Watkins’ conviction. Later that year, Watkins filed this
civil-rights action against Defendant Robert H. Healy, a former state-court
prosecutor, and others. Watkins alleges that Healy violated his (Watkins’) rights
under the Fourth and Fourteenth Amendments by fabricating evidence against him
and maliciously prosecuting him. Healy previously moved to dismiss Watkins’
claims on the grounds that they are barred by the statute of limitations and by
prosecutorial immunity. (See Mot. to Dismiss, ECF No. 34.) The Court denied that
motion. (See Op. and Order, ECF No. 47.) Healy now moves the Court to reconsider
its rulings on his limitations and immunity defenses. (See Mot. for Reconsid., ECF
1
No. 49.) The motion raises several serious arguments in a thoughtful manner, and
the Court has carefully considered Healy’s contentions. However, the Court remains
convinced that its earlier ruling was correct. Accordingly, for the reasons explained
in detail below, Healy’s motion for reconsideration is DENIED.
I
The Court’s earlier Opinion and Order set forth in great detail the background
facts, the allegations in Watkins’ Amended Complaint, and the Court’s analysis of
Healy’s limitations and immunity defenses. The Court will not repeat those matters
here. For the purposes of this Opinion and Order, the Court assumes that the reader
will have already carefully reviewed the Court’s prior ruling. For ease of reference,
though, the Court will repeat the claims Watkins brings against Healy. Those claims
are:
Fabrication of evidence in violation of the Fourth Amendment (Count
I);
Fabrication of Evidence in violation of the Due Process Clause of the
Fourteenth Amendment (Count II);
Malicious Prosecution in violation of the Fourth Amendment (Count
III);
Civil Conspiracy in violation of the Fourth Amendment (Count VIII);
Civil Conspiracy in violation of the Fourteenth Amendment (Count
IX); and
Common law Malicious Prosecution (Count XV).
2
II
Healy first argues that the Court should have dismissed Watkins’
constitutional claims as barred by the applicable three-year statute of limitations.
The Court held that the claims were not time-barred because (1) they did not accrue
until the state trial court vacated Watkins’ conviction in 2017 and (2) Watkins filed
this action within three years of that event. Healy now counters that “under the legal
precedent from the relevant era” – which Healy defines as the caselaw existing in
1975 and 1976 – Watkins’ constitutional claims accrued decades before Watkins’
conviction was vacated. (See Mot. for Reconsid., ECF No. 49, PageID.1008810095.) Thus, Healy insists that the three-year statute of limitations expired long
before Watkins filed this action. The Court disagrees.
There are two problems with Healy’s argument. First, he misidentifies the
“relevant era.” The accrual of Watkins’ constitutional claims must be assessed under
Supreme Court and Sixth Circuit precedent from the current era because those
decisions apply retroactively to the events that impacted Watkins in 1975-1976. And
under current law, it is clear that Watkins’ constitutional claims against Healy did
not accrue until the state trial court vacated Watkins’ conviction in 2017. Second
(and in any event), Healy erroneously characterizes the law of accrual during what
he defines as the “relevant era.” Contrary to Healy’s contention, even under the law
3
as it then existed, Watkins’ constitutional claims did not accrue until his conviction
was vacated.
A
Two Supreme Court decisions – Heck v. Humphrey, 512 U.S. 477 (1994) and
McDonough v. Smith, 139 S.Ct. 2149 (2019) – compel the conclusion that Watkins’
Due Process fabrication of evidence claim did not accrue until his conviction was
vacated and that that claim is thus not time-barred. Below, the Court explains how
Heck and McDonough require that conclusion and why they apply to Watkins’ Due
Process fabrication of evidence claim even though they were decided long after the
events underlying that claim.
1
a
In Heck, the Supreme Court adopted a delayed-accrual rule for certain types
of claims under 42 U.S.C. § 1983. Under that rule, “a cause of action under § 1983
that would imply the invalidity of a conviction does not accrue until the conviction
is reversed or expunged, and therefore the statute of limitations does not begin to run
until such an event occurs, if ever.” D’Ambrosio v. Marino, 747 F.3d 378, 384 (6th
Cir. 2014) (describing holding in Heck). The delayed-accrual rule from Heck applies
to Watkins’ Due Process fabrication of evidence claim because that claim implies
4
the invalidity of his conviction.1 (See, e.g., Am. Compl. at ¶123, ECF No .30,
PageID.7517 – alleging that fabrication of evidence led to, and invalidated, Watkins’
conviction.) And under that rule, the claim did not accrue until the state trial court
vacated Watkins’ conviction in 2017.2
b
Under the Supreme Court’s decision in Harper v. Virginia Dep’t of Taxation,
509 U.S. 86 (1993), this Court must apply Heck to Watkins’ Due Process fabrication
of evidence claim even though Heck was decided nearly twenty years after both
Healy’s alleged misconduct and Watkins’ conviction. In Harper, the Supreme Court
held that when it “applies a rule of federal law to the parties before it, that rule is the
controlling interpretation of federal law and must be given full retroactive effect in
all cases still open on direct review and as to all events, regardless of whether such
events predate or postdate our announcement of the rule.” 509 U.S. at 97 (emphasis
added).
1
See Rogers v. Detroit Police Department, 595 F.Supp.2d 757, 766-67 (E.D. Mich.
2009) (applying Heck’s delayed-accrual rule to fabrication of evidence claim that
implied invalidity of conviction).
2
As the Seventh Circuit has explained, Heck’s delayed-accrual rule applies both
offensively and defensively. See Johnson v. Winstead, 900 F.3d 428, 434 (7th Cir.
2018). Defendants apply the rule offensively to seek dismissal of claims by plaintiffs
who have not yet had their underlying conviction reversed or vacated. Plaintiffs, in
contrast, invoke the rule when defending against motions to dismiss based upon the
statute of limitations. The decision in Rogers, supra, involved an offensive use of
the rule.
5
Heck satisfies Harper’s two requirements for retroactive application. First,
Heck’s delayed-accrual rule is a rule of federal law. See Collyer v. Darling, 98 F.3d
211, 220 (6th Cir. 1996) (explaining that “federal law determines the accrual of civil
rights claims” under § 1983). Second, the Supreme Court in Heck applied the rule
that it adopted to the parties before it. See Heck, 512 U.S. at 490 (“Applying these
principles to the present action … we find that dismissal of the action was correct.”)
Because Heck satisfies the Harper test for retroactive application, Heck applies to
“all events,” including those that “predate” its “announcement.” Harper, 509 U.S. at
97. Thus, Heck’s delayed-accrual rule applies to the events underlying Watkins’
Due Process fabrication of evidence claim even though those events occurred long
before the Supreme Court decided Heck.
Indeed, the Sixth Circuit has applied Heck’s delayed-accrual rule to events
that transpired many years before the Supreme Court decided Heck. See Harrison v.
State of Michigan, 722 F.3d 768 (6th Cir. 2013). In Harrison, the plaintiff was
convicted of two crimes and sentenced to consecutive terms of imprisonment in
1986. The plaintiff was released in 1990 after he had served the statutory maximum
term for the offenses of conviction. Following plaintiff’s release from prison, he
filed a collateral attack on his sentences in state court. After lengthy proceedings, a
state appellate court held in 2008 that the plaintiff had been improperly sentenced.
In 2010, the plaintiff brought § 1983 claims alleging that a portion of his confinement
6
had been unlawful. The district court held that the claims were time-barred. But the
Sixth Circuit held that the claims were subject to Heck’s delayed-accrual rule and
thus were not time-barred even though the alleged constitutional violation took place
many years before Heck:
In this case, Harrison’s 1986 sentence has, in fact, been
“declared invalid by a state tribunal authorized to make
such determination.” That favorable termination occurred
when the Michigan Court of Appeals reversed Harrison’s
sentence in 2008, holding that “[he] was improperly
sentenced to consecutive terms for his convictions,” and
remanded the case for entry of a corrected
judgment. People v. Harrison, 2008 WL 4276544, at
*1. Harrison then filed the instant § 1983 suit in 2010,
within Michigan’s three-year statute of limitations. As a
result, this federal action is not untimely.
[….]
[T]he district court observed that Harrison knew of his
“false imprisonment” while incarcerated on the 1986
conviction and, therefore, that the statute of limitations in
his case began to run in 1990, when he was released from
imprisonment. But that analysis by the district court mixes
apples with oranges and cannot be correct, because we
know from Heck that a damages claim for a wrongful
criminal conviction or sentence does not accrue until the
conviction “has been reversed on direct appeal, expunged
by executive order, declared invalid by a state tribunal
authorized to make such determination, or called into
question by a federal court’s issuance of a writ of habeas
corpus.” Heck, 512 U.S. at 487, 114 S.Ct. 2364. Thus, if
Harrison had brought a § 1983 suit in 1990 when released
from
prison
on
the
1986
conviction,
it
would necessarily have been dismissed for failure to state
a claim, because Harrison’s 1986 conviction had not yet
been reversed or his sentence corrected. That did not
7
happen until the Michigan Court of Appeals ordered the
state trial court to take such action in 2008. Before that
date, any claim that Harrison might have alleged asserting
the invalidity of his 1986 conviction, regardless of the
relief sought, would have been — in the words of
the Heck Court — “not cognizable under § 1983” for lack
of a favorable termination. Id.
Harrison, 722 F.3d at 772-73 (emphasis in original).
Many other federal courts
have likewise applied Heck’s delayed-accrual rule to events that occurred long
before Heck was decided and to cases that were not pending when Heck was decided.
See, e.g., Cannon v. Burge, 2006 WL 273544, at **8-9 (N.D. Ill. Feb. 2, 2006)
(holding under Heck that several § 1983 claims based upon alleged police
misconduct in 1983 did not accrue until the charges against the plaintiff were finally
dismissed in 2004); Brinson v. City of Philadelphia, 2012 WL 975073, at *2 (E.D.
Pa. Mar. 21, 2012) (explaining that under Heck, plaintiff’s § 1983 claim based upon
alleged prosecutorial misconduct in 1986 accrued when plaintiff obtained certain
relief from the conviction in 2007); Dick v. Carpenter, 2003 WL 1563732, at ** 12 (N.D. Ill. Mar. 17, 2003) (holding under Heck that § 1983 claims based upon
alleged police misconduct underlying a conviction in 1983 accrued in 2001 when
the plaintiff’s conviction was vacated); Hall v. City of Los Angeles, 2013 WL
12349587, at *4 (C.D. Cal. Apr. 1, 2013) (holding under Heck that § 1983 conviction
based upon alleged law enforcement misconduct in the mid-1980’s did not accrue
8
until the plaintiff’s conviction was vacated nearly twenty years later).3 The Court is
persuaded that Harper requires retroactive application of Heck to the events
underlying Watkins’ Due Process fabrication of evidence claim.4
c
Healy counters with a narrow reading of Harper. He contends that Harper
only requires retroactive application of a Supreme Court decision to cases that were
pending on direct review when the decision was issued. (See Healy Supp. Br., ECF
3
In Walden v. City of Chicago, 391 F.Supp.2d 660, 669-70 (N.D. Ill. 2005), the
United States District Court for the Northern District of Illinois “appl[ied] Heck in
full retroactive fashion” – i.e., to events that occurred long before Heck was decided
and in a case that was not pending when Heck was decided. That court declined to
“speak definitively” on the issue because the parties had not fully briefed the issue,
id. at 670, but its initial treatment of the Heck retroactivity issue aligns with this
Court’s analysis and conclusion.
4
There may be another basis for applying Heck to the events at issue in this action.
On one view, Heck is a case of statutory interpretation because it required the
Supreme Court to harmonize certain claims under § 1983 with the operation of the
federal habeas statutes. See Heck, 512 U.S. at 480-81; see also Erlin v. United States,
364 F.3d 1127, 1132 (9th Cir. 2004) (explaining that Heck “require[d] interpretation
of federal statutes.”); Anderson v. Nebraska, 2018 WL 4354952, at *7 (D. Neb. Sept.
12, 2018) (“Heck was premised on statutory interpretation”). When the Supreme
Court construes a federal statute, it declares what the statute has “always meant” –
i.e., what the statute “has meant continuously since the date when it became law.”
Rivers v. Roadway Express, Inc., 511 U.S. 298, 313 n.13 (1994). In other words,
“[a] judicial construction of a statute is an authoritative statement of what the statute
meant before as well as after the decision of the case giving rise to that construction.”
Id. at 312-13. To the extent that Heck is a case of statutory construction, it would
appear to have been stating a rule that existed at the time of the events at issue in this
case. The Court has not reached any final conclusions on this issue, and it bases no
part of its decision on the issue. It highlights the issue only as one that may warrant
further consideration at some point as this case proceeds.
9
No.52, PageID.10188.) And he says that Harper does not require retroactive
application of Heck here because this case was not pending when Heck was decided.
Harper, itself, belies this argument in two respects. First, Harper says that a
Supreme Court decision must be applied retroactively to both “cases still open on
direct review” and to “all events, regardless of whether such events predate or
postdate” the Supreme Court’s decision. Harper, 509 U.S. at 97. Thus, the plain
language of Harper shows that its retroactivity rule is not limited to cases that are
pending on direct review. Second, in Harper, the Supreme Court applied one of its
earlier decisions retroactively even though Harper itself was not pending on direct
review – indeed, had not even been filed – when the earlier decision was issued.5
The actions of the Supreme Court in Harper – in addition to the Supreme Court’s
words in that case – thus confirm a decision of the Supreme Court applies
retroactively even to cases that were not pending when the decision was issued. In
5
The plaintiffs in Harper sought a refund of certain state income taxes that they had
paid between 1985 and 1988. They argued that the taxes were unlawful under the
Supreme Court’s decision in Davis v. Michigan Dep’t of Treasury, 489 U.S. 803
(1989). But the plaintiffs’ lawsuit had not yet been filed when the Supreme Court
decided Davis. The Supreme Court issued Davis on March 28, 1989, and the
plaintiffs filed their suit in Virginia state court on May 4, 1989. See Harper v.
Virginia Dep’t of Taxation, 401 S.E.2d 868, 870 (Va. 1991) (identifying filing date).
Even though the plaintiffs’ lawsuit was not pending in any court when Davis was
decided, the Supreme Court held that Davis applied retroactively to the plaintiff’s
claims. See Harper, 509 U.S. at 100. Thus, Harper demonstrates that the
retroactivity of Supreme Court decisions is not strictly limited to cases pending on
direct review at the time the decisions are issued.
10
sum, as another federal court has aptly observed, “the apparent rule of retroactivity
[from Harper] is that if an event is not yet in litigation, or if a litigated case is not
yet final, then the rule will be applied retroactively.” Hoffman v. GEICO Ins. Co.,
2006 WL 2925265, at *8 (D. Mont. Oct. 5, 2006).6 Healy’s far narrower reading of
Harper is not faithful to the language or result of that decision.
Notably, Healy has not cited a single case in which any federal court has
declined to apply Heck retroactively under circumstances like those presented in this
case. He cites only one case in which a federal court refused to apply Heck
retroactively – Johnson v. City of Cheyenne, 2017 WL 6551394 (D. Wyo. July 27,
2017). (See Healy Supp. Br., ECF No. 52, PageID.10198-10202, citing and
discussing Johnson). But Johnson involved fundamentally different circumstances,
and the court in Johnson did not suggest that Heck was limited to cases pending on
direct review when Heck was decided.
The plaintiff in Johnson was convicted of certain crimes in 1989. In 1991,
the plaintiff filed a § 1983 action in which he alleged that misconduct by police and
prosecutors led to his wrongful conviction. A federal district court dismissed that
action with prejudice on the merits, and the Tenth Circuit affirmed the dismissal. In
1992, the plaintiff filed a second § 1983 action in which he alleged that false
6
The court in Hoffman was deciding an issue of retroactivity under Montana law.
But in the course of deciding that issue, the court reviewed and discussed Harper.
11
testimony by a police officer led to his conviction. A federal district court dismissed
the second action, and the Tenth Circuit again affirmed. “Accordingly, both of the
lawsuits” brought by the plaintiff in 1991 and 1992 “resulted in a final judgment on
the merits of [the plaintiff’s] claims.” Johnson, 2017 WL 6551394, at *7. Nearly
twenty years later, in 2013, DNA testing proved the plaintiff’s innocence, and he
was declared actually innocent by a court order issued on August 7, 2013. See id. at
*4. The plaintiff then filed a third § 1983 action in 2017 in which he alleged that
still more law enforcement misconduct led to his wrongful conviction.
The law enforcement defendants moved to dismiss the third action as barred
by res judicata. The plaintiff countered that res judicata did not bar his third set of
claims because, under Heck, the claims did not accrue until he had been declared
innocent by court order in 2013. The plaintiff insisted that “Heck should be applied
retroactively….” Id. at *8. The court declined to apply Heck retroactively because
doing so would have effectively voided the res judicata effect of the two earlier
merits judgments:
Thus, even if Heck applied retroactively to events
predating the announcement of that rule of federal law,
Plaintiff has cited no authority to support the proposition
that Heck can be applied retroactively to disregard the res
judicata effect of final judgments already entered on his
§ 1983 claims. Indeed, the Supreme Court has recognized,
‘retroactivity in civil cases must be limited by finality;
once suit is barred by res judicata …, a new rule cannot
reopen the door already closed.’
12
Id. (quoting James B. Beam Distilling Co. v. Georgia, 501 U.S. 529, 541 (1991)
(plurality opinion)).
As this passage makes clear, the court in Johnson simply applied a well-settled
exception to the retroactivity rule established in Harper – the exception barring
retroactive application of decisions to cases in which a final judgment has been
entered and all direct appeals have been exhausted. See Reynoldsville Casket Co. v.
Hyde, 514 U.S. 749, 758 (1995) (explaining that “[n]ew legal principles, even when
applied retroactively, do not apply to cases already closed” and that this is “a
limitation inherent in the principle [of retroactivity] itself”) Johnson did not hold,
as a general matter, that Heck applies retroactively only to cases that were pending
when Heck was decided. On the contrary, the court acknowledged the possibility
that Heck could apply retroactively to “events predating” its issuance so long as such
application would not undermine an otherwise final judgment. Johnson, 2017 WL
6551394, at *8 (“even if Heck applied retroactively to events predating the
announcement of that rule of federal law….”) Thus, Johnson does not support
Healy’s contention that Heck cannot apply retroactively to Watkins’ claims.
Finally, Healy argues that Heck should not apply retroactively for the same
reasons that statutes do not apply retroactively. In Healy’s words, the Court should
be guided by principles concerning the retroactive application of statutes because
“the great majority of federal case law interpreting retroactively derives from the
13
statutory context.” (Healy Supp. Br., ECF No. 52 at PageID.10189.) And Healy
urges the Court to analogize retroactive application of Heck to retroactive
application of a Michigan statute of limitations, which, according to Healy, would
not be permitted under the circumstances of this action. (See id., citing decisions of
the Michigan Court of Appeals concerning Michigan statutes of limitations).
This line of argument is flawed in two important respects. First, there is a
“major difference” between principles governing the retroactive application of
statutes and the retroactive application of judicial decisions. Winn-Dixie Stores, Inc.
v. Dolgencorp, LLC, 881 F.3d 835, 847 (11th Cir. 2018). Indeed, “[t]he principle
that statutes operate only prospectively, while judicial decisions operate
retrospectively, is familiar to every law student.” United States v. Security Indus.
Bank, 459 U.S. 70, 79 (1982). Thus, the fact that statutes often do not apply
retroactively says little, if anything, about whether judicial decisions should apply
retroactively. Second, Healy’s analogy to a state statute of limitations is misplaced
because the issue before this Court relates to the accrual of Watkins’ Due Process
fabrication of evidence claim under § 1983, and the accrual of that claim is a matter
of federal law. See, e.g., Collyer, 98 F.3d at 220 (explaining that while § 1983 borrow
state statutes of limitations, the accrual of those claims is governed by federal law).
Simply put, whether a Michigan statute of limitations (or any other such statute) does
14
or does not apply retroactively is not germane to the question of whether Heck
applies retroactively.
In sum, Healy has failed to demonstrate that Heck does not apply retroactively
to Watkins’ Due Process fabrication of evidence claim. And under Heck, that claim
is timely.
2
Watkins’ Due Process fabrication of evidence claim is also timely under
McDonough, supra. In that case, the Supreme Court held that “[t]he statute of
limitations for a fabricated-evidence claim … does not begin to run until the criminal
proceedings against the defendant (i.e., the § 1983 plaintiff) have terminated in his
favor.” McDonough, 139 S. Ct. at 2154-55. Under McDonough, Watkins’ Due
Process fabrication of evidence claim did not accrue, and the statute of limitations
on that claim did not begin to run, until the state trial court vacated Watkins’
conviction in 2017. And under Harper, McDonough – which was decided while this
action was pending in this Court – applies retroactively for all of the reasons
explained above. In light of McDonough, Watkins’ Due Process fabrication of
evidence claim is not time-barred.
B
The Sixth Circuit’s decision in Dunn v. Tennessee, 697 F.2d 121 (6th Cir.
1982), compels the conclusion that Watkins’ Fourth Amendment malicious
15
prosecution claim is also not time-barred. In Dunn, the Sixth Circuit held “that
favorable termination of [a] prior criminal proceeding marks the point at which a [§]
1983 claim for malicious prosecution accrues.” Id. at 127. The Sixth Circuit then
concluded that “the statute of limitations” for a malicious prosecution claim under
§ 1983 “begins to run at the time of the [favorable] termination of the state [criminal]
proceeding.” Id.
Under these rules from Dunn, Watkins’ Fourth Amendment
malicious prosecution claim did not accrue until his conviction was vacated in 2017.
Thus, the claim is not time-barred by the applicable three-year statute of limitations.
Healy counters that Dunn does not control here because it was decided many
years after the alleged misconduct and Watkins’ resulting conviction. (See Healy
Reply Br., ECF No. 54, PageID.10296-10298.) The Court respectfully disagrees.
Under Harper, published decisions of the courts of appeals – like Dunn – apply
retroactively in the same way that decisions of the Supreme Court apply
retroactively.
Indeed, even though “Harper dealt with” the retroactivity of a
decision “issued by the Supreme Court, various courts of appeals have applied [the
Harper approach] to retroactivity with respect to their own decisions.” Sodexho
Marriott Man., Inc. v. United States, 61 Fed. Cl. 229, 237 (Ct. Cl. 2004) (collecting
cases). See also Herman v. Hector I. Nieves Transp., Inc., 244 F.3d 32, 37-38 (1st
Cir. 2001) (same). Most importantly, the Sixth Circuit has held that its own
decisions “must be given full retroactive effect” under the Harper framework. In Re
16
Federated Dept. Stores, Inc., 44 F.3d 1310, 1317-18 (6th Cir. 1995). Thus, for all
of the reasons that Heck applies retroactively to this case under Harper, Dunn also
applies retroactively to this case under Harper. And Watkins’ Fourth Amendment
malicious prosecution claim is timely under Dunn.
C
Even if the decisions discussed above do not apply retroactively, Watkins’
constitutional claims are still timely because, under the best reading of the law in
effect during the Healy-described “relevant era” in 1975 and 1976, constitutional
claims like those Watkins brings here did not accrue until the plaintiff prevailed in
the underlying criminal proceedings. The Court refers to the “best reading” of the
law because, by 1976, the Supreme Court had not yet definitively resolved the
question of when constitutional claims like those at issue here accrue. The Supreme
Court did not do that until its decisions in Heck and McDonough. But by 1976, the
Supreme Court had provided some critical guideposts for analyzing constitutional
claims like those brought by Watkins. By that same time, a number of lower federal
courts had determined – by applying those guideposts – that favorable termination
of the underlying proceedings was an essential element of these types of claims. And
since these claims required a showing of favorable termination, they did not accrue
until such a termination had occurred. Thus, as described in more detail below,
17
under the best understanding of law in effect in 1975 and 1976, Watkins’
constitutional claims did not accrue until his conviction was vacated in 2017.
1
“In defining the contours and prerequisites of a § 1983 claim, including its
rule of accrual, courts are to look first to the common law of torts.” Manuel v. City
of Joliet, 137 S. Ct. 911, 920-21 (2017).7 While this admonition is of recent vintage,
the Supreme Court has long looked to the common law as a guide in determining the
scope and extent of liability under § 1983. See, e.g., Carey v. Piphus, 435 U.S. 247,
257-58 (1978) (explaining that the “rules” governing the “common law of torts”
provide “the appropriate starting point for the inquiry under § 1983 as well.”) In fact,
the Supreme Court looked to the common law to help discern the boundaries of §
1983 liability long before the events that gave rise to Watkins’ claims. See Kalina v.
Fletcher, 522 U.S. 118, 123 (1997) (identifying the 1951 decision in Tenny v.
Brandhove, 341 U.S. 67 (1951), as one in which the Supreme Court “recognized that
Congress intended [§ 1983] to be construed in the light of common-law principles
7
While common law principles have long guided the interpretation and application
of § 1983, it is well-settled that those principles “are meant to guide rather than
control the definition of § 1983 claims.” Hartman v. Moore, 547 U.S. 250, 258
(2012).
18
that were well settled at the time of its enactment.”)8 By 1975, “the nexus between
[§] 1983 violations and the common law ha[d] long been recognized.” Colton v.
Swain, 527 F.2d 296, 304 (7th Cir. 1975).
More importantly for purposes of this case, by 1975 federal courts understood
that they needed to consult the common law of malicious prosecution in order to
determine the scope and elements of a malicious prosecution claim under § 1983.
As one federal court explained at that time, the common law tort of malicious
prosecution “provided the controlling legal framework for determining [a
defendant’s] liability [for malicious prosecution] under [§] 1983.” Anthony v. White,
376 F.Supp. 567, 572 (D. Del. 1974).9 Other federal courts reached the same
conclusion. See e.g., Gaito v. Strauss, 249 F. Supp. 923, 932 (W.D. Pa. 1966)
(construing contours of § 1983 malicious prosecution claim in light of elements of
common law claim); Tucker v. Duncan, 499 F.2d 963, 965 n.1 (4th Cir. 1974)
(“borrow[ing]” elements of common law malicious prosecution claim and using
them as elements for § 1983 malicious prosecution claim); Colton, 527 F.2d at 304
8
See also Pierson v. Ray, 386 U.S. 547, 553-55 (1967) (looking to common law to
discern scope of privilege and immunities available to state judge and law
enforcement officers in context of § 1983).
9
The court in Anthony “turn[ed] … to the [common law] of malicious prosecution
to determine not only [the defendant’s] liability under state tort law but her liability
under [§] 1983 as well.” Anthony, 376 F. Supp. at 572.
19
(likening a § 1983 malicious prosecution claim to a common law claim for malicious
prosecution).
Critically, these courts (and others) also determined by 1975 that the favorable
termination element of a common law malicious prosecution claim was likewise an
element of a § 1983 malicious prosecution claim. See Tucker, supra (holding that §
1983 malicious prosecution claim should have been dismissed because plaintiff had
failed to show, as required by the common law, that the underlying criminal
proceedings terminated in his favor); Gaito, supra (holding that since plaintiff failed
to satisfy favorable termination element of common law claim for malicious
prosecution, plaintiff had no viable § 1983 malicious prosecution claim); Everett v.
City of Chester, 391 F. Supp. 26, 28 (E.D. Pa. 1975) (explaining that plaintiff’s §
1983 malicious prosecution claim failed as a matter of law because plaintiff failed
to allege that underlying proceedings terminated in his favor); Sullivan v. Choquette,
420 F.2d 674, 676 (1st Cir. 1969).10 And two additional decisions issued shortly
after the key events in this case further confirmed that during the “relevant era,” a §
1983 malicious prosecution plaintiff had to prove that the underlying proceedings
10
As the Sixth Circuit explained in Dunn, the First Circuit’s opinion in Sullivan “is
ambiguous as to the precise nature of the claim.” Dunn, 697 F.2d at 127 n.8.
Importantly, however, the Sixth Circuit added that Sullivan “has been interpreted to
require a termination of the prior proceeding in a manner favorable to the plaintiff
for a 1983 malicious prosecution action to lie.” Id. That is how the Sixth Circuit
read Sullivan in Dunn. Id. And that is how at least one federal court read Sullivan
before the events underlying Watkins’ claims. See Everett, 391 F. Supp. at 28.
20
had terminated in his favor. See Morrison v. Jones, 551 F.2d 939, 940-41 (4th Cir.
1977) (“Since federal law does not define the elements of the [§ 1983 malicious
prosecution] claim, we adopt the common law rule that favorable termination of the
proceedings is essential. Consequently, the claim does not accrue until the
proceedings are terminated.”); Singleton v. New York, 632 F.2d 185, 194-95 (2d Cir.
1980) (“There remains the question of whether a [§] 1983 claim for deprivation of
civil rights through malicious prosecution may be stated without alleging and
proving that the prosecution terminated in some manner indicating that the person
was not guilty of the offense charged. We believe that such proof is essential.”).
These decisions requiring a § 1983 malicious prosecution plaintiff to prove a
favorable termination of the underlying proceedings represent the clear weight of
authority during the Healy-described “relevant era.” Indeed, Healy has not cited a
single case from that time frame in which any federal court specifically held to the
contrary. (Much more on that below.) Thus, the Court may reasonably conclude that
if, during the “relevant era” in 1975 and 1976, the Sixth Circuit had been squarely
confronted with the question of whether a § 1983 malicious prosecution plaintiff had
to prove a favorable termination of the underlying proceedings, that court would
have followed the same path as the courts in the cases discussed above. It would
have looked to the common law of malicious prosecution and would have concluded
– just as it did a mere seven years later in Dunn – that one essential element of a
21
§ 1983 malicious prosecution claim was favorable termination of the underlying
proceedings. Stated another way, it is most reasonable to conclude that during the
“relevant era,” one essential element of a § 1983 malicious prosecution claim was
favorable termination of the underlying proceedings – and that such a claim thus did
not accrue until favorable termination.11
Because favorable termination was an essential element of a malicious
prosecution claim under the law of the “relevant era,” Watkins’ Fourth Amendment
malicious prosecution claim did not accrue under that law until his conviction was
vacated in 2017.
11
As noted above, the weight of the case law from the Healy-defined “relevant era”
shows that during that era, favorable termination was an essential element of a
§ 1983 malicious prosecution claim. But even aside from that case law, there is
another route to the conclusion that favorable termination was an element of a § 1983
malicious prosecution claim during the “relevant era” in 1975-1976. This route
relies upon the rule that “[j]udicial declaration of the law is merely a statement of
what the law has always been.” Cash v. Califano, 621 F.2d 626, 628 (4th Cir. 1980);
see also Jones Stevedoring Co. v. Director, Office of Workers’ Comp. Prog., 133
F.3d 683, 688 (9th Cir. 1997) (“But when a court delivers a ruling, even if it is
unforeseen, the law has not changed. Rather, the court is explaining what the law
always was.”); Harper, 509 U.S. at 106-07 (Scalia, J., concurring) (same). Under
this rule, Heck, McDonough, and Dunn state what “the law [concerning accrual of
§ 1983 malicious prosecution claims] has always been” – and what it was at the time
of the events giving rise to this action. The Court does not rest its decision here on
the operation of this rule because it is not yet clear to the Court that the rule has been
adopted by any majority of the Supreme Court or by the Sixth Circuit. But if this
rule does apply in this Circuit, then that would be a further basis for concluding that
Watkins’ claims did not accrue under the law as it existed during the “relevant era”
in 1975-1976.
22
The same reasoning applies to Watkins’ fabrication of evidence claims. As
the Supreme Court highlighted in McDonough, a fabrication of evidence claim is in
the nature of a common law malicious prosecution claim. See McDonough, 139 S.Ct.
at 2156. And during the “relevant era,” a fabrication of evidence claim was, at times,
brought as one for malicious prosecution. See, e.g., Gaito, 249 F. Supp. at 927
(plaintiff alleged, among other things, that defendants “employed false and perjured
evidence” against him, and court analyzed that claim as one for malicious
prosecution); Johnson v. Dailey, 479 F.2d 86, 88 (8th Cir. 1973) (holding that
“action may be properly characterized as one in the nature of malicious prosecution,”
and applying statute of limitations governing malicious prosecution action, where
plaintiff alleged that the defendant used “fabricated facts and falsified evidence” to
convict him of murder). Thus, it is fair to conclude that during the “relevant era,” a
court squarely confronted with the question of when a fabrication of evidence claim
accrued would have looked to the common law tort of malicious prosecution and
pegged the accrual date for the fabrication claim as the time of favorable termination.
On this basis, the Court concludes that under the law of the “relevant era,” Watkins’
fabrication of evidence claims did not accrue until his conviction was vacated in
2017.
23
2
Healy offers a sharply different account of Sixth Circuit law during the
“relevant era.”
He insists that under then-prevailing Sixth Circuit precedent,
favorable termination of underlying proceedings was not an essential element of a
§ 1983 malicious prosecution claim. Healy says that, in fact, “[t]he law was
precisely the opposite – that those convicted were required to be prompt in asserting
§ 1983 claims [even before favorable termination] or otherwise forfeit them under
the statute of limitations.” (Mot. for Reconsid., ECF No. 49, PageID.10092;
emphasis in original.) As support for this contention, Healy relies primarily upon
the Sixth Circuit’s decision in Krum v. Sheppard, 407 F.2d 490 (1967). While Krum
may initially appear to support Healy’s view of the law, on closer inspection, it
becomes clear that (1) Krum did not involve any holding as to whether favorable
termination was an element of a § 1983 malicious prosecution claim, and (2) Krum
cannot be read to dispense with the favorable termination element.
The plaintiff in Krum was arrested for and charged with interfering with a
police officer in 1959. He was tried on that charge in a Michigan state court and
convicted in 1961, and the Michigan Supreme Court later affirmed his conviction.
In 1965, the plaintiff brought a number of § 1983 claims against the arresting and
investigating officers – including a claim for malicious prosecution. The plaintiff
alleged, among other things, that the officers had testified falsely against him at his
24
preliminary examination and trial. At the time the plaintiff brought these claims, he
had not obtained relief from his criminal conviction.
The defendants moved to dismiss the claims as time-barred. They argued that
the plaintiff’s claims were subject to Michigan’s three-year statute of limitations for
personal injury claims. The plaintiff countered that his claims were instead subject
to a six-year statute of limitations. As the district court explained, the resolution of
the motion turned exclusively on which statute applied:
The statute which was in effect at the time any cause of
action may have accrued to the plaintiff is M.S.A.
§ 27.605, Comp.Laws 1948, § 609.13, which read in
pertinent parts, as follows:
‘All actions in any of the courts of this state shall be
commenced within 6 years next after the causes of
action shall accrue, and not afterward, except as
hereinafter specified: Provided, however, 1. * * * 2.
Actions to recover damages for injuries to person or
property and actions for trespass upon lands shall be
brought within 3 years from the time said actions
accrue, and not afterwards; 3. Actions * * * for false
imprisonment, for malicious prosecution, * * * shall
be brought within 2 years from the time the cause
for action accrues, and not afterwards.’ (Emphasis
supplied.)
The plaintiff contends that none of the enumerated
exceptions apply to a cause of action under the Civil
Rights Act, and that the general six-year provision
therefore governs. The defendants contend that subsection
2 applies. If defendants’ contention is correct, then
plaintiff’s action is barred inasmuch as the complaint in
this action was filed on September 24, 1965, 5 years and
25
363 days after the alleged illegal search and arrest, and
four years and five months after the criminal trial.
The question which this court must decide is whether an
action for deprivation of civil rights is one ‘for injuries to
person or property’ within the meaning of M.S.A.
§ 27.605(2), Comp.Laws 1948, § 609.13(2).
Krum, 255 F. Supp. at 996-97 (emphasis added; internal footnote omitted). The
district court ruled that the three-year personal injury statute applied, and the Sixth
Circuit affirmed that ruling “for the reasons set forth” in the district court’s opinion
and without any independent analysis of its own. Id. at 491.
It is true, as Healy notes, that Sixth Circuit in Krum appeared to proceed on
the assumption that the plaintiff’s § 1983 malicious prosecution claim had accrued
even absent favorable termination of the underlying criminal proceedings. But
because Krum involved only a dispute concerning which statute to apply, neither the
district court nor the Sixth Circuit issued any holding as to whether favorable
termination was an essential element of a § 1983 malicious prosecution claim. See
Wright v. Spaulding, 939 F.3d 695, 700-05 (6th Cir. 2019) (carefully describing how
to determine the “holding” of a decision and explaining that the holding is limited to
the specific question actually presented by the parties and considered by the court).
At most, we can conclude that the parties in Krum may have assumed that favorable
termination was not required and that the courts acquiesced in that assumption. Such
acquiescence does not amount to a holding. See id. Since neither party raised the
26
favorable termination issue and since the Sixth Circuit did not consider that issue, it
would read too much into Krum to say that it establishes that favorable termination
was not an essential element of a § 1983 malicious prosecution claim. For the
reasons explained above in Section (II)(C)(1), the Court remains firmly convinced
that if the favorable termination issue had been squarely presented in Krum, the Sixth
Circuit would have found such termination to be an essential element of a § 1983
malicious prosecution claim – just as the other courts cited above did before 1975
and just as the Sixth Circuit did in Dunn.
Moreover, the decision in Dunn provides further evidence that Krum did not
hold that favorable termination is not an essential element of a § 1983 malicious
prosecution claim. As noted above, in Dunn (decided fifteen years after Krum), the
Sixth Circuit held that favorable termination is an essential element of a § 1983
malicious prosecution claim. If, as Healy insists, Krum stood for the opposite
proposition, then the panel in Dunn could not have held as it did. See Timmereck v.
United States, 577 F.2d 372, 376 n.15 (6th Cir. 1978) (recognizing before Dunn was
decided that one panel of the Sixth Circuit may not overrule another panel), rev’d on
other grounds U.S. v. Timmereck, 441 U.S. 780 (1979). It seems impossible to
reconcile Healy’s reading of Krum with the decision in Dunn.
Finally, Dunn undermines Healy’s reading of Sixth Circuit law during the
“relevant era” in another important respect. Healy contends that during the “relevant
27
era” it was obvious to judges and litigants alike in this Circuit that favorable
termination was not an essential element of a § 1983 malicious prosecution claim.
If that was correct, then Dunn would have represented a monumental shift in the law
of this Circuit. But the Sixth Circuit in Dunn did not even hint that it was breaking
from past precedent. That further belies Healy’s claim that, during the “relevant era”
in this Circuit, favorable termination was not an essential element of a § 1983
malicious prosecution claim.
3
Healy also cites a number of other cases for the proposition that favorable
termination of the underlying proceedings was not an essential element of a § 1983
claim during the “relevant era.” (See Mot. for Reconsid., ECF No. 49,
PageID.10090-10094.) In each of these cases, courts allowed plaintiffs to pursue §
1983 claims related in some way to an underlying criminal matter. And none of the
courts suggested that favorable termination was an essential element of the
plaintiffs’ claims. Healy contends that these decisions, like Krum, establish that
favorable termination was not an essential element of a § 1983 claim during the
“relevant era.”
However, the cases cited by Healy are distinguishable and do not control the
accrual questions presented in this case because they either:
28
Involved a § 1983 claim other than malicious prosecution or a § 1983 claim
for which malicious prosecution was not the most analogous common law
tort, and therefore the favorable termination element was not relevant;
Did not involve a holding as to whether favorable termination was an essential
element of the plaintiff’s § 1983 claim, and/or
Did not involve a claim that called into question the underlying conviction
and therefore did not implicate the delayed-accrual recognized in Heck.12
12
See Crawford v. Zeitler, 326 F.2d 119 (6th Cir. 1964) (did not involve holding as
to whether favorable termination was an essential element of the plaintiff’s § 1983
malicious prosecution claim); Mulligan v. Schlacter, 389 F.2d 231, 233 (6th Cir.
1986) (claims arose out of an “allegedly unlawful arrest and search by the police
officers,” case did not involve a § 1983 malicious prosecution claim, and therefore
favorable termination element was not relevant); Lilly v. Consoldane, 636 F.2d 1218
(6th Cir. 1980) (district court decision affirmed without opinion, and thus case did
not include any holding related to favorable termination element of § 1983 malicious
prosecution claim); Allen v. McCurry, 449 U.S. 90 (1980) (claim arose out of
allegedly unconstitutional search and seizure, case did not involve a § 1983
malicious prosecution claim, and therefore favorable termination element was not
relevant); Haring v. Prosise, 462 U.S. 306, 308 (1983) (plaintiff sought damages
against officers who “participated in the [unlawful] search of [plaintiff’s]
apartment,” case did not involve a § 1983 malicious prosecution claim, and therefore
favorable termination element was not relevant); Briscoe v. Lahue, 460 U.S. 325
(1983) (did not involve holding as to whether favorable termination was an essential
element of the plaintiff’s § 1983 claim); Briscoe v. Lahue, 663 F.2d 713 (7th Cir.
1981) (did not involve holding as to whether favorable termination was an essential
element of the plaintiff’s § 1983 claim); Prosise v. Harring, 667 F.2d 1133, 1134
(4th Cir. 1981) (plaintiff alleged that “officers violated his constitutional rights by
using excessive force in arresting him and by conducting a search and seizure,” case
did not involve a § 1983 malicious prosecution claim, and therefore favorable
termination element was not relevant); Johnson v. Mateer, 625 F.2d 240 (9th Cir.
1980) (claim arose out of allegedly illegal search, case did not involve a § 1983
malicious prosecution claim, and therefore favorable termination element was not
relevant); Bethea v. Reid, 445 F.2d 1163 (3d Cir. 1971) (did not involve holding as
to whether favorable termination was an essential element of the plaintiff’s § 1983
claim).
29
Admittedly, not all of the cases cited by Healy are irrelevant. In at least some
of the cases, the courts allowed the plaintiffs to pursue § 1983 claims in the nature
of malicious prosecution claims even though the plaintiffs had not prevailed in the
underlying criminal proceedings. See, e.g., Crawford v. Zeitler, 326 F.2d at 119.
And that is at least some evidence that, as Healy contends, favorable termination
was not an element of these claims. Indeed, it is not necessarily unreasonable to
argue, as Healy does, that if favorable termination truly was an essential element of
these claims, then (1) the defendants in these cases would have sought dismissal of
the claims for lack of such termination and (2) the courts would have dismissed the
claims on that basis.
But for the same reason that the Court rejected Healy’s reading of Krum, the
Court respectfully concludes that Healy reads too much into these cases. The cases
are not especially persuasive on the favorable termination question because they did
not directly address that issue. In contrast, as set forth above, every court that did
actually confront that question during the “relevant era” concluded that favorable
termination was an essential element of a § 1983 malicious prosecution claim. In
short, the cases cited by the Court above in Section (III)(C)(1), not the ones cited by
Healy, represent the prevailing rule concerning favorable termination during the
“relevant era.”
30
For all of the reasons explained above, Healy has not persuaded the Court it
erred when it concluded that during the “relevant era,” favorable termination of the
underlying proceedings was required for a § 1983 claim in the nature of malicious
prosecution.
III
The Court next turns to Healy’s contention that the Court erred when it ruled
that he was not entitled to absolute immunity from Watkins’ federal claims. The
Court held that (1) the applicable standard for determining whether Healy was
entitled to absolute immunity with respect to these claims was described in the
Supreme Court’s decision in Buckley v. Fitzsimmons, 509 U.S. 259 (1993), (2) under
Buckley, a prosecutor is entitled to absolute immunity “only when he is ‘functioning
as [an] ‘advocate[]’ with respect to activities ‘intimately associated with the judicial
phase of the criminal process’ and is not entitled to absolute immunity when he
“‘performs the investigative functions normally performed by a detective or police
officer,”’ and (3) Healy was not entitled to absolute immunity “at this time” because
Watkins had plausibly alleged that Healy was “performing ‘investigative functions’
and [] was not acting as an ‘advocate’ with respect to activities ‘intimately associated
with the judicial phase of the criminal process.’” (Op. and Order, ECF No. 47,
PageID.9974-9985, quoting Buckley, 509 U.S. 271-274.)
31
Healy argues that the Court erred in applying the Buckley standard because it
was adopted many years after his alleged misconduct. In addition, Healy contends
that even if his conduct may be judged under the Buckley standard, the Court
wrongly concluded that he is not entitled to immunity under that standard. The Court
respectfully disagrees on both points.
A
For all of the reasons explained above in Section (II)(A)(1)(b), Harper
requires this Court to apply Buckley retroactively even though Buckley was decided
many years after Healy’s alleged conduct.
Healy resists retroactive application of Buckley on fairness grounds. He
contends that Buckley “significantly narrowed the scope of absolute immunity,” and
he says that it would be “unfair” to hold him to the Buckley standard when he acted
in reliance on the broader immunity available to him when he interacted with
Watkins. (Mot. for Reconsid., ECF No. 49, PageID.10098.) This objection to the
retroactive application of Buckley fails for two reasons.
First, Harper squarely rejected the contention that a party may escape
retroactive application of a Supreme Court decision on the ground that it relied upon
the rule displaced by the decision. The Supreme Court stressed that its decisions
must be applied retroactively notwithstanding “the particular equities of individual
parties’ claims of actual reliance on an old rule and of harm from a retroactive
32
application of the new rule.” Harper, 509 U.S. at 97 (internal punctuation omitted).
See also Reynoldsville Casket Co., 514 U.S. at 753-54 (confirming that Supreme
Court decisions apply retroactively notwithstanding a party’s claimed “reliance” on
old rule).
Second, and in any event, for all of the reasons explained in the Court’s
Opinion and Order, the law of the Sixth Circuit at the time of Healy’s alleged
conduct was essentially in accord with the Buckley standard. (See Op. and Order,
ECF No. 47, PageID.9982-9985.) Thus, Buckley did not materially “narrow” the
scope of immunity that Healy may have enjoyed when he interacted with Watkins.
As the Court noted, several years before Healy came into contact with Watkins, the
Sixth Circuit explained that “acts which were outside [a prosecutor’s] quasi-judicial
capacity and beyond the scope of duties constituting an integral part of the judicial
process” were not entitled to absolute immunity. Hilliard v. Williams, 465 F.2d
1212, 1218 (6th Cir. 1972).
This test for immunity is not meaningfully
distinguishable from the test adopted in Buckley. Thus, there is no unfairness in
applying the Buckley standard to Healy here.
Healy counters that the Court looked to the wrong cases when it concluded
that the scope of immunity available to him at the relevant time was essentially the
same as that established under Buckley. According to Healy, “[a]s of 1976, the only
law governing absolute immunity for § 1983 suits against prosecutors in the Sixth
33
Circuit was Imbler v. Pachtman[, 424 U.S. 409, 430 (1976)].” (Mot. For Reconsid.,
ECF No. 49, PageID.10095.) Healy contends that Imbler did not recognize the
distinction later drawn in Buckley between a prosecutor’s investigative acts (for
which he did not enjoy absolute immunity) and his quasi-judicial acts (for which he
did). (See id.) And Healy highlights that after Imbler, the Sixth Circuit vacated its
earlier 1972 decision in Hilliard (cited above) that recognized limitations on
prosecutorial immunity. (See id., citing Hilliard v. Williams, 540 F.2d 220 (1976)).
Healy contends that under Imbler and the later Sixth Circuit decision in Hilliard, he
enjoyed broad absolute immunity even for actions taken in an investigative capacity.
The problem with this line of argument is one of timing. As the Court
carefully explained in its earlier Opinion and Order, Imbler was decided after
Healy’s alleged misconduct in this case, and the Sixth Circuit likewise issued its
final decision in the Hilliard case after Healy’s alleged misconduct. (See Op. and
Order, ECF No. 47, PageID.9982-9984 & n. 11.) At the time of Healy’s purported
misdeeds, he did not enjoy blanket absolute immunity, nor did he enjoy an immunity
as broad as that arguably recognized in Imbler. (See id.) Instead, under the Buckleylike test for prosecutorial immunity in effect in this Circuit at that time, Healy was
subject to liability for alleged misconduct committed in an investigative capacity.
(See id.) Thus, applying a Buckley-like test for immunity here would not unfairly
nor retroactively strip Healy of an immunity he enjoyed at the time of his actions.
34
Healy is correct that the law of the Sixth Circuit changed for a period time
from 1976 (after his alleged misconduct) until the Supreme Court’s decision in
Buckley. During this time, as Healy notes, it appears that prosecuting attorneys in
this Circuit enjoyed a broader scope of absolute immunity. But Healy never
adequately explains why this period of broader immunity is relevant here. This
broader immunity did not exist when Healy acted, so he could not have relied upon
it (even if reliance was relevant to retroactivity analysis, which it is not under
Harper). Moreover, during the period that this broader prosecutorial immunity did
appear to exist (from Imbler in 1976 to Buckley in 1993), Watkins’ federal claims
had not yet accrued (for all of the reasons explained above). Thus, the period during
which Healy may have enjoyed a broader immunity has no bearing on Watkins’
federal claims. For all of these reasons, the Court concludes that it properly
evaluated Healy’s claim of absolute immunity under a Buckley-like test that denies
such immunity for acts taken by a prosecutor in an investigative capacity.
B
The Court now turns to Healy’s contention that the Court misapplied the
Buckley standard. The Court held that under that standard, Healy was not entitled
to absolute immunity at this stage of the proceedings:
Watkins plausibly alleges that at the time Healy fabricated
Herndon’s statement, Healy (1) was performing
“investigative functions” and (2) was not acting as an
“advocate” with respect to activities “intimately
35
associated with the judicial phase of the criminal process”
Id. Healy’s alleged fabrication of that statement took
place before there was probable cause to arrest Watkins,
before any charges were filed against Watkins, and before
the judicial process against Watkins began. Indeed,
Watkins’ plausibly alleges that the alleged purpose of
coercing Herndon into identifying Watkins as Ingram’s
killer was to create the evidence needed to establish
probable cause so that the judicial process could begin.
Simply put, Watkins fairly alleges that Healy was
“perform[ing] the investigative functions normally
performed by a detective or police officer,” id. at 273,
when Healy fabricated the evidence that led to Watkins’
pre-conviction detention, and therefore Healy is not
entitled to absolute immunity from Watkins’ Fourth
Amendment claims at the pleadings stage.
(Opinion and Order, ECF No. 47, PageID.9976.) After explaining this basis for the
denial of absolute immunity at this time, the Court explained in detail how relevant
Sixth Circuit precedent confirmed that absolute immunity should be denied, and the
Court also distinguished the Sixth Circuit cases Healy cited in which that court
upheld claims of absolute prosecutorial immunity. (See id. at PageID.9976-9982.)
In Healy’s motion for reconsideration, he focuses closely on the Court’s
statement that probable cause did not exist at the time of his alleged misconduct.
Healy insists that (1) under Watkins’ own allegations, probable cause did exist at the
time Healy allegedly fabricated Travis Herndon’s statement that incriminated
Watkins and (2) therefore, as matter of law, he is absolutely immune for that alleged
fabrication. For at least three reasons, the Court declines to reconsider its ruling that
Healy is not yet entitled to absolute immunity.
36
First, Healy places too much emphasis on the Court’s reference to the lack of
probable cause. The Court did not deny absolute immunity to Healy based solely
upon its conclusion that, as alleged by Watkins, probable cause was lacking when
Healy fabricated Herndon’s statement. Instead, as the quoted excerpt from the
Court’s ruling above demonstrates, the Court concluded that Watkins’ allegations,
as a whole, plausibly assert that Healy was acting in an investigative capacity, not a
quasi-judicial one, when he fabricated Herndon’s statement. The Court stands by
that conclusion.
Second, even if (as Healy contends) probable cause did exist at the time Healy
alleged fabricated Herndon’s statement, that would not automatically entitle Healy
to absolute prosecutorial immunity under Buckley. As the Supreme Court explained
in that decision, “a determination of probable cause does not guarantee a prosecutor
absolute immunity from liability for all actions taken afterwards. Even after that
determination … a prosecutor may engage in ‘police investigative work’ that is
entitled to only qualified immunity.” Buckley, 509 U.S. at 274 n. 5.
Third (and in any event), Watkins does plausibly allege a lack of probable
cause at the time Healy fabricated Herndon’s statement. Watkins contends that (1)
Herndon made a statement to Defendant Neil Schwartz, then an officer with the
Detroit Police Department, implicating Watkins in the Yvette Ingram murder, (2)
Herndon later retracted his statement implicating Watkins, and (3) after that
37
retraction, Healy and Schwartz forced Herndon to make a tape-recorded statement
falsely implicating Watkins. (See Am. Compl. at ¶¶ 16, 23, 30, ECF No. 30,
PageID.7491, 7493-7494.) It is reasonable to infer from these allegations that if
probable cause to charge Watkins for the Ingram murder existed for some short
period of time after Herndon’s initial statement implicating Watkins, the probable
cause had dissipated by the time Healy and Schwartz forced Herndon to make the
recorded statement.
The dissipation occurred as a direct result of Herndon’s
recantation. In other words, it is reasonable to infer from Watkins’ allegations that
Healy and Schwartz forced Herndon to make the tape-recorded statement in order to
re-establish probable cause that no longer existed after Herndon’s recantation.
Simply put, Watkins plausibly alleges that when Healy fabricated Herndon’s
statement, Healy was acting like a police officer and was attempting to establish
probable cause at a time it was lacking. Given that plausible allegation (and for all
of the other reasons explained above and in the Court’s original ruling), Healy is not
entitled to absolute immunity at this stage.
None of the cases cited by Healy in his Motion for Reconsideration are to the
contrary. Healy argues that Buckley supports his assertion of absolute immunity
because, unlike in Buckley, probable cause did exist when he (Healy) allegedly
fabricated Herndon’s statement. (See Mot. to Reconsid., ECF No. 49,
PageID.10102.) But as explained above, Watkins plausibly alleges that probable
38
cause did not exist at the time of Healy’s fabrication, and, in any event, Buckley does
not guarantee immunity for all action by a prosecutor taken once probable cause
exists.
Healy next cites Ireland v. Tunis, 113 F.3d 1435 (6th Cir. 1997), for the
proposition that “a prosecutor’s evaluation and investigation of evidence that would
support an arrest warrant is absolutely immunized.” (Mot. to Reconsid., ECF No.
49, PageID.10102-10103.) The holding of Ireland was not that broad. The Sixth
Circuit held in that case that the prosecutor-defendants were entitled to absolute
immunity “for deciding to file a criminal complaint against [the plaintiff],
authorizing and preparing the complaint, seeking a warrant for her arrest, and, in the
case of [one of the defendants] presenting the charging documents to the judge.”
Ireland, 113 F.3d at 1447. The defendants had immunity for these actions because
they “were advocacy functions intimately associated with the judicial phase of the
criminal process.” Id. (emphasis added). Here, Healy did not take any of the actions
described by the Sixth Circuit in Ireland, and the actions he did take were not
“intimately associated with the judicial process.” Ireland does not support Healy’s
claim of absolute immunity.
Finally, Healy cites Safar v. Tringle, 895 F.3d 241, 250 (4th Cir. 2017), for
the proposition that “[w]hen probable cause exists for an arrest warrant, and then at
some point probable cause is later undermined, prosecutors have absolute immunity
39
for failing to withdraw wrongful arrest warrants.” (Mot. for Reconsid., ECF No. 49,
PageID.10103.) But the Fourth Circuit in Safar stressed, among other things, that
(1) under the law of jurisdiction in which the warrants had issued, the withdrawal of
a warrant required the filing of a motion in court and (2) deciding whether to
withdraw a judicially issued warrant is an “advocacy function” involving the
exercise of a “prosecutor’s fundamental judgment.” Safar, 895 F.3d at 249-50. Here,
Healy’s alleged decision to fabricate Herndon’s statement was not connected to any
court filing by Healy, and, as alleged by Watkins, Healy’s fabrication did not involve
the exercise of prosecutorial judgment concerning whether to pursue a criminal
charge. On the contrary, Watkins alleges that a different prosecutor made the
discretionary decision, after reviewing the fabricated statement, to seek charges
against Watkins. (See Am. Compl. at ¶40, ECF No. 30, PageID.7496-7497.) The
circumstances of Safar bear little resemblance to those alleged by Watkins.
For all of these reasons, Healy has not persuaded the Court that it erred when
it ruled that he is not entitled to absolute immunity at this stage of the proceedings.
C
The Court now turns to one last point concerning immunity made by Healy.
In a footnote in Healy’s motion for reconsideration, he argues that he may be entitled
to qualified immunity because he was not “on notice whether absolute immunity
would apply to [his] particular conduct.” (Mot. for Reconsid., ECF No. 49,
40
PageID.10098 n. 5.) He appears to contend, in other words, that he is entitled to
qualified immunity because a prosecutor in his position could reasonably, even if
mistakenly, have believed that, if sued by Watkins, he would have been able to assert
absolute immunity as a defense to Watkins’ claims.
This argument focuses on the wrong type of knowledge. In the qualified
immunity context, the relevant question is whether a reasonable person in the
defendant’s position would have known that his conduct was unlawful. See, e.g.,
Jackson v. City of Cleveland, 925 F.3d 793, 813 (6th Cir. 2019) (“[O]fficers sued
under the aegis of § 1983 are protected from liability by the doctrine of qualified
immunity insofar as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.”) (internal
quotation marks omitted).13 As the Second Circuit has explained, the relevant
knowledge is “knowledge of primary conduct – action of an official that would
violate constitutional limitations. It has nothing to do with secondary conduct of
litigation of a claim of constitutional violation.” United States v. City of New York,
717 F.3d 72, 92 (2d Cir. 2013). And in 1975 and 1976 (and likely well before that
time), a reasonable person in Healy’s position would clearly have known that he
also Hope v. Pelzer, 536 U.S. 730, 739 (2002) (“For a constitutional right to
be clearly established, its contours must be sufficiently clear that a reasonable
official would understand that what he is doing violates that right.”) (emphasis
added; internal quotation marks omitted).
13
See
41
could not fabricate evidence to support a criminal charge and prosecution. See
Jackson, 925 F.3d at 826. Thus, Healy’s understanding in 1975 and 1976 as to when
and whether he could assert prosecutorial immunity as a defense in litigation has no
bearing on whether he is entitled to qualified immunity in this action.
IV
Finally, the Court turns to Healy’s assertion that the Court erred when it held
that, at this time, Healy is not entitled to absolute immunity under state law with
respect to Watkins’ common-law claims. The Court held that Healy is not entitled
to immunity under Michigan law because (1) “Michigan law with respect to
prosecutorial immunity generally follow[ed] the federal standard” and (2) given
Watkins’ allegations, Healy is not entitled to immunity under that standard. (Op. and
Order, ECF No. 47, PageID.9993.) Healy now says that Michigan law does not track
the federal standard discussed above and that, instead, prosecutorial immunity under
Michigan law is much broader. In support of that contention, Healy relies primarily
on the Michigan Court of Appeals’ decision in Bloss v. Williams, 166 N.W.2d 520
(Mich. Ct. App. 1968).
Bloss is hardly a model of clarity. It first quotes federal decisions that appear
to apply the functional test for prosecutorial immunity later adopted by the Supreme
Court in Buckley. See id. at 523 (quoting Bauers v. Heisel, 361 F.2d 581, 589 (3d
Cir. 1966)). But Bloss then quotes other decisions that appear to suggest that a public
42
official has immunity whenever he acts within the scope of his duties. See id. at 524
(citing Gregoire v. Biddle, 177 F.2d 579, 581 (2d Cir. 1949)). The back-and-forth
discussion of the legal principles in Bloss is at best ambiguous.
The key question for the Court with respect to Bloss is: did the court in that
case cloak the prosecutor with absolute immunity under Michigan law that the
prosecutor would not have enjoyed under the federal Buckley standard? If the court
in Bloss did so, then Bloss would be strong authority for Healy’s argument that this
Court erred when it equated Michigan and federal law of prosecutorial immunity.
Healy has not made a convincing showing that the court in Bloss actually gave
the prosecutor an immunity under Michigan law that the prosecutor would not have
enjoyed under the federal standard. Healy’s motion does not offer a detailed analysis
of whether the prosecutor in Bloss would have enjoyed absolute immunity under
federal law. And there is at least some reason to believe that the prosecutor in Bloss
may have been absolutely immune under both Michigan and federal law. The court
in Bloss suggested that the decision to prosecute may have been made prior to the
complained-of acts by the prosecutor. More specifically, it noted that the prosecutor
“directed a seizure of evidence to aid in the prosecution” and was “gathering …
evidence in the preparation of the case.” Bloss, 166 N.W.2d at 524 (emphasis
added). If that’s true, the actions of the prosecutor may have been “intimately
associated with the judicial phase of the criminal process,” and thus the prosecutor
43
may have been entitled to immunity under Buckley. Buckley, 509 U.S. at 274.
Simply put, Healy has not yet persuaded the Court that the result in Bloss so conflicts
with the standard from Buckley that Bloss conflicts with the federal standard for
absolute immunity. Accordingly, the Court again declines to hold that Healy is
entitled to absolute immunity under Michigan law at this time.
V
For all of the reasons stated above, Healy’s motion for reconsideration (ECF
No. 49) is DENIED.
IT IS SO ORDERED.
s/Matthew F. Leitman
MATTHEW F. LEITMAN
UNITED STATES DISTRICT JUDGE
Dated: December 19, 2019
I hereby certify that a copy of the foregoing document was served upon the
parties and/or counsel of record on December 19, 2019, by electronic means and/or
ordinary mail.
s/Holly A. Monda
Case Manager
(810) 341-9764
44
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