Jones #229270 v. Borgerding et al
Filing
56
MEMORANDUM OPINION ; signed by Judge Robert Holmes Bell (Judge Robert Holmes Bell, kcb)
UNITED STATES OF AMERICA
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION
)
GREGORY O. JONES, # 229270,
)
)
Plaintiff,
)
)
v.
)
)
WILLIAM C. BORGERDING, et al., )
)
Defendants.
)
____________________________________)
Case No. 1:14-cv-1265
Honorable Robert Holmes Bell
MEMORANDUM OPINION
This is a civil rights action brought pro se by a state prisoner pursuant to 42
U.S.C. § 1983. Plaintiff is an inmate in the custody of the Michigan Department of
Corrections (MDOC) at the Bellamy Creek Correctional Facility (IBC). This lawsuit
arises out of conditions of his confinement from August 26, 2013, through August 5,
2014. The defendants are MDOC’s Regional Medical Officer William C. Borgerding,
M.D., Nurse Practitioner Corey Grahn, Nurse Practitioner Jennifer Wierman,
Physician’s Assistant Joshua Buskirk, and Corizon Health, Inc. (Corizon).
Plaintiff alleges that he injured his right knee in 2004 while playing basketball,
and that, afterwards, he used a knee brace on a long-term basis. On August 26, 2013,
Regional Director Borgerding recommended walking and stretching exercises rather
than replacement of a broken knee brace. (Compl. at 3-3A, ECF No. 1, PageID. 3-4).
On September 5, 2013, during follow-up care at Duane Waters Hospital, Nurse
Practitioner Grahn purportedly directed a nurse to take from plaintiff a knee brace
that was beyond repair. (Id. at 3A, PageID.4). Plaintiff alleges that he was treated by
Nurse Practitioner Wierman on October 31, 2013, at the G. Robert Cotton Correctional
Facility. Plaintiff asked Wierman to reconsider Dr. Borgerding’s recommendation. She
responded that she would not deviate from the doctor’s orders regarding plaintiff’s
medical care. (Id. at 3B, PageID.5). Plaintiff alleges that on August 5, 2014, he was
treated by Physician’s Assistant Buskirk at the Saginaw Correctional Facility.
Buskirk indicated that he agreed with Dr. Borgerding’s recommended course of
treatment and he would not recommend the changes that plaintiff requested. (Id. at
3D, PageID.7). Plaintiff alleges that all defendants were deliberately indifferent to his
serious medical needs in violation of his rights under the Eighth Amendment’s Cruel
and Unusual Punishments Clause. (Id.). He sues all defendants in their individual
and official capacities and seeks damages and declaratory and injunctive relief. (Id.
at 2, 4, PageID.2, 8).
The matter is before the Court on a motion for summary judgment by defendants
Corizon, Grahn, Wierman, and Buskirk based on the affirmative defense of failure to
exhaust administrative remedies, provided by 42 U.S.C. § 1997e(a). (ECF No. 23).
Also before the Court is defendant Borgerding’s motion for summary judgment based
on his claim of qualified immunity (ECF No. 43). Plaintiff has responded. (ECF No.
30, 31, 54, 55).
For the reasons set forth herein, defendants’ motion for summary judgment
based on the affirmative defense of failure to exhaust administrative remedies will be
granted in part and denied in part. The motion will be granted as to defendants
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Corizon, Wierman, and Buskirk, and all plaintiff’s claims against those defendants will
be dismissed without prejudice. The motion will be denied as to plaintiff’s Eighth
Amendment claim against defendant Grahn. Defendant Borgerding’s motion for
summary judgment will be granted, and a partial judgment will be entered in his favor
on all plaintiff’s claims.
Summary Judgment Standard
Summary judgment is appropriate when the record reveals that there are no
genuine issues as to any material fact in dispute and the moving party is entitled to
judgment as a matter of law. FED. R. CIV. P. 56(c); Griffin v. Hardrick, 604 F.3d 949,
953 (6th Cir. 2010). The standard for determining whether summary judgment is
appropriate is “whether ‘the evidence presents a sufficient disagreement to require
submission to a jury or whether it is so one-sided that one party must prevail as a
matter of law.’” Moses v. Providence Hosp. Med. Centers, Inc., 561 F.3d 573, 578 (6th
Cir. 2009) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52 (1986)). The
court must consider all pleadings, depositions, affidavits, and admissions on file, and
draw all justifiable inferences in favor of the party opposing the motion.
See
Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986); Pluck v.
BP Oil Pipeline Co., 640 F.3d 671, 676 (6th Cir. 2011).
When the party without the burden of proof seeks summary judgment, that
party bears the initial burden of pointing out to the district court an absence of
evidence to support the nonmoving party’s case, but need not support its motion with
affidavits or other materials “negating” the opponent’s claim. See Morris v. Oldham
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County Fiscal Court, 201 F.3d 784, 787 (6th Cir. 2000); see also Minadeo v. ICI Paints,
398 F.3d 751, 761 (6th Cir. 2005). Once the movant shows that “there is an absence
of evidence to support the nonmoving party’s case,” the nonmoving party has the
burden of coming forward with evidence raising a triable issue of fact. Celotex Corp.
v. Catrett, 477 U.S. 317, 323 (1986). To sustain this burden, the nonmoving party may
not rest on the mere allegations of his pleadings. FED. R. CIV. P. 56(e); see Everson v.
Leis, 556 F.3d 484, 496 (6th Cir. 2009). The motion for summary judgment forces the
nonmoving party to present evidence sufficient to create a genuine issue of fact for
trial. Street v. J.C. Bradford & Co., 886 F.2d 1472, 1478 (6th Cir. 1990); see Newell
Rubbermaid, Inc. v. Raymond Corp., 676 F.3d 521, 533 (6th Cir. 2012). “A mere
scintilla of evidence is insufficient; ‘there must be evidence on which a jury could
reasonably find for the [non-movant].’” Dominguez v. Correctional Med. Servs., 555
F.3d 543, 549 (6th Cir. 2009) (quoting Anderson, 477 U.S. at 252); see LaQuinta Corp.
v. Heartland Properties LLC, 603 F.3d 327, 335 (6th Cir. 2010).
A moving party with the burden of proof faces a “substantially higher hurdle.”
Arnett v. Myers, 281 F.3d 552, 561 (6th Cir. 2002); Cockrel v. Shelby County Sch. Dist.,
270 F.3d 1036, 1056 (6th Cir. 2001). The moving party without the burden of proof
needs only show that the opponent cannot sustain his burden at trial. “But where the
moving party has the burden – the plaintiff on a claim for relief or the defendant on an
affirmative defense – his showing must be sufficient for the court to hold that no
reasonable trier of fact could find other than for the moving party.” Calderone v.
United States, 799 F.2d 254, 259 (6th Cir. 1986) (quoting W. SCHWARZER, Summary
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Judgment Under the Federal Rules: Defining Genuine Issues of Material Fact, 99
F.R.D. 465, 487-88 (1984)). Accordingly, summary judgment in favor of the party with
the burden of persuasion “is inappropriate when the evidence is susceptible of different
interpretations or inferences by the trier of fact.” Hunt v. Cromartie, 526 U.S. 541, 553
(1999).
Defendants Corizon, Grahn, Wierman, and Buskirk have asserted the
affirmative defense of plaintiff’s failure to exhaust administrative remedies. A prisoner
bringing an action with respect to prison conditions under 42 U.S.C. § 1983 must
exhaust available administrative remedies. 42 U.S.C. § 1997e(a); see Jones v. Bock,
549 U.S. 199, 220 (2007); Porter v. Nussle, 534 U.S. 516, 532 (2002); Booth v. Churner,
532 U.S. 731 (2001). A prisoner must exhaust available administrative remedies, even
if the prisoner may not be able to obtain the specific type of relief he seeks in the state
administrative process. See Porter, 534 U.S. at 520; Booth, 532 U.S. at 734. “This
requirement is a strong one. To further the purposes behind the PLRA, exhaustion is
required even if the prisoner subjectively believes the remedy is not available, even
when the state cannot grant the particular relief requested, and even where the
prisoner[ ] believes the procedure to be ineffectual or futile.” Napier v. Laurel County,
Ky., 636 F.3d 218, 222 (6th Cir. 2011) (internal quotations and citations omitted).
In Jones v. Bock, the Supreme Court held that “exhaustion is an affirmative
defense, and prisoners are not required to specifically plead or demonstrate exhaustion
in their complaints.” 549 U.S. at 216. The burden is on defendant to show that
plaintiff failed to properly exhaust his administrative remedies. The Supreme Court
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reiterated that “no unexhausted claim may be considered.” 549 U.S. at 220. The Court
held that when a prisoner complaint contains both exhausted and unexhausted claims,
the lower courts should not dismiss the entire “mixed” complaint, but are required to
dismiss the unexhausted claims and proceed to address only the exhausted claims. 549
U.S. at 219-24.
In order to exhaust administrative remedies, prisoners must complete the
administrative review process in accordance with the deadlines and other applicable
procedural rules established by state law. Jones v. Bock, 549 U.S. at 218-19. In
Woodford v. Ngo, 548 U.S. 81 (2006), the Supreme Court held that the PLRA
exhaustion requirement “requires proper exhaustion.” 548 U.S. at 93.
“Proper
exhaustion demands compliance with an agency’s deadlines and other critical
procedural rules.” Id. at 90; see Scott v. Ambani, 577 F.3d 642, 647 (6th Cir. 2009).
Thus, when a prisoner’s grievance is rejected by the prison as untimely because it was
not filed within the prescribed period, the prisoner’s claim is not “properly exhausted”
for purposes of filing a section 1983 action in federal court. 548 U.S. at 90-93; Siggers
v. Campbell, 652 F.3d 681, 692 (6th Cir. 2011); see 42 U.S.C. § 1997e(a).
The
procedural bar does not apply where the State declines to enforce its own procedural
rules. See Reed-Bey v. Pramstaller, 603 F.3d 322, 324–25 (6th Cir. 2010).
MDOC Policy Directive 03.02.130 (effective July 9, 2007) sets forth the
applicable grievance procedures.1 In Sullivan v. Kasajaru, 316 F. App’x 469, 470 (6th
A copy of the policy directive is found in the record. See ECF No. 23-3,
PageID.141-47.
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Cir. 2009), the Sixth Circuit held that this policy directive “explicitly required [the
prisoner] to name each person against whom he grieved,” and it affirmed the district
court’s dismissal of a prisoner’s claim for failure to properly exhaust his available
administrative remedies. Id. at 470.
Policy Directive 03.02.130 is not limited to the requirement that the individual
being grieved be named in the Step I grievance. The following is an overview of the
grievance process. Inmates must first attempt to resolve a problem within two business
days of becoming aware of the grievable issue, unless prevented by circumstances
beyond his control. Id. at ¶ P. If the mandatory pre-grievance attempt at resolution
is unsuccessful, the inmate may proceed to Step I of the grievance process and submit
a completed grievance form within five business days of the attempted resolution. Id.
The Policy Directive also provides the following directions for completing Step I
grievance forms:
“The issues should be stated briefly but concisely. Information
provided is to be limited to the facts involving the issue being grieved (i.e., who, what,
when, where, why, how). Dates, times, places, and names of all those involved in the
issue being grieved are to be included.” Id. at ¶ R (emphasis in original). Thus, where
an individual is not named in the Step I grievance, or his or her involvement in the
issue being grieved is not indicated, or the individual is mentioned for the first time
during an appeal of a denial of a grievance, the claims against that individual are not
properly exhausted. See Ketzner v. Williams, No. 4:06-cv-73, 2008 WL 4534020, at *16
(W.D. Mich. Sept. 30, 2008) (collecting cases); accord Sullivan v. Kasajaru, 316 F. App’x
at 470.
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The inmate submits the grievance to a designated grievance coordinator who
makes an initial determination whether it should be rejected under MDOC policy or
assigns it to a respondent. P.D. 03.02.130 at ¶¶ W, X. If the inmate is dissatisfied
with the Step I response, or does not receive a timely response, he may appeal to
Step II by obtaining an appeal form within ten business days of the response, or if no
response was received, within ten business days after the response was due. Id. at
¶ BB. The respondent at Step II is designated by the policy. The Step II respondent
for grievances regarding health care issues is the Regional Health Administrator or the
Administrator’s designee. Id. at ¶ DD. If the inmate is dissatisfied with the Step II
response, or does not receive a timely Step II response, he may appeal to Step III using
the same appeal form. Id. at ¶ FF. The Step III appeal form must be sent to the
Grievance and Appeals Section within ten business days after receiving the Step II
response, or if no Step II response was received, within ten business days after the date
the Step II response was due. Id. at ¶ FF. The Grievance and Appeals Section is the
Step III respondent. Id. at ¶ GG. The Grievance and Appeals Section forwards
grievances regarding health care issues to the Administrator of the Bureau of Health
Care Services (BHCS). The BHCS Administrator is required to ensure that the
grievance is investigated and a response provided to the Grievance and Appeals
Section in a timely manner. Time limitations shall be adhered to by the inmate and
staff at all steps of the grievance process. Id. at ¶ S. “The total grievance process from
the point of filing a Step I grievance to providing a Step III response shall generally be
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completed within 120 calendar days unless an extension has been approved in writing.”
Id.
Ordinarily, a prisoner must pursue appeals of his grievance through Step III of
the administrative process. The Sixth Circuit has “clearly held that an inmate does
not exhaust available administrative remedies when the inmate fails entirely to invoke
the grievance procedure.” Napier, 636 F.3d at 224. An argument that it would have
been futile to file a grievance does not suffice. Assertions of futility do not excuse
plaintiff from the exhaustion requirement. See Napier, 636 F.3d at 224; Hartsfield v.
Vidor, 199 F.3d 305, 309 (6th Cir. 1999) (“[A]n inmate cannot simply fail to file a
grievance or abandon the process before completion and claim that he has exhausted
his remedies or that it is futile for him to do so because his grievance is now
time-barred under the regulations.”); see Booth v. Churner, 532 U.S. at 741 n.6 (“[W]e
will not read futility or other exceptions into statutory exhaustion requirements where
Congress has provided otherwise.”).
Facts
The following facts are beyond genuine issue. Plaintiff is an inmate held in the
custody of the Michigan Department of Corrections (MDOC) on criminal convictions.
Dr. William Borgerding is the Regional Medical Officer for the Northern Region of
Michigan and he held that position at all times relevant to plaintiff’s complaint.
(Borgerding Aff. ¶ 1, ECF No. 47, PageID.266).
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1.
Medical Care
Plaintiff injured his right knee on July 3, 2004. (Complaint Exhibits A-1 to A-3,
ECF No. 1-1, PageID.9-11; Plaintiff’s Aff. ¶¶ 2-3, ECF No. 55-1, PageID.298). On
August 26, 2013, Dr. Borgerding deferred plaintiff’s request for a new knee brace. It
was his medical opinion that continued use of an ACL knee brace for a nine-year-old
injury was not beneficial or necessary. (Borgerding Aff.¶ 6, ECF No. 47, PageID.26869; ECF No. 1-1, PageID.17). Dr. Borgerding was also of the opinion that walking and
strengthening exercises would be beneficial. (Id.). No physician has offered an opinion
that the course of treatment chosen by Dr. Borgerding was medically inappropriate.
2.
Grievances
Plaintiff pursued two grievances through a Step III decision before filing this
lawsuit. (ECF No. 23-2, PageID.99-100). The first grievance, Grievance No. IBC 1210-3000-19D (ECF No. 23-2, PageID.106-09) is unrelated to any claim at issue in this
lawsuit. Plaintiff’s second grievance, No. RMI-13-09-1970-012I is a grievance against
Dr. Borgerding and Nurse Practitioner Grahn. Plaintiff’s grievance was as follows:
I’m writing this grievance on Regional Medical Officer (Dr. Borgerding)
for failure to provide prescribed treatment. On 9-5-13, I was seen by
Practitioner Grahn who informed me that Dr. Borgerding informed him
that since they no longer make my current ACL knee brace or
replacement parts, he’s denying the request for a new replacement ACL
brace, which was recommended at DLW (Please see file). Furthermore,
he was ordering Practitioner Grahn to discont[inue] my current ACL
brace detail on the 10-5-13 and to repossess the current ACL brace I
have. This action of Dr. Borgerding is a violation of my 8th Amendment
right to adequate medical treatment. As this will leave my knee
venerable [sic] to further damage and me to suffer excruciating pain. To
resolve this grievance I demand that I be given a properly fitted ACL
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brace or that my knee be operated on to fix the damage so that I don’t
need the brace for support.
.
(ECF No. 23-2, PageID.104). This grievance was denied at Steps I, II, and III of the
MDOC’s grievance process. (Id. at PageID.101-05).
Discussion
I.
Defendants Corizon, Grahn, Wierman, and Buskirk
Defendants Corizon, Grahn, Wierman, and Buskirk have raised the affirmative
defense that plaintiff did not properly exhaust his administrative remedies against
them as required by 42 U.S.C. § 1997e(a). Exhaustion is mandatory. Woodford v. Ngo,
548 U.S. at 85. “[N]o unexhausted claim may be considered.” Jones v. Bock, 549 U.S.
at 220.
Plaintiff argues that his claims against all the moving defendants should be
considered exhausted because the Step III decision on Grievance No. RMI-13-09-1970012I was untimely. (Plaintiff’s Brief at 8, ECF No. 31, PageID.178). This argument
is meritless.
Grievance No. RMI-13-09-1970-012I was a grievance against Dr.
Borgerding and Nurse Practitioner Grahn. It was not a grievance against defendants
Corizon, Wierman, or Buskirk.
Dr. Borgerding has filed a separate motion for summary judgment on the merits.
Dr. Borgerding did not seek dismissal of plaintiff’s claim on the ground that it had not
been properly exhausted.
Plaintiff argues that his references in Grievance No. RMI-13-09-1970-012I to
Nurse Practitioner Grahn and the nurse practitioner’s actions were “enough to satisfy
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the exhaustion requirement[.]” (Plaintiff’s Brief at 9, ECF No. 31, PageID.179). It is
patent that Dr. Borgerding and his actions were the primary focus of plaintiff’s
grievance. Although it is a close call, the Court finds that plaintiff provided an
adequate statement connecting Nurse Practitioner Grahn to the deprivation of the
knee brace to exhaust his administrative remedies against Nurse Practitioner Grahn
through Grievance No. RMI-13-09-1970-012I. See Barney v. Corr. Med. Servs., Inc.,
No. 1:08-cv-694, 2009 WL 3711612, at *12 (W.D. Mich. Nov. 3, 2009); Ketzner v.
Williams, 2008 WL 4534020, at *18. The motion for summary judgment by defendant
Grahn based on the affirmative defense provided by 42 U.S.C. § 1997e(a) will be
denied.
The Court finds that defendants Corizon, Wierman, and Buskirk have carried
their burden on the affirmative defense and they are entitled to dismissal of all
plaintiff’s claims against them without prejudice.
II.
Dr. Borgerding
A.
Eighth Amendment
Plaintiff alleges that Dr. Borgerding violated his Eighth Amendment rights
under the Cruel and Unusual Punishments Clause. In Estelle v. Gamble, 429 U.S. 97
(1976), the Supreme Court held that deliberate indifference to a prisoner’s serious
medical needs, manifested by prison staff’s intentional interference with treatment or
intentional denial or delay of access to medical care, amounts to the unnecessary and
wanton infliction of pain proscribed by the Eighth Amendment. Estelle, 429 U.S. at
104-05. In judging the sufficiency of “deliberate indifference” claims, the court must
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view the surrounding circumstances, including the extent of the injury, the realistic
possibilities of treatment, and the possible consequences to the prisoner of failing to
provide immediate medical attention. Westlake v. Lucas, 537 F.2d 857, 860 n.4 (6th
Cir. 1976).
In Wilson v. Seiter, 501 U.S. 294 (1991), the Supreme Court clarified the
deliberate indifference standard. Under Wilson, a prisoner claiming cruel and unusual
punishment must establish both that the deprivation was sufficiently serious to rise
to constitutional levels (an objective component) and that the state official acted with
a sufficiently culpable state of mind (a subjective component). 501 U.S. at 298. No
reasonable trier of fact could find in plaintiff’s favor on the subjective component of
Eighth Amendment claims against defendant.
The Supreme Court held in Farmer v. Brennan, 511 U.S. 825 (1994), that
deliberate indifference is tantamount to a finding of criminal recklessness. A prison
official cannot be found liable for denying an inmate humane conditions of confinement
“unless the official knows of and disregards an excessive risk to inmate health or
safety.” 511 U.S. at 837. The Sixth Circuit’s decision in Miller v. Calhoun County
summarized the subjective component’s requirements:
Deliberate indifference requires a degree of culpability greater than mere
negligence, but less than acts or omissions for the very purpose of causing
harm or with knowledge that harm will result. The prison official’s state
of mind must evince deliberateness tantamount to intent to punish.
Knowledge of the asserted serious needs or of circumstances clearly
indicating the existence of such needs, is essential to a finding of
deliberate indifference. Thus, an official’s failure to alleviate a significant
risk that he should have perceived but did not, while no cause for
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commendation, cannot under our cases be condemned as the infliction of
punishment.
408 F.3d 803, 813 (6th Cir.2005) (citations and quotations omitted). Where a prisoner
has received some medical attention and the dispute is over the adequacy of the
treatment, federal courts are generally reluctant to second-guess medical judgments
and constitutionalize claims which sound in state tort law. See Alspaugh v. McConnell,
643 F.3d 162, 169 (6th Cir. 2011); Westlake, 537 F.2d 860 n.5; Reed v. Speck, 508 F.
App’x 415, 419 (6th Cir. 2012) (“The subjective component is intended ‘to prevent the
constitutionalization of medical malpractice claims.’ ”) (quoting Dominguez v. Corr.
Med. Servs., 555 F.3d at 550)).
Plaintiff has not presented evidence sufficient to support the subjective
component of an Eighth Amendment claim for deliberate indifference to serious
medical needs against defendant Borgerding. The record shows that defendant treated
plaintiff’s condition and displayed no deliberate indifference. The claim that defendant
“should have” provided him with “different” medical care is at best a state-law
malpractice claim. See Hollis v. Holmes, No. 1:14-cv-580, 2016 WL 1055750, at *4
(W.D. Mich. Mar. 17, 2016). Plaintiff’s disagreement with defendant’s diagnosis and
treatment falls far short of supporting an Eighth Amendment claim. See e.g., Kosloski
v. Dunlap, 347 F. App’x 177, 180 (6th Cir. 2009); Hix v. Tennessee Dep’t of Corr., 196
F. App’x 350, 357 (6th Cir. 2006). The doctor responsible for plaintiff’s care articulated
substantial reasons for refusing to provide him with the knee brace that he desires and
that decision was grounded in medical judgment, not in indifference or malice.
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B.
Qualified Immunity
Defendant Borgerding argues that he is entitled to summary judgment on
plaintiff’s claims against him on the basis of qualified immunity. “Once [an] official[]
raise[s] the qualified immunity defense, the plaintiff bears the burden to ‘demonstrate
that the official [is] not entitled to qualified immunity.’ ” LeFever v. Ferguson, 645 F.
App’x 438, 442 (6th Cir. 2016) (quoting Silberstein v. City of Dayton, 440 F.3d 306, 311
(6th Cir. 2006)).
“A government official sued under section 1983 is entitled to qualified immunity
unless the official violated a statutory or constitutional right that was clearly
established at the time of the challenged conduct.” Carroll v. Carman, 135 S. Ct. 348,
350 (2014); see Taylor v. Barkes, 135 S. Ct. 2042, 2044 (2015); Lane v. Franks, 134 S.
Ct. 2369, 2381 (2014). The first prong of qualified immunity analysis is whether the
plaintiff has alleged facts showing that each defendant’s conduct violated a
constitutional or statutory right. See Saucier v. Katz, 533 U.S. 194, 201 (2001). The
second prong is whether the right was “clearly established” at the time of the
defendant’s alleged misconduct. Id. Trial courts are permitted to exercise their sound
discretion in deciding which of the two prongs of the qualified immunity analysis
should be addressed first. See Pearson v. Callahan, 555 U.S. 223, 236 (2009).
A qualified immunity defense can be asserted at various stages of the litigation,
including the summary judgment stage. See English v. Dyke, 23 F.3d 1086, 1089 (6th
Cir. 1994). The qualified immunity inquiry at the summary judgment stage is
distinguished from the Rule 12(b)(6) stage in that generalized notice pleading no longer
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suffices, and the broader summary judgment record provides the framework within
which the actions of each individual defendant must be evaluated. At the summary
judgment stage, “the plaintiff must, at a minimum, offer sufficient evidence to create
a ‘genuine issue of fact,’ that is, ‘evidence on which a jury could reasonably find for the
plaintiff.’ ” Thompson v. City of Lebanon, Tenn., No. 14-5711, __ F.3d __, 2016 WL
4011166, at *2 (6th Cir. June 26, 2016); see Holsey v. Wieber, 811 F.3d 844, 846 (6th
Cir. 2016); see also Zuhl v. Haskins, No. 14-2346, __ F. App’x __, 2016 WL 3346071, at
*2 (6th Cir. June 16, 2016).
In Brosseau v. Haugen, the Supreme Court examined the underlying purpose of
the requirement that the law be clearly established:
Qualified immunity shields an officer from suit when she makes a
decision that, even if constitutionally deficient, misapprehends the law
governing the circumstances she confronted. ... Because the focus is on
whether the officer had fair notice that her conduct was unlawful,
reasonableness is judged against the backdrop of the law at the time of
the conduct. If the law at the time did not clearly establish that the
officer’s conduct would violate the Constitution, the officer should not be
subject to liability or, indeed, even the burdens of litigation.
543 U.S. 194, 198 (2004); see also Mullenix v. Luna, 136 S. Ct. 305, 308 (2015) (“The
dispositive question is ‘whether the violative nature of the particular conduct is clearly
established.’ ” (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 742 (2011)); City & County
of San Francisco, Calif. v. Sheehan, 135 S. Ct. 1765, 1774 (2015) (“An officer cannot be
said to have violated a clearly established right unless the right’s contours were
sufficiently definite that any reasonable official in his shoes would have understood
that he was violating it, meaning that existing precedent placed the statutory or
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constitutional question beyond debate.”) (citations and quotations omitted). Qualified
immunity is an immunity from suit rather than a mere defense to liability. Plumhoff
v. Rickard, 134 S. Ct. 2012, 2019 (2014).
The Supreme Court has emphasized that the second prong of the qualified
immunity analysis “‘must be undertaken in light of the specific context of the case, not
as a broad general proposition.’ ” Brosseau v. Haugen, 543 U.S. at 198 (quoting Saucier
v. Katz, 533 U.S. at 201). Moreover, courts are “not to define clearly established law
at a high level of generality, since doing so avoids the crucial question whether the
official acted reasonably in the particular circumstances that he or she faced.”
Plumhoff v. Rickard, 134 S. Ct. at 2023 (citations and quotations omitted); see also
Perez v. Oakland County, 466 F.3d 416, 428 (6th Cir. 2006) ( “Because most legal rights
are clearly established at some level of generality, immunity would be impossible to
obtain if a plaintiff were required only to cite an abstract legal principle that an official
had ‘clearly violated.’ ”).
“The burden of convincing a court that the law was clearly established ‘rests
squarely with the plaintiff.’ ” Key v. Grayson, 179 F.3d 996, 1000 (6th Cir. 1999)
(quoting Cope v. Heltsley, 128 F.3d 452, 459 (6th Cir. 1997)); see Shreve v. Franklin
County, Ohio, 743 F.3d 126, 134 (6th Cir. 2014); T. S. v. Doe, 742 F.3d 632, 635 (6th
Cir. 2014). The burden applies to each claim that the plaintiff is asserting against a
defendant. See Johnson v. Moseley, 790 F.3d 649, 653 (6th Cir. 2015).
Plaintiff attempts to avoid rather than address his burden of demonstrating that
Dr. Borgerding is not entitled to qualified immunity. Plaintiff offers a two-paragraph
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argument.
First he states that defendant’s claim of qualified immunity is
“perfunctory.”
(Plaintiff’s Brief at 5, ECF No. 55, PageID.293).
Defendant
Borgerding’s claim of entitlement to qualified immunity is not perfunctory. (See
Defendant’s Brief at 8-10, ECF No. 44, PageID.243-45).
Second, plaintiff argues that defendant’s qualified immunity argument “makes
no sense” because where there is “no claim under § 1983” the defense has “no need for
a qualified immunity defense.” (Plaintiff’s Brief at 5, ECF No. 55, PageID.293)
(quoting Tucker v. Pentrich, 2015 U.S. Dist. LEXIS 13915, at *29 (E.D. Mich. Jan. 13,
2015) and citing Ahlers v. Schebil, 188 F.3d 365, 374 (6th Cir. 1998)). It is plaintiff’s
argument that is illogical, unless plaintiff is conceding that defendant Borgerding is
entitled to judgment in his favor on other grounds.
The Sixth Circuit’s decision in Ahlers stands for the unremarkable proposition
that if a defendant is entitled to judgment in his favor on other grounds, a court may
elect as a matter of judicial economy, not to address qualified immunity.2 See Ahlers,
188 F.3d 374; see also Mattson v. Hense, 2:12-cv-11736, 2012 WL 5389726, at *5 (E.D.
Mich. Nov. 2, 2012); Sales v. Fayette County, Tenn., No. 03-2946, 2005 WL 1201145,
at *7 n.5 (W.D. Tenn. May 19, 2005). It is equally appropriate for a court to address
the qualified immunity issue and determine whether it provides an additional basis
The magistrate judge’s decision quoted by plaintiff is not persuasive authority.
In Tucker v. Pentrich, No. 09-13246, 2015 WL 477200, at *11 (E.D. Mich. Feb. 5, 2015),
the magistrate judge quoted a fragment of the Sixth Circuit’s decision in Ahlers out of
context. He then “declined to address the issue of qualified immunity” on the basis
that the defendants’ argument was “perfunctory at best.” Id. Here, the defendant’s
qualified immunity argument suffers from no such deficiency.
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for entry of judgment in the defendant’s favor. See e.g., Fleming v. Caruso, No. 0813110, 2010 WL 1526439, at *17 (E.D. Mich. Apr. 16, 2010); Johnson v. George, No.
1:09-cv-482, 2010 WL 4553652, at *2 (W.D. Mich. Oct. 7, 2010).
Plaintiff has not demonstrated that any alleged action by Dr. Borgerding
violated his clearly established Eighth Amendment rights. Generalized assertions do
not suffice. Plumhoff v. Rickard, 134 S. Ct. at 2023; Lyons v. City of Xenia, 417 F.3d
565, 572 (6th Cir. 2005). The Court finds that Dr. Borgerding is entitled to qualified
immunity.
Conclusion
For the foregoing reasons, the defendants’ motion for summary judgment based
on the affirmative defense of failure to exhaust administrative remedies will be
granted in part and denied in part. The motion will be granted as to defendants
Corizon, Wierman, and Buskirk and all plaintiff’s claims against those defendants will
be dismissed without prejudice. The motion will be denied as to plaintiff’s Eighth
Amendment claim for damages against defendant Grahn.
Defendant Borgerding’s
motion for summary judgment will be granted and a partial judgment will be entered
in his favor on all plaintiff’s claims.
/s/ Robert Holmes Bell
ROBERT HOLMES BELL
UNITED STATES DISTRICT JUDGE
Dated: September 29, 2016
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